0000769993-12-000117.txt : 20120203
0000769993-12-000117.hdr.sgml : 20120203
20120203170706
ACCESSION NUMBER: 0000769993-12-000117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120201
FILED AS OF DATE: 20120203
DATE AS OF CHANGE: 20120203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGERS JOHN F.W.
CENTRAL INDEX KEY: 0001517277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 12570930
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: Rogers John F.W.
DATE OF NAME CHANGE: 20110401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
rogers420120119_ex.xml
X0304
4
2012-02-01
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001517277
ROGERS JOHN F.W.
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
0
1
0
0
EVP-Chief of Staff & Secretary
Year-End Restricted Stock Units
2012-02-01
4
A
0
14015
0
A
Common Stock, par value $0.01 per share
14015
14015
D
One-third of these 2011 Restricted Stock Units ("RSUs") will convert into shares of the Issuer's common stock in each of
January 2013, January 2014 and January 2015. The shares of common stock delivered pursuant to these RSUs generally cannot be
sold or transferred before January 2017.
/s/ Beverly L. O'Toole, Attorney-in-fact
2012-02-03