0001104659-23-100544.txt : 20230913
0001104659-23-100544.hdr.sgml : 20230913
20230913185542
ACCESSION NUMBER: 0001104659-23-100544
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230911
FILED AS OF DATE: 20230913
DATE AS OF CHANGE: 20230913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FROST PHILLIP MD ET AL
CENTRAL INDEX KEY: 0000898860
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20333
FILM NUMBER: 231253747
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137-3227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frost Gamma Investments Trust
CENTRAL INDEX KEY: 0001380896
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20333
FILM NUMBER: 231253746
BUSINESS ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137
BUSINESS PHONE: 305-575-6511
MAIL ADDRESS:
STREET 1: 4400 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33137
FORMER NAME:
FORMER CONFORMED NAME: Frost Gamma Investment Trust
DATE OF NAME CHANGE: 20061113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOCOPI TECHNOLOGIES INC/MD/
CENTRAL INDEX KEY: 0000888981
STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944]
IRS NUMBER: 870406496
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 480 SHOEMAKER ROAD
STREET 2: SUITE 104
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
BUSINESS PHONE: 6108349600
MAIL ADDRESS:
STREET 1: 480 SHOEMAKER ROAD
STREET 2: SUITE 104
CITY: KING OF PRUSSIA
STATE: PA
ZIP: 19406
3
1
tm2326113-1_3.xml
FORM 3
X0206
3
2023-09-11
0
0000888981
NOCOPI TECHNOLOGIES INC/MD/
NNUP
0000898860
FROST PHILLIP MD ET AL
4400 BISCAYNE BLVD
MIAMI
FL
33137
0
0
1
0
0001380896
Frost Gamma Investments Trust
4400 BISCAYNE BLVD.
MIAMI
FL
33137
0
0
1
0
Common Stock
1250000
I
See footnote
Represents shares of the Issuer's common stock acquired by the Reporting Person from the Issuer in a private placement transaction pursuant to that certain Stock Purchase Agreement by and between the Issuer and Frost Gamma Investments Trust, dated September 11, 2023.
These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation, of which the Reporting Person is the sole shareholder. The Reporting Person disclaims beneficial ownership of the securities held by Frost Gamma Investments Trust except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Phillip Frost, M.D., Individually
2023-09-13
/s/ Phillip Frost, M.D., as Trustee
2023-09-13