0000921895-16-005189.txt : 20160719 0000921895-16-005189.hdr.sgml : 20160719 20160719153022 ACCESSION NUMBER: 0000921895-16-005189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160715 FILED AS OF DATE: 20160719 DATE AS OF CHANGE: 20160719 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PERCEPTRON INC/MI CENTRAL INDEX KEY: 0000887226 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 382381442 STATE OF INCORPORATION: MI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 47827 HALYARD DRIVE CITY: PLYMOUTH STATE: MI ZIP: 48170-2461 BUSINESS PHONE: 3134144816 MAIL ADDRESS: STREET 1: 47827 HALYARD DRIVE CITY: PLYMOUTH STATE: MI ZIP: 48170-2461 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothenberg Michael CENTRAL INDEX KEY: 0001393832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20206 FILM NUMBER: 161773421 MAIL ADDRESS: STREET 1: 15 EAST 62ND STREET CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moab Partners LP CENTRAL INDEX KEY: 0001393834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20206 FILM NUMBER: 161773422 BUSINESS ADDRESS: STREET 1: 15 EAST 62ND STREET CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: (212) 981-2646 MAIL ADDRESS: STREET 1: 15 EAST 62ND STREET CITY: NEW YORK STATE: NY ZIP: 10021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moab Capital Partners LLC CENTRAL INDEX KEY: 0001377817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20206 FILM NUMBER: 161773423 BUSINESS ADDRESS: STREET 1: 15 EAST 62ND STREET CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: (212) 981-2646 MAIL ADDRESS: STREET 1: 15 EAST 62ND STREET CITY: NEW YORK STATE: NY ZIP: 10065 4 1 form410330008_07192016.xml OWNERSHIP DOCUMENT X0306 4 2016-07-15 0 0000887226 PERCEPTRON INC/MI PRCP 0001377817 Moab Capital Partners LLC 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 1 See Footnote 1 0001393834 Moab Partners LP 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 1 See Footnote 1 0001393832 Rothenberg Michael 15 EAST 62ND STREET NEW YORK NY 10065 0 0 1 1 See Footnote 1 Common Stock, $0.01 par value 2016-07-15 4 X 0 13200 5 A 791762 I By Moab Partners, L.P. Common Stock, $0.01 par value 2016-07-15 4 X 0 800 5 A 53136 I By Managed Account of Moab Capital Partners, LLC Put Option (obligation to buy) 5 2016-07-15 4 X 0 13200 0 D 2016-07-15 Common Stock, $0.01 par value 13200 0 I By Moab Partners, L.P. Put Option (obligation to buy) 5 2016-07-15 4 X 0 800 0 D 2016-07-15 Common Stock, $0.01 par value 800 0 I By Managed Account of Moab Capital Partners, LLC This Form 4 is filed jointly by Moab Capital Partners, LLC ("Moab LLC"), Moab Partners, L.P. ("Moab LP") and Michael M. Rothenberg (collectively, the "Reporting Persons"). As of June 28, 2016, each of the Reporting Persons may be deemed to be a member of a Section 13(d) group with each of Harbert Discovery Fund, LP, Harbert Discovery Fund GP, LLC, Harbert Fund Advisors, Inc., Harbert Management Corporation, Jack Bryant, Kenan Lucas, and Raymond Harbert, which collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Securities owned by Moab LP. Each of Moab LLC, as the investment adviser of Moab LP, and Mr. Rothenberg, as the managing director of Moab LLC, may be deemed to be the beneficial owner of the securities owned by Moab LP. Securities held in an account managed by Moab LLC (the "Managed Account"). Each of Moab LLC, as the investment adviser of the Managed Account, and Mr. Rothenberg, as the managing director of Moab LLC, may be deemed to be the beneficial owner of the securities held in the Managed Account. The put options were exercisable at any time. Moab Partners, L.P., By: Moab Capital Partners, LLC, its Investment Adviser, By: /s/ Michael M. Rothenberg, Managing Director 2016-07-19 Moab Capital Partners, LLC, By: /s/ Michael M. Rothenberg, Managing Director 2016-07-19 /s/ Michael M. Rothenberg 2016-07-19