0000887969-17-000067.txt : 20170815 0000887969-17-000067.hdr.sgml : 20170815 20170815171220 ACCESSION NUMBER: 0000887969-17-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170814 FILED AS OF DATE: 20170815 DATE AS OF CHANGE: 20170815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BONNEY MARK J CENTRAL INDEX KEY: 0001232607 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11174 FILM NUMBER: 171034573 MAIL ADDRESS: STREET 1: 2711 N. HASKELL AVENUE STREET 2: SUITE 2200 CITY: DALLAS STATE: TX ZIP: 74204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MRV COMMUNICATIONS INC CENTRAL INDEX KEY: 0000887969 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 061340090 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20520 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: 8187730900 MAIL ADDRESS: STREET 1: 20520 NORDHOFF ST CITY: CHATSWORTH STATE: CA ZIP: 91311 4 1 wf-form4_150283152632424.xml FORM 4 X0306 4 2017-08-14 1 0000887969 MRV COMMUNICATIONS INC MRVC 0001232607 BONNEY MARK J C/O MRV COMMUNICATIONS, INC. 20520 NORDHOFF STREET CHATSWORTH CA 91311 1 1 0 0 President & CEO Common Stock 2017-08-14 4 D 0 64996 D 0 D Non Qualified Stock Option (Right to Buy) 9.1 2017-08-14 4 D 0 6203 0 D Common Stock 6203.0 0 D Non Qualified Stock Option (Right to Buy) 13.32 2017-08-14 4 D 0 4472 0 D Common Stock 4472.0 0 D Non Qualified Stock Option (Right to Buy) 13.46 2017-08-14 4 D 0 13487 0 D Common Stock 13487.0 0 D Non Qualified Stock Option (Right to Buy) 9.63 2017-08-14 4 D 0 65000 0 D Common Stock 65000.0 0 D Non Qualified Stock Option (Right to Buy) 10.95 2017-08-14 4 D 0 60000 0 D Common Stock 60000.0 0 D Non Qualified Stock Option (Right to Buy) 8.9 2017-08-14 4 D 0 100000 0 D Common Stock 100000.0 0 D Outstanding shares of the common stock of the Issuer were converted into the right to receive $10.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement (as defined below). Outstanding stock options of the Issuer were cancelled and converted into the right to receive the Merger Consideration (less the applicable exercise price) in accordance with the Merger Agreement. If the applicable exercise price per share under any such options was equal to or greater than the Merger Consideration, such options were canceled immediately without any payment or other consideration being made or owed in respect thereof. This Form 4 reports securities disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 2, 2017, a copy of which is filed as Exhibit 2.1 to the Issuer's Form 8-K filed with the SEC on July 3, 2017, and by which the Issuer became a wholly-owned subsidiary of ADVA NA Holdings, Inc. Mark J. Bonney 2017-08-15