0000769993-12-000044.txt : 20120127
0000769993-12-000044.hdr.sgml : 20120127
20120127170759
ACCESSION NUMBER: 0000769993-12-000044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120125
FILED AS OF DATE: 20120127
DATE AS OF CHANGE: 20120127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGERS JOHN F.W.
CENTRAL INDEX KEY: 0001517277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 12552572
MAIL ADDRESS:
STREET 1: C/O GOLDMAN, SACHS & CO.
STREET 2: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: Rogers John F.W.
DATE OF NAME CHANGE: 20110401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
rogers420120123_ex.xml
X0304
4
2012-01-25
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001517277
ROGERS JOHN F.W.
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK
NY
10282
0
1
0
0
EVP-Chief of Staff & Secretary
Common Stock, par value $0.01 per share
2012-01-25
4
M
0
41909
A
133534
D
Common Stock, par value $0.01 per share
2012-01-25
4
F
0
17714
107.44
D
115820
D
Common Stock, par value $0.01 per share
33438
I
See footnote
Restricted Stock Units
2012-01-25
4
M
0
41909
D
Common Stock, par value $0.01 per share
41909
0
D
On January 25, 2012, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in
connection with compensation for years prior to 2011 were delivered to the Reporting Person without the payment of any
consideration. These shares are not related to 2011 compensation.
Represents shares of the Issuer's common stock withheld to satisfy tax withholding obligations in connection with the
delivery of the common stock underlying the RSUs described in footnote 1 above.
Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are
immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
/s/ Beverly L. O'Toole, Attorney-in-fact
2012-01-27