EX-99.770 7 ex99-77o.txt
---------------------------------------------------------------------------------------------------------------------------------- Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002 DeAM ASSET MANAGEMENT PORTFOLIO ---------------------------------------------------------------------------------------------------------------------------------- Security Purchased Comparison Security Comparison Security ---------------------------------------------------------------------------------------------------------------------------------- Issuer VERIZON GLOBAL FDG CORP WISCONSIN ENERGY CORP PHELPS DODGE CORP ---------------------------------------------------------------------------------------------------------------------------------- Underwriters BofA, Deutsche Bank, Salomon BofA, Bear Stearns, Banc One, JP Salomon, BofA, Bank of Tokyo, Morgan, Robert Baird, US Bancorp First Union, Mizuho Securities ---------------------------------------------------------------------------------------------------------------------------------- Years of continuous > 3 years > 3 years > 3 years operation, including predecessors ---------------------------------------------------------------------------------------------------------------------------------- Security VZ 6.875%,6/15/2012 WEC 5.5%,12/1/2008 PD 8.75%,6/1/2011 ---------------------------------------------------------------------------------------------------------------------------------- Is the affiliate a manager joint lead n/a n/a or co-manager of offering? ---------------------------------------------------------------------------------------------------------------------------------- Name of underwriter or Banc of America n/a n/a dealer from which purchased ---------------------------------------------------------------------------------------------------------------------------------- Firm commitment underwriting? yes yes yes ---------------------------------------------------------------------------------------------------------------------------------- Trade date/Date of Offering 6/18/2002 11/13/2001 5/24/2001 ---------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of $ - $ - $ - offering sold to QIBs ---------------------------------------------------------------------------------------------------------------------------------- Total dollar amount of any $ 600,000,000 $ 300,000,000 $ 625,000,000 concurrent public offering ---------------------------------------------------------------------------------------------------------------------------------- Total $ 600,000,000 $ 300,000,000 $ 625,000,000 ---------------------------------------------------------------------------------------------------------------------------------- Public offering price $ 99.19 $ 99.66 $ 99.83 ---------------------------------------------------------------------------------------------------------------------------------- Price paid if other than n/a n/a n/a public offering price ---------------------------------------------------------------------------------------------------------------------------------- Underwriting spread or 0.450% 0.625% 0.65% commission ---------------------------------------------------------------------------------------------------------------------------------- Rating A1/A+ A2/A- Baa3/BBB- ---------------------------------------------------------------------------------------------------------------------------------- Current yield 6.93% 5.52% 8.76% ---------------------------------------------------------------------------------------------------------------------------------- Total par value purchased 1,245,000 n/a n/a ---------------------------------------------------------------------------------------------------------------------------------- $ amount of purchase 1,234,940 n/a n/a ---------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 0.21% n/a n/a fund ---------------------------------------------------------------------------------------------------------------------------------- % of offering purchased by 1.65% n/a n/a associated funds ---------------------------------------------------------------------------------------------------------------------------------- Total (must be less than 25%) 1.86% n/a n/a ----------------------------------------------------------------------------------------------------------------------------------