0000769993-18-000145.txt : 20180131 0000769993-18-000145.hdr.sgml : 20180131 20180131140017 ACCESSION NUMBER: 0000769993-18-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180129 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOLOMON DAVID M CENTRAL INDEX KEY: 0001693709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 18562049 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. LLC STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 ownershipdoc01292018065120.xml X0306 4 2018-01-29-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001693709 SOLOMON DAVID M C/O GOLDMAN SACHS & CO. LLC 200 WEST STREET NEW YORK NY 10282 false true false false President and Co-COO Common Stock, par value $0.01 per share 2018-01-29-05:00 4 M false 64000 78.78 A 271270 D Common Stock, par value $0.01 per share 2018-01-29-05:00 4 F false 42748 271.53 D 228522 D Common Stock, par value $0.01 per share 2018-01-29-05:00 4 S false 21252 271.6478 D 207270 D Common Stock, par value $0.01 per share 15760 I See footnote Common Stock, par value $0.01 per share 500 I See footnote Common Stock, par value $0.01 per share 500 I See footnote Nonqualified Stock Options (right to buy) 78.78 2018-01-29-05:00 4 M false 64000 0 D 2018-12-31-05:00 Common Stock, par value $0.01 per share 64000 64000 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Reflects a weighted average sale price of $271.6478 per share, at prices ranging from $271.30 to $272.15 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Held by family member. The Reporting Person disclaims beneficial ownership of these shares. Held by family member. The Reporting Person disclaims beneficial ownership of these shares. One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. /s/ Beverly L. O'Toole, Attorney-in-fact 2018-01-31-05:00