0001181431-13-014534.txt : 20130305 0001181431-13-014534.hdr.sgml : 20130305 20130305172219 ACCESSION NUMBER: 0001181431-13-014534 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130301 FILED AS OF DATE: 20130305 DATE AS OF CHANGE: 20130305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rinicella Randy D CENTRAL INDEX KEY: 0001332657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 13667032 MAIL ADDRESS: STREET 1: C/O DRESSER-RAND GROUP INC. STREET 2: PAUL CLARK DRIVE CITY: OLEAN STATE: NY ZIP: 14760 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd372651.xml FORM 4 X0306 4 2013-03-01 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001332657 Rinicella Randy D C/O HCC INSURANCE HOLDINGS, INC. 13403 NORTHWEST FREEWAY HOUSTON TX 77040 0 1 0 0 SVP, General Counsel & Sec Common Stock 15435 D Common Stock 2013-03-01 4 M 0 32094 27.85 A 47529 D Common Stock 2013-03-01 4 S 0 32094 39.7428 D 15435 D Comon Stock 2013-03-04 4 M 0 14200 27.85 A 29635 D Common Stock 2013-03-04 4 S 0 14200 39.7622 D 15435 D Common Stock 2013-03-05 4 M 0 3706 27.85 A 19141 D Common Stock 2013-03-05 4 S 0 3706 40.0548 D 15435 D Option to Purchase 24.95 2016-08-24 Common Stock 25000 23950 D Option to Purchase 23.43 2014-05-13 Common Stock 50000 47200 D Option to Purchase 27.85 2013-03-01 4 M 0 32094 0 D 2013-08-28 Common Stock 75000 17906 D Option to Purchase 27.85 2013-03-04 4 M 0 14200 0 D 2013-08-28 Common Stock 75000 3706 D Option to Purchase 27.85 2013-03-05 4 M 0 3706 0 D 2013-08-28 Common Stock 75000 0 D The price $39.7428 represents a weighted average of sales prices ranging from $39.50 to $39.96. Full information regarding the number of shares sold at each separate price will be provided to the SEC,the issuer or a security holder of the issuer upon request. The price $39.7622 represents a weighted average of sales prices ranging from $39.61 to $39.90. Full information regarding the number of shares sold at each separate price will be provided to the SEC,the issuer or a security holder of the issuer upon request. The price $40.0548 represents a weighted average of sales prices ranging from $39.94 to $40.27. Full information regarding the number of shares sold at each separate price will be provided to the SEC,the issuer or a security holder of the issuer upon request. Option to purchase granted pursuant to the 2008 Flexible Incentive Plan. The options vest at 5,000 shares annually for 5 years beginning on 8/24/2011. Option to purchase granted pursuant to the 2004 Flexible Incentive Plan. The options vest at 10,000 shares annually for 5 years beginning on 05/13/2009. The options vest at 15,000 shares annually for 5 years beginning on 8/28/2008. Randy D. Rinicella 2013-03-05