DEFA14A 1 d52094ddefa14a.htm DEFA14A DEFA14A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of the Securities

Exchange Act of 1934

Filed by the Registrant                 Filed by a Party other than the Registrant

Check the appropriate box:

 

Preliminary Proxy Statement

 

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

Definitive Proxy Statement

 

Definitive Additional Materials

 

Soliciting Material Pursuant to Section 240.14a-12

The Goldman Sachs Group, Inc.

 

(Name of Registrant as Specified in its Charter)

 

 

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check the appropriate box):

 

No fee required.

 

Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.

 

  (1)

Title of each class of securities to which transaction applies:

 

  

 

  (2)

Aggregate number of securities to which transaction applies:

 

  

 

  (3)

Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

  

 

  (4)

Proposed maximum aggregate value of transaction:

 

  

 

  (5)

Total fee paid:

 

  

 

 

Fee paid previously with preliminary materials.

 

Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing.

 

  (1)

Amount Previously Paid:

 

  

 

 

  (2)

Form, Schedule or Registration Statement No.:

 

  

 

 

  (3)

Filing Party:

 

  

 

 

  (4)

Date Filed:

 

   

 


*** Exercise Your Right to Vote ***

Important Notice Regarding the Availability of Proxy Materials for the

Shareholder Meeting to Be Held on April 29, 2021.

 

         
    Meeting Information    
  THE GOLDMAN SACHS GROUP, INC.       Meeting Type:             Annual    
  For holders as of:       March 1, 2021    
    Date:   April 29, 2021   Time: 8:30 a.m. New York Time    
    Location:   Meeting live via the Internet-please visit    
                        www.virtualshareholdermeeting.com/GS2021.    
   
 

LOGO

THE GOLDMAN SACHS GROUP, INC.

200 WEST STREET

NEW YORK, NEW YORK 10282

 

The company will be hosting the meeting live via the Internet this year. To attend the meeting via the Internet please visit www.virtualshareholdermeeting.com/GS2021 and be sure to have the information that is printed in the box marked by the arrow LOGO (located on the following page).

   
       
LOGO                   

 

 

You are receiving this communication because you hold shares in the company named above.

 

This is not a ballot. You cannot use this notice to vote these shares. This communication presents only an overview of the more complete proxy materials that are available to you on the Internet. You may view the proxy materials online at www.proxyvote.com, scan the QR Barcode on the reverse side, or easily request a paper copy (see reverse side).

 

We encourage you to access and review all of the important information contained in the proxy materials before voting.

 

    See the reverse side of this notice to obtain proxy materials and voting instructions.
       
       


    Before You Vote   
 

How to Access the Proxy Materials

 

  
 

 

Proxy Materials Available to VIEW or RECEIVE:

 

NOTICE AND PROXY STATEMENT    2020 ANNUAL REPORT TO SHAREHOLDERS

  How to View Online:
 

Have the information that is printed in the box marked by the arrow  LOGO  (located on the following page) and visit: www.proxyvote.com, or scan the QR Barcode below.

 

 

How to Request and Receive a PAPER or E-MAIL Copy:

 

If you want to receive a paper or e-mail copy of these documents, you must request one. There is NO charge for requesting a copy. Please choose one of the following methods to make your request:

 

    1)   BY INTERNET:         www.proxyvote.com

 

    2)   BY TELEPHONE:     1-800-579-1639

 

    3)   BY E-MAIL*:              sendmaterial@proxyvote.com

 

 

*   If requesting materials by e-mail, please send a blank e-mail with the information that is printed in the box marked by the arrow  LOGO  (located on the following page) in the subject line.

 

 

Requests, instructions and other inquiries sent to this e-mail address will NOT be forwarded to your investment advisor.

Please make the request as instructed above on or before April 15, 2021 to facilitate timely delivery.

 

 

    How To Vote

  

 

LOGO     

 

Please Choose One of the Following Voting Methods    

 

LOGO         
 

 

Vote By Internet:

    Before The Meeting:

Go to www.proxyvote.com or from a smartphone, scan the QR Barcode above. Have the information that is printed in the box marked by the arrow  LOGO  (located on the following page) available and follow the instructions.

    During The Meeting:

Go to www.virtualshareholdermeeting.com/GS2021. Have the information that is printed in the box marked by the arrow  LOGO (located on the following page) available and follow the instructions.

 

Vote By Phone: You can vote by telephone by requesting a paper copy of the materials, which will include a proxy card containing a toll-free telephone number.

 

 

Vote By Mail: You can vote by mail by requesting a paper copy of the materials, which will include a proxy card or voting instruction form.

 

         
    


  Voting Items    
 

 

 

The Board of Directors recommends you vote
FOR proposal 1:

   
 

1.   Election of Directors

 

The Board of Directors recommends you vote FOR proposals 2-4:

 

2.   Advisory Vote to Approve Executive Compensation (Say on Pay)

 

3.   Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021)

 

4.   Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021

 

The Board of Directors recommends you vote AGAINST proposals 5-8:

 

5.   Shareholder Proposal Regarding Shareholder Right to Act by Written Consent

 

6.   Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration

 

7.   Shareholder Proposal Regarding Conversion to a Public Benefit Corporation

 

8.   Shareholder Proposal Regarding a Racial Equity Audit

 
 

 

1a.  M. Michele Burns

 

 

1b.  Drew G. Faust

 

 

1c.  Mark A. Flaherty

 

 

1d.  Ellen J. Kullman

 

 

1e.  Lakshmi N. Mittal

 

 

1f.   Adebayo O. Ogunlesi

 

 

1g.  Peter Oppenheimer

 

 

1h.  David M. Solomon

 

1i.   Jan E. Tighe

 

1j.   Jessica R. Uhl

 

1k.  David A. Viniar

 

 

1l.   Mark O. Winkelman

     

LOGO     

     


 

 

 

 
 

 

 

 

 

LOGO