-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E3piIIjVhixWdlI+aA1ebo2MeIJOxx6ZZSA5jTjobh5507VOL07xlUn+NSuh1ugb A0hWM0XR2ownaWTgaMS+Mw== 0001205083-03-000001.txt : 20030602 0001205083-03-000001.hdr.sgml : 20030602 20030530180612 ACCESSION NUMBER: 0001205083-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030529 FILED AS OF DATE: 20030602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELLIS EDWARD H JR CENTRAL INDEX KEY: 0001205083 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 03726858 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 BUSINESS PHONE: 7136907300 4 1 primary_doc.xml PRIMARY DOCUMENT 4 2003-05-29 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001205083 ELLIS EDWARD H JR 1 1 0 0 Executive Vice President & CFO Common Stock 1999-10-21 4 P 0 1000 10.3125 A 1000 D Common Stock 2003-05-29 4 M 0 10000 16.5 A 11000 D Common Stock 2003-05-29 4 S 0 10000 28.2176 D 1000 D Option to Purchase 26.56 1997-10-01 4 A 0 50000 26.56 A 1998-10-01 2007-10-01 Common Stock 50000 50000 D Option to Purchase 12.0625 2000-01-05 4 A 0 75000 12.0625 A 2000-12-31 2004-12-31 Common Stock 75000 25000 D Option to Purchase 25.2 2002-01-24 4 A 0 100000 25.2 A 2003-01-24 2008-01-24 Common Stock 100000 100000 D Option to Purchase 20.39 2002-07-22 4 A 0 25000 20.39 A 2003-07-22 2008-07-22 Common Stock 25000 25000 D Option to Purchase 24.92 2003-01-03 4 A 0 25000 24.92 A 2004-01-03 2009-01-03 Common Stock 25000 25000 D Option to Purchase 16.5 2003-05-29 4 M 0 10000 16.5 D 1998-01-07 2004-01-07 Common Stock 10000 0 D 500 shares acquired on 01/08/1998 through a stock option exercise @ $17.00 each and another 500 shares acquired on 10/21/1999 through a stock option exercise @ $10.3125 each. The options vest over a 36-month period, the aggregate number of shares purchasable as follows: 10/01/98 - 16,666; 10/01/1999 - 33,333; 10/01/00 - 50,000. The options vest over a 36-month period, the aggregate number of shares purchasable as follows: 12/31/00 - 25,000; 12/31/01 - 50,000; 12/31/02 - 75,000. The options vest equally over a 60-month period annually beginning 07/22/2003. The options vest equally over a 60-month period annually beginning 01/03/2004. Option to purchase granted pursuan to 2001 Flexible Incentive Plan. Option to purchase granted pursuan to 1995 Flexible Incentive Plan. Option to purchase granted pursuant to 1997 Flexible Incentive Plan. The options vest over a 60-month period, the aggregate number of shares purchasable as follows: 01/24/02 - 20,000; 01/24/04 - 40,000; 01/24/05 - 60,000; 01/24/06 - 80,000; 01/24/07 - 100,000. Christopher L. Martin as Attorney in Fact for Edward H. Ellis, Jr. 2003-05-30 -----END PRIVACY-ENHANCED MESSAGE-----