0000769993-17-000097.txt : 20170123
0000769993-17-000097.hdr.sgml : 20170123
20170123140358
ACCESSION NUMBER: 0000769993-17-000097
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170119
FILED AS OF DATE: 20170123
DATE AS OF CHANGE: 20170123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON JAMES A /DC/
CENTRAL INDEX KEY: 0001126949
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 17540539
MAIL ADDRESS:
STREET 1: 600 NEW HAMPSHIRE AVENUE N W
STREET 2: SUITE 600
CITY: WASHINGTON
STATE: DC
ZIP: 20037
4
1
ownershipdoc01092017081953.xml
X0306
4
2017-01-19-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001126949
JOHNSON JAMES A /DC/
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
true
false
false
false
Common Stock, par value $0.01 per share
2017-01-19-05:00
4
M
false
11600
204.16
A
11600
D
Common Stock, par value $0.01 per share
2017-01-19-05:00
4
S
false
11600
233.9865
D
0
D
Nonqualified Stock Options (right to buy)
204.16
2017-01-19-05:00
4
M
false
11600
0
D
2011-01-25-05:00
2017-11-24-05:00
Common Stock, par value $0.01 per share
11600
0
D
Restricted Stock Units
2017-01-19-05:00
4
A
false
2595
0
A
Common Stock, par value $0.01 per share
2595
42312
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017.
Reflects a weighted average sale price of $233.9865 per share, at prices ranging from $233.65 to $234.195 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors.
/s/ Beverly L. O'Toole, Attorney-in-fact
2017-01-23-05:00