0001209191-21-023012.txt : 20210325
0001209191-21-023012.hdr.sgml : 20210325
20210325163142
ACCESSION NUMBER: 0001209191-21-023012
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210325
DATE AS OF CHANGE: 20210325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ruemmler Kathryn H.
CENTRAL INDEX KEY: 0001850865
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 21772791
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-03-15
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001850865
Ruemmler Kathryn H.
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
0
1
0
0
EVP, Chief Legal Officer, GC
Restricted Stock Units
Common Stock, par value $0.01 per share
60691
D
46,871 of these Restricted Stock Units ("RSUs") were granted in April 2020, with the remainder granted in January 2021. The RSUs granted in April 2020 will vest on dates ranging from December 31, 2022 to December 31, 2024, and shares of the Issuer's common stock underlying these RSUs will be delivered, with no sale or transfer restrictions, on dates ranging from January 2023 to January 2025, subject to other terms and conditions of the award agreement. The RSUs granted in January 2021 will vest on dates ranging from December 31, 2021 to December 31, 2023, and shares of the Issuer's common stock underlying these RSUs will be delivered on dates ranging from January 2022 to January 2024, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these January 2021 RSUs generally cannot be sold or transferred before January 2026.
/s/ Beverly L. O'Toole, Attorney-in-fact
2021-03-25
EX-24.3_975483
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
The undersigned does hereby appoint Beverly L. O'Toole, Jamie A. Greenberg, Nina
V. Ayer, Crystal Orgill, Nathan R. Burby and Jamison Yardley (and any other
employee of The Goldman Sachs Group, Inc. (the "Company") or one of its
affiliates designated in writing by one of the other attorneys appointed hereby)
her lawful attorneys, and each of them her true and lawful attorney, with power
to act without the other, and with full power of substitution and
resubstitution, to prepare, execute and file, or cause to be prepared, executed
and filed, with the U.S. Securities and Exchange Commission (the "SEC") for her
and in her name in connection with certain transactions in common stock, par
value $.01 per share (the "Common Stock"), of the Company:
1. the Initial Statement of Beneficial Ownership of Securities on Form 3, any
Statement of Changes in Beneficial Ownership on Form 4 and any Annual Statement
of Changes in Beneficial Ownership on Form 5, or any similar or successor form,
which may be required to be filed by her pursuant to Section 16 of the
Securities Exchange Act of 1934, as amended;
2. one or more Forms 144, or amendments to Form 144, relating to any sales
orders (including in connection with the exercise of options to purchase Common
Stock), orally or electronically, to sell shares of Common Stock to the public
from time to time in accordance with Rule 144 under the Securities Act of 1933,
as amended; and
3. any and all instruments necessary or incidental to any action listed above,
including communications to the SEC, The New York Stock Exchange and state
securities law authorities.
The undersigned hereby grants unto said attorneys and each of them full power
and authority to do and perform in the name and on behalf of the undersigned,
and in any and all capacities, every act and thing whatsoever required or
necessary to be done in and about the premises, as fully and to all intents and
purposes as the undersigned might or could do in person, hereby ratifying and
approving the act of said attorneys and each of them.
This power of attorney shall not be affected by the subsequent disability or
incompetence of the principal. This power of attorney shall remain in full force
and effect until either revoked in writing by the undersigned or, with respect
to any attorney to whom power of attorney has been hereby granted, until such
time as said attorney ceases to be an employee of the Company or one of its
affiliates, if earlier.
IN WITNESS thereof the undersigned hereunto signed her name this 8th day of
March 2021.
/s/ Kathryn H. Ruemmler
Kathryn H. Ruemmler