S-8 1 ds8.htm FORM S-8 Form S-8

As filed with the Securities and Exchange Commission on May 12, 2003.

Registration No. 333-            


 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

Form S-8

REGISTRATION STATEMENT

Under

THE SECURITIES ACT OF 1933

 


 

TULARIK INC.

(Exact name of registrant as specified in its charter)

 


 

Delaware

 

94-3148800

(State of Incorporation

or Organization)

 

(I.R.S. Employer

Identification No.)

 

1120 Veterans Boulevard

South San Francisco, CA 94080

(Address of Principal Executive Offices)

 


 

1997 EQUITY INCENTIVE PLAN

1999 EMPLOYEE STOCK PURCHASE PLAN

(Full title of the plans)

 


 

William J. Rieflin

Executive Vice President, Administration, General Counsel and Secretary

TULARIK INC.

1120 Veterans Boulevard

South San Francisco, CA 94080

(650) 825-7000

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


 

Copies to:

 

Suzanne Sawochka Hooper, Esq.

COOLEY GODWARD LLP

5 Palo Alto Square

3000 El Camino Real

Palo Alto, California 94306

(650) 843-5000

 


 

CALCULATION OF REGISTRATION FEE

 


Title of Securities

to be Registered

 

Amount to be Registered(1)

    

Proposed Maximum Offering

Price per Share(2)

 

Proposed Maximum Aggregate Offering Price(2)

  

Amount of

Registration Fee


Stock Options and Common Stock (par value $.001 per share)

 

2,422,712 shares

    

$

5.87

 

$

14,221,319.44

  

$

1,150.50


(1)   In addition, pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall also cover any additional shares of the Company’s common stock that become issuable under the 1997 Equity Incentive Plan, as amended, and 1999 Employee Stock Purchase Plan by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the Company’s receipt of consideration that results in an increase in the number of the Company’s outstanding shares of common stock.
(2)   Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(c) and (h)(1) under the Securities Act. The offering price per share and aggregate offering price for the unissued stock options and common stock are based upon the average of the high and low prices of the Company’s common stock on May 9, 2003 as reported on the Nasdaq National Market. The following chart illustrates the calculation of the registration fee:

 

Securities


  

Number of Shares


    

Offering Price per Share


  

Aggregate Offering Price


Common stock reserved for future grant under the 1997 Equity Incentive Plan, as amended

  

1,922,712

    

$

5.87

  

$

11,286,319.44

Common stock available for issuance under the 1999 Employee Stock Purchase Plan

  

500,000

    

$

5.87

  

$

2,935,000.00

    
           

Total

  

2,422,712

           

$

14,221,319.44

Registration Fee

                

$

1,150.50

 

Approximate date of commencement of proposed sale to the public:    as soon as practicable after this Registration Statement becomes effective.

 



 

EXPLANATORY NOTE

 

This Registration Statement on Form S-8 is being filed for the purpose of registering an additional: (i) 1,922,712 shares of the Registrant’s common stock to be issued pursuant to the Registrant’s 1997 Equity Incentive Plan, as amended; and (ii) 500,000 shares of the Registrant’s common stock to be issued pursuant to the Registrant’s 1999 Employee Stock Purchase Plan.

 

INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE

 

The contents of the Registration Statements on Form S-8, relating to the 1997 Equity Incentive Plan, as amended; and the 1999 Employee Stock Purchase Plan (File Nos. 333-95605, as amended, 333-30384, 333-59500 and 333-100693) previously filed with the Securities and Exchange Commission on January 28, 2000, February 14, 2000, April 25, 2001 and October 23, 2002, respectively, are incorporated herein by reference.


 

EXHIBIT INDEX

 

EXHIBIT NUMBER


  

DESCRIPTION


  5.1

  

Opinion of Cooley Godward LLP

23.1

  

Consent of PricewaterhouseCoopers LLP, Independent Accountants

23.2

  

Consent of Ernst & Young LLP, Independent Auditors

23.3

  

Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement

24.1

  

Power of Attorney is contained on the signature page to this Registration Statement

   99.1*

  

1997 Equity Incentive Plan, as amended, and related documents

     99.2**

  

1999 Employee Stock Purchase Plan


*   Filed as an exhibit to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2001 (No. 000-28397), and incorporated herein by reference.

 

**   Filed as an exhibit to the Company’s Registration Statement on Form S-1 (No. 333-89177), as amended through the date hereof, and incorporated herein by reference.


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of South San Francisco, State of California, on May 12, 2003.

 

TULARIK INC.

By:

 

/s/    DAVID V. GOEDDEL


   

David V. Goeddel

Chief Executive Officer

 

POWER OF ATTORNEY

 

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David V. Goeddel and William J. Rieflin, and each of them, his true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their, or his, substitutes or substitute, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

 

SIGNATURE

  

TITLE

 

DATE

/s/    DAVID V. GOEDDEL        


David V. Goeddel

  

Chief Executive Officer and Director (Principal Executive Officer)

 

May 12, 2003

/s/    WILLIAM J. RIEFLIN        


William J. Rieflin

  

Executive Vice President, Administration, and Acting Chief Financial Officer (Principal Financial and Accounting Officer)

 

May 12, 2003

/s/    A. GRANT HEIDRICH, III        


A. Grant Heidrich, III

  

Director

 

May 12, 2003

/s/    EDWARD W. HOLMES        


Edward W. Holmes

  

Director

 

May 12, 2003

/s/    EDWARD R. MCCRACKEN        


Edward R. McCracken

  

Director

 

May 12, 2003

/s/    STEVEN L. MCKNIGHT        


Steven L. McKnight

  

Director

 

May 12, 2003

/s/    CRAIG A.P.D. SAXTON        


Craig A.P.D. Saxton

  

Director

 

May 12, 2003


 

EXHIBIT INDEX

 

EXHIBIT NUMBER


  

DESCRIPTION


  5.1

  

Opinion of Cooley Godward LLP

23.1

  

Consent of PricewaterhouseCoopers LLP, Independent Accountants

23.2

  

Consent of Ernst & Young LLP, Independent Auditors

23.3

  

Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement

24.1

  

Power of Attorney is contained on the signature page to this Registration Statement

   99.1*

  

1997 Equity Incentive Plan, as amended, and related documents

     99.2**

  

1999 Employee Stock Purchase Plan


*   Filed as an exhibit to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2001 (No. 000-28397), and incorporated herein by reference.

 

**   Filed as an exhibit to the Company’s Registration Statement on Form S-1 (No. 333-89177), as amended through the date hereof, and incorporated herein by reference.