0001209191-22-011279.txt : 20220218 0001209191-22-011279.hdr.sgml : 20220218 20220218163102 ACCESSION NUMBER: 0001209191-22-011279 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220218 FILED AS OF DATE: 20220218 DATE AS OF CHANGE: 20220218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LESLIE ERICKA T CENTRAL INDEX KEY: 0001910388 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 22653280 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2022-02-18 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001910388 LESLIE ERICKA T C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 0 1 0 0 Chief Administrative Officer Common Stock, par value $0.01 per share 8405 D Restricted Stock Units Common Stock, par value $0.01 per share 17986 D Certain of these shares cannot be sold or transferred before dates ranging from January 2023 to January 2026. Additionally, certain of these shares are subject to a non-competition covenant which will lapse in January 2025, subject to other terms and conditions of the applicable award agreement. These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2020 to January 2022 and will vest on the earlier of (a) dates ranging from December 31, 2022 to December 31, 2024 and (b) the Reporting Person's retirement. Shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2023 to January 2025, and generally cannot be sold or transferred before dates ranging from January 2024 to January 2026. /s/ Beverly L. O'Toole, Attorney-in-fact 2022-02-18 EX-24 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned does hereby appoint Jamison Yardley, Crystal Orgill, Beverly L. O'Toole, Jamie A. Greenberg and Nina V. Ayer (and any other employee of The Goldman Sachs Group, Inc. (the "Company") or one of its affiliates designated in writing by one of the attorneys-in-fact) her lawful attorneys, and each of them her true and lawful attorney, with power to act without the other, and with full power of substitution and resubstitution, to prepare, execute and file, or cause to be prepared, executed and filed, with the U.S. Securities and Exchange Commission (the "SEC") for her and in her name in connection with certain transactions in common stock, par value $.01 per share (the "Common Stock") of the Company: 1. the Initial Statement of Beneficial Ownership of Securities on Form 3, any Statement of Changes in Beneficial Ownership on Form 4 and any Annual Statement of Changes in Beneficial Ownership on Form 5, or any similar or successor form, which may be required to be filed by her pursuant to Section 16 of the Securities Exchange Act of 1934, as amended; 2. one or more Forms 144, or amendments to Form 144, relating to any sales orders (including in connection with the exercise of options to purchase Common Stock), orally or electronically, to sell shares of Common Stock to the public from time to time in accordance with Rule 144 under the Securities Act of 1933, as amended; and 3. any and all instruments necessary or incidental to any action listed above, including communications to the SEC, The New York Stock Exchange and state securities law authorities. The undersigned hereby grants unto said attorneys and each of them full power and authority to do and perform in the name and on behalf of the undersigned, and in any and all capacities, every act and thing whatsoever required or necessary to be done in and about the premises, as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and approving the act of said attorneys and each of them. This power of attorney shall not be affected by the subsequent disability or incompetence of the principal. This power of attorney shall remain in full force and effect until either revoked in writing by the undersigned or until such time as the person or persons to whom power of attorney has been hereby granted cease(s) to be an employee of the Company or one of its affiliates. IN WITNESS thereof the undersigned hereunto signed her name this 31 day of January 2022. /s/ Ericka T. Leslie Ericka T. Leslie