-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CJ1b6WdaGZQ7wBVuE14lXX3TbTptioRES2DA0uN3AGB1hnmDZ0t0Aejkbv/tQx4L ErKa01r7vkdPBNsrQHn4Xg== 0000910680-02-000105.txt : 20020414 0000910680-02-000105.hdr.sgml : 20020414 ACCESSION NUMBER: 0000910680-02-000105 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020130 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EVTC INC CENTRAL INDEX KEY: 0000888956 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 223005943 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-20986 FILM NUMBER: 02529301 BUSINESS ADDRESS: STREET 1: 121 S NORWOOD DR CITY: HURST STATE: TX ZIP: 76053 BUSINESS PHONE: 7323703400 MAIL ADDRESS: STREET 1: 121 S NORWOOD DR CITY: HURST STATE: TX ZIP: 76053 FORMER COMPANY: FORMER CONFORMED NAME: ENVIRONMENTAL TECHNOLOGIES CORP DATE OF NAME CHANGE: 19960515 8-K 1 d777796_2.txt JANUARY 30, 2002 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 -------------- FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2002 EVTC, INC. (Exact Name of Registrant as Specified in Charter) Delaware (State of Incorporation) 000-20986 22-3005943 --------- ---------- (Commission File No.) (IRS Employer Identification No.) 3125 Bolt Street, Fort Worth, Texas 76110 ---------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) (817) 759-8900 ---------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable (Former Name or Former Address, if Changed Since Last Report) Item 5. Other Events On January 30, 2002, EVTC, Inc. (the "Company") issued a press release announcing that it has requested a hearing with The Nasdaq Stock Market ("Nasdaq") for the continued listing of the Company's securities on the Nasdaq Small Cap Market. Nasdaq has granted the Company's request for an oral hearing before a Panel authorized by Nasdaq. The Company's securities will continue to trade in the normal course on the Nasdaq Small Cap Market until a determination is made by the Panel following the hearing. A copy of the Company's press release is attached to this Form 8-K as Exhibit 99.1. Item 7. Exhibits. (c) Exhibits: 99.1: EVTC, Inc. Press Release dated January 30, 2002. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. EVTC, INC. Dated: January 31, 2002 By:/s/ George Cannan ---------------------------------- Name: George Cannan Title: Chairman -2- EXHIBIT INDEX Exhibit Number Description - ------- ----------- 99.1 EVTC, Inc. Press Release dated January 30, 2002. EX-99 3 ex99_1.txt PRESS RELEASE EXHIBIT 99.1 FOR IMMEDIATE RELEASE HEARING REQUESTED BY EVTC, INC. FOR CONTINUED LISTING OF ITS SECURITIES WITH THE NASDAQ STOCK MARKET ----------------------------------------------------------- NEW YORK, January 30, 2002 - EVTC, Inc. (Nasdaq: EVTC) announced today that it has requested a hearing with The Nasdaq Stock Market appealing a notice from the staff to delist the Company's securities, absent any such appeal. Pending a determination following the requested hearing, any delisting action will be stayed and the Company's securities will continue to be traded on The Nasdaq Stock Market By that letter dated January 23, 2002, The Nasdaq Stock Market staff notified the Company that the Company had failed to hold an annual shareholders' meeting or solicit a proxy statement for such a meeting in compliance with the requirements for continued inclusion with The Nasdaq Stock Market under Marketplace Rules 4350(e) and (g). In addition, the Company was informed that it had an outstanding fee owing for the listing of certain shares at variance with Marketplace Rule 4310(c)(13). CAUTIONARY STATEMENT FOR PURPOSES OF THE "SAFE HARBOR" PROVISIONS OF THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995: All statements, other than historical facts, included in the foregoing news release regarding the Company's business strategy and plans of management for future operations are "forward looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These statements, which include, but are not limited to, words such as "expect," "anticipate," "estimate," "belief," "approximate" and "intend" are based on management's beliefs and assumptions, and on information currently available to management. Forward-looking statements involve certain known and unknown risks, uncertainties and other factors which may cause the Company's actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied by these forward-looking statements. These factors include, among others, the Company's ability to successfully implement its business plan and integrate any proposed and future acquisitions, any uncertainties relating to business and economic conditions in markets in which the Company operates; any uncertainties relating to customer plans and commitments; the timely development and market acceptance of the Company's products and technologies; possible product defects and product liability, dependence on intellectual property rights, the competitive environment in which the Company operates and other risks detailed from time to time in the Company's public filings. -----END PRIVACY-ENHANCED MESSAGE-----