0000886744-15-000019.txt : 20150319 0000886744-15-000019.hdr.sgml : 20150319 20150319192758 ACCESSION NUMBER: 0000886744-15-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150318 FILED AS OF DATE: 20150319 DATE AS OF CHANGE: 20150319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GERON CORP CENTRAL INDEX KEY: 0000886744 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 752287752 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 149 COMMONWEALTH DRIVE STREET 2: SUITE 2070 CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6504737700 MAIL ADDRESS: STREET 1: 149 COMMONWEALTH DRIVE STREET 2: SUITE 2070 CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER COMPANY: FORMER CONFORMED NAME: GERON CORPORATION DATE OF NAME CHANGE: 19960521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hofstaetter Thomas CENTRAL INDEX KEY: 0001302356 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20859 FILM NUMBER: 15714160 MAIL ADDRESS: STREET 1: 5 GIRALDA FARMS CITY: MADISON STATE: NJ ZIP: 07940 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-03-18 0000886744 GERON CORP GERN 0001302356 Hofstaetter Thomas C/O GERON CORPORATION 149 COMMONWEALTH DRIVE, SUITE 2070 MENLO PARK CA 94025 1 0 0 0 Common Stock 2015-03-18 4 M 0 35000 1.41 A 61564 D Common Stock 2015-03-18 4 M 0 35000 1.10 A 96564 D Common Stock 2015-03-18 4 S 0 70000 4.10 D 26564 D Stock Option (right to buy) 1.41 2015-03-18 4 M 0 35000 0 D 2013-05-17 2022-05-17 Common Stock 35000 0 D Stock Option (right to buy) 1.10 2015-03-18 4 M 0 35000 0 D 2014-05-22 2023-05-22 Common Stock 35000 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.13, inclusive. The reporting person undertakes to provide Geron Corporation, any security holder of Geron Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Olivia Bloom for Thomas Hofstaetter 2015-03-19