0000886744-17-000011.txt : 20170210 0000886744-17-000011.hdr.sgml : 20170210 20170210200727 ACCESSION NUMBER: 0000886744-17-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170209 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GERON CORP CENTRAL INDEX KEY: 0000886744 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 752287752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 149 COMMONWEALTH DRIVE STREET 2: SUITE 2070 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6504737700 MAIL ADDRESS: STREET 1: 149 COMMONWEALTH DRIVE STREET 2: SUITE 2070 CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: GERON CORPORATION DATE OF NAME CHANGE: 19960521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENFIELD STEPHEN CENTRAL INDEX KEY: 0001238623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20859 FILM NUMBER: 17595381 MAIL ADDRESS: STREET 1: PO BOX 174 CITY: SAN FRANCISCO STATE: CA ZIP: 94116 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-09 0000886744 GERON CORP GERN 0001238623 ROSENFIELD STEPHEN C/O GERON CORPORATION 149 COMMONWEALTH DRIVE, SUITE 2070 MENLO PARK CA 94025 0 1 0 0 EVP, Genl Counsel & Secretary Employee Stock Option (right to buy) 2.15 2017-02-09 4 A 0 300000 0 A 2027-02-09 Common Stock 300000 300000 D This option vests in a series of 48 consecutive equal monthly installments commencing February 9, 2017 provided the optionee continues to provide services to the Company. /s/ Olivia Bloom for Stephen N. Rosenfield 2017-02-10