10-Q/A 1 idc_10qa.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A Amendment No. 1 [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2002 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ______to ______ Commission file number 0-20311 Interactive Data Corporation (Exact name of registrant as specified in its charter) Delaware 13-3668779 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification Number) 22 Crosby Drive, Bedford, Massachusetts 01730-1402 (Address of principal executive offices) Registrant's telephone number, including area code: (781) 687-8500 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] The number of shares of common stock, par value $.01 per share, of the registrant outstanding as of July 23, 2002 was 91,322,001. PRELIMINARY NOTE This Amendment No. 1 to the Registrant's Quarterly Report on Form 10-Q for the period ending June 30, 2002 is being filed solely to include as Exhibits 99.1 and 99.2 the certifications required by Section 906 of the Sarbanes-Oxley Act of 2002, which became effective on July 30, 2002. No revisions have been made to the Registrant's financial statements or any other disclosure contained in such Quarterly Report. PART II - OTHER INFORMATION Item 6. Exhibits and Reports on Form 8-K a. The following exhibits are filed as part of this report: 99.1 Certification of Chief Executive Officer 99.2 Certification of Chief Financial Officer b. Reports on Form 8-K: On April 5, 2002, the Company filed a Current Report on Form 8-K regarding the removal, by the Federal district court for the Eastern District of Wisconsin, of the Company from certain litigation (Item 5). 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. INTERACTIVE DATA CORPORATION (Registrant) Dated: August 14, 2002 By: /s/ Stuart J. Clark Name: Stuart J. Clark President and Chief Executive Officer Dated: August 14, 2002 By: /s/ Steven G. Crane Name: Steven G. Crane Chief Financial Officer 3