0001209191-23-027345.txt : 20230504
0001209191-23-027345.hdr.sgml : 20230504
20230504163023
ACCESSION NUMBER: 0001209191-23-027345
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230502
FILED AS OF DATE: 20230504
DATE AS OF CHANGE: 20230504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEE BRIAN J
CENTRAL INDEX KEY: 0001698554
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 23889262
MAIL ADDRESS:
STREET 1: C/O GOLDMAN SACHS & CO. LLC
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-02
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001698554
LEE BRIAN J
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
0
1
0
0
Chief Risk Officer
0
Common Stock, par value $0.01 per share
2023-05-02
4
S
0
935
336.88
D
17117
D
Common Stock, par value $0.01 per share
2023-05-02
4
S
0
1965
337.98
D
15152
D
Common Stock, par value $0.01 per share
2023-05-02
4
S
0
100
338.60
D
15052
D
Common Stock, par value $0.01 per share
2023-05-02
4
S
0
700
336.62
D
18108
I
See footnote
Common Stock, par value $0.01 per share
2023-05-02
4
S
0
1800
337.81
D
16308
I
See footnote
Common Stock, par value $0.01 per share
2023-05-02
4
S
0
500
338.41
D
15808
I
See footnote
Common Stock, par value $0.01 per share
2023-05-03
4
M
0
6270
A
21322
D
Common Stock, par value $0.01 per share
2023-05-03
4
F
0
3201
333.37
D
18121
D
Performance-based Restricted Stock Units
2023-05-03
4
M
0
6270
D
Common Stock, par value $0.01 per share
6270
0
D
Reflects a weighted average sale price of $336.88 per share, at prices ranging from $336.47 to $337.35 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $337.98 per share, at prices ranging from $337.53 to $338.33 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $336.62 per share, at prices ranging from $336.24 to $336.75 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Reflects a weighted average sale price of $337.81 per share, at prices ranging from $337.29 to $338.26 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $338.41 per share, at prices ranging from $338.33 to $338.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025.
Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 7 above.
/s/ Beverly L. O'Toole, Attorney-in-fact
2023-05-04