1
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NAMES OF REPORTING PERSONS
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GS Sponsor II LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A (See Item 3)
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0 |
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8
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SHARED VOTING POWER
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17,793,000
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9
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SOLE DISPOSITIVE POWER
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0 |
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10
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SHARED DISPOSITIVE POWER
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17,793,000
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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17,793,000
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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7.9% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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(1)
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Based on 220,159,325 shares of Class A Common Stock outstanding as of April 26, 2024, as reflected in the Form 10-Q filed by the Issuer with the SEC on May 1, 2024, plus 3,978,418 shares of Class A Common
Stock described by the Issuer in a Form 8-K filed by the Issuer with the SEC on May 23, 2024 and the Exchange Shares. See Item 3.
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1
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NAMES OF REPORTING PERSONS
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The Goldman Sachs Group, Inc.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A (See Item 3)
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0 |
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8
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SHARED VOTING POWER
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21,588,585
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9
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SOLE DISPOSITIVE POWER
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0 |
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10
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SHARED DISPOSITIVE POWER
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21,588,585
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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21,588,585
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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9.6% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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HC-CO
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(1)
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Based on 220,159,325 shares of Class A Common Stock outstanding as of April 26, 2024, as reflected in the Form 10-Q filed by the Issuer with the SEC on May 1, 2024, plus 3,978,418 shares of Class A Common
Stock described by the Issuer in a Form 8-K filed by the Issuer with the SEC on May 23, 2024 and the Exchange Shares. See Item 3.
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1
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NAMES OF REPORTING PERSONS
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Goldman Sachs & Co. LLC
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☐
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||||
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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N/A (See Item 3)
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☐
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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New York
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0 |
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8
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SHARED VOTING POWER
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21,588,585
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9
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SOLE DISPOSITIVE POWER
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0 |
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10
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SHARED DISPOSITIVE POWER
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21,588,585
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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21,588,585
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||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
|
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||||
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||||
13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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9.6% (1)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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(1)
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Based on 220,159,325 shares of Class A Common Stock outstanding as of April 26, 2024, as reflected in the Form 10-Q filed by the Issuer with the SEC on May 1, 2024, plus 3,978,418 shares of Class A Common
Stock described by the Issuer in a Form 8-K filed by the Issuer with the SEC on May 23, 2024 and the Exchange Shares. See Item 3.
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Exhibit 99.8 |
Exhibit 99.9 |
GS SPONSOR II LLC | |||
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By:
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/s/ Philip Grovit | |
Name | Philip Grovit | ||
Title | Vice President | ||
THE GOLDMAN SACHS GROUP, INC. | |||
By:
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/s/ Crystal Orgill | ||
Name | Crystal Orgill | ||
Title | Attorney-in-Fact | ||
GOLDMAN SACHS & CO. LLC | |||
By:
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/s/ Crystal Orgill | ||
Name | Crystal Orgill | ||
Title | Attorney-in-Fact |
Name
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Present Principal Occupation
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Raanan Agus, President
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Advisory Director of Goldman Sachs & Co. LLC
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Philip W. Grovit, Vice President
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Managing Director of Goldman Sachs & Co. LLC
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Name
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Present Principal Occupation
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Nicole Agnew
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Managing Director of Goldman Sachs & Co. LLC
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Anthony Arnold
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Managing Director of Goldman Sachs & Co. LLC
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Jose Barreto
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Managing Director of Goldman Sachs International
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Michael Bruun
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Managing Director of Goldman Sachs International
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Beat Cabiallavetta
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Managing Director of Goldman Sachs & Co. LLC
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Hristo Dimitrov
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Managing Director of Goldman Sachs & Co. LLC
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Lou D’Ambrosio
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Managing Director of Goldman Sachs & Co. LLC
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Joe DiSabato
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Managing Director of Goldman Sachs & Co. LLC
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Richard Friedman
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Managing Director of Goldman Sachs & Co. LLC
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Bradley J. Gross
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Managing Director of Goldman Sachs & Co. LLC
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Stephanie Hui
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Managing Director of Goldman Sachs (Asia) L.L.C.
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Adrian M. Jones
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Managing Director of Goldman Sachs & Co. LLC
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Thomas R. McAndrew
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Managing Director of Goldman Sachs & Co. LLC
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Harsh Nanda
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Managing Director of Goldman Sachs & Co. LLC
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James Nolan
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Managing Director of Goldman Sachs & Co. LLC
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Gregory Olafson
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Managing Director of Goldman Sachs & Co. LLC
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Kenneth Pontarelli
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Managing Director of Goldman Sachs & Co. LLC
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James Reynolds
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Managing Director of Goldman Sachs International
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Leonard Seevers
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Managing Director of Goldman Sachs & Co. LLC
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Saba Shikari
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Managing Director of Goldman Sachs & Co. LLC
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Maxine Sleeper
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Managing Director of Goldman Sachs & Co. LLC
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Michele Titi-Cappelli
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Managing Director of Goldman Sachs International
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Name
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Present Principal Occupation
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David M. Solomon
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Chairman and Chief Executive Officer of The Goldman Sachs Group, Inc.
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M. Michele Burns
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Former Chairman and Chief Executive Officer, Mercer LLC; Former Chief Financial Officer of each of: Marsh & McLennan Companies, Inc., Mirant Corp. and Delta Air Lines, Inc.
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Denis P. Coleman III
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Chief Financial Officer of The Goldman Sachs Group, Inc.
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Mark A. Flaherty
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Former Vice Chairman, Wellington Management Company
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Sheara J. Fredman
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Chief Accounting Officer of The Goldman Sachs Group, Inc.
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Carey Halio
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Global Treasurer of The Goldman Sachs Group, Inc.
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Kimberley D. Harris
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Executive Vice President of Comcast Corporation; General Counsel of NBCUniversal
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Kevin R. Johnson
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Former President and Chief Executive Officer, Starbucks Corporation
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Ellen J. Kullman
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Executive Chair, Carbon 3D, Inc.
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Brian J. Lee
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Chief Risk Officer of The Goldman Sachs Group, Inc.
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Lakshmi N. Mittal
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Executive Chairman of ArcelorMittal S.A.
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Thomas K. Montag
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Chief Executive Officer of Rubicon Carbon LLC
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Peter Oppenheimer
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Former Senior Vice President and Chief Financial Officer of Apple, Inc.
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John F.W. Rogers
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Executive Vice President of The Goldman Sachs Group, Inc.
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Kathryn H. Ruemmler
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Chief Legal Officer and General Counsel of The Goldman Sachs Group, Inc.
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Jan E. Tighe
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Former Vice Admiral, United States Navy
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David A. Viniar
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Former Chief Financial Officer of The Goldman Sachs Group, Inc.
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John E. Waldron
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President and Chief Operating Officer of The Goldman Sachs Group, Inc.
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“Company”
MIRION TECHNOLOGIES, INC.
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|||
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By:
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/s/ Brian Schopfer
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Name: |
Brian Schopfer
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Title: |
Chief Financial Officer
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“Holder”
GS SPONSOR II LLC
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|||
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By:
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/s/ Philip Grovit
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Name: |
Philip Grovit
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Title: |
Vice President
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1.
|
The Exchange Shares will be held in an account at Goldman Sachs & Co. LLC in the name of GS Sponsor, and unless otherwise agreed between the
Issuer and GS Sponsor, GS Sponsor will only sell such Exchange Shares pursuant to Rule 144 (“Rule 144”) under the Securities Act as
permitted by paragraph 4 below and only if GS Sponsor has not received email notice by the Issuer that it (1) is no longer subject to the reporting requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or (2) has not filed all reports and other materials required to be filed by Section 13 or 15(d) of the Securities
Exchange Act of 1934, as applicable, (other than Form 8-K reports) during the preceding 12 months (or for such shorter period that the Issuer was required to file such reports and materials) (a “Non-Filing Notice”) and, additionally in the case of sales by GS Sponsor when it is deemed an affiliate of the Issuer or has been deemed an affiliate during the prior three
months, only in accordance with the conditions of Rule 144 applicable to such sales (provided that GS Sponsor may assume that the Issuer is in compliance with Rule 144(c) unless the Issuer provides a Non-Filing Notice stating that the
Issuer is not then in compliance with Rule 144(c) and if GS Sponsor receives such a Non-Filing Notice, GS Sponsor shall not sell such Exchange Shares ).
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2.
|
On or about June 4, 2029, GS Sponsor will deposit with the Transfer Agent any Exchange Shares still held in an account at Goldman Sachs & Co.
LLC or its affiliates to have customary legends (including a restricted securities legend and, if applicable,
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affiliate legend) attached, unless an alternative arrangement has been made with the Issuer (whether by a broker or directly by GS Sponsor).
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3.
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The Issuer, its inside and outside legal counsel, and the Transfer Agent may rely upon the statements in this Certificate, including for purposes of
preparing and delivering any legal opinion required in connection with the removal of restrictive legends from the Exchange Shares.
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4.
|
GS Sponsor agrees to not (a) sell or assign, offer to sell, contract or agree to sell, hypothecate, pledge, grant any option to purchase or
otherwise dispose of or transfer or agree to dispose of or transfer, directly or indirectly, or establish or increase any put equivalent position or liquidation with respect to, or decrease any call equivalent position within the meaning of
Section 16 of the Exchange Act with respect to, any Exchange Shares, (b) enter into any hedging, swap or other arrangement that transfers to another, in whole or in part, any of the economic consequences of ownership of any Exchange Shares,
whether any such transaction is to be settled by delivery of such Exchange Shares, in cash or otherwise, or (c) publicly announce any intention to effect any transaction specified in clause (a) or (b) (each of the aforementioned actions, a
“Transfer”). Notwithstanding the immediately preceding sentence, GS Sponsor may Transfer the Exchange Shares (and GS Sponsor may file
with the U.S. Securities and Exchange Commission (the “SEC”) any disclosures required by applicable law, including any required Form 144,
Form 4 or Schedule 13D filings (or any amendments thereto) in connection with any such Transfer of the Exchange Shares) as follows: (1) in an overnight block trade on a non-SEC-registered basis (a “Block Trade”), provided that the Block Trade consists of all of the
Exchange Shares held by GS Sponsor; or (2) in daily increments not to exceed 100,000 Exchange Shares in any given trading day.
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GS SPONSOR II LLC
|
||||
By:
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/s/ Philip Grovit | |||
Name:
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Philip Grovit
|
|||
Title:
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Vice President
|