N-PX 1 d11425dnpx.txt STERLING CAPITAL FUNDS ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-06719 Sterling Capital Funds (Exact name of registrant as specified in charter) 434 Fayetteville Street, 5th Floor Raleigh, NC 27601-0575 (Address of principal executive offices) (Zip code) James T. Gillespie, President Sterling Capital Funds 434 Fayetteville Street, 5th Floor Raleigh, NC 27601-0575 (Name and address of agent for service) Registrant's telephone number, including area code: (800) 228-1872 Date of fiscal year end: September 30 Date of reporting period: July 1, 2014 - June 30, 2015 Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 ((S)(S) 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. (S) 3507. ================================================================================ PROXY VOTING RECORD FOR PERIOD JULY 1, 2014 TO JUNE 30, 2015 The following list of funds and their respective reporting periods have no reportable data as they did not vote proxies relating to portfolio securities during the period covered by this report. Fund Name: Registrant Time Period: STERLING CAPITAL CORPORATE FUND 07.01.2014-06.30.2015 STERLING CAPITAL INTERMEDIATE U.S. GOVERNMENT FUND 07.01.2014-06.30.2015 STERLING CAPITAL KENTUCKY INTERMEDIATE TAX-FREE FUND 07.01.2014-06.30.2015 STERLING CAPITAL MARYLAND INTERMEDIATE TAX-FREE FUND 07.01.2014-06.30.2015 STERLING CAPITAL NORTH CAROLINA INTERMEDIATE TAX-FREE FUND 07.01.2014-06.30.2015 STERLING CAPITAL SOUTH CAROLINA INTERMEDIATE TAX-FREE FUND 07.01.2014-06.30.2015 STERLING CAPITAL SECURITIZED OPPORTUNITIES FUND 07.01.2014-06.30.2015 STERLING CAPITAL SHORT DURATION BOND FUND 07.01.2014-06.30.2015 STERLING CAPITAL STRATEGIC ALLOCATION BALANCED FUND 07.01.2014-06.30.2015 STERLING CAPITAL DIVERSIFIED INCOME FUND 07.01.2014-06.30.2015 STERLING CAPITAL STRATEGIC ALLOCATION GROWTH FUND 07.01.2014-06.30.2015 STERLING CAPITAL TOTAL RETURN BOND FUND 07.01.2014-06.30.2015 STERLING CAPITAL VIRGINIA INTERMEDIATE TAX-FREE FUND 07.01.2014-06.30.2015 STERLING CAPITAL ULTRA SHORT BOND FUND 07.01.2014-06.30.2015 STERLING CAPITAL WEST VIRGINIA INTERMEDIATE TAX-FREE FUND 07.01.2014-06.30.2015 STERLING CAPITAL BEHAVIORAL INTERNATIONAL EQUITY FUND 11.28.2014-06.30.2015
Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL BEHAVIORAL LARGE CAP VALUE EQUITY FUND ________________________________________________________________________________ AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roxanne S. Austin Mgmt For For For 1.2 Elect Richard A. Mgmt For For For Gonzalez 1.3 Elect Glenn F. Tilton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ACE Limited Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Profits Mgmt For For For 3 Dividends from Reserves Mgmt For For For 4 Ratification of Board Mgmt For For For Acts 5 Appointment of Mgmt For For For Statutory Auditor 6 Appointment of Auditor Mgmt For For For 7 Appointment of Special Mgmt For For For Auditor 8 Elect Evan G. Greenberg Mgmt For For For 9 Elect Robert M. Mgmt For For For Hernandez 10 Elect Michael G. Atieh Mgmt For For For 11 Elect Mary A. Cirillo Mgmt For For For 12 Elect Michael P. Connors Mgmt For For For 13 Elect John A. Edwardson Mgmt For For For 14 Elect Peter Menikoff Mgmt For For For 15 Elect Leo F. Mullin Mgmt For For For 16 Elect Kimberly Ross Mgmt For For For 17 Elect Robert W. Scully Mgmt For For For 18 Elect Eugene B. Shanks, Mgmt For For For Jr. 19 Elect Theodore Shasta Mgmt For For For 20 Elect David H. Sidwell Mgmt For For For 21 Elect Olivier Steimer Mgmt For For For 22 Elect Evan G. Greenberg Mgmt For For For as chairman of the board 23 Elect Michael P. Connors Mgmt For For For 24 Elect Mary A. Cirillo Mgmt For For For 25 Elect John A. Edwardson Mgmt For For For 26 Elect Robert M. Mgmt For For For Hernandez 27 ELECTION OF HOMBURGER Mgmt For For For AG AS INDEPENDENT PROXY 28 Amendments to Articles Mgmt For For For Relating to VeguV (General Amendments) 29 Amendments to Articles Mgmt For For For Relating to VeguV (Compensation Provisions) 30 Compensation of the Mgmt For For For Board until the Next AGM 31 Executive Compensation Mgmt For For For 32 Advisory Vote on Mgmt For Against Against Executive Compensation 33 Additional or ShrHoldr For Abstain Against Miscellanious Proposals ________________________________________________________________________________ Actavis plc Ticker Security ID: Meeting Date Meeting Status ACT CUSIP G0083B108 06/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul M. Bisaro Mgmt For For For 2 Elect Nesli Basgoz Mgmt For For For 3 Elect James H. Bloem Mgmt For For For 4 Elect Christopher W. Mgmt For For For Bodine 5 Elect Christopher J. Mgmt For For For Coughlin 6 Elect Michael R. Mgmt For For For Gallagher 7 Elect Catherine M. Klema Mgmt For For For 8 Elect Peter J. McDonnell Mgmt For For For 9 Elect Patrick J. Mgmt For For For O'Sullivan 10 Elect Brenton L. Mgmt For For For Saunders 11 Elect Ronald R. Taylor Mgmt For For For 12 Elect Fred G. Weiss Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Name Change to Allergan Mgmt For For For plc 16 Approval of the Amended Mgmt For Against Against 2013 Incentive Award Plan 17 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ AECOM Ticker Security ID: Meeting Date Meeting Status ACM CUSIP 00766T100 03/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James H. Fordyce Mgmt For Withhold Against 1.2 Elect Linda Griego Mgmt For Withhold Against 1.3 Elect William G. Ouchi Mgmt For Withhold Against 1.4 Elect Douglas W. Stotlar Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Frank M. Clark, Mgmt For For For Jr. 4 Elect Betsy Z. Cohen Mgmt For For For 5 Elect Molly J. Coye Mgmt For Against Against 6 Elect Roger N. Farah Mgmt For For For 7 Elect Barbara H. Mgmt For For For Franklin 8 Elect Jeffrey E. Garten Mgmt For For For 9 Elect Ellen M. Hancock Mgmt For For For 10 Elect Richard J. Mgmt For For For Harrington 11 Elect Edward J. Ludwig Mgmt For For For 12 Elect Joseph P. Newhouse Mgmt For For For 13 Elect Olympia J. Snowe Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Indirect Political Spending 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Alaska Air Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALK CUSIP 011659109 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patricia M. Mgmt For For For Bedient 2 Elect Marion C. Blakey Mgmt For For For 3 Elect Phyllis J. Mgmt For For For Campbell 4 Elect Dhiren Fonseca Mgmt For For For 5 Elect Jessie J. Knight, Mgmt For For For Jr. 6 Elect Dennis F. Madsen Mgmt For For For 7 Elect Helvi K. Sandvik Mgmt For For For 8 Elect Katherine Savitt Mgmt For For For 9 Elect J. Kenneth Mgmt For For For Thompson 10 Elect Bradley D. Tilden Mgmt For For For 11 Elect Eric K. Yeaman Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Allstate Corporation Ticker Security ID: Meeting Date Meeting Status ALL CUSIP 020002101 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert D. Beyer Mgmt For For For 2 Elect Kermit R. Crawford Mgmt For For For 3 Elect Michael L. Eskew Mgmt For For For 4 Elect Herbert L. Henkel Mgmt For For For 5 Elect Siddharth N. Mehta Mgmt For For For 6 Elect Andrea Redmond Mgmt For For For 7 Elect John W. Rowe Mgmt For For For 8 Elect Judith A. Sprieser Mgmt For For For 9 Elect Mary Alice Taylor Mgmt For For For 10 Elect Thomas J. Wilson Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Ameriprise Financial, Inc. Ticker Security ID: Meeting Date Meeting Status AMP CUSIP 03076C106 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James M. Mgmt For For For Cracchiolo 2 Elect Dianne Neal Blixt Mgmt For For For 3 Elect Amy DiGeso Mgmt For For For 4 Elect Lon R. Greenberg Mgmt For For For 5 Elect Siri S. Marshall Mgmt For For For 6 Elect Jeffrey Noddle Mgmt For For For 7 Elect H. Jay Sarles Mgmt For Against Against 8 Elect Robert F. Sharpe, Mgmt For For For Jr. 9 Elect William H. Turner Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AMGEN Inc. Ticker Security ID: Meeting Date Meeting Status AMGN CUSIP 031162100 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Baltimore Mgmt For For For 2 Elect Frank J. Biondi, Mgmt For For For Jr. 3 Elect Robert A. Bradway Mgmt For For For 4 Elect Francois de Mgmt For For For Carbonnel 5 Elect Vance D. Coffman Mgmt For For For 6 Elect Robert A. Eckert Mgmt For For For 7 Elect Greg C. Garland Mgmt For For For 8 Elect Rebecca M. Mgmt For For For Henderson 9 Elect Frank C. Herringer Mgmt For For For 10 Elect Tyler Jacks Mgmt For For For 11 Elect Judith C. Pelham Mgmt For For For 12 Elect Ronald D. Sugar Mgmt For For For 13 Elect R. Sanders Mgmt For For For Williams 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions ________________________________________________________________________________ Anthem Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 11/05/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For ________________________________________________________________________________ Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Julie A. Hill Mgmt For For For 2 Elect Ramiro G. Peru Mgmt For For For 3 Elect John H. Short Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Declassification of the Board 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 03/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy D. Cook Mgmt For For For 2 Elect Albert A. Gore, Mgmt For For For Jr. 3 Elect Robert A. Iger Mgmt For For For 4 Elect Andrea Jung Mgmt For For For 5 Elect Arthur D. Levinson Mgmt For For For 6 Elect Ronald D. Sugar Mgmt For For For 7 Elect Sue Wagner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the Mgmt For For For Employee Stock Purchase Plan 11 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy and Climate Change Policy Risk 12 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Archer-Daniels-Midland Company Ticker Security ID: Meeting Date Meeting Status ADM CUSIP 039483102 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Boeckmann Mgmt For For For 2 Elect Mollie Hale Carter Mgmt For For For 3 Elect Terrell K. Crews Mgmt For For For 4 Elect Pierre Dufour Mgmt For For For 5 Elect Donald E. Mgmt For For For Felsinger 6 Elect Juan Richardo Mgmt For For For Luciano 7 Elect Antonio dos Mgmt For For For Santos Maciel Neto 8 Elect Patrick J. Moore Mgmt For For For 9 Elect Thomas F. O'Neill Mgmt For For For 10 Elect Francisco Sanchez Mgmt For For For 11 Elect Daniel Shih Mgmt For For For 12 Elect Kelvin R. Mgmt For For For Westbrook 13 Elect Patricia A. Woertz Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Reapproval of the 2009 Mgmt For For For Incentive Compensation Plan 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Ball Corporation Ticker Security ID: Meeting Date Meeting Status BLL CUSIP 058498106 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert W. Alspaugh Mgmt For For For 1.2 Elect Michael J. Cave Mgmt For For For 1.3 Elect R. David Hoover Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adoption of Majority Mgmt For For For Vote for Election of Directors ________________________________________________________________________________ Broadcom Corporation Ticker Security ID: Meeting Date Meeting Status BRCM CUSIP 111320107 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert J. Mgmt For For For Finocchio, Jr. 2 Elect Nancy H. Handel Mgmt For For For 3 Elect Eddy W. Mgmt For For For Hartenstein 4 Elect Maria Klawe Mgmt For For For 5 Elect John E. Major Mgmt For For For 6 Elect Scott A. McGregor Mgmt For For For 7 Elect William T. Morrow Mgmt For For For 8 Elect Henry Samueli Mgmt For For For 9 Elect Robert E. Switz Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cameron International Corporation Ticker Security ID: Meeting Date Meeting Status CAM CUSIP 13342B105 05/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect H. Paulett Mgmt For For For Eberhart 2 Elect Peter J. Fluor Mgmt For For For 3 Elect Douglas L. Foshee Mgmt For For For 4 Elect Rodolfo Landim Mgmt For For For 5 Elect Jack B. Moore Mgmt For For For 6 Elect Michael E. Patrick Mgmt For For For 7 Elect Timothy J. Probert Mgmt For For For 8 Elect Jon Erik Mgmt For For For Reinhardsen 9 Elect R. Scott Rowe Mgmt For For For 10 Elect Brent J. Smolik Mgmt For For For 11 Elect Bruce W. Wilkinson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Anderson Mgmt For For For 2 Elect Colleen F. Arnold Mgmt For For For 3 Elect George S. Barrett Mgmt For For For 4 Elect Carrie S. Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce L. Downey Mgmt For For For 7 Elect Patricia A. Mgmt For For For Hemingway Hall 8 Elect Clayton M. Jones Mgmt For For For 9 Elect Gregory B. Kenny Mgmt For For For 10 Elect David P. King Mgmt For For For 11 Elect Richard C. Mgmt For For For Notebaert 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the Mgmt For For For Material Terms of the Management Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures ________________________________________________________________________________ CBL & Associates Properties, Inc. Ticker Security ID: Meeting Date Meeting Status CBL CUSIP 124830100 05/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles B. Mgmt For For For Lebovitz 1.2 Elect Stephen D. Mgmt For For For Lebovitz 1.3 Elect Gary L. Bryenton Mgmt For Withhold Against 1.4 Elect A. Larry Chapman Mgmt For For For 1.5 Elect Matthew S. Mgmt For For For Dominski 1.6 Elect John D. Griffith Mgmt For For For 1.7 Elect Gary J. Nay Mgmt For For For 1.8 Elect Kathleen M. Nelson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Celanese Corporation Ticker Security ID: Meeting Date Meeting Status CE CUSIP 150870103 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James E. Barlett Mgmt For For For 2 Elect Edward G. Galante Mgmt For For For 3 Elect David F. Mgmt For Against Against Hoffmeister 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CenturyLink, Inc. Ticker Security ID: Meeting Date Meeting Status CTL CUSIP 156700106 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Virginia Boulet Mgmt For For For 1.2 Elect Peter C. Brown Mgmt For For For 1.3 Elect Richard A. Mgmt For For For Gephardt 1.4 Elect W. Bruce Hanks Mgmt For For For 1.5 Elect Gregory J. McCray Mgmt For For For 1.6 Elect C. G. Melville, Mgmt For For For Jr. 1.7 Elect William A. Owens Mgmt For For For 1.8 Elect Harvey P. Perry Mgmt For For For 1.9 Elect Glen F. Post III Mgmt For For For 1.10 Elect Michael J. Roberts Mgmt For For For 1.11 Elect Laurie A. Siegel Mgmt For For For 1.12 Elect Joseph R. Zimmel Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Approval of the 2015 Mgmt For For For Executive Officer Short-Term Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Cheniere Energy, Inc. Ticker Security ID: Meeting Date Meeting Status LNG CUSIP 16411R208 06/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charif Souki Mgmt For For For 2 Elect Vicky A. Bailey Mgmt For Against Against 3 Elect G. Andrea Botta Mgmt For For For 4 Elect Nuno Brandolini Mgmt For Against Against 5 Elect David I. Foley Mgmt For For For 6 Elect David B. Mgmt For Against Against Kilpatrick 7 Elect Donald F. Mgmt For For For Robillard, Jr. 8 Elect Neal A. Shear Mgmt For For For 9 Elect Heather R. Zichal Mgmt For For For 10 Advisory Vote on Mgmt For Against Against Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Chubb Corp. Ticker Security ID: Meeting Date Meeting Status CB CUSIP 171232101 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Zoe Baird Budinger Mgmt For For For 2 Elect Sheila P. Burke Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect John D. Finnegan Mgmt For For For 5 Elect Timothy P. Flynn Mgmt For For For 6 Elect Karen M. Hoguet Mgmt For For For 7 Elect Lawrence W. Mgmt For For For Kellner 8 Elect Martin G. McGuinn Mgmt For For For 9 Elect Lawrence M. Small Mgmt For For For 10 Elect Jess Soderberg Mgmt For For For 11 Elect Daniel E. Somers Mgmt For For For 12 Elect William C. Weldon Mgmt For For For 13 Elect James M. Zimmerman Mgmt For For For 14 Elect Alfred W. Zollar Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report ________________________________________________________________________________ CIGNA Corporation Ticker Security ID: Meeting Date Meeting Status CI CUSIP 125509109 04/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John M. Partridge Mgmt For For For 2 Elect James E. Rogers Mgmt For For For 3 Elect Eric C. Wiseman Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CME Group Inc Ticker Security ID: Meeting Date Meeting Status CME CUSIP 12572Q105 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Terrence A. Duffy Mgmt For For For 2 Elect Phupinder S. Gill Mgmt For For For 3 Elect Timothy S. Mgmt For For For Bitsberger 4 Elect Charles P. Carey Mgmt For For For 5 Elect Dennis H. Mgmt For For For Chookaszian 6 Elect Ana Dutra Mgmt For For For 7 Elect Martin J. Gepsman Mgmt For For For 8 Elect Larry G. Gerdes Mgmt For For For 9 Elect Daniel R. Glickman Mgmt For For For 10 Elect J. Dennis Hastert Mgmt For For For 11 Elect Leo Melamed Mgmt For Against Against 12 Elect William P. Miller Mgmt For For For II 13 Elect James E. Oliff Mgmt For For For 14 Elect Edemir Pinto Mgmt For For For 15 Elect Alex J. Pollock Mgmt For For For 16 Elect John F. Sandner Mgmt For For For 17 Elect Terry L. Savage Mgmt For For For 18 Elect William R. Shepard Mgmt For Against Against 19 Elect Dennis A. Suskind Mgmt For For For 20 Ratification of Auditor Mgmt For For For 21 Advisory Vote on Mgmt For For For Executive Compensation 22 Exclusive Forum Bylaw Mgmt For Against Against ________________________________________________________________________________ Commonwealth Reit Ticker Security ID: Meeting Date Meeting Status CWH CUSIP 203233101 07/31/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For For For Samuel Zeil 1.2 Election of Director: Mgmt For For For James Corl 1.3 Election of Director: Mgmt For For For Martin L. Edelman 1.4 Election of Director: Mgmt For For For Edward Glickman 1.5 Election of Director: Mgmt For For For David Helfand 1.6 Election of Director: Mgmt For For For Peter Linneman 1.7 Election of Director: Mgmt For For For Jim Lozier 1.8 Election of Director: Mgmt For For For Mary Jane Robertson 1.9 Election of Director: Mgmt For For For Kenneth Shea 1.10 Election of Director: Mgmt For For For Gerald A. Spector 1.11 Election of Director: Mgmt For For For James A. Star 2 Approve Charter Mgmt For For For Amendment 3 Approve Charter Mgmt For For For Amendment 4 Adopt Majority Vote for Mgmt For For For Directors 5 Approve Director Mgmt For For For Indemnification 6 Approve Director Mgmt For For For Indemnification 7 Approve Charter Mgmt For For For Amendment 8 Approve Charter Mgmt For For For Amendment 9 Approve Charter Mgmt For Against Against Amendment 10 Approve Charter Mgmt For For For Amendment 11 Amend Articles-Board Mgmt For For For Related 12 Approve Charter Mgmt For For For Amendment 13 Amend Articles-Board Mgmt For For For Related 14 Limit/Eliminate Written Mgmt For For For Consent 15 Approve Charter Mgmt For For For Amendment 16 Declassify Board Mgmt For For For 17 Approve Charter Mgmt For For For Amendment 18 Approve Charter Mgmt For For For Amendment 19 Approve Charter Mgmt For For For Amendment 20 Amend Articles-Board Mgmt For For For Related 21 Approve Charter Mgmt For For For Amendment 22 Approve Charter Mgmt For For For Amendment 23 Miscellaneous Corporate Mgmt For For For Actions 24 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Commonwealth Reit Ticker Security ID: Meeting Date Meeting Status CWH CUSIP 203233101 07/31/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For For For Samuel Zeil 1.2 Election of Director: Mgmt For For For James Corl 1.3 Election of Director: Mgmt For For For Martin L. Edelman 1.4 Election of Director: Mgmt For For For Edward Glickman 1.5 Election of Director: Mgmt For For For David Helfand 1.6 Election of Director: Mgmt For For For Peter Linneman 1.7 Election of Director: Mgmt For For For Jim Lozier 1.8 Election of Director: Mgmt For For For Mary Jane Robertson 1.9 Election of Director: Mgmt For For For Kenneth Shea 1.10 Election of Director: Mgmt For For For Gerald A. Spector 1.11 Election of Director: Mgmt For For For James A. Star 2 Approve Charter Mgmt For For For Amendment 3 Approve Charter Mgmt For For For Amendment 4 Adopt Majority Vote for Mgmt For For For Directors 5 Approve Director Mgmt For For For Indemnification 6 Approve Director Mgmt For For For Indemnification 7 Approve Charter Mgmt For For For Amendment 8 Approve Charter Mgmt For For For Amendment 9 Approve Charter Mgmt For Against Against Amendment 10 Approve Charter Mgmt For For For Amendment 11 Amend Articles-Board Mgmt For For For Related 12 Approve Charter Mgmt For For For Amendment 13 Amend Articles-Board Mgmt For For For Related 14 Limit/Eliminate Written Mgmt For For For Consent 15 Approve Charter Mgmt For For For Amendment 16 Declassify Board Mgmt For For For 17 Approve Charter Mgmt For For For Amendment 18 Approve Charter Mgmt For For For Amendment 19 Approve Charter Mgmt For For For Amendment 20 Amend Articles-Board Mgmt For For For Related 21 Approve Charter Mgmt For For For Amendment 22 Approve Charter Mgmt For For For Amendment 23 Miscellaneous Corporate Mgmt For For For Actions 24 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Computer Sciences Corporation Ticker Security ID: Meeting Date Meeting Status CSC CUSIP 205363104 08/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Barram Mgmt For For For 2 Elect Erik Brynjolfsson Mgmt For For For 3 Elect Rodney F. Chase Mgmt For For For 4 Elect Bruce B. Churchill Mgmt For For For 5 Elect Nancy Killefer Mgmt For For For 6 Elect J. Michael Lawrie Mgmt For For For 7 Elect Brian P. MacDonald Mgmt For For For 8 Elect Sean O'Keefe Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Computer Sciences Corporation Ticker Security ID: Meeting Date Meeting Status CSC CUSIP 205363104 08/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For David J. Barram 2 Election of Director: Mgmt For For For Erick Brynjolfsson 3 Election of Director: Mgmt For For For Rodney F. Chase 4 Election of Director: Mgmt For For For Bruce B. Churchill 5 Election of Director: Mgmt For For For Nancy Killefer 6 Election of Director: Mgmt For For For J. Michael Lawrie 7 Election of Director: Mgmt For For For Brian P. Macdonald 8 Election of Director: Mgmt For For For Sean O'Keefe 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Corning Incorporated Ticker Security ID: Meeting Date Meeting Status GLW CUSIP 219350105 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donald W. Blair Mgmt For For For 2 Elect Stephanie A. Burns Mgmt For For For 3 Elect John A. Canning Mgmt For For For Jr. 4 Elect Richard T. Clark Mgmt For For For 5 Elect Robert F. Mgmt For Against Against Cummings, Jr. 6 Elect James B. Flaws Mgmt For Against Against 7 Elect Deborah A. Mgmt For For For Henretta 8 Elect Daniel P. Mgmt For For For Huttenlocher 9 Elect Kurt M. Landgraf Mgmt For For For 10 Elect Kevin J. Martin Mgmt For For For 11 Elect Deborah D. Rieman Mgmt For For For 12 Elect Hansel E. Tookes Mgmt For For For II 13 Elect Wendell P. Weeks Mgmt For For For 14 Elect Mark S. Wrighton Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles ________________________________________________________________________________ Corrections Corporation Of America Ticker Security ID: Meeting Date Meeting Status CXW CUSIP 22025Y407 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Donna M. Alvarado Mgmt For For For 2 Elect John D. Correnti Mgmt For For For 3 Elect Robert J. Dennis Mgmt For For For 4 Elect Mark A. Emkes Mgmt For For For 5 Elect John D. Ferguson Mgmt For For For 6 Elect Damon T. Hininger Mgmt For For For 7 Elect C. Michael Jacobi Mgmt For For For 8 Elect Anne L Mariucci Mgmt For For For 9 Elect Thurgood Mgmt For For For Marshall, Jr. 10 Elect Charles L. Overby Mgmt For For For 11 Elect John R. Prann, Jr. Mgmt For For For 12 Elect Joseph V. Russell Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Coty Inc Ticker Security ID: Meeting Date Meeting Status COTY CUSIP 222070203 11/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Lambertus J.H. Mgmt For For For Becht 1.2 Elect Joachim Faber Mgmt For For For 1.3 Elect Olivier Goudet Mgmt For For For 1.4 Elect Peter Harf Mgmt For Withhold Against 1.5 Elect Erhard Schoewel Mgmt For For For 1.6 Elect Robert Singer Mgmt For For For 1.7 Elect Jack L. Stahl Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ CVR Energy, Inc. Ticker Security ID: Meeting Date Meeting Status CVI CUSIP 12662P108 06/17/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bob G. Alexander Mgmt For For For 1.2 Elect SungHwan Cho Mgmt For Withhold Against 1.3 Elect Carl C. Icahn Mgmt For For For 1.4 Elect Andrew Langham Mgmt For For For 1.5 Elect John J. Lipinski Mgmt For For For 1.6 Elect Courtney Mather Mgmt For For For 1.7 Elect Stephen Mongillo Mgmt For For For 1.8 Elect Andrew Roberto Mgmt For For For 1.9 Elect James M. Strock Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ CVS Health Corporation Ticker Security ID: Meeting Date Meeting Status CVS CUSIP 126650100 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard M. Bracken Mgmt For For For 2 Elect C. David Brown II Mgmt For For For 3 Elect Alecia A. Mgmt For For For DeCoudreaux 4 Elect Nancy-Ann M. Mgmt For For For Deparle 5 Elect David W. Dorman Mgmt For For For 6 Elect Anne M. Finucane Mgmt For For For 7 Elect Larry J. Merlo Mgmt For For For 8 Elect Jean-Pierre Millon Mgmt For For For 9 Elect Richard J. Swift Mgmt For For For 10 Elect William C. Weldon Mgmt For For For 11 Elect Tony L. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the Mgmt For For For Performance Criteria in the 2010 Incentive Compensation Plan 15 Shareholder Proposal ShrHoldr Against Against For Regarding Incorporation of Values in Political Spending ________________________________________________________________________________ Delphi Automotive PLC Ticker Security ID: Meeting Date Meeting Status DLPH CUSIP G27823106 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kevin P. Clark Mgmt For For For 2 Elect Gary L. Cowger Mgmt For For For 3 Elect Nicholas M. Mgmt For For For Donofrio 4 Elect Mark P. Frissora Mgmt For For For 5 Elect Rajiv L. Gupta Mgmt For For For 6 Elect J. Randall Mgmt For For For MacDonald 7 Elect Sean O. Mahoney Mgmt For For For 8 Elect Timothy M. Mgmt For For For Manganello 9 Elect Thomas W. Sidlik Mgmt For For For 10 Elect Bernd Wiedemann Mgmt For For For 11 Elect Lawrence A. Mgmt For For For Zimmerman 12 Ratification of Auditor Mgmt For For For 13 Amendment to Long-Term Mgmt For For For Incentive Plan 14 Leadership Incentive Mgmt For For For Plan 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL CUSIP 247361702 06/25/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Mgmt For For For Anderson 2 Elect Edward H. Bastian Mgmt For For For 3 Elect Francis S. Blake Mgmt For For For 4 Elect Roy J. Bostock Mgmt For For For 5 Elect John S. Brinzo Mgmt For For For 6 Elect Daniel A. Carp Mgmt For For For 7 Elect David G. DeWalt Mgmt For For For 8 Elect Thomas E. Donilon Mgmt For For For 9 Elect William H. Easter Mgmt For For For III 10 Elect Mickey P. Foret Mgmt For For For 11 Elect Shirley C. Mgmt For For For Franklin 12 Elect David R. Goode Mgmt For For For 13 Elect George N. Mattson Mgmt For For For 14 Elect Douglas R Ralph Mgmt For For For 15 Elect Sergio Agapito Mgmt For For For Lires Rial 16 Elect Kenneth B. Woodrow Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Digital Realty Trust, Inc. Ticker Security ID: Meeting Date Meeting Status DLR CUSIP 253868103 05/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis E. Mgmt For For For Singleton 2 Elect Laurence A. Mgmt For For For Chapman 3 Elect Kathleen Earley Mgmt For Against Against 4 Elect Kevin J. Kennedy Mgmt For For For 5 Elect William G. LaPerch Mgmt For For For 6 Elect A. William Stein Mgmt For Against Against 7 Elect Robert H. Zerbst Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Employee Stock Purchase Mgmt For Against Against Plan 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Dillard's, Inc. Ticker Security ID: Meeting Date Meeting Status DDS CUSIP 254067101 05/16/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank R. Mori Mgmt For For For 2 Elect Reynie Rutledge Mgmt For For For 3 Elect J.C. Watts, Jr. Mgmt For For For 4 Elect Nick White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2005 Mgmt For For For Non-Employee Director Restricted Stock Plan 7 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ DIRECTV Ticker Security ID: Meeting Date Meeting Status DTV CUSIP 25490A309 09/25/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Duke Realty Corporation Ticker Security ID: Meeting Date Meeting Status DRE CUSIP 264411505 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Mgmt For For For Baltimore, Jr. 2 Elect William Cavanaugh Mgmt For For For III 3 Elect Alan H. Cohen Mgmt For For For 4 Elect Ngaire E. Cuneo Mgmt For For For 5 Elect Charles R. Eitel Mgmt For For For 6 Elect Martin C. Jischke Mgmt For For For 7 Elect Dennis D. Oklak Mgmt For For For 8 Elect Melanie R. Mgmt For For For Sabelhaus 9 Elect Peter M. Scott III Mgmt For For For 10 Elect Jack R. Shaw Mgmt For For For 11 Elect Michael E. Mgmt For For For Szymanczyk 12 Elect Lynn C. Thurber Mgmt For For For 13 Elect Robert J. Mgmt For For For Woodward, Jr. 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 2015 Long-Term Mgmt For For For Incentive Plan ________________________________________________________________________________ Endurance Specialty Holdings Ticker Security ID: Meeting Date Meeting Status ENH CUSIP G30397106 06/30/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance for Mgmt For Against Against Acquisition 2 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Endurance Specialty Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status ENH CUSIP G30397106 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John T. Baily Mgmt For For For 2 Elect Norman Barham Mgmt For For For 3 Elect Galen R. Barnes Mgmt For For For 4 Elect William H. Mgmt For For For Bolinder 5 Elect Philip M. Mgmt For For For Butterfield 6 Elect Steven W. Carlsen Mgmt For For For 7 Elect John R. Charman Mgmt For For For 8 Elect Susan S. Fleming Mgmt For For For 9 Elect Scott D. Moore Mgmt For For For 10 Elect William J. Raver Mgmt For For For 11 Elect Robert A. Spass Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2015 Mgmt For For For Employee Share Purchase Plan ________________________________________________________________________________ Energizer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ENR CUSIP 29266R108 01/26/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bill G. Armstrong Mgmt For For For 2 Elect J. Patrick Mulcahy Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Shareholder Proposal ShrHoldr Against Against For Regarding Adoption of a Sustainable Palm Oil Policy ________________________________________________________________________________ Gannett Co., Inc. Ticker Security ID: Meeting Date Meeting Status GCI CUSIP 364730101 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John E. Cody Mgmt For For For 2 Elect Howard D Elias Mgmt For For For 3 Elect Lidia Fonseca Mgmt For For For 4 Elect John J. Louis Mgmt For For For 5 Elect Marjorie Magner Mgmt For For For 6 Elect Gracia C. Martore Mgmt For For For 7 Elect Scott K McCune Mgmt For For For 8 Elect Susan Ness Mgmt For For For 9 Elect Tony A. Prophet Mgmt For For For 10 Elect Neal Shapiro Mgmt For Against Against 11 Ratification of Auditor Mgmt For For For 12 Amend Charter to Mgmt For For For Include Ownership and Transfer Restrictions 13 Amendment to the 2001 Mgmt For For For Omnibus Incentive Compensation Plan 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ General Dynamics Corporation Ticker Security ID: Meeting Date Meeting Status GD CUSIP 369550108 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary T. Barra Mgmt For For For 2 Elect Nicholas D. Mgmt For For For Chabraja 3 Elect James S. Crown Mgmt For For For 4 Elect Rudy F. deLeon Mgmt For For For 5 Elect William P. Fricks Mgmt For For For 6 Elect John M. Keane Mgmt For For For 7 Elect Lester L. Lyles Mgmt For For For 8 Elect James N. Mattis Mgmt For For For 9 Elect Phebe N. Novakovic Mgmt For For For 10 Elect William A. Osborn Mgmt For For For 11 Elect Laura J. Mgmt For For For Schumacher 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ General Motors Co. Ticker Security ID: Meeting Date Meeting Status GM CUSIP 37045V100 06/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph J. Ashton Mgmt For For For 2 Elect Mary T. Barra Mgmt For For For 3 Elect Stephen J. Girsky Mgmt For For For 4 Elect Linda R. Gooden Mgmt For For For 5 Elect Joseph Jimenez Mgmt For For For 6 Elect Kathryn V. Mgmt For For For Marinello 7 Elect Michael G. Mullen Mgmt For For For 8 Elect James J. Mulva Mgmt For For For 9 Elect Patricia F. Russo Mgmt For For For 10 Elect Thomas M. Schoewe Mgmt For For For 11 Elect Theodore M. Solso Mgmt For For For 12 Elect Carol M. Mgmt For For For Stephenson 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Cogan Mgmt For For For 2 Elect Etienne F. Mgmt For For For Davignon 3 Elect Carla A. Hills Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect John W. Madigan Mgmt For For For 6 Elect John C. Martin Mgmt For For For 7 Elect Nicholas G. Moore Mgmt For For For 8 Elect Richard J. Whitley Mgmt For For For 9 Elect Gayle E. Wilson Mgmt For For For 10 Elect Per Wold-Olsen Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Mgmt For For For Employee Stock Purchase Plans 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Drug Pricing Report ________________________________________________________________________________ Goldman Sachs Group Inc. Ticker Security ID: Meeting Date Meeting Status GS CUSIP 38141G104 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd C. Blankfein Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Gary D. Cohn Mgmt For For For 4 Elect Mark Flaherty Mgmt For For For 5 Elect William W. George Mgmt For For For 6 Elect James A. Johnson Mgmt For For For 7 Elect Lakshmi N. Mittal Mgmt For For For 8 Elect Adebayo O. Mgmt For For For Ogunlesi 9 Elect Peter Oppenheimer Mgmt For For For 10 Elect Debora L. Spar Mgmt For For For 11 Elect Mark E. Tucker Mgmt For For For 12 Elect David A. Viniar Mgmt For For For 13 Elect Mark O. Winkelman Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 2015 Stock Incentive Mgmt For For For Plan 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Compensation in the Event of Resignation for Government Service 19 SHAREHOLDER PROPOSAL ShrHoldr Against For Against REGARDING RIGHT TO ACT BY WRITTEN CONSENT ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 03/27/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Halyard Health Inc Ticker Security ID: Meeting Date Meeting Status HYH CUSIP 40650V100 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gary D. Blackford Mgmt For Withhold Against 1.2 Elect Patrick J. O'Leary Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Hanesbrands Inc. Ticker Security ID: Meeting Date Meeting Status HBI CUSIP 410345102 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bobby J. Griffin Mgmt For For For 1.2 Elect James C. Johnson Mgmt For For For 1.3 Elect Jessica T. Mathews Mgmt For For For 1.4 Elect Franck J. Moison Mgmt For For For 1.5 Elect Robert F. Moran Mgmt For For For 1.6 Elect J. Patrick Mulcahy Mgmt For For For 1.7 Elect Ronald L. Nelson Mgmt For For For 1.8 Elect Richard A. Noll Mgmt For For For 1.9 Elect Andrew J. Mgmt For For For Schindler 1.10 Elect David V. Singer Mgmt For For For 1.11 Elect Ann E. Ziegler Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hanover Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status THG CUSIP 410867105 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Neal F. Finnegan Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Cynthia L. Egan Mgmt For For For 4 Elect Joseph R. Ramrath Mgmt For For For 5 Elect Harriett Tee Mgmt For For For Taggart 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Milton Johnson Mgmt For For For 1.2 Elect Robert J. Dennis Mgmt For For For 1.3 Elect Nancy-Ann DeParle Mgmt For For For 1.4 Elect Thomas F. Frist Mgmt For For For III 1.5 Elect William R. Frist Mgmt For For For 1.6 Elect Ann H. Lamont Mgmt For For For 1.7 Elect Jay O. Light Mgmt For For For 1.8 Elect Geoffrey G. Meyers Mgmt For For For 1.9 Elect Michael W. Mgmt For For For Michelson 1.10 Elect Wayne J. Riley Mgmt For For For 1.11 Elect John W. Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HCP, Inc. Ticker Security ID: Meeting Date Meeting Status HCP CUSIP 40414L109 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian G. Mgmt For For For Cartwright 2 Elect Christine N. Mgmt For For For Garvey 3 Elect David B. Henry Mgmt For For For 4 Elect James P. Hoffmann Mgmt For For For 5 Elect Lauralee E. Martin Mgmt For For For 6 Elect Michael D. McKee Mgmt For For For 7 Elect Peter L. Rhein Mgmt For For For 8 Elect Joseph P. Sullivan Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Health Care Reit, Inc. Ticker Security ID: Meeting Date Meeting Status HCN CUSIP 42217K106 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. DeRosa Mgmt For For For 2 Elect Jeffrey H. Donahue Mgmt For For For 3 Elect Fred S. Klipsch Mgmt For For For 4 Elect Geoffrey G. Meyers Mgmt For For For 5 Elect Timothy J. Mgmt For For For Naughton 6 Elect Sharon M. Oster Mgmt For For For 7 Elect Judith C. Pelham Mgmt For For For 8 Elect Sergio D. Rivera Mgmt For For For 9 Elect R. Scott Trumbull Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Healthcare Trust Of America, Inc. Ticker Security ID: Meeting Date Meeting Status HTA CUSIP 42225P105 07/09/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Scott D. Peters 2 Election of Director: Mgmt For For For W. Bradley Blair, II 3 Election of Director: Mgmt For For For Maurice J. Dewald 4 Election of Director: Mgmt For Against Against Warren D. Fix 5 Election of Director: Mgmt For For For Larry L. Mathis 6 Election of Director: Mgmt For For For Steve W. Patterson 7 Election of Director: Mgmt For For For Gary T. Wescombe 8 Advisory Vote on Mgmt For Against Against Executive Compensation 9 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Herbalife Ltd. Ticker Security ID: Meeting Date Meeting Status HLF CUSIP G4412G101 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Pedro Cardoso Mgmt For Withhold Against 1.2 Elect Jonathan Mgmt For Withhold Against Christodoro 1.3 Elect Keith Cozza Mgmt For Withhold Against 1.4 Elect James L. Nelson Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Adoption of Majority Mgmt For For For Vote for Election of Directors ________________________________________________________________________________ Hewlett-Packard Company Ticker Security ID: Meeting Date Meeting Status HPQ CUSIP 428236103 03/18/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Marc L. Andreessen Mgmt For For For 2 Elect Shumeet Banerji Mgmt For For For 3 Elect Robert R. Bennett Mgmt For For For 4 Elect Rajiv L. Gupta Mgmt For For For 5 Elect Klaus Kleinfeld Mgmt For For For 6 Elect Raymond J. Lane Mgmt For For For 7 Elect Ann M. Livermore Mgmt For For For 8 Elect Raymond E. Ozzie Mgmt For For For 9 Elect Gary M. Reiner Mgmt For For For 10 Elect Patricia F. Russo Mgmt For For For 11 Elect James A. Skinner Mgmt For For For 12 Elect Margaret C. Mgmt For For For Whitman 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent ________________________________________________________________________________ Hospitality Properties Trust Ticker Security ID: Meeting Date Meeting Status HPT CUSIP 44106M102 06/01/2015 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce M. Gans Mgmt For TNA N/A 2 Elect Adam D. Portnoy Mgmt For TNA N/A 3 Ratification of Policy Mgmt For TNA N/A Regarding Maryland's Anti-Takeover Law 4 Advisory Vote on Mgmt For TNA N/A Executive Compensation 5 Ratification of Auditor Mgmt For TNA N/A ________________________________________________________________________________ Hospitality Properties Trust Ticker Security ID: Meeting Date Meeting Status HPT CUSIP 44106M102 06/01/2015 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bruce M. Gans Mgmt N/A Against N/A 2 Elect Adam D. Portnoy Mgmt N/A Against N/A 3 Ratification of Policy Mgmt N/A Against N/A Regarding Maryland's Anti-Takeover Law 4 Advisory Vote on Mgmt N/A For N/A Executive Compensation 5 Ratification of Auditor Mgmt N/A For N/A 6 Shareholder Proposal ShrHoldr N/A For N/A Regarding Opt Out of Maryland's Unsolicited Takeover Act ________________________________________________________________________________ Huntington Bancshares Incorporated Ticker Security ID: Meeting Date Meeting Status HBAN CUSIP 446150104 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ann B. Crane Mgmt For For For 1.2 Elect Steven G. Elliott Mgmt For For For 1.3 Elect Michael J. Endres Mgmt For For For 1.4 Elect John B. Gerlach, Mgmt For For For Jr. 1.5 Elect Peter J. Kight Mgmt For For For 1.6 Elect Jonathan A. Levy Mgmt For For For 1.7 Elect Eddie R. Munson Mgmt For For For 1.8 Elect Richard W. Neu Mgmt For For For 1.9 Elect David L. Porteous Mgmt For For For 1.10 Elect Kathleen H. Mgmt For For For Ransier 1.11 Elect Stephen D. Mgmt For For For Steinour 2 2015 Long-Term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Huntington Ingalls Industries, Inc. Ticker Security ID: Meeting Date Meeting Status HII CUSIP 446413106 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Miller Mgmt For For For 1.2 Elect C. Michael Petters Mgmt For For For 1.3 Elect Karl M. von der Mgmt For For For Heyden 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Intel Corporation Ticker Security ID: Meeting Date Meeting Status INTC CUSIP 458140100 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene Mgmt For For For Barshefsky 2 Elect Aneel Bhusri Mgmt For For For 3 Elect Andy D. Bryant Mgmt For For For 4 Elect Susan L. Decker Mgmt For For For 5 Elect John J. Donahoe Mgmt For Against Against 6 Elect Reed E. Hundt Mgmt For For For 7 Elect Brian M. Krzanich Mgmt For For For 8 Elect James D. Plummer Mgmt For For For 9 Elect David S. Pottruck Mgmt For For For 10 Elect Frank D. Yeary Mgmt For For For 11 Elect David B. Yoffie Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2006 Mgmt For For For Equity Incentive Plan 15 Amendment to the 2006 Mgmt For For For Stock Purchase Plan 16 Stockholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 18 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions ________________________________________________________________________________ International Paper Company Ticker Security ID: Meeting Date Meeting Status IP CUSIP 460146103 05/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Bronczek Mgmt For For For 2 Elect William J. Burns Mgmt For For For 3 Elect Ahmet C. Dorduncu Mgmt For For For 4 Elect Ilene S. Gordon Mgmt For For For 5 Elect Jay L. Johnson Mgmt For For For 6 Elect Stacey J. Mobley Mgmt For For For 7 Elect Joan E. Spero Mgmt For For For 8 Elect Mark S. Sutton Mgmt For For For 9 Elect John L. Townsend, Mgmt For For For III 10 Elect William G. Walter Mgmt For For For 11 Elect J. Steven Whisler Mgmt For For For 12 Elect Ray G. Young Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ Jazz Pharmaceuticals Plc Ticker Security ID: Meeting Date Meeting Status JAZZ CUSIP G50871105 07/31/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Bruce C. Cozadd 2 Election of Director: Mgmt For For For Heather Ann McSharry 3 Election of Director: Mgmt For For For Rick E. Winningham 4 Approve Remuneration of Mgmt For For For Directors and Auditors 5 Stock Repurchase Plan Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ JPMorgan Chase & Co. Ticker Security ID: Meeting Date Meeting Status JPM CUSIP 46625H100 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda B. Bammann Mgmt For For For 2 Elect James A. Bell Mgmt For For For 3 Elect Crandall C. Bowles Mgmt For For For 4 Elect Stephen B. Burke Mgmt For For For 5 Elect James S. Crown Mgmt For For For 6 Elect James Dimon Mgmt For For For 7 Elect Timothy P. Flynn Mgmt For For For 8 Elect Laban P. Jackson, Mgmt For For For Jr. 9 Elect Michael A. Neal Mgmt For For For 10 Elect Lee R. Raymond Mgmt For For For 11 Elect William C. Weldon Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Mgmt For For For Long-Term Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting 18 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 19 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Compensation in the Event of Resignation for Government Service 20 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report ________________________________________________________________________________ Kinder Morgan, Inc. Ticker Security ID: Meeting Date Meeting Status KMI CUSIP 49456B101 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard D. Kinder Mgmt For For For 1.2 Elect Steven J. Kean Mgmt For For For 1.3 Elect Ted A. Gardner Mgmt For For For 1.4 Elect Anthony W. Hall, Mgmt For For For Jr. 1.5 Elect Gary L. Hultquist Mgmt For For For 1.6 Elect Ronald L. Kuehn, Mgmt For For For Jr. 1.7 Elect Deborah A. Mgmt For For For Macdonald 1.8 Elect Michael Miller Mgmt For Withhold Against 1.9 Elect Michael C. Morgan Mgmt For For For 1.10 Elect Arthur C. Mgmt For For For Reichstetter 1.11 Elect Fayez S. Sarofim Mgmt For For For 1.12 Elect C. Park Shaper Mgmt For For For 1.13 Elect William A. Smith Mgmt For For For 1.14 Elect Joel V. Staff Mgmt For For For 1.15 Elect Robert F. Vagt Mgmt For For For 1.16 Elect Perry M. Waughtal Mgmt For For For 2 Approval of the 2015 Mgmt For For For Stock Incentive Plan 3 Approval of the 2015 Mgmt For For For Annual Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Amendments to Mgmt For For For Certificate of Incorporation to Comply with Jones Act 7 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Response to Climate Change Policy 8 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions Reporting and Reduction Targets 9 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report ________________________________________________________________________________ Kroger Co. Ticker Security ID: Meeting Date Meeting Status KR CUSIP 501044101 06/25/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nora. A. Aufreiter Mgmt For For For 2 Elect Robert D. Beyer Mgmt For For For 3 Elect Susan J. Kropf Mgmt For For For 4 Elect David B. Lewis Mgmt For For For 5 Elect W. Rodney McMullen Mgmt For For For 6 Elect Jorge P. Montoya Mgmt For For For 7 Elect Clyde R. Moore Mgmt For For For 8 Elect Susan M. Phillips Mgmt For For For 9 Elect James A. Runde Mgmt For For For 10 Elect Ronald L. Sargent Mgmt For For For 11 Elect Bobby S. Shackouls Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on the Use of Non-Recyclable Packaging 16 Shareholder Proposal ShrHoldr Against Against For Regarding Use of Antibiotics ________________________________________________________________________________ Lazard Ltd Ticker Security ID: Meeting Date Meeting Status LAZ CUSIP G54050102 04/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew M. Alper Mgmt For For For 1.2 Elect Ashish Bhutani Mgmt For For For 1.3 Elect Steven J. Heyer Mgmt For For For 1.4 Elect Sylvia Jay Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA CUSIP 521865204 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Bott Mgmt For For For 2 Elect Thomas P. Capo Mgmt For For For 3 Elect Jonathan F. Foster Mgmt For For For 4 Elect Kathleen A. Mgmt For For For Ligocki 5 Elect Conrad L. Mgmt For For For Mallett, Jr. 6 Elect Donald L. Runkle Mgmt For For For 7 Elect Matthew J. Mgmt For For For Simoncini 8 Elect Gregory C. Smith Mgmt For For For 9 Elect Henry D. G. Mgmt For For For Wallace 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lockheed Martin Corporation Ticker Security ID: Meeting Date Meeting Status LMT CUSIP 539830109 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel F. Akerson Mgmt For For For 2 Elect Nolan D. Archibald Mgmt For For For 3 Elect Rosalind G. Brewer Mgmt For For For 4 Elect David B. Burritt Mgmt For For For 5 Elect James O. Ellis, Mgmt For For For Jr. 6 Elect Thomas J. Falk Mgmt For For For 7 Elect Marillyn A. Hewson Mgmt For For For 8 Elect Gwendolyn S. King Mgmt For For For 9 Elect James M. Loy Mgmt For For For 10 Elect Joseph W. Ralston Mgmt For For For 11 Elect Anne L. Stevens Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Macy's Inc. Ticker Security ID: Meeting Date Meeting Status M CUSIP 55616P104 05/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Mgmt For For For Bollenbach 2 Elect John A. Bryant Mgmt For For For 3 Elect Deirdre P. Mgmt For For For Connelly 4 Elect Meyer Feldberg Mgmt For For For 5 Elect Leslie D. Hale Mgmt For For For 6 Elect Sara L. Levinson Mgmt For For For 7 Elect Terry J. Lundgren Mgmt For For For 8 Elect Joseph Neubauer Mgmt For For For 9 Elect Joyce M. Roche Mgmt For For For 10 Elect Paul C. Varga Mgmt For For For 11 Elect Craig E. Weatherup Mgmt For For For 12 Elect Marna C. Mgmt For For For Whittington 13 Elect Annie A. Mgmt For For For Young-Scrivner 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mallinckrodt plc Ticker Security ID: Meeting Date Meeting Status MNK CUSIP G5785G107 03/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Melvin D. Booth Mgmt For For For 2 Elect Don M. Bailey Mgmt For For For 3 Elect David R. Carlucci Mgmt For For For 4 Elect J. Martin Carroll Mgmt For For For 5 Elect Diane H. Gulyas Mgmt For For For 6 Elect Nancy S. Lurker Mgmt For For For 7 Elect JoAnn A. Reed Mgmt For For For 8 Elect Angus C. Russell Mgmt For For For 9 Elect Virgil D. Thompson Mgmt For For For 10 Elect Mark C. Trudeau Mgmt For For For 11 Elect Kneeland C. Mgmt For For For Youngblood 12 Elect Joseph A. Mgmt For For For Zaccagnino 13 Ratification of Auditor Mgmt For For For and Authority to Set Fees 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the Stock Mgmt For For For and Incentive Plan 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Determine Mgmt For For For the Reissue Price for Treasury Shares 18 Authority to Set Mgmt For For For Meeting Location ________________________________________________________________________________ Marathon Petroleum Corp. Ticker Security ID: Meeting Date Meeting Status MPC CUSIP 56585A102 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David A. Daberko Mgmt For For For 1.2 Elect Donna A. James Mgmt For For For 1.3 Elect James E. Rohr Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Marvell Technology Group Ltd. Ticker Security ID: Meeting Date Meeting Status MRVL CUSIP G5876H105 07/01/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Dr. Sehat Sutardja 2 Election of Director: Mgmt For For For Dr. Juergen Gromer 3 Election of Director: Mgmt For For For Dr. John G. Kassakian 4 Election of Director: Mgmt For For For Arturo Krueger 5 Election of Director: Mgmt For For For Dr. Randhir Thakur 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Mckesson Corporation Ticker Security ID: Meeting Date Meeting Status MCK CUSIP 58155Q103 07/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Andy D. Bryant 2 Election of Director: Mgmt For For For Wayne A. Budd 3 Election of Director: Mgmt For For For N. Anthony Coles, M.D. 4 Election of Director: Mgmt For For For John H. Hammergren 5 Election of Director: Mgmt For For For Alton F. Irby, III 6 Election of Director: Mgmt For For For M. Christine Jacobs 7 Election of Director: Mgmt For For For Marie L. Knowles 8 Election of Director: Mgmt For For For David M. Lawrenece, M.D. 9 Election of Director: Mgmt For For For Edwarrd A. Mueller 10 Ratify Appointment of Mgmt For For For Independent Auditors 11 Advisory Vote on Mgmt For For For Executive Compensation 12 S/H Proposal - ShrHldr Against For Against Corporate Governance 13 S/H Proposal - ShrHldr Against For Against Political/Government 14 S/H Proposal - ShrHldr Against Against For Executive Compensation ________________________________________________________________________________ Micron Technology, Inc. Ticker Security ID: Meeting Date Meeting Status MU CUSIP 595112103 01/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert L. Bailey Mgmt For For For 2 Elect Richard M. Beyer Mgmt For For For 3 Elect Patrick J. Byrne Mgmt For For For 4 Elect D. Mark Durcan Mgmt For For For 5 Elect Warren A. East Mgmt For For For 6 Elect Mercedes Johnson Mgmt For For For 7 Elect Lawrence N. Mondry Mgmt For Against Against 8 Elect Robert E. Switz Mgmt For Against Against 9 Amendment to the 2007 Mgmt For For For Equity Incentive Plan 10 Ratification of Auditor Mgmt For For For 11 Elimination of Mgmt For For For Cumulative Voting 12 Amendment to the Mgmt For For For Executive Officer Performance Incentive Plan 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Thomas H. Glocer Mgmt For For For 3 Elect James P. Gorman Mgmt For For For 4 Elect Robert H. Herz Mgmt For For For 5 Elect Klaus Kleinfield Mgmt For For For 6 Elect Jami Miscik Mgmt For For For 7 Elect Donald T. Mgmt For For For Nicolaisen 8 Elect Hutham S. Olayan Mgmt For For For 9 Elect James W. Owens Mgmt For For For 10 Elect Ryosuke Tamakoshi Mgmt For For For 11 Elect Masaaki Tanaka Mgmt For For For 12 Elect Perry M. Traquina Mgmt For For For 13 Elect Laura D'Andrea Mgmt For For For Tyson 14 Elect Rayford Wilkins, Mgmt For For For Jr. 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Amendment to the 2007 Mgmt For For For Incentive Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 20 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Compensation in the Event of Resignation for Government Service ________________________________________________________________________________ Mylan Inc. Ticker Security ID: Meeting Date Meeting Status MYL CUSIP 628530107 01/29/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For Against Against Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ NASDAQ OMX Group, Inc. Ticker Security ID: Meeting Date Meeting Status NDAQ CUSIP 631103108 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charlene T. Begley Mgmt For For For 2 Elect Steven D. Black Mgmt For For For 3 Elect Borje Ekholm Mgmt For For For 4 Elect Robert Greifeld Mgmt For For For 5 Elect Glenn H. Hutchins Mgmt For For For 6 Elect Essa Kazim Mgmt For For For 7 Elect Thomas A. Kloet Mgmt For For For 8 Elect John D. Markese Mgmt For For For 9 Elect Ellyn A. McColgan Mgmt For For For 10 Elect Michael R. Mgmt For For For Splinter 11 Elect Lars Wedenborn Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the Mgmt For For For Executive Corporation Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ National Oilwell Varco, Inc. Ticker Security ID: Meeting Date Meeting Status NOV CUSIP 637071101 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Clay C. Williams Mgmt For For For 2 Elect Greg L. Armstrong Mgmt For For For 3 Elect Robert E. Mgmt For For For Beauchamp 4 Elect Marcela E. Donadio Mgmt For For For 5 Elect Ben A. Guill Mgmt For For For 6 Elect David D. Harrison Mgmt For For For 7 Elect Roger L. Jarvis Mgmt For For For 8 Elect Eric L. Mattson Mgmt For For For 9 Elect Jeffery A. Smisek Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Navient Corporation Ticker Security ID: Meeting Date Meeting Status NAVI CUSIP 63938C108 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John K. Adams, Jr. Mgmt For For For 2 Elect Anne Torre Bates Mgmt For For For 3 Elect Anna Escobedo Mgmt For For For Cabral 4 Elect William M. Mgmt For For For Diefenderfer III 5 Elect Diane Suitt Mgmt For For For Gilleland 6 Elect Katherine A. Mgmt For For For Lehman 7 Elect Linda Mills Mgmt For For For 8 Elect Barry A. Munitz Mgmt For For For 9 Elect Jack Remondi Mgmt For For For 10 Elect Steven L. Shapiro Mgmt For For For 11 Elect Jane J. Thompson Mgmt For For For 12 Elect Laura S. Unger Mgmt For For For 13 Elect Barry L. Williams Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 17 Amendment to the Mgmt For For For Navient Corporation 2014 Omnibus Incentive Plan ________________________________________________________________________________ Northrop Grumman Corporation Ticker Security ID: Meeting Date Meeting Status NOC CUSIP 666807102 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wesley G. Bush Mgmt For For For 2 Elect Marianne C. Brown Mgmt For For For 3 Elect Victor H. Fazio Mgmt For For For 4 Elect Donald E. Mgmt For For For Felsinger 5 Elect Bruce S. Gordon Mgmt For For For 6 Elect William H. Mgmt For For For Hernandez 7 Elect Madeleine A. Mgmt For For For Kleiner 8 Elect Karl J. Krapek Mgmt For For For 9 Elect Richard B. Myers Mgmt For For For 10 Elect Gary Roughead Mgmt For For For 11 Elect Thomas M. Schoewe Mgmt For For For 12 Elect James S. Turley Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2011 Mgmt For For For Long-Term Incentive Stock Plan 15 Ratification of Auditor Mgmt For For For 16 Shareholder Regarding ShrHoldr Against For Against Independent Board Chairman ________________________________________________________________________________ Omega Healthcare Investors, Inc. Ticker Security ID: Meeting Date Meeting Status OHI CUSIP 681936100 03/27/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Repeal of Classified Mgmt For For For Board 4 Elimination of Mgmt For For For Supermajority Requirement 5 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Oracle Corporation Ticker Security ID: Meeting Date Meeting Status ORCL CUSIP 68389X105 11/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey S. Berg Mgmt For For For 1.2 Elect H. Raymond Bingham Mgmt For Withhold Against 1.3 Elect Michael J. Boskin Mgmt For For For 1.4 Elect Safra A. Catz Mgmt For For For 1.5 Elect Bruce R. Chizen Mgmt For Withhold Against 1.6 Elect George H. Conrades Mgmt For For For 1.7 Elect Lawrence J. Mgmt For For For Ellison 1.8 Elect Hector Mgmt For For For Garcia-Molina 1.9 Elect Jeffrey O. Henley Mgmt For Withhold Against 1.10 Elect Mark V. Hurd Mgmt For For For 1.11 Elect Naomi O. Seligman Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 5 Shareholder Proposal ShrHoldr Against Against For Regarding the Use of Metrics for Executive Performance Measures 6 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Pacwest Bancorp Ticker Security ID: Meeting Date Meeting Status PACW CUSIP 695263103 05/18/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig A. Carlson Mgmt For For For 1.2 Elect John M. Eggemeyer Mgmt For For For 1.3 Elect Barry C. Mgmt For For For Fitzpatrick 1.4 Elect Andrew B. Fremder Mgmt For For For 1.5 Elect C. William Hosler Mgmt For For For 1.6 Elect Susan E. Lester Mgmt For For For 1.7 Elect Douglas H. Lowrey Mgmt For For For 1.8 Elect Timothy B. Matz Mgmt For For For 1.9 Elect Roger H. Molvar Mgmt For For For 1.10 Elect James J. Mgmt For For For Pieczynski 1.11 Elect Daniel B. Platt Mgmt For Withhold Against 1.12 Elect Robert A. Stine Mgmt For For For 1.13 Elect Matthew P. Wagner Mgmt For For For 2 Amendment to Executive Mgmt For For For Incentive Plan 3 Adoption of Tax Asset Mgmt For For For Protection Plan (Shareholder Rights Plan) 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Right to Adjourn Meeting Mgmt For For For 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ PBF Energy Inc. Ticker Security ID: Meeting Date Meeting Status PBF CUSIP 69318G106 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas D. O'Malley Mgmt For For For 2 Elect Spencer Abraham Mgmt For For For 3 Elect Jefferson F. Allen Mgmt For For For 4 Elect Wayne A. Budd Mgmt For For For 5 Elect S. Eugene Edwards Mgmt For For For 6 Elect Dennis M. Houston Mgmt For For For 7 Elect Edward F. Kosnik Mgmt For For For 8 Elect Eija Malmivirta Mgmt For For For 9 Elect Thomas J. Nimbley Mgmt For For For 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PG&E Corporation Ticker Security ID: Meeting Date Meeting Status PCG CUSIP 69331C108 05/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lewis Chew Mgmt For For For 2 Elect Anthony F. Mgmt For For For Earley, Jr. 3 Elect Fred J. Fowler Mgmt For For For 4 Elect Maryellen C. Mgmt For For For Herringer 5 Elect Richard C. Kelly Mgmt For For For 6 Elect Roger H. Kimmel Mgmt For For For 7 Elect Richard A. Meserve Mgmt For For For 8 Elect Forrest E. Miller Mgmt For For For 9 Elect Rosendo G. Parra Mgmt For For For 10 Elect Barbara L. Rambo Mgmt For For For 11 Elect Anne Shen Smith Mgmt For For For 12 Elect Barry Lawson Mgmt For For For Williams 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Piedmont Office Realty Trust Inc. Ticker Security ID: Meeting Date Meeting Status PDM CUSIP 720190206 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Mgmt For For For Buchanan 1.2 Elect Wesley E. Cantrell Mgmt For For For 1.3 Elect William H. Mgmt For For For Keogler, Jr. 1.4 Elect Barbara B. Lang Mgmt For For For 1.5 Elect Frank C. McDowell Mgmt For For For 1.6 Elect Donald A. Miller Mgmt For For For 1.7 Elect Raymond G. Mgmt For For For Milnes, Jr. 1.8 Elect Jeffrey L. Swope Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pilgrim's Pride Corporation Ticker Security ID: Meeting Date Meeting Status PPC CUSIP 72147K108 05/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gilberto Tamazoni Mgmt For For For 1.2 Elect Joesley Mendonca Mgmt For For For Batista 1.3 Elect Wesley Mendonca Mgmt For For For Batista 1.4 Elect William W. Lovette Mgmt For For For 1.5 Elect Andre Noguiera de Mgmt For For For Souza 1.6 Elect Wallim Cruz de Mgmt For Withhold Against Vasconcellos Junior 1.7 Elect David E. Bell Mgmt For For For 1.8 Elect Michael L. Cooper Mgmt For Withhold Against 1.9 Elect Charles Macaluso Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PNC Financial Services Group Inc. Ticker Security ID: Meeting Date Meeting Status PNC CUSIP 693475105 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Bunch Mgmt For Against Against 2 Elect Paul W. Chellgren Mgmt For For For 3 Elect Marjorie Rodgers Mgmt For For For Cheshire 4 Elect William S. Demchak Mgmt For For For 5 Elect Andrew T. Mgmt For For For Feldstein 6 Elect Kay Coles James Mgmt For For For 7 Elect Richard B. Kelson Mgmt For For For 8 Elect Anthony A. Massaro Mgmt For For For 9 Elect Jane G. Pepper Mgmt For For For 10 Elect Donald J. Shepard Mgmt For For For 11 Elect Lorene K. Steffes Mgmt For For For 12 Elect Dennis F. Strigl Mgmt For For For 13 Elect Thomas J. Usher Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PPL Corporation Ticker Security ID: Meeting Date Meeting Status PPL CUSIP 69351T106 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rodney C. Adkins Mgmt For For For 2 Elect Frederick M. Mgmt For For For Bernthal 3 Elect John W. Conway Mgmt For For For 4 Elect Philip G. Cox Mgmt For For For 5 Elect Steven G. Elliott Mgmt For For For 6 Elect Louise K. Goeser Mgmt For For For 7 Elect Stuart E. Graham Mgmt For For For 8 Elect Raja Rajamannar Mgmt For For For 9 Elect Craig A. Rogerson Mgmt For For For 10 Elect William H. Spence Mgmt For For For 11 Elect Natica von Althann Mgmt For For For 12 Elect Keith H. Mgmt For For For Williamson 13 Elect Armando Zagalo De Mgmt For For For Lima 14 Amendment of Company's Mgmt For For For Articles to Permit Shareholders to Call Special Meetings 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Ratification of Auditor Mgmt For For For 17 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditure Report 18 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 20 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Greenhouse Gas Emissions Reductions Scenarios ________________________________________________________________________________ Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Mgmt For For For Baltimore, Jr. 2 Elect Gordon M. Bethune Mgmt For For For 3 Elect Gilbert F. Mgmt For For For Casellas 4 Elect James G. Cullen Mgmt For For For 5 Elect Mark B. Grier Mgmt For For For 6 Elect Constance J. Mgmt For For For Horner 7 Elect Martina Mgmt For For For Hund-Mejean 8 Elect Karl J. Krapek Mgmt For For For 9 Elect Christine A. Poon Mgmt For For For 10 Elect Douglas A. Mgmt For For For Scovanner 11 Elect John R. Strangfeld Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Public Service Enterprise Group Incorporated Ticker Security ID: Meeting Date Meeting Status PEG CUSIP 744573106 04/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Albert R. Gamper, Mgmt For For For Jr. 2 Elect William V. Hickey Mgmt For For For 3 Elect Ralph Izzo Mgmt For For For 4 Elect Shirley Ann Mgmt For For For Jackson 5 Elect David Lilley Mgmt For For For 6 Elect Thomas A. Renyi Mgmt For For For 7 Elect Hak Cheol Shin Mgmt For For For 8 Elect Richard J. Swift Mgmt For For For 9 Elect Susan Tomasky Mgmt For For For 10 Elect Alfred W. Zollar Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Rock-Tenn Company Ticker Security ID: Meeting Date Meeting Status RKT CUSIP 772739207 06/24/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Advisory Vote on Golden Mgmt For For For Parachutes ________________________________________________________________________________ SCANA Corporation Ticker Security ID: Meeting Date Meeting Status SCG CUSIP 80589M102 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James A. Bennett Mgmt For For For 1.2 Elect Lynne M. Miller Mgmt For For For 1.3 Elect James W. Roquemore Mgmt For For For 1.4 Elect Maceo K. Sloan Mgmt For For For 2 Long-Term Equity Mgmt For For For Compensation Plan 3 Ratification of Auditor Mgmt For For For 4 Amendment to Declassify Mgmt For For For the Board ________________________________________________________________________________ Schlumberger Ltd. (Netherlands Antilles) Ticker Security ID: Meeting Date Meeting Status SLB CUSIP 806857108 04/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter L.S. Currie Mgmt For For For 2 Elect K. Vaman Kamath Mgmt For For For 3 Elect V. Maureen Mgmt For For For Kempston Darkes 4 Elect Paal Kibsgaard Mgmt For For For 5 Elect Nikolay Mgmt For For For Kudryavtsev 6 Elect Michael E. Marks Mgmt For For For 7 Elect Indra K. Nooyi Mgmt For For For 8 Elect Lubna S. Olayan Mgmt For For For 9 Elect Leo Rafael Reif Mgmt For For For 10 Elect Tore I. Sandvold Mgmt For For For 11 Elect Henri Seydoux Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of Financial Mgmt For For For Statements/Dividends 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Science Applications International Corporation Ticker Security ID: Meeting Date Meeting Status SAIC CUSIP 808625107 06/03/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Mgmt For For For Bedingfield 2 Elect Deborah B. Dunie Mgmt For For For 3 Elect Thomas F. Frist, Mgmt For For For III 4 Elect John J. Hamre Mgmt For For For 5 Elect Timothy J. Mgmt For For For Mayopoulos 6 Elect Anthony J. Moraco Mgmt For For For 7 Elect Donna S. Morea Mgmt For For For 8 Elect Edward J. Mgmt For For For Sanderson, Jr. 9 Elect Steven R. Shane Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwest Airlines Co. Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David W. Biegler Mgmt For For For 2 Elect J. Veronica Mgmt For For For Biggins 3 Elect Douglas H. Brooks Mgmt For For For 4 Elect William H. Mgmt For For For Cunningham 5 Elect John G. Denison Mgmt For For For 6 Elect Gary C. Kelly Mgmt For For For 7 Elect Nancy B. Loeffler Mgmt For For For 8 Elect John T. Montford Mgmt For For For 9 Elect Thomas M. Nealon Mgmt For For For 10 Elect Daniel D. Mgmt For For For Villanueva 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amended and Restated Mgmt For For For 2007 Equity Incentive Plan 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Spectrum Brands Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status SPB CUSIP 84763R101 01/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David M Maura Mgmt For For For 1.2 Elect Terry L Polistina Mgmt For For For 1.3 Elect Hugh R. Rovit Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Starz Ticker Security ID: Meeting Date Meeting Status STRZA CUSIP 85571Q102 06/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew T. Heller Mgmt For Withhold Against 1.2 Elect Jeffrey F. Mgmt For For For Sagansky 1.3 Elect Charles Y. Tanabe Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Suntrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert M. Beall, Mgmt For For For II 2 Elect Paul R. Garcia Mgmt For For For 3 Elect David H. Hughes Mgmt For For For 4 Elect M. Douglas Ivester Mgmt For For For 5 Elect Kyle P. Legg Mgmt For For For 6 Elect William A. Mgmt For For For Linnenbringer 7 Elect Donna S. Morea Mgmt For For For 8 Elect David M. Ratcliffe Mgmt For For For 9 Elect William H. Mgmt For For For Rogers, Jr. 10 Elect Frank W. Scruggs Mgmt For For For 11 Elect Thomas R. Watjen Mgmt For For For 12 Elect Phail Wynn, Jr. Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report ________________________________________________________________________________ Target Corporation Ticker Security ID: Meeting Date Meeting Status TGT CUSIP 87612E106 06/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roxanne S. Austin Mgmt For For For 2 Elect Douglas M. Baker, Mgmt For For For Jr. 3 Elect Brian C. Cornell Mgmt For For For 4 Elect Calvin Darden Mgmt For For For 5 Elect Henrique de Castro Mgmt For For For 6 Elect Mary E. Minnick Mgmt For For For 7 Elect Anne M. Mulcahy Mgmt For For For 8 Elect Derica W. Rice Mgmt For For For 9 Elect Kenneth L. Salazar Mgmt For For For 10 Elect John G. Stumpf Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to 2011 Mgmt For For For Long-Term Incentive Plan 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 15 Shareholder Proposal ShrHoldr Against Against For Regarding Prohibiting Discrimination ________________________________________________________________________________ Tesoro Corporation Ticker Security ID: Meeting Date Meeting Status TSO CUSIP 881609101 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rodney F. Chase Mgmt For For For 2 Elect Gregory J. Goff Mgmt For For For 3 Elect Robert W. Goldman Mgmt For For For 4 Elect David Lilley Mgmt For For For 5 Elect Mary Pat McCarthy Mgmt For For For 6 Elect Jim W. Nokes Mgmt For For For 7 Elect Susan Tomasky Mgmt For For For 8 Elect Michael E. Wiley Mgmt For For For 9 Elect Patrick Y. Yang Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Travelers Companies, Inc. Ticker Security ID: Meeting Date Meeting Status TRV CUSIP 89417E109 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan L. Beller Mgmt For For For 2 Elect John H. Dasburg Mgmt For For For 3 Elect Janet M. Dolan Mgmt For For For 4 Elect Kenneth M. Mgmt For For For Duberstein 5 Elect Jay S. Fishman Mgmt For For For 6 Elect Patricia L. Mgmt For For For Higgins 7 Elect Thomas R. Hodgson Mgmt For For For 8 Elect William J. Kane Mgmt For For For 9 Elect Cleve L. Mgmt For For For Killingsworth, Jr. 10 Elect Philip T. Ruegger Mgmt For For For III 11 Elect Donald J. Shepard Mgmt For For For 12 Elect Laurie J. Thomsen Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ TRW Automotive Holdings Corp. Ticker Security ID: Meeting Date Meeting Status TRW CUSIP 87264S106 11/19/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For Against Against Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ United States Steel Corporation Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patricia Diaz Mgmt For For For Dennis 2 Elect Mario Longhi Mgmt For For For 3 Elect Robert J. Stevens Mgmt For For For 4 Elect David S. Mgmt For For For Sutherland 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Re-approval of Annual Mgmt For For For Incentive Compensation Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United Therapeutics Corporation Ticker Security ID: Meeting Date Meeting Status UTHR CUSIP 91307C102 06/26/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Katherine Klein Mgmt For For For 1.2 Elect Raymond Kurzweil Mgmt For Withhold Against 1.3 Elect Martine A. Mgmt For For For Rothblatt 1.4 Elect Louis W. Sullivan Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 2015 Stock Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Valero Energy Corporation Ticker Security ID: Meeting Date Meeting Status VLO CUSIP 91913Y100 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry D. Choate Mgmt For For For 2 Elect Joseph W Gorder Mgmt For For For 3 Elect Deborah P. Majoras Mgmt For For For 4 Elect Donald L. Nickles Mgmt For For For 5 Elect Philip J. Pfeiffer Mgmt For For For 6 Elect Robert A. Profusek Mgmt For For For 7 Elect Susan K. Purcell Mgmt For For For 8 Elect Stephen M. Waters Mgmt For For For 9 Elect Randall J. Mgmt For For For Weisenburger 10 Elect Rayford Wilkins Mgmt For For For Jr. 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Shareholder Proposal ShrHoldr Against Against For Regarding Greenhouse Gas Emissions Reporting and Reduction Targets ________________________________________________________________________________ Ventas, Inc. Ticker Security ID: Meeting Date Meeting Status VTR CUSIP 92276F100 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Melody C. Barnes Mgmt For For For 2 Elect Debra A. Cafaro Mgmt For For For 3 Elect Douglas Crocker, Mgmt For For For II 4 Elect Ronald G. Geary Mgmt For For For 5 Elect Jay M. Gellert Mgmt For For For 6 Elect Richard I. Mgmt For For For Gilchrist 7 Elect Matthew J. Lustig Mgmt For For For 8 Elect Douglas M. Mgmt For For For Pasquale 9 Elect Robert D. Reed Mgmt For For For 10 Elect Glenn J. Rufrano Mgmt For For For 11 Elect James D. Shelton Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Voya Financial, Inc. Ticker Security ID: Meeting Date Meeting Status VOYA CUSIP 929089100 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lynne Biggar Mgmt For For For 2 Elect Jane P. Chwick Mgmt For For For 3 Elect J. Barry Griswell Mgmt For For For 4 Elect Frederick S. Mgmt For For For Hubbell 5 Elect Rodney O. Martin, Mgmt For For For Jr. 6 Elect Joseph V. Tripodi Mgmt For For For 7 Elect Deborah C. Wright Mgmt For For For 8 Elect David K. Zwiener Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For For For 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Elizabeth A. Duke Mgmt For For For 6 Elect Susan E. Engel Mgmt For For For 7 Elect Enrique Mgmt For For For Hernandez, Jr. 8 Elect Donald M. James Mgmt For For For 9 Elect Cynthia H. Mgmt For Against Against Milligan 10 Elect Federico F. Pena Mgmt For For For 11 Elect James H. Quigley Mgmt For For For 12 Elect Judith M. Runstad Mgmt For For For 13 Elect Stephen W. Sanger Mgmt For For For 14 Elect John G. Stumpf Mgmt For For For 15 Elect Susan G. Swenson Mgmt For For For 16 Elect Suzanne M. Mgmt For For For Vautrinot 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Western Digital Corporation Ticker Security ID: Meeting Date Meeting Status WDC CUSIP 958102105 11/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kathleen A. Cote Mgmt For For For 2 Elect Henry T. DeNero Mgmt For For For 3 Elect Michael D. Lambert Mgmt For For For 4 Elect Len J. Lauer Mgmt For For For 5 Elect Matthew E. Mgmt For For For Massengill 6 Elect Stephen D. Mgmt For For For Milligan 7 Elect Thomas E. Pardun Mgmt For For For 8 Elect Paula A. Price Mgmt For For For 9 Elect Masahiro Yamamura Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Richard A. Goodman Mgmt For For For 3 Elect Jack M. Greenberg Mgmt For For For 4 Elect Betsy D. Holden Mgmt For For For 5 Elect Jeffrey A. Joerres Mgmt For For For 6 Elect Linda Fayne Mgmt For For For Levinson 7 Elect Roberto G. Mendoza Mgmt For For For 8 Elect Michael A. Miles, Mgmt For For For Jr. 9 Elect Robert W. Selander Mgmt For For For 10 Elect Frances Fragos Mgmt For For For Townsend 11 Elect Solomon D. Mgmt For For For Trujillo 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2015 Mgmt For For For Long-Term Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending 17 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Committee ________________________________________________________________________________ World Fuel Services Corporation Ticker Security ID: Meeting Date Meeting Status INT CUSIP 981475106 05/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Kasbar Mgmt For For For 1.2 Elect Ken Bakshi Mgmt For For For 1.3 Elect Jorge L. Benitez Mgmt For For For 1.4 Elect Richard A. Kassar Mgmt For Withhold Against 1.5 Elect Myles Klein Mgmt For For For 1.6 Elect John L. Manley Mgmt For For For 1.7 Elect J. Thomas Presby Mgmt For For For 1.8 Elect Stephen K. Mgmt For For For Roddenberry 1.9 Elect Paul H. Stebbins Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL BEHAVIORAL SMALL CAP VALUE EQUITY FUND ________________________________________________________________________________ 1st Source Corporation Ticker Security ID: Meeting Date Meeting Status SRCE CUSIP 336901103 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig A. Kapson Mgmt For For For 1.2 Elect John T. Phair Mgmt For For For 1.3 Elect Craig A. Kapson Mgmt For For For 1.4 Elect John T. Phair Mgmt For Withhold Against ________________________________________________________________________________ AAR Corp. Ticker Security ID: Meeting Date Meeting Status AIR CUSIP 000361105 10/08/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick J. Kelly Mgmt For For For 1.2 Elect Peter Pace Mgmt For For For 1.3 Elect Timothy J. Mgmt For For For Romenesko 1.4 Elect Ronald B. Woodard Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Acco Brands Corporation Ticker Security ID: Meeting Date Meeting Status ACCO CUSIP 00081T108 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George V. Bayly Mgmt For For For 1.2 Elect James A. Buzzard Mgmt For For For 1.3 Elect Kathleen S. Dvorak Mgmt For For For 1.4 Elect Boris Elisman Mgmt For For For 1.5 Elect Robert H. Jenkins Mgmt For For For 1.6 Elect Pradeep Jotwani Mgmt For For For 1.7 Elect Robert J. Keller Mgmt For For For 1.8 Elect Thomas Kroeger Mgmt For For For 1.9 Elect Michael Norkus Mgmt For For For 1.10 Elect E. Mark Rajkowski Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2011 Mgmt For For For Incentive Plan ________________________________________________________________________________ AG Mortgage Investment Trust, Inc. Ticker Security ID: Meeting Date Meeting Status MITT CUSIP 001228105 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Arthur S. Ainsberg Mgmt For For For 1.2 Elect Andrew L. Berger Mgmt For For For 1.3 Elect Joseph LaManna Mgmt For For For 1.4 Elect Jonathan Lieberman Mgmt For For For 1.5 Elect Peter Linneman Mgmt For Withhold Against 1.6 Elect David Roberts Mgmt For For For 1.7 Elect Frank Stadelmaier Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ AGL Resources Inc. Ticker Security ID: Meeting Date Meeting Status GAS CUSIP 001204106 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sandra N. Bane Mgmt For For For 2 Elect Thomas D. Bell, Mgmt For For For Jr. 3 Elect Norman R. Bobins Mgmt For For For 4 Elect Charles R. Crisp Mgmt For For For 5 Elect Brenda J. Gaines Mgmt For For For 6 Elect Arthur E. Johnson Mgmt For For For 7 Elect Wyck A. Knox, Jr. Mgmt For For For 8 Elect Dennis M. Love Mgmt For For For 9 Elect Dean R. O'Hare Mgmt For For For 10 Elect Armando J. Olivera Mgmt For For For 11 Elect John E. Rau Mgmt For For For 12 Elect James A. Rubright Mgmt For For For 13 Elect John W. Mgmt For For For Somerhalder II 14 Elect Bettina M. Whyte Mgmt For For For 15 Elect Henry C. Wolf Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Amendment to Articles Mgmt For For For to Implement 25% Ownership Threshold for Right to Call Special Meeting 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 20 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Alaska Air Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALK CUSIP 011659109 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patricia M. Mgmt For For For Bedient 2 Elect Marion C. Blakey Mgmt For For For 3 Elect Phyllis J. Mgmt For For For Campbell 4 Elect Dhiren Fonseca Mgmt For For For 5 Elect Jessie J. Knight, Mgmt For For For Jr. 6 Elect Dennis F. Madsen Mgmt For For For 7 Elect Helvi K. Sandvik Mgmt For For For 8 Elect Katherine Savitt Mgmt For For For 9 Elect J. Kenneth Mgmt For For For Thompson 10 Elect Bradley D. Tilden Mgmt For For For 11 Elect Eric K. Yeaman Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Alliant Techsystems Inc. Ticker Security ID: Meeting Date Meeting Status ATK CUSIP 018804104 07/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For For For Michael Callahan 1.2 Election of Director: Mgmt For For For Roxanne Decyk 1.3 Election of Director: Mgmt For For For Mark W. DeYound 1.4 Election of Director: Mgmt For For For Martin C. Faga 1.5 Election of Director: Mgmt For For For Ronald R. Fogleman 1.6 Election of Director: Mgmt For For For April H. Foley 1.7 Election of Director: Mgmt For For For Tig H. Krekel 1.8 Election of Director: Mgmt For For For Douglas L. Maine 1.9 Election of Director: Mgmt For For For Roman Martinez IV 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors 4 S/H Proposal - ShrHldr Against Against For Corporate Governance ________________________________________________________________________________ Allied World Assurance Company Holdings, AG Ticker Security ID: Meeting Date Meeting Status AWH CUSIP H01531104 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amend Articles of Mgmt For For For Association to Change Registered Office 2 Amendments to Articles Mgmt For For For of Association to Define the Duties of the Compensation Committee 3 Amendments to Articles Mgmt For For For of Association Define Compensation Principles 4 Amendments to Articles Mgmt For For For of Association to Limit Notice Period and Prohibit Loans 5 Amendments to Articles Mgmt For For For of Association to Limit the Number of Outside Board Seats 6 Amendments to Articles Mgmt For For For of Association to Provide for Binding Vote on Executive Compensation 7 Elect Barbara T. Mgmt For For For Alexander 8 Elect Scott A. Carmilani Mgmt For For For 9 Elect James F. Duffy Mgmt For For For 10 Elect Bart Friedman Mgmt For For For 11 Elect Patrick de Mgmt For For For Saint-Aignan 12 Elect Eric S. Schwartz Mgmt For For For 13 Elect Samuel J. Weinhoff Mgmt For For For 14 Elect Scott A. Mgmt For For For Carmilani as Chairmam 15 Election of Barbara T. Mgmt For For For Alexander 16 Election of James F. Mgmt For For For Duffy 17 Election of Bart Mgmt For For For Friedman 18 Election of Patrick de Mgmt For For For Saint-Aignan 19 Election of Eric S. Mgmt For For For Schwartz 20 Election of Samuel J. Mgmt For For For Weinhoff 21 Election of Independent Mgmt For For For Proxy 22 Approve 2015 Executive Mgmt For For For Compensation under Swiss Law 23 Approve 2015 Mgmt For For For Compensation for Directors 24 Advisory Vote on Mgmt For For For Executive Compensation 25 2014 Annual Report and Mgmt For For For Financial Statements 26 Retention of Disposable Mgmt For For For Profits 27 Approval of Dividends Mgmt For For For Payments 28 Cancellation of Mgmt For For For Treasury Shares 29 Appointment of Mgmt For For For Independent and Statutory Auditors 30 Appointment of Special Mgmt For For For Auditor 31 Indemnification of Mgmt For For For Directors/Officers 32 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Alon USA Energy, Inc. Ticker Security ID: Meeting Date Meeting Status ALJ CUSIP 020520102 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Wiessman Mgmt For Withhold Against 1.2 Elect Boaz Biran Mgmt For Withhold Against 1.3 Elect Ron W. Haddock Mgmt For For For 1.4 Elect Mordehay Ventura Mgmt For For For 1.5 Elect Jeff D. Morris Mgmt For For For 1.6 Elect Yeshayahu Pery Mgmt For For For 1.7 Elect Zalman Segal Mgmt For For For 1.8 Elect Ilan Cohen Mgmt For For For 1.9 Elect Yonel Cohen Mgmt For For For 1.10 Elect Amit Ben Itzhak Mgmt For For For 1.11 Elect Shraga Biran Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Altisource Residential Corp Ticker Security ID: Meeting Date Meeting Status RESI CUSIP 02153W100 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David B. Reiner Mgmt For For For 1.2 Elect Michael A. Mgmt For For For Eruzione 1.3 Elect Robert J. Mgmt For For For Fitzpatrick 1.4 Elect James H. Mullen, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Capital Mortgage Investment Corp. Ticker Security ID: Meeting Date Meeting Status MTGE CUSIP 02504A104 04/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert M. Couch Mgmt For For For 1.2 Elect Morris A. Davis Mgmt For For For 1.3 Elect Randy E. Dobbs Mgmt For For For 1.4 Elect Larry K. Harvey Mgmt For For For 1.5 Elect Prue B. Larocca Mgmt For For For 1.6 Elect Alvin N. Puryear Mgmt For For For 1.7 Elect Malon Wilkus Mgmt For For For 1.8 Elect John R. Erickson Mgmt For Withhold Against 1.9 Elect Samuel A. Flax Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Eagle Outfitters, Inc. Ticker Security ID: Meeting Date Meeting Status AEO CUSIP 02553E106 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janice E. Page Mgmt For For For 2 Elect David M. Sable Mgmt For For For 3 Elect Noel J. Spiegel Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ American Equity Investment Life Holding Company Ticker Security ID: Meeting Date Meeting Status AEL CUSIP 025676206 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David S. Mulcahy Mgmt For For For 1.2 Elect David J. Noble Mgmt For For For 1.3 Elect A.J. Strickland, Mgmt For For For III 1.4 Elect Harley A. Mgmt For For For Whitfield, Sr. 2 2014 Independent Mgmt For For For Insurance Agent Restricted Stock and RSU Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ American Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status AFG CUSIP 025932104 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carl H. Lindner, Mgmt For For For III 1.2 Elect S. Craig Lindner Mgmt For For For 1.3 Elect Kenneth C. Mgmt For For For Ambrecht 1.4 Elect John B. Berding Mgmt For Withhold Against 1.5 Elect Joseph E. Mgmt For Withhold Against Consolino 1.6 Elect Virginia C. Drosos Mgmt For Withhold Against 1.7 Elect James E. Evans Mgmt For For For 1.8 Elect Terry S. Jacobs Mgmt For For For 1.9 Elect Gregory G. Joseph Mgmt For For For 1.10 Elect William W. Verity Mgmt For Withhold Against 1.11 Elect John I. Von Lehman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Approval of the 2015 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ AMERISAFE, Inc. Ticker Security ID: Meeting Date Meeting Status AMSF CUSIP 03071H100 06/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Philip A. Garcia Mgmt For For For 1.2 Elect Randy Roach Mgmt For For For 1.3 Elect Millard E. Morris Mgmt For For For 1.4 Elect Michael Brown Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Amsurg Corp. Ticker Security ID: Meeting Date Meeting Status AMSG CUSIP 03232P405 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas G. Cigarran Mgmt For For For 1.2 Elect John T. Gawaluck Mgmt For For For 1.3 Elect Cynthia S. Miller Mgmt For For For 1.4 Elect John W. Popp, Jr. Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ AmTrust Financial Services, Inc. Ticker Security ID: Meeting Date Meeting Status AFSI CUSIP 032359309 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald T. DeCarlo Mgmt For Withhold Against 1.2 Elect Susan C. Fisch Mgmt For For For 1.3 Elect Abraham Gulkowitz Mgmt For Withhold Against 1.4 Elect George Karfunkel Mgmt For For For 1.5 Elect Michael Karfunkel Mgmt For Withhold Against 1.6 Elect Jay J. Miller Mgmt For Withhold Against 1.7 Elect Barry D. Zyskind Mgmt For For For 2 Approval of Amended and Mgmt For For For Restated Amtrust 2007 Performance Plan ________________________________________________________________________________ Anworth Mortgage Asset Corporation Ticker Security ID: Meeting Date Meeting Status ANH CUSIP 037347101 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lloyd McAdams Mgmt For For For 2 Elect Lee A. Ault, III Mgmt For For For 3 Elect Joe E. Davis Mgmt For For For 4 Elect Robert C. Davis Mgmt For For For 5 Elect Mark S. Maron Mgmt For For For 6 Elect Joseph E. McAdams Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Apollo Commercial Real Estate Finance, Inc. Ticker Security ID: Meeting Date Meeting Status ARI CUSIP 03762U105 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffery M. Gault Mgmt For For For 1.2 Elect Mark C. Biderman Mgmt For For For 1.3 Elect Robert A. Kasdin Mgmt For For For 1.4 Elect Eric L. Press Mgmt For For For 1.5 Elect Scott S. Prince Mgmt For For For 1.6 Elect Stuart A. Mgmt For For For Rothstein 1.7 Elect Michael E. Salvati Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr N/A For N/A Regarding Majority Vote for Election of Directors ________________________________________________________________________________ Apollo Investment Corporation Ticker Security ID: Meeting Date Meeting Status AINV CUSIP 03761U106 08/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authorize Sale of Assets Mgmt For For For 1.1 Election of Director: Mgmt For For For Jeanette Loeb 1.2 Election of Director: Mgmt For For For Frank C. Puleo 1.3 Election of Director: Mgmt For For For Carl Spielvogel ________________________________________________________________________________ Apollo Residential Mortgage, Inc. Ticker Security ID: Meeting Date Meeting Status AMTG CUSIP 03763V102 06/18/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark C. Biderman Mgmt For For For 1.2 Elect Thomas D. Mgmt For For For Christopoul 1.3 Elect Michael A. Mgmt For For For Commaroto 1.4 Elect James E. Galowski Mgmt For For For 1.5 Elect Frederick N. Mgmt For For For Khedouri 1.6 Elect Frederick J. Mgmt For For For Kleisner 1.7 Elect Hope S. Taitz Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ARC Document Solutions Inc. Ticker Security ID: Meeting Date Meeting Status ARC CUSIP 00191G103 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kumarakulasingam Mgmt For For For Suriyakumar 1.2 Elect Thomas J. Formolo Mgmt For For For 1.3 Elect Dewitt Kerry Mgmt For For For McCluggage 1.4 Elect James F. McNulty Mgmt For For For 1.5 Elect Mark W. Mealy Mgmt For For For 1.6 Elect Manuel J. Perez Mgmt For For For de la Mesa 1.7 Elect Eriberto R. Mgmt For For For Scocimara 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ArcBest Corporation Ticker Security ID: Meeting Date Meeting Status ARCB CUSIP 03937C105 05/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John W. Alden Mgmt For Withhold Against 1.2 Elect Fred A. Allardyce Mgmt For For For 1.3 Elect William M. Legg Mgmt For For For 1.4 Elect Judy R. McReynolds Mgmt For For For 1.5 Elect John H. Morris Mgmt For For For 1.6 Elect Craig E. Philip Mgmt For For For 1.7 Elect Steven L. Spinner Mgmt For For For 1.8 Elect Janice E. Stipp Mgmt For For For 1.9 Elect Robert A. Young, Mgmt For For For III 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Executive Officer Mgmt For For For Annual Incentive Compensation Plan ________________________________________________________________________________ Ares Commercial Real Estate Corp. Ticker Security ID: Meeting Date Meeting Status ACRE CUSIP 04013V108 06/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For Withhold Against Arougheti 1.2 Elect Michael H. Diamond Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Argan, Inc. Ticker Security ID: Meeting Date Meeting Status AGX CUSIP 04010E109 06/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rainer H. Mgmt For For For Bosselmann 1.2 Elect Henry A. Crumpton Mgmt For For For 1.3 Elect Cynthia A. Mgmt For Withhold Against Flanders 1.4 Elect Peter W. Getsinger Mgmt For For For 1.5 Elect William F. Mgmt For For For Griffin, Jr. 1.6 Elect William F. Mgmt For For For Leimkuhler 1.7 Elect W.G. Champion Mgmt For For For Mitchell 1.8 Elect James W. Quinn Mgmt For For For 1.9 Elect Brian R. Sherras Mgmt For For For 2 Amendment to the 2011 Mgmt For For For Stock Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Argo Group International Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status AGII CUSIP G0464B107 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hector De Leon Mgmt For For For 2 Elect Mural R. Josephson Mgmt For For For 3 Elect Gary V. Woods Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Arlington Asset Investment Corp. Ticker Security ID: Meeting Date Meeting Status AI CUSIP 041356205 06/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eric F. Billings Mgmt For For For 1.2 Elect Daniel J. Mgmt For For For Altobello 1.3 Elect Daniel E. Berce Mgmt For For For 1.4 Elect David W. Faeder Mgmt For For For 1.5 Elect Peter A. Gallagher Mgmt For For For 1.6 Elect Ralph S. Michael, Mgmt For For For III 1.7 Elect Anthony P. Nader, Mgmt For For For III. 1.8 Elect J. Rock Tonkel, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Arlington Asset Investment Corp. Ticker Security ID: Meeting Date Meeting Status AI CUSIP 41356205 07/15/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For For For Eric F. Billings 1.2 Election of Director: Mgmt For For For Daniel J. Altobello 1.3 Election of Director: Mgmt For For For Daniel E. Berce 1.4 Election of Director: Mgmt For For For David W. Faeder 1.5 Election of Director: Mgmt For For For Peter A. Gallagher 1.6 Election of Director: Mgmt For For For Ralph S. Michael, III 1.7 Election of Director: Mgmt For For For J. Rock Tonkel, Jr. 2 Approve Stock Mgmt For Against Against Compensation Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Arris Group, Inc. Ticker Security ID: Meeting Date Meeting Status ARRS CUSIP 04270V106 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alex B. Best Mgmt For For For 2 Elect Harry L. Bosco Mgmt For For For 3 Elect J. Timothy Bryan Mgmt For For For 4 Elect James A. Chiddix Mgmt For For For 5 Elect Andrew T. Heller Mgmt For For For 6 Elect Jeong Kim Mgmt For For For 7 Elect Robert J. Mgmt For For For Stanzione 8 Elect Doreen A. Toben Mgmt For For For 9 Elect Debora J. Wilson Mgmt For For For 10 Elect David A. Woodle Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Arrow Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status ARW CUSIP 042735100 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry W. Perry Mgmt For For For 1.2 Elect Philip K. Asherman Mgmt For For For 1.3 Elect Gail E. Hamilton Mgmt For For For 1.4 Elect John N. Hanson Mgmt For For For 1.5 Elect Richard S. Hill Mgmt For For For 1.6 Elect M.F. (Fran) Keeth Mgmt For For For 1.7 Elect Andrew S. Kerin Mgmt For For For 1.8 Elect Michael J. Long Mgmt For For For 1.9 Elect Stephen C. Patrick Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amednement to the 2004 Mgmt For For For Omnibus Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aspen Insurance Holdings Limited Ticker Security ID: Meeting Date Meeting Status AHL CUSIP G05384105 04/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glyn Jones Mgmt For For For 1.2 Elect Gary Gregg Mgmt For For For 1.3 Elect Bret Pearlman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aspen Insurance Holdings Limited Ticker Security ID: Meeting Date Meeting Status AHL CUSIP G05384 07/25/2014 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal to ShrHoldr For For For Call Special Meeting Regarding Increase in Board Size 2 Shareholder Proposal to ShrHoldr For For For Call Special Meeting Regarding Takeover Offer ________________________________________________________________________________ Aspen Insurance Holdings Limited Ticker Security ID: Meeting Date Meeting Status AHL CUSIP G05384105 07/25/2014 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Miscellaneous Corporate Mgmt For Abstain Against Actions ________________________________________________________________________________ Assurant, Inc. Ticker Security ID: Meeting Date Meeting Status AIZ CUSIP 04621X108 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Elaine D. Rosen Mgmt For For For 2 Elect Howard L. Carver Mgmt For For For 3 Elect Juan N. Cento Mgmt For For For 4 Elect Alan B. Colberg Mgmt For For For 5 Elect Elyse Douglas Mgmt For For For 6 Elect Lawrence V. Mgmt For For For Jackson 7 Elect Charles J. Koch Mgmt For For For 8 Elect Jean-Paul L. Mgmt For For For Montupet 9 Elect Paul J. Reilly Mgmt For For For 10 Elect Robert W. Stein Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Reapprove the Mgmt For For For Performance Goals under the Long Term Equity Incentive Plan for purposes of Section 162(m) 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Assured Guaranty Ltd. Ticker Security ID: Meeting Date Meeting Status AGO CUSIP G0585R106 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Francisco L. Mgmt For For For Borges 1.2 Elect G. Lawrence Buhl Mgmt For For For 1.3 Elect Stephen A. Cozen Mgmt For For For 1.4 Elect Dominic J. Mgmt For For For Frederico 1.5 Elect Bonnie L. Howard Mgmt For For For 1.6 Elect Patrick W. Kenny Mgmt For For For 1.7 Elect Simon W. Leathes Mgmt For For For 1.8 Elect Michael T. O'Kane Mgmt For For For 1.9 Elect Yukiko Omura Mgmt For For For 1.10 Elect Howard W. Albert Mgmt For For For 1.11 Elect Robert A. Mgmt For For For Bailenson 1.12 Election of Directors Mgmt For For For 1.13 Election of Directors Mgmt For For For 1.14 Election of Directors Mgmt For For For 1.15 Elect Dominic J. Mgmt For For For Frederico 1.16 Elect James M. Michener Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Ratification of Auditor Mgmt For For For for Company Subsidiary ________________________________________________________________________________ Atlas Air Worldwide Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status AAWW CUSIP 049164205 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert F. Agnew Mgmt For For For 2 Elect Timothy J. Mgmt For For For Bernlohr 3 Elect William J. Flynn Mgmt For For For 4 Elect James S. Gilmore Mgmt For For For III 5 Elect Carol B. Hallett Mgmt For For For 6 Elect Frederick McCorkle Mgmt For For For 7 Elect Duncan J. McNabb Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ AVG Technologies N.V. Ticker Security ID: Meeting Date Meeting Status AVG CUSIP N07831105 10/14/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For Abstain Against ________________________________________________________________________________ Avista Corporation Ticker Security ID: Meeting Date Meeting Status AVA CUSIP 05379B107 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Erik J. Anderson Mgmt For For For 2 Elect Kristianne Blake Mgmt For For For 3 Elect Donald C. Burke Mgmt For For For 4 Elect John F. Kelly Mgmt For For For 5 Elect Rebecca A. Klein Mgmt For For For 6 Elect Scott L. Morris Mgmt For For For 7 Elect Marc F. Racicot Mgmt For For For 8 Elect Heidi B. Stanley Mgmt For For For 9 Elect R. John Taylor Mgmt For For For 10 Elect Janet D. Widmann Mgmt For For For 11 Elimination of Mgmt For For For Supermajority Requirement 12 Ratification of Auditor Mgmt For For For 13 Amendment to the Mgmt For For For Long-Term Incentive Plan 14 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Banc of California, Inc. Ticker Security ID: Meeting Date Meeting Status BANC CUSIP 05990K106 05/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chad T. Brownstein Mgmt For Withhold Against 1.2 Elect Jeff Karish Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Banco Latinoamericano de Comercio Exterior, S.A. Ticker Security ID: Meeting Date Meeting Status BLX CUSIP P16994132 04/16/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Bank's Audited Mgmt For For For Financial Statements for Fiscal Year Ended December 31, 2014 2 Ratification of Auditor Mgmt For For For 3.1 Elect Miguel Heras Mgmt For For For 3.2 Elect Gonzalo Menendez Mgmt For For For Duque 3.3 Elect Miguel Heras Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Bank of Marin Bancorp Ticker Security ID: Meeting Date Meeting Status BMRC CUSIP 063425102 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Russell A. Colombo Mgmt For For For 1.2 Elect James C. Hale III Mgmt For For For 1.3 Elect Robert Heller Mgmt For For For 1.4 Elect Norma J. Howard Mgmt For For For 1.5 Elect Kevin Kennedy Mgmt For For For 1.6 Elect Stuart D. Lum Mgmt For For For 1.7 Elect William H. Mgmt For For For McDevitt, Jr. 1.8 Elect Michaela K. Rodeno Mgmt For For For 1.9 Elect Joel Sklar Mgmt For For For 1.10 Elect Brian M. Sobel Mgmt For For For 1.11 Elect J. Dietrich Stroeh Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Barrett Business Services, Inc. Ticker Security ID: Meeting Date Meeting Status BBSI CUSIP 068463108 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Carley Mgmt For For For 2 Elect Michael L. Elich Mgmt For For For 3 Elect James B. Hicks Mgmt For For For 4 Elect Rodger L. Johnson Mgmt For For For 5 Elect Jon L. Justesen Mgmt For For For 6 Elect Anthony Meeker Mgmt For For For 7 2015 Stock Incentive Mgmt For For For Plan 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Benchmark Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status BHE CUSIP 08160H101 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Dawson Mgmt For For For 1.2 Elect Gayla J. Delly Mgmt For For For 1.3 Elect Peter G. Mgmt For For For Dorflinger 1.4 Elect Douglas G. Duncan Mgmt For For For 1.5 Elect Kenneth T. Lamneck Mgmt For For For 1.6 Elect David W. Scheible Mgmt For For For 1.7 Elect Bernee D. L. Strom Mgmt For For For 1.8 Elect Clay C. Williams Mgmt For For For 2 Re-Approval of the Mgmt For For For Omnibus Plan for purposes of Section 162(m) 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Berry Plastics Group, Inc. Ticker Security ID: Meeting Date Meeting Status BERY CUSIP 08579W103 03/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert A. Steele Mgmt For For For 1.2 Elect Jonathan D. Rich Mgmt For For For 1.3 Elect Robert V. Seminara Mgmt For For For 2 Remove Obsolete Mgmt For For For Provisions from Certificate 3 2015 Long-Term Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Big Lots, Inc. Ticker Security ID: Meeting Date Meeting Status BIG CUSIP 089302103 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey P. Berger Mgmt For For For 1.2 Elect David J. Campisi Mgmt For For For 1.3 Elect James R. Chambers Mgmt For For For 1.4 Elect Marla C. Mgmt For For For Gottschalk 1.5 Elect Cynthia T. Jamison Mgmt For For For 1.6 Elect Philip E. Mallott Mgmt For For For 1.7 Elect Nancy A. Reardon Mgmt For For For 1.8 Elect Wendy L. Schoppert Mgmt For For For 1.9 Elect Russell Solt Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to Code of Mgmt For For For Regulations Regarding Proxy Access ________________________________________________________________________________ Blount International, Inc. Ticker Security ID: Meeting Date Meeting Status BLT CUSIP 095180105 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert E. Mgmt For Withhold Against Beasley, Jr. 1.2 Elect Ronald Cami Mgmt For For For 1.3 Elect Andrew C. Clarke Mgmt For Withhold Against 1.4 Elect Joshua L. Collins Mgmt For For For 1.5 Elect Nelda J. Connors Mgmt For Withhold Against 1.6 Elect E. Daniel James Mgmt For For For 1.7 Elect Harold E. Layman Mgmt For For For 1.8 Elect Daniel J. Obringer Mgmt For For For 1.9 Elect David A. Willmott Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Brocade Communications Systems, Inc. Ticker Security ID: Meeting Date Meeting Status BRCD CUSIP 111621306 04/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Judy Bruner Mgmt For For For 2 Elect Lloyd Carney Mgmt For For For 3 Elect Renato A. Mgmt For For For DiPentima 4 Elect Alan L. Earhart Mgmt For For For 5 Elect John W. Gerdelman Mgmt For For For 6 Elect David L. House Mgmt For For For 7 Elect L. William Krause Mgmt For For For 8 Elect David E. Roberson Mgmt For For For 9 Elect Sanjay Vaswani Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the 2009 Mgmt For For For Stock Plan 12 Amendment to the 2009 Mgmt For For For Director Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses ________________________________________________________________________________ Brown Shoe Company, Inc. Ticker Security ID: Meeting Date Meeting Status BWS CUSIP 115736100 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mario L. Baeza Mgmt For For For 1.2 Elect Lori H. Greeley Mgmt For For For 1.3 Elect Mahendra R. Gupta Mgmt For For For 2 Amend Certificate of Mgmt For For For Incorporation to Change Name to Caleres, Inc. 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Adopt Forum Selection Mgmt For Against Against provision ________________________________________________________________________________ Build-A-Bear Workshop, Inc. Ticker Security ID: Meeting Date Meeting Status BBW CUSIP 120076104 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Braden Leonard Mgmt For For For 1.2 Elect Coleman H. Mgmt For For For Peterson 1.3 Elect Michael Shaffer Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Cablevision Systems Corporation Ticker Security ID: Meeting Date Meeting Status CVC CUSIP 12686C109 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph J. Lhota Mgmt For Withhold Against 1.2 Elect Thomas V. Mgmt For Withhold Against Reifenheiser 1.3 Elect John R. Ryan Mgmt For Withhold Against 1.4 Elect Steven J. Simmons Mgmt For For For 1.5 Elect Vincent Tese Mgmt For Withhold Against 1.6 Elect Leonard Tow Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2015 Employee Stock Plan Mgmt For For For ________________________________________________________________________________ Cabot Corporation Ticker Security ID: Meeting Date Meeting Status CBT CUSIP 127055101 03/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John K. Mgmt For For For McGillicuddy 2 Elect John F. O'Brien Mgmt For For For 3 Elect Lydia W. Thomas Mgmt For For For 4 Elect Mark S. Wrighton Mgmt For Against Against 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Approval of the 2015 Mgmt For For For Directors' Stock Compensation Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cambrex Corporation Ticker Security ID: Meeting Date Meeting Status CBM CUSIP 132011107 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rosina B. Dixon Mgmt For For For 2 Elect Kathryn R. Mgmt For For For Harrigan 3 Elect Leon J. Hendrix, Mgmt For For For Jr. 4 Elect Ilan Kaufthal Mgmt For For For 5 Elect Steven M. Klosk Mgmt For For For 6 Elect William B. Korb Mgmt For For For 7 Elect Peter G. Tombros Mgmt For For For 8 Elect Shlomo Yanai Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2009 Mgmt For For For Long Term Incentive Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Capella Education Company Ticker Security ID: Meeting Date Meeting Status CPLA CUSIP 139594105 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rita D. Brogley Mgmt For For For 1.2 Elect H. James Dallas Mgmt For For For 1.3 Elect Matthew H. Mgmt For For For Ferguson 1.4 Elect J. Kevin Gilligan Mgmt For For For 1.5 Elect Michael A. Linton Mgmt For For For 1.6 Elect Michael L. Lomax Mgmt For For For 1.7 Elect Jody G. Miller Mgmt For For For 1.8 Elect Stephen G. Shank Mgmt For For For 1.9 Elect David W. Smith Mgmt For For For 1.10 Elect Jeffrey W. Taylor Mgmt For For For 1.11 Elect Darrell R. Tukua Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Capstead Mortgage Corporation Ticker Security ID: Meeting Date Meeting Status CMO CUSIP 14067E506 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jack Bernard Mgmt For For For 2 Elect Jack Biegler Mgmt For For For 3 Elect Michelle P. Mgmt For For For Goolsby 4 Elect Andrew F. Jacobs Mgmt For For For 5 Elect Gary Keiser Mgmt For For For 6 Elect Christopher W. Mgmt For For For Mahowald 7 Elect Michael G. O'Neil Mgmt For For For 8 Elect Mark S. Whiting Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Centene Corporation Ticker Security ID: Meeting Date Meeting Status CNC CUSIP 15135B101 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert K. Ditmore Mgmt For For For 1.2 Elect Frederick H. Mgmt For For For Eppinger 1.3 Elect David L. Steward Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Approval of Exclusive Mgmt For Against Against Forum Bylaw ________________________________________________________________________________ Chatham Lodging Trust Ticker Security ID: Meeting Date Meeting Status CLDT CUSIP 16208T102 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect C. Gerald Mgmt For Withhold Against Goldsmith 1.2 Elect Rolf E. Ruhfus Mgmt For For For 1.3 Elect Joel F. Zemans Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Chesapeake Utilities Corporation Ticker Security ID: Meeting Date Meeting Status CPK CUSIP 165303108 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ronald G. Mgmt For For For Forsythe Jr. 1.2 Elect Eugene H. Bayard Mgmt For For For 1.3 Elect Thomas P. Hill, Mgmt For For For Jr. 1.4 Elect Dennis S. Hudson, Mgmt For For For III 1.5 Elect Calvert A. Mgmt For For For Morgan, Jr. 2 2015 Cash Incentive Mgmt For For For Bonus Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Children's Place Retail Stores, Inc. Ticker Security ID: Meeting Date Meeting Status PLCE CUSIP 168905107 05/22/2015 Take No Action Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Norman S. Matthews Mgmt For TNA N/A 2 Elect Kenneth M. Reiss Mgmt For TNA N/A 3 Elect Stanley W. Mgmt For TNA N/A Reynolds 4 Ratification of Auditor Mgmt For TNA N/A 5 Advisory Vote on Mgmt For TNA N/A Executive Compensation ________________________________________________________________________________ Children's Place Retail Stores, Inc. Ticker Security ID: Meeting Date Meeting Status PLCE CUSIP 168905107 05/22/2015 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Seth R. Johnson Mgmt N/A Withhold N/A 1.2 Elect Robert L. Mettler Mgmt N/A For N/A 1.3 Elect Management Mgmt N/A For N/A Nominee Kenneth M. Reiss 2 Ratification of Auditor Mgmt N/A For N/A 3 Advisory Vote on Mgmt N/A For N/A Executive Compensation ________________________________________________________________________________ Chimera Investment Corporation Ticker Security ID: Meeting Date Meeting Status CIM CUSIP 16934Q109 10/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul Donlin Mgmt For For For 2 Elect Mark Abrams Mgmt For For For 3 Elect Gerard Creagh Mgmt For For For 4 Elect Dennis M. Mahoney Mgmt For Against Against 5 Elect Paul A. Keenan Mgmt For For For 6 Elect John P. Reilly Mgmt For For For 7 Elect Matthew Lambiase Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Citi Trends, Inc. Ticker Security ID: Meeting Date Meeting Status CTRN CUSIP 17306X102 06/03/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Laurens M. Goff Mgmt For For For 1.2 Elect Jason T. Mazzola Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Clearwater Paper Corporation Ticker Security ID: Meeting Date Meeting Status CLW CUSIP 18538R103 05/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Boh A. Dickey Mgmt For For For 2 Elect Linda K. Massman Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 2008 Stock Incentive Mgmt For For For Plan ________________________________________________________________________________ Cloud Peak Energy Inc. Ticker Security ID: Meeting Date Meeting Status CLD CUSIP 18911Q102 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Colin Marshall Mgmt For For For 2 Elect Steven Nance Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amend Bylaws to Provide Mgmt For Against Against for Proxy Access 6 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ CNO Financial Group Inc. Ticker Security ID: Meeting Date Meeting Status CNO CUSIP 12621E103 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward J. Bonach Mgmt For For For 2 Elect Ellyn L. Brown Mgmt For For For 3 Elect Robert C. Greving Mgmt For For For 4 Elect Mary R. Henderson Mgmt For For For 5 Elect Charles J. Jacklin Mgmt For For For 6 Elect Daniel R. Maurer Mgmt For For For 7 Elect Neal C. Schneider Mgmt For For For 8 Elect Frederick J. Mgmt For For For Sievert 9 Elect Michael T. Tokarz Mgmt For For For 10 Approval of the Section Mgmt For For For 382 Shareholders Rights Plan 11 Approval of 2015 Pay Mgmt For For For for Performance Incentive Plan 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Commercial Metals Company Ticker Security ID: Meeting Date Meeting Status CMC CUSIP 201723103 01/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph Alvarado Mgmt For For For 1.2 Elect Anthony A. Massaro Mgmt For For For 1.3 Elect Joseph C. Winkler Mgmt For For For III 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Reporting ________________________________________________________________________________ Community Health Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CYH CUSIP 203668108 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Larry Cash Mgmt For Against Against 2 Elect John A. Clerico Mgmt For Against Against 3 Elect James S. Ely III Mgmt For For For 4 Elect John A. Fry Mgmt For For For 5 Elect William N. Mgmt For For For Jennings 6 Elect Julia B. North Mgmt For Against Against 7 Elect Wayne T. Smith Mgmt For For For 8 Elect H. Mitchell Mgmt For Against Against Watson, Jr. 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses 12 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Cooper Tire & Rubber Company Ticker Security ID: Meeting Date Meeting Status CTB CUSIP 216831107 05/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roy V. Armes Mgmt For For For 1.2 Elect Thomas P. Capo Mgmt For For For 1.3 Elect Steven M. Chapman Mgmt For For For 1.4 Elect John J. Holland Mgmt For For For 1.5 Elect John F. Meier Mgmt For For For 1.6 Elect John H. Shuey Mgmt For For For 1.7 Elect Robert D. Welding Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cowen Group, Inc. Ticker Security ID: Meeting Date Meeting Status COWN CUSIP 223622101 06/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter A. Cohen Mgmt For For For 1.2 Elect Katherine Mgmt For For For Elizabeth Dietze 1.3 Elect Steven Kotler Mgmt For For For 1.4 Elect Jerome S. Mgmt For For For Markowitz 1.5 Elect Jack H. Nusbaum Mgmt For Withhold Against 1.6 Elect Douglas A. Rediker Mgmt For For For 1.7 Elect Jeffrey M. Solomon Mgmt For For For 1.8 Elect Joseph R. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2010 Mgmt For For For Equity and Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Customers Bancorp, Inc Ticker Security ID: Meeting Date Meeting Status CUBI CUSIP 23204G100 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Directors Mgmt For For For 1.2 Election of Directors Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ CYS Investments, Inc. Ticker Security ID: Meeting Date Meeting Status CYS CUSIP 12673A108 05/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin E. Grant Mgmt For For For 1.2 Elect Tanya S. Beder Mgmt For For For 1.3 Elect Karen Hammond Mgmt For For For 1.4 Elect Jeffrey P. Hughes Mgmt For For For 1.5 Elect Stephen P. Jonas Mgmt For For For 1.6 Elect Raymond A. Mgmt For For For Redlingshafer, Jr. 1.7 Elect Dale Anne Reiss Mgmt For For For 1.8 Elect James A. Stern Mgmt For For For 1.9 Elect David A. Tyson Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dillard's, Inc. Ticker Security ID: Meeting Date Meeting Status DDS CUSIP 254067101 05/16/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Frank R. Mori Mgmt For For For 2 Elect Reynie Rutledge Mgmt For For For 3 Elect J.C. Watts, Jr. Mgmt For For For 4 Elect Nick White Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Amendment to the 2005 Mgmt For For For Non-Employee Director Restricted Stock Plan 7 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Dime Community Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status DCOM CUSIP 253922108 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael P. Devine Mgmt For For For 1.2 Elect Anthony Bergamo Mgmt For For For 1.3 Elect Joseph J. Perry Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Domtar Corporation Ticker Security ID: Meeting Date Meeting Status UFS CUSIP 257559203 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Giannella Alvarez Mgmt For For For 2 Elect Robert E Apple Mgmt For For For 3 Elect Louis P. Gignac Mgmt For For For 4 Elect David J. Mgmt For For For Illingworth 5 Elect Brian M. Levitt Mgmt For For For 6 Elect David G. Maffucci Mgmt For For For 7 Elect Domenic Pilla Mgmt For For For 8 Elect Robert J. Steacy Mgmt For For For 9 Elect Pamela B. Strobel Mgmt For For For 10 Elect Denis A. Turcotte Mgmt For For For 11 Elect John D. Williams Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ducommun Incorporated Ticker Security ID: Meeting Date Meeting Status DCO CUSIP 264147109 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory S. Mgmt For For For Churchill 1.2 Elect Anthony J. Reardon Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Dynex Capital, Inc. Ticker Security ID: Meeting Date Meeting Status DX CUSIP 26817Q506 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas A. Akin Mgmt For For For 1.2 Elect Byron L. Boston Mgmt For For For 1.3 Elect Michael R. Hughes Mgmt For For For 1.4 Elect Barry Igdaloff Mgmt For For For 1.5 Elect Valerie A. Mosley Mgmt For For For 1.6 Elect Robert A. Salcetti Mgmt For For For 1.7 Elect James C. Wheat III Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ebix, Inc. Ticker Security ID: Meeting Date Meeting Status EBIX CUSIP 278715206 01/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Hans U. Benz Mgmt For Withhold Against 1.2 Elect Pavan Bhalla Mgmt For For For 1.3 Elect Neil D. Eckert Mgmt For Withhold Against 1.4 Elect Rolf Herter Mgmt For For For 1.5 Elect Hans Ueli Keller Mgmt For Withhold Against 1.6 Elect James A. Mgmt For For For Mitarotonda 1.7 Elect Robin Raina Mgmt For For For 1.8 Elect Joseph R. Wright Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ EchoStar Corporation Ticker Security ID: Meeting Date Meeting Status SATS CUSIP 278768106 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Stanton Dodge Mgmt For For For 1.2 Elect Michael T. Dugan Mgmt For For For 1.3 Elect Charles W. Ergen Mgmt For For For 1.4 Elect Anthony M. Mgmt For For For Federico 1.5 Elect Pradman P. Kaul Mgmt For For For 1.6 Elect Tom A. Ortolf Mgmt For Withhold Against 1.7 Elect C. Michael Mgmt For For For Schroeder 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ El Paso Electric Company Ticker Security ID: Meeting Date Meeting Status EE CUSIP 283677854 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James W. Harris Mgmt For For For 1.2 Elect Woodley L. Hunt Mgmt For For For 1.3 Elect Stephen N. Mgmt For For For Wertheimer 1.4 Elect Charles A. Mgmt For For For Yamarone 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Empire District Electric Company Ticker Security ID: Meeting Date Meeting Status EDE CUSIP 291641108 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect D. Randy Laney Mgmt For For For 1.2 Elect Bonnie C. Lind Mgmt For For For 1.3 Elect B. Thomas Mueller Mgmt For For For 1.4 Elect Paul R. Portney Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Employers Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status EIG CUSIP 292218104 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Valerie R. Glenn Mgmt For For For 1.2 Elect Ronald F. Mosher Mgmt For For For 1.3 Elect Katherine W. Ong Mgmt For For For 2 Amendment to the Equity Mgmt For For For and Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Endurance Specialty Holdings Ticker Security ID: Meeting Date Meeting Status ENH CUSIP G30397106 06/30/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance for Mgmt For Against Against Acquisition 2 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Endurance Specialty Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status ENH CUSIP G30397106 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John T. Baily Mgmt For For For 2 Elect Norman Barham Mgmt For For For 3 Elect Galen R. Barnes Mgmt For For For 4 Elect William H. Mgmt For For For Bolinder 5 Elect Philip M. Mgmt For For For Butterfield 6 Elect Steven W. Carlsen Mgmt For For For 7 Elect John R. Charman Mgmt For For For 8 Elect Susan S. Fleming Mgmt For For For 9 Elect Scott D. Moore Mgmt For For For 10 Elect William J. Raver Mgmt For For For 11 Elect Robert A. Spass Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2015 Mgmt For For For Employee Share Purchase Plan ________________________________________________________________________________ Ennis, Inc. Ticker Security ID: Meeting Date Meeting Status EBF CUSIP 293389102 07/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Frank D. Bracken 2 Election of Director: Mgmt For For For Keith S. Walters 3 Election of Director: Mgmt For For For Irshad Ahmad 4 Ratify Appointment of Mgmt For For For Independent Auditors 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Transact Other Business Mgmt For Against Against ________________________________________________________________________________ Enstar Group Limited Ticker Security ID: Meeting Date Meeting Status ESGR CUSIP G3075P101 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dominic F. Mgmt For For For Silvester 2 Elect Kenneth W. Moore Mgmt For Against Against 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Election of Subsidiary Mgmt For For For Directors ________________________________________________________________________________ Enterprise Financial Services Corp Ticker Security ID: Meeting Date Meeting Status EFSC CUSIP 293712105 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter F. Benoist Mgmt For For For 1.2 Elect James J. Murphy, Mgmt For For For Jr. 1.3 Elect John Q. Arnold Mgmt For For For 1.4 Elect Michael A. DeCola Mgmt For For For 1.5 Elect William H. Downey Mgmt For For For 1.6 Elect John S. Eulich Mgmt For For For 1.7 Elect Robert E. Guest, Mgmt For For For Jr. 1.8 Elect James M. Havel Mgmt For For For 1.9 Elect Judith S. Heeter Mgmt For For For 1.10 Elect Birch M. Mullins Mgmt For For For 1.11 Elect Sandra A. Van Mgmt For For For Trease 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Exterran Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status EXH CUSIP 30225X103 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ann-Marie N. Mgmt For For For Ainsworth 1.2 Elect D. Bradley Mgmt For For For Childers 1.3 Elect William M. Mgmt For For For Goodyear 1.4 Elect Gordon T. Hall Mgmt For For For 1.5 Elect Frances Powell Mgmt For For For Hawes 1.6 Elect J.W.G. Honeybourne Mgmt For For For 1.7 Elect James H. Lytal Mgmt For For For 1.8 Elect Mark A. McCollum Mgmt For For For 1.9 Elect John P. Ryan Mgmt For For For 1.10 Elect Christopher T. Mgmt For For For Seaver 1.11 Elect Mark R. Sotir Mgmt For For For 1.12 Elect Richard R. Stewart Mgmt For For For 1.13 Elect Ieda Gomes Yell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Fabrinet Ticker Security ID: Meeting Date Meeting Status FN CUSIP G3323L100 12/18/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Frank H. Levinson Mgmt For Withhold Against 1.2 Elect Thomas F. Kelly Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fairchild Semiconductor International, Inc. Ticker Security ID: Meeting Date Meeting Status FCS CUSIP 303726103 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles P. Mgmt For For For Carinalli 2 Elect Randy W. Carson Mgmt For For For 3 Elect Terry A. Klebe Mgmt For For For 4 Elect Anthony Lear Mgmt For For For 5 Elect Catherine P. Lego Mgmt For For For 6 Elect Kevin J. McGarity Mgmt For For For 7 Elect Bryan R. Roub Mgmt For For For 8 Elect Ronald W. Shelly Mgmt For For For 9 Elect Mark S. Thompson Mgmt For For For 10 First Amendment to the Mgmt For For For 2007 Stock Plan 11 Second Amendment to the Mgmt For Against Against 2007 Stock Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ FBL Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status FFG CUSIP 30239F106 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James P. Brannen Mgmt For For For 1.2 Elect Roger K. Brooks Mgmt For For For 1.3 Elect Jerry L. Chicoine Mgmt For For For 1.4 Elect Paul E. Larson Mgmt For For For 2 Adoption of Exclusive Mgmt For Against Against Forum 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fidelity Southern Corporation Ticker Security ID: Meeting Date Meeting Status LION CUSIP 316394105 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James B. Miller, Mgmt For For For Jr. 2 Elect David R. Bockel Mgmt For For For 3 Elect Wm. Millard Choate Mgmt For Against Against 4 Elect Donald A. Harp, Mgmt For For For Jr. 5 Elect Kevin S. King Mgmt For For For 6 Elect William C. Mgmt For For For Lankford, Jr. 7 Elect H. Palmer Mgmt For For For Proctor, Jr. 8 Elect W. Clyde Shepherd Mgmt For For For III 9 Elect Rankin M. Smith, Mgmt For For For Jr. 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ First BanCorp. Ticker Security ID: Meeting Date Meeting Status FBP CUSIP 318672706 05/26/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Juan Mgmt For For For Acosta-Reboyras 2 Elect Aurelio Mgmt For For For Aleman-Bermudez 3 Elect Luz A. Crespo Mgmt For For For 4 Elect Robert T. Gormley Mgmt For For For 5 Elect Thomas M. Hagerty Mgmt For For For 6 Elect Michael P. Harmon Mgmt For For For 7 Elect Roberto R. Mgmt For For For Herencia 8 Elect David I. Matson Mgmt For For For 9 Elect Jose Mgmt For For For Menedez-Cortada 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Citizens BancShares Inc. Ticker Security ID: Meeting Date Meeting Status FCNCA CUSIP 31946M103 09/16/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Issuance of Common Mgmt For For For Stock for Acquisition 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ First Interstate Bancsystem, Inc Ticker Security ID: Meeting Date Meeting Status FIBK CUSIP 32055Y201 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward Garding Mgmt For For For 2 Elect David L. Jahnke Mgmt For For For 3 Elect Ross E. Leckie Mgmt For For For 4 Elect James R. Scott Mgmt For For For 5 Elect Randall I. Scott Mgmt For For For 6 Elect Teresa A. Taylor Mgmt For For For 7 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 8 Approval of the 2015 Mgmt For For For Equity and Incentive Plan 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First Merchants Corporation Ticker Security ID: Meeting Date Meeting Status FRME CUSIP 320817109 05/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Becher Mgmt For For For 1.2 Elect William L. Hoy Mgmt For For For 1.3 Elect Patrick A. Sherman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ First NBC Bank Holding Company Ticker Security ID: Meeting Date Meeting Status FNBC CUSIP 32115D106 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William D. Aaron Mgmt For For For 2 Elect William M. Mgmt For For For Carrouche 3 Elect Leander J. Foley, Mgmt For Against Against III 4 Elect John F. French Mgmt For For For 5 Elect Leon L. Giorgio, Mgmt For For For Jr. 6 Elect Shivan Govindan Mgmt For For For 7 Elect L. Blake Jones Mgmt For For For 8 Elect Louis V. Mgmt For For For Lauricella 9 Elect Mark G. Merlo Mgmt For For For 10 Elect Ashton J. Ryan, Mgmt For For For Jr. 11 Elect Charles C. Teamer Mgmt For For For 12 Elect Joseph F. Toomy Mgmt For For For 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Flushing Financial Corporation Ticker Security ID: Meeting Date Meeting Status FFIC CUSIP 343873105 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Steven J. D'Iorio Mgmt For For For 2 Elect Louis C. Grassi Mgmt For Against Against 3 Elect Sam Han Mgmt For For For 4 Elect John E. Roe, Sr. Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Gladstone Capital Corporation Ticker Security ID: Meeting Date Meeting Status GLAD CUSIP 376535100 02/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Terry Lee Brubaker Mgmt For For For 2 Authority to Sell Mgmt For For For Shares Below Net Asset Value ________________________________________________________________________________ Gramercy Property Trust Inc Ticker Security ID: Meeting Date Meeting Status GPT CUSIP 38489R605 06/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Allan J. Baum Mgmt For For For 1.2 Elect Gordon F. DuGan Mgmt For For For 1.3 Elect Thomas D Eckert Mgmt For For For 1.4 Elect Gregory F. Hughes Mgmt For For For 1.5 Elect Jeffrey E. Kelter Mgmt For Withhold Against 1.6 Elect Charles S. Laven Mgmt For For For 1.7 Elect William H. Mgmt For For For Lenehan IV 2 Approve the 2015 Equity Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Decrease Authorized Mgmt For For For Common Stock 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Gramercy Property Trust Inc. Ticker Security ID: Meeting Date Meeting Status GPT CUSIP 38489R100 02/26/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase of Authorized Mgmt For For For Common Stock ________________________________________________________________________________ Graphic Packaging Holding Company Ticker Security ID: Meeting Date Meeting Status GPK CUSIP 388689101 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Carrico Mgmt For For For 1.2 Elect Philip R. Martens Mgmt For For For 1.3 Elect Lynn A. Wentworth Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Great Plains Energy Incorporated Ticker Security ID: Meeting Date Meeting Status GXP CUSIP 391164100 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Terry Bassham Mgmt For For For 1.2 Elect David L. Bodde Mgmt For For For 1.3 Elect Randall C. Mgmt For For For Ferguson, Jr. 1.4 Elect Gary D. Forsee Mgmt For For For 1.5 Elect Scott D. Grimes Mgmt For For For 1.6 Elect Thomas D. Hyde Mgmt For For For 1.7 Elect James A. Mitchell Mgmt For For For 1.8 Elect Ann D. Murtlow Mgmt For For For 1.9 Elect John J. Sherman Mgmt For For For 1.10 Elect Linda H. Talbott Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Green Plains, Inc. Ticker Security ID: Meeting Date Meeting Status GPRE CUSIP 393222104 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Todd Becker Mgmt For For For 1.2 Elect Thomas Manuel Mgmt For For For 1.3 Elect Brian Peterson Mgmt For For For 1.4 Elect Alain Treuer Mgmt For For For ________________________________________________________________________________ Greenbrier Cos. Inc. Ticker Security ID: Meeting Date Meeting Status GBX CUSIP 393657101 01/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William A. Furman Mgmt For For For 1.2 Elect Charles J. Mgmt For For For Swindells 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to 2014 Stock Mgmt For For For Incentive Plan to Increase Director Compensation 4 2014 Employee Stock Mgmt For For For Purchase Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hanover Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status THG CUSIP 410867105 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Neal F. Finnegan Mgmt For For For 2 Elect P. Kevin Condron Mgmt For For For 3 Elect Cynthia L. Egan Mgmt For For For 4 Elect Joseph R. Ramrath Mgmt For For For 5 Elect Harriett Tee Mgmt For For For Taggart 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Harmonic Inc. Ticker Security ID: Meeting Date Meeting Status HLIT CUSIP 413160102 06/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick J. Mgmt For For For Harshman 1.2 Elect Patrick Gallagher Mgmt For For For 1.3 Elect Harold L. Covert Mgmt For For For 1.4 Elect E. Floyd Kvamme Mgmt For For For 1.5 Elect Mitzi Reaugh Mgmt For For For 1.6 Elect William F. Mgmt For For For Reddersen 1.7 Elect Susan G. Swenson Mgmt For For For 1.8 Elect Nikos Mgmt For For For Theodosopoulos 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2002 Mgmt For For For Director Stock Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Harmonic Inc. Ticker Security ID: Meeting Date Meeting Status HLIT CUSIP 413160102 07/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For For For Patrick J. Harshman 1.2 Election of Director: Mgmt For For For Patrick Gallagher 1.3 Election of Director: Mgmt For For For Harold L. Covert 1.4 Election of Director: Mgmt For For For E. Floyd Kvamme 1.5 Election of Director: Mgmt For For For Mitzi Reaugh 1.6 Election of Director: Mgmt For For For William F. Reddersen 1.7 Election of Director: Mgmt For For For Susan G. Swenson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amend Employee Stock Mgmt For For For Purchase Plan 4 Amend Director Stock Mgmt For For For Option Plan 5 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Hawaiian Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HA CUSIP 419879101 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory S. Mgmt For For For Anderson 1.2 Elect Mark B. Dunkerley Mgmt For For For 1.3 Elect Lawrence S. Mgmt For For For Hershfield 1.4 Elect Zac S. Hirzel Mgmt For For For 1.5 Elect Randall L. Jenson Mgmt For For For 1.6 Elect Tomoyuki Moriizumi Mgmt For For For 1.7 Elect Crystal K. Rose Mgmt For For For 1.8 Elect Richard N. Zwern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2015 Stock Incentive Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HCC Insurance Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCC CUSIP 404132102 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Emmanuel T. Mgmt For For For Ballases 1.2 Elect Lydia I. Beebe Mgmt For For For 1.3 Elect Frank J. Bramanti Mgmt For For For 1.4 Elect Walter M. Duer Mgmt For For For 1.5 Elect Barbara J. Mgmt For For For Duganier 1.6 Elect James C. Flagg Mgmt For For For 1.7 Elect John N. Molbeck, Mgmt For For For Jr. 1.8 Elect Susan Rivera Mgmt For For For 1.9 Elect Hans D. Rohlf Mgmt For For For 1.10 Elect Robert A. Rosholt Mgmt For For For 1.11 Elect J. Mikesell Thomas Mgmt For For For 1.12 Elect Christopher J. B. Mgmt For For For Williams 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ HCI Group Inc. Ticker Security ID: Meeting Date Meeting Status HCI CUSIP 40416E103 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James Macchiarola Mgmt For For For 1.2 Elect Harish M. Patel Mgmt For Withhold Against 1.3 Elect Martin A. Traber Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Health Net, Inc. Ticker Security ID: Meeting Date Meeting Status HNT CUSIP 42222G108 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary Anne Citrino Mgmt For For For 2 Elect Theodore F. Mgmt For For For Craver, Jr. 3 Elect Vicki B. Escarra Mgmt For For For 4 Elect Gale S. Fitzgerald Mgmt For For For 5 Elect Jay M. Gellert Mgmt For For For 6 Elect Roger F. Greaves Mgmt For For For 7 Elect Douglas M. Mancino Mgmt For For For 8 Elect George Miller Mgmt For For For 9 Elect Bruce G. Willison Mgmt For For For 10 Elect Frederick C. Mgmt For For For Yeager 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2006 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Heidrick & Struggles International, Inc. Ticker Security ID: Meeting Date Meeting Status HSII CUSIP 422819102 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert S. Kaplan Mgmt For For For 1.2 Elect Gary E. Knell Mgmt For For For 1.3 Elect Jill Kanin-Lovers Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Declassify the Board Mgmt For For For 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hercules Technology Growth Cap Inc Ticker Security ID: Meeting Date Meeting Status HTGC CUSIP 427096508 07/08/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For Withhold Against Robert P. Badavas 2 Ratify Appointment of Mgmt For For For Independent Auditors 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Heritage Insurance Holdings Inc Ticker Security ID: Meeting Date Meeting Status HRTG CUSIP 42727J102 06/16/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce Lucas Mgmt For For For 1.2 Elect Richard Mgmt For For For Widdiecombe 1.3 Elect Pete Apostolou Mgmt For For For 1.4 Elect Irini Barlas Mgmt For For For 1.5 Elect Trifon Houvardas Mgmt For For For 1.6 Elect James Masiello Mgmt For For For 1.7 Elect Nicholas Pappas Mgmt For For For 1.8 Elect Joseph Vattamattam Mgmt For For For 1.9 Elect Vijay Walvekar Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Hhgregg, Inc. Ticker Security ID: Meeting Date Meeting Status HGG CUSIP 42833L108 07/29/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For For For Gregory M. Bettinelli 1.2 Election of Director: Mgmt For For For Lawrenece P. Castellani 1.3 Election of Director: Mgmt For For For Benjamin D. Geiger 1.4 Election of Director: Mgmt For For For Catherine A. Langham 1.5 Election of Director: Mgmt For For For Dennis L. May 1.6 Election of Director: Mgmt For For For John M. Roth 1.7 Election of Director: Mgmt For For For Michael L. Smith 1.8 Election of Director: Mgmt For For For Peter M. Starrett 1.9 Election of Director: Mgmt For For For Kathleen C. Tierney 1.10 Election of Director: Mgmt For For For Darell E. Zink 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Amend Stock Mgmt For Against Against Compensation Plan 4 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ HomeStreet, Inc. Ticker Security ID: Meeting Date Meeting Status HMST CUSIP 43785V102 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Scott M. Boggs Mgmt For Against Against 2 Elect Timothy R. Mgmt For For For Chrisman 3 Elect Douglas I. Smith Mgmt For Against Against 4 Elect Mark K. Mason Mgmt For For For 5 Elect Donald R. Voss Mgmt For For For 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Horace Mann Educators Corporation Ticker Security ID: Meeting Date Meeting Status HMN CUSIP 440327104 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel A. Domenech Mgmt For For For 2 Elect Mary H. Futrell Mgmt For For For 3 Elect Stephen J. Mgmt For For For Hasenmiller 4 Elect Ronald J. Helow Mgmt For For For 5 Elect Beverley J. Mgmt For For For McClure 6 Elect Gabriel L. Shaheen Mgmt For For For 7 Elect Robert Stricker Mgmt For For For 8 Elect Steven O. Swyers Mgmt For For For 9 Elect Marita Zuraitis Mgmt For For For 10 Amendment to the 2010 Mgmt For For For Comprehensive Executive Compensation Plan 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Huntington Ingalls Industries, Inc. Ticker Security ID: Meeting Date Meeting Status HII CUSIP 446413106 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Miller Mgmt For For For 1.2 Elect C. Michael Petters Mgmt For For For 1.3 Elect Karl M. von der Mgmt For For For Heyden 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ Huntsman Corporation Ticker Security ID: Meeting Date Meeting Status HUN CUSIP 447011107 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter R. Huntsman Mgmt For For For 1.2 Elect Wayne A. Reaud Mgmt For For For 1.3 Elect Alvin V. Shoemaker Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Idacorp, Inc. Ticker Security ID: Meeting Date Meeting Status IDA CUSIP 451107106 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Darrel T. Anderson Mgmt For For For 1.2 Elect Thomas E. Carlile Mgmt For For For 1.3 Elect Richard J. Dahl Mgmt For For For 1.4 Elect Ronald W. Jibson Mgmt For For For 1.5 Elect Judith A. Johansen Mgmt For For For 1.6 Elect Dennis L. Johnson Mgmt For For For 1.7 Elect J. LaMont Keen Mgmt For For For 1.8 Elect Christine King Mgmt For For For 1.9 Elect Richard J. Navarro Mgmt For For For 1.10 Elect Robert A. Tinstman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the Mgmt For For For Long-Term Incentive and Compensation Plan 4 Amendment to the Mgmt For For For Executive Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Insight Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status NSIT CUSIP 45765U103 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Repeal of Classified Mgmt For For For Board 2 Elect Timothy A. Crown Mgmt For For For 3 Elect Anthony A. Mgmt For For For Ibarguen 4 Elect Kathleen S. Pushor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Insperity Inc. Ticker Security ID: Meeting Date Meeting Status NSP CUSIP 45778Q107 06/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carol R. Kaufman Mgmt For For For 2 Elect Paul J. Sarvadi Mgmt For For For 3 Elect Norman R. Sorensen Mgmt For For For 4 Elect Austin P. Young Mgmt For For For III 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Investment Technology Group, Inc. Ticker Security ID: Meeting Date Meeting Status ITG CUSIP 46145F105 06/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Minder Cheng Mgmt For For For 1.2 Elect Christopher V. Mgmt For For For Dodds 1.3 Elect Robert C. Gasser Mgmt For For For 1.4 Elect Timothy L. Jones Mgmt For For For 1.5 Elect R. Jarrett Lilien Mgmt For For For 1.6 Elect T. Kelley Millet Mgmt For For For 1.7 Elect Kevin J.P. O'Hara Mgmt For For For 1.8 Elect Maureen P. O'Hara Mgmt For For For 1.9 Elect Steven H. Wood Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2007 Mgmt For For For Omnibus Equity Compensation Plan ________________________________________________________________________________ Iridium Communications Inc. Ticker Security ID: Meeting Date Meeting Status IRDM CUSIP 46269C102 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert H. Niehaus Mgmt For For For 1.2 Elect Thomas C. Canfield Mgmt For For For 1.3 Elect Matthew J. Desch Mgmt For For For 1.4 Elect Thomas J. Mgmt For Withhold Against Fitzpatrick 1.5 Elect Jane L. Harman Mgmt For For For 1.6 Elect Alvin B. Krongard Mgmt For For For 1.7 Elect Eric T. Olson Mgmt For For For 1.8 Elect Steven B. Pfeiffer Mgmt For For For 1.9 Elect Parker W. Rush Mgmt For For For 1.10 Elect Henrik O. Mgmt For For For Schliemann 1.11 Elect Barry J. West Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Approval of the 2015 Mgmt For For For Equity Incentive Plan 5 Increase Maximum Board Mgmt For For For Size to Thirteen ________________________________________________________________________________ ITT Educational Services, Inc. Ticker Security ID: Meeting Date Meeting Status ESI CUSIP 45068B109 12/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John E. Dean Mgmt For Against Against 2 Elect James D. Fowler, Mgmt For Against Against Jr. 3 Elect Vin Weber Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Jabil Circuit, Inc. Ticker Security ID: Meeting Date Meeting Status JBL CUSIP 466313103 01/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Martha F. Brooks Mgmt For For For 1.2 Elect Mel S. Lavitt Mgmt For For For 1.3 Elect Timothy L. Main Mgmt For For For 1.4 Elect Mark T. Mondello Mgmt For For For 1.5 Elect Lawrence J. Murphy Mgmt For For For 1.6 Elect Frank A. Newman Mgmt For For For 1.7 Elect Steven A. Raymund Mgmt For For For 1.8 Elect Thomas A. Sansone Mgmt For For For 1.9 Elect David M. Stout Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ JetBlue Airways Corporation Ticker Security ID: Meeting Date Meeting Status JBLU CUSIP 477143101 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jens Bischof Mgmt For For For 2 Elect Peter Boneparth Mgmt For For For 3 Elect David Checketts Mgmt For For For 4 Elect Virginia Gambale Mgmt For For For 5 Elect Stephan Gemkow Mgmt For For For 6 Elect Robin Hayes Mgmt For For For 7 Elect Ellen Jewett Mgmt For For For 8 Elect Stanley McChrystal Mgmt For For For 9 Elect Joel Peterson Mgmt For For For 10 Elect Frank V. Sica Mgmt For For For 11 Elect Thomas Winkelmann Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amendment to the 2011 Mgmt For For For Crewmember Stock Purchase Plan 15 Amendment to the 2011 Mgmt For For For Incentive Compensation Plan ________________________________________________________________________________ Kadant Inc. Ticker Security ID: Meeting Date Meeting Status KAI CUSIP 48282T104 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William P. Tully Mgmt For Against Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kaiser Aluminum Corporation Ticker Security ID: Meeting Date Meeting Status KALU CUSIP 483007704 06/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Foster Mgmt For For For 1.2 Elect L. Patrick Hassey Mgmt For For For 1.3 Elect Teresa A. Hopp Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2006 Mgmt For For For Equity and Performance Incentive Plan 4 Adoption of Majority Mgmt For For For Voting 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kcap Financial, Inc. Ticker Security ID: Meeting Date Meeting Status KCAP CUSIP 48668E101 07/08/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance Mgmt For Against Against ________________________________________________________________________________ KCG Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status KCG CUSIP 48244B100 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Coleman Mgmt For For For 2 Elect Charles Haldeman, Mgmt For For For Jr. 3 Elect Rene Kern Mgmt For For For 4 Elect James T. Milde Mgmt For For For 5 Elect John C. (Hans) Mgmt For For For Morris 6 Elect Daniel F. Schmitt Mgmt For For For 7 Elect Stephen Schuler Mgmt For For For 8 Elect Laurie M. Shahon Mgmt For For For 9 Elect Daniel Tierney Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amend Equity Plan to Mgmt For Against Against Allow for Continued Vesting Following Employment 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kimball International, Inc. Ticker Security ID: Meeting Date Meeting Status KBALB CUSIP 494274103 10/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas J. Mgmt For Withhold Against Tischhauser ________________________________________________________________________________ Lannett Company, Inc. Ticker Security ID: Meeting Date Meeting Status LCI CUSIP 516012101 01/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey Farber Mgmt For Withhold Against 1.2 Elect Arthur P. Mgmt For For For Bedrosian 1.3 Elect James M. Maher Mgmt For Withhold Against 1.4 Elect David Drabik Mgmt For Withhold Against 1.5 Elect Paul Taveira Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lattice Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status LSCC CUSIP 518415104 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Darin G. Mgmt For For For Billerbeck 1.2 Elect Robin A. Abrams Mgmt For Withhold Against 1.3 Elect John E. Bourgoin Mgmt For For For 1.4 Elect Balaji Mgmt For For For Krishnamurthy 1.5 Elect Robert R. Herb Mgmt For For For 1.6 Elect Mark E. Jensen Mgmt For For For 1.7 Elect D. Jeffrey Mgmt For For For Richardson 1.8 Elect Frederick D. Weber Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lear Corporation Ticker Security ID: Meeting Date Meeting Status LEA CUSIP 521865204 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard H. Bott Mgmt For For For 2 Elect Thomas P. Capo Mgmt For For For 3 Elect Jonathan F. Foster Mgmt For For For 4 Elect Kathleen A. Mgmt For For For Ligocki 5 Elect Conrad L. Mgmt For For For Mallett, Jr. 6 Elect Donald L. Runkle Mgmt For For For 7 Elect Matthew J. Mgmt For For For Simoncini 8 Elect Gregory C. Smith Mgmt For For For 9 Elect Henry D. G. Mgmt For For For Wallace 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Lexmark International, Inc. Ticker Security ID: Meeting Date Meeting Status LXK CUSIP 529771107 04/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph E. Gomory Mgmt For For For 2 Elect Michael J. Maples Mgmt For Against Against 3 Elect Stephen R. Hardis Mgmt For Against Against 4 Elect William R. Fields Mgmt For For For 5 Elect Robert Holland, Mgmt For For For Jr. 6 Elect Jared L. Cohon Mgmt For For For 7 Elect J. Edward Coleman Mgmt For Against Against 8 Elect Sandra L. Helton Mgmt For Against Against 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Amendment to the Mgmt For For For Director Stock Plan ________________________________________________________________________________ LifePoint Health, Inc. Ticker Security ID: Meeting Date Meeting Status LPNT CUSIP 53219L109 06/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marguerite W. Mgmt For For For Kondracke 1.2 Elect John E. Maupin, Mgmt For Withhold Against Jr. 1.3 Elect Marilyn B. Mgmt For For For Tavenner 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the 2013 Mgmt For For For Long-Term Incentive Plan ________________________________________________________________________________ Maiden Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status MHLD CUSIP G5753U112 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry D. Zyskind Mgmt For For For 1.2 Elect Simcha Lyons Mgmt For Withhold Against 1.3 Elect Raymond M. Neff Mgmt For For For 1.4 Elect Yehuda L. Mgmt For Withhold Against Neuberger 1.5 Elect Steven H. Nigro Mgmt For For For 1.6 Elect Patrick J. Haveron Mgmt For For For 1.7 Elect David A. Lamneck Mgmt For For For 1.8 Elect Lawrence F. Metz Mgmt For For For 1.9 Elect Arturo M. Mgmt For For For Raschbaum 1.10 Elect Karen L. Schmitt Mgmt For For For 1.11 Elect Patrick J. Haveron Mgmt For For For 1.12 Elect Lawrence F. Metz Mgmt For For For 1.13 Elect Arturo M. Mgmt For For For Raschbaum 1.14 Elect Maxwell Reid Mgmt For For For 1.15 Elect Karen L. Schmitt Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Mallinckrodt plc Ticker Security ID: Meeting Date Meeting Status MNK CUSIP G5785G107 03/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Melvin D. Booth Mgmt For For For 2 Elect Don M. Bailey Mgmt For For For 3 Elect David R. Carlucci Mgmt For For For 4 Elect J. Martin Carroll Mgmt For For For 5 Elect Diane H. Gulyas Mgmt For For For 6 Elect Nancy S. Lurker Mgmt For For For 7 Elect JoAnn A. Reed Mgmt For For For 8 Elect Angus C. Russell Mgmt For For For 9 Elect Virgil D. Thompson Mgmt For For For 10 Elect Mark C. Trudeau Mgmt For For For 11 Elect Kneeland C. Mgmt For For For Youngblood 12 Elect Joseph A. Mgmt For For For Zaccagnino 13 Ratification of Auditor Mgmt For For For and Authority to Set Fees 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the Stock Mgmt For For For and Incentive Plan 16 Authority to Repurchase Mgmt For For For Shares 17 Authority to Determine Mgmt For For For the Reissue Price for Treasury Shares 18 Authority to Set Mgmt For For For Meeting Location ________________________________________________________________________________ Marriott Vacations Worldwide Corporation Ticker Security ID: Meeting Date Meeting Status VAC CUSIP 57164Y107 06/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Melquiades Mgmt For For For Martinez 1.2 Elect Stephen P. Weisz Mgmt For For For 2 Employee Stock Purchase Mgmt For For For Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Marvell Technology Group Ltd Ticker Security ID: Meeting Date Meeting Status MRVL CUSIP G5876H105 06/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sehat Sutardja Mgmt For For For 2 Elect Weili Dai Mgmt For Against Against 3 Elect Juergen W. Gromer Mgmt For Against Against 4 Elect John G. Kassakian Mgmt For Against Against 5 Elect Arturo Krueger Mgmt For Against Against 6 Elect Randhir Thakur Mgmt For For For 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Executive Performance Mgmt For For For Incentive Plan 9 1995 Stock Option Plan Mgmt For For For 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Marvell Technology Group Ltd. Ticker Security ID: Meeting Date Meeting Status MRVL CUSIP G5876H105 07/01/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Dr. Sehat Sutardja 2 Election of Director: Mgmt For For For Dr. Juergen Gromer 3 Election of Director: Mgmt For For For Dr. John G. Kassakian 4 Election of Director: Mgmt For For For Arturo Krueger 5 Election of Director: Mgmt For For For Dr. Randhir Thakur 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Materion Corp. Ticker Security ID: Meeting Date Meeting Status MTRN CUSIP 576690101 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard J. Hipple Mgmt For For For 1.2 Elect William B. Mgmt For For For Lawrence 1.3 Elect Geoffrey Wild Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Matson Inc. Ticker Security ID: Meeting Date Meeting Status MATX CUSIP 57686G105 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Blake Baird Mgmt For For For 1.2 Elect Michael J. Chun Mgmt For For For 1.3 Elect Matthew J. Cox Mgmt For For For 1.4 Elect Walter A. Dods, Mgmt For For For Jr. 1.5 Elect Thomas B. Fargo Mgmt For For For 1.6 Elect Constance H. Lau Mgmt For For For 1.7 Elect Jeffrey N. Mgmt For For For Watanabe 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Approval of the Mgmt For For For material terms of the 2007 Incentive Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MFA Financial, Inc. Ticker Security ID: Meeting Date Meeting Status MFA CUSIP 55272X102 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robin Josephs Mgmt For For For 2 Elect George H. Krauss Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Amendment to the 2010 Mgmt For For For Equity Compensation Plan ________________________________________________________________________________ Modine Manufacturing Company Ticker Security ID: Meeting Date Meeting Status MOD CUSIP 607828100 07/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For David J. Anderson 2 Election of Director: Mgmt For For For Larry O. Moore 3 Election of Director: Mgmt For For For Marsha C. Williams 4 Amend Stock Mgmt For For For Compensation Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Molina Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status MOH CUSIP 60855R100 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Garrey E. Mgmt For For For Carruthers 2 Elect Daniel Cooperman Mgmt For For For 3 Elect Frank E. Murray Mgmt For For For 4 Re-approval of the Mgmt For For For Performance Goals Under the Incentive Compensation Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Monarch Casino & Resort, Inc. Ticker Security ID: Meeting Date Meeting Status MCRI CUSIP 609027107 06/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bob Farahi Mgmt For Withhold Against 1.2 Elect Yvette E. Landau Mgmt For For For 2 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Monster Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status MWW CUSIP 611742107 06/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 2 Elect Timothy T. Yates Mgmt For For For 3 Elect John R. Gaulding Mgmt For For For 4 Elect James P. McVeigh Mgmt For For For 5 Elect Jeffrey F. Rayport Mgmt For For For 6 Elect Roberto Tunioli Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Authorization to Issue Mgmt For For For Additional Shares of Common Stock in Settlement of Conversion of 3.50% Convertible senior Notes Due 2019 9 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Montpelier Re Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status MRH CUSIP G62185106 06/30/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For Against Against Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Murphy USA Inc Ticker Security ID: Meeting Date Meeting Status MUSA CUSIP 626755102 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fred L. Holliger Mgmt For For For 1.2 Elect James W. Keyes Mgmt For For For 1.3 Elect Diane N. Landen Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MYR Group Inc. Ticker Security ID: Meeting Date Meeting Status MYRG CUSIP 55405W104 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jack L. Alexander Mgmt For For For 1.2 Elect Betty R. Johnson Mgmt For For For 1.3 Elect Maurice E. Moore Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Navigators Group, Inc. Ticker Security ID: Meeting Date Meeting Status NAVG CUSIP 638904102 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Saul L. Basch Mgmt For For For 1.2 Elect H.J. Mervyn Mgmt For For For Blakeney 1.3 Elect Terence N. Deeks Mgmt For For For 1.4 Elect Stanley A. Mgmt For For For Galanski 1.5 Elect Geoffrey E. Mgmt For For For Johnson 1.6 Elect Robert V. Mgmt For For For Mendelsohn 1.7 Elect David M. Platter Mgmt For For For 1.8 Elect Patricia H. Mgmt For For For Roberts 1.9 Elect Janice C. Mgmt For For For Tomlinson 1.10 Elect Marc M. Tract Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Nelnet, Inc. Ticker Security ID: Meeting Date Meeting Status NNI CUSIP 64031N108 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael S. Dunlap Mgmt For For For 2 Elect Stephen F. Mgmt For For For Butterfield 3 Elect James P. Abel Mgmt For For For 4 Elect William R. Cintani Mgmt For Against Against 5 Elect Kathleen A. Mgmt For For For Farrell 6 Elect David S. Graff Mgmt For Against Against 7 Elect Thomas E. Henning Mgmt For For For 8 Elect Kimberly K. Rath Mgmt For For For 9 Elect Michael D. Reardon Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NeuStar, Inc. Ticker Security ID: Meeting Date Meeting Status NSR CUSIP 64126X201 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ross K. Ireland Mgmt For For For 2 Elect Paul A. Lacouture Mgmt For For For 3 Elect Michael J. Rowny Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2009 Mgmt For For For Stock Incentive Plan 7 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ New Jersey Resources Corporation Ticker Security ID: Meeting Date Meeting Status NJR CUSIP 646025106 01/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald L. Correll Mgmt For For For 1.2 Elect M. William Mgmt For For For Howard, Jr. 1.3 Elect J. Terry Strange Mgmt For For For 1.4 Elect George R. Mgmt For For For Zoffinger 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ New Residential Investment Corp. Ticker Security ID: Meeting Date Meeting Status NRZ CUSIP 64828T201 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael Nierenberg Mgmt For For For 2 Elect Kevin J. Finnerty Mgmt For Against Against 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ New Residential Investment Corp. Ticker Security ID: Meeting Date Meeting Status NRZ CUSIP 64828T102 10/15/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reverse Stock Split Mgmt For For For ________________________________________________________________________________ New York Mortgage Trust, Inc. Ticker Security ID: Meeting Date Meeting Status NYMT CUSIP 649604501 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David R. Bock Mgmt For For For 1.2 Elect Alan L. Hainey Mgmt For For For 1.3 Elect Steven R. Mumma Mgmt For For For 1.4 Elect Douglas E. Neal Mgmt For Withhold Against 1.5 Elect Steven G. Norcutt Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Newport Corporation Ticker Security ID: Meeting Date Meeting Status NEWP CUSIP 651824104 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher Cox Mgmt For For For 1.2 Elect Siddhartha C. Mgmt For For For Kadia 1.3 Elect Oleg Khaykin Mgmt For For For 1.4 Elect Cherry A. Murray Mgmt For For For 1.5 Elect Robert J. Mgmt For For For Phillippy 1.6 Elect Kenneth F. Mgmt For For For Potashner 1.7 Elect Peter J. Simone Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the Amended Mgmt For For For and Restated 2011 Stock Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ OFG Bancorp. Ticker Security ID: Meeting Date Meeting Status OFG CUSIP 67103X102 04/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Julian S. Inclan Mgmt For For For 1.2 Elect Pedro Morazzani Mgmt For For For 1.3 Elect Radames Pena Mgmt For For For 1.4 Elect Jorge Colon-Gerena Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ON Semiconductor Corporation Ticker Security ID: Meeting Date Meeting Status ONNN CUSIP 682189105 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Atsushi Abe Mgmt For For For 2 Elect Curtis J. Crawford Mgmt For For For 3 Elect Paul A. Mascarenas Mgmt For For For 4 Elect Daryl A. Ostrander Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For 7 Amendment to the Stock Mgmt For For For Incentive Plan 8 Amendment to the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ OncoMed Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status OMED CUSIP 68234X102 06/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul J. Hastings Mgmt For For For 1.2 Elect Laurence Lasky Mgmt For Withhold Against 1.3 Elect Denise Mgmt For For For Pollard-Knight 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Orbital ATK Inc Ticker Security ID: Meeting Date Meeting Status ATK CUSIP 018804104 01/27/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Orbital Sciences Corporation Ticker Security ID: Meeting Date Meeting Status ORB CUSIP 685564106 01/27/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Advisory Vote on Golden Mgmt For For For Parachutes ________________________________________________________________________________ Orbitz Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status OWW CUSIP 68557K109 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Approval of Adjournment Mgmt For For For of Annual Meeting 4.1 Elect Martin J. Brand Mgmt For For For 4.2 Elect Kenneth S. Esterow Mgmt For Withhold Against 4.3 Elect Barney Harford Mgmt For For For 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Orbitz Worldwide, Inc. Ticker Security ID: Meeting Date Meeting Status OWW CUSIP 68557K109 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For For For Parachutes 3 Approval of Adjournment Mgmt For For For of Annual Meeting 4.1 Elect Martin J. Brand Mgmt For For For 4.2 Elect Kenneth S. Esterow Mgmt For Withhold Against 4.3 Elect Barney Harford Mgmt For For For 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ OSI Systems, Inc. Ticker Security ID: Meeting Date Meeting Status OSIS CUSIP 671044105 12/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Deepak Chopra Mgmt For For For 1.2 Elect Ajay Mehra Mgmt For For For 1.3 Elect Steven C. Good Mgmt For Withhold Against 1.4 Elect Meyer Luskin Mgmt For Withhold Against 1.5 Elect David T. Feinberg Mgmt For Withhold Against 1.6 Elect William F. Mgmt For Withhold Against Ballhaus 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Overstock.com, Inc. Ticker Security ID: Meeting Date Meeting Status OSTK CUSIP 690370101 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick M. Byrne Mgmt For For For 1.2 Elect Barclay F. Corbus Mgmt For For For 1.3 Elect Jonathan E. Mgmt For For For Johnson III 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ P.H. Glatfelter Company Ticker Security ID: Meeting Date Meeting Status GLT CUSIP 377316104 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Bruce Brown Mgmt For For For 1.2 Elect Kathleen A. Mgmt For For For Dahlberg 1.3 Elect Nicholas Mgmt For For For DeBenedictis 1.4 Elect Kevin M Fogarty Mgmt For For For 1.5 Elect J. Robert Hall Mgmt For For For 1.6 Elect Richard C. Ill Mgmt For For For 1.7 Elect Ronald J. Naples Mgmt For For For 1.8 Elect Dante C. Parrini Mgmt For For For 1.9 Elect Lee C. Stewart Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the Mgmt For For For Management Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pacific Ethanol, Inc. Ticker Security ID: Meeting Date Meeting Status PEIX CUSIP 69423U305 06/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Authorization of Mgmt For For For Non-Voting Common Stock 3 Right to Adjourn Meeting Mgmt For For For 4.1 Elect William L. Jones Mgmt For For For 4.2 Elect Michael D. Kandris Mgmt For For For 4.3 Elect Douglas L. Kieta Mgmt For Withhold Against 4.4 Elect Neil M. Koehler Mgmt For For For 4.5 Elect Larry D. Layne Mgmt For Withhold Against 4.6 Elect John L. Prince Mgmt For Withhold Against 4.7 Elect Terry L. Stone Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Packaging Corporation of America Ticker Security ID: Meeting Date Meeting Status PKG CUSIP 695156109 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cheryl K. Beebe Mgmt For For For 2 Elect Hasan Jameel Mgmt For For For 3 Elect Mark W. Kowlzan Mgmt For For For 4 Elect Robert C. Lyons Mgmt For For For 5 Elect Thomas P. Maurer Mgmt For For For 6 Elect Samuel Mencoff Mgmt For For For 7 Elect Roger B. Porter Mgmt For For For 8 Elect Thomas S. Souleles Mgmt For For For 9 Elect Paul T. Stecko Mgmt For For For 10 Elect James D. Woodrum Mgmt For For For 11 Amendment to the PCA Mgmt For For For Performance Incentive Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PBF Energy Inc. Ticker Security ID: Meeting Date Meeting Status PBF CUSIP 69318G106 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas D. O'Malley Mgmt For For For 2 Elect Spencer Abraham Mgmt For For For 3 Elect Jefferson F. Allen Mgmt For For For 4 Elect Wayne A. Budd Mgmt For For For 5 Elect S. Eugene Edwards Mgmt For For For 6 Elect Dennis M. Houston Mgmt For For For 7 Elect Edward F. Kosnik Mgmt For For For 8 Elect Eija Malmivirta Mgmt For For For 9 Elect Thomas J. Nimbley Mgmt For For For 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PDL BioPharma, Inc. Ticker Security ID: Meeting Date Meeting Status PDLI CUSIP 69329Y104 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jody S. Lindell Mgmt For For For 1.2 Elect John P. McLaughlin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adoption of the Amended Mgmt For For For 2005 Equity Incentive Plan ________________________________________________________________________________ Pennymac Mortgage Investment Trust Ticker Security ID: Meeting Date Meeting Status PMT CUSIP 70931T103 06/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Stanford L. Mgmt For For For Kurland 1.2 Elect David A. Spector Mgmt For For For 1.3 Elect Randall D. Hadley Mgmt For For For 1.4 Elect Clay A. Halvorsen Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Photronics, Inc. Ticker Security ID: Meeting Date Meeting Status PLAB CUSIP 719405102 03/26/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter M. Mgmt For For For Fiederowicz 1.2 Elect Joseph A. Mgmt For For For Fiorita, Jr. 1.3 Elect Liang-Choo Hsia Mgmt For For For 1.4 Elect Constantine S. Mgmt For For For Macricostas 1.5 Elect George Macricostas Mgmt For Withhold Against 1.6 Elect Mitchell G. Tyson Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pilgrim's Pride Corporation Ticker Security ID: Meeting Date Meeting Status PPC CUSIP 72147K108 05/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gilberto Tamazoni Mgmt For For For 1.2 Elect Joesley Mendonca Mgmt For For For Batista 1.3 Elect Wesley Mendonca Mgmt For For For Batista 1.4 Elect William W. Lovette Mgmt For For For 1.5 Elect Andre Noguiera de Mgmt For For For Souza 1.6 Elect Wallim Cruz de Mgmt For Withhold Against Vasconcellos Junior 1.7 Elect David E. Bell Mgmt For For For 1.8 Elect Michael L. Cooper Mgmt For Withhold Against 1.9 Elect Charles Macaluso Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Pioneer Energy Services Corp. Ticker Security ID: Meeting Date Meeting Status PES CUSIP 723664108 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wm. Stacy Locke Mgmt For For For 1.2 Elect C. John Thompson Mgmt For For For 2 Amendment to the 2007 Mgmt For For For Incentive Plan 3 Ratification of Certain Mgmt For For For Grants to the CEO 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Piper Jaffray Companies Ticker Security ID: Meeting Date Meeting Status PJC CUSIP 724078100 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Andrew S. Duff Mgmt For For For 1.2 Elect William R. Mgmt For For For Fitzgerald 1.3 Elect B. Kristine Mgmt For For For Johnson 1.4 Elect Addison L. Piper Mgmt For For For 1.5 Elect Lisa K. Polsky Mgmt For For For 1.6 Elect Philip E. Soran Mgmt For For For 1.7 Elect Scott C. Taylor Mgmt For For For 1.8 Elect Michele Volpi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2003 Mgmt For For For Annual and Long-Term Incentive Plan ________________________________________________________________________________ Pitney Bowes Inc. Ticker Security ID: Meeting Date Meeting Status PBI CUSIP 724479100 05/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda G. Alvarado Mgmt For For For 2 Elect Anne M. Busquet Mgmt For For For 3 Elect Roger Fradin Mgmt For For For 4 Elect Anne Sutherland Mgmt For For For Fuchs 5 Elect S. Douglas Mgmt For For For Hutcheson 6 Elect Marc B. Lautenbach Mgmt For For For 7 Elect Eduardo R. Menasce Mgmt For For For 8 Elect Michael I. Roth Mgmt For For For 9 Elect David L. Shedlarz Mgmt For For For 10 Elect David B. Snow, Jr. Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Plexus Corp. Ticker Security ID: Meeting Date Meeting Status PLXS CUSIP 729132100 02/18/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralf R. Boer Mgmt For For For 1.2 Elect Stephen P. Mgmt For For For Cortinovis 1.3 Elect David J. Drury Mgmt For For For 1.4 Elect Joann M. Eisenhart Mgmt For For For 1.5 Elect Dean A. Foate Mgmt For For For 1.6 Elect Rainer Jueckstock Mgmt For For For 1.7 Elect Peter Kelly Mgmt For For For 1.8 Elect Phil R. Martens Mgmt For For For 1.9 Elect Michael V. Schrock Mgmt For For For 1.10 Elect Mary A. Winston Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Polycom, Inc. Ticker Security ID: Meeting Date Meeting Status PLCM CUSIP 73172K104 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter A. Leav Mgmt For For For 2 Elect Betsy S. Atkins Mgmt For For For 3 Elect Martha H. Bejar Mgmt For For For 4 Elect Robert J. Mgmt For For For Frankenberg 5 Elect John A. Kelley, Mgmt For For For Jr. 6 Elect D. Scott Mercer Mgmt For For For 7 Elect Kevin T. Parker Mgmt For For For 8 Amendment to the 2011 Mgmt For For For Equity Incentive Plan 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Portland General Electric Company Ticker Security ID: Meeting Date Meeting Status POR CUSIP 736508847 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John W. Ballantine Mgmt For For For 2 Elect Rodney L. Brown, Mgmt For For For Jr. 3 Elect Jack E. Davis Mgmt For For For 4 Elect David A. Dietzler Mgmt For For For 5 Elect Kirby A. Dyess Mgmt For For For 6 Elect Mark B. Ganz Mgmt For For For 7 Elect Kathryn J. Jackson Mgmt For For For 8 Elect Neil J. Nelson Mgmt For For For 9 Elect M. Lee Pelton Mgmt For For For 10 Elect James J. Piro Mgmt For For For 11 Elect Charles W. Shivery Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Post Properties, Inc. Ticker Security ID: Meeting Date Meeting Status PPS CUSIP 737464107 06/03/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert C. Goddard Mgmt For For For III 1.2 Elect David P. Stockert Mgmt For For For 1.3 Elect Herschel M. Bloom Mgmt For For For 1.4 Elect Walter M. Deriso, Mgmt For For For Jr. 1.5 Elect Russell R. French Mgmt For For For 1.6 Elect Toni Jennings Mgmt For For For 1.7 Elect Ronald de Waal Mgmt For For For 1.8 Elect Donald C. Wood Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Prospect Capital Corporation Ticker Security ID: Meeting Date Meeting Status PSEC CUSIP 74348T102 12/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Gremp Mgmt For Withhold Against 2 Authority to Sell Mgmt For Against Against Common Stock Below NAV ________________________________________________________________________________ Protective Life Corp. Ticker Security ID: Meeting Date Meeting Status PL CUSIP 743674103 10/06/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Advisory Vote on Golden Mgmt For Against Against Parachutes 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Questcor Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status QCOR CUSIP 74835Y101 08/14/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Advisory Vote on Golden Mgmt For For For Parachutes ________________________________________________________________________________ R.R. Donnelley & Sons Company Ticker Security ID: Meeting Date Meeting Status RRD CUSIP 257867101 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Mgmt For For For Quinlan, III 2 Elect Susan M. Cameron Mgmt For For For 3 Elect Richard L. Mgmt For For For Crandall 4 Elect Susan M. Gianinno Mgmt For For For 5 Elect Judith H. Hamilton Mgmt For For For 6 Elect Jeffrey M. Katz Mgmt For For For 7 Elect Richard K. Palmer Mgmt For For For 8 Elect John C. Pope Mgmt For For For 9 Elect Michael T. Riordan Mgmt For For For 10 Elect Oliver R. Sockwell Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Radian Group Inc. Ticker Security ID: Meeting Date Meeting Status RDN CUSIP 750236101 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Herbert Wender Mgmt For For For 2 Elect David C. Carney Mgmt For For For 3 Elect Howard B. Culang Mgmt For For For 4 Elect Lisa W. Hess Mgmt For For For 5 Elect Stephen T. Hopkins Mgmt For For For 6 Elect Sanford A. Ibrahim Mgmt For For For 7 Elect Brian D. Mgmt For For For Montgomery 8 Elect Gaetano Muzio Mgmt For For For 9 Elect Gregory V. Serio Mgmt For For For 10 Elect Noel J. Spiegel Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Redwood Trust, Inc. Ticker Security ID: Meeting Date Meeting Status RWT CUSIP 758075402 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Baum Mgmt For For For 2 Elect Douglas B. Hansen Mgmt For For For 3 Elect Mariann Byerwalter Mgmt For For For 4 Elect Martin S. Hughes Mgmt For For For 5 Elect Greg H. Kubicek Mgmt For For For 6 Elect Karen R. Pallota Mgmt For For For 7 Elect Jeffrey T. Pero Mgmt For For For 8 Elect Georganne C. Mgmt For For For Proctor 9 Elect Charles J. Mgmt For For For Toeniskoetter 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Regional Management Corp. Ticker Security ID: Meeting Date Meeting Status RM CUSIP 75902K106 04/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roel C. Campos Mgmt For For For 1.2 Elect Michael R. Dunn Mgmt For For For 1.3 Elect Steven J. Freiberg Mgmt For For For 1.4 Elect Richard A. Godley Mgmt For For For 1.5 Elect Alvaro G. de Mgmt For For For Molina 1.6 Elect Carlos Palomares Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2015 Long-Term Mgmt For For For Incentive Compensation Plan 4 Re-approval of Annual Mgmt For For For Incentive Plan ________________________________________________________________________________ Reinsurance Group of America, Incorporated Ticker Security ID: Meeting Date Meeting Status RGA CUSIP 759351604 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Fred Sievert Mgmt For For For 1.2 Elect Stanley B. Tulin Mgmt For For For 1.3 Elect A. Greig Woodring Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ RenaissanceRe Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status RNR CUSIP G7496G103 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian G. J. Gray Mgmt For For For 1.2 Elect William F. Mgmt For For For Hagerty IV 1.3 Elect Kevin J. O'Donnell Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2010 Mgmt For For For Performance-Based Equity Incentive Plan 4 Appointment of Auditor Mgmt For For For and Authority to Set Fees ________________________________________________________________________________ Resource Capital Corp. Ticker Security ID: Meeting Date Meeting Status RSO CUSIP 76120W302 06/03/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Walter T. Beach Mgmt For For For 2 Elect Edward E. Cohen Mgmt For Against Against 3 Elect Jonathan Z. Cohen Mgmt For Against Against 4 Elect Richard L. Fore Mgmt For For For 5 Elect William B. Hart Mgmt For For For 6 Elect Gary Ickowicz Mgmt For For For 7 Elect Steven J. Kessler Mgmt For For For 8 Elect Murray S. Levin Mgmt For Against Against 9 Elect P. Sherrill Neff Mgmt For For For 10 Elect Stephanie H. Mgmt For For For Wiggins 11 Ratification of Auditor Mgmt For For For 12 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Rex American Resources Corporation Ticker Security ID: Meeting Date Meeting Status REX CUSIP 761624105 06/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stuart A. Rose Mgmt For For For 2 Elect Lawrence Tomchin Mgmt For For For 3 Elect Robert Davidoff Mgmt For For For 4 Elect Edward M. Kress Mgmt For Against Against 5 Elect Charles A. Elcan Mgmt For Against Against 6 Elect David S. Harris Mgmt For Against Against 7 Elect Mervyn L. Alphonso Mgmt For Against Against 8 Elect Lee Fisher Mgmt For For For 9 Elect J. Dennis Hastert Mgmt For For For 10 Approval of 2015 Mgmt For For For Incentive Plan ________________________________________________________________________________ Ruth's Hospitality Group, Inc. Ticker Security ID: Meeting Date Meeting Status RUTH CUSIP 783332109 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael P. Mgmt For For For O'Donnell 1.2 Elect Robin P. Selati Mgmt For For For 1.3 Elect Carla R. Cooper Mgmt For For For 1.4 Elect Bannus B. Hudson Mgmt For For For 1.5 Elect Robert S. Merritt Mgmt For For For 1.6 Elect Alan Vituli Mgmt For For For 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Safety Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status SAFT CUSIP 78648T100 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter J. Manning Mgmt For For For 1.2 Elect David K. McKown Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Safeway Inc. Ticker Security ID: Meeting Date Meeting Status SWY CUSIP 786514208 07/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Merger Agreement Mgmt For For For 2 14A Extraordinary Mgmt For For For Transaction Executive Compensation 3 Approve Motion to Mgmt For For For Adjourn Meeting 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratify Appointment of Mgmt For For For Independent Auditors 6 S/H Proposal - Report ShrHldr Against Against For on Gene Engineered Products 7 S/H Proposal - ShrHldr Against Against For Corporate Governance 8 Election of Director: Mgmt For For For Robert L. Edwards 9 Election of Director: Mgmt For For For Janet E. Grove 10 Election of Director: Mgmt For For For Mohan Gyani 11 Election of Director: Mgmt For Against Against Frank C. Herringer 12 Election of Director: Mgmt For For For George J. Morrow 13 Election of Director: Mgmt For For For Kenneth W. Oder 14 Election of Director: Mgmt For For For T. Gary Rogers 15 Election of Director: Mgmt For For For Arun Sarin 16 Election of Director: Mgmt For Against Against Wiliam Y. Tauscher ________________________________________________________________________________ Sanderson Farms, Inc. Ticker Security ID: Meeting Date Meeting Status SAFM CUSIP 800013104 02/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John H. Baker, III Mgmt For For For 1.2 Elect John Bierbusse Mgmt For For For 1.3 Elect Mike Cockrell Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sanmina Corporation Ticker Security ID: Meeting Date Meeting Status SANM CUSIP 801056102 03/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Neil R. Bonke Mgmt For For For 2 Elect Michael J. Clarke Mgmt For For For 3 Elect Eugene A. Delaney Mgmt For For For 4 Elect John P. Goldsberry Mgmt For For For 5 Elect Joseph G. Licata, Mgmt For For For Jr. 6 Elect Mario M. Rosati Mgmt For Against Against 7 Elect Wayne Shortridge Mgmt For For For 8 Elect Jure Sola Mgmt For For For 9 Elect Jackie M. Ward Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2009 Mgmt For For For Incentive Plan 12 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Scholastic Corporation Ticker Security ID: Meeting Date Meeting Status SCHL CUSIP 807066105 09/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James W. Barge Mgmt For For For 1.2 Elect Marianne Mgmt For For For Caponnetto 1.3 Elect John L. Davies Mgmt For For For ________________________________________________________________________________ Schweitzer-Mauduit Ticker Security ID: Meeting Date Meeting Status SWM CUSIP 808541106 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect K.C. Caldabaugh Mgmt For Withhold Against 1.2 Elect William A. Finn Mgmt For For For 1.3 Elect John D. Rogers Mgmt For For For 2 2015 Long-term Mgmt For For For Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Science Applications International Corporation Ticker Security ID: Meeting Date Meeting Status SAIC CUSIP 808625107 06/03/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Mgmt For For For Bedingfield 2 Elect Deborah B. Dunie Mgmt For For For 3 Elect Thomas F. Frist, Mgmt For For For III 4 Elect John J. Hamre Mgmt For For For 5 Elect Timothy J. Mgmt For For For Mayopoulos 6 Elect Anthony J. Moraco Mgmt For For For 7 Elect Donna S. Morea Mgmt For For For 8 Elect Edward J. Mgmt For For For Sanderson, Jr. 9 Elect Steven R. Shane Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Select Income REIT Ticker Security ID: Meeting Date Meeting Status SIR CUSIP 81618T100 01/27/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Select Income REIT Ticker Security ID: Meeting Date Meeting Status SIR CUSIP 81618T100 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William A. Lamkin Mgmt For Abstain Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 3 Years 1 Year Against Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Selective Insurance Group, Inc. Ticker Security ID: Meeting Date Meeting Status SIGI CUSIP 816300107 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul D. Bauer Mgmt For For For 2 Elect Annabelle G. Mgmt For For For Bexiga 3 Elect John C. Burville Mgmt For For For 4 Elect Michael J. Mgmt For For For Morrissey 5 Elect Gregory E. Murphy Mgmt For For For 6 Elect Cynthia S. Mgmt For For For Nicholson 7 Elect Ronald L. O'Kelley Mgmt For For For 8 Elect William M. Rue Mgmt For Against Against 9 Elect John S. Scheid Mgmt For For For 10 Elect J. Brian Thebault Mgmt For For For 11 Elect Philip H. Urban Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SJW Corp. Ticker Security ID: Meeting Date Meeting Status SJW CUSIP 784305104 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Katharine Mgmt For For For Armstrong 1.2 Elect Walter J. Bishop Mgmt For For For 1.3 Elect Mark L. Cali Mgmt For For For 1.4 Elect Douglas R. King Mgmt For For For 1.5 Elect Daniel B. More Mgmt For For For 1.6 Elect Ronald B. Mgmt For For For Moskovitz 1.7 Elect George E. Moss Mgmt For For For 1.8 Elect W. Richard Roth Mgmt For For For 1.9 Elect Robert A. Van Mgmt For For For Valer 2 Reincorporation from Mgmt For Against Against the State of California to Delaware 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ SkyWest, Inc. Ticker Security ID: Meeting Date Meeting Status SKYW CUSIP 830879102 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jerry C. Atkin Mgmt For For For 2 Elect W. Steve Albrecht Mgmt For For For 3 Elect Henry J. Eyring Mgmt For For For 4 Elect Ronald J. Mgmt For For For Mittelstaedt 5 Elect Andrew C. Roberts Mgmt For For For 6 Elect Keith E. Smith Mgmt For For For 7 Elect Steven F. Mgmt For For For Udvar-Hazy 8 Elect James L. Welch Mgmt For For For 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Smith & Wesson Holding Corporation Ticker Security ID: Meeting Date Meeting Status SWHC CUSIP 831756101 09/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barry M. Monheit Mgmt For For For 1.2 Elect Robert L. Scott Mgmt For For For 1.3 Elect Michael F. Golden Mgmt For For For 1.4 Elect Robert H. Brust Mgmt For For For 1.5 Elect P. James Debney Mgmt For For For 1.6 Elect John B. Furman Mgmt For For For 1.7 Elect Mitchell A. Saltz Mgmt For For For 1.8 Elect I. Marie Wadecki Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Southside Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status SBSI CUSIP 84470P109 10/14/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ SpartanNash Co. Ticker Security ID: Meeting Date Meeting Status SPTN CUSIP 847215100 06/03/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect M. Shan Atkins Mgmt For For For 1.2 Elect Dennis Eidson Mgmt For For For 1.3 Elect Mickey P. Foret Mgmt For For For 1.4 Elect Frank M. Gambino Mgmt For For For 1.5 Elect Douglas A. Hacker Mgmt For For For 1.6 Elect Yvonne R. Jackson Mgmt For For For 1.7 Elect Elizabeth A. Mgmt For For For Nickels 1.8 Elect Timothy J. Mgmt For For For O'Donovan 1.9 Elect Hawthorne L. Mgmt For For For Proctor 1.10 Elect Craig C. Sturken Mgmt For For For 1.11 Elect William R. Voss Mgmt For For For 2 Stock Incentive Plan of Mgmt For For For 2015 3 Amendment to the Mgmt For For For Executive Cash Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Elimination of Mgmt For For For Supermajority Voting Provisions with Respect to Business Combinations 6 Elimination of Mgmt For For For Supermajority Voting Provisions with Respect to Amendment or Repeal of Articles of Incorporation 7 Elimination of Mgmt For For For Supermajority Voting Provisions with Respect to Amendment of Bylaws 8 Elimination of Mgmt For For For Provision Relating to Michigan Control Share Act 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Springleaf Holdings Inc Ticker Security ID: Meeting Date Meeting Status LEAF CUSIP 85172J101 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas L. Jacobs Mgmt For Withhold Against 1.2 Elect Anahaita N. Kotval Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Stage Stores, Inc. Ticker Security ID: Meeting Date Meeting Status SSI CUSIP 85254C305 06/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alan J. Barocas Mgmt For For For 2 Elect Elaine D. Crowley Mgmt For For For 3 Elect Diane M. Ellis Mgmt For For For 4 Elect Michael L. Glazer Mgmt For For For 5 Elect Gabrielle Mgmt For For For Greene-Sulzberger 6 Elect Earl J. Mgmt For For For Hesterberg, Jr. 7 Elect Lisa R. Kranc Mgmt For For For 8 Elect William J. Mgmt For For For Montgoris 9 Elect C. Clayton Reasor Mgmt For For For 10 Elect Ralph P. Mgmt For For For Scozzafava 11 Performance Bonus Plan Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ StanCorp Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status SFG CUSIP 852891100 05/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Virginia L. Mgmt For For For Anderson 2 Elect Rajana B. Clark Mgmt For For For 3 Elect Timothy A. Holt Mgmt For For For 4 Elect Kevin M. Murai Mgmt For For For 5 Elect Eric E. Parsons Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Strayer Education, Inc. Ticker Security ID: Meeting Date Meeting Status STRA CUSIP 863236105 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert S. Mgmt For For For Silberman 2 Elect John T. Casteen Mgmt For For For III 3 Elect Charlotte F. Mgmt For For For Beason 4 Elect William E. Brock Mgmt For For For 5 Elect Robert R. Grusky Mgmt For For For 6 Elect Robert L. Johnson Mgmt For Against Against 7 Elect Karl McDonnell Mgmt For For For 8 Elect Todd A. Milano Mgmt For For For 9 Elect G. Thomas Waite, Mgmt For For For III 10 Elect J. David Wargo Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 2015 Equity Mgmt For For For Compensation Plan 13 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Supervalu Inc. Ticker Security ID: Meeting Date Meeting Status SVU CUSIP 868536103 07/16/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Donald R. Chappel 2 Election of Director: Mgmt For For For Irwin S. Cohen 3 Election of Director: Mgmt For For For Sam Duncan 4 Election of Director: Mgmt For For For Philip L. Francis 5 Election of Director: Mgmt For For For Eric G. Johnson 6 Election of Director: Mgmt For For For Matthew M. Pendo 7 Election of Director: Mgmt For For For Matthew E. Rubel 8 Election of Director: Mgmt For For For Wayne C. Sales 9 Election of Director: Mgmt For For For Frank A. Savage 10 Election of Director: Mgmt For For For John T. Standley 11 Election of Director: Mgmt For For For Gerald L. Storch 12 Ratify Appointment of Mgmt For For For Independent Auditors 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Amend Stock Option Plan Mgmt For For For ________________________________________________________________________________ Sykes Enterprises, Inc. Ticker Security ID: Meeting Date Meeting Status SYKE CUSIP 871237103 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles E. Sykes Mgmt For For For 2 Elect William J. Meurer Mgmt For For For 3 Elect James K. Murray, Mgmt For For For Jr. 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Symetra Financial Corporation Ticker Security ID: Meeting Date Meeting Status SYA CUSIP 87151Q106 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sander M. Levy Mgmt For For For 2 Elect Lowndes A. Smith Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Synovus Financial Corp. Ticker Security ID: Meeting Date Meeting Status SNV CUSIP 87161C105 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Catherine A. Allen Mgmt For For For 2 Elect Tim E. Bentsen Mgmt For For For 3 Elect Stephen T. Butler Mgmt For For For 4 Elect Elizabeth W. Camp Mgmt For For For 5 Elect T. Michael Mgmt For For For Goodrich 6 Elect V. Nathaniel Mgmt For For For Hansford 7 Elect Jerry W. Nix Mgmt For For For 8 Elect Harris Pastides Mgmt For For For 9 Elect Joseph J. Mgmt For For For Prochaska, Jr. 10 Elect Kessel D. Stelling Mgmt For For For 11 Elect Melvin T. Stith Mgmt For For For 12 Elect Barry L. Storey Mgmt For For For 13 Elect Philip W. Mgmt For For For Tomlinson 14 Approval of Advisory Mgmt For For For Vote on Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tenneco, Inc. Ticker Security ID: Meeting Date Meeting Status TEN CUSIP 880349105 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas C. Freyman Mgmt For For For 2 Elect Dennis J. Letham Mgmt For For For 3 Elect James S. Metcalf Mgmt For For For 4 Elect Roger B. Porter Mgmt For For For 5 Elect David B. Price, Mgmt For For For Jr. 6 Elect Gregg M. Sherrill Mgmt For For For 7 Elect Paul T. Stecko Mgmt For For For 8 Elect Jane L. Warner Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Territorial Bancorp Inc. Ticker Security ID: Meeting Date Meeting Status TBNK CUSIP 88145X108 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Allan S. Kitagawa Mgmt For For For 1.2 Elect Richard I. Mgmt For For For Murakami 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Andersons, Inc. Ticker Security ID: Meeting Date Meeting Status ANDE CUSIP 034164103 05/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Mgmt For For For Anderson 1.2 Elect Gerard M Anderson Mgmt For For For 1.3 Elect Catherine M. Mgmt For For For Kilbane 1.4 Elect Robert J. King, Mgmt For For For Jr. 1.5 Elect Ross W. Manire Mgmt For For For 1.6 Elect Donald L. Mennel Mgmt For For For 1.7 Elect Patrick S. Mullin Mgmt For For For 1.8 Elect John T. Stout, Jr. Mgmt For For For 1.9 Elect Jacqueline F. Mgmt For For For Woods 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Increase in Authorized Mgmt For For For Capital ________________________________________________________________________________ The CATO Corporation Ticker Security ID: Meeting Date Meeting Status CATO CUSIP 149205106 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. D. Cato Mgmt For For For 1.2 Elect Thomas E. Meckley Mgmt For For For 1.3 Elect Bailey W. Patrick Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ The Providence Service Corporation Ticker Security ID: Meeting Date Meeting Status PRSC CUSIP 743815102 07/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Warren S. Rustand 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amend Articles-Board Mgmt For Against Against Related 4 Amend Stock Mgmt For For For Compensation Plan 5 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Ticc Capital Corp Ticker Security ID: Meeting Date Meeting Status TICC CUSIP 87244T109 07/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For Withhold Against Charles M. Royce 1.2 Election of Directors: Mgmt For Withhold Against Steven P. Novak 2 Stock Conversion Mgmt For For For ________________________________________________________________________________ Tivo Inc. Ticker Security ID: Meeting Date Meeting Status TIVO CUSIP 888706108 08/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Thomas S. Rogers 2 Election of Director: Mgmt For For For David Yoffie 3 Ratify Appointment of Mgmt For For For Independent Auditors 4 Approve Stock Mgmt For For For Compensation Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Tower International Inc. Ticker Security ID: Meeting Date Meeting Status TOWR CUSIP 891826109 04/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas K. Brown Mgmt For For For 1.2 Elect James N. Chapman Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Trecora Resources Ticker Security ID: Meeting Date Meeting Status TREC CUSIP 894648104 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John R. Townsend Mgmt For For For 2 Elect Allen P. McKee Mgmt For For For 3 Elect Karen A. Twitchell Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Trinity Industries, Inc. Ticker Security ID: Meeting Date Meeting Status TRN CUSIP 896522109 05/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John L. Adams Mgmt For For For 1.2 Elect Rhys J. Best Mgmt For For For 1.3 Elect David W. Biegler Mgmt For For For 1.4 Elect Antonio Carrillo Mgmt For For For 1.5 Elect Leldon E. Echols Mgmt For For For 1.6 Elect Ronald J. Gafford Mgmt For For For 1.7 Elect Adrian Lajous Mgmt For For For 1.8 Elect Charles W. Mgmt For For For Matthews 1.9 Elect Douglas L. Rock Mgmt For For For 1.10 Elect Dunia A. Shive Mgmt For For For 1.11 Elect Timothy R. Wallace Mgmt For For For 2 Stock Option and Mgmt For For For Incentive Plan 3 Increase of Authorized Mgmt For Against Against Common Stock 4 Amendment to Par Value Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Trinseo SA Ticker Security ID: Meeting Date Meeting Status TSE CUSIP L9340P101 06/25/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Directors Mgmt For For For (Slate) 2 Elect Donald T. Misheff Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt For For For Vote on Executive Compensation 5 Accounts and Reports Mgmt For For For 6 Allocation of Results Mgmt For For For 7 Ratification of Board Mgmt For For For Acts 8 Ratification of Auditor Mgmt For For For 9 Ratification of Mgmt For For For Accountant ________________________________________________________________________________ Triple-S Management Corporation Ticker Security ID: Meeting Date Meeting Status GTS CUSIP 896749108 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Luis A. Mgmt For For For Clavell-Rodriguez 2 Elect Cari M. Dominguez Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Trustmark Corporation Ticker Security ID: Meeting Date Meeting Status TRMK CUSIP 898402102 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Adolphus B. Baker Mgmt For For For 1.2 Elect Tracy T. Cornely Mgmt For For For 1.3 Elect Toni D. Cooley Mgmt For For For 1.4 Elect Daniel A. Grafton Mgmt For For For 1.5 Elect Gerard R. Host Mgmt For For For 1.6 Elect David H. Hoster II Mgmt For For For 1.7 Elect John M. McCullouch Mgmt For For For 1.8 Elect Richard H. Puckett Mgmt For For For 1.9 Elect R. Michael Mgmt For For For Summerford 1.10 Elect LeRoy G. Walker, Mgmt For For For Jr. 1.11 Elect William G. Yates Mgmt For Withhold Against III 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2005 Mgmt For For For Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Two Harbors Investment Corp. Ticker Security ID: Meeting Date Meeting Status TWO CUSIP 90187B101 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect E. Spencer Abraham Mgmt For For For 2 Elect James J. Bender Mgmt For For For 3 Elect Stephen G. Kasnet Mgmt For For For 4 Elect William Roth Mgmt For For For 5 Elect W. Reid Sanders Mgmt For For For 6 Elect Thomas Siering Mgmt For For For 7 Elect Brian C. Taylor Mgmt For For For 8 Elect Hope D. Woodhouse Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Approval of Restated Mgmt For For For Equity Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ U.S. Concrete, Inc. Ticker Security ID: Meeting Date Meeting Status USCR CUSIP 90333L201 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eugene I. Davis Mgmt For For For 1.2 Elect William J. Mgmt For For For Sandbrook 1.3 Elect Kurt M. Cellar Mgmt For For For 1.4 Elect Michael D. Lundin Mgmt For For For 1.5 Elect Robert M. Rayner Mgmt For For For 1.6 Elect Colin M. Mgmt For For For Sutherland 1.7 Elect Theodore P. Rossi Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ UNIFI, Inc. Ticker Security ID: Meeting Date Meeting Status UFI CUSIP 904677200 10/22/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William J. Mgmt For For For Armfield IV 1.2 Elect R. Roger Berrier, Mgmt For For For Jr. 1.3 Elect Archibald Cox, Jr. Mgmt For For For 1.4 Elect William L. Jasper Mgmt For For For 1.5 Elect Kenneth G. Langone Mgmt For For For 1.6 Elect Suzanne M. Present Mgmt For For For 1.7 Elect G. Alfred Webster Mgmt For For For 1.8 Elect Mitchel Weinberger Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United Community Banks, Inc. Ticker Security ID: Meeting Date Meeting Status UCBI CUSIP 90984P303 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jimmy C. Tallent Mgmt For For For 1.2 Elect Robert H. Blalock Mgmt For For For 1.3 Elect Clifford V. Brokaw Mgmt For For For 1.4 Elect L. Cathy Cox Mgmt For For For 1.5 Elect Steven J. Mgmt For For For Goldstein 1.6 Elect H. Lynn Harton Mgmt For For For 1.7 Elect W. C. Nelson, Jr. Mgmt For For For 1.8 Elect Thomas A. Mgmt For For For Richlovsky 1.9 Elect Tim Wallis Mgmt For For For 2 Amendment to the Mgmt For For For Management Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United Fire Group, Inc. Ticker Security ID: Meeting Date Meeting Status UFCS CUSIP 910340108 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christopher R. Mgmt For For For Drahozal 1.2 Elect Jack B. Evans Mgmt For For For 1.3 Elect George D. Milligan Mgmt For For For 1.4 Elect Michael W. Mgmt For For For Phillips 2 Adoption of Majority Mgmt For For For Vote for Election of Directors 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ United Insurance Holdings Corp. Ticker Security ID: Meeting Date Meeting Status UIHC CUSIP 910710102 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory C. Branch Mgmt For For For 1.2 Elect John L. Forney Mgmt For For For 1.3 Elect Kent G. Whittemore Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United States Steel Corporation Ticker Security ID: Meeting Date Meeting Status X CUSIP 912909108 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patricia Diaz Mgmt For For For Dennis 2 Elect Mario Longhi Mgmt For For For 3 Elect Robert J. Stevens Mgmt For For For 4 Elect David S. Mgmt For For For Sutherland 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Re-approval of Annual Mgmt For For For Incentive Compensation Plan 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ United Therapeutics Corporation Ticker Security ID: Meeting Date Meeting Status UTHR CUSIP 91307C102 06/26/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Katherine Klein Mgmt For For For 1.2 Elect Raymond Kurzweil Mgmt For Withhold Against 1.3 Elect Martine A. Mgmt For For For Rothblatt 1.4 Elect Louis W. Sullivan Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 2015 Stock Incentive Mgmt For For For Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Electronics, Inc. Ticker Security ID: Meeting Date Meeting Status UEIC CUSIP 913483103 06/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Paul D. Arling Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Insurance Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UVE CUSIP 91359V107 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Scott P. Callahan Mgmt For Withhold Against 1.2 Elect Sean P. Downes Mgmt For For For 1.3 Elect Darryl L. Lewis Mgmt For For For 1.4 Elect Ralph J. Palmieri Mgmt For For For 1.5 Elect Richard D. Mgmt For For For Peterson 1.6 Elect Michael A. Mgmt For For For Pietrangelo 1.7 Elect Ozzie A. Schindler Mgmt For For For 1.8 Elect Jon W. Springer Mgmt For For For 1.9 Elect Joel W. Wilentz Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ USANA Health Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status USNA CUSIP 90328M107 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert Anciaux Mgmt For For For 1.2 Elect Gilbert A. Fuller Mgmt For For For 1.3 Elect Jerry G. McClain Mgmt For For For 1.4 Elect Ronald S. Poelman Mgmt For For For 1.5 Elect Myron W. Wentz Mgmt For For For 2 2015 Equity Incentive Mgmt For Against Against Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Validus Holdings, Ltd. Ticker Security ID: Meeting Date Meeting Status VR CUSIP G9319H102 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael E. A. Mgmt For Withhold Against Carpenter 1.2 Elect Therese M. Vaughan Mgmt For For For 1.3 Elect Christopher E. Mgmt For Withhold Against Watson 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Amendment to the 2005 Mgmt For Against Against Long-Term Incentive Plan ________________________________________________________________________________ Vishay Intertechnology, Inc. Ticker Security ID: Meeting Date Meeting Status VSH CUSIP 928298108 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Marc Zandman Mgmt For For For 1.2 Elect Ruta Zandman Mgmt For For For 1.3 Elect Ziv Shoshani Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ W. R. Berkley Corporation Ticker Security ID: Meeting Date Meeting Status WRB CUSIP 084423102 06/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William R. Berkley Mgmt For For For 2 Elect Christopher L. Mgmt For For For Augostini 3 Elect George G. Daly Mgmt For For For 4 Elect Jack H. Nusbaum Mgmt For Against Against 5 Amendment to the 2012 Mgmt For For For Stock Incentive Plan 6 Amendment to the 2009 Mgmt For For For Directors Stock Plan 7 Advisory Vote on Mgmt For Against Against Executive Compensation 8 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Wabash National Corporation Ticker Security ID: Meeting Date Meeting Status WNC CUSIP 929566107 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Mgmt For For For Giromini 2 Elect Martin C. Jischke Mgmt For For For 3 Elect James D. Kelly Mgmt For For For 4 Elect John E. Kunz Mgmt For For For 5 Elect Larry J. Magee Mgmt For For For 6 Elect Ann D. Murtlow Mgmt For For For 7 Elect Scott K. Sorensen Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Walker & Dunlop Inc. Ticker Security ID: Meeting Date Meeting Status WD CUSIP 93148P102 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan Bowers Mgmt For For For 1.2 Elect Andrew Florance Mgmt For For For 1.3 Elect Cynthia Hallenbeck Mgmt For For For 1.4 Elect Michael Malone Mgmt For For For 1.5 Elect John Rice Mgmt For For For 1.6 Elect Dana Schmaltz Mgmt For For For 1.7 Elect Howard Smith Mgmt For For For 1.8 Elect William Walker Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Approval of the 2015 Mgmt For Against Against Equity Incentive Plan ________________________________________________________________________________ Washington Federal, Inc. Ticker Security ID: Meeting Date Meeting Status WAFD CUSIP 938824109 01/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roy M. Whitehead Mgmt For For For 1.2 Elect Mark Tabbutt Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Webster Financial Corporation Ticker Security ID: Meeting Date Meeting Status WBS CUSIP 947890109 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William L. Atwell Mgmt For For For 2 Elect Joel S. Becker Mgmt For For For 3 Elect John J. Crawford Mgmt For For For 4 Elect Robert A. Mgmt For For For Finkenzeller 5 Elect Elizabeth E. Flynn Mgmt For For For 6 Elect C. Michael Jacobi Mgmt For Against Against 7 Elect Laurence C. Morse Mgmt For For For 8 Elect Karen R. Osar Mgmt For For For 9 Elect Mark Pettie Mgmt For For For 10 Elect Charles W. Shivery Mgmt For For For 11 Elect James C. Smith Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Amendment to the 1992 Mgmt For For For Stock Option Plan ________________________________________________________________________________ West Corporation Ticker Security ID: Meeting Date Meeting Status WSTC CUSIP 952355204 05/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lee Adrean Mgmt For For For 2 Elect Michael A. Huber Mgmt For For For 3 Elect Soren L. Oberg Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Westar Energy, Inc. Ticker Security ID: Meeting Date Meeting Status WR CUSIP 95709T100 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles Q. Mgmt For For For Chandler, IV 1.2 Elect R. A. Edwards Mgmt For For For 1.3 Elect Sandra A.J. Mgmt For For For Lawrence 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Western Asset Mortgage Capital Corp. Ticker Security ID: Meeting Date Meeting Status WMC CUSIP 95790D105 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James W. Mgmt For For For Hirschmann 1.2 Elect Gavin James Mgmt For For For 1.3 Elect Edward D. Fox Mgmt For For For 1.4 Elect Ranjit M. Mgmt For For For Kripalani 1.5 Elect M. Christian Mgmt For For For Mitchell 1.6 Elect Richard W. Roll Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Western Refining, Inc. Ticker Security ID: Meeting Date Meeting Status WNR CUSIP 959319104 06/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Carin M. Barth Mgmt For For For 1.2 Elect Sigmund L. Mgmt For For For Cornelius 1.3 Elect Paul L. Foster Mgmt For For For 1.4 Elect L. Frederick Mgmt For Withhold Against Francis 1.5 Elect Robert J. Hassler Mgmt For For For 1.6 Elect Brian J. Hogan Mgmt For For For 1.7 Elect Scott D. Weaver Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2010 Incentive Plan Mgmt For For For ________________________________________________________________________________ Wintrust Financial Corporation Ticker Security ID: Meeting Date Meeting Status WTFC CUSIP 97650W108 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter D. Crist Mgmt For For For 2 Elect Bruce K. Crowther Mgmt For For For 3 Elect Joseph F. Damico Mgmt For For For 4 Elect Zed S Francis Mgmt For For For 5 Elect Marla F Glabe Mgmt For For For 6 Elect H. Patrick Mgmt For For For Hackett 7 Elect Scott Heitmann Mgmt For For For 8 Elect Charles James Mgmt For For For 9 Elect Albin F. Moschner Mgmt For For For 10 Elect Christopher J. Mgmt For For For Perry 11 Elect Ingrid S. Stafford Mgmt For For For 12 Elect Gary D Sweeney Mgmt For For For 13 Elect Sheila G. Talton Mgmt For For For 14 Elect Edward J. Wehmer Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Adoption of the 2015 Mgmt For For For Stock Incentive Plan 17 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ World Acceptance Corporation Ticker Security ID: Meeting Date Meeting Status WRLD CUSIP 981419104 08/06/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect A. Alexander Mgmt For For For McLean, III 1.2 Elect James R. Gilreath Mgmt For For For 1.3 Elect Charles D. Way Mgmt For For For 1.4 Elect Ken R. Bramlett, Mgmt For For For Jr. 1.5 Elect Scott J. Mgmt For For For Vassalluzzo 1.6 Elect Darrell E. Mgmt For For For Whitaker 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Worthington Industries, Inc. Ticker Security ID: Meeting Date Meeting Status WOR CUSIP 981811102 09/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Endres Mgmt For For For 1.2 Elect Ozey K. Horton, Mgmt For For For Jr. 1.3 Elect Peter Karmanos, Mgmt For For For Jr. 1.4 Elect Carl A. Nelson, Mgmt For For For Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ WSFS Financial Corporation Ticker Security ID: Meeting Date Meeting Status WSFS CUSIP 929328102 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anat M. Bird Mgmt For For For 1.2 Elect Jennifer W. Davis Mgmt For For For 1.3 Elect Donald W. Delson Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Ratification of Auditor Mgmt For Against Against 4 Advisory Vote on Mgmt For For For Executive Compensation Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL EQUITY INCOME FUND _______________________________________________________________________ Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert J. Alpern Mgmt For For For 1.2 Elect Roxanne S. Austin Mgmt For For For 1.3 Elect Sally E. Blount Mgmt For For For 1.4 Elect W. James Farrell Mgmt For For For 1.5 Elect Edward M. Liddy Mgmt For For For 1.6 Elect Nancy McKinstry Mgmt For For For 1.7 Elect Phebe N. Novakovic Mgmt For For For 1.8 Elect William A. Osborn Mgmt For For For 1.9 Elect Samuel C. Scott Mgmt For For For III 1.10 Elect Glenn F. Tilton Mgmt For For For 1.11 Elect Miles D. White Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Ingredients 5 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ AbbVie Inc. Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roxanne S. Austin Mgmt For For For 1.2 Elect Richard A. Mgmt For For For Gonzalez 1.3 Elect Glenn F. Tilton Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Accenture plc Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jaime Ardila Mgmt For For For 2 Elect Dina Dublon Mgmt For For For 3 Elect Charles H. Mgmt For For For Giancarlo 4 Elect William L. Kimsey Mgmt For For For 5 Elect Marjorie Magner Mgmt For For For 6 Elect Blythe J. McGarvie Mgmt For For For 7 Elect Pierre Nanterme Mgmt For For For 8 Elect Gilles Pelisson Mgmt For For For 9 Elect Paula A. Price Mgmt For For For 10 Elect Wulf von Mgmt For Against Against Schimmelmann 11 Elect Frank K. Tang Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 16 Authority to Hold Mgmt For For For Annual Meeting Outside of Ireland 17 Authority to Repurchase Mgmt For For For Shares 18 Price Range for the Mgmt For For For Re-Issuance of Treasury Shares ________________________________________________________________________________ Anthem Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 11/05/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For ________________________________________________________________________________ Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Julie A. Hill Mgmt For For For 2 Elect Ramiro G. Peru Mgmt For For For 3 Elect John H. Short Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Declassification of the Board 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Baxter International Inc. Ticker Security ID: Meeting Date Meeting Status BAX CUSIP 071813109 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Uma Chowdhry Mgmt For For For 2 Elect James R. Gavin III Mgmt For For For 3 Elect Peter S. Hellman Mgmt For For For 4 Elect Kees J. Storm Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For Against Against Executive Compensation 7 2015 Incentive Plan Mgmt For For For 8 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 9 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Dunkin' Brands Group, Inc. Ticker Security ID: Meeting Date Meeting Status DNKN CUSIP 265504100 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Sandra Horbach Mgmt For For For 1.2 Elect Mark Nunnelly Mgmt For For For 1.3 Elect Carl Sparks Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2015 Omnibus Long-Term Mgmt For For For Incentive Plan 5 2015 Employee Stock Mgmt For For For Purchase Plan 6 Shareholder Proposal ShrHoldr Against Against For Regarding Cage-Free Eggs ________________________________________________________________________________ General Electric Company Ticker Security ID: Meeting Date Meeting Status GE CUSIP 369604103 04/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect W. Geoffrey Mgmt For For For Beattie 2 Elect John J. Brennan Mgmt For For For 3 Elect James I. Cash, Jr. Mgmt For For For 4 Elect Francisco D'Souza Mgmt For For For 5 Elect Marijn E. Dekkers Mgmt For For For 6 Elect Susan Hockfield Mgmt For For For 7 Elect Jeffrey R. Immelt Mgmt For For For 8 Elect Andrea Jung Mgmt For For For 9 Elect Robert W. Lane Mgmt For For For 10 Elect Rochelle B. Mgmt For For For Lazarus 11 Elect James J. Mulva Mgmt For For For 12 Elect James E. Rohr Mgmt For For For 13 Elect Mary L. Schapiro Mgmt For For For 14 Elect Robert J. Mgmt For For For Swieringa 15 Elect James S. Tisch Mgmt For For For 16 Elect Douglas A. Warner Mgmt For For For III 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against Against For Regarding Cumulative Voting 20 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 21 Shareholder Proposal ShrHoldr Against Against For Regarding Nomination of Retiree Directors 22 Shareholder Proposal ShrHoldr Against Against For Regarding Holy Land Principles 23 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control ________________________________________________________________________________ General Mills, Inc. Ticker Security ID: Meeting Date Meeting Status GIS CUSIP 370334 09/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Bradbury H. Mgmt For For For Anderson 2 Elect R. Kerry Clark Mgmt For Against Against 3 Elect Paul Danos Mgmt For For For 4 Elect Henrietta H. Fore Mgmt For For For 5 Elect Raymond V. Mgmt For For For Gilmartin 6 Elect Judith Richards Mgmt For For For Hope 7 Elect Heidi G. Miller Mgmt For For For 8 Elect Hilda Mgmt For For For Ochoa-Brillembourg 9 Elect Steve Odland Mgmt For For For 10 Elect Kendall J. Powell Mgmt For For For 11 Elect Michael D. Rose Mgmt For For For 12 Elect Robert L. Ryan Mgmt For For For 13 Elect Dorothy A. Terrell Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on the Use of Non-Recyclable Packaging 17 Shareholder Proposal ShrHoldr Against Against For Regarding Genetically Modified Organisms ________________________________________________________________________________ Host Hotels & Resorts, Inc. Ticker Security ID: Meeting Date Meeting Status HST CUSIP 44107P104 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary L. Baglivo Mgmt For For For 2 Elect Sheila C. Bair Mgmt For For For 3 Elect Terence C. Golden Mgmt For For For 4 Elect Ann M. Korologos Mgmt For For For 5 Elect Richard E. Mgmt For For For Marriott 6 Elect John B. Morse, Jr. Mgmt For For For 7 Elect Walter C. Rakowich Mgmt For For For 8 Elect Gordon H. Smith Mgmt For For For 9 Elect W. Edward Walter Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against For Against Regarding Simple Majority Vote for Bylaw Amendments ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain J. P. Belda Mgmt For For For 2 Elect William R. Brody Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Michael L. Eskew Mgmt For Against Against 5 Elect David N. Farr Mgmt For For For 6 Elect Alex Gorsky Mgmt For For For 7 Elect Shirley Ann Mgmt For Against Against Jackson 8 Elect Andrew N. Liveris Mgmt For For For 9 Elect W. James Mgmt For For For McNerney, Jr. 10 Elect James W. Owens Mgmt For For For 11 Elect Virginia M. Mgmt For For For Rometty 12 Elect Joan E. Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Peter R. Voser Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 20 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Public Policy Committee of the Board ________________________________________________________________________________ Kinder Morgan Management, LLC Ticker Security ID: Meeting Date Meeting Status KMR CUSIP 49455U100 11/20/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 KMR Merger Agreement Mgmt For For For 2 Right to Adjourn Mgmt For For For Meeting (KMR Merger) 3 KMP Merger Agreement Mgmt For For For 4 Right to Adjourn Mgmt For For For Meeting (KMP Merger) ________________________________________________________________________________ Kinder Morgan, Inc. Ticker Security ID: Meeting Date Meeting Status KMI CUSIP 49456B101 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard D. Kinder Mgmt For For For 1.2 Elect Steven J. Kean Mgmt For For For 1.3 Elect Ted A. Gardner Mgmt For For For 1.4 Elect Anthony W. Hall, Mgmt For For For Jr. 1.5 Elect Gary L. Hultquist Mgmt For For For 1.6 Elect Ronald L. Kuehn, Mgmt For For For Jr. 1.7 Elect Deborah A. Mgmt For For For Macdonald 1.8 Elect Michael Miller Mgmt For Withhold Against 1.9 Elect Michael C. Morgan Mgmt For For For 1.10 Elect Arthur C. Mgmt For For For Reichstetter 1.11 Elect Fayez S. Sarofim Mgmt For For For 1.12 Elect C. Park Shaper Mgmt For For For 1.13 Elect William A. Smith Mgmt For For For 1.14 Elect Joel V. Staff Mgmt For For For 1.15 Elect Robert F. Vagt Mgmt For For For 1.16 Elect Perry M. Waughtal Mgmt For For For 2 Approval of the 2015 Mgmt For For For Stock Incentive Plan 3 Approval of the 2015 Mgmt For For For Annual Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For 6 Amendments to Mgmt For For For Certificate of Incorporation to Comply with Jones Act 7 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Response to Climate Change Policy 8 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions Reporting and Reduction Targets 9 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report ________________________________________________________________________________ Kinder Morgan, Inc. Ticker Security ID: Meeting Date Meeting Status KMI CUSIP 49456B101 11/20/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Increase of Authorized Mgmt For For For Common Stock 2 Merger/Acquisition Mgmt For For For 3 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Maxim Integrated Products, Inc. Ticker Security ID: Meeting Date Meeting Status MXIM CUSIP 57772K101 11/12/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect B. Kipling Mgmt For For For Hagopian 1.2 Elect Tunc Doluca Mgmt For For For 1.3 Elect James R. Bergman Mgmt For Withhold Against 1.4 Elect Joseph R. Bronson Mgmt For For For 1.5 Elect Robert E. Grady Mgmt For For For 1.6 Elect William D. Watkins Mgmt For For For 1.7 Elect A.R. Frank Wazzan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to 2008 Mgmt For For For Employee Stock Purchase Plan 4 Amendment to 1996 Stock Mgmt For For For Incentive Plan 5 Elimination of Mgmt For Against Against Cumulative Voting 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Renewal of Executive Mgmt For For For Bonus Plan ________________________________________________________________________________ McDonald's Corporation Ticker Security ID: Meeting Date Meeting Status MCD CUSIP 580135101 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Susan E. Arnold Mgmt For For For 2 Elect Stephen J. Mgmt For For For Easterbrook 3 Elect Robert A. Eckert Mgmt For For For 4 Elect Margaret H. Mgmt For For For Georgiadis 5 Elect Enrique Mgmt For For For Hernandez, Jr. 6 Elect Jeanne P. Jackson Mgmt For For For 7 Elect Richard H. Lenny Mgmt For For For 8 Elect Walter E. Massey Mgmt For For For 9 Elect Andrew J. McKenna Mgmt For For For 10 Elect Sheila A. Penrose Mgmt For For For 11 Elect John W. Rogers, Mgmt For For For Jr. 12 Elect Roger W. Stone Mgmt For For For 13 Elect Miles D. White Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 17 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 18 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 19 Shareholder Proposal ShrHoldr Against Against For Regarding Report of Values in Political Spending 20 Shareholder Proposal ShrHoldr Against Against For Regarding Educating the Public On Genetically Modified Organisms 21 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Palm Oil ________________________________________________________________________________ MetLife, Inc. Ticker Security ID: Meeting Date Meeting Status MET CUSIP 59156R108 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Cheryl W. Grise Mgmt For For For 2 Elect Carlos M. Mgmt For For For Gutierrez 3 Elect R. Glenn Hubbard Mgmt For For For 4 Elect Steven A. Mgmt For For For Kandarian 5 Elect Alfred F. Kelly, Mgmt For For For Jr. 6 Elect Edward J. Kelly, Mgmt For For For III 7 Elect William E. Kennard Mgmt For For For 8 Elect James M. Kilts Mgmt For For For 9 Elect Catherine R. Mgmt For For For Kinney 10 Elect Denise M. Morrison Mgmt For For For 11 Elect Kenton J. Mgmt For For For Sicchitano 12 Elect Lulu C. Wang Mgmt For For For 13 Elimination of Mgmt For For For Supermajority Requirement 14 Elimination of Mgmt For For For Supermajority Requirement 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 12/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Maria Klawe Mgmt For For For 3 Elect Teri L. List-Stoll Mgmt For For For 4 Elect G. Mason Morfit Mgmt For For For 5 Elect Satya Nadella Mgmt For For For 6 Elect Charles H. Noski Mgmt For For For 7 Elect Helmut G. W. Panke Mgmt For For For 8 Elect Charles W. Scharf Mgmt For For For 9 Elect John W. Stanton Mgmt For For For 10 Elect John W. Thompson Mgmt For Against Against 11 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Novartis AG Ticker Security ID: Meeting Date Meeting Status NOVN CUSIP 66987V109 02/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Board Mgmt For For For and Management Acts 3 Allocation of Mgmt For For For Profits/Dividends 4 Cancellation of Shares Mgmt For For For and Reduction in Share Capital 5 Amendments to Articles Mgmt For For For Relating to VeguV 6 Board Compensation Mgmt For For For 7 Executive Compensation Mgmt For For For 8 Compensation Report Mgmt For For For 9 Elect Jorg Reinhardt as Mgmt For For For Chairman 10 Elect Dimitri Azar Mgmt For For For 11 Elect Verena A. Briner Mgmt For For For 12 Elect Srikant Datar Mgmt For For For 13 Elect Ann M. Fudge Mgmt For For For 14 Elect Pierre Landolt Mgmt For For For 15 Elect Andreas von Planta Mgmt For For For 16 Elect Charles L. Sawyers Mgmt For For For 17 Elect Enrico Vanni Mgmt For For For 18 Elect William T. Winters Mgmt For For For 19 Elect Nancy C. Andrews Mgmt For For For 20 Elect Srikant Datar as Mgmt For For For Compensation Committee Member 21 Elect Ann Fudge as Mgmt For For For Compensation Committee Member 22 Elect Enrico Vanni as Mgmt For For For Compensation Committee Member 23 Elect William T. Mgmt For For For Winters as Compensation Committee Member 24 Appointment of Auditor Mgmt For For For 25 Appointment of Mgmt For For For Independent Proxy 26 Additional or ShrHoldr N/A Abstain N/A Miscellaneous Proposals ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard I. Atkins Mgmt For For For 3 Elect Eugene L. Mgmt For For For Batchelder 4 Elect Stephen I. Chazen Mgmt For For For 5 Elect John E. Feick Mgmt For For For 6 Elect Margaret M. Foran Mgmt For For For 7 Elect Carlos M. Mgmt For For For Gutierrez 8 Elect William R. Klesse Mgmt For Against Against 9 Elect Avedick B. Mgmt For For For Poladian 10 Elect Elisse B. Walter Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2015 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses 15 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 16 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions and Flaring Reporting and Reduction Targets 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Membership in Lobbying Organizations ________________________________________________________________________________ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/18/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan R. Batkin Mgmt For For For 4 Elect Mary C. Choksi Mgmt For For For 5 Elect Robert C. Clark Mgmt For For For 6 Elect Leonard S. Mgmt For For For Coleman, Jr. 7 Elect Errol M. Cook Mgmt For For For 8 Elect Susan S. Denison Mgmt For For For 9 Elect Michael A. Henning Mgmt For For For 10 Elect John R. Murphy Mgmt For For For 11 Elect John R. Purcell Mgmt For For For 12 Elect Linda Johnson Rice Mgmt For For For 13 Elect Gary L. Roubos Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Pearson plc Ticker Security ID: Meeting Date Meeting Status PSON CUSIP 705015105 04/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Elect Vivienne Cox Mgmt For For For 4 Elect John Fallon Mgmt For For For 5 Elect Robin Freestone Mgmt For For For 6 Elect Joshua Lewis Mgmt For For For 7 Elect Linda Koch Lorimer Mgmt For For For 8 Elect Harish M. Manwani Mgmt For For For 9 Elect Glen R. Moreno Mgmt For For For 10 Elect Elizabeth Corley Mgmt For For For 11 Elect Tim Score Mgmt For For For 12 Remuneration Report Mgmt For For For (Advisory) 13 Appointment of Auditor Mgmt For For For 14 Authority to Set Mgmt For For For Auditor's Fees 15 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ PepsiCo, Inc. Ticker Security ID: Meeting Date Meeting Status PEP CUSIP 713448108 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shona L. Brown Mgmt For For For 2 Elect George W. Buckley Mgmt For For For 3 Elect Ian M. Cook Mgmt For For For 4 Elect Dina Dublon Mgmt For For For 5 Elect Rona A. Fairhead Mgmt For For For 6 Elect Richard W. Fisher Mgmt For For For 7 Elect Alberto Ibarguen Mgmt For For For 8 Elect William R. Johnson Mgmt For For For 9 Elect Indra K. Nooyi Mgmt For For For 10 Elect David C. Page Mgmt For For For 11 Elect Robert C. Pohlad Mgmt For For For 12 Elect Lloyd G. Trotter Mgmt For For For 13 Elect Daniel Vasella Mgmt For For For 14 Elect Alberto Weisser Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Sustainability Committee 18 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 19 Shareholder Proposal ShrHoldr Against Against For Regarding Neonicotinoids ________________________________________________________________________________ Pfizer Inc. Ticker Security ID: Meeting Date Meeting Status PFE CUSIP 717081103 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dennis A. Ausiello Mgmt For For For 2 Elect W. Don Cornwell Mgmt For For For 3 Elect Frances D. Mgmt For For For Fergusson 4 Elect Helen H. Hobbs Mgmt For For For 5 Elect James M. Kilts Mgmt For For For 6 Elect Shantanu Narayen Mgmt For For For 7 Elect Suzanne Nora Mgmt For For For Johnson 8 Elect Ian C. Read Mgmt For For For 9 Elect Stephen W. Sanger Mgmt For For For 10 Elect James C. Smith Mgmt For For For 11 Elect Marc Mgmt For For For Tessier-Lavigne 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Review ________________________________________________________________________________ Philip Morris International Inc. Ticker Security ID: Meeting Date Meeting Status PM CUSIP 718172109 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Harold Brown Mgmt For For For 2 Elect Andre Mgmt For For For Calantzopoulos 3 Elect Louis C. Camilleri Mgmt For For For 4 Elect Werner Geissler Mgmt For For For 5 Elect Jennifer Li Mgmt For For For 6 Elect Jun Makihara Mgmt For For For 7 Elect Sergio Marchionne Mgmt For For For 8 Elect Kalpana Morparia Mgmt For For For 9 Elect Lucio A. Noto Mgmt For For For 10 Elect Frederik Paulsen Mgmt For For For 11 Elect Robert B. Polet Mgmt For For For 12 Elect Stephen M. Wolf Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal on ShrHoldr Against Against For Suppression of Forced Labor ________________________________________________________________________________ QUALCOMM Incorporated Ticker Security ID: Meeting Date Meeting Status QCOM CUSIP 747525103 03/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Barbara T. Mgmt For For For Alexander 2 Elect Donald G. Mgmt For For For Cruickshank 3 Elect Raymond V. Mgmt For For For Dittamore 4 Elect Susan Hockfield Mgmt For For For 5 Elect Thomas W. Horton Mgmt For For For 6 Elect Paul E. Jacobs Mgmt For For For 7 Elect Sherry Lansing Mgmt For For For 8 Elect Harish M. Manwani Mgmt For For For 9 Elect Steven M. Mgmt For For For Mollenkopf 10 Elect Duane A. Nelles Mgmt For For For 11 Elect Clark T. Randt, Mgmt For For For Jr. 12 Elect Francisco Ros Mgmt For For For 13 Elect Jonathan J. Mgmt For For For Rubinstein 14 Elect Brent Scowcroft Mgmt For For For 15 Elect Marc I. Stern Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Amendment to the 2001 Mgmt For For For Employee Stock Purchase Plan 18 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Scotts Miracle-Gro Company Ticker Security ID: Meeting Date Meeting Status SMG CUSIP 810186106 01/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michelle A. Mgmt For For For Johnson 1.2 Elect Thomas N. Kelly, Mgmt For For For Jr. 1.3 Elect John R. Vines Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Spectra Energy Corp. Ticker Security ID: Meeting Date Meeting Status SE CUSIP 847560109 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory L. Ebel Mgmt For For For 2 Elect F. Anthony Comper Mgmt For For For 3 Elect Austin A. Adams Mgmt For For For 4 Elect Joseph Alvarado Mgmt For For For 5 Elect Pamela L. Carter Mgmt For Against Against 6 Elect Clarence P. Mgmt For For For Cazalot, Jr. 7 Elect Peter B. Hamilton Mgmt For For For 8 Elect Miranda C. Hubbs Mgmt For For For 9 Elect Michael McShane Mgmt For For For 10 Elect Michael G. Morris Mgmt For For For 11 Elect Michael E.J. Mgmt For For For Phelps 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Political Contributions and Expenditures Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report ________________________________________________________________________________ Unilever plc Ticker Security ID: Meeting Date Meeting Status ULVR CUSIP 904767704 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Paul Polman Mgmt For For For 4 Elect Jean-Marc Huet Mgmt For For For 5 Elect Laura CHA May Lung Mgmt For For For 6 Elect Louise O. Fresco Mgmt For For For 7 Elect Ann M. Fudge Mgmt For For For 8 Elect Mary MA Xuezheng Mgmt For For For 9 Elect Hixonia Nyasulu Mgmt For For For 10 Elect John Rishton Mgmt For For For 11 Elect Feike Sijbesma Mgmt For For For 12 Elect Michael Treschow Mgmt For For For 13 Elect Nils Smedegaard Mgmt For For For Andersen 14 Elect Vittorio Colao Mgmt For For For 15 Elect Judith Hartmann Mgmt For For For 16 Appointment of Auditor Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Repurchase Mgmt For For For Shares 21 Authorisation of Mgmt For For For Political Donations 22 Authority to Set Mgmt For Against Against General Meeting Notice Period at 14 Days ________________________________________________________________________________ United Parcel Service, Inc. Ticker Security ID: Meeting Date Meeting Status UPS CUSIP 911312106 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David P. Abney Mgmt For For For 2 Elect Rodney C. Adkins Mgmt For For For 3 Elect Michael J. Burns Mgmt For For For 4 Elect D. Scott Davis Mgmt For For For 5 Elect William R. Johnson Mgmt For For For 6 Elect Candace Kendle Mgmt For For For 7 Elect Ann M. Livermore Mgmt For For For 8 Elect Rudy H.P. Markham Mgmt For For For 9 Elect Clark T. Randt, Mgmt For For For Jr. 10 Elect John T. Stankey Mgmt For For For 11 Elect Carol B. Tome Mgmt For For For 12 Elect Kevin M. Warsh Mgmt For For For 13 Approval of the 2015 Mgmt For For For Omnibus Incentive Equity Compensation Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 17 Shareholder Proposal ShrHoldr Against For Against Regarding Tax Gross-Up Payments ________________________________________________________________________________ Verizon Communications Inc. Ticker Security ID: Meeting Date Meeting Status VZ CUSIP 92343V104 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shellye L. Mgmt For For For Archambeau 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Richard L. Carrion Mgmt For For For 4 Elect Melanie L. Healey Mgmt For For For 5 Elect M. Frances Keeth Mgmt For For For 6 Elect Lowell C. McAdam Mgmt For For For 7 Elect Donald T. Mgmt For For For Nicolaisen 8 Elect Clarence Otis, Jr. Mgmt For For For 9 Elect Rodney E. Slater Mgmt For For For 10 Elect Kathryn A. Tesija Mgmt For For For 11 Elect Gregory D. Wasson Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Network Neutrality 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against Against For Regarding Approval of Severance Agreements 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Wells Fargo & Company Ticker Security ID: Meeting Date Meeting Status WFC CUSIP 949746101 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Baker II Mgmt For For For 2 Elect Elaine L. Chao Mgmt For For For 3 Elect John S. Chen Mgmt For For For 4 Elect Lloyd H. Dean Mgmt For For For 5 Elect Elizabeth A. Duke Mgmt For For For 6 Elect Susan E. Engel Mgmt For For For 7 Elect Enrique Mgmt For For For Hernandez, Jr. 8 Elect Donald M. James Mgmt For For For 9 Elect Cynthia H. Mgmt For Against Against Milligan 10 Elect Federico F. Pena Mgmt For For For 11 Elect James H. Quigley Mgmt For For For 12 Elect Judith M. Runstad Mgmt For For For 13 Elect Stephen W. Sanger Mgmt For For For 14 Elect John G. Stumpf Mgmt For For For 15 Elect Susan G. Swenson Mgmt For For For 16 Elect Suzanne M. Mgmt For For For Vautrinot 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 20 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL LONG/SHORT EQUITY FUND ____________________________________________________________________________ Actavis plc Ticker Security ID: Meeting Date Meeting Status ACT CUSIP G0083B108 06/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Paul M. Bisaro Mgmt For For For 2 Elect Nesli Basgoz Mgmt For For For 3 Elect James H. Bloem Mgmt For For For 4 Elect Christopher W. Mgmt For For For Bodine 5 Elect Christopher J. Mgmt For For For Coughlin 6 Elect Michael R. Mgmt For For For Gallagher 7 Elect Catherine M. Klema Mgmt For For For 8 Elect Peter J. McDonnell Mgmt For For For 9 Elect Patrick J. Mgmt For For For O'Sullivan 10 Elect Brenton L. Mgmt For For For Saunders 11 Elect Ronald R. Taylor Mgmt For For For 12 Elect Fred G. Weiss Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Name Change to Allergan Mgmt For For For plc 16 Approval of the Amended Mgmt For Against Against 2013 Incentive Award Plan 17 Shareholder Proposal ShrHoldr Against For Against Regarding Sustainability Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Adobe Systems Incorporated Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Amy L. Banse Mgmt For For For 2 Elect Kelly J. Barlow Mgmt For For For 3 Elect Edward W. Barnholt Mgmt For For For 4 Elect Robert K. Burgess Mgmt For For For 5 Elect Frank A. Calderoni Mgmt For For For 6 Elect Michael R. Cannon Mgmt For For For 7 Elect James E. Daley Mgmt For For For 8 Elect Laura B. Desmond Mgmt For For For 9 Elect Charles M. Geschke Mgmt For For For 10 Elect Shantanu Narayen Mgmt For For For 11 Elect Daniel Rosensweig Mgmt For For For 12 Elect Robert Sedgewick Mgmt For For For 13 Elect John E. Warnock Mgmt For For For 14 Amendment to the 2003 Mgmt For For For Equity Incentive Plan 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fernando Aguirre Mgmt For For For 2 Elect Mark T. Bertolini Mgmt For For For 3 Elect Frank M. Clark, Mgmt For For For Jr. 4 Elect Betsy Z. Cohen Mgmt For For For 5 Elect Molly J. Coye Mgmt For Against Against 6 Elect Roger N. Farah Mgmt For For For 7 Elect Barbara H. Mgmt For For For Franklin 8 Elect Jeffrey E. Garten Mgmt For For For 9 Elect Ellen M. Hancock Mgmt For For For 10 Elect Richard J. Mgmt For For For Harrington 11 Elect Edward J. Ludwig Mgmt For For For 12 Elect Joseph P. Newhouse Mgmt For For For 13 Elect Olympia J. Snowe Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Indirect Political Spending 17 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ Aflac Incorporated Ticker Security ID: Meeting Date Meeting Status AFL CUSIP 001055102 05/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel P. Amos Mgmt For For For 2 Elect Paul S. Amos II Mgmt For For For 3 Elect W. Paul Bowers Mgmt For For For 4 Elect Kriss Cloninger Mgmt For Against Against III 5 Elect Elizabeth J. Mgmt For For For Hudson 6 Elect Douglas W. Johnson Mgmt For For For 7 Elect Robert B. Johnson Mgmt For For For 8 Elect Thomas J. Kenny Mgmt For For For 9 Elect Charles B. Knapp Mgmt For For For 10 Elect Joseph L. Mgmt For For For Moskowitz 11 Elect Barbara K. Rimer Mgmt For For For 12 Elect Melvin T. Stith Mgmt For For For 13 Elect Takuro Yoshida Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Agios Pharmaceuticals Inc. Ticker Security ID: Meeting Date Meeting Status AGIO CUSIP 00847X104 06/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Douglas G. Cole Mgmt For For For 1.2 Elect Kaye Foster-Cheek Mgmt For For For 1.3 Elect John M. Maraganore Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Allergan plc Ticker Security ID: Meeting Date Meeting Status ACT CUSIP G0083B108 03/10/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Ally Financial Inc Ticker Security ID: Meeting Date Meeting Status ALLY CUSIP 02005N100 07/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For For For Franklin W. Hobbs 1.2 Election of Director: Mgmt For For For Robert T. Blakely 1.3 Election of Director: Mgmt For For For Mayree C. Clark 1.4 Election of Director: Mgmt For For For Stephen A. Feinberg 1.5 Election of Director: Mgmt For Withhold Against Kim S. Fennebresque 1.6 Election of Director: Mgmt For For For Gerlad Greenwald 1.7 Election of Director: Mgmt For For For Marjorie Magner 1.8 Election of Director: Mgmt For For For Matthew Pendo 1.9 Election of Director: Mgmt For For For John Stack 1.10 Election of Director: Mgmt For For For Michael A. Carpenter 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Alnylam Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status ALNY CUSIP 02043Q107 09/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John M. Maraganore Mgmt For For For 1.2 Elect Paul R. Schimmel Mgmt For For For 1.3 Elect Phillip A. Sharp Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ambac Financial Group, Inc. Ticker Security ID: Meeting Date Meeting Status AMBC CUSIP 023139884 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Eugene M. Bullis Mgmt For For For 1.2 Elect Victor Mandel Mgmt For For For 1.3 Elect Jeffrey S. Stein Mgmt For For For 1.4 Elect Nader Tavakoli Mgmt For For For 1.5 Elect Alexander D. Mgmt For For For Greene 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Amedica Corporation Ticker Security ID: Meeting Date Meeting Status AMDA CUSIP 023435100 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the Equity Mgmt For Against Against Incentive Plan 2 Ratification of Auditor Mgmt For For For 3 Issuance of Common Stock Mgmt For For For ________________________________________________________________________________ American Capital, Ltd. Ticker Security ID: Meeting Date Meeting Status ACAS CUSIP 02503Y103 04/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary C. Baskin Mgmt For Against Against 2 Elect Neil M. Hahl Mgmt For Against Against 3 Elect Philip R. Harper Mgmt For Against Against 4 Elect Stan Lundine Mgmt For Against Against 5 Elect Kristen L. Manos Mgmt For For For 6 Elect Susan K. Nestegard Mgmt For For For 7 Elect Kenneth D. Mgmt For Against Against Peterson, Jr. 8 Elect Alvin N. Puryear Mgmt For Against Against 9 Elect Malon Wilkus Mgmt For For For 10 Approval of Employee Mgmt For For For Cash Incentive Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Amsurg Corp. Ticker Security ID: Meeting Date Meeting Status AMSG CUSIP 03232P405 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas G. Cigarran Mgmt For For For 1.2 Elect John T. Gawaluck Mgmt For For For 1.3 Elect Cynthia S. Miller Mgmt For For For 1.4 Elect John W. Popp, Jr. Mgmt For For For 2 Increase of Authorized Mgmt For For For Common Stock 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Anadarko Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status APC CUSIP 032511107 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Anthony R. Chase Mgmt For For For 2 Elect Kevin P. Chilton Mgmt For For For 3 Elect H. Paulett Mgmt For For For Eberhart 4 Elect Peter J. Fluor Mgmt For For For 5 Elect Richard L. George Mgmt For For For 6 Elect Joseph W. Gorder Mgmt For For For 7 Elect John R. Gordon Mgmt For For For 8 Elect Mark C. McKinley Mgmt For For For 9 Elect Eric D. Mullins Mgmt For For For 10 Elect R. A. Walker Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 14 Shareholder Proposal ShrHoldr Against Against For Regarding Carbon Asset Risk Report ________________________________________________________________________________ Apache Corporation Ticker Security ID: Meeting Date Meeting Status APA CUSIP 037411105 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George D. Lawrence Mgmt For For For 2 Elect John E. Lowe Mgmt For For For 3 Elect Rodman D. Patton Mgmt For For For 4 Elect Charles J. Pitman Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Repeal of Classified Mgmt For For For Board 8 Shareholder Proposal ShrHoldr For For For Regarding Proxy Access ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 03/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy D. Cook Mgmt For For For 2 Elect Albert A. Gore, Mgmt For For For Jr. 3 Elect Robert A. Iger Mgmt For For For 4 Elect Andrea Jung Mgmt For For For 5 Elect Arthur D. Levinson Mgmt For For For 6 Elect Ronald D. Sugar Mgmt For For For 7 Elect Sue Wagner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the Mgmt For For For Employee Stock Purchase Plan 11 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy and Climate Change Policy Risk 12 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Aquinox Pharmaceuticals Inc Ticker Security ID: Meeting Date Meeting Status AQXP CUSIP 03842B101 05/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Main Mgmt For For For 2 Elect Sean Nolan Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ARC Resources Ltd. Ticker Security ID: Meeting Date Meeting Status ACRLF CUSIP 00208D408 04/30/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John P. Dielwart Mgmt For For For 1.2 Elect Fred J. Dyment Mgmt For Withhold Against 1.3 Elect Timothy J. Hearn Mgmt For For For 1.4 Elect James C. Houck Mgmt For For For 1.5 Elect Harold N. Kvisle Mgmt For For For 1.6 Elect Kathleen M. Mgmt For For For O'Neill 1.7 Elect Herbert C. Mgmt For For For Pinder, Jr. 1.8 Elect William G. Sembo Mgmt For For For 1.9 Elect Myron M Stadnyk Mgmt For For For 1.10 Elect Mac H. Van Mgmt For For For Wielingen 2 Appointment of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Long-Term Restricted Mgmt For For For Share Award Plan ________________________________________________________________________________ Ascendis Pharma A/S Ticker Security ID: Meeting Date Meeting Status ASND CUSIP 04351P101 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appoint Chairman of the Mgmt For For For Meeting 2 Accounts and Reports Mgmt For For For 3 Approval to Carry Mgmt For For For Forward Loss 4 Elect Michael Wolff Mgmt For For For Jensen 5 Elect James I. Healy Mgmt For For For 6 Elect Jan Moller Mgmt For For For Mikkelsen 7 Elect Martin Olin Mgmt For For For 8 Elect Rafaele Tordjman Mgmt For For For 9 Elect Albert Cha Mgmt For For For 10 Elect Edwin de Graaf Mgmt For For For 11 Elect Michael Mayer Mgmt For For For 12 Elect Jonathan T. Mgmt For For For Silverstein 13 Appointment of Auditor Mgmt For For For 14 Amendments to Articles Mgmt For For For - Registered Address 15 Amendments to Articles Mgmt For For For - Date of Registration 16 Authorize Chairman to Mgmt For For For Register Resolutions ________________________________________________________________________________ Autodesk, Inc. Ticker Security ID: Meeting Date Meeting Status ADSK CUSIP 052769106 06/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carl Bass Mgmt For For For 2 Elect Crawford W. Mgmt For For For Beveridge 3 Elect J. Hallam Dawson Mgmt For For For 4 Elect Thomas Georgens Mgmt For For For 5 Elect Per-Kristian Mgmt For For For Halvorsen 6 Elect Mary T. McDowell Mgmt For For For 7 Elect Lorrie M. Mgmt For For For Norrington 8 Elect Betsy Rafael Mgmt For For For 9 Elect Stacy J. Smith Mgmt For For For 10 Elect Steven M. West Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2012 Mgmt For For For employee stock plan ________________________________________________________________________________ Banc of California, Inc. Ticker Security ID: Meeting Date Meeting Status BANC CUSIP 05990K106 05/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chad T. Brownstein Mgmt For Withhold Against 1.2 Elect Jeff Karish Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Bank of America Corporation Ticker Security ID: Meeting Date Meeting Status BAC CUSIP 060505104 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Sharon L. Allen Mgmt For For For 2 Elect Susan S. Bies Mgmt For For For 3 Elect Jack O. Bovender, Mgmt For For For Jr. 4 Elect Frank P. Bramble, Mgmt For For For Sr. 5 Elect Pierre J. P. de Mgmt For For For Weck 6 Elect Arnold W. Donald Mgmt For For For 7 Elect Charles K. Gifford Mgmt For For For 8 Elect Linda P. Hudson Mgmt For For For 9 Elect Monica C. Lozano Mgmt For For For 10 Elect Thomas J. May Mgmt For Against Against 11 Elect Brian T. Moynihan Mgmt For For For 12 Elect Lionel L. Nowell Mgmt For For For III 13 Elect R. David Yost Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Amendment to the 2003 Mgmt For For For Key Associate Stock Plan 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lending Portfolio Exposure to Climate Change Risk 18 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of Shareholder Value Committee ________________________________________________________________________________ BankUnited Inc. Ticker Security ID: Meeting Date Meeting Status BKU CUSIP 06652K103 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Tere Blanca Mgmt For Withhold Against 1.2 Elect Eugene F. DeMark Mgmt For For For 1.3 Elect Michael J. Dowling Mgmt For For For 1.4 Elect John A. Kanas Mgmt For For For 1.5 Elect Douglas J. Pauls Mgmt For Withhold Against 1.6 Elect Rajinder P. Singh Mgmt For For For 1.7 Elect Sanjiv Sobti Mgmt For For For 1.8 Elect A. Robert Towbin Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Baytex Energy Corp. Ticker Security ID: Meeting Date Meeting Status BTE CUSIP 07317Q105 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect James L. Bowzer Mgmt For For For 2.2 Elect John A. Brussa Mgmt For Withhold Against 2.3 Elect Raymond T. Chan Mgmt For For For 2.4 Elect Edward Chwyl Mgmt For For For 2.5 Elect Naveen Dargan Mgmt For For For 2.6 Elect Ruston E.T. Goepel Mgmt For For For 2.7 Elect Gregory K. Melchin Mgmt For For For 2.8 Elect Mary Ellen Peters Mgmt For For For 2.9 Elect Dale O. Shwed Mgmt For For For 3 Appointment of Auditor Mgmt For For For & Authority to Set Fees 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ BBX Capital Corporation Ticker Security ID: Meeting Date Meeting Status BBX CUSIP 05540P100 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Alan B. Levan Mgmt For Withhold Against 1.2 Elect John E. Abdo Mgmt For Withhold Against 1.3 Elect Norman H. Becker Mgmt For Withhold Against 1.4 Elect Steven M. Coldren Mgmt For Withhold Against 1.5 Elect Bruno L. DiGiulian Mgmt For Withhold Against 1.6 Elect Willis N. Holcombe Mgmt For For For 1.7 Elect Jarett S. Levan Mgmt For Withhold Against 1.8 Elect Anthony P. Segreto Mgmt For For For 1.9 Elect Charlie C. Mgmt For Withhold Against Winningham, II ________________________________________________________________________________ Boingo Wireless, Inc. Ticker Security ID: Meeting Date Meeting Status WIFI CUSIP 09739C102 06/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Hagan Mgmt For For For 1.2 Elect Lance Rosenzweig Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the 2011 Mgmt For For For Equity Incentive Plan ________________________________________________________________________________ Bonterra Energy Corp. Ticker Security ID: Meeting Date Meeting Status BNE CUSIP 098546104 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Roger A. Tourigny Mgmt For For For 1.2 Elect Carl R. Jonsson Mgmt For Withhold Against 1.3 Elect Randy M. Jarock Mgmt For Withhold Against 1.4 Elect George F. Fink Mgmt For Withhold Against 1.5 Elect Gary J. Drummond Mgmt For Withhold Against 2 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Boston Private Financial Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status BPFH CUSIP 101119105 04/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Deborah F. Mgmt For For For Kuenstner 1.2 Elect Gloria C. Larson Mgmt For For For 1.3 Elect Deborah F. Mgmt For For For Kuenstner 1.4 Elect Gloria C. Larson Mgmt For For For 1.5 Elect Deborah F. Mgmt For For For Kuenstner 1.6 Elect Gloria C. Larson Mgmt For For For 1.7 Elect Deborah F. Mgmt For For For Kuenstner 1.8 Elect Gloria C. Larson Mgmt For For For 1.9 Elect Deborah F. Mgmt For For For Kuenstner 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Boston Scientific Corporation Ticker Security ID: Meeting Date Meeting Status BSX CUSIP 101137107 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Nelda J. Connors Mgmt For For For 2 Elect Charles J. Mgmt For For For Dockendorff 3 Elect Kristina M. Mgmt For For For Johnson 4 Elect Edward J. Ludwig Mgmt For For For 5 Elect Stephen P. Mgmt For For For MacMillan 6 Elect Michael F. Mahoney Mgmt For For For 7 Elect Ernest Mario Mgmt For Abstain Against 8 Elect N.J. Nicholas, Jr. Mgmt For Abstain Against 9 Elect Pete M. Nicholas Mgmt For For For 10 Elect David J. Roux Mgmt For For For 11 Elect John E. Sununu Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Animal Welfare ________________________________________________________________________________ Bridge Bancorp, Inc. Ticker Security ID: Meeting Date Meeting Status BDGE CUSIP 108035106 05/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Increase of Authorized Mgmt For For For Common Stock 4.1 Elect Dennis A. Suskind Mgmt For For For 4.2 Elect Albert E. McCoy, Mgmt For For For Jr. 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Brookdale Senior Living Inc Ticker Security ID: Meeting Date Meeting Status BKD CUSIP 112463104 06/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey R. Leeds Mgmt For For For 1.2 Elect Mark J. Parrell Mgmt For For For 1.3 Elect Lee S. Wielansky Mgmt For For For 2 Ratification of Auditor Mgmt For Against Against 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Brookdale Senior Living Inc. Ticker Security ID: Meeting Date Meeting Status BKD CUSIP 112463104 07/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For For For Frank M. Bumstead 1.2 Election of Director: Mgmt For For For Andrew Smith 2 Ratify Appointment of Mgmt For Against Against Independent Auditors 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Adopt Omnibus Stock Mgmt For For For Option Plan ________________________________________________________________________________ California Resources Corporation Ticker Security ID: Meeting Date Meeting Status CRC CUSIP 13057Q107 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Justin A. Gannon Mgmt For For For 1.2 Elect Avedick B. Mgmt For For For Poladian 1.3 Elect Timothy J. Sloan Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Callidus Software Inc. Ticker Security ID: Meeting Date Meeting Status CALD CUSIP 13123E500 06/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Charles M. Mgmt For For For Boesenberg 2 Elect Murray D. Rode Mgmt For For For 3 Elect Leslie J. Stretch Mgmt For For For 4 Amendment to the 2013 Mgmt For Against Against Stock Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Canadian Natural Resources Ltd. Ticker Security ID: Meeting Date Meeting Status CNQ CUSIP 136385101 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Catherine M. Best Mgmt For For For 1.2 Elect N. Murray Edwards Mgmt For For For 1.3 Elect Timothy W. Mgmt For For For Faithfull 1.4 Elect Gary A. Filmon Mgmt For For For 1.5 Elect Christopher L. Mgmt For For For Fong 1.6 Elect Gordon D. Giffin Mgmt For For For 1.7 Elect Wilfred A. Gobert Mgmt For For For 1.8 Elect Steve W. Laut Mgmt For For For 1.9 Elect Frank J. McKenna Mgmt For For For 1.10 Elect David A. Tuer Mgmt For For For 1.11 Elect Annette M. Mgmt For For For Verschuren 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cardinal Health, Inc. Ticker Security ID: Meeting Date Meeting Status CAH CUSIP 14149Y108 11/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Anderson Mgmt For For For 2 Elect Colleen F. Arnold Mgmt For For For 3 Elect George S. Barrett Mgmt For For For 4 Elect Carrie S. Cox Mgmt For For For 5 Elect Calvin Darden Mgmt For For For 6 Elect Bruce L. Downey Mgmt For For For 7 Elect Patricia A. Mgmt For For For Hemingway Hall 8 Elect Clayton M. Jones Mgmt For For For 9 Elect Gregory B. Kenny Mgmt For For For 10 Elect David P. King Mgmt For For For 11 Elect Richard C. Mgmt For For For Notebaert 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the Mgmt For For For Material Terms of the Management Incentive Plan 15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures ________________________________________________________________________________ CareFusion Corporation Ticker Security ID: Meeting Date Meeting Status CFN CUSIP 14170T101 11/05/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jacqueline B. Mgmt For For For Kosecoff 2 Elect Michael D. Mgmt For For For O'Halleran 3 Elect Supratim Bose Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Cempra, Inc. Ticker Security ID: Meeting Date Meeting Status CEMP CUSIP 15130J109 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael R. Mgmt For For For Dougherty 1.2 Elect Prabhavathi Mgmt For For For Fernandes 1.3 Elect David Gill Mgmt For For For 2 Amendment to the 2011 Mgmt For Against Against Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Cenovus Energy Inc. Ticker Security ID: Meeting Date Meeting Status CVE CUSIP 15135U109 04/29/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ralph S. Mgmt For For For Cunningham 1.2 Elect Patrick D. Daniel Mgmt For For For 1.3 Elect Ian W. Delaney Mgmt For For For 1.4 Elect Brian C. Ferguson Mgmt For For For 1.5 Elect Michael A. Grandin Mgmt For For For 1.6 Elect Steven F. Leer Mgmt For For For 1.7 Elect Valerie A.A. Mgmt For For For Nielsen 1.8 Elect Charles M. Mgmt For For For Rampacek 1.9 Elect Colin Taylor Mgmt For For For 1.10 Elect Wayne G. Thomson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Shareholder Rights Plan Mgmt For For For Renewal 4 Amendment to Preferred Mgmt For For For Shares 5 Adoption of Advance Mgmt For For For Notice Provision 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Chesapeake Energy Corporation Ticker Security ID: Meeting Date Meeting Status CHK CUSIP 165167107 05/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Archie W. Dunham Mgmt For For For 2 Elect Vincent J. Mgmt For For For Intrieri 3 Elect Robert D. Lawler Mgmt For For For 4 Elect John J. Lipinski Mgmt For For For 5 Elect R. Brad Martin Mgmt For For For 6 Elect Merrill A. Mgmt For For For Miller, Jr. 7 Elect Frederic M. Poses Mgmt For For For 8 Elect Kimberly K. Mgmt For For For Querrey 9 Elect Louis A. Raspino Mgmt For For For 10 Elect Thomas L. Ryan Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Environmental Expertise on Board 14 Shareholder Proposal ShrHoldr Against Against For Regarding Carbon Asset Risk Report 15 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending 16 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Risk Oversight Committee ________________________________________________________________________________ Cimarex Energy Co. Ticker Security ID: Meeting Date Meeting Status XEC CUSIP 171798101 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joseph R. Albi Mgmt For For For 2 Elect Michael J. Mgmt For For For Sullivan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Citigroup Inc. Ticker Security ID: Meeting Date Meeting Status C CUSIP 172967424 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael L. Corbat Mgmt For For For 2 Elect Duncan P. Hennes Mgmt For For For 3 Elect Peter B. Henry Mgmt For For For 4 Elect Franz B. Humer Mgmt For For For 5 Elect Michael E. O'Neill Mgmt For For For 6 Elect Gary M. Reiner Mgmt For For For 7 Elect Judith Rodin Mgmt For For For 8 Elect Anthony M. Mgmt For For For Santomero 9 Elect Joan E. Spero Mgmt For For For 10 Elect Diana L. Taylor Mgmt For For For 11 Elect William S. Mgmt For For For Thompson, Jr. 12 Elect James S. Turley Mgmt For For For 13 Elect Ernesto Zedillo Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For Against Against Executive Compensation 16 Amendment to the 2014 Mgmt For For For Stock Incentive Plan 17 Shareholder Proposal ShrHoldr For For For Regarding Proxy Access 18 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Amendment to Clawback Policy 20 Shareholder Proposal ShrHoldr Against Against For Regarding Audit Committee Membership 21 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Compensation in the Event of Resignation for Government Service ________________________________________________________________________________ Civitas Solutions, Inc. Ticker Security ID: Meeting Date Meeting Status CIVI CUSIP 17887R102 03/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Chris A. Durbin Mgmt For For For 1.2 Elect Patrick M. Gray Mgmt For For For 1.3 Elect Bruce F. Nardella Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Clorox Co. Ticker Security ID: Meeting Date Meeting Status CLX CUSIP 189054109 11/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Daniel Boggan, Jr. Mgmt For For For 2 Elect Richard H. Carmona Mgmt For For For 3 Elect Benno Dorer Mgmt For For For 4 Elect George J. Harad Mgmt For For For 5 Elect Donald R. Knauss Mgmt For For For 6 Elect Esther Lee Mgmt For For For 7 Elect Robert W. Mgmt For For For Matschullat 8 Elect Jeffrey Noddle Mgmt For For For 9 Elect Rogelio Rebolledo Mgmt For For For 10 Elect Pamela Mgmt For For For Thomas-Graham 11 Elect Carolyn M. Ticknor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Clovis Oncology Inc. Ticker Security ID: Meeting Date Meeting Status CLVS CUSIP 189464100 06/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect M. James Barrett Mgmt For For For 1.2 Elect Patrick J. Mahaffy Mgmt For For For 1.3 Elect Thorlef Mgmt For For For Spickschen 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Coherus Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status CHRS CUSIP 19249H103 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Christos Richards Mgmt For For For 1.2 Elect August J. Troendle Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Colony Capital, Inc. Ticker Security ID: Meeting Date Meeting Status CLNY CUSIP 19624R106 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Thomas J. Mgmt For For For Barrack, Jr. 1.2 Elect Richard Saltzman Mgmt For For For 1.3 Elect George G. C. Mgmt For For For Parker 1.4 Elect John A. Somers Mgmt For For For 1.5 Elect John L. Steffens Mgmt For For For 1.6 Elect Nancy A. Curtin Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Comerica Incorporated Ticker Security ID: Meeting Date Meeting Status CMA CUSIP 200340107 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ralph W. Babb, Jr. Mgmt For For For 2 Elect Roger A. Cregg Mgmt For For For 3 Elect T. Kevin DeNicola Mgmt For For For 4 Elect Jacqueline P. Kane Mgmt For For For 5 Elect Richard G. Lindner Mgmt For For For 6 Elect Alfred A. Mgmt For For For Piergallini 7 Elect Robert S. Taubman Mgmt For For For 8 Elect Reginald M. Turner Mgmt For For For 9 Elect Nina G. Vaca Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Incentive Plan for Mgmt For For For Non-Employee Directors 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Concho Resources Inc. Ticker Security ID: Meeting Date Meeting Status CXO CUSIP 20605P101 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Steven L. Beal Mgmt For For For 1.2 Elect Tucker S. Bridwell Mgmt For Withhold Against 1.3 Elect Mark B. Puckett Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2015 Stock Incentive Mgmt For For For Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ ConocoPhillips Ticker Security ID: Meeting Date Meeting Status COP CUSIP 20825C104 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard L. Mgmt For For For Armitage 2 Elect Richard H. Mgmt For For For Auchinleck 3 Elect Charles E. Bunch Mgmt For For For 4 Elect James E. Mgmt For For For Copeland, Jr. 5 Elect John V. Faraci Mgmt For For For 6 Elect Jody L Freeman Mgmt For For For 7 Elect Gay Huey Evans Mgmt For For For 8 Elect Ryan M. Lance Mgmt For For For 9 Elect Arjun N. Murti Mgmt For For For 10 Elect Robert A. Niblock Mgmt For For For 11 Elect Harald J. Norvik Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 15 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 16 Shareholder Proposal ShrHoldr Against Against For Regarding Reserves Metrics in Executive Compensation 17 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Continental Resources Inc. Ticker Security ID: Meeting Date Meeting Status CLR CUSIP 212015101 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ellis L. ("Lon") Mgmt For For For McCain 1.2 Elect Mark E. Monroe Mgmt For For For 2 Increase of Authorized Mgmt For Against Against Common Stock 3 Ratification of Auditor Mgmt For For For 4 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Crescent Point Energy Corp. Ticker Security ID: Meeting Date Meeting Status CPG CUSIP 22576C101 05/07/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Rene Amirault Mgmt For For For 2.2 Elect Peter Bannister Mgmt For For For 2.3 Elect Laura A. Cillis Mgmt For For For 2.4 Elect D. Hugh Gillard Mgmt For For For 2.5 Elect Robert F. Mgmt For For For Heinemann 2.6 Elect Gerald A. Romanzin Mgmt For For For 2.7 Elect Scott Saxberg Mgmt For For For 2.8 Elect Gregory G. Mgmt For Withhold Against Turnbull 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to the Mgmt For For For Restricted Share Bonus Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Denbury Resources Inc. Ticker Security ID: Meeting Date Meeting Status DNR CUSIP 247916208 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Wieland F. Mgmt For For For Wettstein 1.2 Elect Michael B. Decker Mgmt For For For 1.3 Elect John P. Dielwart Mgmt For For For 1.4 Elect Gregory L. Mgmt For For For McMichael 1.5 Elect Kevin O. Meyers Mgmt For For For 1.6 Elect Phil Rykhoek Mgmt For For For 1.7 Elect Randy Stein Mgmt For For For 1.8 Elect Laura A. Sugg Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2004 Mgmt For For For Omnibus Stock and Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Devon Energy Corporation Ticker Security ID: Meeting Date Meeting Status DVN CUSIP 25179M103 06/03/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Barbara M. Baumann Mgmt For For For 1.2 Elect John E. Mgmt For For For Bethancourt 1.3 Elect Robert H. Henry Mgmt For Withhold Against 1.4 Elect Michael M. Mgmt For Withhold Against Kanovsky 1.5 Elect Robert A. Mgmt For For For Mosbacher, Jr. 1.6 Elect J. Larry Nichols Mgmt For For For 1.7 Elect Duane Radtke Mgmt For For For 1.8 Elect Mary P. Mgmt For For For Ricciardello 1.9 Elect John Richels Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 2015 Long-Term Mgmt For For For Incentive Plan 5 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 6 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change 7 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 8 Shareholder Proposal ShrHoldr Against Against For Regarding Carbon Asset Risk ________________________________________________________________________________ Dorchester Minerals, L.P. Ticker Security ID: Meeting Date Meeting Status DMLP CUSIP 25820R105 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Buford P. Berry Mgmt For Withhold Against 1.2 Elect C.W. Russell Mgmt For For For 1.3 Elect Ronald P. Trout Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 2015 Equity Incentive Mgmt For For For Program ________________________________________________________________________________ EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 05/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fred D. Anderson Mgmt For For For 2 Elect Anthony J. Bates Mgmt For For For 3 Elect Edward W. Barnholt Mgmt For For For 4 Elect Jonathan Mgmt For For For Christodoro 5 Elect Scott D. Cook Mgmt For For For 6 Elect John J. Donahoe Mgmt For For For 7 Elect David Dorman Mgmt For For For 8 Elect Bonnie S. Hammer Mgmt For For For 9 Elect Gail J. McGovern Mgmt For For For 10 Elect Kathleen C. Mitic Mgmt For For For 11 Elect David M. Moffett Mgmt For For For 12 Elect Pierre M. Omidyar Mgmt For For For 13 Elect Thomas J. Tierney Mgmt For For For 14 Elect Perry M. Traquina Mgmt For For For 15 Elect Frank D. Yeary Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to Incentive Mgmt For For For Plan 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 21 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report ________________________________________________________________________________ Edwards Lifesciences Corporation Ticker Security ID: Meeting Date Meeting Status EW CUSIP 28176E108 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John T. Cardis Mgmt For For For 2 Elect Kieran T. Gallahue Mgmt For For For 3 Elect Barbara J. McNeil Mgmt For For For 4 Elect Michael A. Mgmt For For For Mussallem 5 Elect Nicholas J. Mgmt For For For Valeriani 6 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 7 Approve the Edwards Mgmt For For For Incentive Plan in accordance with Internal Revenue 162(m) 8 Amendment to the Mgmt For For For Long-Term Stock Program 9 Ratification of Auditor Mgmt For For For 10 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent ________________________________________________________________________________ Endo International plc Ticker Security ID: Meeting Date Meeting Status ENDP CUSIP G30401106 06/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roger H. Kimmel Mgmt For For For 2 Elect Rajiv De Silva Mgmt For For For 3 Elect Shane M. Cooke Mgmt For For For 4 Elect Arthur J. Higgins Mgmt For For For 5 Elect Nancy J. Hutson Mgmt For For For 6 Elect Michael Hyatt Mgmt For For For 7 Elect William P. Mgmt For For For Montague 8 Elect Jill D. Smith Mgmt For For For 9 Elect William F. Mgmt For For For Spengler 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of the 2015 Mgmt For For For Stock Incentive Plan ________________________________________________________________________________ Endocyte Inc. Ticker Security ID: Meeting Date Meeting Status ECYT CUSIP 29269A102 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Keith E. Brauer Mgmt For For For 2 Elect Ann F. Hanham Mgmt For For For 3 Elect Peter D. Meldrum Mgmt For For For 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Energy XXI Ltd Ticker Security ID: Meeting Date Meeting Status EXXI CUSIP G10082140 11/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John D. Schiller, Mgmt For For For Jr. 1.2 Elect William Colvin Mgmt For For For 2 Company Name Change Mgmt For For For 3 Cancellation of Mgmt For For For Admission of Shares to Trading on AIM 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect James C. Day Mgmt For For For 4 Elect H. Leighton Mgmt For For For Steward 5 Elect Donald F. Textor Mgmt For For For 6 Elect William R. Thomas Mgmt For For For 7 Elect Frank G. Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 11 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions Reporting and Reduction Target ________________________________________________________________________________ ExamWorks Group Inc. Ticker Security ID: Meeting Date Meeting Status EXAM CUSIP 30066A105 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Peter B. Bach Mgmt For For For 1.2 Elect Peter M. Graham Mgmt For For For 1.3 Elect William A. Shutzer Mgmt For For For 2 Amendment to the 2008 Mgmt For For For Stock Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fate Therapeutics Inc Ticker Security ID: Meeting Date Meeting Status FATE CUSIP 31189P102 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark J. Enyedy Mgmt For For For 1.2 Elect Amir Nashat Mgmt For For For 1.3 Elect William H. Mgmt For For For Rastetter 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Fifth Street Asset Management Inc Ticker Security ID: Meeting Date Meeting Status FSAM CUSIP 31679P109 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David J. Anderson Mgmt For For For 2 Elect Wayne Cooper Mgmt For For For 3 Elect Mark J. Gordon Mgmt For For For 4 Elect Thomas L Harrison Mgmt For For For 5 Elect Frank C. Meyer Mgmt For For For 6 Elect Leonard M. Mgmt For For For Tannenbaum 7 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Franklin Resources, Inc. Ticker Security ID: Meeting Date Meeting Status BEN CUSIP 354613101 03/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter K. Barker Mgmt For For For 2 Elect Mariann Byerwalter Mgmt For For For 3 Elect Charles E. Johnson Mgmt For For For 4 Elect Gregory E. Johnson Mgmt For For For 5 Elect Rupert H. Mgmt For For For Johnson, Jr. 6 Elect Mark C. Pigott Mgmt For For For 7 Elect Chutta Ratnathicam Mgmt For For For 8 Elect Laura Stein Mgmt For For For 9 Elect Seth H. Waugh Mgmt For For For 10 Elect Geoffrey Y. Yang Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Re-Approval of the Mgmt For For For Material Terms of the 2002 Universal Stock Incentive Plan ________________________________________________________________________________ Freehold Royalties Ltd Ticker Security ID: Meeting Date Meeting Status FRHLF CUSIP 356500108 05/14/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect D. Nolan Blades Mgmt For For For 1.2 Elect Gary R. Bugeaud Mgmt For For For 1.3 Elect Peter T. Harrison Mgmt For For For 1.4 Elect Arthur N. Korpach Mgmt For For For 1.5 Elect Susan M. MacKenzie Mgmt For For For 1.6 Elect Thomas J. Mullane Mgmt For For For 1.7 Elect Marvin F. Romanow Mgmt For For For 1.8 Elect David J. Sandmeyer Mgmt For For For 1.9 Elect Aidan M. Walsh Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Approval of Share Mgmt For For For Issuance Under Management Agreement ________________________________________________________________________________ Gilead Sciences, Inc. Ticker Security ID: Meeting Date Meeting Status GILD CUSIP 375558103 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John F. Cogan Mgmt For For For 2 Elect Etienne F. Mgmt For For For Davignon 3 Elect Carla A. Hills Mgmt For For For 4 Elect Kevin E. Lofton Mgmt For For For 5 Elect John W. Madigan Mgmt For For For 6 Elect John C. Martin Mgmt For For For 7 Elect Nicholas G. Moore Mgmt For For For 8 Elect Richard J. Whitley Mgmt For For For 9 Elect Gayle E. Wilson Mgmt For For For 10 Elect Per Wold-Olsen Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Amendment to the Mgmt For For For Employee Stock Purchase Plans 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman 16 Shareholder Proposal ShrHoldr Against Against For Regarding Sustainability Report 17 Shareholder Proposal ShrHoldr Against Against For Regarding Drug Pricing Report ________________________________________________________________________________ Global Eagle Entertainment Inc. Ticker Security ID: Meeting Date Meeting Status ENT CUSIP 37951D102 06/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey E. Epstein Mgmt For Withhold Against 1.2 Elect Jeffrey A Leddy Mgmt For Withhold Against 1.3 Elect Stephen Hasker Mgmt For For For 2 Amendment to the 2013 Mgmt For Against Against Equity Incentive Plan 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Right to Adjourn Meeting Mgmt For Against Against 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Globus Medical, Inc. Ticker Security ID: Meeting Date Meeting Status GMED CUSIP 379577208 06/17/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David D. Davidar Mgmt For Against Against 2 Elect Robert W. Liptak Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Milton Johnson Mgmt For For For 1.2 Elect Robert J. Dennis Mgmt For For For 1.3 Elect Nancy-Ann DeParle Mgmt For For For 1.4 Elect Thomas F. Frist Mgmt For For For III 1.5 Elect William R. Frist Mgmt For For For 1.6 Elect Ann H. Lamont Mgmt For For For 1.7 Elect Jay O. Light Mgmt For For For 1.8 Elect Geoffrey G. Meyers Mgmt For For For 1.9 Elect Michael W. Mgmt For For For Michelson 1.10 Elect Wayne J. Riley Mgmt For For For 1.11 Elect John W. Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ HealthSouth Corporation Ticker Security ID: Meeting Date Meeting Status HLS CUSIP 421924309 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John W. Chidsey Mgmt For For For 1.2 Elect Donald L. Correll Mgmt For For For 1.3 Elect Yvonne M. Curl Mgmt For For For 1.4 Elect Charles M. Elson Mgmt For For For 1.5 Elect Jay Grinney Mgmt For For For 1.6 Elect Joan E. Herman Mgmt For For For 1.7 Elect Leo I. Higdon, Jr. Mgmt For For For 1.8 Elect Leslye G. Katz Mgmt For For For 1.9 Elect John E. Maupin, Mgmt For For For Jr. 1.10 Elect L. Edward Shaw, Mgmt For For For Jr. 2 Ratification of Auditor Mgmt For For For 3 Approval of a Forum Mgmt For Against Against Selection Bylaw Applicable to Derivative Litigation 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Hill-Rom Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HRC CUSIP 431475102 03/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Rolf A. Classon Mgmt For For For 1.2 Elect William G. Dempsey Mgmt For For For 1.3 Elect James R. Giertz Mgmt For For For 1.4 Elect Charles E. Golden Mgmt For For For 1.5 Elect John J. Greisch Mgmt For For For 1.6 Elect William H. Mgmt For For For Kucheman 1.7 Elect Ronald A. Malone Mgmt For For For 1.8 Elect Eduardo R. Menasce Mgmt For For For 1.9 Elect Stacy Enxing Seng Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ HomeTrust Bancshares, Inc. Ticker Security ID: Meeting Date Meeting Status HTBI CUSIP 437872104 11/24/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William T. Flynt Mgmt For For For 1.2 Elect Craig C. Koontz Mgmt For For For 1.3 Elect F. K. McFarland, Mgmt For For For III 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Humana Inc. Ticker Security ID: Meeting Date Meeting Status HUM CUSIP 444859102 04/16/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kurt J. Hilzinger Mgmt For For For 2 Elect Bruce D. Broussard Mgmt For For For 3 Elect Frank A. D'Amelio Mgmt For For For 4 Elect W. Roy Dunbar Mgmt For For For 5 Elect David A. Jones Jr. Mgmt For For For 6 Elect William J. Mgmt For For For McDonald 7 Elect William E. Mgmt For For For Mitchell 8 Elect David B. Nash Mgmt For For For 9 Elect James J. O'Brien Mgmt For For For 10 Elect Marissa T. Mgmt For For For Peterson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ I.D. Systems, Inc. Ticker Security ID: Meeting Date Meeting Status IDSY CUSIP 449489103 06/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth Brakebill Mgmt For For For 1.2 Elect Michael Brodsky Mgmt For Withhold Against 1.3 Elect Kenneth S. Ehrman Mgmt For For For 1.4 Elect Ron Konezny Mgmt For For For 1.5 Elect Tony Trousset Mgmt For Withhold Against 2 Amendment to Grant Mgmt For Against Against Board Authority to Alter Bylaws without Shareholder Approval 3 2015 Equity Mgmt For Against Against Compensation Plan 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Icon Plc Ticker Security ID: Meeting Date Meeting Status ICLR CUSIP G4705A100 07/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Dr. John Climax 2 Election of Director: Mgmt For For For Prof. Dermot Kelleher 3 Election of Director: Mgmt For For For Ms. Mary Pendergast 4 Election of Director: Mgmt For For For Hugh Brady 5 Receive Consolidated Mgmt For For For Financial Statements 6 Approve Remuneration of Mgmt For For For Directors and Auditors 7 Stock Repurchase Plan Mgmt For For For 8 Stock Issuance Mgmt For For For ________________________________________________________________________________ Icon Plc Ticker Security ID: Meeting Date Meeting Status ICLR CUSIP G4705A100 07/25/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Dr. John Climax 2 Election of Director: Mgmt For For For Prof. Dermot Kelleher 3 Election of Director: Mgmt For For For Ms. Mary Pendergast 4 Election of Director: Mgmt For For For Hugh Brady 5 Receive Consolidated Mgmt For For For Financial Statements 6 Approve Remuneration of Mgmt For For For Directors and Auditors 7 Stock Repurchase Plan Mgmt For For For 8 Stock Issuance Mgmt For For For ________________________________________________________________________________ Illumina, Inc. Ticker Security ID: Meeting Date Meeting Status ILMN CUSIP 452327109 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect A. Blaine Bowman Mgmt For For For 2 Elect Karin Eastham Mgmt For For For 3 Elect Jay T. Flatley Mgmt For For For 4 Elect Jeffrey T. Huber Mgmt For For For 5 Elect William H. Mgmt For For For Rastetter 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation 8 2015 Stock and Mgmt For For For Incentive Plan ________________________________________________________________________________ inContact, Inc. Ticker Security ID: Meeting Date Meeting Status SAAS CUSIP 45336E109 06/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Theodore Stern Mgmt For Withhold Against 1.2 Elect Paul Jarman Mgmt For For For 1.3 Elect Steve M. Barnett Mgmt For Withhold Against 1.4 Elect Mark J. Emkjer Mgmt For Withhold Against 1.5 Elect Blake O. Fisher, Mgmt For Withhold Against Jr. 1.6 Elect Paul Koeppe Mgmt For Withhold Against 1.7 Elect Hamid Akhavan Mgmt For For For 2 Amendment to the 2008 Mgmt For Against Against Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Infoblox Inc. Ticker Security ID: Meeting Date Meeting Status BLOX CUSIP 45672H 12/17/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael L. Goguen Mgmt For For For 1.2 Elect Philip Fasano Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation ________________________________________________________________________________ Interactive Intelligence, Inc. Ticker Security ID: Meeting Date Meeting Status ININ CUSIP 45841V109 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward L. Hamburg Mgmt For For For 1.2 Elect Mitchell E. Mgmt For For For Daniels, Jr. 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ International Business Machines Corporation Ticker Security ID: Meeting Date Meeting Status IBM CUSIP 459200101 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alain J. P. Belda Mgmt For For For 2 Elect William R. Brody Mgmt For For For 3 Elect Kenneth I. Mgmt For For For Chenault 4 Elect Michael L. Eskew Mgmt For Against Against 5 Elect David N. Farr Mgmt For For For 6 Elect Alex Gorsky Mgmt For For For 7 Elect Shirley Ann Mgmt For Against Against Jackson 8 Elect Andrew N. Liveris Mgmt For For For 9 Elect W. James Mgmt For For For McNerney, Jr. 10 Elect James W. Owens Mgmt For For For 11 Elect Virginia M. Mgmt For For For Rometty 12 Elect Joan E. Spero Mgmt For For For 13 Elect Sidney Taurel Mgmt For For For 14 Elect Peter R. Voser Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 19 Shareholder Proposal ShrHoldr Against Against For Regarding Compensation in the Event of a Change in Control 20 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Public Policy Committee of the Board ________________________________________________________________________________ Intersect ENT Inc Ticker Security ID: Meeting Date Meeting Status XENT CUSIP 46071F103 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kieran T. Gallahue Mgmt For For For 1.2 Elect Lisa D. Earnhardt Mgmt For For For 1.3 Elect Cynthia L. Mgmt For For For Lucchese 1.4 Elect Dana G. Mead, Jr. Mgmt For For For 1.5 Elect Frederic H. Moll, Mgmt For Withhold Against M.D. 1.6 Elect Casey M Tansey Mgmt For For For 1.7 Elect W. Anthony Vernon Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Janus Capital Group Inc. Ticker Security ID: Meeting Date Meeting Status JNS CUSIP 47102X105 04/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy K. Armour Mgmt For Against Against 2 Elect G. Andrew Cox Mgmt For For For 3 Elect Jeffrey J. Mgmt For For For Diermeier 4 Elect Eugene Flood, Jr. Mgmt For For For 5 Elect J. Richard Mgmt For For For Fredericks 6 Elect Deborah R. Gatzek Mgmt For For For 7 Elect Seiji Inagaki Mgmt For For For 8 Elect Lawrence E. Mgmt For For For Kochard 9 Elect Glenn S. Schafer Mgmt For For For 10 Elect Richard M. Weil Mgmt For For For 11 Elect Billie I. Mgmt For For For Williamson 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation 14 Amendment to the 2010 Mgmt For Against Against Long-Term Incentive Stock Plan ________________________________________________________________________________ Keryx Biopharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status KERX CUSIP 492515101 11/17/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment to the 2013 Mgmt For For For Incentive Plan ________________________________________________________________________________ Kindred Healthcare, Inc. Ticker Security ID: Meeting Date Meeting Status KND CUSIP 494580103 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Joel Ackerman Mgmt For For For 2 Elect Jonathan D. Blum Mgmt For For For 3 Elect Benjamin A Breier Mgmt For For For 4 Elect Thomas P. Cooper Mgmt For For For 5 Elect Paul J. Diaz Mgmt For For For 6 Elect Heyward R. Donigan Mgmt For For For 7 Elect Richard A. Goodman Mgmt For For For 8 Elect Christopher T. Mgmt For For For Hjelm 9 Elect Frederick J. Mgmt For For For Kleisner 10 Elect John H. Short Mgmt For Abstain Against 11 Elect Phyllis R. Yale Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Amendment to the 2012 Mgmt For For For Equity Plan for Non-Employee Directors 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Kodiak Oil & Gas Corp. Ticker Security ID: Meeting Date Meeting Status KOG CUSIP 50015Q100 12/03/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reincorporation Mgmt For For For 2 Merger/Acquisition Mgmt For For For 3 Advisory Vote on Golden Mgmt For For For Parachutes 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Kofax Limited Ticker Security ID: Meeting Date Meeting Status KFX CUSIP G5307C 02/09/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Cancellation of London Mgmt For For For Listing 2 Adoption of New Bye-Laws Mgmt For Against Against 3 Equity Incentive Plan Mgmt For For For 4 Executive Bonus Plan Mgmt For For For ________________________________________________________________________________ Kofax Limited Ticker Security ID: Meeting Date Meeting Status KFX CUSIP G5307C105 05/18/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Laredo Petroleum Holdings Inc. Ticker Security ID: Meeting Date Meeting Status LPI CUSIP 516806106 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James R. Levy Mgmt For For For 1.2 Elect Jay P. Still Mgmt For For For 1.3 Elect Donald D. Wolf Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ LDR Holding Corp Ticker Security ID: Meeting Date Meeting Status LDRH CUSIP 50185U105 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin M Lalande Mgmt For For For 1.2 Elect Stefan Widensohler Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ LHC Group, Inc. Ticker Security ID: Meeting Date Meeting Status LHCG CUSIP 50187A107 06/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Monica F. Azare Mgmt For For For 1.2 Elect John B. Breaux Mgmt For Withhold Against 1.3 Elect Dan S. Wilford Mgmt For Withhold Against 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ LivePerson, Inc. Ticker Security ID: Meeting Date Meeting Status LPSN CUSIP 538146101 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kevin C. Lavan Mgmt For For For 1.2 Elect Robert P. LoCascio Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amended and Restated Mgmt For For For Incentive Plan ________________________________________________________________________________ Magellan Midstream Partners, L.P. Ticker Security ID: Meeting Date Meeting Status MMP CUSIP 559080106 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert G. Croyle Mgmt For For For 1.2 Elect Stacy P. Methvin Mgmt For For For 1.3 Elect Barry R. Pearl Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For Against Against ________________________________________________________________________________ Marathon Oil Corporation Ticker Security ID: Meeting Date Meeting Status MRO CUSIP 565849106 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gregory H. Boyce Mgmt For For For 2 Elect Pierre R. Brondeau Mgmt For For For 3 Elect Chadwick C. Deaton Mgmt For Against Against 4 Elect Marcela E. Donadio Mgmt For For For 5 Elect Philip Lader Mgmt For For For 6 Elect Michael E.J. Mgmt For For For Phelps 7 Elect Dennis H. Reilley Mgmt For For For 8 Elect Lee M. Tillman Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 12 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Response to Climate Change Policy ________________________________________________________________________________ Medley Management Inc Ticker Security ID: Meeting Date Meeting Status MDLY CUSIP 58503T106 06/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brook Taube Mgmt For For For 1.2 Elect Seth Taube Mgmt For For For 1.3 Elect Jeffrey Tonkel Mgmt For For For 1.4 Elect Jeffrey T. Leeds Mgmt For For For 1.5 Elect Guy Rounsaville, Mgmt For Withhold Against Jr. 1.6 Elect Phillip K. Ryan Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Medtronic Inc. Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 01/06/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Reduction in Share Mgmt For For For Premium Account 3 Advisory Vote on Golden Mgmt For For For Parachutes 4 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Medtronic Plc Ticker Security ID: Meeting Date Meeting Status MDT CUSIP 585055106 08/21/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard H. Mgmt For For For Anderson 1.2 Elect Scott C. Donnelly Mgmt For For For 1.3 Elect Omar Ishrak Mgmt For For For 1.4 Elect Shirley A. Jackson Mgmt For For For 1.5 Elect Michael O. Leavitt Mgmt For For For 1.6 Elect James T. Lenehan Mgmt For For For 1.7 Elect Denise M. O'Leary Mgmt For For For 1.8 Elect Kendall J. Powell Mgmt For Withhold Against 1.9 Elect Robert C. Pozen Mgmt For For For 1.10 Elect Preetha Reddy Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2014 Employee Stock Mgmt For For For Purchase Plan 5 Adoption of Majority Mgmt For For For Vote Standard for Uncontested Director Elections 6 Elimination of Mgmt For For For Supermajority Requirement for Changes to Board Size 7 Elimination of Mgmt For For For Supermajority Requirement for Director Removal 8 Elimination of Mgmt For For For Supermajority Requirement for Amendments to Article Regarding Director Elections and Removals ________________________________________________________________________________ Microsoft Corporation Ticker Security ID: Meeting Date Meeting Status MSFT CUSIP 594918104 12/03/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William H. Gates Mgmt For For For III 2 Elect Maria Klawe Mgmt For For For 3 Elect Teri L. List-Stoll Mgmt For For For 4 Elect G. Mason Morfit Mgmt For For For 5 Elect Satya Nadella Mgmt For For For 6 Elect Charles H. Noski Mgmt For For For 7 Elect Helmut G. W. Panke Mgmt For For For 8 Elect Charles W. Scharf Mgmt For For For 9 Elect John W. Stanton Mgmt For For For 10 Elect John W. Thompson Mgmt For Against Against 11 ADVISORY VOTE ON Mgmt For For For EXECUTIVE COMPENSATION 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Morgan Stanley Ticker Security ID: Meeting Date Meeting Status MS CUSIP 617446448 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Erskine B. Bowles Mgmt For For For 2 Elect Thomas H. Glocer Mgmt For For For 3 Elect James P. Gorman Mgmt For For For 4 Elect Robert H. Herz Mgmt For For For 5 Elect Klaus Kleinfield Mgmt For For For 6 Elect Jami Miscik Mgmt For For For 7 Elect Donald T. Mgmt For For For Nicolaisen 8 Elect Hutham S. Olayan Mgmt For For For 9 Elect James W. Owens Mgmt For For For 10 Elect Ryosuke Tamakoshi Mgmt For For For 11 Elect Masaaki Tanaka Mgmt For For For 12 Elect Perry M. Traquina Mgmt For For For 13 Elect Laura D'Andrea Mgmt For For For Tyson 14 Elect Rayford Wilkins, Mgmt For For For Jr. 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For Against Against Executive Compensation 17 Amendment to the 2007 Mgmt For For For Incentive Plan 18 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 19 Shareholder Proposal ShrHoldr Against Against For Regarding Counting Abstentions 20 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Compensation in the Event of Resignation for Government Service ________________________________________________________________________________ Nanostring Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status NSTG CUSIP 63009R109 07/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Election of Director: Mgmt For For For R. Bradley Gray 1.2 Election of Director: Mgmt For For For Tina S. Nova 2 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Neovasc Inc. Ticker Security ID: Meeting Date Meeting Status NVC CUSIP 64065J106 06/16/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Paul Geyer Mgmt For For For 2.2 Elect Alexei Marko Mgmt For For For 2.3 Elect Doug Janzen Mgmt For For For 2.4 Elect Steven D. Rubin Mgmt For Withhold Against 2.5 Elect Jane H. Hsiao Mgmt For Withhold Against 2.6 Elect William O'Neill Mgmt For For For 3 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Neurocrine Biosciences, Inc. Ticker Security ID: Meeting Date Meeting Status NBIX CUSIP 64125C109 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect W. Thomas Mitchell Mgmt For For For 1.2 Elect Joseph A. Mollica Mgmt For For For 1.3 Elect William H. Mgmt For For For Rastetter 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Amendment to the 2011 Mgmt For For For Equity Incentive Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Noble Energy, Inc. Ticker Security ID: Meeting Date Meeting Status NBL CUSIP 655044105 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey L. Mgmt For For For Berenson 2 Elect Michael A. Cawley Mgmt For For For 3 Elect Edward F. Cox Mgmt For For For 4 Elect Thomas J. Edelman Mgmt For For For 5 Elect Eric P. Grubman Mgmt For For For 6 Elect Kirby L. Hedrick Mgmt For For For 7 Elect David L. Stover Mgmt For For For 8 Elect Scott D. Urban Mgmt For For For 9 Elect William T. Van Mgmt For For For Kleef 10 Elect Molly K. Mgmt For For For Williamson 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Increase of Authorized Mgmt For For For Common Stock 14 Amendment to the 1992 Mgmt For For For Stock Option and Restricted Stock Plan 15 2015 Stock Plan for Mgmt For For For Non-Employee Directors 16 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Response to Climate Change Policy ________________________________________________________________________________ Northern Oil & Gas, Inc. Ticker Security ID: Meeting Date Meeting Status NOG CUSIP 665531109 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael L. Reger Mgmt For For For 1.2 Elect Lisa Bromiley Mgmt For For For 1.3 Elect Robert Grabb Mgmt For For For 1.4 Elect Delos Cy Jamison Mgmt For For For 1.5 Elect Jack E. King Mgmt For For For 1.6 Elect Richard Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2013 Mgmt For For For Incentive Plan 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Numerex Corp. Ticker Security ID: Meeting Date Meeting Status NMRX CUSIP 67053A102 06/26/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect E. James Mgmt For For For Constantine 1.2 Elect Tony G. Holcombe Mgmt For For For 1.3 Elect Sherrie G. McAvoy Mgmt For For For 1.4 Elect Stratton J. Mgmt For For For Nicolaides 1.5 Elect Jerry A. Rose Mgmt For For For 1.6 Elect Andrew J. Ryan Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NuVasive, Inc. Ticker Security ID: Meeting Date Meeting Status NUVA CUSIP 670704105 06/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Vickie L. Capps Mgmt For For For 2 Elect Peter C. Farrell Mgmt For For For 3 Elect Lesley H. Howe Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Occidental Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status OXY CUSIP 674599105 05/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Spencer Abraham Mgmt For For For 2 Elect Howard I. Atkins Mgmt For For For 3 Elect Eugene L. Mgmt For For For Batchelder 4 Elect Stephen I. Chazen Mgmt For For For 5 Elect John E. Feick Mgmt For For For 6 Elect Margaret M. Foran Mgmt For For For 7 Elect Carlos M. Mgmt For For For Gutierrez 8 Elect William R. Klesse Mgmt For Against Against 9 Elect Avedick B. Mgmt For For For Poladian 10 Elect Elisse B. Walter Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 2015 Long-Term Mgmt For For For Incentive Plan 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses 15 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 16 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions and Flaring Reporting and Reduction Targets 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Membership in Lobbying Organizations ________________________________________________________________________________ OM Asset Management plc Ticker Security ID: Meeting Date Meeting Status OMAM CUSIP G67506108 05/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter L. Bain Mgmt For For For 2 Elect Julian V.F. Mgmt For For For Roberts 3 Elect Ian D. Gladman Mgmt For For For 4 Elect Kyle Prechtl Legg Mgmt For For For 5 Elect James J. Ritchie Mgmt For For For 6 Elect John D. Rogers Mgmt For For For 7 Elect Donald J. Mgmt For For For Schneider 8 Ratification of Auditor Mgmt For For For 9 Appointment of Mgmt For For For Statutory Auditor 10 Authorization of The Mgmt For For For Board to Determine the Company's Statutory Auditor's Remuneration 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 13 Remuneration Policy Mgmt For For For (Binding) 14 Remuneration Report Mgmt For For For (Advisory) 15 Amendments to Articles Mgmt For For For Regarding Depositary Matters ________________________________________________________________________________ Otonomy Inc Ticker Security ID: Meeting Date Meeting Status OTIC CUSIP 68906L105 06/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George J. Morrow Mgmt For For For 1.2 Elect David A. Weber Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PAREXEL International Corporation Ticker Security ID: Meeting Date Meeting Status PRXL CUSIP 699462107 12/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Patrick J. Fortune Mgmt For For For 1.2 Elect Ellen M. Zane Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ PDC Energy, Inc. Ticker Security ID: Meeting Date Meeting Status PDCE CUSIP 69327R101 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Anthony J. Mgmt For For For Crisafio 1.2 Elect Kimberly Luff Mgmt For For For Wakim 1.3 Elect Barton R. Brookman Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Reincorporation from Mgmt For Against Against Nevada to Delaware ________________________________________________________________________________ PharMerica Corporation Ticker Security ID: Meeting Date Meeting Status PMC CUSIP 71714F104 06/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Gregory S. Weishar Mgmt For For For 1.2 Elect W. Robert Dahl, Mgmt For For For Jr. 1.3 Elect Frank E. Collins Mgmt For For For 1.4 Elect Thomas P. Mac Mgmt For For For Mahon 1.5 Elect Marjorie W. Dorr Mgmt For For For 1.6 Elect Thomas P. Gerrity Mgmt For For For 1.7 Elect Robert A. Oakley Mgmt For For For 1.8 Elect Geoffrey G. Meyers Mgmt For For For 1.9 Elect Patrick G. LePore Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2015 Omnibus Incentive Mgmt For For For Plan ________________________________________________________________________________ Popular, Inc. Ticker Security ID: Meeting Date Meeting Status BPOP CUSIP 733174700 04/29/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Alejandro M. Mgmt For For For Ballester 2 Elect Richard L. Carrion Mgmt For For For 3 Elect Carlos A. Unanue Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Portola Pharmaceuticals, Inc. Ticker Security ID: Meeting Date Meeting Status PTLA CUSIP 737010108 06/16/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Charles J. Homcy Mgmt For For For 1.2 Elect Dennis Fenton Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ ProQR Therapeutics NV Ticker Security ID: Meeting Date Meeting Status PRQR CUSIP N71542109 06/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Ratification of Mgmt For For For Management Board Acts 3 Ratification of Mgmt For For For Supervisory Board Acts 4 Supervisory Board Fees Mgmt For For For 5 Supervisory Board Size Mgmt For For For 6 Elect Paul Baart to the Mgmt For For For Supervisory Board 7 Supervisory Board Fees Mgmt For For For (Paul Baart) 8 Restructuring Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Authority to Repurchase Mgmt For For For Shares ________________________________________________________________________________ PROS Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status PRO CUSIP 74346Y103 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ellen Keszler Mgmt For For For 1.2 Elect Leslie Rechan Mgmt For For For 1.3 Elect William Russell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Prudential Financial, Inc. Ticker Security ID: Meeting Date Meeting Status PRU CUSIP 744320102 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas J. Mgmt For For For Baltimore, Jr. 2 Elect Gordon M. Bethune Mgmt For For For 3 Elect Gilbert F. Mgmt For For For Casellas 4 Elect James G. Cullen Mgmt For For For 5 Elect Mark B. Grier Mgmt For For For 6 Elect Constance J. Mgmt For For For Horner 7 Elect Martina Mgmt For For For Hund-Mejean 8 Elect Karl J. Krapek Mgmt For For For 9 Elect Christine A. Poon Mgmt For For For 10 Elect Douglas A. Mgmt For For For Scovanner 11 Elect John R. Strangfeld Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Radian Group Inc. Ticker Security ID: Meeting Date Meeting Status RDN CUSIP 750236101 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Herbert Wender Mgmt For For For 2 Elect David C. Carney Mgmt For For For 3 Elect Howard B. Culang Mgmt For For For 4 Elect Lisa W. Hess Mgmt For For For 5 Elect Stephen T. Hopkins Mgmt For For For 6 Elect Sanford A. Ibrahim Mgmt For For For 7 Elect Brian D. Mgmt For For For Montgomery 8 Elect Gaetano Muzio Mgmt For For For 9 Elect Gregory V. Serio Mgmt For For For 10 Elect Noel J. Spiegel Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Raptor Pharmaceutical Corp. Ticker Security ID: Meeting Date Meeting Status RPTP CUSIP 75382F106 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Raymond W. Mgmt For Against Against Anderson 2 Elect Suzanne L. Bruhn Mgmt For For For 3 Elect Richard L. Mgmt For Against Against Franklin 4 Elect Georges Gemayel Mgmt For For For 5 Elect Llew Keltner Mgmt For For For 6 Elect Gregg A. Lapointe Mgmt For For For 7 Elect Julie Anne Smith Mgmt For For For 8 Elect Christopher M. Mgmt For For For Starr 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Amendment to the 2010 Mgmt For Against Against Stock Incentive Plan ________________________________________________________________________________ Raymond James Financial, Inc. Ticker Security ID: Meeting Date Meeting Status RJF CUSIP 754730109 02/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Shelley G. Broader Mgmt For For For 2 Elect Jeffrey N. Edwards Mgmt For For For 3 Elect Benjamin C. Esty Mgmt For For For 4 Elect Francis S. Godbold Mgmt For For For 5 Elect Thomas A. James Mgmt For For For 6 Elect Gordon L. Johnson Mgmt For For For 7 Elect Paul C. Reilly Mgmt For For For 8 Elect Robert P. Saltzman Mgmt For Against Against 9 Elect Hardwick Simmons Mgmt For For For 10 Elect Susan N. Story Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Mgmt For Against Against Director Qualification Bylaw 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Relypsa, Inc. Ticker Security ID: Meeting Date Meeting Status RLYP CUSIP 759531106 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David W.J. McGirr Mgmt For For For 1.2 Elect John A. Orwin Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Repros Therapeutics Inc. Ticker Security ID: Meeting Date Meeting Status RPRX CUSIP 76028H209 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Joseph S. Podolski Mgmt For For For 1.2 Elect Daniel F. Cain Mgmt For For For 1.3 Elect Nola E. Masterson Mgmt For For For 1.4 Elect Saira Ramasastry Mgmt For For For 1.5 Elect Michael Suesserman Mgmt For For For 1.6 Elect Michael G. Wyllie Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Riverbed Technology Inc. Ticker Security ID: Meeting Date Meeting Status RVBD CUSIP 768573 03/05/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For 3 Advisory Vote on Golden Mgmt For For For Parachutes ________________________________________________________________________________ Saba Software Inc Ticker Security ID: Meeting Date Meeting Status SABA CUSIP 784932 03/26/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For Against Against 2 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Sabra Health Care REIT, Inc. Ticker Security ID: Meeting Date Meeting Status SBRA CUSIP 78573L106 06/17/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Craig Barbarosh Mgmt For For For 2 Elect Robert A. Ettl Mgmt For For For 3 Elect Michael J. Foster Mgmt For For For 4 Elect Richard K. Matros Mgmt For For For 5 Elect Milton J. Walters Mgmt For For For 6 Ratification of Auditor Mgmt For For For 7 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Sarepta Therapeutics, Inc. Ticker Security ID: Meeting Date Meeting Status SRPT CUSIP 803607100 06/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect M. Kathleen Mgmt For For For Behrens 2 Elect Richard J. Barry Mgmt For For For 3 Elect Claude Nicaise Mgmt For For For 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Amendment to the 2011 Mgmt For For For Equity Incentive Plan 6 Increase of Authorized Mgmt For For For Common Stock 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Service Corporation International Ticker Security ID: Meeting Date Meeting Status SCI CUSIP 817565104 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Ellen Ochoa Mgmt For For For 1.2 Elect Robert L. Waltrip Mgmt For For For 1.3 Elect Anthony L. Coelho Mgmt For For For 1.4 Elect Marcus A. Watts Mgmt For For For 1.5 Elect Edward E. Williams Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Repeal of Classified Mgmt For For For Board 5 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement ________________________________________________________________________________ ServiceSource International, Inc. Ticker Security ID: Meeting Date Meeting Status SREV CUSIP 81763U100 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert G. Ashe Mgmt For For For 1.2 Elect Bruce W. Dunlevie Mgmt For For For 1.3 Elect Barry D. Reynolds Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Signature Group Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status RELY CUSIP 82670K201 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Craig T. Bouchard Mgmt For For For 1.2 Elect Peter C. B. Bynoe Mgmt For For For 1.3 Elect Patrick Deconinck Mgmt For For For 1.4 Elect William A. Hall Mgmt For For For 1.5 Elect Patrick E. Lamb Mgmt For For For 1.6 Elect Raj Maheshwari Mgmt For For For 1.7 Elect Philip G. Tinkler Mgmt For Withhold Against 2 Company Name Change Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 2015 Equity Award Plan Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Streamline Health Solutions Inc. Ticker Security ID: Meeting Date Meeting Status STRM CUSIP 86323X106 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael K. Kaplan Mgmt For For For 1.2 Elect Allen S. Moseley Mgmt For For For 1.3 Elect Jonathan R. Mgmt For For For Phillips 1.4 Elect David W. Sides Mgmt For For For 1.5 Elect Judith E. Starkey Mgmt For For For 1.6 Elect Michael G. Mgmt For For For Valentine 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Suncor Energy Inc. Ticker Security ID: Meeting Date Meeting Status SU CUSIP 867224107 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mel E. Benson Mgmt For For For 1.2 Elect Jacynthe Cote Mgmt For For For 1.3 Elect Dominic Mgmt For For For D'Alessandro 1.4 Elect W. Douglas Ford Mgmt For For For 1.5 Elect John D. Gass Mgmt For For For 1.6 Elect John R. Huff Mgmt For For For 1.7 Elect Maureen McCaw Mgmt For For For 1.8 Elect Michael W. O'Brien Mgmt For For For 1.9 Elect James W. Simpson Mgmt For For For 1.10 Elect Eira Thomas Mgmt For For For 1.11 Elect Steven W. Williams Mgmt For For For 1.12 Elect Michael M. Wilson Mgmt For For For 2 Appointment of Auditor Mgmt For For For 3 Amendments to By-Laws Mgmt For For For Regarding Quorum Requirements 4 Adoption of Advance Mgmt For For For Notice Provision 5 Advisory Vote on Mgmt For For For Approach to Executive Compensation ________________________________________________________________________________ Suntrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert M. Beall, Mgmt For For For II 2 Elect Paul R. Garcia Mgmt For For For 3 Elect David H. Hughes Mgmt For For For 4 Elect M. Douglas Ivester Mgmt For For For 5 Elect Kyle P. Legg Mgmt For For For 6 Elect William A. Mgmt For For For Linnenbringer 7 Elect Donna S. Morea Mgmt For For For 8 Elect David M. Ratcliffe Mgmt For For For 9 Elect William H. Mgmt For For For Rogers, Jr. 10 Elect Frank W. Scruggs Mgmt For For For 11 Elect Thomas R. Watjen Mgmt For For For 12 Elect Phail Wynn, Jr. Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report ________________________________________________________________________________ Suntrust Banks, Inc. Ticker Security ID: Meeting Date Meeting Status STI CUSIP 867914103 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert M. Beall, Mgmt For For For II 2 Elect Paul R. Garcia Mgmt For For For 3 Elect David H. Hughes Mgmt For For For 4 Elect M. Douglas Ivester Mgmt For For For 5 Elect Kyle P. Legg Mgmt For For For 6 Elect William A. Mgmt For For For Linnenbringer 7 Elect Donna S. Morea Mgmt For For For 8 Elect David M. Ratcliffe Mgmt For For For 9 Elect William H. Mgmt For For For Rogers, Jr. 10 Elect Frank W. Scruggs Mgmt For For For 11 Elect Thomas R. Watjen Mgmt For For For 12 Elect Phail Wynn, Jr. Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Recoupment Report ________________________________________________________________________________ Surgical Care Affiliates, Inc. Ticker Security ID: Meeting Date Meeting Status SCAI CUSIP 86881L106 06/04/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas C. Geiser Mgmt For For For 2 Elect Curtis S. Lane Mgmt For For For 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Teradata Corporation Ticker Security ID: Meeting Date Meeting Status TDC CUSIP 88076W 04/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lisa R. Bacus Mgmt For For For 2 Elect Michael Koehler Mgmt For For For 3 Elect James M. Ringler Mgmt For For For 4 Elect John Schwarz Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Teva Pharmaceutical Industries Ltd. Ticker Security ID: Meeting Date Meeting Status TEVA CUSIP 881624209 07/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dan Propper Mgmt For For For 2 Elect Ory Slonim Mgmt For Against Against 3 Elect Joseph Nitzani Mgmt For Against Against 4 Elect Jean-Michel Halfon Mgmt For For For 5 Bonus Incentives of Mgmt For For For President and CEO 6 Equity Grants of Mgmt For Against Against President and CEO 7 Liability Insurance of Mgmt For Against Against Directors & Officers 8 Appointment of Auditor Mgmt For For For ________________________________________________________________________________ Tubemogul Inc Ticker Security ID: Meeting Date Meeting Status TUBE CUSIP 898570106 06/18/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brett Wilson Mgmt For For For 1.2 Elect Ashu Garg Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Valeant Pharmaceuticals International, Inc. Ticker Security ID: Meeting Date Meeting Status VRX CUSIP 91911K102 05/19/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ronald H. Farmer Mgmt For For For 2 Elect Colleen A. Goggins Mgmt For For For 3 Elect Robert A. Ingram Mgmt For For For 4 Elect Anders Lonner Mgmt For For For 5 Elect Theo Melas-Kyriazi Mgmt For For For 6 Elect J. Michael Pearson Mgmt For For For 7 Elect Robert N. Power Mgmt For For For 8 Elect Norma A. Provencio Mgmt For For For 9 Elect Howard B. Schiller Mgmt For Abstain Against 10 Elect Katharine B. Mgmt For For For Stevenson 11 Elect Jeffery W. Ubben Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ VCA Inc. Ticker Security ID: Meeting Date Meeting Status WOOF CUSIP 918194101 04/16/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John M. Baumer Mgmt For For For 1.2 Elect Frank Reddick Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 2015 Annual Cash Mgmt For For For Incentive Plan 4 2015 Equity Incentive Mgmt For For For Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Vermilion Energy Inc. Ticker Security ID: Meeting Date Meeting Status VET CUSIP 923725105 05/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Larry J. Macdonald Mgmt For For For 2.2 Elect Lorenzo Donadeo Mgmt For For For 2.3 Elect Claudio A. Mgmt For For For Ghersinich 2.4 Elect Joseph F. Killi Mgmt For For For 2.5 Elect Loren M. Leiker Mgmt For For For 2.6 Elect William F. Madison Mgmt For For For 2.7 Elect Timothy R. Mgmt For For For Marchant 2.8 Elect Sarah E. Raiss Mgmt For For For 2.9 Elect Kevin J. Reinhart Mgmt For For For 2.10 Elect Catherine L. Mgmt For For For Williams 3 Appointment of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Employee Share Savings Mgmt For For For Plan ________________________________________________________________________________ Virtus Investment Partners, Inc. Ticker Security ID: Meeting Date Meeting Status VRTS CUSIP 92828Q109 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Diane M. Coffey Mgmt For For For 1.2 Elect Timothy A. Holt Mgmt For For For 1.3 Elect Melody L. Jones Mgmt For For For 1.4 Elect Stephen T. Mgmt For For For Zarrilli 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Voya Financial, Inc. Ticker Security ID: Meeting Date Meeting Status VOYA CUSIP 929089100 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Lynne Biggar Mgmt For For For 2 Elect Jane P. Chwick Mgmt For For For 3 Elect J. Barry Griswell Mgmt For For For 4 Elect Frederick S. Mgmt For For For Hubbell 5 Elect Rodney O. Martin, Mgmt For For For Jr. 6 Elect Joseph V. Tripodi Mgmt For For For 7 Elect Deborah C. Wright Mgmt For For For 8 Elect David K. Zwiener Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Ratification of Auditor Mgmt For For For 11 Shareholder Proposal ShrHoldr Against Against For Regarding Genocide-Free Investing ________________________________________________________________________________ Voya Financial, Inc. Ticker Security ID: Meeting Date Meeting Status VOYA CUSIP 929089100 07/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Jane P. Chwick 2 Election of Director: Mgmt For For For Patrick G. Flynn 3 Election of Director: Mgmt For For For J. Barry Griswell 4 Election of Director: Mgmt For Against Against Frederick S. Hubbell 5 Election of Director: Mgmt For For For Hendricus A. Koemans 6 Election of Director: Mgmt For For For Rodney O. Martin, Jr. 7 Election of Director: Mgmt For For For Willem F. Nagel 8 Election of Director: Mgmt For For For Deborah C. Wright 9 Election of Director: Mgmt For For For David Zwiener 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt For I Year N/A Vote on Executive Compensation 12 Approve Stock Mgmt For For For Compensation Plan 13 Amend Non-Employee Mgmt For For For Director Plan 14 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Voya Financial, Inc. Ticker Security ID: Meeting Date Meeting Status VOYA CUSIP 929089100 07/30/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Jane P. Chwick 2 Election of Director: Mgmt For For For Patrick G. Flynn 3 Election of Director: Mgmt For For For J. Barry Griswell 4 Election of Director: Mgmt For Against Against Frederick S. Hubbell 5 Election of Director: Mgmt For For For Hendricus A. Koemans 6 Election of Director: Mgmt For For For Rodney O. Martin, Jr. 7 Election of Director: Mgmt For For For Willem F. Nagel 8 Election of Director: Mgmt For For For Deborah C. Wright 9 Election of Director: Mgmt For For For David Zwiener 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt For I Year N/A Vote on Executive Compensation 12 Approve Stock Mgmt For For For Compensation Plan 13 Amend Non-Employee Mgmt For For For Director Plan 14 Ratify Appointment of Mgmt For For For Independent Auditors ________________________________________________________________________________ Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387102 06/02/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect James J. Volker Mgmt For For For 1.2 Elect William N. Hahne Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Whiting Petroleum Corporation Ticker Security ID: Meeting Date Meeting Status WLL CUSIP 966387102 12/03/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Yahoo! Inc. Ticker Security ID: Meeting Date Meeting Status YHOO CUSIP 984332106 06/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David Filo Mgmt For For For 2 Elect Susan M. James Mgmt For For For 3 Elect Max R. Levchin Mgmt For For For 4 Elect Marissa A. Mayer Mgmt For For For 5 Elect Thomas J. Mgmt For For For McInerney 6 Elect Charles R. Schwab Mgmt For For For 7 Elect H. Lee Scott, Jr. Mgmt For For For 8 Elect Jane E. Shaw Mgmt For For For 9 Elect Maynard G. Webb, Mgmt For For For Jr. 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For 12 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Human Rights Committee 13 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL MID VALUE FUND ________________________________________________________________________________ AGCO Corporation Ticker Security ID: Meeting Date Meeting Status AGCO CUSIP 001084102 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Roy V. Armes Mgmt For For For 2 Elect Michael C. Arnold Mgmt For For For 3 Elect P. George Benson Mgmt For For For 4 Elect Wolfgang Deml Mgmt For For For 5 Elect Luiz Fernando Mgmt For For For Furlan 6 Elect George E. Minnich Mgmt For For For 7 Elect Martin H. Mgmt For For For Richenhagen 8 Elect Gerald L. Shaheen Mgmt For For For 9 Elect Mallika Srinivasan Mgmt For For For 10 Elect Hendrikus Visser Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Capital, Ltd. Ticker Security ID: Meeting Date Meeting Status ACAS CUSIP 02503Y103 04/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mary C. Baskin Mgmt For Against Against 2 Elect Neil M. Hahl Mgmt For Against Against 3 Elect Philip R. Harper Mgmt For Against Against 4 Elect Stan Lundine Mgmt For Against Against 5 Elect Kristen L. Manos Mgmt For For For 6 Elect Susan K. Nestegard Mgmt For For For 7 Elect Kenneth D. Mgmt For Against Against Peterson, Jr. 8 Elect Alvin N. Puryear Mgmt For Against Against 9 Elect Malon Wilkus Mgmt For For For 10 Approval of Employee Mgmt For For For Cash Incentive Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Annaly Capital Management, Inc. Ticker Security ID: Meeting Date Meeting Status NLY CUSIP 035710409 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Wellington J. Mgmt For For For Denahan-Norris 2 Elect Michael Haylon Mgmt For For For 3 Elect Donnell A. Segalas Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Anthem Inc Ticker Security ID: Meeting Date Meeting Status WLP CUSIP 94973V107 11/05/2014 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Company Name Change Mgmt For For For ________________________________________________________________________________ Anthem, Inc. Ticker Security ID: Meeting Date Meeting Status ANTM CUSIP 036752103 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Julie A. Hill Mgmt For For For 2 Elect Ramiro G. Peru Mgmt For For For 3 Elect John H. Short Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Shareholder Proposal ShrHoldr N/A Against N/A Regarding Declassification of the Board 7 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Ascena Retail Group, Inc. Ticker Security ID: Meeting Date Meeting Status ASNA CUSIP 04351G101 12/11/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David R. Jaffe Mgmt For For For 1.2 Elect Klaus Eppler Mgmt For Withhold Against 1.3 Elect Kate Buggeln Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aspen Insurance Holdings Limited Ticker Security ID: Meeting Date Meeting Status AHL CUSIP G05384105 04/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Glyn Jones Mgmt For For For 1.2 Elect Gary Gregg Mgmt For For For 1.3 Elect Bret Pearlman Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Aspen Insurance Holdings Limited Ticker Security ID: Meeting Date Meeting Status AHL CUSIP G05384 07/25/2014 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Shareholder Proposal to ShrHoldr For For For Call Special Meeting Regarding Increase in Board Size 2 Shareholder Proposal to ShrHoldr For For For Call Special Meeting Regarding Takeover Offer ________________________________________________________________________________ Aspen Insurance Holdings Limited Ticker Security ID: Meeting Date Meeting Status AHL CUSIP G05384105 07/25/2014 Voted Meeting Type Country of Trade Proxy Contest United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Miscellaneous Corporate Mgmt For Abstain Against Actions ________________________________________________________________________________ Assured Guaranty Ltd. Ticker Security ID: Meeting Date Meeting Status AGO CUSIP G0585R106 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Francisco L. Mgmt For For For Borges 1.2 Elect G. Lawrence Buhl Mgmt For For For 1.3 Elect Stephen A. Cozen Mgmt For For For 1.4 Elect Dominic J. Mgmt For For For Frederico 1.5 Elect Bonnie L. Howard Mgmt For For For 1.6 Elect Patrick W. Kenny Mgmt For For For 1.7 Elect Simon W. Leathes Mgmt For For For 1.8 Elect Michael T. O'Kane Mgmt For For For 1.9 Elect Yukiko Omura Mgmt For For For 1.10 Elect Howard W. Albert Mgmt For For For 1.11 Elect Robert A. Mgmt For For For Bailenson 1.12 Election of Directors Mgmt For For For 1.13 Election of Directors Mgmt For For For 1.14 Election of Directors Mgmt For For For 1.15 Elect Dominic J. Mgmt For For For Frederico 1.16 Elect James M. Michener Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For 4 Ratification of Auditor Mgmt For For For for Company Subsidiary ________________________________________________________________________________ Becton, Dickinson and Company Ticker Security ID: Meeting Date Meeting Status BDX CUSIP 075887109 01/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Basil L. Anderson Mgmt For For For 2 Elect Henry P. Becton, Mgmt For For For Jr. 3 Elect Catherine M. Mgmt For For For Burzik 4 Elect Edward F. DeGraan Mgmt For For For 5 Elect Vincent A. Mgmt For For For Forlenza 6 Elect Claire M. Fraser Mgmt For For For 7 Elect Christopher Jones Mgmt For For For 8 Elect Marshall O. Larsen Mgmt For For For 9 Elect Gary A. Mgmt For For For Mecklenburg 10 Elect James F. Orr Mgmt For For For 11 Elect Willard J. Mgmt For For For Overlock, Jr. 12 Elect Claire Pomeroy Mgmt For For For 13 Elect Rebecca W. Rimel Mgmt For For For 14 Elect Bertram L. Scott Mgmt For For For 15 Ratification of Auditor Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Animal Testing ________________________________________________________________________________ Chemtura Corporation Ticker Security ID: Meeting Date Meeting Status CHMT CUSIP 163893209 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jeffrey D. Mgmt For For For Benjamin 2 Elect Timothy J. Mgmt For For For Bernlohr 3 Elect Anna C. Catalano Mgmt For For For 4 Elect James W. Crownover Mgmt For For For 5 Elect Robert A. Dover Mgmt For For For 6 Elect Jonathan F. Foster Mgmt For For For 7 Elect Craig A. Rogerson Mgmt For For For 8 Elect John K. Wulff Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the 2010 Mgmt For For For Long-Term Incentive Plan 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Chico's FAS, Inc. Ticker Security ID: Meeting Date Meeting Status CHS CUSIP 168615102 06/25/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ross E. Roeder Mgmt For For For 2 Elect Andrea M. Weiss Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Reapprove the Cash Mgmt For For For Bonus Incentive Plan ________________________________________________________________________________ Civeo Corporation Ticker Security ID: Meeting Date Meeting Status CVEO CUSIP 178787107 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Reincorporation from Mgmt For For For Delaware to British Columbia 2.1 Elect C. Ronald Mgmt For For For Blankenship 2.2 Elect Charles Szalkowski Mgmt For For For 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Covidien Plc Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F113 01/06/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Ordinary: Acquisition Mgmt For For For 2 Special: Cancellation Mgmt For For For of Shares 3 Ordinary: Issuance of Mgmt For For For Shares 4 Special: Amendments to Mgmt For For For Articles 5 Ordinary: Reduction in Mgmt For For For Share Premium Account 6 Ordinary: Advisory Vote Mgmt For For For on Golden Parachutes ________________________________________________________________________________ Covidien Plc Ticker Security ID: Meeting Date Meeting Status COV CUSIP G2554F105 01/06/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Acquisition Mgmt For For For ________________________________________________________________________________ Dice Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status DHX CUSIP 253017107 04/24/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael P. Durney Mgmt For For For 1.2 Elect Golnar Mgmt For For For Sheikholeslami 1.3 Elect Jim Friedlich Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ DST Systems, Inc. Ticker Security ID: Meeting Date Meeting Status DST CUSIP 233326107 05/12/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerome H. Bailey Mgmt For For For 1.2 Elect Lowell L. Bryan Mgmt For For For 1.3 Elect Gary D. Forsee Mgmt For For For 1.4 Elect Charles E. Mgmt For For For Halderman 1.5 Elect Samuel G. Liss Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 2015 Equity and Mgmt For For For Incentive Plan 5 Eliminate Cumulative Mgmt For For For Voting in Director Elections 6 Declassify the Board of Mgmt For For For Directors ________________________________________________________________________________ E*TRADE Financial Corporation Ticker Security ID: Meeting Date Meeting Status ETFC CUSIP 269246401 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard J. Carbone Mgmt For For For 2 Elect James P. Healy Mgmt For For For 3 Elect Paul T. Idzik Mgmt For For For 4 Elect Frederick W. Mgmt For For For Kanner 5 Elect James Lam Mgmt For For For 6 Elect Rodger A. Lawson Mgmt For For For 7 Elect Shelley B. Mgmt For For For Leibowitz 8 Elect Rebecca Saeger Mgmt For For For 9 Elect Joseph L. Sclafani Mgmt For For For 10 Elect Gary H. Stern Mgmt For For For 11 Elect Donna L. Weaver Mgmt For Against Against 12 Approval of the 2015 Mgmt For For For Omnibus Incentive Plan 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Endurance Specialty Holdings Ticker Security ID: Meeting Date Meeting Status ENH CUSIP G30397106 06/30/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Stock Issuance for Mgmt For Against Against Acquisition 2 Right to Adjourn Meeting Mgmt For Against Against ________________________________________________________________________________ Endurance Specialty Holdings Ltd. Ticker Security ID: Meeting Date Meeting Status ENH CUSIP G30397106 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John T. Baily Mgmt For For For 2 Elect Norman Barham Mgmt For For For 3 Elect Galen R. Barnes Mgmt For For For 4 Elect William H. Mgmt For For For Bolinder 5 Elect Philip M. Mgmt For For For Butterfield 6 Elect Steven W. Carlsen Mgmt For For For 7 Elect John R. Charman Mgmt For For For 8 Elect Susan S. Fleming Mgmt For For For 9 Elect Scott D. Moore Mgmt For For For 10 Elect William J. Raver Mgmt For For For 11 Elect Robert A. Spass Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Approval of the 2015 Mgmt For For For Employee Share Purchase Plan ________________________________________________________________________________ Enstar Group Limited Ticker Security ID: Meeting Date Meeting Status ESGR CUSIP G3075P101 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dominic F. Mgmt For For For Silvester 2 Elect Kenneth W. Moore Mgmt For Against Against 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Ratification of Auditor Mgmt For For For 5 Election of Subsidiary Mgmt For For For Directors ________________________________________________________________________________ Fidelity National Information Services, Inc. Ticker Security ID: Meeting Date Meeting Status FIS CUSIP 31620M106 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ellen R. Alemany Mgmt For For For 2 Elect William P. Foley Mgmt For For For II 3 Elect Thomas M. Hagerty Mgmt For Against Against 4 Elect Keith W. Hughes Mgmt For Against Against 5 Elect David K. Hunt Mgmt For Against Against 6 Elect Stephan A. James Mgmt For For For 7 Elect Frank R. Martire Mgmt For For For 8 Elect Richard N. Massey Mgmt For Against Against 9 Elect Leslie M. Muma Mgmt For For For 10 Elect Gary A. Norcross Mgmt For For For 11 Elect James B. Mgmt For For For Stallings, Jr. 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Amendment to the 2008 Mgmt For For For Omnibus Incentive Plan 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Global Payments Inc. Ticker Security ID: Meeting Date Meeting Status GPN CUSIP 37940X102 11/19/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jeffrey S. Sloan Mgmt For For For 1.2 Elect John G. Bruno Mgmt For For For 1.3 Elect Michael W. Trapp Mgmt For For For 1.4 Elect Gerald J. Wilkins Mgmt For For For 2 Advisory Vote on Mgmt For Against Against Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ II-VI Incorporated Ticker Security ID: Meeting Date Meeting Status IIVI CUSIP 902104108 11/07/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas E. Mistler Mgmt For For For 2 Elect Joseph J. Mgmt For For For Corasanti 3 Advisory Vote on Mgmt For Against Against Executive Compensation 4 Amendment to the 2012 Mgmt For For For Omnibus Incentive Plan 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Interpublic Group of Companies, Inc. Ticker Security ID: Meeting Date Meeting Status IPG CUSIP 460690100 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Jocelyn E. Mgmt For For For Carter-Miller 2 Elect Deborah G. Mgmt For For For Ellinger 3 Elect H. John Greeniaus Mgmt For For For 4 Elect Mary J. Steele Mgmt For For For Guilfoile 5 Elect Dawn E. Hudson Mgmt For For For 6 Elect William T. Kerr Mgmt For For For 7 Elect Henry S. Miller Mgmt For For For 8 Elect Jonathan F. Miller Mgmt For For For 9 Elect Michael I. Roth Mgmt For For For 10 Elect David M. Thomas Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Knowles Corp Ticker Security ID: Meeting Date Meeting Status KN CUSIP 49926D109 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Robert W. Cremin Mgmt For For For 1.2 Elect Didier Hirsch Mgmt For For For 1.3 Elect Ronald Jankov Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Approval of performance Mgmt For For For measures under the Executive Officer Annual Incentive Plan 5 Approval of performance Mgmt For For For measures under the 2014 Equity and Cash Incentive Plan ________________________________________________________________________________ Kohl's Corporation Ticker Security ID: Meeting Date Meeting Status KSS CUSIP 500255104 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Peter Boneparth Mgmt For For For 2 Elect Steven A. Burd Mgmt For For For 3 Elect Dale E. Jones Mgmt For For For 4 Elect Kevin Mansell Mgmt For For For 5 Elect John E. Schlifske Mgmt For For For 6 Elect Frank V. Sica Mgmt For For For 7 Elect Stephanie A. Mgmt For Against Against Streeter 8 Elect Nina G. Vaca Mgmt For For For 9 Elect Stephen E. Watson Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses 13 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Laboratory Corporation of America Holdings Ticker Security ID: Meeting Date Meeting Status LH CUSIP 50540R409 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Kerrii B. Anderson Mgmt For For For 2 Elect Jean-Luc Belingard Mgmt For For For 3 Elect D. Gary Gilliland Mgmt For For For 4 Elect David P. King Mgmt For For For 5 Elect Garheng Kong Mgmt For For For 6 Elect Robert E. Mgmt For For For Mittelstaedt, Jr. 7 Elect Peter M. Neupert Mgmt For For For 8 Elect Adam H. Schechter Mgmt For For For 9 Elect R. Sanders Mgmt For For For Williams 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Leucadia National Corporation Ticker Security ID: Meeting Date Meeting Status LUK CUSIP 527288104 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Linda L. Adamany Mgmt For For For 2 Elect Robert D. Beyer Mgmt For For For 3 Elect Francisco L. Mgmt For For For Borges 4 Elect W. Patrick Mgmt For For For Campbell 5 Elect Brian P. Friedman Mgmt For For For 6 Elect Richard B. Handler Mgmt For For For 7 Elect Robert E. Joyal Mgmt For For For 8 Elect Jeffrey C. Keil Mgmt For For For 9 Elect Michael T. O'Kane Mgmt For For For 10 Elect Stuart H. Reese Mgmt For For For 11 Elect Joseph S. Mgmt For For For Steinberg 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Lincoln National Corporation Ticker Security ID: Meeting Date Meeting Status LNC CUSIP 534187109 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George W. Mgmt For For For Henderson, III 2 Elect Eric G. Johnson Mgmt For For For 3 Elect M. Leanne Lachman Mgmt For For For 4 Elect Isaiah Tidwell Mgmt For For For 5 Ratification of Auditor Mgmt For For For 6 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Markel Corporation Ticker Security ID: Meeting Date Meeting Status MKL CUSIP 570535104 05/11/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect J. Alfred Mgmt For For For Broaddus, Jr. 2 Elect K. Bruce Connell Mgmt For For For 3 Elect Douglas C. Eby Mgmt For For For 4 Elect Stewart M. Kasen Mgmt For For For 5 Elect Alan I. Kirshner Mgmt For For For 6 Elect Lemuel E. Lewis Mgmt For For For 7 Elect Anthony F. Markel Mgmt For For For 8 Elect Steven A. Markel Mgmt For For For 9 Elect Darrell D. Martin Mgmt For For For 10 Elect Michael O'Reilly Mgmt For For For 11 Elect Michael J. Schewel Mgmt For Against Against 12 Elect Jay M. Weinberg Mgmt For For For 13 Elect Debora J. Wilson Mgmt For For For 14 Approval of Markel Mgmt For For For Corporation Executive Bonus Plan 15 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ MicroStrategy Incorporated Ticker Security ID: Meeting Date Meeting Status MSTR CUSIP 594972408 04/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Michael J. Saylor Mgmt For For For 1.2 Elect Robert H. Epstein Mgmt For For For 1.3 Elect Stephen X. Graham Mgmt For For For 1.4 Elect Jarrod M. Patten Mgmt For Withhold Against 1.5 Elect Carl J. Rickertsen Mgmt For Withhold Against 2 Amendment No. 1 to 2013 Mgmt For Against Against Stock Incentive Plan 3 Amendment No. 2 to 2013 Mgmt For Against Against Stock Incentive Plan 4 Advisory Vote on Mgmt For Against Against Executive Compensation 5 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ NCR Corporation Ticker Security ID: Meeting Date Meeting Status NCR CUSIP 62886E108 04/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William R. Nuti Mgmt For For For 1.2 Elect Gary J. Daichendt Mgmt For For For 1.3 Elect Robert P. DeRodes Mgmt For For For 1.4 Elect Richard T. McGuire Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Economic Profit Plan 5 Elimination of Mgmt For For For Supermajority Requirement 6 Repeal of Classified Mgmt For For For Board 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ NeuStar, Inc. Ticker Security ID: Meeting Date Meeting Status NSR CUSIP 64126X201 05/27/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Ross K. Ireland Mgmt For For For 2 Elect Paul A. Lacouture Mgmt For For For 3 Elect Michael J. Rowny Mgmt For For For 4 Ratification of Auditor Mgmt For For For 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Amendment to the 2009 Mgmt For For For Stock Incentive Plan 7 Repeal of Classified Mgmt For For For Board ________________________________________________________________________________ News Corp. Ticker Security ID: Meeting Date Meeting Status NWS CUSIP 65249B208 11/13/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect K. Rupert Murdoch Mgmt For Against Against 2 Elect Lachlan K. Murdoch Mgmt For Against Against 3 Elect Robert J. Thomson Mgmt For Against Against 4 Elect Jose Maria Aznar Mgmt For Against Against 5 Elect Natalie Bancroft Mgmt For Against Against 6 Elect Peter L. Barnes Mgmt For Against Against 7 Elect Elaine L. Chao Mgmt For Against Against 8 Elect John Elkann Mgmt For Against Against 9 Elect Joel I. Klein Mgmt For Against Against 10 Elect James Murdoch Mgmt For Against Against 11 Elect Ana Paula Pessoa Mgmt For Against Against 12 Elect Masroor T. Mgmt For Against Against Siddiqui 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 16 Approval of Material Mgmt For For For Terms of the 2013 Long-Term Incentive Plan 17 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ Omnicom Group Inc. Ticker Security ID: Meeting Date Meeting Status OMC CUSIP 681919106 05/18/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect John D. Wren Mgmt For For For 2 Elect Bruce Crawford Mgmt For For For 3 Elect Alan R. Batkin Mgmt For For For 4 Elect Mary C. Choksi Mgmt For For For 5 Elect Robert C. Clark Mgmt For For For 6 Elect Leonard S. Mgmt For For For Coleman, Jr. 7 Elect Errol M. Cook Mgmt For For For 8 Elect Susan S. Denison Mgmt For For For 9 Elect Michael A. Henning Mgmt For For For 10 Elect John R. Murphy Mgmt For For For 11 Elect John R. Purcell Mgmt For For For 12 Elect Linda Johnson Rice Mgmt For For For 13 Elect Gary L. Roubos Mgmt For For For 14 Ratification of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Proposal ShrHoldr Against Against For Regarding Employment Diversity Report 17 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Board Chairman ________________________________________________________________________________ Rayonier Advanced Materials Inc Ticker Security ID: Meeting Date Meeting Status RYAM CUSIP 75508B104 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James F. Kirsch Mgmt For For For 2 Elect James. H. Miller Mgmt For Against Against 3 Elect Ronald Townsend Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Ryman Hospitality Properties Inc. Ticker Security ID: Meeting Date Meeting Status RHP CUSIP 78377T107 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J Bender Mgmt For For For 2 Elect E. K. Gaylord, II Mgmt For For For 3 Elect D. Ralph Horn Mgmt For For For 4 Elect Ellen R. Levine Mgmt For For For 5 Elect Patrick Q. Moore Mgmt For For For 6 Elect Robert S. Mgmt For For For Prather, Jr. 7 Elect Colin V. Reed Mgmt For For For 8 Elect Michael D. Rose Mgmt For For For 9 Elect Michael I. Roth Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Symantec Corporation Ticker Security ID: Meeting Date Meeting Status SYMC CUSIP 871503108 10/28/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael A. Brown Mgmt For For For 2 Elect Frank E. Dangeard Mgmt For For For 3 Elect Geraldine B. Mgmt For For For Laybourne 4 Elect David Mahoney Mgmt For For For 5 Elect Robert S. Miller Mgmt For For For 6 Elect Anita Sands Mgmt For For For 7 Elect Daniel H. Schulman Mgmt For For For 8 Elect V. Paul Unruh Mgmt For For For 9 Elect Suzanne Vautrinot Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ T. Rowe Price Group, Inc. Ticker Security ID: Meeting Date Meeting Status TROW CUSIP 74144T108 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Mark S. Bartlett Mgmt For For For 2 Elect Edward C. Bernard Mgmt For For For 3 Elect Mary K. Bush Mgmt For For For 4 Elect Donald B. Hebb, Mgmt For For For Jr. 5 Elect Freeman A. Mgmt For For For Hrabowski, III 6 Elect James A.C. Kennedy Mgmt For For For 7 Elect Robert F. Mgmt For For For MacLellan 8 Elect Brian C. Rogers Mgmt For For For 9 Elect Olympia J. Snowe Mgmt For For For 10 Elect Alfred Sommer Mgmt For For For 11 Elect Dwight S. Taylor Mgmt For For For 12 Elect Anne Marie Mgmt For For For Whittemore 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Tetra Tech, Inc. Ticker Security ID: Meeting Date Meeting Status TTEK CUSIP 88162G103 03/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Dan L. Batrack Mgmt For For For 1.2 Elect Hugh M. Grant Mgmt For Withhold Against 1.3 Elect Patrick C. Haden Mgmt For Withhold Against 1.4 Elect J. Christopher Mgmt For For For Lewis 1.5 Elect Kimberly E. Mgmt For For For Ritrievi 1.6 Elect Albert E. Smith Mgmt For For For 1.7 Elect J. Kenneth Mgmt For For For Thompson 1.8 Elect Richard H. Truly Mgmt For For For 1.9 Elect Kristen M. Volpi Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 2015 Equity Mgmt For For For Compensation Plan 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Universal Technical Institute, Inc. Ticker Security ID: Meeting Date Meeting Status UTI CUSIP 913915104 02/18/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William J. Mgmt For For For Lennox, Jr. 2 Elect Roger S. Penske Mgmt For For For 3 Elect John C. White Mgmt For For For 4 Elect Linda J. Srere Mgmt For For For ________________________________________________________________________________ UTi Worldwide Inc. Ticker Security ID: Meeting Date Meeting Status UTIW CUSIP G87210103 06/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Brian D. Belchers Mgmt For Against Against 2 Elect Roger I. Mgmt For For For MacFarlane 3 Elect Joshua D. Paulson Mgmt For For For 4 Approval of the 2015 Mgmt For Against Against Long-Term Incentive Plan 5 Approval of the Mgmt For For For Executive Cash Bonus Plan 6 Advisory Vote on Mgmt For For For Executive Compensation 7 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Western Union Company Ticker Security ID: Meeting Date Meeting Status WU CUSIP 959802109 05/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Hikmet Ersek Mgmt For For For 2 Elect Richard A. Goodman Mgmt For For For 3 Elect Jack M. Greenberg Mgmt For For For 4 Elect Betsy D. Holden Mgmt For For For 5 Elect Jeffrey A. Joerres Mgmt For For For 6 Elect Linda Fayne Mgmt For For For Levinson 7 Elect Roberto G. Mendoza Mgmt For For For 8 Elect Michael A. Miles, Mgmt For For For Jr. 9 Elect Robert W. Selander Mgmt For For For 10 Elect Frances Fragos Mgmt For For For Townsend 11 Elect Solomon D. Mgmt For For For Trujillo 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Approval of the 2015 Mgmt For For For Long-Term Incentive Plan 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against For Against Regarding Report on Political Spending 17 Shareholder Proposal ShrHoldr Against Against For Regarding Human Rights Committee ________________________________________________________________________________ Willis Group Holdings PLC Ticker Security ID: Meeting Date Meeting Status WSH CUSIP G96666105 06/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Dominic Casserley Mgmt For For For 2 Elect Anna C. Catalano Mgmt For For For 3 Elect Sir Roy Gardner Mgmt For For For 4 Elect Sir Jeremy Hanley Mgmt For For For 5 Elect Robyn S. Kravit Mgmt For For For 6 Elect Wendy E. Lane Mgmt For For For 7 Elect Francisco Luzon Mgmt For For For Lopez 8 Elect James F. McCann Mgmt For For For 9 Elect Jaymin Patel Mgmt For For For 10 Elect Douglas B. Roberts Mgmt For For For 11 Elect Michael Somers Mgmt For For For 12 Elect Jeffrey W. Ubben Mgmt For For For 13 Appointment of Auditor Mgmt For For For and Authority to Set Fees 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Authority to Issue Mgmt For For For Shares 16 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 17 Authority to Set Mgmt For For For Meeting Location ________________________________________________________________________________ Willis Group Holdings Plc Ticker Security ID: Meeting Date Meeting Status WSH CUSIP G96666105 07/23/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Election of Director: Mgmt For For For Dominic Casserley 2 Election of Director: Mgmt For For For Anna C. Catalano 3 Election of Director: Mgmt For For For Sir Roy Gardner 4 Election of Director: Mgmt For For For Sir Jeremy Hanley 5 Election of Director: Mgmt For For For Robyn S. Kravit 6 Election of Director: Mgmt For For For Wendy E. Lane 7 Election of Director: Mgmt For For For Francisco Luzon 8 Election of Director: Mgmt For For For James F. McCann 9 Election of Director: Mgmt For For For Jaymin Patel 10 Election of Director: Mgmt For For For Douglas B. Roberts 11 Election of Director: Mgmt For For For Michael J. Somers 12 Election of Director: Mgmt For For For Jeffrey W. Ubben 13 Ratify Appointment of Mgmt For For For Independent Auditors 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amend Stock Mgmt For For For Compensation Plan 16 Authorize Directors to Mgmt For For For Repurchase Shares 17 Authorize Co to Carry Mgmt For For For Out Rights Issues/Ltd Issuances w/o Preemptive Rights 18 Miscellaneous Corporate Mgmt For For For Actions ________________________________________________________________________________ Zimmer Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status ZMH CUSIP 98956P102 05/05/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Christopher B. Mgmt For For For Begley 2 Elect Betsy J. Bernard Mgmt For For For 3 Elect Paul M. Bisaro Mgmt For For For 4 Elect Gail K. Boudreaux Mgmt For For For 5 Elect David C. Dvorak Mgmt For For For 6 Elect Michael J. Farrell Mgmt For For For 7 Elect Larry C. Glasscock Mgmt For For For 8 Elect Robert A. Hagemann Mgmt For For For 9 Elect Arthur J. Higgins Mgmt For For For 10 Elect Cecil B. Pickett Mgmt For For For 11 Amendment to the Stock Mgmt For For For Plan for Non-Employee Directors 12 Amendment to the Mgmt For For For Deferred Compensation Plan for Non-Employee Directors 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For Registrant : Sterling Capital Funds Fund Name : STERLING CAPITAL SPECIAL OPPORTUNITIES FUND ________________________________________________________________________________ Activision Blizzard, Inc. Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP 00507V109 06/03/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert J. Corti Mgmt For Against Against 2 Elect Brian G. Kelly Mgmt For For For 3 Elect Robert A. Kotick Mgmt For For For 4 Elect Barry Meyer Mgmt For For For 5 Elect Robert J. Morgado Mgmt For Against Against 6 Elect Peter Nolan Mgmt For Against Against 7 Elect Richard Sarnoff Mgmt For For For 8 Elect Elaine P. Wynn Mgmt For Against Against 9 Advisory Vote on Mgmt For Against Against Executive Compensation 10 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Akamai Technologies, Inc. Ticker Security ID: Meeting Date Meeting Status AKAM CUSIP 00971T101 05/13/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect George H. Conrades Mgmt For For For 2 Elect Jill A. Greenthal Mgmt For Against Against 3 Elect F. Thomson Mgmt For For For Leighton 4 Amendment to the 2013 Mgmt For For For Stock Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation 6 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ American Campus Communities, Inc. Ticker Security ID: Meeting Date Meeting Status ACC CUSIP 024835100 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Bayless, Jr. 2 Elect R.D. Burck Mgmt For For For 3 Elect G. Steven Dawson Mgmt For For For 4 Elect Cydney Donnell Mgmt For For For 5 Elect Dennis G. Lopez Mgmt For For For 6 Elect Edward Lowenthal Mgmt For For For 7 Elect Oliver Luck Mgmt For For For 8 Elect C. Patrick Oles Mgmt For For For Jr. 9 Elect Winston W. Walker Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP 037833100 03/10/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Timothy D. Cook Mgmt For For For 2 Elect Albert A. Gore, Mgmt For For For Jr. 3 Elect Robert A. Iger Mgmt For For For 4 Elect Andrea Jung Mgmt For For For 5 Elect Arthur D. Levinson Mgmt For For For 6 Elect Ronald D. Sugar Mgmt For For For 7 Elect Sue Wagner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Amendment to the Mgmt For For For Employee Stock Purchase Plan 11 Shareholder Proposal ShrHoldr Against Against For Regarding Renewable Energy and Climate Change Policy Risk 12 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access ________________________________________________________________________________ Cabot Oil & Gas Corporation Ticker Security ID: Meeting Date Meeting Status COG CUSIP 127097103 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Rhys J. Best Mgmt For For For 2 Elect Dan O. Dinges Mgmt For For For 3 Elect James R. Gibbs Mgmt For For For 4 Elect Robert L. Keiser Mgmt For For For 5 Elect Robert Kelley Mgmt For For For 6 Elect W. Matt Ralls Mgmt For For For 7 Ratification of Auditor Mgmt For For For 8 Advisory Vote on Mgmt For For For Executive Compensation 9 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 10 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access ________________________________________________________________________________ Capital One Financial Corporation Ticker Security ID: Meeting Date Meeting Status COF CUSIP 14040H105 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard D. Mgmt For For For Fairbank 2 Elect Patrick W. Gross Mgmt For For For 3 Elect Ann Fritz Hackett Mgmt For For For 4 Elect Lewis Hay, III Mgmt For For For 5 Elect Benjamin P. Mgmt For For For Jenkins, III 6 Elect Pierre E. Leroy Mgmt For For For 7 Elect Peter E. Raskind Mgmt For For For 8 Elect Mayo A. Shattuck Mgmt For For For III 9 Elect Bradford H. Warner Mgmt For For For 10 Elect Catherine G. West Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Management Proposal Mgmt For For For Regarding Right to Call a Special Meeting 14 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Call a Special Meeting ________________________________________________________________________________ CBRE Group Inc. Ticker Security ID: Meeting Date Meeting Status CBG CUSIP 12504L109 05/15/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Richard C. Blum Mgmt For For For 1.2 Elect Brandon B. Boze Mgmt For For For 1.3 Elect Curtis F. Feeny Mgmt For For For 1.4 Elect Bradford M. Mgmt For For For Freeman 1.5 Elect Michael Kantor Mgmt For For For 1.6 Elect Frederic V. Malek Mgmt For For For 1.7 Elect Robert E. Sulentic Mgmt For For For 1.8 Elect Laura D'Andrea Mgmt For For For Tyson 1.9 Elect Gary L. Wilson Mgmt For For For 1.10 Elect Ray Wirta Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Executive Incentive Plan ________________________________________________________________________________ Check Point Software Technologies Ltd. Ticker Security ID: Meeting Date Meeting Status CHKP CUSIP M22465104 06/09/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Gil Shwed Mgmt For For For 2 Elect Marius Nacht Mgmt For For For 3 Elect Jerry Ungerman Mgmt For For For 4 Elect Dan Propper Mgmt For For For 5 Elect David Rubner Mgmt For Abstain Against 6 Elect Tal Shavit Mgmt For For For 7 Elect Yoav Chelouche Mgmt For For For 8 Elect Guy Gecht Mgmt For For For 9 Appointment of Auditor Mgmt For For For 10 Amendment to Employee Mgmt For For For Stock Purchase Plan 11 Approval of Liability Mgmt For For For Insurance Coverage of Directors and Officers 12 Approval of Mgmt For Against Against Compensation to the Chairman and CEO 13 Authorization of Mgmt For Against Against Chairman to Serve as CEO 14 Declaration of Material Mgmt N/A Against N/A Interest 15 Declaration of Material Mgmt N/A Against N/A Interest 16 Declaration of Material Mgmt N/A Against N/A Interest ________________________________________________________________________________ Cisco Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CSCO CUSIP 17275R102 11/20/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carol A. Bartz Mgmt For For For 2 Elect M. Michele Burns Mgmt For For For 3 Elect Michael D. Mgmt For For For Capellas 4 Elect John T. Chambers Mgmt For For For 5 Elect Brian L. Halla Mgmt For For For 6 Elect John L. Hennessy Mgmt For Against Against 7 Elect Kristina M. Mgmt For For For Johnson 8 Elect Roderick C. Mgmt For For For McGeary 9 Elect Arun Sarin Mgmt For For For 10 Elect Steven M. West Mgmt For For For 11 Amendment to the Mgmt For For For Employee Stock Purchase Plan 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against Against For Regarding Formation of a Public Policy Committee of the Board 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 16 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Citrix Systems, Inc. Ticker Security ID: Meeting Date Meeting Status CTXS CUSIP 177376100 05/28/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Thomas F. Bogan Mgmt For For For 2 Elect Robert M. Mgmt For For For Calderoni 3 Elect Nanci E. Caldwell Mgmt For For For 4 Elect Robert D. Daleo Mgmt For For For 5 Elect Murray J. Demo Mgmt For For For 6 Elect Francis deSouza Mgmt For For For 7 Elect Asiff S. Hirji Mgmt For For For 8 2015 Employee Stock Mgmt For For For Purchase Plan 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Comcast Corporation Ticker Security ID: Meeting Date Meeting Status CMCSA CUSIP 20030N101 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Kenneth J. Bacon Mgmt For For For 1.2 Elect Sheldon M. Mgmt For For For Bonovitz 1.3 Elect Edward D. Breen Mgmt For For For 1.4 Elect Joseph J. Collins Mgmt For Withhold Against 1.5 Elect J. Michael Cook Mgmt For For For 1.6 Elect Gerald L. Hassell Mgmt For Withhold Against 1.7 Elect Jeffrey A. Mgmt For For For Honickman 1.8 Elect Eduardo G. Mestre Mgmt For For For 1.9 Elect Brian L. Roberts Mgmt For For For 1.10 Elect Ralph J. Roberts Mgmt For For For 1.11 Elect Johnathan A. Mgmt For For For Rodgers 1.12 Elect Judith Rodin Mgmt For Withhold Against 2 Ratification of Auditor Mgmt For For For 3 Amendment to the 2006 Mgmt For For For Cash Bonus Plan 4 Shareholder Proposal ShrHoldr Against Against For Regarding Lobbying Report 5 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 6 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization ________________________________________________________________________________ EBay Inc. Ticker Security ID: Meeting Date Meeting Status EBAY CUSIP 278642103 05/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Fred D. Anderson Mgmt For For For 2 Elect Anthony J. Bates Mgmt For For For 3 Elect Edward W. Barnholt Mgmt For For For 4 Elect Jonathan Mgmt For For For Christodoro 5 Elect Scott D. Cook Mgmt For For For 6 Elect John J. Donahoe Mgmt For For For 7 Elect David Dorman Mgmt For For For 8 Elect Bonnie S. Hammer Mgmt For For For 9 Elect Gail J. McGovern Mgmt For For For 10 Elect Kathleen C. Mitic Mgmt For For For 11 Elect David M. Moffett Mgmt For For For 12 Elect Pierre M. Omidyar Mgmt For For For 13 Elect Thomas J. Tierney Mgmt For For For 14 Elect Perry M. Traquina Mgmt For For For 15 Elect Frank D. Yeary Mgmt For For For 16 Advisory Vote on Mgmt For For For Executive Compensation 17 Amendment to Incentive Mgmt For For For Plan 18 Ratification of Auditor Mgmt For For For 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 21 Shareholder Proposal ShrHoldr Against Against For Regarding Gender Pay Equity Report ________________________________________________________________________________ EOG Resources, Inc. Ticker Security ID: Meeting Date Meeting Status EOG CUSIP 26875P101 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Janet F. Clark Mgmt For For For 2 Elect Charles R. Crisp Mgmt For For For 3 Elect James C. Day Mgmt For For For 4 Elect H. Leighton Mgmt For For For Steward 5 Elect Donald F. Textor Mgmt For For For 6 Elect William R. Thomas Mgmt For For For 7 Elect Frank G. Wisner Mgmt For For For 8 Ratification of Auditor Mgmt For For For 9 Advisory Vote on Mgmt For For For Executive Compensation 10 Shareholder Proposal ShrHoldr Against For Against Regarding Proxy Access 11 Shareholder Proposal ShrHoldr Against Against For Regarding Methane Emissions Reporting and Reduction Target ________________________________________________________________________________ Expeditors International Of Washington, Inc. Ticker Security ID: Meeting Date Meeting Status EXPD CUSIP 302130109 05/21/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert R. Wright Mgmt For Against Against 2 Elect Mark A. Emmert Mgmt For For For 3 Elect Dan P. Mgmt For For For Kourkoumelis 4 Elect Michael J. Malone Mgmt For Against Against 5 Elect Richard B. McCune Mgmt For For For 6 Elect John W. Meisenbach Mgmt For Against Against 7 Elect Jeffrey S. Musser Mgmt For For For 8 Elect Liane J. Pelletier Mgmt For For For 9 Elect James L.K. Wang Mgmt For For For 10 Elect Tay Yoshitani Mgmt For For For 11 Advisory Vote on Mgmt For Against Against Executive Compensation 12 2015 Stock Option Plan Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Management Proposal Mgmt For For For Regarding Proxy Access 15 Shareholder Proposal ShrHoldr Against Against For Regarding Proxy Access 16 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans 17 Shareholder Proposal ShrHoldr Against For Against Regarding Compensation in the Event of a Change in Control 18 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Retirement 19 Shareholder Proposal ShrHoldr Against Against For Regarding Recoupment of Unearned Bonuses ________________________________________________________________________________ Ford Motor Company Ticker Security ID: Meeting Date Meeting Status F CUSIP 345370860 05/14/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen G. Butler Mgmt For For For 2 Elect Kimberly A. Mgmt For For For Casiano 3 Elect Anthony F. Mgmt For For For Earley, Jr. 4 Elect Mark Fields Mgmt For For For 5 Elect Edsel B. Ford II Mgmt For Against Against 6 Elect William Clay Mgmt For For For Ford, Jr. 7 Elect James P. Hackett Mgmt For For For 8 Elect James H. Hance, Mgmt For For For Jr. 9 Elect William W. Helman Mgmt For For For IV 10 Elect Jon M. Huntsman, Mgmt For For For Jr. 11 Elect William E. Kennard Mgmt For For For 12 Elect John C. Lechleiter Mgmt For For For 13 Elect Ellen R. Marram Mgmt For For For 14 Elect Gerald L. Shaheen Mgmt For Against Against 15 Elect John L. Thornton Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Advisory Vote on Mgmt For For For Executive Compensation 18 Shareholder Proposal ShrHoldr Against For Against Regarding Recapitalization 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Call a Special Meeting ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 03/27/2015 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Right to Adjourn Meeting Mgmt For For For ________________________________________________________________________________ Halliburton Company Ticker Security ID: Meeting Date Meeting Status HAL CUSIP 406216101 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Abdulaziz F. Al Mgmt For For For Khayyal 2 Elect Alan M. Bennett Mgmt For For For 3 Elect James R. Boyd Mgmt For For For 4 Elect Milton Carroll Mgmt For Against Against 5 Elect Nance K. Dicciani Mgmt For For For 6 Elect Murry S. Gerber Mgmt For For For 7 Elect Jose C. Grubisich Mgmt For For For 8 Elect David J. Lesar Mgmt For For For 9 Elect Robert A. Malone Mgmt For For For 10 Elect J. Landis Martin Mgmt For For For 11 Elect Jeffrey A. Miller Mgmt For For For 12 Elect Debra L. Reed Mgmt For For For 13 Ratification of Auditor Mgmt For For For 14 Advisory Vote on Mgmt For For For Executive Compensation 15 Amendment to the Stock Mgmt For For For and Incentive Plan 16 Amendment to the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ HCA Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HCA CUSIP 40412C101 04/30/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect R. Milton Johnson Mgmt For For For 1.2 Elect Robert J. Dennis Mgmt For For For 1.3 Elect Nancy-Ann DeParle Mgmt For For For 1.4 Elect Thomas F. Frist Mgmt For For For III 1.5 Elect William R. Frist Mgmt For For For 1.6 Elect Ann H. Lamont Mgmt For For For 1.7 Elect Jay O. Light Mgmt For For For 1.8 Elect Geoffrey G. Meyers Mgmt For For For 1.9 Elect Michael W. Mgmt For For For Michelson 1.10 Elect Wayne J. Riley Mgmt For For For 1.11 Elect John W. Rowe Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Intuit Inc. Ticker Security ID: Meeting Date Meeting Status INTU CUSIP 461202103 01/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William V. Mgmt For For For Campbell 2 Elect Scott D. Cook Mgmt For For For 3 Elect Richard Dalzell Mgmt For For For 4 Elect Diane B. Greene Mgmt For For For 5 Elect Edward A. Kangas Mgmt For For For 6 Elect Suzanne Nora Mgmt For For For Johnson 7 Elect Dennis D. Powell Mgmt For For For 8 Elect Brad D. Smith Mgmt For For For 9 Elect Jeff Weiner Mgmt For For For 10 Ratification of Auditor Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the Mgmt For For For Employee Stock Purchase Plan ________________________________________________________________________________ J.B. Hunt Transport Services, Inc. Ticker Security ID: Meeting Date Meeting Status JBHT CUSIP 445658107 04/23/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Douglas G. Duncan Mgmt For For For 2 Elect Francesca M. Mgmt For For For Edwardson 3 Elect Wayne Garrison Mgmt For For For 4 Elect Sharilyn S. Mgmt For For For Gasaway 5 Elect Gary C. George Mgmt For For For 6 Elect Bryan Hunt Mgmt For Against Against 7 Elect Coleman H. Mgmt For For For Peterson 8 Elect John N. Roberts Mgmt For For For III 9 Elect James L. Robo Mgmt For For For 10 Elect Kirk Thompson Mgmt For For For 11 Elect John A. White Mgmt For For For 12 Ratification of Auditor Mgmt For For For 13 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting and Reducing Greenhouse Gas Emissions ________________________________________________________________________________ Lennar Corporation Ticker Security ID: Meeting Date Meeting Status LEN CUSIP 526057104 04/08/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Irving Bolotin Mgmt For For For 1.2 Elect Steven L. Gerard Mgmt For Withhold Against 1.3 Elect Theron I. Gilliam Mgmt For For For 1.4 Elect Sherrill W. Hudson Mgmt For For For 1.5 Elect Sidney Lapidus Mgmt For For For 1.6 Elect Teri P. McClure Mgmt For For For 1.7 Elect Stuart A. Miller Mgmt For For For 1.8 Elect Armando J. Olivera Mgmt For For For 1.9 Elect Jeffrey A. Mgmt For For For Sonnenfeld 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ Mednax, Inc. Ticker Security ID: Meeting Date Meeting Status MD CUSIP 58502B106 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Cesar L. Alvarez Mgmt For Withhold Against 1.2 Elect Karey D. Barker Mgmt For For For 1.3 Elect Waldemar A. Carlo Mgmt For For For 1.4 Elect Michael B. Mgmt For For For Fernandez 1.5 Elect Paul G. Gabos Mgmt For For For 1.6 Elect Pascal J. Mgmt For For For Goldschmidt 1.7 Elect Manuel Kadre Mgmt For For For 1.8 Elect Roger J. Medel Mgmt For For For 1.9 Elect Donna E. Shalala Mgmt For For For 1.10 Elect Enrique J. Sosa Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Mondelez International Inc. Ticker Security ID: Meeting Date Meeting Status MDLZ CUSIP 609207105 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Stephen F. Mgmt For For For Bollenbach 2 Elect Lewis W.K. Booth Mgmt For For For 3 Elect Lois D. Juliber Mgmt For For For 4 Elect Mark D. Ketchum Mgmt For For For 5 Elect Jorge S. Mesquita Mgmt For For For 6 Elect Joseph Neubauer Mgmt For For For 7 Elect Nelson Peltz Mgmt For For For 8 Elect Fredric G. Mgmt For For For Reynolds 9 Elect Irene B. Rosenfeld Mgmt For For For 10 Elect Patrick Siewert Mgmt For For For 11 Elect Ruth J. Simmons Mgmt For For For 12 Elect Jean-Francois M. Mgmt For For For L. van Boxmeer 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on the Use of Non-Recyclable Packaging ________________________________________________________________________________ Myriad Genetics, Inc. Ticker Security ID: Meeting Date Meeting Status MYGN CUSIP 62855J104 12/04/2014 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Walter Gilbert Mgmt For For For 1.2 Elect Dennis H. Langer Mgmt For Withhold Against 1.3 Elect Lawrence C. Best Mgmt For For For 2 Amendment to the 2010 Mgmt For Against Against Employee, Director and Consultant Equity Incentive Plan 3 Ratification of Auditor Mgmt For For For 4 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ NCR Corporation Ticker Security ID: Meeting Date Meeting Status NCR CUSIP 62886E108 04/22/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect William R. Nuti Mgmt For For For 1.2 Elect Gary J. Daichendt Mgmt For For For 1.3 Elect Robert P. DeRodes Mgmt For For For 1.4 Elect Richard T. McGuire Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Amendment to the Mgmt For For For Economic Profit Plan 5 Elimination of Mgmt For For For Supermajority Requirement 6 Repeal of Classified Mgmt For For For Board 7 Transaction of Other Mgmt For Against Against Business ________________________________________________________________________________ Nielsen N.V. Ticker Security ID: Meeting Date Meeting Status NLSN CUSIP N63218106 06/26/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Amendment of Articles Mgmt For For For in Connection With the Merger 2 Change of Incorporation Mgmt For For For from the Netherlands to the UK 3 Accounts and Reports Mgmt For For For 4 Ratification of Board Mgmt For For For Acts 5 Elect James A. Attwood, Mgmt For For For Jr. 6 Elect Dwight M. Barns Mgmt For For For 7 Elect David L. Calhoun Mgmt For For For 8 Elect Karen M. Hoguet Mgmt For For For 9 Elect James M. Kilts Mgmt For For For 10 Elect Harish M. Manwani Mgmt For For For 11 Elect Kathryn V. Mgmt For For For Marinello 12 Elect Alexander Navab Mgmt For For For 13 Elect Robert C. Pozen Mgmt For For For 14 Elect Vivek Y. Ranadive Mgmt For For For 15 Elect Javier G. Teruel Mgmt For For For 16 Ratification of Auditor Mgmt For For For 17 Appointment of Auditor Mgmt For For For for the Dutch Annual Accounts 18 Authority to Repurchase Mgmt For For For Shares 19 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ PulteGroup, Inc. Ticker Security ID: Meeting Date Meeting Status PHM CUSIP 745867101 05/06/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Brian P. Anderson Mgmt For For For 1.2 Elect Bryce Blair Mgmt For For For 1.3 Elect Richard J. Dugas, Mgmt For For For Jr. 1.4 Elect Thomas J. Folliard Mgmt For For For 1.5 Elect Cheryl W. Grise Mgmt For For For 1.6 Elect Andre J. Hawaux Mgmt For For For 1.7 Elect Debra J. Mgmt For For For Kelly-Ennis 1.8 Elect Patrick J. O'Leary Mgmt For For For 1.9 Elect James J. Postl Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Shareholder Proposal ShrHoldr Against Against For Regarding Performance-Based Equity Compensation ________________________________________________________________________________ Ryman Hospitality Properties Inc. Ticker Security ID: Meeting Date Meeting Status RHP CUSIP 78377T107 05/07/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Michael J Bender Mgmt For For For 2 Elect E. K. Gaylord, II Mgmt For For For 3 Elect D. Ralph Horn Mgmt For For For 4 Elect Ellen R. Levine Mgmt For For For 5 Elect Patrick Q. Moore Mgmt For For For 6 Elect Robert S. Mgmt For For For Prather, Jr. 7 Elect Colin V. Reed Mgmt For For For 8 Elect Michael D. Rose Mgmt For For For 9 Elect Michael I. Roth Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ UnitedHealth Group Incorporated Ticker Security ID: Meeting Date Meeting Status UNH CUSIP 91324P102 06/01/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William C. Mgmt For For For Ballard, Jr. 2 Elect Edson Bueno Mgmt For For For 3 Elect Richard T. Burke Mgmt For For For 4 Elect Robert J. Darretta Mgmt For For For 5 Elect Stephen J. Hemsley Mgmt For For For 6 Elect Michele J. Hooper Mgmt For For For 7 Elect Rodger A. Lawson Mgmt For For For 8 Elect Glenn M. Renwick Mgmt For For For 9 Elect Kenneth I. Shine Mgmt For For For 10 Elect Gail R. Wilensky Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Amendment to the 2011 Mgmt For For For Stock Incentive Plan 13 Reincorporation from Mgmt For Against Against Minnesota to Delaware 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Board Chairman ________________________________________________________________________________ Verisk Analytics, Inc. Ticker Security ID: Meeting Date Meeting Status VRSK CUSIP 92345Y106 05/20/2015 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect J. Hyatt Brown Mgmt For For For 1.2 Elect Samuel G. Liss Mgmt For For For 1.3 Elect Therese M. Vaughan Mgmt For For For 1.4 Elect Bruce Hansen Mgmt For For For 2 Amendment to Company's Mgmt For For For Bylaws to Implement Majority Vote for Election of Directors 3 Amend governing Mgmt For For For documents to eliminate references to Class B common stock, and rename the Class A common stock 4 Advisory Vote on Mgmt For For For Executive Compensation 5 Ratification of Auditor Mgmt For For For SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant Sterling Capital Funds By (Signature and Title)* /s/ James T. Gillespie ----------------------------- James T. Gillespie, President (principal executive officer) Date August 14, 2015 * Print the name and title of each signing officer under his or her signature.