0000769993-12-000628.txt : 20121128
0000769993-12-000628.hdr.sgml : 20121128
20121128195919
ACCESSION NUMBER: 0000769993-12-000628
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121126
FILED AS OF DATE: 20121128
DATE AS OF CHANGE: 20121128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHERWOOD MICHAEL S
CENTRAL INDEX KEY: 0001428340
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 121230158
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: SHERWOOD MICHAEL S.
DATE OF NAME CHANGE: 20080227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
ownershipdoc11192012025555.xml
X0306
4
2012-11-26-05:00
false
0000886982
GOLDMAN SACHS GROUP INC
GS
0001428340
SHERWOOD MICHAEL S
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
false
true
false
false
Vice Chairman
Common Stock, par value $0.01 per share
2012-11-26-05:00
4
M
false
4266
78.87
A
136597
D
Common Stock, par value $0.01 per share
2012-11-26-05:00
4
S
false
2098
119.1782
D
134499
D
Common Stock, par value $0.01 per share
2012-11-26-05:00
4
S
false
1823
120.3096
D
132676
D
Common Stock, par value $0.01 per share
2012-11-26-05:00
4
S
false
345
120.6781
D
132331
D
Common Stock, par value $0.01 per share
2012-11-27-05:00
4
M
false
4266
78.87
A
136597
D
Common Stock, par value $0.01 per share
2012-11-27-05:00
4
S
false
858
119.0084
D
135739
D
Common Stock, par value $0.01 per share
2012-11-27-05:00
4
S
false
1451
119.9511
D
134288
D
Common Stock, par value $0.01 per share
2012-11-27-05:00
4
S
false
1957
120.7728
D
132331
D
Common Stock, par value $0.01 per share
2012-11-28-05:00
4
M
false
4267
78.87
A
136598
D
Common Stock, par value $0.01 per share
2012-11-28-05:00
4
S
false
1923
117.1231
D
134675
D
Common Stock, par value $0.01 per share
2012-11-28-05:00
4
S
false
1394
118.1186
D
133281
D
Common Stock, par value $0.01 per share
2012-11-28-05:00
4
S
false
950
119.014
D
132331
D
Common Stock, par value $0.01 per share
135164
I
See footnote
Common Stock, par value $0.01 per share
103850
I
See footnote
Nonqualified Stock Options (right to buy)
78.87
2012-11-26-05:00
4
M
false
4266
0
D
2006-01-02-05:00
2012-11-30-05:00
Common Stock, par value $0.01 per share
4266
8533
D
Nonqualified Stock Options (right to buy)
78.87
2012-11-27-05:00
4
M
false
4266
0
D
2006-01-02-05:00
2012-11-30-05:00
Common Stock, par value $0.01 per share
4266
4267
D
Nonqualified Stock Options (right to buy)
78.87
2012-11-28-05:00
4
M
false
4267
0
D
2006-01-02-05:00
2012-11-30-05:00
Common Stock, par value $0.01 per share
4267
0
D
Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Reflects a weighted average sale price of $119.1782 per share, at prices ranging from $118.5700 to $119.5400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $120.3096 per share, at prices ranging from $119.5700 to $120.5600 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $120.6781 per share, at prices ranging from $120.5700 to $120.8400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $119.0084 per share, at prices ranging from $118.4400 to $119.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $119.9511 per share, at prices ranging from $119.4400 to $120.4300 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $120.7728 per share, at prices ranging from $120.4400 to $121.2900 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $117.1231 per share, at prices ranging from $116.6500 to $117.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $118.1186 per share, at prices ranging from $117.6500 to $118.6400 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $119.014 per share, at prices ranging from $118.6500 to $119.2700 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Held by spouse.
Reported for informational purposes only. Held through a trust over which the Reporting Person has no investment control and the sole trustee of which is a third-party institution. In accordance with Rule 16a-8, the Reporting Person disclaims beneficial ownership of the shares held through this trust.
/s/ Beverly L. O'Toole, Attorney-in-fact
2012-11-28-05:00