POS EX 1 lp1.htm POST-EFFECTIVE AMENDMENT NO. 39 lp1.htm - Generated by SEC Publisher for SEC Filing

 

                                                                                                                  File Nos.             333-48926
                                                                                                                                            811-6718

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

[X]

            Pre-Effective Amendment No.

[_]

            Post-Effective Amendment No. 39

[X]

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

[X]

            Amendment No. 39

[X]

 

(Check appropriate box or boxes.)

DREYFUS INVESTMENT GRADE FUNDS, INC.

(Exact Name of Registrant as Specified in Charter)

c/o The Dreyfus Corporation

200 Park Avenue, New York, New York 10166

(Address of Principal Executive Offices) (Zip Code)

 

            Registrant's Telephone Number, including Area Code:  (212) 922-6000

Michael A. Rosenberg, Esq.

200 Park Avenue

New York, New York 10166

(Name and Address of Agent for Service)

 

Copy To:

David Stephens, Esq.

Stroock & Stroock & Lavan LLP

80 Maiden Lane

New York, NY 10038

 

 

 

 

 

It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).

 

Explanatory Note

 

This Post-Effective Amendment consists of the following:

 

  1. Facing sheet of the Registration Statement.
  2. Part C to the Registration Statement (including signature page).
  3. Exhibit (n)(4) to Item 23 to the Registration Statement.

 

This Post-Effective Amendment is being filed solely to file revised Rule 18f-3 Plans as Exhibit (n)(4) to Item 23 to this Registration Statement on Form N-1A. The Rule 18f-3 plan has been revised to reflect changes with respect to eligibility requirements of Institutional shares for Dreyfus Inflation Adjusted Securities Fund.

 

Parts A and B of Dreyfus Inflation Adjusted Securities Fund were filed with Post-Effective Amendment No. 38 to the Registration Statement on Form N-1A filed on September 29, 2010 pursuant to Rule 485(a) under the Securities Act of 1933, as amended and are incorporated by reference herein.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DREYFUS INVESTMENT GRADE FUNDS, INC.

PART C. OTHER INFORMATION

Item 23.

Exhibits

 

(a)(1)

Registrant’s Articles of Incorporation are incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 7 to the Registration Statement on Form N-1A, filed on November 28, 1995. Registrant’s Articles Supplementary and Articles of Amendment are incorporated by reference to Exhibit (a) of Post-Effective Amendment No. 15 to the Registration Statement on Form N-1A, filed on May 2, 2001 and to Exhibit (a)(2) of Post-Effective Amendment No. 19 to the Registration Statement on Form N-1A, filed November 14, 2001.

 

(a)(2)

Registrant’s Articles Supplementary are incorporated by reference to Exhibit (a)(2) of Post-Effective Amendment No. 21 to the Registration Statement on Form N-1A, filed August 2, 2002.

 

(a)(3)

Articles Supplementary are incorporated by reference to Exhibit (a)(3) of Post-Effective Amendment No. 26 to the Registration Statement on Form N-1A, filed November 28, 2003.

 

(a)(4)

Articles of Amendment are incorporated by reference to Exhibit (a)(4) of Post-Effective Amendment No. 26 to the Registration Statement on Form N-1A, filed November 28, 2003.

 

(b)

Registrant’s By-Laws are incorporated by reference to Exhibit (b) of Post Effective Amendment No. 29 to the Registration Statement on Form N-1A, filed March 27, 2006.

 

(d)

Management Agreement is incorporated by reference to Exhibit (d) of Post- Effective Amendment No. 21 to the Registration Statement on Form N-1A, filed on August 2, 2002.

 

(e)(1)

Form of Distribution Agreement is incorporated by reference to Exhibit (e)(1) of Post-Effective Amendment No. 38 to the Registration Statement on Form N-1A, filed on September 29, 2010.

 

(e)(2)

Form of Service Agreement is incorporated by reference to Exhibit (e) of Post-Effective Amendment No. 14 to the Registration Statement on Form N-1A, filed on November 30, 2000.

 

(g)(1)

Custody Agreement between the Registrant and The Bank of New York is incorporated by reference to Exhibit (g) (1) of Post-Effective Amendment No. 35 to the Registration Statement on Form N-1A, filed on November 26, 2008.

 

(h)

Shareholder Services Plan is incorporated by reference to Exhibit (h) of Post-Effective Amendment No. 24 to the Registration Statement on Form N-1A, filed October 31, 2002.

 

 

 

 

(h)(1)

Amended and Restated Transfer Agency Agreement is incorporated by reference to Exhibit (h) (1) of Post-Effective Amendment No. 35 to the Registration Statement on Form N-1A, filed on November 26, 2008.

 

 

(i)

Opinion and consent of Registrant’s counsel is incorporated by reference to Exhibit (10) of Post-Effective Amendment No. 7 to the Registration Statement on Form N-1A, filed on November 28, 1995

 

(j)

Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 37 to the Registration Statement on Form N-1A, filed on November 24, 2009

 

(m)(1)

Service Plan is incorporated by reference to Exhibit (m) of Post-Effective Amendment No. 19 to the Registration Statement on Form N-1A, filed November 14, 2001.

 

(m)(2)

Distribution Plan is incorporated by reference to Exhibit (m)(2) of Post-Effective Amendment No. 30 to the Registration Statement on Form N-1A, filed on November 28, 2006.

 

(n)(1)

Rule 18f-3 Plan for Registrant’s series Dreyfus Institutional Yield Advantage Fund and Dreyfus Inflation Adjusted Securities Fund is incorporated by reference to Exhibit n(1) of Post-Effective Amendment No. 21 to the Registration Statement on Form N-1A, filed August 2, 2002.

 

(n)(2)

Rule 18f-3 Plan for Registrant’s series Dreyfus Premier Short Term Income Fund and Dreyfus Premier Yield Advantage Fund is incorporated by reference to Exhibit (n)(2) of Post-effective Amendment No. 29 to the Registration Statement on Form N-1A, filed March 27, 2006.

 

(n)(3)

Rule 18f-3 Plan for Registrant’s series Dreyfus Premier Intermediate Term Income Fund is incorporated by reference to Exhibit (n)(3) to Post-Effective Amendment No.34 to the Registration Statement on Form N-1A, filed August 5, 2008.

 

(n)(4)

Rule 18f-3 Plan for Registrant’s series Dreyfus Inflation Adjusted Securities Fund. *

 

(p)(1)

Code of Ethics is incorporated by reference to Exhibit (p)(1) of Post-Effective Amendment No. 35 to the Registration Statement on Form N-1A, filed on November 26, 2008.

 

 

(p)(2)

Code of Ethics for the Non-management Board Members of The Dreyfus Family of Funds is incorporated by reference to Exhibit (p)(2) of Post-Effective Amendment No. 38 to the Registration Statement on Form N-1A, filed on September 29, 2010.

 

* Filed herewith

 

 

 

 

Other Exhibits

 

(a)

Powers of Attorney of certain officers of Registrant, dated November 2, 2009  are incorporated by reference to Exhibit (a) of Other Exhibits of Post-Effective Amendment No. 38 to the Registration Statement on Form N-1A, filed on September 29, 2010.

 

(b)

Certificate of Assistant Secretary is incorporated by reference to Exhibit (b) of Other Exhibits of Post-Effective Amendment No. 38 to the Registration Statement on Form N-1A, filed on September 29, 2010.

 

 

Item 24.           Persons Controlled by or under Common Control with Registrant.

Not Applicable

Item 25.           Indemnification

The Registrant's charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant. The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys' fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant. These indemnification provisions are subject to applicable state law and to the limitation under the Investment Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office. Reference is hereby made to the following:

Article VII of the Registrant's Articles of Incorporation and any amendments thereto, Article VIII of Registrant's Amended and Restated Bylaws, Section 2-418 of the Maryland General Corporation Law and Section 1.11 of the Distribution Agreement.

 

Item 26.           Business and Other Connections of Investment Adviser.

The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser and manager for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts.  Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. Dreyfus Service Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer and distributor of other investment companies advised and administered by Dreyfus. Dreyfus Investment Advisors, Inc., another wholly-owned subsidiary, provides investment management services to various pension plans, institutions and individuals.

 

 

 

 


 

 

ITEM 26. Business and Other Connections of Investment Adviser (continued)
  Officers and Directors of Investment Adviser

Name and Position      
With Dreyfus Other Businesses Position Held Dates
 
 
Jonathan Baum MBSC Securities Corporation++ Chief Executive Officer 3/08 - Present
Chief Executive Officer   Chairman of the Board 3/08 - Present
and Chair of the Board   Director 6/07 - 3/08
    Executive Vice President 6/07 - 3/08
 
J. Charles Cardona MBSC Securities Corporation++ Director 6/07 - Present
President and Director   Executive Vice President 6/07 - Present
 
  Universal Liquidity Funds plc+ Director 4/06 - Present
 
Diane P. Durnin None    
Vice Chair and Director      
 
Phillip N. Maisano The Bank of New York Mellon ***** Senior Vice President 7/08 - Present
Director, Vice Chair and      
Chief Investment Officer      
 
  BNY Mellon, National Association + Senior Vice President 7/08 - Present
 
  Mellon Bank, N.A.+ Senior Vice President 4/06 - 6/08
 
  BNY Alcentra Group Holdings, Inc.++ Director 10/07 - Present
 
  BNY Mellon Investment Office GP LLC* Manager 4/07 - Present
 
  Mellon Global Alternative Investments Limited Director 8/06 - Present
  London, England    
 
  Pareto Investment Management Limited Director 4/08 - Present
  London, England    
 
  The Boston Company Asset Management NY, Manager 10/07 - Present
  LLC*    
 
  The Boston Company Asset Management, LLC* Manager 12/06 - Present
 
  Urdang Capital Management, Inc. Director 10/07 - Present
  630 West Germantown Pike, Suite 300    
  Plymouth Meeting, PA 19462    
 
  Urdang Securities Management, Inc. Director 10/07 - Present
  630 West Germantown Pike, Suite 300    
  Plymouth Meeting, PA 19462    
 
  EACM Advisors LLC Chairman of Board 8/04 - Present
  200 Connecticut Avenue    
  Norwalk, CT 06854-1940    

C-3


Name and Position      
With Dreyfus Other Businesses Position Held Dates
 
  Founders Asset Management LLC**** Member, Board of 11/06 - 12/09
    Managers  
 
  Standish Mellon Asset Management Company, Board Member 12/06 - Present
  LLC    
  Mellon Financial Center    
  201 Washington Street    
  Boston, MA 02108-4408    
 
  Mellon Capital Management Corporation*** Director 12/06 - Present
 
  Mellon Equity Associates, LLP+ Board Member 12/06 - 12/07
 
  Newton Management Limited Board Member 12/06 - Present
  London, England    
 
  Franklin Portfolio Associates, LLC* Board Member 12/06 - Present
 
Mitchell E. Harris Standish Mellon Asset Management Company Chairman 2/05 - Present
Director LLC Chief Executive Officer 8/04 - Present
  Mellon Financial Center Member, Board of 10/04 - Present
  201 Washington Street Managers  
  Boston, MA 02108-4408    
 
  Alcentra NY, LLC++ Manager 1/08 - Present
 
  Alcentra US, Inc. ++ Director 1/08 - Present
 
  Alcentra, Inc. ++ Director 1/08 - Present
 
  BNY Alcentra Group Holdings, Inc. ++ Director 10/07 - Present
 
  Pareto New York LLC++ Manager 11/07 - Present
 
  Standish Ventures LLC President 12/05 - Present
  Mellon Financial Center Manager 12/05 - Present
  201 Washington Street    
  Boston, MA 02108-4408    
 
  Palomar Management Director 12/97 - Present
  London, England    
 
  Palomar Management Holdings Limited Director 12/97 - Present
  London, England    
 
  Pareto Investment Management Limited Director 9/04 - Present
  London, England    
 
Jeffrey D. Landau The Bank of New York Mellon+ Executive Vice President 4/07 - Present
Director      
  Allomon Corporation+ Treasurer 12/07 - Present
 
  APT Holdings Corporation+ Treasurer 12/07 - Present
 
  BNY Mellon, N.A.+ Treasurer 7/07 - 0/10

C-4


Name and Position      
With Dreyfus Other Businesses Position Held Dates
 
  Mellon Funding Corporation+ Treasurer 12/07 - 12/09
 
  The Bank of New York Mellon Corporation+ Treasurer 7/07 - 01/10
 
Cyrus Taraporevala Urdang Capital Management, Inc. Director 10/07 - Present
Director 630 West Germantown Pike, Suite 300    
  Plymouth Meeting, PA 19462    
 
  Urdang Securities Management, Inc. Director 10/07 - Present
  630 West Germantown Pike, Suite 300    
  Plymouth Meeting, PA 19462    
 
  The Boston Company Asset Management NY, Manager 08/06 – Present
  LLC*    
 
  The Boston Company Asset Management LLC* Manager 01/08 – Present
 
  BNY Mellon, National Association+ Senior Vice President 07/06 - Present
 
  The Bank of New York Mellon***** Senior Vice President 07/06 - Present
 
Scott E. Wennerholm Mellon Capital Management Corporation*** Director 10/05 - Present
Director      
 
  Newton Management Limited Director 1/06 - Present
  London, England    
 
  Gannett Welsh & Kotler LLC Manager 11/07 - Present
  222 Berkley Street Administrator 11/07 - Present
  Boston, MA 02116    
 
  BNY Alcentra Group Holdings, Inc. ++ Director 10/07 - Present
 
  Ivy Asset Management Corp. Director 12/07 - Present
  One Jericho Plaza    
  Jericho, NY 11753    
 
  Urdang Capital Management, Inc. Director 10/07 - Present
  630 West Germantown Pike, Suite 300    
  Plymouth Meeting, PA 19462    
 
  Urdang Securities Management, Inc. Director 10/07 - Present
  630 West Germantown Pike, Suite 300    
  Plymouth Meeting, PA 19462    
 
  EACM Advisors LLC Manager 6/04 - Present
  200 Connecticut Avenue    
  Norwalk, CT 06854-1940    
 
  Franklin Portfolio Associates LLC* Manager 1/06 - Present
 
  The Boston Company Asset Management NY, Manager 10/07 - Present
  LLC*    
 
  The Boston Company Asset Management LLC* Manager 10/05 - Present
 
  Pareto Investment Management Limited Director 3/06 - Present
  London, England    

C-5


Name and Position      
With Dreyfus Other Businesses Position Held Dates
 
  Mellon Equity Associates, LLP+ Executive Committee 10/05 - 12/07
    Member  
 
  Standish Mellon Asset Management Company, Member, Board of 10/05 - Present
  LLC Managers  
  Mellon Financial Center    
  201 Washington Street    
  Boston, MA 02108-4408    
 
  The Boston Company Holding, LLC* Member, Board of 4/06 - Present
    Managers  
 
  The Bank of New York Mellon ***** Senior Vice President 7/08 - Present
 
 
  BNY Mellon, National Association + Senior Vice President 7/08 - Present
 
  Mellon Bank, N.A. + Senior Vice President 10/05 - 6/08
 
  Mellon Trust of New England, N. A.* Director 4/06 - 6/08
    Senior Vice President 10/05 - 6/08
 
  MAM (DE) Trust+++++ Member of Board of 1/07 - Present
    Trustees  
 
  MAM (MA) Holding Trust+++++ Member of Board of 1/07 - Present
    Trustees  
 
Bradley J. Skapyak MBSC Securities Corporation++ Executive Vice President 6/07 - Present
Chief Operating Officer      
and Director      
  The Bank of New York Mellon**** Senior Vice President 4/07 - Present
 
  The Dreyfus Family of Funds++ President 1/10 - Present
 
  Dreyfus Transfer, Inc. ++ Senior Vice President 5/10 - Present
    Director 5/10 - Present
 
Dwight Jacobsen Pioneer Investments Senior Vice President 4/06 - 12/07
Executive Vice President 60 State Street    
and Director Boston, Massachusetts    
 
Patrice M. Kozlowski None    
Senior Vice President –      
Corporate      
Communications      
 
Gary Pierce The Bank of New York Mellon ***** Vice President 7/08 - Present
Controller      
 
 
  BNY Mellon, National Association + Vice President 7/08 - Present
 
  The Dreyfus Trust Company+++ Chief Financial Officer 7/05 - 6/08
    Treasurer 7/05 - 6/08
 
  Laurel Capital Advisors, LLP+ Chief Financial Officer 5/07 - Present

C-6


Name and Position      
With Dreyfus Other Businesses Position Held Dates
 
  MBSC Securities Corporation++ Director 6/07 - Present
    Chief Financial Officer 6/07 - Present
 
  Founders Asset Management, LLC**** Assistant Treasurer 7/06 - 12/09
 
  Dreyfus Consumer Credit Treasurer 7/05 - Present
  Corporation ++    
 
  Dreyfus Transfer, Inc. ++ Chief Financial Officer 7/05 - Present
 
  Dreyfus Service Treasurer 7/05 - Present
  Organization, Inc.++    
  Seven Six Seven Agency, Inc. ++ Treasurer 4/99 - Present
 
Joseph W. Connolly The Dreyfus Family of Funds++ Chief Compliance 10/04 - Present
Chief Compliance Officer   Officer  
  Laurel Capital Advisors, LLP+ Chief Compliance 4/05 - Present
    Officer  
  BNY Mellon Funds Trust++ Chief Compliance 10/04 - Present
    Officer  
  MBSC Securities Corporation++ Chief Compliance 6/07 – Present
    Officer  
 
Gary E. Abbs The Bank of New York Mellon+ First Vice President and 12/96 – Present
Vice President – Tax   Manager of Tax  
    Compliance  
 
  Dreyfus Service Organization++ Vice President – Tax 01/09 – Present
 
  Dreyfus Consumer Credit Corporation++ Chairman 01/09 – Present
    President 01/09 – Present
 
  MBSC Securities Corporation++ Vice President – Tax 01/09 – Present
 
Jill Gill MBSC Securities Corporation++ Vice President 6/07 – Present
Vice President –      
Human Resources      
  The Bank of New York Mellon ***** Vice President 7/08 – Present
 
  BNY Mellon, National Association + Vice President 7/08 - Present
 
  Mellon Bank N.A. + Vice President 10/06 – 6/08
 
Joanne S. Huber The Bank of New York Mellon+ State & Local 07/1/07 –
Vice President – Tax   Compliance Manager Present
 
  Dreyfus Service Organization++ Vice President – Tax 01/09 – Present
 
  Dreyfus Consumer Credit Corporation++ Vice President – Tax 01/09 – Present
 
  MBSC Securities Corporation++ Vice President – Tax 01/09 – Present
 
Anthony Mayo None    
Vice President –      
Information Systems      

C-7


Name and Position      
With Dreyfus Other Businesses Position Held Dates
 
John E. Lane A P Colorado, Inc. + Vice President – Real 8/07 - Present
Vice President   Estate and Leases  
  A P East, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  A P Management, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  A P Properties, Inc. + Vice President – Real 8/07 - Present
    Estate and Leases  
  A P Rural Land, Inc. + Vice President– Real 8/07 - 9/07
    Estate and Leases  
  Allomon Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  AP Residential Realty, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  AP Wheels, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  BNY Mellon, National Association + Vice President – Real 7/08 - Present
    Estate and Leases  
  Citmelex Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  Eagle Investment Systems LLC Vice President– Real 8/07 - Present
  65 LaSalle Road Estate and Leases  
  West Hartford, CT 06107    
  East Properties Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  FSFC, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  Holiday Properties, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  MBC Investments Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  MBSC Securities Corporation++ Vice President– Real 8/07 - Present
    Estate and Leases  
  MELDEL Leasing Corporation Number 2, Inc. + Vice President– Real 7/07 - Present
    Estate and Leases  
  Mellon Bank Community Development Vice President– Real 11/07 - Present
  Corporation+ Estate and Leases  
 
  Mellon Capital Management Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  Mellon Financial Services Corporation #1+ Vice President– Real 8/07 - Present
    Estate and Leases  
  Mellon Financial Services Corporation #4+ Vice President – Real 7/07 - Present
    Estate and Leases  
  Mellon Funding Corporation+ Vice President– Real 12/07 - Present
    Estate and Leases  
  Mellon Holdings, LLC+ Vice President– Real 12/07 - Present
    Estate and Leases  
  Mellon International Leasing Company+ Vice President– Real 7/07 - Present
    Estate and Leases  
  Mellon Leasing Corporation+ Vice President– Real 7/07 - Present
    Estate and Leases  
  Mellon Private Trust Company, National Vice President– Real 8/07 - 1/08
  Association+ Estate and Leases  
 
  Mellon Securities Trust Company+ Vice President– Real 8/07 - 7/08
    Estate and Leases  
  Mellon Trust Company of Illinois+ Vice President– Real 8/07 - 07/08
    Estate and Leases  

C-8


Name and Position      
With Dreyfus Other Businesses Position Held Dates
 
  Mellon Trust Company of New England, N.A.+ Vice President– Real 8/07 - 6/08
    Estate and Leases  
  Mellon Trust Company of New York LLC++ Vice President– Real 8/07 - 6/08
    Estate and Leases  
  Mellon Ventures, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  Melnamor Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  MFS Leasing Corp. + Vice President– Real 7/07 - Present
    Estate and Leases  
  MMIP, LLC+ Vice President– Real 8/07 - Present
    Estate and Leases  
  Pareto New York LLC++ Vice President– Real 10/07 - Present
    Estate and Leases  
  Pontus, Inc. + Vice President– Real 7/07 - Present
    Estate and Leases  
  Promenade, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  RECR, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  SKAP #7+ Vice President– Real 8/07 - 11/07
    Estate and Leases  
  Technology Services Group, Inc.***** Senior Vice President 6/06 - Present
 
  Tennesee Processing Center LLC***** Managing Director 5/08 - Present
    Senior Vice President 4/04 - 5/08
 
  Texas AP, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  The Bank of New York Mellon***** Vice President – Real 7/08 - Present
    Estate and Leases  
  The Bank of New York Mellon Corporation***** Executive Vice President 8/07 - Present
 
  Trilem, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
Jeanne M. Login A P Colorado, Inc. + Vice President– Real 8/07 - Present
Vice President   Estate and Leases  
  A P East, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  A P Management, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  A P Properties, Inc. + Vice President – Real 8/07 - Present
    Estate and Leases  
  A P Rural Land, Inc. + Vice President– Real 8/07 - 9/07
    Estate and Leases  
  Allomon Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  AP Residential Realty, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  AP Wheels, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  APT Holdings Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  BNY Investment Management Services LLC++++ Vice President– Real 1/01 - Present
    Estate and Leases  
  BNY Mellon, National Association + Vice President – Real 7/08 - Present
    Estate and Leases  

C-9


Name and Position      
With Dreyfus Other Businesses Position Held Dates
 
  Citmelex Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  Eagle Investment Systems LLC+ Vice President– Real 8/07 - Present
    Estate and Leases  
  East Properties Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  FSFC, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  Holiday Properties, Inc. + Vice President– Real 8/07 - Present
    Estate and Leases  
  MBC Investments Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  MBSC Securities Corporation++ Vice President– Real 8/07 - Present
    Estate and Leases  
  MELDEL Leasing Corporation Number 2, Inc. + Vice President– Real 7/07 - Present
    Estate and Leases  
  Mellon Bank Community Development Vice President – Real 11/07 - Present
  Corporation+ Estate and Leases  
 
  Mellon Capital Management Corporation+ Vice President– Real 8/07 - Present
    Estate and Leases  
  Mellon Financial Services Corporation #1+ Vice President– Real 8/07 - Present
    Estate and Leases  
  Mellon Financial Services Corporation #4+ Vice President – Real 7/07 - Present
    Estate and Leases  
  Mellon Funding Corporation+ Vice President – Real 12/07 - Present
    Estate and Leases  
  Mellon Holdings LLC+ Vice President – Real 12/07 - Present
    Estate and Leases  
  Mellon International Leasing Company+ Vice President– Real 7/07 - Present
    Estate and Leases  
  Mellon Leasing Corporation+ Vice President– Real 7/07 - Present
    Estate and Leases  
  Mellon Private Trust Company, National Vice President – Real 8/07 - 1/08
  Association+ Estate and Leases  
 
  Mellon Securities Trust Company+ Vice President – Real 8/07 - 7/08
    Estate and Leases  
  Mellon Trust of New England, N.A. * Vice President – Real 8/07 - 6/08
    Estate and Leases  
  Mellon Trust Company of Illinois+ Vice President– Real 8/07 - 7/08
    Estate and Leases  
  MFS Leasing Corp. + Vice President– Real 7/07 - Present
    Estate and Leases  
  MMIP, LLC+ Vice President– Real 8/07 - Present
    Estate and Leases  
  Pontus, Inc. + Vice President– Real 7/07 - Present
    Estate and Leases  
  Promenade, Inc. + Vice President – Real 8/07 - Present
    Estate and Leases  
  RECR, Inc. + Vice President – Real 8/07 - Present
    Estate and Leases  
  SKAP #7+ Vice President – Real 8/07 - 11/07
    Estate and Leases  
  Tennesee Processing Center LLC***** Managing Director 5/08 - Present
    Senior Vice President 4/04 - 5/08

C-10


Name and Position      
With Dreyfus Other Businesses Position Held Dates
 
  Texas AP, Inc. + Vice President – Real 8/07 - Present
    Estate and Leases  
  The Bank of New York Mellon***** Vice President – Real 7/08 - Present
    Estate and Leases  
  Trilem, Inc. + Vice President – Real 8/07 - Present
    Estate and Leases  
 
James Bitetto The Dreyfus Family of Funds++ Vice President and 8/05 - Present
Secretary   Assistant Secretary  
 
  MBSC Securities Corporation++ Assistant Secretary 6/07 - Present
 
  Dreyfus Service Organization, Inc.++ Secretary 8/05 - Present
 
  The Dreyfus Consumer Credit Corporation++ Vice President 2/02 - Present
 
  Founders Asset Management LLC**** Assistant Secretary 3/09 - 12/09

* The address of the business so indicated is One Boston Place, Boston, Massachusetts, 02108.
** The address of the business so indicated is One Bush Street, Suite 450, San Francisco, California 94104.
*** The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, California 94104.
**** The address of the business so indicated is 210 University Blvd., Suite 800, Denver, Colorado 80206.
***** The address of the business so indicated is One Wall Street, New York, New York 10286.
+ The address of the business so indicated is One Mellon Bank Center, Pittsburgh, Pennsylvania 15258.
++ The address of the business so indicated is 200 Park Avenue, New York, New York 10166.
+++ The address of the business so indicated is 144 Glenn Curtiss Boulevard, Uniondale, New York 11556-0144.
++++ The address of the business so indicated is White Clay Center, Route 273, Newark, Delaware 19711.
+++++ The address of the business so indicated is 4005 Kennett Pike, Greenville, DE 19804.

C-11

 

Item 27. Principal Underwriters

     (a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

1. Advantage Funds, Inc.
2. BNY Mellon Funds Trust
3. CitizensSelect Funds
4. Dreyfus Appreciation Fund, Inc.
5. Dreyfus BASIC Money Market Fund, Inc.
6. Dreyfus BASIC U.S. Government Money Market Fund
7. Dreyfus BASIC U.S. Mortgage Securities Fund
8. Dreyfus Bond Funds, Inc.
9. Dreyfus Cash Management
10. Dreyfus Cash Management Plus, Inc.
11. Dreyfus Connecticut Municipal Money Market Fund, Inc.
12. Dreyfus Dynamic Alternatives Fund, Inc.
13. Dreyfus Funds, Inc.
14. The Dreyfus Fund Incorporated
15. Dreyfus Government Cash Management Funds
16. Dreyfus Growth and Income Fund, Inc.
17. Dreyfus Index Funds, Inc.
18. Dreyfus Institutional Cash Advantage Funds
19. Dreyfus Institutional Preferred Money Market Funds
20. Dreyfus Institutional Reserves Funds
21. Dreyfus Intermediate Municipal Bond Fund, Inc.
22. Dreyfus International Funds, Inc.
23. Dreyfus Investment Funds
24. Dreyfus Investment Grade Funds, Inc.
25. Dreyfus Investment Portfolios
26. The Dreyfus/Laurel Funds, Inc.
27. The Dreyfus/Laurel Funds Trust
28. The Dreyfus/Laurel Tax-Free Municipal Funds
29. Dreyfus LifeTime Portfolios, Inc.
30. Dreyfus Liquid Assets, Inc.
31. Dreyfus Manager Funds I
32. Dreyfus Manager Funds II
33. Dreyfus Massachusetts Municipal Money Market Fund
34. Dreyfus Midcap Index Fund, Inc.
35. Dreyfus Money Market Instruments, Inc.
36. Dreyfus Municipal Bond Opportunity Fund
37. Dreyfus Municipal Cash Management Plus
38. Dreyfus Municipal Funds, Inc.
39. Dreyfus Municipal Money Market Fund, Inc.
40. Dreyfus New Jersey Municipal Bond Fund, Inc.
41. Dreyfus New Jersey Municipal Money Market Fund, Inc.
42. Dreyfus New York AMT-Free Municipal Bond Fund
43. Dreyfus New York AMT-Free Municipal Money Market Fund
44. Dreyfus New York Municipal Cash Management
45. Dreyfus New York Tax Exempt Bond Fund, Inc.
46. Dreyfus Opportunity Funds

C-12


47. Dreyfus Pennsylvania Municipal Money Market Fund
48. Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.
49. Dreyfus Premier GNMA Fund, Inc.
50. Dreyfus Premier Investment Funds, Inc.
51. Dreyfus Premier Short-Intermediate Municipal Bond Fund
52. Dreyfus Premier Worldwide Growth Fund, Inc.
53. Dreyfus Research Growth Fund, Inc.
54. Dreyfus State Municipal Bond Funds
55. Dreyfus Stock Funds
56. Dreyfus Short-Intermediate Government Fund
57. The Dreyfus Socially Responsible Growth Fund, Inc.
58. Dreyfus Stock Index Fund, Inc.
59. Dreyfus Tax Exempt Cash Management Funds
60. The Dreyfus Third Century Fund, Inc.
61. Dreyfus Treasury & Agency Cash Management
62. Dreyfus Treasury Prime Cash Management
63. Dreyfus U.S. Treasury Intermediate Term Fund
64. Dreyfus U.S. Treasury Long Term Fund
65. Dreyfus 100% U.S. Treasury Money Market Fund
66. Dreyfus Variable Investment Fund
67. Dreyfus Worldwide Dollar Money Market Fund, Inc.
68. General California Municipal Money Market Fund
69. General Government Securities Money Market Funds, Inc.
70. General Money Market Fund, Inc.
71. General Municipal Money Market Funds, Inc.
72. General New York Municipal Money Market Fund
73. Strategic Funds, Inc.

C-13

 

(b)     
Name and principal    Positions and Offices 
Business address  Positions and offices with the Distributor  with Registrant 
 
Jon R. Baum*  Chief Executive Officer and Chairman of the Board  None 
Ken Bradle**  President and Director  None 
Robert G. Capone****  Executive Vice President and Director  None 
J. Charles Cardona*  Executive Vice President and Director  None 
Sue Ann Cormack**  Executive Vice President  None 
John M. Donaghey***  Executive Vice President and Director  None 
Dwight D. Jacobsen*  Executive Vice President and Director  None 
Mark A. Keleher*****  Executive Vice President  None 
James D. Kohley***  Executive Vice President  None 
Jeffrey D. Landau*  Executive Vice President and Director  None 
William H. Maresca*  Executive Vice President and Director  None 
Timothy M. McCormick*  Executive Vice President  None 
David K. Mossman***  Executive Vice President  None 
Irene Papadoulis**  Executive Vice President  None 
Matthew Perrone**  Executive Vice President  None 
Noreen Ross*  Executive Vice President  None 
Bradley J. Skapyak*  Executive Vice President  President 
Gary Pierce*  Chief Financial Officer and Director  None 
Tracy Hopkins*  Senior Vice President  None 
Denise B. Kneeland****  Senior Vice President  None 
Mary T. Lomasney****  Senior Vice President  None 
Barbara A. McCann****  Senior Vice President  None 
Kevin L. O’Shea***  Senior Vice President  None 
Christine Carr Smith*****  Senior Vice President  None 
Ronald Jamison*  Chief Legal Officer and Secretary  None 
Joseph W. Connolly*  Chief Compliance Officer (Investment Advisory Business)  Chief Compliance Officer 
Stephen Storen*  Chief Compliance Officer  None 
Maria Georgopoulos*  Vice President – Facilities Management  None 
Stewart Rosen*  Vice President – Facilities Management  None 
Natalia Gribas*  Vice President – Compliance and Anti-Money Laundering  Anti-Money Laundering 
  Officer  Compliance Officer 
Karin L. Waldmann*  Privacy Officer  None 
Gary E. Abbs***  Vice President - Tax  None 
Timothy I. Barrett**  Vice President  None 
Gina DiChiara*  Vice President  None 
Jill Gill*  Vice President  None 
Joanne S. Huber***  Vice President - Tax  None 
John E. Lane******  Vice President – Real Estate and Leases  None 
Jeanne M. Login******  Vice President – Real Estate and Leases  None 
Donna M. Impagliazzo**  Vice President – Compliance  None 
Edward A. Markward*  Vice President – Compliance  None 
Anthony Nunez*  Vice President – Finance  None 
William Schalda*  Vice President  None 
John Shea*  Vice President – Finance  None 
Christopher A. Stallone**  Vice President  None 
Susan Verbil*  Vice President – Finance  None 
William Verity*  Vice President – Finance  None 
James Windels*  Vice President  Treasurer 

 

C-14


(b)     
Name and principal    Positions and Offices 
Business address  Positions and offices with the Distributor  with Registrant 
 
James Bitetto*  Assistant Secretary  Vice President and 
    Assistant Secretary 
James D. Muir*  Assistant Secretary  None 
Barbara J. Parrish***  Assistant Secretary  None 
Cristina Rice***  Assistant Secretary  None 

 

*  Principal business address is 200 Park Avenue, New York, NY 10166. 
**  Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144. 
***  Principal business address is One Mellon Bank Center, Pittsburgh, PA 15258. 
****  Principal business address is One Boston Place, Boston, MA 02108. 
*****  Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94104. 
******  Principal business address is 101 Barclay Street, New York 10286. 

 

C-15

 

Item 28. Location of Accounts and Records

1. The Bank of New York Mellon
  One Wall Street
  New York, New York 10286
 
2. DST Systems, Inc.
  1055 Broadway
Kansas City, MO 64105
 
3. The Dreyfus Corporation
  200 Park Avenue
  New York, New York 10166

Item 29. Management Services

Not Applicable

Item 30. Undertakings

None

C-16

 

 

SIGNATURES

                            Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, and State of New York on the 5th day of October, 2010.

 

DREYFUS INVESTMENT GRADE FUNDS, INC.

 

BY:  /s/ Bradley J. Skapyak*

Bradley J. Skapyak, President

 

Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

Signatures

Title

Date

 

 

 

/s/ Bradley J. Skapyak *

President (Principal Executive Officer)

10/05/10

Bradley J. Skapyak

 

 

 

 

 

/s/James Windels*
James Windels

Treasurer (Principal Financial and Accounting Officer)

10/05/10

 

 

 

/s/Joseph S. DiMartino*

Chairman of the Board

10/05/10

Joseph S. DiMartino

 

 

 

 

 

/s/Clifford L. Alexander*

Board Member

10/05/10

Clifford L. Alexander

 

 

 

 

 

/s/David W. Burke*

Board Member

10/05/10

David W. Burke

 

 

 

 

 

/s/Whitney I. Gerard*

Board Member

10/05/10

Whitney I. Gerard

 

 

 

 

 

/s/Nathan Leventhal*

Board Member

10/05/10

Nathan Leventhal

 

 

 

 

 

/s/George L. Perry*

Board Member

10/05/10

George L. Perry

 

 

 

 

 

/s/Benaree Pratt Wiley*

Board Member

10/05/10

Benaree Pratt Wiley

 

 

 

*By:     /s/Robert R. Mullery

            Robert R. Mullery

            Attorney-in-Fact

 

 

 

 

INDEX OF EXHIBITS

 

 

 

Exhibits

 

 

(n)(4)     Rule 18f-3 Plan for Registrant’s series Dreyfus Inflation Adjusted Securities Fund.