0000769993-18-000145.txt : 20180131
0000769993-18-000145.hdr.sgml : 20180131
20180131140017
ACCESSION NUMBER: 0000769993-18-000145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180129
FILED AS OF DATE: 20180131
DATE AS OF CHANGE: 20180131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOLOMON DAVID M
CENTRAL INDEX KEY: 0001693709
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 18562049
MAIL ADDRESS:
STREET 1: C/O GOLDMAN SACHS & CO. LLC
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
ownershipdoc01292018065120.xml
X0306
4
2018-01-29-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001693709
SOLOMON DAVID M
C/O GOLDMAN SACHS & CO. LLC
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
President and Co-COO
Common Stock, par value $0.01 per share
2018-01-29-05:00
4
M
false
64000
78.78
A
271270
D
Common Stock, par value $0.01 per share
2018-01-29-05:00
4
F
false
42748
271.53
D
228522
D
Common Stock, par value $0.01 per share
2018-01-29-05:00
4
S
false
21252
271.6478
D
207270
D
Common Stock, par value $0.01 per share
15760
I
See footnote
Common Stock, par value $0.01 per share
500
I
See footnote
Common Stock, par value $0.01 per share
500
I
See footnote
Nonqualified Stock Options (right to buy)
78.78
2018-01-29-05:00
4
M
false
64000
0
D
2018-12-31-05:00
Common Stock, par value $0.01 per share
64000
64000
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.
Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
Reflects a weighted average sale price of $271.6478 per share, at prices ranging from $271.30 to $272.15 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Held by family member. The Reporting Person disclaims beneficial ownership of these shares.
Held by family member. The Reporting Person disclaims beneficial ownership of these shares.
One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.
/s/ Beverly L. O'Toole, Attorney-in-fact
2018-01-31-05:00