0000769993-13-000521.txt : 20131119 0000769993-13-000521.hdr.sgml : 20131119 20131119141024 ACCESSION NUMBER: 0000769993-13-000521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131115 FILED AS OF DATE: 20131119 DATE AS OF CHANGE: 20131119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON JAMES A /DC/ CENTRAL INDEX KEY: 0001126949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 131229495 MAIL ADDRESS: STREET 1: 600 NEW HAMPSHIRE AVENUE N W STREET 2: SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20037 4 1 ownershipdoc11182013095314.xml X0306 4 2013-11-15-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001126949 JOHNSON JAMES A /DC/ C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 true false false false Common Stock, par value $0.01 per share 2013-11-15-05:00 4 M false 10000 154.16 A 10000 D Common Stock, par value $0.01 per share 2013-11-15-05:00 4 S false 10000 164.4364 D 0 D Nonqualified Stock Options 154.16 2013-11-15-05:00 4 M false 10000 0 D 2014-02-05-05:00 Common Stock, par value $0.01 per share 10000 0 D Reflects the exercise by the Reporting Person of Stock Options granted in February 2010 and scheduled to expire in February 2014. One-third of these Stock Options became exercisable in each of January 2011, January 2012 and January 2013. Reflects a weighted average sale price of $164.4364 per share, at prices ranging from $164.4200 to $164.4540 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Beverly L. O'Toole, Attorney-in-fact 2013-11-19-05:00