0000921895-16-005189.txt : 20160719
0000921895-16-005189.hdr.sgml : 20160719
20160719153022
ACCESSION NUMBER: 0000921895-16-005189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160715
FILED AS OF DATE: 20160719
DATE AS OF CHANGE: 20160719
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PERCEPTRON INC/MI
CENTRAL INDEX KEY: 0000887226
STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827]
IRS NUMBER: 382381442
STATE OF INCORPORATION: MI
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 47827 HALYARD DRIVE
CITY: PLYMOUTH
STATE: MI
ZIP: 48170-2461
BUSINESS PHONE: 3134144816
MAIL ADDRESS:
STREET 1: 47827 HALYARD DRIVE
CITY: PLYMOUTH
STATE: MI
ZIP: 48170-2461
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rothenberg Michael
CENTRAL INDEX KEY: 0001393832
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20206
FILM NUMBER: 161773421
MAIL ADDRESS:
STREET 1: 15 EAST 62ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moab Partners LP
CENTRAL INDEX KEY: 0001393834
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20206
FILM NUMBER: 161773422
BUSINESS ADDRESS:
STREET 1: 15 EAST 62ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: (212) 981-2646
MAIL ADDRESS:
STREET 1: 15 EAST 62ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moab Capital Partners LLC
CENTRAL INDEX KEY: 0001377817
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20206
FILM NUMBER: 161773423
BUSINESS ADDRESS:
STREET 1: 15 EAST 62ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10065
BUSINESS PHONE: (212) 981-2646
MAIL ADDRESS:
STREET 1: 15 EAST 62ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10065
4
1
form410330008_07192016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-07-15
0
0000887226
PERCEPTRON INC/MI
PRCP
0001377817
Moab Capital Partners LLC
15 EAST 62ND STREET
NEW YORK
NY
10065
0
0
1
1
See Footnote 1
0001393834
Moab Partners LP
15 EAST 62ND STREET
NEW YORK
NY
10065
0
0
1
1
See Footnote 1
0001393832
Rothenberg Michael
15 EAST 62ND STREET
NEW YORK
NY
10065
0
0
1
1
See Footnote 1
Common Stock, $0.01 par value
2016-07-15
4
X
0
13200
5
A
791762
I
By Moab Partners, L.P.
Common Stock, $0.01 par value
2016-07-15
4
X
0
800
5
A
53136
I
By Managed Account of Moab Capital Partners, LLC
Put Option (obligation to buy)
5
2016-07-15
4
X
0
13200
0
D
2016-07-15
Common Stock, $0.01 par value
13200
0
I
By Moab Partners, L.P.
Put Option (obligation to buy)
5
2016-07-15
4
X
0
800
0
D
2016-07-15
Common Stock, $0.01 par value
800
0
I
By Managed Account of Moab Capital Partners, LLC
This Form 4 is filed jointly by Moab Capital Partners, LLC ("Moab LLC"), Moab Partners, L.P. ("Moab LP") and Michael M. Rothenberg (collectively, the "Reporting Persons"). As of June 28, 2016, each of the Reporting Persons may be deemed to be a member of a Section 13(d) group with each of Harbert Discovery Fund, LP, Harbert Discovery Fund GP, LLC, Harbert Fund Advisors, Inc., Harbert Management Corporation, Jack Bryant, Kenan Lucas, and Raymond Harbert, which collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Securities owned by Moab LP. Each of Moab LLC, as the investment adviser of Moab LP, and Mr. Rothenberg, as the managing director of Moab LLC, may be deemed to be the beneficial owner of the securities owned by Moab LP.
Securities held in an account managed by Moab LLC (the "Managed Account"). Each of Moab LLC, as the investment adviser of the Managed Account, and Mr. Rothenberg, as the managing director of Moab LLC, may be deemed to be the beneficial owner of the securities held in the Managed Account.
The put options were exercisable at any time.
Moab Partners, L.P., By: Moab Capital Partners, LLC, its Investment Adviser, By: /s/ Michael M. Rothenberg, Managing Director
2016-07-19
Moab Capital Partners, LLC, By: /s/ Michael M. Rothenberg, Managing Director
2016-07-19
/s/ Michael M. Rothenberg
2016-07-19