-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DpVvCWWzuW/xMxvQH3CifP6DV+0jSK3dOhFtPdOx3CpDxwOa57rPl3f8NSzc1fPD OjmFoScCB//1qvxSzdTR6A== 0001140361-10-035444.txt : 20100830 0001140361-10-035444.hdr.sgml : 20100830 20100830135714 ACCESSION NUMBER: 0001140361-10-035444 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100824 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20100830 DATE AS OF CHANGE: 20100830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARACO PHARMACEUTICAL LABORATORIES LTD CENTRAL INDEX KEY: 0000887708 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 382505723 STATE OF INCORPORATION: MI FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-31773 FILM NUMBER: 101046288 BUSINESS ADDRESS: STREET 1: 1150 ELIJAH MCCOY DR CITY: DETROIT STATE: MI ZIP: 48202 BUSINESS PHONE: 3138718400 MAIL ADDRESS: STREET 1: 1150 ELIJAH MCCOY DRIVE CITY: DETROIT STATE: MI ZIP: 48202 8-K 1 form8k.htm CARACO PHARMACEUTICAL 8-K 8-24-2010 form8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
August 24, 2010 (Date of report)
 
CARACO PHARMACEUTICAL LABORATORIES, LTD.
 
(Exact name of registrant as specified in its charter)
 
 
 
Michigan
  
1-31773
  
38-2505723
  
 
(State or other jurisdiction of incorporation)
  
(Commission file number)
  
(I.R.S. employer identification no.)
  
 
 
 
1150 Elijah McCoy Drive, Detroit, Michigan 48202
(Address of principal executive offices)
 
(313) 871-8400
(Registrant’s telephone number, including area code)
 
Not Applicable
(Former name or former address, if changed since last report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 140.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 

Item 3.02.  Unregistered Sales of Equity Securities
 
As of August 24, 2010, registrant issued 544,000 shares of common stock to Sun Pharma Global, Inc. (“Sun Global”) as a result of the conversion by Sun Global of 544,000 shares of Series B Preferred Stock.  544,000 shares of Series B Preferred Stock were originally issued to Sun Global on August 13, 2007 in connection with the transfer of one product on such date pursuant to registrant’s products agreement with Sun Global dated November 21, 2002.
 
The Series B Preferred Stock may be converted into common stock on a one-for-one basis after three years from the date of issuance or following a person (other than Sun Pharmaceutical Industries Limited and its affiliates) acquiring control of registrant.
 
The common stock was issued pursuant to an exemption from registration under Section 4(2) of the Securities Act of 1933.
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
CARACO PHARMACEUTICAL LABORATORIES, LTD.
 
 
Date:
August 30, 2010
By:
/s/ Jitendra N. Doshi
     
Jitendra N. Doshi
     
Chief Executive Officer
 
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