0000769993-18-000436.txt : 20180803 0000769993-18-000436.hdr.sgml : 20180803 20180803140103 ACCESSION NUMBER: 0000769993-18-000436 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180801 FILED AS OF DATE: 20180803 DATE AS OF CHANGE: 20180803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOLOMON DAVID M CENTRAL INDEX KEY: 0001693709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 18991339 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 ownershipdoc07312018021254.xml X0306 4 2018-08-01-04:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001693709 SOLOMON DAVID M C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 false true false false President and COO Common Stock, par value $0.01 per share 2018-08-01-04:00 4 M false 27125 78.78 A 234395 D Common Stock, par value $0.01 per share 2018-08-01-04:00 4 F false 18637 238 D 215758 D Common Stock, par value $0.01 per share 2018-08-01-04:00 4 S false 8488 237.9247 D 207270 D Common Stock, par value $0.01 per share 15355 I See footnote Nonqualified Stock Options (right to buy) 78.78 2018-08-01-04:00 4 M false 27125 0 D 2018-12-31-05:00 Common Stock, par value $0.01 per share 27125 0 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Reflects a weighted average sale price of $237.9247 per share, at prices ranging from $237.90 to $238.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. /s/ Zachary A. Kolkin, Attorney-in-fact 2018-08-03-04:00