0000769993-17-000422.txt : 20170221
0000769993-17-000422.hdr.sgml : 20170221
20170221140033
ACCESSION NUMBER: 0000769993-17-000422
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170216
FILED AS OF DATE: 20170221
DATE AS OF CHANGE: 20170221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN ALAN M
CENTRAL INDEX KEY: 0001279229
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 17624592
MAIL ADDRESS:
STREET 1: 200 WEST STREET
STREET 2: C/O GOLDMAN SACHS & CO
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: COHEN ALAN MARCES
DATE OF NAME CHANGE: 20040209
4
1
ownershipdoc02142017102216.xml
X0306
4
2017-02-16-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001279229
COHEN ALAN M
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
EVP, Global Head of Compliance
Common Stock, par value $0.01 per share
2017-02-16-05:00
4
M
false
18500
78.78
A
77135
D
Common Stock, par value $0.01 per share
2017-02-16-05:00
4
F
false
12901
250.2
D
64234
D
Common Stock, par value $0.01 per share
2017-02-16-05:00
4
S
false
5599
250.1605
D
58635
D
Common Stock, par value $0.01 per share
9084
I
See footnote
Nonqualified Stock Options (right to buy)
78.78
2017-02-16-05:00
4
M
false
18500
0
D
2018-12-31-05:00
Common Stock, par value $0.01 per share
18500
36864
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.
Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiary of which is an immediate family member of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.
/s/ Beverly L. O'Toole, Attorney-in-fact
2017-02-21-05:00