0000769993-17-000422.txt : 20170221 0000769993-17-000422.hdr.sgml : 20170221 20170221140033 ACCESSION NUMBER: 0000769993-17-000422 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170221 DATE AS OF CHANGE: 20170221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN ALAN M CENTRAL INDEX KEY: 0001279229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 17624592 MAIL ADDRESS: STREET 1: 200 WEST STREET STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: COHEN ALAN MARCES DATE OF NAME CHANGE: 20040209 4 1 ownershipdoc02142017102216.xml X0306 4 2017-02-16-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001279229 COHEN ALAN M C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 false true false false EVP, Global Head of Compliance Common Stock, par value $0.01 per share 2017-02-16-05:00 4 M false 18500 78.78 A 77135 D Common Stock, par value $0.01 per share 2017-02-16-05:00 4 F false 12901 250.2 D 64234 D Common Stock, par value $0.01 per share 2017-02-16-05:00 4 S false 5599 250.1605 D 58635 D Common Stock, par value $0.01 per share 9084 I See footnote Nonqualified Stock Options (right to buy) 78.78 2017-02-16-05:00 4 M false 18500 0 D 2018-12-31-05:00 Common Stock, par value $0.01 per share 18500 36864 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiary of which is an immediate family member of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. /s/ Beverly L. O'Toole, Attorney-in-fact 2017-02-21-05:00