0001209191-20-052439.txt : 20200930 0001209191-20-052439.hdr.sgml : 20200930 20200930160233 ACCESSION NUMBER: 0001209191-20-052439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200928 FILED AS OF DATE: 20200930 DATE AS OF CHANGE: 20200930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ballard Westervelt T. JR CENTRAL INDEX KEY: 0001541112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34037 FILM NUMBER: 201212281 MAIL ADDRESS: STREET 1: 601 POYDRAS STREET STREET 2: SUITE 2400 CITY: NEW ORLEANS STATE: LA ZIP: 70130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR ENERGY SERVICES INC CENTRAL INDEX KEY: 0000886835 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 752379388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 LOUISIANA STREET, SUITE 2900 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 654-2200 MAIL ADDRESS: STREET 1: 1001 LOUISIANA STREET, SUITE 2900 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: SMALLS OILFIELD SERVICES CORP DATE OF NAME CHANGE: 19930328 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-28 0 0000886835 SUPERIOR ENERGY SERVICES INC SPN 0001541112 Ballard Westervelt T. JR 1001 LOUISIANA STREET, SUITE 2900 HOUSTON TX 77002 0 1 0 0 EVP, CFO & Treasurer Common Stock 2020-09-28 4 D 0 885 0.00 D 93410 D Restricted Stock Units 0.00 2020-09-28 4 D 0 375 0.00 D Common Stock 375 0 D Restricted Stock Units 0.00 2020-09-28 4 D 0 5702 0.00 D Common Stock 5702 0 D Phanton Stock Units 0.00 2020-09-28 4 D 0 66741 0.00 D Common Stock 66741 0 D Stock Option (Right to Buy) 0.00 2020-09-28 4 D 0 8281 0.00 D Common Stock 8281 0 D The reported transaction involved the reporting person's voluntary forfeiture of 885 shares of unvested restricted stock in connection with the Issuer adopting a key employee retention plan. The reported transaction involved the reporting person's voluntary forfeiture of 375 shares of unvested restricted stock in connection with the Issuer adopting a key employee retention plan. The reported transaction involved the reporting person's voluntary forfeiture of 5,702 shares of unvested restricted stock in connection with the Issuer adopting a key employee retention plan. The reported transaction involved the reporting person's voluntary forfeiture of 66,741 shares of unvested phantom stock in connection with the Issuer adopting a key employee retention plan. Reflects a reverse stock split of the Issuer's common stock at a ratio of 1-for-ten, effective on December 18, 2019 at 5:00 p.m. Eastern Time, whereby the the resulting fractional share was rounded down to the nearest whole share. The reported transaction involved the reporting person's voluntary forfeiture of unvested stock options to acquire 8,281 shares of Issuer's common stock in connection with the Issuer adopting a key employee retention plan. /s/ William B. Masters, on behalf of Westervelt T. Ballard, Jr., pursuant to a power of attorney 2020-09-30