S-8 1 a2090790zs-8.htm S-8

As filed with the Securities and Exchange Commission on October 23, 2002.

Registration No. 333-__________

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 


 

Form S-8

REGISTRATION STATEMENT

Under

THE SECURITIES ACT OF 1933

 


 

TULARIK INC.

(Exact name of registrant as specified in its charter)

_______________

Delaware

 

94-3148800

(State of Incorporation or Organization)

 

(I.R.S.  Employer Identification No.)

 

Two Corporate Drive

South San Francisco, CA  94080

(Address of Principal Executive Offices)

 


 

1997 EQUITY INCENTIVE PLAN

1997 NON-EMPLOYEE DIRECTORS’ STOCK OPTION PLAN

1999 EMPLOYEE STOCK PURCHASE PLAN

(Full title of the plans)

 


 

William J. Rieflin

Executive Vice President, Administration

TULARIK INC.

Two Corporate Drive

South San Francisco, CA  94080

(650) 825-7000

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 


 

Copies to:

Suzanne Sawochka Hooper, Esq.

COOLEY GODWARD LLP

5 Palo Alto Square

3000 El Camino Real

Palo Alto, California  94306

(650) 843-5000

 


 

CALCULATION OF REGISTRATION FEE

Title of Securities

to be Registered

 

Amount to

be Registered(1)

 

Proposed

Maximum

Offering

Price per Share(2)

 

Proposed

Maximum

Aggregate

Offering Price(2)

 

Amount of

Registration Fee

 

Stock Options and Common Stock (par value $.001 per share)

 

2,645,088 shares

 

$

6.70

 

$

17,722,089.60

 

$

1,630.43

 


(1)                                  In addition, pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall also cover any additional shares of the Company’s common stock that become issuable under the 1997 Equity Incentive Plan, 1997 Non-Employee Directors’ Stock Option Plan and 1999 Employee Stock Purchase Plan by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the Company’s receipt of consideration that results in an increase in the number of the Company’s outstanding shares of common stock.

(2)                                  Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(c) and (h)(1) under the Securities Act.  The offering price per share and aggregate offering price for the unissued stock options and common stock are based upon the average of the high and low prices of the Company’s common stock on October 22, 2002 as reported on the Nasdaq National Market.  The following chart illustrates the calculation of the registration fee:

Securities

 

Number of

Shares

 

Offering Price

per Share

 

Aggregate

Offering Price

 

Common stock reserved for future grant under the 1997 Equity Incentive Plan

 

1,746,180

 

$

6.70

 

$

11,699,406.00

 

Common stock reserved for future grant under the 1997 Non-Employee Directors’ Stock Option Plan

 

400,000

 

$

6.70

 

$

2,680,000.00

 

Common stock available for issuance under the 1999 Employee Stock Purchase Plan

 

498,908

 

$

6.70

 

$

3,342,683.60

 

Total

 

2,645,088

 

 

 

$

17,722,089.60

 

 

 

 

 

 

 

 

 

Registration Fee

 

 

 

 

 

$

1,630.43

 

 

Approximate date of commencement of proposed sale to the public:

as soon as practicable after this Registration Statement becomes effective.

 



 

EXPLANATORY NOTE

                This Registration Statement on Form S-8 is being filed for the purpose of registering an additional: (i) 1,746,180 shares of the Registrant’s common stock to be issued pursuant to the Registrant’s 1997 Equity Incentive Plan; (ii) 400,000 shares of the Registrant’s common stock to be issued pursuant to the Registrant’s 1997 Non-Employee Directors’ Stock Option Plan; and (iii) 498,908 shares of the Registrant’s common stock to be issued pursuant to the Registrant’s 1999 Employee Stock Purchase Plan.

INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE

The contents of Registration Statements on Form S-8 (relating to the 1997 Equity Incentive Plan, the 1997 Non-Employee Directors’ Stock Option Plan and the 1999 Employee Stock Purchase Plan) File Nos. 333-95605, as amended, 333-30384 and 333-59500 previously filed with the Securities and Exchange Commission on January 28, 2000, February 14, 2000 and April 25, 2001, respectively, are incorporated herein by reference.

 

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EXHIBIT INDEX

EXHIBIT

NUMBER

 

DESCRIPTION

5.1

 

Opinion of Cooley Godward LLP

23.1

 

Consent of Ernst & Young LLP, Independent Auditors

23.2

 

Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement

24.1

 

Power of Attorney is contained on the signature page to this Registration Statement

99.1*

 

1997 Equity Incentive Plan and related documents

99.2**

 

1997 Non-Employee Directors’ Stock Option Plan, as amended

99.3*

 

1999 Employee Stock Purchase Plan

 


*                                         Filed as an exhibit to the Company’s Registration Statement on Form S-1 (No. 333-89177), as amended through the date hereof, and incorporated herein by reference.

**                                  Filed as an exhibit to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2002, and incorporated herein by reference.

 

3



 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of South San Francisco, State of California, on October 23, 2002.

 

TULARIK INC.

 

 

 

 

 

 

 

By:

/s/ David V. Goeddel

 

 

David V. Goeddel

 

 

Chief Executive Officer

 

POWER OF ATTORNEY

KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints David V. Goeddel, William J. Rieflin and Corinne H. Lyle, and each or any one of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their, his, or her substitutes or substitute, may lawfully do or cause to be done by virtue hereof.

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:

SIGNATURE

 

TITLE

 

DATE

 

 

 

 

 

/s/ David V. Goeddel

 

Chief Executive Officer and

Director (Principal Executive Officer)

 

October 23, 2002

DAVID V. GOEDDEL

 

 

 

 

 

/s/ Corinne H. Lyle

 

Vice President and Chief Financial

Officer (Principal Financial

and Accounting Officer)

 

October 23, 2002

CORINNE H. LYLE

 

 

 

 

 

/s/ A. Grant Heidrich, III

 

Director

 

October 23, 2002

A. GRANT HEIDRICH, III

 

 

 

 

 

 

 

 

 

/s/ Edward W. Holmes

 

Director

 

October 23, 2002

EDWARD W. HOLMES

 

 

 

 

 

 

 

 

 

/s/ Edward R. McCracken

 

Director

 

October 23, 2002

EDWARD R. MCCRACKEN

 

 

 

 

 

 

 

 

 

/s/ Steven L. McKnight

 

Director

 

October 23, 2002

STEVEN L. MCKNIGHT

 

 

 

 

 

 

 

 

 

/s/ Craig A.P.D. Saxton

 

Director

 

October 23, 2002

CRAIG A.P.D. SAXTON

 

 

 

 

 

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EXHIBIT INDEX

EXHIBIT

NUMBER

 

DESCRIPTION

5.1

 

Opinion of Cooley Godward LLP

23.1

 

Consent of Ernst & Young LLP, Independent Auditors

23.2

 

Consent of Cooley Godward LLP is contained in Exhibit 5.1 to this Registration Statement

24.1

 

Power of Attorney is contained on the signature page to this Registration Statement

99.1*

 

1997 Equity Incentive Plan and related documents

99.2**

 

1997 Non-Employee Directors’ Stock Option Plan, as amended

99.3*

 

1999 Employee Stock Purchase Plan

 


*                                         Filed as an exhibit to the Company’s Registration Statement on Form S-1 (No. 333-89177), as amended through the date hereof, and incorporated herein by reference.

**                                  Filed as an exhibit to the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2002, and incorporated herein by reference.