0000769993-11-000624.txt : 20111028 0000769993-11-000624.hdr.sgml : 20111028 20111028152056 ACCESSION NUMBER: 0000769993-11-000624 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20111026 FILED AS OF DATE: 20111028 DATE AS OF CHANGE: 20111028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON JAMES A /DC/ CENTRAL INDEX KEY: 0001126949 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 111165041 MAIL ADDRESS: STREET 1: 600 NEW HAMPSHIRE AVENUE N W STREET 2: SUITE 600 CITY: WASHINGTON STATE: DC ZIP: 20037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 4 1 johnson420111026co_ex.xml X0304 4 2011-10-26 0 0000886982 GOLDMAN SACHS GROUP INC GS 0001126949 JOHNSON JAMES A /DC/ C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK, NY 10282 1 0 0 0 Common Stock, par value $0.01 per share 2011-10-26 4 M 0 6000 91.61 A 6000 D Common Stock, par value $0.01 per share 2011-10-26 4 S 0 6000 106.4407 D 0 D Nonqualified Stock Options (right to buy) 91.61 2011-10-26 4 M 0 6000 0 D 2005-01-03 2011-11-25 Common Stock, par value $0.01 per share 6000 0 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2001 and scheduled to expire in November 2011. Reflects a weighted average sale price of $106.4407 per share, at prices ranging from $106.28 to $106.715 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Beverly L. O'Toole, Attorney-in-fact 2011-10-28 EX-24 2 johnsonpoa.txt POWER OF ATTORNEY ----------------- The undersigned does hereby appoint Roger S. Begelman, Edward T. Joel, Saskia Brookfield Martin and Susan P. Goddard (and any other employee of The Goldman Sachs Group, Inc. or one of its affiliates designated in writing by one of the attorneys-in-fact) his lawful attorneys, and each of them his true and lawful attorney, with power to act without the other, and with full power of substitution and resubstitution, to execute and file for him and in his name any Statement of Changes in Beneficial Ownership on Form 4 and any Annual Statement of Changes in Beneficial Ownership on Form 5, or any similar or successor form, which may be required to be filed by him with the Securities and Exchange Commission pursuant to Section 16 of the Securities Exchange Act of 1934, as amended and any and all instruments necessary or incidental therewith, hereby granting unto said attorneys and each of them full power and authority to do and perform in the name and on behalf of the undersigned, and in any and all capacities, every act and thing whatsoever required or necessary to be done in and about the premises, as fully and to all intents and purposes as the undersigned might or could do in person, hereby ratifying and approving the act of said attorneys and each of them. This power of attorney shall not be affected by the subsequent disability or incompetence of the principal. This power of attorney shall remain in full force and effect until either revoked in writing by the undersigned or until such time as the person or persons to whom power of attorney has been hereby granted cease(s) to be an employee of The Goldman Sachs Group, Inc. or one of its affiliates. IN WITNESS thereof the undersigned hereunto signed his name this 31st day of January 2003. /s/ James A. Johnson -------------------- James A. Johnson EX-99 3 johnsonpoadesignation.txt DESIGNATION OF ADDITIONAL ATTORNEYS-IN-FACT ------------------------------------------- Reference is made to the Power of Attorney, dated January 31, 2003 (the "POA"), pursuant to which James A. Johnson (the "Reporting Person") appointed the undersigned, as well as Saskia Brookfield Martin (and any other employee of The Goldman Sachs Group, Inc. or one of its affiliates (the "Firm") designated in writing by one of the attorneys-in-fact), one of the Reporting Person's lawful attorneys with power to act without the other, and with full power of substitution and resubstitution, to, among other things, execute and file for the Reporting Person and in the Reporting Person's name any Statement of Changes in Beneficial Ownership on Form 4 and any Annual Statement of Changes in Beneficial Ownership on Form 5, or any similar or successor form, which may be required to be filed by the Reporting Person with the U.S. Securities and Exchange Commission pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. Pursuant to the authority set forth in the POA, the undersigned hereby designates Kenneth L. Josselyn, Beverly L. O'Toole and Benjamin J. Rader, each employees of the Firm, as additional attorneys-in-fact under the POA, with the same authority to act as was provided to the undersigned and the other attorneys-in-fact in the POA. This Designation of Additional Attorneys-in-Fact (this "Designation") shall not affect the continued power of the undersigned and Sakia Brookfield Martin to act under the POA to the full extent permitted thereby. Neither the POA nor this Designation shall be affected by the subsequent disability or incompetence of the Reporting Person. This Designation shall remain in full force and effect until either it or the POA is revoked in writing by the Reporting Person or The Goldman Sachs Group, Inc. or until such time as all persons to whom power of attorney has been granted pursuant to this Designation cease to be employees of the Firm. IN WITNESS thereof the undersigned hereunto signed his name this 22nd day of September 2005. /s/ Roger S. Begelman ------------------------- Roger S. Begelman