0000769993-16-001905.txt : 20161122
0000769993-16-001905.hdr.sgml : 20161122
20161122142739
ACCESSION NUMBER: 0000769993-16-001905
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161122
DATE AS OF CHANGE: 20161122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLANKFEIN LLOYD C
CENTRAL INDEX KEY: 0001180587
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 162012822
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
4
1
ownershipdoc11142016082306.xml
X0306
4
2016-11-18-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001180587
BLANKFEIN LLOYD C
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
true
true
false
false
Chairman of the Board and CEO
Common Stock, par value $0.01 per share
2016-11-18-05:00
4
M
false
104614
199.84
A
1524471
D
Common Stock, par value $0.01 per share
2016-11-18-05:00
4
F
false
102110
211.29
D
1422361
D
Common Stock, par value $0.01 per share
2016-11-18-05:00
4
S
false
2504
211.3156
D
1419857
D
Common Stock, par value $0.01 per share
342331
I
See footnote
Common Stock, par value $0.01 per share
508316
I
See footnote
Nonqualified Stock Options (right to buy)
199.84
2016-11-18-05:00
4
M
false
104614
0
D
2010-01-25-05:00
2016-11-25-05:00
Common Stock, par value $0.01 per share
104614
0
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2006 and scheduled to expire in November 2016.
Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.
Reflects a weighted average sale price of $211.3156 per share, at prices ranging from $211.30 to $211.323 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
As trustee of grantor retained annuity trusts.
/s/ Beverly L. O'Toole, Attorney-in-fact
2016-11-22-05:00