0001209191-22-011279.txt : 20220218
0001209191-22-011279.hdr.sgml : 20220218
20220218163102
ACCESSION NUMBER: 0001209191-22-011279
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220218
FILED AS OF DATE: 20220218
DATE AS OF CHANGE: 20220218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LESLIE ERICKA T
CENTRAL INDEX KEY: 0001910388
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 22653280
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2022-02-18
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001910388
LESLIE ERICKA T
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
0
1
0
0
Chief Administrative Officer
Common Stock, par value $0.01 per share
8405
D
Restricted Stock Units
Common Stock, par value $0.01 per share
17986
D
Certain of these shares cannot be sold or transferred before dates ranging from January 2023 to January 2026. Additionally, certain of these shares are subject to a non-competition covenant which will lapse in January 2025, subject to other terms and conditions of the applicable award agreement.
These Restricted Stock Units ("RSUs") were granted on dates ranging from January 2020 to January 2022 and will vest on the earlier of (a) dates ranging from December 31, 2022 to December 31, 2024 and (b) the Reporting Person's retirement. Shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2023 to January 2025, and generally cannot be sold or transferred before dates ranging from January 2024 to January 2026.
/s/ Beverly L. O'Toole, Attorney-in-fact
2022-02-18
EX-24
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned does hereby appoint Jamison Yardley, Crystal Orgill, Beverly L.
O'Toole, Jamie A. Greenberg and Nina V. Ayer (and any other employee of The
Goldman Sachs Group, Inc. (the "Company") or one of its affiliates designated in
writing by one of the attorneys-in-fact) her lawful attorneys, and each of them
her true and lawful attorney, with power to act without the other, and with full
power of substitution and resubstitution, to prepare, execute and file, or cause
to be prepared, executed and filed, with the U.S. Securities and Exchange
Commission (the "SEC") for her and in her name in connection with certain
transactions in common stock, par value $.01 per share (the "Common Stock") of
the Company:
1. the Initial Statement of Beneficial Ownership of Securities on Form 3, any
Statement of Changes in Beneficial Ownership on Form 4 and any Annual Statement
of Changes in Beneficial Ownership on Form 5, or any similar or successor form,
which may be required to be filed by her pursuant to Section 16 of the
Securities Exchange Act of 1934, as amended;
2. one or more Forms 144, or amendments to Form 144, relating to any sales
orders (including in connection with the exercise of options to purchase Common
Stock), orally or electronically, to sell shares of Common Stock to the public
from time to time in accordance with Rule 144 under the Securities Act of 1933,
as amended; and
3. any and all instruments necessary or incidental to any action listed above,
including communications to the SEC, The New York Stock Exchange and state
securities law authorities.
The undersigned hereby grants unto said attorneys and each of them full power
and authority to do and perform in the name and on behalf of the undersigned,
and in any and all capacities, every act and thing whatsoever required or
necessary to be done in and about the premises, as fully and to all intents and
purposes as the undersigned might or could do in person, hereby ratifying and
approving the act of said attorneys and each of them.
This power of attorney shall not be affected by the subsequent disability or
incompetence of the principal. This power of attorney shall remain in full force
and effect until either revoked in writing by the undersigned or until such time
as the person or persons to whom power of attorney has been hereby granted
cease(s) to be an employee of the Company or one of its affiliates.
IN WITNESS thereof the undersigned hereunto signed her name this 31 day of
January 2022.
/s/ Ericka T. Leslie
Ericka T. Leslie