0000769993-12-000119.txt : 20120203 0000769993-12-000119.hdr.sgml : 20120203 20120203170845 ACCESSION NUMBER: 0000769993-12-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120201 FILED AS OF DATE: 20120203 DATE AS OF CHANGE: 20120203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH SARAH G CENTRAL INDEX KEY: 0001090335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 12570945 MAIL ADDRESS: STREET 1: C/O GOLDMAN SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 smith420120119_ex.xml X0304 4 2012-02-01 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001090335 SMITH SARAH G C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK, NY 10282 0 1 0 0 Principal Accounting Officer Year-End Restricted Stock Units 2012-02-01 4 A 0 10049 0 A Common Stock, par value $0.01 per share 10049 10049 D One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2017. /s/ Beverly L. O'Toole, Attorney-in-fact 2012-02-03