0000769993-14-000416.txt : 20140725 0000769993-14-000416.hdr.sgml : 20140725 20140725143100 ACCESSION NUMBER: 0000769993-14-000416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140724 FILED AS OF DATE: 20140725 DATE AS OF CHANGE: 20140725 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON JAMES A /DC/ CENTRAL INDEX KEY: 0001126949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 14993930 MAIL ADDRESS: STREET 1: 600 NEW HAMPSHIRE AVENUE N W STREET 2: SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20037 4 1 ownershipdoc07192014041327.xml X0306 4 2014-07-24-04:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001126949 JOHNSON JAMES A /DC/ C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 true false false false Common Stock, par value $0.01 per share 2014-07-24-04:00 4 M false 5800 78.78 A 5800 D Common Stock, par value $0.01 per share 2014-07-24-04:00 4 S false 5800 177.0189 D 0 D Nonqualified Stock Options 78.78 2014-07-24-04:00 4 M false 5800 0 D 2018-12-31-05:00 Common Stock, par value $0.01 per share 5800 0 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018. Reflects a weighted average sale price of $177.0189 per share, at prices ranging from $176.9420 to $177.1180 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012. /s/ Beverly L. O'Toole, Attorney-in-fact 2014-07-25-04:00