SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ADVA NA Holdings, Inc.

(Last) (First) (Middle)
5755 PEACHTREE INDUSTRIAL BLVD

(Street)
NORCROSS GA 30092

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MRV COMMUNICATIONS INC [ MRVC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2017
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.0017(1) 08/14/2017 J(1) 1,516,327(1) A $10(1) 1,000(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
ADVA NA Holdings, Inc.

(Last) (First) (Middle)
5755 PEACHTREE INDUSTRIAL BLVD

(Street)
NORCROSS GA 30092

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
ADVA Optical Networking SE

(Last) (First) (Middle)
CAMPUS MARTINSRIED
FRAUNHOFERSTRASSE 9A

(Street)
MARTINSREID MUNICH 2M 82152

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Golden Acquisition Corp

(Last) (First) (Middle)
5755 PEACHTREE INDUSTRIAL BLVD

(Street)
NORCROSS GA 30092

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
See Footnote (1)
Explanation of Responses:
1. On August 14, 2017, ADVA Optical Networking SE ("Ultimate Parent") and ADVA NA Holdings, Inc. ("Parent") completed the transactions contemplated by the Agreement and Plan of Merger, dated as of July 2, 2017, by and among MRV Communications, Inc. (the "Issuer"), Parent and Golden Acquisition Corporation ("Merger Sub") (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a direct wholly-owned subsidiary of Parent and an indirect wholly-owned subsidiary of Ultimate Parent (the "Surviving Corporation") and Merger Sub ceasing to exist following the Merger. At the effective time of the Merger, the outstanding shares of common stock of Merger Sub were converted into and became shares of the Surviving Corporation.
/s/ Ulrich Dopfer, Chief Financial Officer, ADVA Optical Networking SE 08/16/2017
/s/ Ulrich Dopfer, Chief Financial Officer, ADVA NA Holdings, Inc. 08/16/2017
/s/ Clark Avery, Vice President and Secretary, Golden Acquisition Corporation 08/16/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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