0000899243-21-007405.txt : 20210219 0000899243-21-007405.hdr.sgml : 20210219 20210219170932 ACCESSION NUMBER: 0000899243-21-007405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210219 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALDRON JOHN E. CENTRAL INDEX KEY: 0001754399 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 21657033 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 212-902-1000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-02-19 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001754399 WALDRON JOHN E. C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 0 1 0 0 President and COO Common Stock, par value $0.01 per share 2021-02-19 4 S 0 4301 311.84 D 106330 D Common Stock, par value $0.01 per share 2021-02-19 4 S 0 11289 312.56 D 95041 D Common Stock, par value $0.01 per share 2021-02-19 4 S 0 4410 313.22 D 90631 D This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person. Reflects a weighted average sale price of $311.84 per share, at prices ranging from $311.10 to $312.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $312.56 per share, at prices ranging from $312.10 to $313.09 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Reflects a weighted average sale price of $313.22 per share, at prices ranging from $313.10 to $313.39 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Beverly L. O'Toole, Attorney-in-fact 2021-02-19