SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Cromer The Rt. Hon. The Earl of

(Last) (First) (Middle)
6 SLOANE TERRACE MANSIONS

(Street)
LONDON SW1X 9DG

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
JPMORGAN CHINA REGION FUND, INC. [ JFC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
* Former Director
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/18/2017
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/12/2017(1) S 7,160 D $19.5548 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This Form 4 is being filed to amend a Form 4 filed on July 18, 2017 whereby Lord Cromer reported: 1. Cancellation of 7,160 shares of Common Stock in connection with the liquidation of the Issuer; and 2. On July 14, 2017, he received a liquidation distribution from the Issuer comprised of (i) a cash component of $14.8840 per share of Common Stock and (ii) equity interests in a liquidation trust holding the right to receive proceeds from the sale of certain illiquid assets (such interests having a fair market value of $5.1182 per share of Common Stock). However, Lord Cromer did not receive the liquidation distribution because he sold his 7,160 shares of Common Stock on May 12, 2017. That sale is being reported on this Form 4. Therefore, the Form 4 filed on July 18, 2017 should be disregarded.
Remarks:
* Lord Cromer was a Director of the Fund when the transaction being reported by this Form 4 occurred. Please note that an order under Section 8(f) of the Investment Company Act of 1940 declaring that the Issuer ceased to be an investment company was issued by the Securities and Exchange Commission on September 21, 2017.
/s/The Rt. Hon. Earl of Cromer 12/19/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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