0000769993-17-000097.txt : 20170123 0000769993-17-000097.hdr.sgml : 20170123 20170123140358 ACCESSION NUMBER: 0000769993-17-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170119 FILED AS OF DATE: 20170123 DATE AS OF CHANGE: 20170123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON JAMES A /DC/ CENTRAL INDEX KEY: 0001126949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 17540539 MAIL ADDRESS: STREET 1: 600 NEW HAMPSHIRE AVENUE N W STREET 2: SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20037 4 1 ownershipdoc01092017081953.xml X0306 4 2017-01-19-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001126949 JOHNSON JAMES A /DC/ C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 true false false false Common Stock, par value $0.01 per share 2017-01-19-05:00 4 M false 11600 204.16 A 11600 D Common Stock, par value $0.01 per share 2017-01-19-05:00 4 S false 11600 233.9865 D 0 D Nonqualified Stock Options (right to buy) 204.16 2017-01-19-05:00 4 M false 11600 0 D 2011-01-25-05:00 2017-11-24-05:00 Common Stock, par value $0.01 per share 11600 0 D Restricted Stock Units 2017-01-19-05:00 4 A false 2595 0 A Common Stock, par value $0.01 per share 2595 42312 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. Reflects a weighted average sale price of $233.9865 per share, at prices ranging from $233.65 to $234.195 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Shares of the Issuer's common stock underlying these Restricted Stock Units will be delivered on the first eligible trading day in the third quarter in the year following the year of the retirement of the Reporting Person from the Issuer's Board of Directors. /s/ Beverly L. O'Toole, Attorney-in-fact 2017-01-23-05:00