0000769993-12-000538.txt : 20120814 0000769993-12-000538.hdr.sgml : 20120814 20120814165223 ACCESSION NUMBER: 0000769993-12-000538 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120813 FILED AS OF DATE: 20120814 DATE AS OF CHANGE: 20120814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAHLBACK CLAES CENTRAL INDEX KEY: 0001249256 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 121033848 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 dahlback420120813_ex.xml X0306 4 2012-08-13 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001249256 DAHLBACK CLAES C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK, NY 10282 1 0 0 0 Common Stock, par value $0.01 per share 2012-08-13 4 M 0 1324 78.87 A 1324 D Common Stock, par value $0.01 per share 2012-08-13 4 S 0 1324 103.1945 D 0 D Nonqualified Stock Options (right to buy) 78.87 2012-08-13 4 M 0 1324 0 D 2006-01-02 2012-11-30 Common Stock, par value $0.01 per share 1324 0 D Reflects the exercise by the Reporting Person of Stock Options granted in July 2003 and scheduled to expire in November 2012. Reflects a weighted average sale price of $103.1945 per share, at prices ranging from $103.19 to $103.20 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Benjamin J. Rader, Attorney-in-fact 2012-08-14