-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A92f8QWLyWqznOHc4q4pI6Z7M6Uq/EuHME66Hj6+ugY9hzV3n5ztqMmodnVhekco VCaf+tnCrYhPwLlp0xsviw== 0000950123-09-010139.txt : 20090601 0000950123-09-010139.hdr.sgml : 20090601 20090601171803 ACCESSION NUMBER: 0000950123-09-010139 CONFORMED SUBMISSION TYPE: 8-A12B/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090601 DATE AS OF CHANGE: 20090601 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 09865856 BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 8-A12B/A 1 y77576e8va12bza.htm AMENDMENT TO FORM 8-A 8-A12B/A
 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
The Goldman Sachs Group, Inc.
 
(Exact name of registrant as specified in its charter)
     
Delaware   13-4019460
 
(State of incorporation or organization)   (I.R.S. Employer Identification No.)
     
85 Broad Street, New York, New York   10004
 
(Address of principal executive offices)   (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:    
     
Title of each class
to be so registered 		  Name of each exchange on which
each class is to be registered
     
7.50% Notes due 2019   New York Stock Exchange
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. þ
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act registration statement file number to which this form relates: 333-154173 (if applicable)
Securities to be registered pursuant to Section 12(g) of the Act:
None
 
(Title of class)
 
 

 

 

Item 1. Description of Registrant’s Securities to be Registered.
The material set forth in (i) the section captioned “Description of Debt Securities We May Offer” in the registrant’s Prospectus, dated October 10, 2008, in the registrant’s Registration Statement on Form S-3 (No. 333-154173), (ii) the section captioned “Description of Notes We May Offer” in the registrant’s Medium-Term Notes, Series D Prospectus Supplement, dated October 10, 2008, (iii) the registrant’s Pricing Supplement No. 70, dated January 29, 2009, (iv) the section captioned “Description of Debt Securities We May Offer” in the registrant’s Prospectus, dated April 6, 2009, in the registrant’s Registration Statement on Form S-3 (No. 333-154173), (v) the section captioned “Description of Notes We May Offer” in the registrant’s Medium-Term Notes, Series D Prospectus Supplement, dated April 6, 2009, and (vi) the registrant’s Amendment No. 1 to Pricing Supplement No. 70, dated May 27, 2009, are each incorporated herein by reference. The outstanding principal amount of the securities registered hereby may be increased from time to time in the future due to further issuances of securities having substantially the same terms. If any such additional securities are issued, a prospectus or prospectus supplement relating to them will be filed with the Securities and Exchange Commission and will be incorporated herein by reference. The securities registered hereby are, and any additional securities registered hereby in the future will be, all part of a single series as described in the documents referenced above.
Item 2. Exhibits.
  1.   Senior Debt Indenture, dated as of July 16, 2008, between The Goldman Sachs Group, Inc. and The Bank of New York Mellon, as trustee, incorporated herein by reference to Exhibit 4.82 to the registrant’s Post-Effective Amendment No. 11 to Form S-3 (No. 333-130074), filed on July 17, 2008.
 
  2.   The Goldman Sachs Group, Inc.’s Specimen Master Medium-Term Note, Series D, dated October 10, 2008, incorporated herein by reference to Exhibit 4.61 to the registrant’s Registration Statement on Form S-3 (No. 333-154173), filed on October 10, 2008.
 
  3.   The Goldman Sachs Group, Inc.’s Specimen Master Medium-Term Note, Series D, dated April 6, 2009, incorporated herein by reference to Exhibit 4.55 to the registrant’s Post-Effective Amendment No. 3 to Form S-3 (No. 333-154173), filed on April 6, 2009.
 
  4.   Pricing Supplement No. 70, dated January 29, 2009, to The Goldman Sachs Group, Inc.’s Prospectus, dated October 10, 2008, and Prospectus Supplement, dated October 10, 2008, incorporated herein by reference to the registrant’s filing pursuant to Rule 424(b), filed on February 2, 2009.
 
  5.   Amendment No. 1 to Pricing Supplement No. 70, dated May 27, 2009, to The Goldman Sachs Group, Inc.’s Prospectus, dated April 6, 2009, and Prospectus Supplement, dated April 6, 2009, incorporated herein by reference to the registrant’s filing pursuant to Rule 424(b), filed on May 29, 2009.

 

 

SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to the registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
         
Date: June 1, 2009 THE GOLDMAN SACHS GROUP, INC.
 		  
  By:   /s/ Henry S. Webb    
    Name:   Henry S. Webb   
    Title:   Attorney-in-Fact   
 

 

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