0000769993-11-000624.txt : 20111028
0000769993-11-000624.hdr.sgml : 20111028
20111028152056
ACCESSION NUMBER: 0000769993-11-000624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20111026
FILED AS OF DATE: 20111028
DATE AS OF CHANGE: 20111028
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSON JAMES A /DC/
CENTRAL INDEX KEY: 0001126949
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14965
FILM NUMBER: 111165041
MAIL ADDRESS:
STREET 1: 600 NEW HAMPSHIRE AVENUE N W
STREET 2: SUITE 600
CITY: WASHINGTON
STATE: DC
ZIP: 20037
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC
CENTRAL INDEX KEY: 0000886982
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134019460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 2129021000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/
DATE OF NAME CHANGE: 20010104
4
1
johnson420111026co_ex.xml
X0304
4
2011-10-26
0
0000886982
GOLDMAN SACHS GROUP INC
GS
0001126949
JOHNSON JAMES A /DC/
C/O GOLDMAN, SACHS & CO.
200 WEST STREET
NEW YORK,
NY
10282
1
0
0
0
Common Stock, par value $0.01 per share
2011-10-26
4
M
0
6000
91.61
A
6000
D
Common Stock, par value $0.01 per share
2011-10-26
4
S
0
6000
106.4407
D
0
D
Nonqualified Stock Options (right to buy)
91.61
2011-10-26
4
M
0
6000
0
D
2005-01-03
2011-11-25
Common Stock, par value $0.01 per share
6000
0
D
Reflects the exercise by the Reporting Person of Stock Options granted in December 2001 and scheduled to expire in November
2011.
Reflects a weighted average sale price of $106.4407 per share, at prices ranging from $106.28 to $106.715 per share. The
Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a
security holder of the Issuer, full information regarding the number of shares sold at each separate price.
/s/ Beverly L. O'Toole, Attorney-in-fact
2011-10-28
EX-24
2
johnsonpoa.txt
POWER OF ATTORNEY
-----------------
The undersigned does hereby appoint Roger S. Begelman, Edward T. Joel,
Saskia Brookfield Martin and Susan P. Goddard (and any other employee of The
Goldman Sachs Group, Inc. or one of its affiliates designated in writing by one
of the attorneys-in-fact) his lawful attorneys, and each of them his true and
lawful attorney, with power to act without the other, and with full power of
substitution and resubstitution, to execute and file for him and in his name any
Statement of Changes in Beneficial Ownership on Form 4 and any Annual Statement
of Changes in Beneficial Ownership on Form 5, or any similar or successor form,
which may be required to be filed by him with the Securities and Exchange
Commission pursuant to Section 16 of the Securities Exchange Act of 1934, as
amended and any and all instruments necessary or incidental therewith, hereby
granting unto said attorneys and each of them full power and authority to do and
perform in the name and on behalf of the undersigned, and in any and all
capacities, every act and thing whatsoever required or necessary to be done in
and about the premises, as fully and to all intents and purposes as the
undersigned might or could do in person, hereby ratifying and approving the act
of said attorneys and each of them.
This power of attorney shall not be affected by the subsequent disability or
incompetence of the principal. This power of attorney shall remain in full force
and effect until either revoked in writing by the undersigned or until such time
as the person or persons to whom power of attorney has been hereby granted
cease(s) to be an employee of The Goldman Sachs Group, Inc. or one of its
affiliates.
IN WITNESS thereof the undersigned hereunto signed his name this 31st day
of January 2003.
/s/ James A. Johnson
--------------------
James A. Johnson
EX-99
3
johnsonpoadesignation.txt
DESIGNATION OF ADDITIONAL ATTORNEYS-IN-FACT
-------------------------------------------
Reference is made to the Power of Attorney, dated January 31, 2003 (the
"POA"), pursuant to which James A. Johnson (the "Reporting Person") appointed
the undersigned, as well as Saskia Brookfield Martin (and any other employee of
The Goldman Sachs Group, Inc. or one of its affiliates (the "Firm") designated
in writing by one of the attorneys-in-fact), one of the Reporting Person's
lawful attorneys with power to act without the other, and with full power of
substitution and resubstitution, to, among other things, execute and file for
the Reporting Person and in the Reporting Person's name any Statement of Changes
in Beneficial Ownership on Form 4 and any Annual Statement of Changes in
Beneficial Ownership on Form 5, or any similar or successor form, which may be
required to be filed by the Reporting Person with the U.S. Securities and
Exchange Commission pursuant to Section 16 of the Securities Exchange Act of
1934, as amended.
Pursuant to the authority set forth in the POA, the undersigned hereby
designates Kenneth L. Josselyn, Beverly L. O'Toole and Benjamin J. Rader, each
employees of the Firm, as additional attorneys-in-fact under the POA, with the
same authority to act as was provided to the undersigned and the other
attorneys-in-fact in the POA.
This Designation of Additional Attorneys-in-Fact (this "Designation") shall
not affect the continued power of the undersigned and Sakia Brookfield Martin to
act under the POA to the full extent permitted thereby. Neither the POA nor this
Designation shall be affected by the subsequent disability or incompetence of
the Reporting Person. This Designation shall remain in full force and effect
until either it or the POA is revoked in writing by the Reporting Person or The
Goldman Sachs Group, Inc. or until such time as all persons to whom power of
attorney has been granted pursuant to this Designation cease to be employees of
the Firm.
IN WITNESS thereof the undersigned hereunto signed his name this 22nd day
of September 2005.
/s/ Roger S. Begelman
-------------------------
Roger S. Begelman