0001209191-21-023012.txt : 20210325 0001209191-21-023012.hdr.sgml : 20210325 20210325163142 ACCESSION NUMBER: 0001209191-21-023012 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210325 DATE AS OF CHANGE: 20210325 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruemmler Kathryn H. CENTRAL INDEX KEY: 0001850865 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 21772791 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2021-03-15 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001850865 Ruemmler Kathryn H. C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 0 1 0 0 EVP, Chief Legal Officer, GC Restricted Stock Units Common Stock, par value $0.01 per share 60691 D 46,871 of these Restricted Stock Units ("RSUs") were granted in April 2020, with the remainder granted in January 2021. The RSUs granted in April 2020 will vest on dates ranging from December 31, 2022 to December 31, 2024, and shares of the Issuer's common stock underlying these RSUs will be delivered, with no sale or transfer restrictions, on dates ranging from January 2023 to January 2025, subject to other terms and conditions of the award agreement. The RSUs granted in January 2021 will vest on dates ranging from December 31, 2021 to December 31, 2023, and shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2022 to January 2024, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these January 2021 RSUs generally cannot be sold or transferred before January 2026. /s/ Beverly L. O'Toole, Attorney-in-fact 2021-03-25 EX-24.3_975483 2 poa.txt POA DOCUMENT POWER OF ATTORNEY The undersigned does hereby appoint Beverly L. O'Toole, Jamie A. Greenberg, Nina V. Ayer, Crystal Orgill, Nathan R. Burby and Jamison Yardley (and any other employee of The Goldman Sachs Group, Inc. (the "Company") or one of its affiliates designated in writing by one of the other attorneys appointed hereby) her lawful attorneys, and each of them her true and lawful attorney, with power to act without the other, and with full power of substitution and resubstitution, to prepare, execute and file, or cause to be prepared, executed and filed, with the U.S. Securities and Exchange Commission (the "SEC") for her and in her name in connection with certain transactions in common stock, par value $.01 per share (the "Common Stock"), of the Company: 1. the Initial Statement of Beneficial Ownership of Securities on Form 3, any Statement of Changes in Beneficial Ownership on Form 4 and any Annual Statement of Changes in Beneficial Ownership on Form 5, or any similar or successor form, which may be required to be filed by her pursuant to Section 16 of the Securities Exchange Act of 1934, as amended; 2. one or more Forms 144, or amendments to Form 144, relating to any sales orders (including in connection with the exercise of options to purchase Common Stock), orally or electronically, to sell shares of Common Stock to the public from time to time in accordance with Rule 144 under the Securities Act of 1933, as amended; and 3. any and all instruments necessary or incidental to any action listed above, including communications to the SEC, The New York Stock Exchange and state securities law authorities. The undersigned hereby grants unto said attorneys and each of them full power and authority to do and perform in the name and on behalf of the undersigned, and in any and all capacities, every act and thing whatsoever required or necessary to be done in and about the premises, as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and approving the act of said attorneys and each of them. This power of attorney shall not be affected by the subsequent disability or incompetence of the principal. This power of attorney shall remain in full force and effect until either revoked in writing by the undersigned or, with respect to any attorney to whom power of attorney has been hereby granted, until such time as said attorney ceases to be an employee of the Company or one of its affiliates, if earlier. IN WITNESS thereof the undersigned hereunto signed her name this 8th day of March 2021. /s/ Kathryn H. Ruemmler Kathryn H. Ruemmler