0001387131-21-002548.txt : 20210216 0001387131-21-002548.hdr.sgml : 20210216 20210216194318 ACCESSION NUMBER: 0001387131-21-002548 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARLO DENNIS J PHD CENTRAL INDEX KEY: 0001038322 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36242 FILM NUMBER: 21642006 MAIL ADDRESS: STREET 1: PO BOX 1176 CITY: RANCHO SANTA FE STATE: CA ZIP: 92067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Adamis Pharmaceuticals Corp CENTRAL INDEX KEY: 0000887247 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 820429727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 997-2400 MAIL ADDRESS: STREET 1: 11682 EL CAMINO REAL STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: CELLEGY PHARMACEUTICALS INC DATE OF NAME CHANGE: 19950615 5 1 form5.xml X0306 5 2020-12-31 0 0 1 0000887247 Adamis Pharmaceuticals Corp ADMP 0001038322 CARLO DENNIS J PHD C/O ADAMIS PHARMACEUTICALS CORPORATION 11682 EL CAMINO REAL, SUITE 300 SAN DIEGO CA 92130 1 1 0 0 President & CEO Common Stock 2020-02-21 4 M 0 L 27823 D 316405 D Common Stock 150709 I By Dennis and Allison Carlo Joint Living Trust Common Stock 5883 I By A. Carlo as custodian for Child Restricted Stock Units 2020-02-21 4 M 0 L 27823 0 D Common Stock 27823 27822 D Represents the vesting of a portion of previously granted restricted stock units (RSU), with shares of common stock to be issued following vesting of the RSUs as described in the award agreement relating to the RSUs. Includes common stock, as well as restricted stock units granted on January 30, 2019, to the reporting person and previously reported on a Form 4. On February 21, 2018, the reporting person was granted 83,467 restricted stock units. 1/3 of the Restricted Stock Units vest on each anniversary of the grant date over a three year period provided that the Reporting Person has continued to provide services to the Company during such period /s/ Robert O. Hopkins Power of Attorney for Dennis J. Carlo, PhD 2021-02-16