0001181431-12-060813.txt : 20121128 0001181431-12-060813.hdr.sgml : 20121128 20121128155421 ACCESSION NUMBER: 0001181431-12-060813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121127 FILED AS OF DATE: 20121128 DATE AS OF CHANGE: 20121128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rinicella Randy D CENTRAL INDEX KEY: 0001332657 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13790 FILM NUMBER: 121229075 MAIL ADDRESS: STREET 1: C/O DRESSER-RAND GROUP INC. STREET 2: PAUL CLARK DRIVE CITY: OLEAN STATE: NY ZIP: 14760 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCC INSURANCE HOLDINGS INC/DE/ CENTRAL INDEX KEY: 0000888919 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 760336636 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13403 NORTHWEST FRWY CITY: HOUSTON STATE: TX ZIP: 77040-6094 BUSINESS PHONE: 7136907300 MAIL ADDRESS: STREET 1: 13403 NORTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77040 4 1 rrd361587.xml FORM 4 X0306 4 2012-11-27 0 0000888919 HCC INSURANCE HOLDINGS INC/DE/ HCC 0001332657 Rinicella Randy D C/O HCC INSURANCE HOLDINGS, INC. 13403 NORTHWEST FREEWAY HOUSTON TX 77040 0 1 0 0 SVP, General Counsel & Sec Common Stock 15435 D Common Stock 2012-11-27 4 M 0 600 24.95 A 16035 D Common Stock 2012-11-27 4 M 0 900 23.43 A 16935 D Common Stock 2012-11-27 4 M 0 1200 27.85 A 18135 D Common Stock 2012-11-27 4 S 0 2700 36.4491 D 15435 D Option to Purchase 24.95 2012-11-27 4 M 0 600 0 D 2016-08-24 Common Stock 25000 23950 D Option to Purchase 23.43 2012-11-27 4 M 0 900 0 D 2014-05-13 Common Stock 50000 47200 D Option to Purchase 27.85 2012-11-27 4 M 0 1200 0 D 2013-08-28 Common Stock 75000 72900 D The price $36.4491 represents a weighted average of sales prices ranging from $36.44 to $36.4642. Full information regarding the number of shares sold at each separate price will be provided to the SEC,the issuer or a security holder of the issuer upon request. Option to purchase granted pursuant to the 2008 Flexible Incentive Plan. The options vest at 5,000 shares annually for 5 years beginning on 8/24/2011. Option to purchase granted pursuant to the 2004 Flexible Incentive Plan. The options vest at 10,000 shares annually for 5 years beginning on 05/13/2009. The options vest at 15,000 shares annually for 5 years beginning on 8/28/2008. Randy D. Rinicella 2012-11-28