-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EUTU0k0dUq4LdbLm5USjfhYIZTmWwBwOv8Qem+s9Y5b+8HwKly78Lt3rwuhSMePD ZRhChGMU4A3x/MVvE9Gdew== 0000769993-06-000687.txt : 20060605 0000769993-06-000687.hdr.sgml : 20060605 20060605190817 ACCESSION NUMBER: 0000769993-06-000687 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060601 FILED AS OF DATE: 20060605 DATE AS OF CHANGE: 20060605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERCONTINENTALEXCHANGE INC CENTRAL INDEX KEY: 0001174746 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 7708574700 MAIL ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC/ CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32671 FILM NUMBER: 06887532 BUSINESS ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD ST CITY: NEW YORK STATE: NY ZIP: 10004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS INTERNATIONAL CENTRAL INDEX KEY: 0000908777 STATE OF INCORPORATION: NY FISCAL YEAR END: 1126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32671 FILM NUMBER: 06887531 BUSINESS ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 85 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 FORMER NAME: FORMER CONFORMED NAME: GOLDMAN SACHS INTERNATIONAL LTD DATE OF NAME CHANGE: 19940315 4 1 ice406012006gsg2_ex.xml ICE - GSG2 X0202 4 2006-06-01 0 0001174746 INTERCONTINENTALEXCHANGE INC ICE 0000886982 GOLDMAN SACHS GROUP INC/ 85 BROAD ST NEW YORK NY 10004 0 0 1 0 0000908777 GOLDMAN SACHS INTERNATIONAL 85 BROAD STREET NEW YORK NY 10004 0 0 1 0 Common Stock 2006-06-01 4 S 0 44 55.49 D 749934 D Common Stock 2006-06-01 4 S 0 481 55.50 D 749453 D Common Stock 2006-06-01 4 S 0 44 55.51 D 749409 D Common Stock 2006-06-01 4 S 0 4588 55.70 D 744821 D Common Stock 2006-06-01 4 S 0 852 55.71 D 743969 D Common Stock 2006-06-01 4 S 0 284 55.72 D 743685 D Common Stock 2006-06-01 4 S 0 196 55.73 D 743489 D Common Stock 2006-06-01 4 S 0 196 55.74 D 743293 D Common Stock 2006-06-01 4 S 0 11930 55.75 D 731363 D Common Stock 2006-06-01 4 S 0 109 55.77 D 731254 D Common Stock 2006-06-01 4 S 0 44 55.79 D 731210 D Common Stock 2006-06-01 4 S 0 1114 55.80 D 730096 D Common Stock 2006-06-01 4 S 0 218 55.81 D 729878 D Common Stock 2006-06-01 4 S 0 197 55.83 D 729681 D Common Stock 2006-06-01 4 S 0 65 55.84 D 729616 D Common Stock 2006-06-01 4 S 0 44 55.85 D 729572 D Common Stock 2006-06-01 4 S 0 437 55.86 D 729135 D Common Stock 2006-06-01 4 S 0 240 55.87 D 728895 D Common Stock 2006-05-31 4 S 0 153 55.89 D 728742 D Common Stock 2006-06-01 4 S 0 437 55.9 D 728305 D Common Stock 2006-06-01 4 S 0 4304 56.00 D 724001 D Common Stock 2006-06-01 4 S 0 66 56.01 D 723935 D Common Stock 2006-06-01 4 S 0 66 56.02 D 723869 D Common Stock 2006-06-01 4 S 0 437 56.03 D 723432 D Common Stock 2006-06-01 4 S 0 262 56.04 D 723170 D Common Stock 2006-06-01 4 S 0 940 56.05 D 722230 D Common Stock 2006-06-01 4 S 0 66 56.07 D 722164 D Common Stock 2006-06-01 4 S 0 87 56.08 D 722077 D Common Stock 34180 I See footnote Class A Common Stock Series 2 Common Stock 5428659 5428659 D This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs International ("GSI" and, together with GS Group, the "Reporting Persons"). This is the second of three Forms 4 being filed by the Reporting Persons as of the date of this Form 4. GSI beneficially owns directly and GS Group may be deemed to beneficially own indirectly 34,180 shares of the Issuer's common stock, $0.01 par value ("Common Stock"). GSI is an indirect wholly-owned subsidiary of GS Group. Class A Common Stock, Series 2 ("A2 Shares") became convertible into Common Stock on a 1-for-1 basis at the option of the holder on and following May 20, 2006 pursuant to the plan of recapitalization adopted in connection with the Issuer's initial public offering on November 21, 2005 and have no expiration date. GS Group beneficially owns directly 5,428,659 A2 Shares. /s/ Roger S. Begelman, Attorney-in-fact 2006-06-05 /s/ Roger S. Begelman, Attorney-in-fact 2006-06-05 -----END PRIVACY-ENHANCED MESSAGE-----