X0101 N-CEN LIVE 0000889284 XXXXXXXX false false false N-1A true Sterling Capital Funds 811-06719 0000889284 54930017VPAACVI5ZX74 3605 Glenwood Avenue Suite 100 Raleigh 27612 US-NC US (800) 228-1872 BNY Mellon Investment Servicing (US) Inc. 301 Bellevue Parkway Wilmington 19809 (302)-791-1700 Records related to its functions as transfer agent U.S. Bank National Association 425 Walnut Street Cincinnati 45202 513-632-4234 Records related to its functions as custodian Sterling Capital Funds 3605 Glenwood Avenue Suite 100 Raleigh 27612 800-228-1872 Records related to its function as registrant Sterling Capital Management LLC 4350 Congress Street Suite 1000 Charlotte 28209 704-372-8670 Records related to its function as investment adviser and administrator Ropes & Gray LLP Prudential Tower 800 Boylston Street Boston 02199-3600 617-951-7000 Records related to its functions as counsel Sterling Capital Distributors,LLC 899 Cassatt Road 400 Berwyn Park, Suite 110 Berwyn 19312 866-251-6920 Records related to its functions as distributor The Bank of New York Mellon 301 Bellevue Parkway Wilmington 19809 800-441-9800 Records related to its function as fund accountant and sub-administrator Y N N N-1A 25 Y Alan G. Priest N/A N James L. Roberts N/A N Alexander W. McAlister 001465894 Y Douglas R. Van Scoy N/A N Laura C. Bingham N/A N Drew T. Kagan N/A N Charles A. Durham 004645491 4350 Congress Street Suite 1000 Charlotte 28209 XXXXXX Y N N N N N Sterling Capital Distributors, LLC 008-52396 000103934 N/A N N KPMG LLP 185 5493003PVCIGA21K0K42 N N N N N N Sterling Capital Behavioral Large Cap Value Equity Fund S000003536 5493008GELKJAG3YEH65 Y 4 1 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 127870.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 233.000000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 30209.000000000000 ITG, INC. 008-44218 000029299 549300S41SMIODVIT266 200.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 99.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 107.000000000000 158718.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 67674872.000000000000 67674872.000000000000 Y 314018270.950000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Kentucky Intermediate Tax-Free Fund S000003559 549300LKP327LLO18298 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 SWBC INVESTMENT SERVICES, LLC 008-66764 000133715 N/A 579180.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 818552.000000000000 FIFTH THIRD BANK N/A N/A QFROUN1UWUYU0DVIWD51 728237.000000000000 PIPER JAFFRAY & CO. 008-15204 000000665 549300GRQCWQ3XGH0H10 272508.000000000000 M&T Securities, Inc. 008-35185 000017358 254900VRUF9FN7AZI864 207940.000000000000 Mesirow Financial Inc. 008-28816 000002764 549300BIV46SUHPOFE54 861193.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 581512.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 4786458.000000000000 OPPENHEIMER & CO., INC. 008-4077 000000249 254900VH02JQR2L8XD64 611402.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 386841.000000000000 9833822.000000000000 N 12086999.420000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital West Virginia Intermediate Tax-Free Fund S000003552 5493007WQB2TXE5EX752 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 B. C. Ziegler and Company 008-00094 000000061 N/A 1504033.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 2788740.000000000000 PIPER JAFFRAY & CO. 008-15204 000000665 549300GRQCWQ3XGH0H10 7984178.000000000000 M&T Securities, Inc. 008-35185 000017358 254900VRUF9FN7AZI864 1712851.000000000000 Middlegate Securities Ltd 008-39031 000021544 549300ZVONUQ845QCH95 1225907.000000000000 RBC Capital Markets N/A N/A N/A 3312286.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 5243805.000000000000 WELLS FARGO SECURITIES LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 1601355.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 42162697.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2704060.000000000000 70239910.000000000000 N 85741126.380000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Behavioral Small Cap Value Equity Fund S000012930 549300PK01KOCOIROV16 Y 5 1 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 155875.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 1301.000000000000 WELLS FARGO SECURITIES, LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 138.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 5083.000000000000 ITG, INC. 008-44218 000029299 549300S41SMIODVIT266 282.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 1432.000000000000 164111.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 70158277.000000000000 70158277.000000000000 Y 230649425.480000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Equity Income Fund S000003555 549300OY0KEDTULD2318 Y 5 1 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Corporation N/A N/A 549300DRQQI75D2JP341 1530.000000000000 BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 7520.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 17412.000000000000 RBC Capital Markets N/A N/A N/A 25496.000000000000 WILLIAM BLAIR & COMPANY, LLC 008-02698 000001252 549300J0P7XYE8BMZ775 17032.000000000000 ROBERT W. BAIRD & CO. INC. 008-00497 000008158 549300772UJAHRD6LO53 13455.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 90350.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 17881.000000000000 STIFEL, NICOLAUS & CO INC 008-01447 000000793 5WUVMA08EYG4KEUPW589 15759.000000000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 12167.000000000000 J.P. MORGAN SECURITIES LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 15162.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 33756.000000000000 315698.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 506396332.000000000000 506396332.000000000000 Y 1605156428.140000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N Sterling Capital Short Duration Bond Fund S000003547 549300P0GHWWG707JA78 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 TD Securities (USA) LLC 008-36747 000018476 SUVUFHICNZMP2WKHG940 9884881.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 9899391.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 6563075.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 195275184.000000000000 SCOTIA CAPITAL (USA), INC. 008-03716 000002739 549300BLWPABP1VNME36 36663639.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 25560797.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 6958881.000000000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 6682489.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 9038694.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 8823944.000000000000 372366969.000000000000 N 102907484.360000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N Sterling Capital Maryland Intermediate Tax-Free Fund S000003540 549300DTZEBG5I4GL551 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 1710298.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1906233.000000000000 RBC Dain Rauscher N/A N/A N/A 828353.000000000000 PIPER JAFFRAY & CO. 008-15204 000000665 549300GRQCWQ3XGH0H10 2217156.000000000000 M&T Securities, Inc. 008-35185 000017358 254900VRUF9FN7AZI864 5704806.000000000000 Fidelity Capital Markets Inc N/A N/A N/A 584940.000000000000 Hutchinson Shockey Erley & Company 008-05761 000002261 N/A 445513.000000000000 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 472580.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 13665718.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 844065.000000000000 28379660.000000000000 N 21499166.360000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital South Carolina Intermediate Tax-Free Fund S000003545 549300K27C4VU3PLU623 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 9319840.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2708264.000000000000 M&T Securities, Inc. 008-35185 000017358 254900VRUF9FN7AZI864 2217602.000000000000 Fidelity Capital Markets Inc N/A N/A N/A 2542466.000000000000 PNC Capital Markets 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 2894024.000000000000 Hutchinson Shockey Erley & Company 008-05761 000002261 N/A 3201432.000000000000 Performance Trust Capital Partners LLC 008-47035 000036155 549300F8NR5Q23JRIY74 3260704.000000000000 Middlegate Securities Ltd 008-39031 000021544 549300ZVONUQ845QCH95 5122954.000000000000 Mesirow Financial Inc. 008-28816 000002764 549300BIV46SUHPOFE54 5522665.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 54556935.000000000000 91346886.000000000000 N 84825702.400000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Securitized Opportunities Fund S000033167 549300912JEZXXK10112 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 841597.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 1788730.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 2077987.000000000000 SunTrust Robinson Humphrey, Inc. 008-17212 000006271 CSVTK36R0PNGXEM7NS14 1015561.000000000000 TD Securities (USA) LLC 008-36747 000018476 SUVUFHICNZMP2WKHG940 644992.000000000000 RBC Capital Markets N/A N/A N/A 987789.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 25416939.000000000000 JANNEY MONTGOMERY SCOTT LLC 008-00462 000000463 549300QQRY1JCFQHYS08 767123.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 1185584.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 751799.000000000000 44015266.000000000000 N 38182957.170000000000 0.000000000000 Uncommitted 10000000.000000000000 N N N Sterling Capital Diversified Income Fund S000003546 549300GRWOFM5QBU1S05 Y 3 0 0 Fund of Funds N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 3.000000000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 321.000000000000 The Interstate Group N/A N/A N/A 103.000000000000 CREDIT SUISSE SECURITIES (USA) LLC 008-00422 000000816 1V8Y6QCX6YMJ2OELII46 71.000000000000 Cowen and Company, LLC 008-22522 000007616 549300WR155U7DVMIW58 211.000000000000 COWEN EXECUTION SERVICES LLC 008-46838 000035693 5493005RJDJD18OPUP27 6516.000000000000 Merrill Lynch, Pierce, Fenner & Smith Incorporated 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 462.000000000000 KNIGHT CAPITAL AMERICAS, L.P. 008-48311 000038599 N/A 366.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 27.000000000000 BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 137.000000000000 8217.000000000000 Sterling Capital Management LLC N/A 000135405 549300H8QJNF9O127E84 14486643.000000000000 Cowen and Company, LLC 008-22522 000007616 549300WR155U7DVMIW58 707401.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 12087613.000000000000 27281657.000000000000 Y 22903978.960000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Strategic Allocation Balanced Fund S000003554 549300IA3OUN11YWW573 Y 3 0 0 Fund of Funds N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 Sterling Capital Management LLC N/A 000135405 549300H8QJNF9O127E84 9475247.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 6505745.000000000000 15980992.000000000000 N 30176710.300000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital SMID Opportunities Fund S000055235 549300QVPIPKEN43VO20 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N Bloomberg L.P. 549300B56MD0ZC402L06 N ICE Data Services N/A N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 Instinet Corporation 008-23669 000007897 549300MGMN3RKMU8FT57 50177.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 8998064.000000000000 9048242.000000000000 Y 9264430.840000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Mid Value Fund S000003539 5493003AXSW9FCIQHS49 Y 5 1 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 B. Riley & Co., LLC 008-49016 000040355 549300AEVMODVBY3QS51 17034.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 18878.000000000000 RBC Capital Markets N/A N/A N/A 18537.000000000000 JEFFERIES LLC 008-15074 000002347 58PU97L1C0WSRCWADL48 19955.000000000000 EMPIRICAL RESEARCH PARTNERS, LLC 008-65590 000123520 N/A 30993.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 23467.000000000000 CANTOR FITZGERALD & CO. 008-00201 000000134 5493004J7H4GCPG6OB62 32669.000000000000 GOLDMAN SACHS & CO. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 38894.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 67118.000000000000 VIRTU AMERICAS LLC 008-68193 000149823 549300RA02N3BNSWBV74 39851.000000000000 459636.000000000000 J.P. MORGAN CHASE BANK N/A N/A N/A 1803095.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 736104.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 560321707.000000000000 562860906.000000000000 Y 703421268.920000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Total Return Bond Fund S000003549 549300C78F4HQ4ZBDC92 Y 5 1 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 NATWEST MARKETS SECURITIES INC. 008-37135 000011707 ZE2ZWJ5BTIQJ8M0C6K34 56786325.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 227440087.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 249605822.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 66289824.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 92465292.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 787218546.000000000000 STIFEL NICOLAUS & COMPANY INC. 008-01447 000000793 5WUVMA08EYG4KEUPW589 62640451.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 176708484.000000000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 63933971.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 84096741.000000000000 2393075888.000000000000 N 1160982044.170000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Virginia Intermediate Tax-Free Fund S000003551 549300UXC5B6ULFYCE96 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 DAVENPORT & CO. LLC 008-17103 000001588 254900GN2SAXJGLMS075 4276188.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 3548103.000000000000 Raymond James Morgan Keegan N/A N/A N/A 5377115.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 3608895.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 8500656.000000000000 THE BANK OF NEW YORK MELLON 008-35255 000112559 HPFHU0OQ28E4N0NFVK49 3956544.000000000000 WELLS FARGO SECURITIES LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 3043000.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 44483325.000000000000 STIFEL NICOLAUS & COMPANY INC. 008-01447 000000793 5WUVMA08EYG4KEUPW589 3011913.000000000000 ROBERT W BAIRD & CO. INC. 008-00497 000008158 549300772UJAHRD6LO53 2507535.000000000000 82313274.000000000000 N 90751215.070000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Corporate Fund S000033166 549300DHP01HRO3TZD61 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 1986822.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 2337724.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 4160548.000000000000 Goldman Sachs & Co. LLC 008-00129 000000361 FOR8UP27PHTHYVLBNG30 3233307.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 2408007.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 32399677.000000000000 STIFEL NICOLAUS & COMPANY INC. 008-01447 000000793 5WUVMA08EYG4KEUPW589 1803199.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 3100498.000000000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 1843299.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 2068208.000000000000 68084769.000000000000 N 28511937.070000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N Sterling Capital Ultra Short Bond Fund S000039047 5493003CGWDU62832881 Y 2 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 2970779.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 4349077.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 2963956.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 7989585.000000000000 FC Stone N/A N/A N/A 1861155.000000000000 TD Securities (USA) LLC 008-36747 000018476 SUVUFHICNZMP2WKHG940 7777092.000000000000 MarketAxess Corporation 008-50727 000044542 GPSMMRI21JE7ZCVYF972 7921723.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 81285608.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 3051428.000000000000 DEUTSCHE BANK SECURITIES, INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 1366505.000000000000 137416497.000000000000 N 38354538.990000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Stratton Small Cap Value Fund S000049657 5493006HLS4RP425YN02 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 201691.000000000000 BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 6344.000000000000 Scotia Howard Weil N/A N/A N/A 26215.000000000000 BlockCross N/A N/A N/A 723.000000000000 Boenning and Scattergood, Inc. 008-15543 000000100 2549005FER5A7K7II574 6133.000000000000 SUSQUEHANNA FINANCIAL GROUP, LLLP 008-44325 000035865 549300E8QX0ZMRDC2M81 11880.000000000000 Sandler, O'Neill & Partners, LP 008-40214 000023328 254900L3FGOOS5VBCH09 1700.000000000000 EVERCORE GROUP LLC 008-49830 000042405 5493008F0LRLS5N8LZ81 1350.000000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1181.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 13212.000000000000 270428.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 591864763.000000000000 591864763.000000000000 Y 1264996693.590000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Strategic Allocation Growth Fund S000003553 549300EU547Q60EYKG48 Y 3 0 0 Fund of Funds N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 Sterling Capital Management LLC N/A 000135405 549300H8QJNF9O127E84 8885106.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 4659364.000000000000 13544471.000000000000 N 23585407.450000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Stratton Mid Cap Value Fund S000049655 549300OHQQ7VE4KFSS91 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 7790.000000000000 BlockCross N/A N/A N/A 33.000000000000 Boenning and Scattergood, Inc. 008-15543 000000100 2549005FER5A7K7II574 280.000000000000 Sandler, O'Neill & Partners, LP 008-40214 000023328 254900L3FGOOS5VBCH09 3378.000000000000 CITIGROUP GLOBAL MARKETS, INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 800.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 300.000000000000 BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 589.000000000000 13170.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 22087668.000000000000 22087668.000000000000 Y 67698265.240000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Special Opportunities Fund S000003543 549300MT1F16BJKOK631 Y 5 1 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 17e-1 (17 CFR 270.17e-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 4920.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 DEUTSCHE BANK SECURITIES INC. 008-17822 000002525 9J6MBOOO7BECTDTUZW19 12992.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 45879.000000000000 RBC Capital Markets N/A N/A N/A 24713.000000000000 WILLIAM BLAIR & COMPANY, LLC 008-02698 000001252 549300J0P7XYE8BMZ775 11902.000000000000 ROBERT W. BAIRD & CO. INC. 008-00497 000008158 549300772UJAHRD6LO53 16542.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 104211.000000000000 MORGAN STANLEY & CO LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 16029.000000000000 Raymond James & Associates, Inc. 008-10999 000000705 U4ONQX15J3RO8XCKE979 13681.000000000000 J.P. Morgan Securities LLC 008-35008 000000079 ZBUT11V806EZRVTWT807 10758.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 18541.000000000000 341431.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 N1GZ7BBF3NP8GI976H15 509068085.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2174000.000000000000 511242085.000000000000 Y 1164501413.540000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Intermediate U.S. Government Fund S000003557 5493004IIF8E6ZHYLY36 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 SunTrust Robinson Humphrey, Inc. 008-17212 000006271 CSVTK36R0PNGXEM7NS14 1016446.000000000000 BARCLAYS CAPITAL, INC. 008-41342 000019714 AC28XWWI3WIBK2824319 904511.000000000000 INCAPITAL LLC 008-52081 000101420 254900XF92VANF1UCI97 1499250.000000000000 FC STONE N/A N/A N/A 803059.000000000000 INTL FCSTONE FINANCIAL INC. 008-51269 000045993 549300LNKU6K5TJCRG93 887785.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 22539212.000000000000 NOMURA SECURITIES INTERNATIONAL, INC. 008-15255 000004297 OXTKY6Q8X53C9ILVV871 2971303.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2140199.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 1077799.000000000000 BMO CAPITAL MARKETS CORP. 008-34344 000016686 RUC0QBLBRPRCU4W1NE59 1346439.000000000000 39764066.000000000000 N 20778056.890000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital North Carolina Intermediate Tax-Free Fund S000003541 549300SF50E7DIQZMX77 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 0.000000000000 Wells Fargo Clearing Services, LLC 008-37180 000019616 88KRVSOEKUGQZJ3DKW55 10485830.000000000000 CitiGroup Global Markets Inc. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 8177476.000000000000 M&T Securities, Inc. 008-35185 000017358 254900VRUF9FN7AZI864 4967266.000000000000 PNC Capital Markets 008-32493 000015647 7OGNSSLOQJ8U3B9Y5F18 5017287.000000000000 JEFFERIES LLC 008-15074 000002347 N/A 5759269.000000000000 HILLTOP SECURITIES INC. 008-45123 000006220 549300IXU82PMU6XZT45 12519291.000000000000 Merrill Lynch Professional Clearing Corp. 008-33359 000016139 549300PMHS66E71I2D34 8515561.000000000000 Loop Capital Markets LLC 008-50140 000043098 254900FPPM2WN90D4786 9339206.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 102414914.000000000000 MORGAN STANLEY & CO. LLC 008-15869 000008209 9R7GPTSO7KV3UQJZQ078 2995950.000000000000 170192049.000000000000 N 180119838.910000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Behavioral International Equity Fund S000047433 549300OJI06JGL750I66 Y 4 1 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y Y N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 008-33359 000016139 549300PMHS66E71I2D34 150.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 150.000000000000 Societe Generale Securities, Inc. N/A N/A N/A 111572.000000000000 111872.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 N1GZ7BBF3NP8GI976H15 20354550.000000000000 20354550.000000000000 Y 84296914.380000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N N Sterling Capital Stratton Real Estate Fund S000049656 549300NX7G6OIGTOXO24 Y 3 0 0 N/A N N N N N/A N/A N/A Rule 12d1-1 (17 CFR 270.12d1-1) Rule 22d-1 (17 CFR 270.22d-1) Rule 32a-4 (17 CFR 270.32a-4) Y N N N Sterling Capital Management LLC 801-64257 000135405 549300H8QJNF9O127E84 N BNY Mellon Investment Servicing (US) Inc. 084-01761 549300CFZQLI9QMJ1Z03 N N N Thomson Reuters Corporation 549300561UZND4C7B569 CA N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N ICE Data Services N/A N Bloomberg L.P. 549300B56MD0ZC402L06 N N U.S. Bank National Association 6BYL5QZYBDK8S7L73M02 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) N BNY Mellon Investment Servicing (US) Inc. 549300CFZQLI9QMJ1Z03 N N N Sterling Capital Management LLC 549300H8QJNF9O127E84 N N N BB&T Securities, LLC 008-67486 000142785 2549000IB2PRJ20M2Q93 0.000000000000 BB&T Corporation N/A N/A 549300DRQQI75D2JP341 0.000000000000 INSTINET, LLC 008-23669 000007897 549300MGMN3RKMU8FT57 19496.000000000000 BlockCross N/A N/A N/A 200.000000000000 Sandler, O'Neill & Partners, LP 008-40214 000023328 254900L3FGOOS5VBCH09 1800.000000000000 WELLS FARGO SECURITIES LLC 008-65876 000126292 VYVVCKR63DVZZN70PB21 8648.000000000000 LIQUIDNET, INC. 008-52461 000103987 213800HSKBBO1GCVRG79 1448.000000000000 BTIG, LLC 008-65473 000122225 549300GTG9PL6WO3EC51 682.000000000000 32274.000000000000 U.S. BANCORP INVESTMENTS, INC. 008-35359 000017868 H85Z6XZP8B10ES0M2G89 25990747.000000000000 25990747.000000000000 Y 92115415.140000000000 0.000000000000 Uncommitted 100000000.000000000000 N N N true