SC 13D/A 1 tm2035765-1_sc13da.htm SC 13D/A

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13D

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

(Amendment No. 3)

 

Avantor, Inc.

(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
05352A  100
(CUSIP Number)

 

David S. Thomas, Esq.

Goldman Sachs & Co. LLC

200 West Street

New York, NY 10282

Phone: (212) 902-1000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

With a copy to:

Michael Levitt, Esq.

Freshfields Bruckhaus Deringer US LLP

601 Lexington Avenue

New York, NY 10022

(212) 277-4004

 

November 10, 2020
(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box  ¨.

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7(b) for other parties to whom copies are to be sent.

 

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 

SCHEDULE 13D

 

CUSIP No. 05352A  100  

1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 

The Goldman Sachs Group, Inc.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*  

(a)  ¨

(b)  x

3 SEC USE ONLY
 
4

SOURCE OF FUNDS (See Instructions) 

AF and OO
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
¨ 
6

CITIZENSHIP OR PLACE OF ORGANIZATION 

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 7

SOLE VOTING POWER 
0
8

SHARED VOTING POWER 
27,480,944
9

SOLE DISPOSITIVE POWER 
0
10

SHARED DISPOSITIVE POWER 
27,480,944

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 

27,480,944

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) 

¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 

4.8%*
14

TYPE OF REPORTING PERSON (See Instructions) 

HC-CO

 

* All calculations of percentage ownership in this Schedule 13D with respect to the Reporting Persons are based upon a total of 578,338,818 shares of common stock, par value $0.01 per share (the “Common Stock”), of Avantor, Inc. (the “Issuer”), outstanding as of October 15, 2020, as reported in the Issuer’s prospectus, dated as of November 5, 2020, filed with the U.S. Securities and Exchange Commission (the “SEC”) on November 9, 2020 pursuant to Rule 424(b)(7) under the Securities Act of 1933, as amended (the “Securities Act”).

 

2

 

 

CUSIP No. 05352A  100  

1

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) 

Goldman Sachs & Co. LLC
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 

(a)  ¨

(b)  x

3 SEC USE ONLY
 
4

SOURCE OF FUNDS (See Instructions) 

AF and OO
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
¨ 
6

CITIZENSHIP OR PLACE OF ORGANIZATION 

New York

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 7

SOLE VOTING POWER 

0
8

SHARED VOTING POWER 

27,480,944
9

SOLE DISPOSITIVE POWER 

0
10

SHARED DISPOSITIVE POWER 

27,480,944

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 

27,480,944
12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) 

¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 

4.8%
14

TYPE OF REPORTING PERSON (See Instructions) 

BD-PN-IA

 

3

 

 

CUSIP No. 05352A  100  

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Broad Street Principal Investments, L.L.C.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  x

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions) 
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
¨
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 7

SOLE VOTING POWER
0
8

SHARED VOTING POWER
2,626,771
9

SOLE DISPOSITIVE POWER 
0
10

SHARED DISPOSITIVE POWER
2,626,771

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,626,771
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.5%
14

TYPE OF REPORTING PERSON (See Instructions)
OO

 

4

 

 
CUSIP No. 05352A  100  

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Bridge Street Opportunity Advisors, L.L.C.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  x

3

SEC USE ONLY

 
4

SOURCE OF FUNDS (See Instructions)

AF
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
¨
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 7

SOLE VOTING POWER
0
8

SHARED VOTING POWER
24,731,136
9

SOLE DISPOSITIVE POWER
0
10

SHARED DISPOSITIVE POWER
24,731,136

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

24,731,136
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

4.3%
14

TYPE OF REPORTING PERSON (See Instructions) 

OO

 

5

 

 

CUSIP No. 05352A  100  
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
StoneBridge 2017, L.P.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  x

3

SEC USE ONLY

 
4

SOURCE OF FUNDS (See Instructions)

WC
5

CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)

¨ 
6

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 7

SOLE VOTING POWER
0
8

SHARED VOTING POWER
512,416
9

SOLE DISPOSITIVE POWER
0
10

SHARED DISPOSITIVE POWER
512,416

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
  512,416
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
14 TYPE OF REPORTING PERSON (See Instructions)
PN

 

6

 

 

SCHEDULE 13D

 

CUSIP No. 05352A  100  
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
StoneBridge 2017 Offshore, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  x

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
¨
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
236,834
9

SOLE DISPOSITIVE POWER

 
0
10 SHARED DISPOSITIVE POWER
236,834

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
236,834
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
14 TYPE OF REPORTING PERSON (See Instructions)
PN

 

7

 

 

CUSIP No. 05352A  100  
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
StoneBridge 2018, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  x

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
¨
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
1,567,255
9

SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
1,567,255

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,567,255
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%
14 TYPE OF REPORTING PERSON (See Instructions)
PN

 

8

 

 

CUSIP No. 05352A  100  
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
StoneBridge 2018 Offshore, L.P.
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  x

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
¨
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
659,224
9

SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
659,224

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
659,224
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
¨
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
14 TYPE OF REPORTING PERSON (See Instructions)
PN

      

9

 

 

CUSIP No. 05352A  100  

 

1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
VWR Partners, L.P.
2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  x

3 SEC USE ONLY
 
4 SOURCE OF FUNDS (See Instructions)
WC
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
¨
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands

 

NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH		 7 SOLE VOTING POWER
0
8 SHARED VOTING POWER
21,755,407
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
21,755,407

 

11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
21,755,407
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)  
¨ 
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.8%
14 TYPE OF REPORTING PERSON (See Instructions)
PN

 

10

 

 

This Amendment No. 3 (this “Amendment No. 3”) amends and supplements certain information in the Schedule 13D filed with the SEC on May 31, 2019, as amended by Amendment No. 1 filed with the SEC on May 29, 2020 and Amendment No. 2 filed with the SEC on August 26, 2020 (the “Original 13D” and, together with this Amendment No. 3, the “Schedule 13D”), on behalf of The Goldman Sachs Group, Inc. (“GS Group”), Goldman Sachs & Co. LLC (“Goldman Sachs”), Broad Street Principal Investments, L.L.C. (“BSPI”), Bridge Street Opportunity Advisors, L.L.C. (“Bridge Street”), StoneBridge 2017, L.P. (“SB 2017 Fund”), StoneBridge 2017 Offshore, L.P. (“SB 2017 Fund Offshore”), StoneBridge 2018, L.P. (“SB 2018 Fund”), StoneBridge 2018 Offshore, L.P. (“SB 2018 Fund Offshore”), and VWR Partners, L.P. (“VWR” and, together with SB 2017 Fund, SB 2017 Fund Offshore, SB 2018 Fund and SB 2018 Fund Offshore, collectively, the “GS Funds”). BSPI and the GS Funds are collectively referred to herein as the “GS Investors.” GS Group, Goldman Sachs, GS Investors and Bridge Street are collectively referred to herein as the “Reporting Persons.”

 

Except as set forth below, all Items of the Original 13D remain unchanged. All capitalized terms not otherwise defined herein shall have the meanings ascribed to such terms in the Original 13D.

 

Item 2.Identity and Background

 

Item 2 of the Original 13D is hereby amended by replacing in their entirety Schedules II-A, II-B and III, incorporated therein by reference, with Schedules II-A, II-B, and III hereto, respectively, which Schedules II-A, II-B and III are incorporated herein by reference.

 

Item 4.Purpose of Transaction

 

Item 4 of the Original 13D is hereby amended by adding the following immediately before the final two paragraphs thereof:

 

“Pursuant to an underwriting agreement, dated November 5, 2020 (the “November 2020 Underwriting Agreement”), by and among the Issuer, the GS Investors, other selling stockholders named therein, and Goldman Sachs and J.P. Morgan Securities LLC, as representatives of the several underwriters (collectively, the “Underwriters”), the Underwriters agreed to purchase from the GS Investors, and the GS Investors agreed to sell to the Underwriters an aggregate of 14,658,205 shares of Common Stock at a price of $24.808125 per share (the “November 2020 Sale”). In addition, pursuant to the November 2020 Underwriting Agreement, the GS Investors granted the Underwriters an option to purchase an aggregate of additional 1,465,821 shares of Common Stock for 30 days following the date of the November 2020 Underwriting Agreement at the same price (the “November 2020 Option Sale”). The Underwriters exercised this option on November 6, 2020.

 

The November 2020 Underwriting Agreement contains standard terms and conditions for a public offering including customary representations and warranties and indemnity provisions. The November 2020 Sale and the November 2020 Option Sale were consummated on November 10, 2020.

 

In connection with the November 2020 Underwriting Agreement, on November 5, 2020, each of the GS Investors signed a lock-up agreement (the “November 2020 Lock-up Agreements”) pursuant to which they agreed that, subject to specified exceptions, without the prior written consent of the Underwriters, each GS Investor will not, during the period ending 60 days after the date of the November 2020 Underwriting Agreement: (i) offer, sell, contract to sell, pledge, grant any option to purchase, lend or otherwise dispose of shares of Common Stock of the Issuer or options or warrants to purchase any shares of Common Stock, or any securities convertible into, exchangeable for or that represent the right to receive shares of Common Stock (a “Disposition”), (ii) engage in any hedging or other transaction or arrangement which is designed to or which reasonably could be expected to lead to or result in a sale, loan, pledge or other Disposition (whether by the undersigned or someone other than the undersigned), or transfer of any of the economic consequences of ownership, in whole or in part, directly or indirectly, of any shares of Common Stock or options, warrants, or other securities convertible into, exchangeable for or that represent the right to receive shares of Common Stock of the Issuer or (iii) otherwise publicly announce any intention to engage in any of the foregoing.

 

11

 

 

The foregoing description of the November 2020 Underwriting Agreement and the November 2020 Lock-up Agreements is not intended to be complete and is qualified in its entirety by the complete text of the November 2020 Underwriting Agreement, which is incorporated herein by reference to Exhibit 1.1 to the Issuer’s Current Report on Form 8-K filed on November 10, 2020, and the November 2020 Lock-up Agreements filed as Exhibit 10 hereto.”

 

Item 5.Interest in Securities of the Issuer

 

Item 5 of the Original 13D is hereby amended as follows:

 

(i) In connection with the November 2020 Sale and the November 2020 Option Sale, subsections (a) and (b) of Item 5 of the Original 13D are amended and restated in their entirety as follows:

 

“The following table sets forth, as of November 10, 2020, the aggregate number of shares of Common Stock and percentage of Common Stock beneficially owned by each of the Reporting Persons, as well as the number of shares of Common Stock as to which each Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition of, or shared power to dispose or to direct the disposition of, as of such date. The information below is based upon a total of 578,338,818 shares of Common Stock outstanding as of October 15, 2020, as reported by the Issuer in the prospectus, dated as of November 5, 2020, filed with the SEC on November 9, 2020 pursuant to Rule 424(b)(7) under the Securities Act.

 

Reporting Person  Amount
beneficially
owned		   Percent
of class		   Sole power
to vote or
direct the
vote		   Shared power to vote or direct the vote   Sole power to
dispose or to
direct the
disposition		   Shared
power to
dispose or
direct the
disposition		 
The Goldman Sachs Group, Inc.   27,480,944    4.8%   0    27,480,944   0    27,480,944
Goldman Sachs & Co. LLC   27,480,944    4.8%   0    27,480,944   0    27,480,944
Broad Street Principal Investments, L.L.C.   2,626,771    0.5%   0    2,626,771    0    2,626,771 
StoneBridge 2017, L.P.   512,416    0.1%   0    512,416    0    512,416 
StoneBridge 2017 Offshore, L.P.   236,834    0.0%   0    236,834    0    236,834 
StoneBridge 2018, L.P.   1,567,255    0.3%   0    1,567,255    0    1,567,255 
StoneBridge 2018 Offshore, L.P.   659,224    0.1%   0    659,224    0    659,224 
VWR Partners, L.P.   21,755,407    3.8%   0    21,755,407    0    21,755,407 
Bridge Street Opportunity Advisors, L.L.C.   24,731,136    4.3%   0    24,731,136    0    24,731,136 

 

In accordance with the SEC Release No. 34-39538 (January 12, 1998) (the “Release”), this filing reflects the securities beneficially owned by certain operating units (collectively, the “Goldman Sachs Reporting Units”) of GS Group and its subsidiaries and affiliates (collectively, “GSG”). This filing does not reflect securities, if any, beneficially owned by any operating units of GSG whose ownership of securities is disaggregated from that of the Goldman Sachs Reporting Units in accordance with the Release. The Goldman Sachs Reporting Units disclaim beneficial ownership of the securities beneficially owned by (i) any client accounts with respect to which the Goldman Sachs Reporting Units or their employees have voting or investment discretion or both, or with respect to which there are limits on their voting or investment authority or both and (ii) certain investment entities of which the Goldman Sachs Reporting Units act as the general partner, managing general partner or other manager, to the extent interests in such entities are held by persons other than the Goldman Sachs Reporting Units.

 

12

 

 

None of the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedules I, II-A or II-B hereto may be deemed to beneficially own any shares of Common Stock other than as set forth herein.”

 

(ii) Subsection (c) of Item 5 of the Original 13D is amended and restated in its entirety as follows:

 

“Except as set forth in Schedule IV hereto, or as otherwise described herein, no transactions in the shares of Common Stock were effected by the Reporting Persons or, to the knowledge of any of the Reporting Persons, any of the persons listed on Schedules I, II-A or II-B hereto, during the period from September 11, 2020 to November 10, 2020.”

 

Item 6.Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

 

Item 6 of the Original 13D is hereby amended by adding the following immediately before the final paragraph thereof:

 

“Information about the November 2020 Underwriting Agreement and the November 2020 Lock-up Agreements set forth or incorporated by reference in Item 4 of this Schedule 13D is incorporated by reference into this Item 6.”

 

Item 7.Material to Be Filed as Exhibits

 

Item 7 is hereby amended by adding the following exhibits in appropriate numerical order.

 

Exhibit No. Description
   
9. Underwriting Agreement by and among Avantor, Inc., Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as representatives of the several underwriters, and the selling stockholders (incorporated by reference to Exhibit 1.1 to the Issuer’s Current Report on Form 8-K, filed on November 10, 2020).
   
10. Lock-up Agreements, dated as of November 5, 2020.

 

13

 

 

SIGNATURE

 

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this Schedule 13D is true, complete and correct.

 

Dated as of November 13, 2020.

 

  THE GOLDMAN SACHS GROUP, INC.
   
  By: /s/Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact
   
  GOLDMAN SACHS & CO. LLC
   
  By: /s/Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact
   
  BROAD STREET PRINCIPAL INVESTMENTS, L.L.C.
   
  By: /s/Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact
   
  BRIDGE Street Opportunity Advisors, L.L.C.
   
  By: /s/Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact
   
  STONEBRIDGE 2017, L.P.
   
  By: /s/Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact
   
  STONEBRIDGE 2017 OFFSHORE, L.P.
   
  By: /s/Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

14

 

 

  STONEBRIDGE 2018, L.P.
   
  By: /s/Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact
   
  STONEBRIDGE 2018 OFFSHORE, L.P.
   
  By: /s/Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact
   
  VWR PARTNERS, L.P.
   
  By: /s/Jamison Yardley
    Name: Jamison Yardley
    Title: Attorney-in-fact

 

15

 

 

SCHEDULE II-A

 

 

The name and principal occupation of each member of the Corporate Investment Committee of the Merchant Banking Division of Goldman Sachs & Co. LLC, which exercises the authority of Goldman Sachs & Co. LLC in managing BSPI, Bridge Street and each of the GS Funds.

 

The business address for each member listed below is c/o Goldman Sachs & Co. LLC, 200 West Street, New York, New York 10282, except as follows: The business address of Joe DiSabato is 555 California Street, 45th Floor, San Francisco, CA 94104. The business address of each of Michael Bruun, Matthias Hieber, James Reynolds and Michele Titi-Cappelli is Plumtree Court, 25 Shoe Lane, London EC4A 4AU, England. The business address of each of Stephanie Hui and Xiang Fan is Cheung Kong Center, 68th Floor, 2 Queens Road, Central, Hong Kong.

 

All members listed below are United States citizens, except as follows: Stephanie Hui and Julian Salisbury are citizens of the United Kingdom; James Reynolds is a citizen of France; Adrian M. Jones is a citizen of Ireland; Matthias Hieber is a citizen of Austria; Nicole Agnew and Chris Kojima are citizens of Canada; Michele Titi-Cappelli is a citizen of Italy; Xiang Fan is a citizen of the People’s Republic of China and Michael Bruun is a citizen of Denmark. 

 

Name Present Principal Occupation 
   
Richard A. Friedman  Managing Director of Goldman Sachs & Co. LLC
Nicole Agnew Managing Director of Goldman Sachs & Co. LLC
Michael Bruun Managing Director of Goldman Sachs International
Thomas G. Connolly  Managing Director of Goldman Sachs & Co. LLC
Christopher A. Crampton Managing Director of Goldman Sachs & Co. LLC
Joe DiSabato  Managing Director of Goldman Sachs & Co. LLC
Charles H. Gailliot  Managing Director of Goldman Sachs & Co. LLC
Bradley J. Gross  Managing Director of Goldman Sachs & Co. LLC
Matthias Hieber Managing Director of Goldman Sachs International
Stephanie Hui  Managing Director of Goldman Sachs (Asia) L.L.C.
Adrian M. Jones  Managing Director of Goldman Sachs & Co. LLC
Michael E. Koester  Managing Director of Goldman Sachs & Co. LLC
Scott Lebovitz  Managing Director of Goldman Sachs & Co. LLC
Jo Natauri Managing Director of Goldman Sachs & Co. LLC
James Reynolds  Managing Director of Goldman Sachs International
David Thomas Managing Director of Goldman Sachs & Co. LLC
Anthony Arnold Managing Director of Goldman Sachs & Co. LLC
Michele Titi-Cappelli Managing Director of Goldman Sachs International
Laurie Schmidt Managing Director of Goldman Sachs & Co. LLC
Xiang Fan Managing Director of Goldman Sachs (Asia) L.L.C.
Milton Millman Managing Director of Goldman Sachs & Co. LLC
Julian Salisbury Managing Director of Goldman Sachs & Co. LLC
Chris Kojima Managing Director of Goldman Sachs & Co. LLC
Harvey Shapiro Managing Director of Goldman Sachs & Co. LLC
Danielle Natoli Managing Director of Goldman Sachs & Co. LLC
Carmine Venezia Managing Director of Goldman Sachs & Co. LLC
Thomas McAndrew Managing Director of Goldman Sachs & Co. LLC
Kenneth Pontarelli Managing Director of Goldman Sachs & Co. LLC

 

 

 

 

SCHEDULE II-B

 

The name, position and present principal occupation of each executive officer of (i) BSPI, and (ii) Bridge Street, are set forth below.

 

The business address for all the executive officers listed below is c/o Goldman Sachs & Co., 200 West Street, New York, New York 10282, except as follows: The business address of each of Philippe Camu, James H. Reynolds, Matteo Botto Poala, Michael Bruun, Alex Mignotte, Ana Estrada Lopez, Amitayush Bahri, Richard Spencer, Mike Ebeling, Matthias Hieber,  Michele Titi-Cappelli, Maximilliano Ramirez-Espain, Tim Campbell, Emilie Railhac, James Garman and Heather Mulahasani is Plumtree Court, 25 Shoe Lane, London EC4A 4AU, England. The business address of each of Stephanie Hui, Xiang Fan, Michael Hui and Jay Hyun Lee is Cheung Kong Center, 68th Floor, 2 Queens Road, Central, Hong Kong. The business address of each of Joseph P. DiSabato and David Campbell is 555 California Street, San Francisco, CA 94104.  The business address of Michael Watts, Barry Olson, Chance Monroe, Kyle Kendall, James Huckaby, Clayton Wilmer and Daniel Farrar is 2001 Ross Avenue, Suite 2800, Dallas, TX 75201. The business address of Bin Zhu is Winland International Center, 7 Finance Street, Xicheng District, Beijing 100033, People’s Republic of China. The business address of Johanna Volpi is 30 Hudson Street, Jersey City, NJ 07302 The business address of Cristiano Camargo is Rua Leopoldo Couto Magalhaes Junior 700, 16 andar, Itaimi Bibi, 04542-000 Sao Paulo-SP, Brazil.

 

All executive officers listed below are United States citizens, except as follows: James H. Reynolds, Alex Mignotte, Emilie Railhac and Cedric Lucas are citizens of France; Adrian M. Jones is a citizen of Ireland; Mike Ebeling is a citizen of Germany; Anthony Arnold, Tim Campbell, James Garman, Heather Mulahasani, Richard Spencer and Stephanie Hui are citizens of the United Kingdom; Philippe Camu is a citizen of Belgium; Matteo Botto Poala and Michele Titi-Cappelli are citizens of Italy; Maximilliano Ramirez-Espain and Ana Estrada Lopez are citizens of Spain, Michael Bruun is a citizen of Denmark, Harsh Nanda and Amitayush Bahri are citizens of India, David Campbell is a citizen of Australia, Nicole Agnew is a citizen of Canada, Matthias Hieber is a citizen of Austria, Cristiano Camargo is a citizen of Brazil, Xiang Fan is a citizen of the People’s Republic of China and Michael Hui and Bin Zhu are citizens of the People’s Republic of China (Hong Kong permanent resident). Jay Hyun Lee is a citizen of the Republic of Korea.

 

Name    Position    Present Principal Occupation 
         
Richard A. Friedman   President   Managing Director of Goldman Sachs & Co. LLC
Philippe Camu    Vice President    Managing Director of Goldman Sachs International
Thomas G. Connolly    Vice President    Managing Director of Goldman Sachs & Co. LLC
Joseph P. DiSabato    Vice President    Managing Director of Goldman Sachs & Co. LLC
James R. Garman   Vice President   Managing Director of Goldman Sachs International
Bradley J. Gross   Vice President   Managing Director of Goldman Sachs & Co. LLC
Matthias Hieber   Vice President    Managing Director of Goldman Sachs International
Stephanie Hui   Vice President   Managing Director of Goldman Sachs (Asia) L.L.C.
Adrian M. Jones   Vice President    Managing Director of Goldman Sachs & Co. LLC
Alan Kava   Vice President   Managing Director of Goldman Sachs & Co. LLC
Michael E. Koester    Vice President    Managing Director of Goldman Sachs & Co. LLC
Scott Lebovitz    Vice President    Managing Director of Goldman Sachs & Co. LLC
Heather L. Mulahasani   Vice President   Managing Director of Goldman Sachs International
James H. Reynolds    Vice President    Managing Director of Goldman Sachs International
Richard Spencer   Vice President   Managing Director of Goldman Sachs International
Peter A. Weidman   Vice President   Managing Director of Goldman Sachs & Co. LLC
Nicole Agnew    Vice President    Managing Director of Goldman Sachs & Co. LLC
Kirsten Anthony   Vice President   Managing Director of Goldman Sachs & Co. LLC
Anthony Arnold   Vice President   Managing Director of Goldman Sachs & Co. LLC
Amitayush Bahri   Vice President   Managing Director of Goldman Sachs International
Allison Beller   Vice President   Managing Director of Goldman Sachs & Co. LLC
Matteo Botto Poala    Vice President    Managing Director of Goldman Sachs International
Michael Bruun    Vice President    Managing Director of Goldman Sachs International
Cristiano Camargo   Vice President   Managing Director of Goldman Sachs do Brasil Banco Múltiplo S.A.
David Campbell    Vice President    Managing Director of Goldman Sachs & Co. LLC

 

2

 

 

Tim Campbell   Vice President    Managing Director of Goldman Sachs International
David Castelblanco    Vice President    Managing Director of Goldman Sachs & Co. LLC
Christopher A. Crampton    Vice President    Managing Director of Goldman Sachs & Co. LLC
Alexander Cheek   Vice President   Managing Director of Goldman Sachs & Co. LLC
Mike Ebeling    Vice President    Managing Director of Goldman Sachs International
Xiang Fan    Vice President    Managing Director of Goldman Sachs (Asia) L.L.C.
Jeffrey M. Fine   Vice President   Managing Director of Goldman Sachs & Co. LLC
Charles H. Gailliot    Vice President    Managing Director of Goldman Sachs & Co. LLC
Ana Estrada Lopez   Vice President   Managing Director of Goldman Sachs International
James Huckaby   Vice President   Managing Director of Goldman Sachs & Co. LLC
Michael Hui   Vice President    Managing Director of Goldman Sachs (Asia) L.L.C.
Jonathan Hunt   Vice President   Managing Director of Goldman Sachs & Co. LLC
Kyle Kendall   Vice President   Managing Director of Goldman Sachs & Co. LLC
Jay Hyun Lee   Vice President    Managing Director of Goldman Sachs (Asia) L.L.C.
Lee Levy   Vice President   Managing Director of Goldman Sachs & Co. LLC
Alexandre Mignotte   Vice President   Managing Director of Goldman Sachs International
Christopher Monroe   Vice President   Managing Director of Goldman Sachs & Co. LLC
Harsh Nanda   Vice President    Managing Director of Goldman Sachs & Co. LLC
Barry Olson   Vice President   Managing Director of Goldman Sachs & Co. LLC
Emilie Railhac   Vice President   Managing Director of Goldman Sachs International
Andrew Rhee   Vice President   Managing Director of Goldman Sachs & Co. LLC
Leonard Seevers   Vice President   Managing Director of Goldman Sachs & Co. LLC
Gabriella Skirnick   Vice President   Managing Director of Goldman Sachs & Co. LLC
Michele Titi-Cappelli   Vice President    Managing Director of Goldman Sachs International
Peter Vermette    Vice President    Managing Director of Goldman Sachs & Co. LLC
Mark Wetzel   Vice President   Managing Director of Goldman Sachs & Co. LLC
Bin Zhu    Vice President    Managing Director of Goldman Sachs (Asia) L.L.C.
Maximilliano Ramirez-Espain   Vice President   Managing Director of Goldman Sachs International
Michael Watts   Vice President   Managing Director of Goldman Sachs & Co. LLC
Laurie E. Schmidt   Vice President and Treasurer   Managing Director of Goldman Sachs & Co. LLC
Susan Hodgkinson   Vice President and Secretary    Managing Director of Goldman Sachs & Co. LLC
William Y Eng   Vice President    Vice President of Goldman Sachs & Co. LLC
Scott Kilpatrick   Vice President    Vice President of Goldman Sachs & Co. LLC
Clayton Wilmer    Vice President    Vice President of Goldman Sachs & Co. LLC
Wei Yan   Vice President    Managing Director of Goldman Sachs & Co. LLC
David Thomas   Vice President, Assistant Secretary & General Counsel   Managing Director of Goldman Sachs & Co. LLC
Harvey Shapiro   Vice President & Assistant Treasurer   Managing Director of Goldman Sachs & Co. LLC
Johanna Volpi   Vice President & Assistant Treasurer   Vice President of Goldman Sachs & Co. LLC
Daniel Farrar    Vice President & Assistant Treasurer   Vice President of Goldman Sachs & Co. LLC
Michael J. Perloff   Vice President   Managing Director of Goldman Sachs & Co. LLC
Getty Chin   Assistant Treasurer   Managing Director of Goldman Sachs & Co. LLC
Kirsten Frivold Imohiosen   Vice President & Assistant Treasurer   Managing Director of Goldman Sachs & Co. LLC
Alex Chi   Vice President   Managing Director of Goldman Sachs & Co. LLC
Jo Natauri   Vice President   Managing Director of Goldman Sachs & Co. LLC
Omar Chaudhary   Vice President   Managing Director of Goldman Sachs & Co. LLC
William Chen   Vice President   Managing Director of Goldman Sachs & Co. LLC
Cedric Lucas   Vice President   Managing Director of Goldman Sachs & Co. LLC
Brady Schuck   Vice President   Managing Director of Goldman Sachs & Co. LLC
Kerri Bagnaturo   Vice President   Vice President of Goldman Sachs & Co. LLC
Kenneth Pontarelli   Vice President   Managing Director of Goldman Sachs & Co. LLC

 

3

 

 

SCHEDULE III

 

The U.S. Securities and Exchange Commission (the “SEC”) has alleged that Goldman Sachs & Co. LLC (“Goldman Sachs”) violated Regulation SHO under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) by improperly relying on Goldman Sachs’s automated locate function in the order management system without having confirmed the availability of the securities to be located. In addition, the SEC alleged that Goldman Sachs employees did not provide sufficient and accurate information with respect to these locates in Goldman Sachs’s locate log, which must reflect the basis upon which Goldman Sachs provided the locates. The SEC alleged that Goldman Sachs willfully violated Rule 203(b)(1) of Regulation SHO and Section 17(a) of the Exchange Act. Without admitting or denying the violations, Goldman Sachs consented to the entry by the SEC of an Order Instituting Administrative and Cease-and-Desist Proceedings, pursuant to Sections 15(b) and 21C of the Exchange Act, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order (Release No. 34-76899, Jan. 14, 2016). Pursuant to the Order, Goldman Sachs must cease and desist from committing or causing any violations and any future violations of Rule 203(b)(1) of Regulation SHO, and any violations and any future violations of Section 17(a) of the Exchange Act and Rule 203(b)(1)(iii) thereunder relating to short sale locate records. Also pursuant to the Order, Goldman Sachs was censured and paid a civil money penalty in the amount of $15,000,000 on January 20, 2016. The SEC stated that, in determining to accept Goldman Sachs’s offer of settlement, it considered certain remedial acts taken by Goldman Sachs.

 

On October 22, 2020, The Goldman Sachs Group, Inc. (“GS Group”) entered into an order instituting cease and desist proceedings with the SEC, which alleged GS Group failed to reasonably maintain a sufficient system of internal accounting controls between 2012 and 2015 with respect to the process by which it reviewed and approved the commitment of firm capital in large, significant and complex transitions, such as the three bond offerings for 1Malaysia Development Berhad (“1MBD”),  and that documentation prepared in connection with the 1MDB transactions did not accurately reflect certain aspects of the bond offerings, including the involvement of a third party intermediary in the offerings.  GS Group has agreed to pay a civil money penalty in the amount of $400,000,000 and disgorgement of $606,300,000.

 

4

 

 

SCHEDULE IV

 

All transactions disclosed in this Schedule IV were effected by Goldman Sachs & Co. LLC either (x) acting in its capacity as an underwriter in the SEC-registered public offering of shares of common stock of Avantor, Inc. that closed on November 10, 2020 or (y) acting as agent on behalf of an international affiliate that had entered into a riskless principal trade in connection with client trade facilitation in the ordinary course of its business.1

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
9/29/20  10/1/20  5,222  B  22.50
9/29/20  10/1/20  5,222  S  22.50
11/5/20  11/10/20  71,569,765  B  24.81
11/6/20  11/10/20  914,000  S  24.98
11/6/20  11/10/20  338,000  S  25.25
11/6/20  11/10/20  71,000  S  24.98
11/6/20  11/10/20  7,156,975  B  24.81
11/6/20  11/10/20  319  S  25.25
11/6/20  11/10/20  2,057  S  25.25
11/6/20  11/10/20  1,596  S  25.25
11/6/20  11/10/20  816  S  25.25
11/6/20  11/10/20  106  S  25.25
11/6/20  11/10/20  106  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  1,136  S  25.25
11/6/20  11/10/20  3,839  S  25.25
11/6/20  11/10/20  2,318  S  25.25
11/6/20  11/10/20  1,495  S  25.25
11/6/20  11/10/20  2,348  S  25.25
11/6/20  11/10/20  75,000  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  11,352  S  25.25
11/6/20  11/10/20  24,057  S  25.25
11/6/20  11/10/20  20,931  S  25.25
11/6/20  11/10/20  10,110  S  25.25
11/6/20  11/10/20  5,850  S  25.25
11/6/20  11/10/20  43,500  S  25.25
11/6/20  11/10/20  650  S  25.25
11/6/20  11/10/20  2,000,000  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  700,000  S  25.25
11/6/20  11/10/20  700,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  15,770  S  25.25
11/6/20  11/10/20  129,100  S  25.25
11/6/20  11/10/20  300,000  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  300,000  S  25.25

 

 

1The Reporting Person is currently analyzing additional trading activity in the Issuer’s equity securities and, if necessary, will file an amendment to its Schedule 13D as promptly as reasonably practicable once that analysis is complete.

 

5

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  10,400  S  25.25
11/6/20  11/10/20  973,000  S  25.25
11/6/20  11/10/20  28,900  S  25.25
11/6/20  11/10/20  590  S  25.25
11/6/20  11/10/20  25,000  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  4,724  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  15,000  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  43,000  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  136,369  S  25.25
11/6/20  11/10/20  252  S  25.25
11/6/20  11/10/20  100,709  S  25.25
11/6/20  11/10/20  27,754  S  25.25
11/6/20  11/10/20  4,908  S  25.25
11/6/20  11/10/20  1,341,066  S  25.25
11/6/20  11/10/20  445,713  S  25.25
11/6/20  11/10/20  13,925  S  25.25
11/6/20  11/10/20  540  S  25.25
11/6/20  11/10/20  55,637  S  25.25
11/6/20  11/10/20  69,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  636  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  519,100  S  25.25
11/6/20  11/10/20  458,553  S  25.25
11/6/20  11/10/20  27,066  S  25.25
11/6/20  11/10/20  13,631  S  25.25
11/6/20  11/10/20  1,000,000  S  25.25
11/6/20  11/10/20  101,723  S  25.25
11/6/20  11/10/20  29,821  S  25.25
11/6/20  11/10/20  905  S  25.25
11/6/20  11/10/20  54,245  S  25.25
11/6/20  11/10/20  100  S  25.25
11/6/20  11/10/20  20,297  S  25.25
11/6/20  11/10/20  175,200  S  25.25
11/6/20  11/10/20  4,064  S  25.25

 

6

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  17,783  S  25.25
11/6/20  11/10/20  1,959  S  25.25
11/6/20  11/10/20  22,687  S  25.25
11/6/20  11/10/20  56  S  25.25
11/6/20  11/10/20  4,700  S  25.25
11/6/20  11/10/20  7,175  S  25.25
11/6/20  11/10/20  24,242  S  25.25
11/6/20  11/10/20  348,720  S  25.25
11/6/20  11/10/20  1,919  S  25.25
11/6/20  11/10/20  15,798  S  25.25
11/6/20  11/10/20  9,863  S  25.25
11/6/20  11/10/20  339,100  S  25.25
11/6/20  11/10/20  303,873  S  25.25
11/6/20  11/10/20  139,526  S  25.25
11/6/20  11/10/20  10,400  S  25.25
11/6/20  11/10/20  30,633  S  25.25
11/6/20  11/10/20  17,900  S  25.25
11/6/20  11/10/20  130  S  25.25
11/6/20  11/10/20  100,000  S  25.25
11/6/20  11/10/20  352,564  S  25.25
11/6/20  11/10/20  1,044  S  25.25
11/6/20  11/10/20  770  S  25.25
11/6/20  11/10/20  18,800  S  25.25
11/6/20  11/10/20  300,000  S  25.25
11/6/20  11/10/20  33,103  S  25.25
11/6/20  11/10/20  1,040  S  25.25
11/6/20  11/10/20  2,850  S  25.25
11/6/20  11/10/20  100  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  1,065  S  25.25
11/6/20  11/10/20  10,500  S  25.25
11/6/20  11/10/20  77,400  S  25.25
11/6/20  11/10/20  23,000  S  25.25
11/6/20  11/10/20  18,900  S  25.25
11/6/20  11/10/20  19,100  S  25.25
11/6/20  11/10/20  2,462  S  25.25
11/6/20  11/10/20  404,600  S  25.25
11/6/20  11/10/20  672  S  25.25
11/6/20  11/10/20  37,200  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  10,900  S  25.25
11/6/20  11/10/20  19,400  S  25.25
11/6/20  11/10/20  935  S  25.25

 

7

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  58,127  S  25.25
11/6/20  11/10/20  1,828  S  25.25
11/6/20  11/10/20  10,258  S  25.25
11/6/20  11/10/20  93,761  S  25.25
11/6/20  11/10/20  783  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  1,488  S  25.25
11/6/20  11/10/20  71  S  25.25
11/6/20  11/10/20  972,796  S  25.25
11/6/20  11/10/20  4,618  S  25.25
11/6/20  11/10/20  1,806  S  25.25
11/6/20  11/10/20  315  S  25.25
11/6/20  11/10/20  2,500  S  25.25
11/6/20  11/10/20  3,975  S  25.25
11/6/20  11/10/20  150,000  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  2,000  S  25.25
11/6/20  11/10/20  11,250  S  25.25
11/6/20  11/10/20  2,794  S  25.25
11/6/20  11/10/20  194,601  S  25.25
11/6/20  11/10/20  212,627  S  25.25
11/6/20  11/10/20  21,960  S  25.25
11/6/20  11/10/20  890  S  25.25
11/6/20  11/10/20  51,984  S  25.25
11/6/20  11/10/20  419,107  S  25.25
11/6/20  11/10/20  9,563  S  25.25
11/6/20  11/10/20  32,560  S  25.25
11/6/20  11/10/20  234,594  S  25.25
11/6/20  11/10/20  6,447  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  79,452  S  25.25
11/6/20  11/10/20  20,917  S  25.25
11/6/20  11/10/20  890,151  S  25.25
11/6/20  11/10/20  146,683  S  25.25
11/6/20  11/10/20  34,956  S  25.25
11/6/20  11/10/20  72,517  S  25.25
11/6/20  11/10/20  261,175  S  25.25
11/6/20  11/10/20  199,738  S  25.25
11/6/20  11/10/20  17,204  S  25.25
11/6/20  11/10/20  82,107  S  25.25
11/6/20  11/10/20  13,664  S  25.25
11/6/20  11/10/20  3,028  S  25.25
11/6/20  11/10/20  5,638  S  25.25

 

8

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  242  S  25.25
11/6/20  11/10/20  23,032  S  25.25
11/6/20  11/10/20  20  B  26.86
11/6/20  11/10/20  16,941  S  25.25
11/6/20  11/10/20  65,505  S  25.25
11/6/20  11/10/20  29,906  S  25.25
11/6/20  11/10/20  116,290  S  25.25
11/6/20  11/10/20  184,015  S  25.25
11/6/20  11/10/20  139,374  S  25.25
11/6/20  11/10/20  123,334  S  25.25
11/6/20  11/10/20  1,686,131  S  25.25
11/6/20  11/10/20  24,053  S  25.25
11/6/20  11/10/20  15,329  S  25.25
11/6/20  11/10/20  9,087  S  25.25
11/6/20  11/10/20  2,250  S  25.25
11/6/20  11/10/20  19,197  S  25.25
11/6/20  11/10/20  58,599  S  25.25
11/6/20  11/10/20  3,284  S  25.25
11/6/20  11/10/20  2,203  S  25.25
11/6/20  11/10/20  3,240  S  25.25
11/6/20  11/10/20  10,702  S  25.25
11/6/20  11/10/20  7,455  S  25.25
11/6/20  11/10/20  9,255  S  25.25
11/6/20  11/10/20  16,311  S  25.25
11/6/20  11/10/20  5,374  S  25.25
11/6/20  11/10/20  22,072  S  25.25
11/6/20  11/10/20  8,806  S  25.25
11/6/20  11/10/20  7,255  S  25.25
11/6/20  11/10/20  164,032  S  25.25
11/6/20  11/10/20  43,465  S  25.25
11/6/20  11/10/20  123,503  S  25.25
11/6/20  11/10/20  236,581  S  25.25
11/6/20  11/10/20  5,931  S  25.25
11/6/20  11/10/20  1,789  S  25.25
11/6/20  11/10/20  13,275  S  25.25
11/6/20  11/10/20  24,565  S  25.25
11/6/20  11/10/20  4,275  S  25.25
11/6/20  11/10/20  16,156  S  25.25
11/6/20  11/10/20  13,581  S  25.25
11/6/20  11/10/20  8,052  S  25.25
11/6/20  11/10/20  1,954  S  25.25
11/6/20  11/10/20  7,528  S  25.25
11/6/20  11/10/20  37,273  S  25.25
11/6/20  11/10/20  40,320  S  25.25
11/6/20  11/10/20  5,750  S  25.25
11/6/20  11/10/20  3,145  S  25.25

 

9

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  3,806  S  25.25
11/6/20  11/10/20  6,292  S  25.25
11/6/20  11/10/20  42,357  S  25.25
11/6/20  11/10/20  27,682  S  25.25
11/6/20  11/10/20  14,204  S  25.25
11/6/20  11/10/20  2,208  S  25.25
11/6/20  11/10/20  15,446  S  25.25
11/6/20  11/10/20  2,603  S  25.25
11/6/20  11/10/20  3,107  S  25.25
11/6/20  11/10/20  12,568  S  25.25
11/6/20  11/10/20  1,740  S  25.25
11/6/20  11/10/20  14,187  S  25.25
11/6/20  11/10/20  50,167  S  25.25
11/6/20  11/10/20  19,950  S  25.25
11/6/20  11/10/20  4,143  S  25.25
11/6/20  11/10/20  23,841  S  25.25
11/6/20  11/10/20  3,601  S  25.25
11/6/20  11/10/20  451  S  25.25
11/6/20  11/10/20  947  S  25.25
11/6/20  11/10/20  11,243  S  25.25
11/6/20  11/10/20  4,114  S  25.25
11/6/20  11/10/20  16,311  S  25.25
11/6/20  11/10/20  180  S  25.25
11/6/20  11/10/20  22,296  S  25.25
11/6/20  11/10/20  17,944  S  25.25
11/6/20  11/10/20  6,960  S  25.25
11/6/20  11/10/20  24,086  S  25.25
11/6/20  11/10/20  2,409  S  25.25
11/6/20  11/10/20  1,930  S  25.25
11/6/20  11/10/20  3,969  S  25.25
11/6/20  11/10/20  4,819  S  25.25
11/6/20  11/10/20  3,856  S  25.25
11/6/20  11/10/20  18,653  S  25.25
11/6/20  11/10/20  9,435  S  25.25
11/6/20  11/10/20  12,909  S  25.25
11/6/20  11/10/20  6,499  S  25.25
11/6/20  11/10/20  9,165  S  25.25
11/6/20  11/10/20  80,451  S  25.25
11/6/20  11/10/20  8,468  S  25.25
11/6/20  11/10/20  68,619  S  25.25
11/6/20  11/10/20  14,120  S  25.25
11/6/20  11/10/20  3,479  S  25.25
11/6/20  11/10/20  7,989  S  25.25
11/6/20  11/10/20  6,944  S  25.25

 

10

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  5,910  S  25.25
11/6/20  11/10/20  6,833  S  25.25
11/6/20  11/10/20  7,576  S  25.25
11/6/20  11/10/20  293,376  S  25.25
11/6/20  11/10/20  6,875  S  25.25
11/6/20  11/10/20  186,265  S  25.25
11/6/20  11/10/20  5,792  S  25.25
11/6/20  11/10/20  21,005  S  25.25
11/6/20  11/10/20  295,998  S  25.25
11/6/20  11/10/20  2,677  S  25.25
11/6/20  11/10/20  28,484  S  25.25
11/6/20  11/10/20  292  S  25.25
11/6/20  11/10/20  6,422  S  25.25
11/6/20  11/10/20  536,632  S  25.25
11/6/20  11/10/20  2,410  S  25.25
11/6/20  11/10/20  3,415  S  25.25
11/6/20  11/10/20  1,359,724  S  25.25
11/6/20  11/10/20  6,365  S  25.25
11/6/20  11/10/20  9,688  S  25.25
11/6/20  11/10/20  5,060,943  S  25.25
11/6/20  11/10/20  13,357  S  25.25
11/6/20  11/10/20  785  S  25.25
11/6/20  11/10/20  725,520  S  25.25
11/6/20  11/10/20  165,017  S  25.25
11/6/20  11/10/20  9,700  S  25.25
11/6/20  11/10/20  91,733  S  25.25
11/6/20  11/10/20  41,236  S  25.25
11/6/20  11/10/20  293,793  S  25.25
11/6/20  11/10/20  424  S  25.25
11/6/20  11/10/20  225  S  25.25
11/6/20  11/10/20  1,639  S  25.25
11/6/20  11/10/20  2,039  S  25.25
11/6/20  11/10/20  4,055  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  14,879  S  25.25
11/6/20  11/10/20  9,518  S  25.25
11/6/20  11/10/20  200,000  S  25.25
11/6/20  11/10/20  10,000,000  S  25.25
11/6/20  11/10/20  1,190  S  25.25
11/6/20  11/10/20  3,445  S  25.25
11/6/20  11/10/20  10,365  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  100,000  S  25.25
11/6/20  11/10/20  146  S  25.25
11/6/20  11/10/20  157  S  25.25
11/6/20  11/10/20  156  S  25.25

 

11

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  100  S  25.25
11/6/20  11/10/20  1,915  S  25.25
11/6/20  11/10/20  906  S  25.25
11/6/20  11/10/20  1,620  S  25.25
11/6/20  11/10/20  16,185  S  25.25
11/6/20  11/10/20  33,815  S  25.25
11/6/20  11/10/20  150,000  S  25.25
11/6/20  11/10/20  400,000  S  25.25
11/6/20  11/10/20  25,000  S  25.25
11/6/20  11/10/20  200,000  S  25.25
11/6/20  11/10/20  2,000,000  S  25.25
11/6/20  11/10/20  1,488,095  S  25.25
11/6/20  11/10/20  75,000  S  25.25
11/6/20  11/10/20  200,000  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  800,000  S  25.25
11/6/20  11/10/20  19,999  S  25.25
11/6/20  11/10/20  313  S  25.25
11/6/20  11/10/20  428  S  25.25
11/6/20  11/10/20  3,939  S  25.25
11/6/20  11/10/20  4,184  S  25.25
11/6/20  11/10/20  3,475  S  25.25
11/6/20  11/10/20  5,625  S  25.25
11/6/20  11/10/20  12,675  S  25.25
11/6/20  11/10/20  1,345,800  S  25.25
11/6/20  11/10/20  99,010  S  25.25
11/6/20  11/10/20  200,990  S  25.25
11/6/20  11/10/20  92,181  S  25.25
11/6/20  11/10/20  5  S  25.25
11/6/20  11/10/20  235,133  S  25.25
11/6/20  11/10/20  166,847  S  25.25
11/6/20  11/10/20  660  S  25.25
11/6/20  11/10/20  1,110  S  25.25
11/6/20  11/10/20  2,000,800  S  25.25
11/6/20  11/10/20  25,000  S  25.25
11/6/20  11/10/20  24,060  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  221,389  S  25.25
11/6/20  11/10/20  88,405  S  25.25
11/6/20  11/10/20  396,040  S  25.25
11/6/20  11/10/20  2,750  S  25.25
11/6/20  11/10/20  10,594  S  25.25
11/6/20  11/10/20  5,426  S  25.25
11/6/20  11/10/20  6,939  S  25.25
11/6/20  11/10/20  2,330  S  25.25
11/6/20  11/10/20  9,690  S  25.25

 

12

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  1,488  S  25.25
11/6/20  11/10/20  6,794  S  25.25
11/6/20  11/10/20  154,400  S  25.25
11/6/20  11/10/20  272,600  S  25.25
11/6/20  11/10/20  3,530  S  25.25
11/6/20  11/10/20  671,717  S  25.25
11/6/20  11/10/20  23,980  S  25.25
11/6/20  11/10/20  363,457  S  25.25
11/6/20  11/10/20  119  S  25.25
11/6/20  11/10/20  1,656  S  25.25
11/6/20  11/10/20  45,000  S  25.25
11/6/20  11/10/20  20,000  S  25.25
11/6/20  11/10/20  125,326  S  25.25
11/6/20  11/10/20  122,700  S  25.25
11/6/20  11/10/20  113,601  S  25.25
11/6/20  11/10/20  18,300  S  25.25
11/6/20  11/10/20  23,863  S  25.25
11/6/20  11/10/20  36,600  S  25.25
11/6/20  11/10/20  154,400  S  25.25
11/6/20  11/10/20  36,600  S  25.25
11/6/20  11/10/20  40,000  S  25.25
11/6/20  11/10/20  40,000  S  25.25
11/6/20  11/10/20  20,000  S  25.25
11/6/20  11/10/20  205,199  S  25.25
11/6/20  11/10/20  99,010  S  25.25
11/6/20  11/10/20  32,011  S  25.25
11/6/20  11/10/20  29,703  S  25.25
11/6/20  11/10/20  4,000,000  S  25.25
11/6/20  11/10/20  200,000  S  25.25
11/6/20  11/10/20  200,000  S  25.25
11/6/20  11/10/20  45,263  S  25.25
11/6/20  11/10/20  449  S  25.25
11/6/20  11/10/20  3,671  S  25.25
11/6/20  11/10/20  5,440  S  25.25
11/6/20  11/10/20  265  S  25.25
11/6/20  11/10/20  1,009  S  25.25
11/6/20  11/10/20  573  S  25.25
11/6/20  11/10/20  271,531  S  25.25
11/6/20  11/10/20  556,402  S  25.25
11/6/20  11/10/20  19,927  S  25.25
11/6/20  11/10/20  28,696  S  25.25
11/6/20  11/10/20  396,040  S  25.25
11/6/20  11/10/20  49,505  S  25.25
11/6/20  11/10/20  198,020  S  25.25
11/6/20  11/10/20  221,782  S  25.25
11/6/20  11/10/20  858,432  S  25.25

 

13

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  118,812  S  25.25
11/6/20  11/10/20  10,019  S  25.25
11/6/20  11/10/20  35,992  S  25.25
11/6/20  11/10/20  4,008  S  25.25
11/6/20  11/10/20  35,992  S  25.25
11/6/20  11/10/20  2,004  S  25.25
11/6/20  11/10/20  1  S  25.25
11/6/20  11/10/20  89,981  S  25.25
11/6/20  11/10/20  17,996  S  25.25
11/6/20  11/10/20  1,891  S  25.25
11/6/20  11/10/20  1  S  25.25
11/6/20  11/10/20  2,105  S  25.25
11/6/20  11/10/20  40,000  S  25.25
11/6/20  11/10/20  40,000  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  1,500,000  S  25.25
11/6/20  11/10/20  133,320  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  32,535  S  25.25
11/6/20  11/10/20  10  S  25.25
11/6/20  11/10/20  77,949  S  25.25
11/6/20  11/10/20  122,051  S  25.25
11/6/20  11/10/20  1,100  S  25.25
11/6/20  11/10/20  400  S  25.25
11/6/20  11/10/20  1,900  S  25.25
11/6/20  11/10/20  3,500  S  25.25
11/6/20  11/10/20  3,600  S  25.25
11/6/20  11/10/20  500  S  25.25
11/6/20  11/10/20  14,500  S  25.25
11/6/20  11/10/20  3,700  S  25.25
11/6/20  11/10/20  7,500  S  25.25
11/6/20  11/10/20  3,100  S  25.25
11/6/20  11/10/20  2,600  S  25.25
11/6/20  11/10/20  950  S  25.25
11/6/20  11/10/20  1,600  S  25.25
11/6/20  11/10/20  3,500  S  25.25
11/6/20  11/10/20  900  S  25.25
11/6/20  11/10/20  3,200  S  25.25
11/6/20  11/10/20  19,500  S  25.25
11/6/20  11/10/20  14,000  S  25.25
11/6/20  11/10/20  5,400  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  5,600  S  25.25
11/6/20  11/10/20  4,700  S  25.25
11/6/20  11/10/20  6,700  S  25.25
11/6/20  11/10/20  1,200  S  25.25

 

14

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  15,000  S  25.25
11/6/20  11/10/20  7,500  S  25.25
11/6/20  11/10/20  12,500  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  8,400  S  25.25
11/6/20  11/10/20  1,100  S  25.25
11/6/20  11/10/20  500  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  1,400  S  25.25
11/6/20  11/10/20  1,400  S  25.25
11/6/20  11/10/20  5,400  S  25.25
11/6/20  11/10/20  3,500  S  25.25
11/6/20  11/10/20  1,400  S  25.25
11/6/20  11/10/20  9,500  S  25.25
11/6/20  11/10/20  11,500  S  25.25
11/6/20  11/10/20  4,000  S  25.25
11/6/20  11/10/20  8,100  S  25.25
11/6/20  11/10/20  1,200  S  25.25
11/6/20  11/10/20  5,800  S  25.25
11/6/20  11/10/20  9,500  S  25.25
11/6/20  11/10/20  9,500  S  25.25
11/6/20  11/10/20  11,000  S  25.25
11/6/20  11/10/20  7,700  S  25.25
11/6/20  11/10/20  29,000  S  25.25
11/6/20  11/10/20  450  S  25.25
11/6/20  11/10/20  450  S  25.25
11/6/20  11/10/20  1,400  S  25.25
11/6/20  11/10/20  2,200  S  25.25
11/6/20  11/10/20  2,400  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  1,600  S  25.25
11/6/20  11/10/20  1,100  S  25.25
11/6/20  11/10/20  3,700  S  25.25
11/6/20  11/10/20  2,800  S  25.25
11/6/20  11/10/20  1,400  S  25.25
11/6/20  11/10/20  2,100  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  1,100  S  25.25
11/6/20  11/10/20  14,000  S  25.25
11/6/20  11/10/20  6,600  S  25.25
11/6/20  11/10/20  11,500  S  25.25
11/6/20  11/10/20  5,600  S  25.25
11/6/20  11/10/20  11,500  S  25.25

 

15

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  1,100  S  25.25
11/6/20  11/10/20  5,300  S  25.25
11/6/20  11/10/20  11,000  S  25.25
11/6/20  11/10/20  2,100  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  900  S  25.25
11/6/20  11/10/20  1,100  S  25.25
11/6/20  11/10/20  900  S  25.25
11/6/20  11/10/20  6,400  S  25.25
11/6/20  11/10/20  6,900  S  25.25
11/6/20  11/10/20  650  S  25.25
11/6/20  11/10/20  12,500  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  9,000  S  25.25
11/6/20  11/10/20  9,500  S  25.25
11/6/20  11/10/20  8,200  S  25.25
11/6/20  11/10/20  100  S  25.25
11/6/20  11/10/20  4,000  S  25.25
11/6/20  11/10/20  3,900  S  25.25
11/6/20  11/10/20  3,100  S  25.25
11/6/20  11/10/20  2,900  S  25.25
11/6/20  11/10/20  3,000  S  25.25
11/6/20  11/10/20  2,900  S  25.25
11/6/20  11/10/20  2,600  S  25.25
11/6/20  11/10/20  5,400  S  25.25
11/6/20  11/10/20  15,000  S  25.25
11/6/20  11/10/20  11,500  S  25.25
11/6/20  11/10/20  4,300  S  25.25
11/6/20  11/10/20  11,000  S  25.25
11/6/20  11/10/20  2,500  S  25.25
11/6/20  11/10/20  2,500  S  25.25
11/6/20  11/10/20  4,600  S  25.25
11/6/20  11/10/20  5,800  S  25.25
11/6/20  11/10/20  10,500  S  25.25
11/6/20  11/10/20  8,000  S  25.25
11/6/20  11/10/20  11,000  S  25.25
11/6/20  11/10/20  7,300  S  25.25
11/6/20  11/10/20  5,700  S  25.25
11/6/20  11/10/20  3,800  S  25.25
11/6/20  11/10/20  5,600  S  25.25
11/6/20  11/10/20  3,300  S  25.25
11/6/20  11/10/20  4,300  S  25.25
11/6/20  11/10/20  2,800  S  25.25
11/6/20  11/10/20  1,600  S  25.25
11/6/20  11/10/20  3,600  S  25.25
11/6/20  11/10/20  2,300  S  25.25

 

16

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  2,200  S  25.25
11/6/20  11/10/20  4,100  S  25.25
11/6/20  11/10/20  16,000  S  25.25
11/6/20  11/10/20  2,700  S  25.25
11/6/20  11/10/20  1,800  S  25.25
11/6/20  11/10/20  600  S  25.25
11/6/20  11/10/20  5,900  S  25.25
11/6/20  11/10/20  3,000  S  25.25
11/6/20  11/10/20  500  S  25.25
11/6/20  11/10/20  4,200  S  25.25
11/6/20  11/10/20  1,800  S  25.25
11/6/20  11/10/20  2,800  S  25.25
11/6/20  11/10/20  3,500  S  25.25
11/6/20  11/10/20  4,600  S  25.25
11/6/20  11/10/20  1,300  S  25.25
11/6/20  11/10/20  500  S  25.25
11/6/20  11/10/20  2,200  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  3,500  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  15,000  S  25.25
11/6/20  11/10/20  653,400  S  25.25
11/6/20  11/10/20  25,000  S  25.25
11/6/20  11/10/20  25,000  S  25.25
11/6/20  11/10/20  117,465  S  25.25
11/6/20  11/10/20  25,000  S  25.25
11/6/20  11/10/20  6,000  S  25.25
11/6/20  11/10/20  29,250  S  25.25
11/6/20  11/10/20  39,750  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  178,382  S  25.25
11/6/20  11/10/20  16,640  S  25.25
11/6/20  11/10/20  225,074  S  25.25
11/6/20  11/10/20  79,904  S  25.25
11/6/20  11/10/20  175,940  S  25.25
11/6/20  11/10/20  148,230  S  25.25
11/6/20  11/10/20  11,905  S  25.25
11/6/20  11/10/20  200,000  S  25.25
11/6/20  11/10/20  25,000  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  6,150  S  25.25
11/6/20  11/10/20  850  S  25.25
11/6/20  11/10/20  300  S  25.25
11/6/20  11/10/20  290  S  25.25
11/6/20  11/10/20  2,410  S  25.25

 

17

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  266,680  S  25.25
11/6/20  11/10/20  150,000  S  25.25
11/6/20  11/10/20  700,000  S  25.25
11/6/20  11/10/20  39,060  S  25.25
11/6/20  11/10/20  12,855  S  25.25
11/6/20  11/10/20  38,565  S  25.25
11/6/20  11/10/20  12,150  S  25.25
11/6/20  11/10/20  85,050  S  25.25
11/6/20  11/10/20  123,354  S  25.25
11/6/20  11/10/20  60,000  S  25.25
11/6/20  11/10/20  50,010  S  25.25
11/6/20  11/10/20  39,990  S  25.25
11/6/20  11/10/20  17,622  S  25.25
11/6/20  11/10/20  136,680  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  100,000  S  25.25
11/6/20  11/10/20  17,500  S  25.25
11/6/20  11/10/20  12,501  S  25.25
11/6/20  11/10/20  700,000  S  25.25
11/6/20  11/10/20  3,941  S  25.25
11/6/20  11/10/20  3,941  S  25.25
11/6/20  11/10/20  10,697  S  25.25
11/6/20  11/10/20  3,941  S  25.25
11/6/20  11/10/20  4,711  S  25.25
11/6/20  11/10/20  1,736  S  25.25
11/6/20  11/10/20  47,499  S  25.25
11/6/20  11/10/20  11,824  S  25.25
11/6/20  11/10/20  11,824  S  25.25
11/6/20  11/10/20  11,824  S  25.25
11/6/20  11/10/20  32,093  S  25.25
11/6/20  11/10/20  1,736  S  25.25
11/6/20  11/10/20  1,736  S  25.25
11/6/20  11/10/20  17,499  S  25.25
11/6/20  11/10/20  17,499  S  25.25
11/6/20  11/10/20  17,499  S  25.25
11/6/20  11/10/20  3,225  S  25.25
11/6/20  11/10/20  511  S  25.25
11/6/20  11/10/20  1,260  S  25.25
11/6/20  11/10/20  3,229  S  25.25
11/6/20  11/10/20  1,500,000  S  25.25
11/6/20  11/10/20  380,000  S  25.25
11/6/20  11/10/20  340,000  S  25.25
11/6/20  11/10/20  30,000  S  25.25
11/6/20  11/10/20  200,000  S  25.25
11/6/20  11/10/20  154,400  S  25.25
11/6/20  11/10/20  33,550  S  25.25

 

18

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  7,102  S  25.25
11/6/20  11/10/20  6,909  S  25.25
11/6/20  11/10/20  16,183  S  25.25
11/6/20  11/10/20  17,584  S  25.25
11/6/20  11/10/20  37,063  S  25.25
11/6/20  11/10/20  22,490  S  25.25
11/6/20  11/10/20  11,357  S  25.25
11/6/20  11/10/20  22,672  S  25.25
11/6/20  11/10/20  8,640  S  25.25
11/6/20  11/10/20  1,900  S  25.25
11/6/20  11/10/20  6,000  S  25.25
11/6/20  11/10/20  3,200  S  25.25
11/6/20  11/10/20  2,400  S  25.25
11/6/20  11/10/20  1,100  S  25.25
11/6/20  11/10/20  18,000  S  25.25
11/6/20  11/10/20  1,400  S  25.25
11/6/20  11/10/20  3,000  S  25.25
11/6/20  11/10/20  8,400  S  25.25
11/6/20  11/10/20  2,200  S  25.25
11/6/20  11/10/20  3,000  S  25.25
11/6/20  11/10/20  3,400  S  25.25
11/6/20  11/10/20  3,000  S  25.25
11/6/20  11/10/20  3,200  S  25.25
11/6/20  11/10/20  18,000  S  25.25
11/6/20  11/10/20  6,600  S  25.25
11/6/20  11/10/20  1,900  S  25.25
11/6/20  11/10/20  1,100  S  25.25
11/6/20  11/10/20  3,200  S  25.25
11/6/20  11/10/20  3,300  S  25.25
11/6/20  11/10/20  1,900  S  25.25
11/6/20  11/10/20  1,900  S  25.25
11/6/20  11/10/20  18,000  S  25.25
11/6/20  11/10/20  7,500  S  25.25
11/6/20  11/10/20  2,400  S  25.25
11/6/20  11/10/20  3,000  S  25.25
11/6/20  11/10/20  3,500  S  25.25
11/6/20  11/10/20  6,000  S  25.25
11/6/20  11/10/20  11,000  S  25.25
11/6/20  11/10/20  18,000  S  25.25
11/6/20  11/10/20  1,500  S  25.25
11/6/20  11/10/20  9,100  S  25.25
11/6/20  11/10/20  3,800  S  25.25
11/6/20  11/10/20  9,300  S  25.25
11/6/20  11/10/20  2,200  S  25.25
11/6/20  11/10/20  2,000  S  25.25
11/6/20  11/10/20  6,600  S  25.25

 

19

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  1,900  S  25.25
11/6/20  11/10/20  1,100  S  25.25
11/6/20  11/10/20  18,000  S  25.25
11/6/20  11/10/20  1,500  S  25.25
11/6/20  11/10/20  18,000  S  25.25
11/6/20  11/10/20  2,000  S  25.25
11/6/20  11/10/20  2,400  S  25.25
11/6/20  11/10/20  3,000  S  25.25
11/6/20  11/10/20  2,400  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  7,600  S  25.25
11/6/20  11/10/20  3,600  S  25.25
11/6/20  11/10/20  2,400  S  25.25
11/6/20  11/10/20  1,600  S  25.25
11/6/20  11/10/20  2,400  S  25.25
11/6/20  11/10/20  5,600  S  25.25
11/6/20  11/10/20  2,300  S  25.25
11/6/20  11/10/20  2,400  S  25.25
11/6/20  11/10/20  2,400  S  25.25
11/6/20  11/10/20  2,900  S  25.25
11/6/20  11/10/20  1,900  S  25.25
11/6/20  11/10/20  4,900  S  25.25
11/6/20  11/10/20  6,100  S  25.25
11/6/20  11/10/20  20,500  S  25.25
11/6/20  11/10/20  1,900  S  25.25
11/6/20  11/10/20  3,000  S  25.25
11/6/20  11/10/20  1,900  S  25.25
11/6/20  11/10/20  3,000  S  25.25
11/6/20  11/10/20  950  S  25.25
11/6/20  11/10/20  30,450  S  25.25
11/6/20  11/10/20  2,700  S  25.25
11/6/20  11/10/20  25,000  S  25.25
11/6/20  11/10/20  50,940  S  25.25
11/6/20  11/10/20  24,300  S  25.25
11/6/20  11/10/20  24,180  S  25.25
11/6/20  11/10/20  1,000,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  35,244  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  300,000  S  25.25
11/6/20  11/10/20  200,000  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  110,000  S  25.25
11/6/20  11/10/20  120,000  S  25.25
11/6/20  11/10/20  120,000  S  25.25

 

20

 

 

Trade Date  Settlement Date  Quantity  Buy/Sell  Price
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  603  S  25.25
11/6/20  11/10/20  3,980  S  25.25
11/6/20  11/10/20  7,893  S  25.25
11/6/20  11/10/20  3,083  S  25.25
11/6/20  11/10/20  33,534  S  25.25
11/6/20  11/10/20  700  S  25.25
11/6/20  11/10/20  8,100  S  25.25
11/6/20  11/10/20  700  S  25.25
11/6/20  11/10/20  500  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  75,000  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  44,399  S  25.25
11/6/20  11/10/20  614,754  S  25.25
11/6/20  11/10/20  90,847  S  25.25
11/6/20  11/10/20  1,333,333  S  25.25
11/6/20  11/10/20  666,667  S  25.25
11/6/20  11/10/20  1,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  5,000  S  25.25
11/6/20  11/10/20  10,000  S  25.25
11/6/20  11/10/20  1,914  S  25.25
11/6/20  11/10/20  5,613  S  25.25
11/6/20  11/10/20  1,894  S  25.25
11/6/20  11/10/20  10,579  S  25.25
11/6/20  11/10/20  50,000  S  25.25
11/6/20  11/10/20  2,300  S  25.25
11/6/20  11/10/20  3,800  S  25.25

 

21