5 1 g74152bme5.htm RAILAMERICA, INC./ BENNETT MARKS FORM 5 e5
 

FORM 5
         
o Check box if no
longer subject to
Section 16. Form 4
or Form 5 obligations
may continue. See
Instruction 1(b).
o  Form 3 Holdings
Reported
o  Form 4
Transactions Reported 		  U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934, Section 17(a) of the
Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company
Act of 1940 		   
                 
1. Name and Address of Reporting Person*

    Marks, Bennett 		  2. Issuer Name and Ticker or Trading Symbol

    RailAmerica, Inc.
    (NYSE: RRA) 		  6. Relationship of Reporting Person to Issuer (Check all applicable)

  o Director
  x Officer (give title below)
  o 10% Owner
  o Other (specify below)
                        
                         Senior Vice President & CFO
(Last) (First) (Middle)

RailAmerica, Inc.
5300 Broken Sound Blvd., N.W. 		  3. IRS Number of Reporting Person (Voluntary)   4. Statement For Month/Year

2001 		       
(Street)

Boca Raton        Florida        33487 		      5. If Amendment,
Date of Original
(Month/Year)
  		  7. Individual or Joint/Group Filing   (Check applicable line)
 
 x  Form Filed by One Reporting Person
             o  Form Filed by More Than One Reporting Person
(City) (State) (Zip)                
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
                                     
1. Title of Security
(Instr. 3) 		  2. Transaction
Date
(Month/ Day/
Year) 		  3. Transac-
tion Code
(Instr. 8) 		  4. Securities Acquired (A) or Disposed of (D)   5. Amount of
Securities
Beneficially Owned
at End of Issuer’s
Fiscal Year 		  6. Owner-
ship
Form:
Direct
(D) or
Indirect
(I) 		  7. Nature of
Indirect
Beneficial
Ownership
                (Instr. 3, 4 and 5)  
  (Instr. 3 and 4) 		 
 
(Instr.  4) 		 
 
(Instr. 4)
                Amount   (A) or
(D) 		  Price            
 Common Stock, par value
  $.001 per share
                                1,000        D    
 
                                   
 
                                   
 
                                   
 
                                   
 
                                   
 
                                   
  *If the form is filed by more than one Reporting Person, see Instruction 4(b)(v).
  Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.                                   (Over)
(Print or Type Responses)

 

FORM 5 (continued)
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
                                                     
 1.  Title of
Derivative
Security

(Instr. 3)
   2.  Conversion
or Exercise
Price of
Derivative
Security 		   3.  Transac-
tion Date
(Month/
Day/Year) 		   4.  Transac-
tion Code

(Instr. 8) 		   5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4,
and 5) 		   6. Date Exercis-
able
and Expira-
tion
Date
(Month/Day/
Year) 		   7. Title and
Amount of
Underlying
Securities

(Instr. 3 and 4) 		   8. Price of
Derivative
Security

(Instr. 5) 		   9. Number of
Derivative
Securities
Beneficially
Owned at
End of
Year

(Instr. 4) 		   10. Ownership
of
Derivative
Security:
Direct (D)
or
Indirect (I)

(Instr. 4) 		   11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)
                         Date
Exercis-
able 		  Expira-
tion
Date 		 
Title 		  Amount or
Number of
Shares 		               
                (A)   (D)                                
 
 1998 Execu-
 tive Incen-
 tive Com-
 pensation
 Plan (Right
 to Buy)
  —   —   —   —   —   8/30/00

(1) 		  8/30/10   Common Stock, par value $.001   50,000   $6.00   35,000   D    
 
 1998 Execu-
 tive Incen-
 tive Com-
 pensation
 Plan (Right
 to Buy)
  $12.01   6/22/01   A   30,000   —   6/22/01

(2) 		  6/22/11   Common Stock, par value $.001   30,000   $12.01   30,000   D    
 
 
                                                   
 
 
                                                   
 
 
                                                   
 
 
                                                   
 
 
                                                   
  Explanation of Responses:
     
(1)   Thirty three and one third percent (33 1/3%) of such options became exercisable on each of August 30, 2000 and August 30, 2001 and another thirty three and one third percent (33 1/3%) of such options will become exercisable on August 30, 2002. Mr. Marks exercised 15,000 options and sold the underlying shares of common stock in December of 2001.
 
(2)   Thirty three and one third percent (33 1/3%) of such options became exercisable on June 22, 2001 and another thirty three and one third percent (33 1/3%) of such options will become exercisable on each of June 22, 2002 and June 22, 2003.
 
        February 12, 2002
    /s/ Bennett Marks
  
    **Signature of Reporting Person
 
Bennett Marks		   Date
       
    **  Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

    Note. File three copies of this form, one of which must be manually signed. If space provided
is insufficient, see Instruction 6 for procedure.