4 1 g77565bme4.htm RAILAMERICA, INC. FORM 4 BENNETT MARKS e4
 

FORM 4

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549
         
o Check box if no
longer subject to
Section 16. Form 4
or Form 5 obligations
may continue. See
Instruction 1(b). 		  STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
 
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934, Section 17(a) of the
Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company
Act of 1940		    
                     
1. Name and Address of Reporting Person(1)
 
 
Marks Bennett 		2. Issuer Name and Ticker or Trading Symbol
 
 
RailAmerica, Inc. (NYSE:RRA) 		  6. Relationship of Reporting Person to Issuer (Check all applicable)
 
 		    
 
(Last) (First) (Middle)
 
 
 
RailAmerica, Inc.
5300 Broken Sound Boulevard, N.W.		 3. IRS or Social Security Number of Reporting Persons (Voluntary)
  		  4. Statement for Month/Year
 
 
 
June 2002 		    o  Director   
  x Officer (give title below)
Senior Vice President and
Chief Financial Officer 		  o 10% Owner
o  Other (specify
below)
  		   
(Street)
 
Boca Raton  Florida  33487		       5. If Amendment,
Date of Original
(Month/Year)
  		  7. Individual or Joint/Group Filing
(Check applicable line)
            x Form filed by one Reporting Person    
            o Form filed by more than one Reporting Person    
(City) (State) (Zip)                    
 
TABLE I — NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED    
                                     
1. Title of Security
(Instr. 3) 		  2. Transaction
Date
(Month/ Day/
Year) 		  3.  Transaction Code
(Instr. 8) 		  4. Securities Acquired (A) or Disposed of (D)   5. Amount of
Securities
Beneficially Owned
at End of Month
(Instr. 3 and 4) 		  6. Ownership
Form:
Direct (D)
or
Indirect  (I)
(Instr.  4) 		  7. Nature
of Indirect
Beneficial
Ownership
(Instr.  4)
                (Instr. 3, 4 and 5)            
        Code   V   Amount   (A) or
(D) 		  Price            
Common Stock, par value $.001 per share                         1,337(1) D
 
                                   
 
                                   
 
                                   
 
                                   
 
                                   
 
                                   
 
                                   
 
                                   
(Print or Type Response)
 
(1) Includes 337 shares acquired under the RailAmerica, Inc. 1995 Employee Stock Purchase Plan.

 

FORM 4 (continued)
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
                                                         
 1. Title of
Derivative
Security

(Instr. 3)
   2. Conversion
or Exercise
Price of
Derivative
Security 		   3. Transac-
tion Date
(Month/
Day/Year) 		   4. Transac-
tion Code

(Instr. 8) 		   5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4,
and 5) 		   6. Date
Exercisable
and Expira-
tion Date
(Month/Day/ Year) 		       7. Title and
Amount of
Underlying
Securities

(Instr. 3 and 4) 		   8. Price of
Derivative
Security

(Instr. 5) 		   9. Number of
Derivative
Securities
Beneficially
Owned at
End of
Month

(Instr. 4) 		   10.  Ownership
Form of
Derivative
Security:
Direct (D)
or
Indirect (I)

(Instr. 4) 		   11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)
                             Date
Exercis-
able 		  Expira-
tion
Date 		 
Title 		  Amount or
Number of
Shares 		               
            Code   V   (A)   (D)                                
 
1998 Executive Incentive Compensation Plan Options (right to buy)
  $6.00   —   —   —   —   —   8-30-00
(1)		   8-30-10   Common Stock, $.001 par value   50,000       35,000   D    
 
1998 Executive Incentive Compensation Plan Options (right to buy)
  $12,01   —   —   —   —   —   6-22-01
(2)		   6-22-11   Common Stock, $.001 par value   30,000       30,000   D    
 
1998 Executive Incentive Compensation Plan Options (right to buy)
  $10.20   6-20-02   A   V   100,000       6-20-02
(3)		   6-20-12   Common Stock, $.001 par value   100,000       100,000   D    
 
 
                                                       
 
 
                                                       
  Explanation of Responses:
         
(1)  Thirty-three and one-third percent (33 1/3%) of such options became exercisable on each of August 30, 2000 and August 30, 2001
    and thirty-three and one-third percent (33 1/3%) of such options will become exercisable on August 30, 2002.
(2)  Thirty-three and one-third percent (33 1/3%) of such options became exercisable on each of June 22, 2001 and June 22, 2002 and
    thirty-three and one-third percent (33 1/3%) of such options will become exercisable on June 22, 2003.
(3)  Thirty-three and one-third percent (33 1/3%) of such options became exercisable on each of June 20, 2002 and thirty-three and
    one-third percent (33 1/3%) of such options will become exercisable on each of June 20, 2003 and June 20, 2004.
 
    /s/ BENNETT MARKS   August 6, 2002
   
 
    ** Signature of Reporting Person   Date
    Bennett Marks    
       
    **  Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

    Note: File three copies of this form, one of which must be manually signed. If space provided
is insufficient, see Instruction 6 for procedure.