0001209191-23-053252.txt : 20231020 0001209191-23-053252.hdr.sgml : 20231020 20231020163009 ACCESSION NUMBER: 0001209191-23-053252 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231018 FILED AS OF DATE: 20231020 DATE AS OF CHANGE: 20231020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON KEVIN R CENTRAL INDEX KEY: 0001193107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 231337431 MAIL ADDRESS: STREET 1: 2401 UTAH AVE. S STREET 2: SUITE 800 CITY: SEATTLE STATE: WA ZIP: 98134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-18 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001193107 JOHNSON KEVIN R C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 1 0 0 0 0 Restricted Stock Units 2023-10-18 4 A 0 97 0.00 A Common Stock, par value $0.01 per share 97 565 D Restricted Stock Units ("RSUs") granted in respect of the Reporting Person's 2023 (i) Annual Retainer for service on the Issuer's Board of Directors and (ii) Annual Retainer for service on the Board of Directors of Goldman Sachs Bank USA ("GS Bank USA") are each granted quarterly, in arrears. Shares of the Issuer's common stock underlying these RSUs will be delivered approximately 90 days after the retirement of the Reporting Person from the Issuer's Board of Directors or GS Bank USA's Board of Directors, as applicable. /s/ Jamie A. Greenberg, Attorney-in-fact 2023-10-20