485BPOS 1 a2207926z485bpos.txt 485BPOS File Nos. 333-78245 811-6632 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Post-Effective Amendment No. 21 REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 Amendment No. 88 COMMONWEALTH SELECT SEPARATE ACCOUNT OF COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (Exact Name of Registrant) COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (Name of Depositor) 132 Turnpike Road, Suite 210 Southborough, Massachusetts 01772 Telephone: (508) 460-2400 (Address of Depositor's Principal Executive Office) Scott D. Silverman, Senior Vice President, General Counsel and Corporate Secretary Commonwealth Annuity and Life Insurance Company 132 Turnpike Road, Suite 210 Southborough, Massachusetts 01772 Telephone: (508) 460-2408 (Name and Address of Agent for Service of Process) It is proposed that this filing will become effective: / / immediately upon filing pursuant to paragraph (b) of Rule 485 /X/ on April 30, 2012 pursuant to paragraph (b) of Rule 485 / / 60 days after filing pursuant to paragraph (a) (1) of Rule 485 / / on (date) pursuant to paragraph (a) (1) of Rule 485 / / this post-effective amendment designates a new effective date for a previously filed post-effective amendment VARIABLE ANNUITY CONTRACTS Pursuant to Reg. Section 270.24f-2 of the Investment Company Act of 1940 ("1940 Act"), Registrant has registered an indefinite amount of its securities under the Securities Act of 1933 ("1933 Act"). The Rule 24f-2 Notice for the issuer's fiscal year ended December 31, 2011 and was filed before March 30, 2012. CROSS REFERENCE SHEET SHOWING LOCATION IN PROSPECTUS OF ITEMS CALLED FOR BY FORM N-4
FORM N-4 ITEM NO. CAPTION IN PROSPECTUS ----------------- --------------------------------------------------------------------------------------------------------- 1 Cover Page 2 Special Terms 3 Summary of Fees and Expenses; Summary of Contract Features 4 Condensed Financial Information; Performance Information 5 Description of the Company, the Variable Account and The Underlying Investment Companies 6 Charges and Deductions 7 Description of the Contract -- The Accumulation Phase; Annuitization - The Payout Phase 8 Annuitization - The Payout Phase 9 Description of the Contract - Accumulation Phase, G. Death Benefit 10 Payments; Computation of Values; Distribution 11 Surrender and Withdrawals; Surrender Charge; Charges and Deductions; Withdrawal Without Surrender Charge; StateplaceTexas Optional Retirement Program 12 Federal Tax Considerations 13 Legal Matters 14 Statement of Additional Information - Table of Contents
FORM N-4 ITEM NO. CAPTION IN STATEMENT OF ADDITIONAL INFORMATION ----------------- --------------------------------------------------------------------------------------------------------- 15 Cover Page 16 Table of Contents 17 General Information and History 18 Services 19 Underwriters 20 Performance Information 21 Annuity Benefit Payments 22 Financial Statements
COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY SOUTHBOROUGH, MASSACHUSETTS This Prospectus provides important information about the Select Reward variable annuity contract issued by Commonwealth Annuity and Life Insurance Company ("Commonwealth Annuity") (in all jurisdictions except New York). The contract is a flexible payment tax-deferred combination variable and fixed annuity previously offered on both a group and individual basis. As of the date of this Prospectus, the Company has ceased issuing new contracts except in connection with certain pre-existing contractual plans and programs. PLEASE READ THIS PROSPECTUS CAREFULLY BEFORE INVESTING AND KEEP IT FOR FUTURE REFERENCE. ANNUITIES INVOLVE RISKS INCLUDING POSSIBLE LOSS OF PRINCIPAL. A Statement of Additional Information ("SAI") dated April 30, 2012 containing more information about this annuity is on file with the Securities and Exchange Commission and is incorporated by reference into this Prospectus. A copy may be obtained free of charge by calling Commonwealth Annuity Select Customer Service at 1-800-366-1492. The Table of Contents of the SAI is listed on page 4 of this Prospectus. This Prospectus and the SAI can also be obtained from the Securities and Exchange Commission's website (http://www.sec.gov). Commonwealth Annuity Separate Account is subdivided into Sub-Accounts. Each Sub-Account offered as an investment option under this contract invests exclusively in shares of one of the following funds (certain funds may not be available in all states): GOLDMAN SACHS VARIABLE INSURANCE TRUST (SERVICE SHARES) Goldman Sachs VIT Core Fixed Income Fund Goldman Sachs VIT Equity Index Fund Goldman Sachs VIT Global Markets Navigator Fund Goldman Sachs VIT Government Income Fund Goldman Sachs VIT Growth Opportunities Fund Goldman Sachs VIT Mid Cap Value Fund Goldman Sachs VIT Money Market Fund Goldman Sachs VIT Strategic Growth Fund Goldman Sachs VIT Strategic International Equity Fund Goldman Sachs VIT Structured U.S. Equity Fund AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES I SHARES) Invesco Van Kampen V.I. American Franchise Fund Invesco V.I. Core Equity Fund Invesco V.I. Global Health Care Fund AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES II SHARES) Invesco Van Kampen V.I. Mid Cap Growth Fund Invesco Van Kampen V.I. Value Opportunities Fund ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. AllianceBernstein VPS Large Cap Growth Portfolio ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. (CLASS B) AllianceBernstein VPS Global Thematic Growth Portfolio AllianceBernstein VPS Growth and Income Portfolio AllianceBernstein VPS Small/Mid Cap Value Portfolio AllianceBernstein VPS Value Portfolio DWS INVESTMENTS VIT FUNDS DWS Small Cap Index VIP DWS VARIABLE SERIES I DWS Capital Growth VIP DWS VARIABLE SERIES II DWS Large Cap Value VIP FIDELITY VARIABLE INSURANCE PRODUCTS FUNDS Fidelity VIP Contrafund-Registered Trademark- Portfolio Fidelity VIP Equity-Income Portfolio Fidelity VIP Growth Portfolio Fidelity VIP Growth & Income Portfolio Fidelity VIP High Income Portfolio Fidelity VIP Mid Cap Portfolio FIDELITY VARIABLE INSURANCE PRODUCTS FUNDS (SERVICE CLASS 2) Fidelity VIP Value Strategies Portfolio THIS CONTRACT INCLUDES A PAYMENT CREDIT (OR BONUS) ENHANCEMENT FEATURE. EXPENSES FOR THIS CONTRACT MAY BE HIGHER THAN A CONTRACT WITHOUT A PAYMENT CREDIT. OVER TIME, THE AMOUNT OF THE PAYMENT CREDIT MAY BE MORE THAN OFFSET BY THE ADDITIONAL FEES AND CHARGES ASSOCIATED WITH THE PAYMENT CREDIT. YOU SHOULD CONSIDER THIS POSSIBILITY BEFORE PURCHASING THE CONTRACT. THIS ANNUITY IS NOT A BANK DEPOSIT OR OBLIGATION; IS NOT FEDERALLY INSURED; AND IS NOT ENDORSED BY ANY BANK OR GOVERNMENTAL AGENCY. ANNUITIES INVOLVE RISKS INCLUDING POSSIBLE LOSS OF PRINCIPAL. THE SECURITIES AND EXCHANGE COMMISSION HAS NOT APPROVED OR DISAPPROVED THESE SECURITIES OR DETERMINED THAT THE INFORMATION IN THIS PROSPECTUS IS TRUTHFUL OR COMPLETE. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. In most jurisdictions, values may be allocated to the Fixed Account, which is part of the Company's General Account. The Fixed Account is an investment option that pays an interest rate guaranteed for one year from the time a payment is received. DATED APRIL 30, 2012 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST (CLASS 2) FT VIP Franklin Large Cap Growth Securities Fund FT VIP Franklin Small Cap Value Securities Fund FT VIP Franklin Small-Mid Cap Growth Securities Fund FT VIP Mutual Shares Securities Fund FT VIP Templeton Foreign Securities Fund JANUS ASPEN SERIES (SERVICE SHARES) Janus Aspen Enterprise Portfolio Janus Aspen Janus Portfolio Janus Aspen Overseas Portfolio MFS-REGISTERED TRADEMARK- VARIABLE INSURANCE TRUST (SERVICE CLASS) MFS-Registered Trademark- Mid Cap Growth Series MFS-Registered Trademark- New Discovery Series MFS-Registered Trademark- Total Return Series MFS-Registered Trademark- Utilities Series OPPENHEIMER VARIABLE ACCOUNT FUNDS (SERVICE SHARES) Oppenheimer Balanced Fund/VA Oppenheimer Capital Appreciation Fund/VA Oppenheimer Global Securities Fund/VA Oppenheimer High Income Fund/VA Oppenheimer Main Street Fund-Registered Trademark-/VA PIONEER VARIABLE CONTRACTS TRUST (CLASS II) Pioneer Fund VCT Portfolio Pioneer Real Estate Shares VCT Portfolio T. ROWE PRICE INTERNATIONAL SERIES, INC. T. Rowe Price International Stock Portfolio The Guarantee Period Accounts, additional investment options available in most jurisdictions, offer fixed rates of interest for specified periods ranging from 3 to 10 years. A Market Value Adjustment is applied to payments removed from a Guarantee Period Account before the end of the specified period. The Market Value Adjustment may be positive or negative. Payments allocated to a Guarantee Period Account are held in the Company's Separate Account GPA (except in California where they are allocated to the General Account). Effective November 15, 2010, no new payment allocations or transfers can be made to the Sub-Accounts that invest in the underlying funds listed below. Eaton Vance Variable Trust Eaton Vance VT Floating-Rate Income Fund Eaton Vance VT Worldwide Health Sciences Fund Effective May 1, 2011, Invesco V.I. Dynamics Fund (Series I) merged into Invesco V.I. Capital Development Fund (Series I), which is not available to new payment allocations or transfers. You may contact our Service Office at 1-800-366-1492 to request prospectuses for any of the underlying funds that are available as investment options under your Contract. 2 TABLE OF CONTENTS SPECIAL TERMS............................................... 5 SUMMARY OF FEES AND EXPENSES................................ 7 SUMMARY OF CONTRACT FEATURES................................ 11 DESCRIPTION OF THE COMPANY, THE VARIABLE ACCCOUNT AND THE UNDERLYING FUNDS.......................................... 15 INVESTMENT OBJECTIVES AND POLICIES.......................... 17 PERFORMANCE INFORMATION..................................... 21 DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE......... 23 DISRUPTIVE TRADING........................................ 23 PAYMENTS.................................................. 24 PAYMENT CREDITS........................................... 25 COMPUTATION OF VALUES..................................... 25 RIGHT TO CANCEL........................................... 26 TELEPHONE TRANSACTIONS PRIVILEGE.......................... 27 TRANSFER PRIVILEGE........................................ 27 AUTOMATIC TRANSFERS AND AUTOMATIC ACCOUNT REBALANCING OPTIONS................................................. 28 SURRENDERS AND WITHDRAWALS................................ 29 DEATH BENEFIT............................................. 31 THE SPOUSE OF THE OWNER AS BENEFICIARY.................... 32 OPTIONAL ENHANCED EARNINGS RIDER.......................... 33 ASSIGNMENT................................................ 33 ANNUITIZATION--THE PAYOUT PHASE............................. 34 ELECTING THE ANNUITY DATE................................. 34 CHOOSING THE ANNUITY PAYOUT OPTION........................ 34 DESCRIPTION OF ANNUITY PAYOUT OPTIONS..................... 35 VARIABLE ANNUITY BENEFIT PAYMENTS......................... 36 TRANSFERS OF ANNUITY UNITS................................ 37 WITHDRAWALS AFTER THE ANNUITY DATE........................ 38 REVERSAL OF ANNUITIZATION................................. 41 NORRIS DECISION........................................... 42 CHARGES AND DEDUCTIONS...................................... 43 VARIABLE ACCOUNT DEDUCTIONS............................... 43 CONTRACT FEE.............................................. 44 OPTIONAL RIDER CHARGES.................................... 44 PREMIUM TAXES............................................. 45 SURRENDER CHARGE.......................................... 45 WAIVER OF SURRENDER CHARGE AND ADDITIONAL AMOUNTS CREDITED................................................ 49 TRANSFER CHARGE........................................... 51 WITHDRAWAL ADJUSTMENT CHARGE.............................. 51 GUARANTEE PERIOD ACCOUNTS................................... 52 FEDERAL TAX CONSIDERATIONS.................................. 55 STATEMENTS AND REPORTS...................................... 64 ADDITION, DELETION OR SUBSTITUTION OF INVESTMENTS........... 64 CHANGES TO COMPLY WITH LAW AND AMENDMENTS................... 65 VOTING RIGHTS............................................... 65 DISTRIBUTION................................................ 66 LEGAL MATTERS............................................... 66 FURTHER INFORMATION......................................... 66
3 APPENDIX A--MORE INFORMATION ABOUT THE FIXED ACCOUNT........ A-1 APPENDIX B--OPTIONAL ENHANCED DEATH BENEFIT RIDERS.......... B-1 APPENDIX C--OPTIONAL ENHANCED EARNINGS RIDER................ C-1 APPENDIX D--SURRENDER CHARGES AND THE MARKET VALUE ADJUSTMENT................................................ D-1 APPENDIX E--CONDENSED FINANCIAL INFORMATION................. E-1 APPENDIX F--EXAMPLES OF PRESENT VALUE WITHDRAWALS AND PAYMENT WITHDRAWALS....................................... F-1 APPENDIX G--IRA, ROTH IRA AND SMPLE IRA DISCLOSURE STATEMENT................................................. G-1
STATEMENT OF ADDITIONAL INFORMATION TABLE OF CONTENTS GENERAL INFORMATION AND HISTORY............................. 3 TAXATION OF THE CONTRACT, THE VARIABLE ACCOUNT AND THE COMPANY................................................... 4 SERVICES.................................................... 5 UNDERWRITERS................................................ 6 ANNUITY BENEFIT PAYMENTS AND ACCUMULATION UNIT CALCULATION............................................... 6 ENHANCED AUTOMATIC TRANSFER (DOLLAR COST AVERAGING) PROGRAM................................................... 7 DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER............................................. 8 PERFORMANCE INFORMATION..................................... 10 FINANCIAL STATEMENTS........................................ F-1
4 SPECIAL TERMS ACCUMULATED VALUE: the total dollar amount of all values in the Sub-Accounts, the Fixed Account and the Guarantee Period Accounts credited to the Contract on any day before the Annuity Date. The Accumulated Value includes all Payment Credits applied to the Contract. ACCUMULATION UNIT: a measure used to calculate the value of a Sub-Account before annuity benefit payments begin. ANNUITANT: the person designated in the Contract whose life is used to determine the duration of annuity benefit payments involving a life contingency. Joint Annuitants are permitted and, unless otherwise indicated, any reference to Annuitant shall include Joint Annuitants. ANNUITY BENEFIT PAYMENT CHANGE FREQUENCY: the frequency (monthly, quarterly, semi-annually or annually) that changes due to investment performance will be reflected in the dollar value of an annuity benefit payment under a variable annuity payout option. ANNUITY DATE: the date specified in the Contract or a date elected later by the Owner to begin annuity benefit payments. For Contracts issued by Commonwealth Annuity and Life Insurance Company, this date must be at least two years after the issue date and may not be later than the Owner's (or youngest Joint Owner's) 99th birthday. ANNUITY UNIT: a measure used to calculate annuity benefit payments under a variable payout option. ANNUITY VALUE: the value of the amount applied under an annuity payout option. COMPANY: unless otherwise specified, any reference to the "Company" shall refer exclusively to Commonwealth Annuity and Life Insurance Company. CONTRACT YEAR: a period of twelve consecutive months starting on the Contract's issue date or on any anniversary of the issue date. CUMULATIVE EARNINGS: the Accumulated Value reduced by total payments not previously withdrawn. FIXED ACCOUNT: an investment option under the Contract that guarantees principal and a fixed minimum interest rate and which is part of the Company's General Account. FIXED ANNUITY PAYOUT: an annuity payout option with annuity benefit payments that are fixed in amount and guaranteed throughout the annuity benefit payment period. GENERAL ACCOUNT: all the assets of the Company other than those held in a separate account. GROSS PAYMENT BASE: the total of all payments invested in the Contract, less any withdrawals that exceed the Withdrawal Without Surrender Charge amount. GUARANTEE PERIOD: the number of years that a Guaranteed Interest Rate is credited. GUARANTEE PERIOD ACCOUNT: an account that corresponds to a Guaranteed Interest Rate for a specified Guarantee Period. GUARANTEED INTEREST RATE: the annual effective rate of interest, after daily compounding, credited to a Guarantee Period Account. ISSUE DATE: the date the Contract is issued and the date that is used to determine Contract days, Contract months, Contract years and Contract anniversaries. 5 MARKET VALUE ADJUSTMENT: a positive or negative adjustment assessed if any portion of a Guarantee Period Account is withdrawn or transferred prior to the end of its Guarantee Period. OWNER (YOU): the person, persons (Joint Owners) or entity entitled to exercise the rights and privileges under this Contract. Unless otherwise indicated, any reference to Owner shall include Joint Owners. PAYMENT CREDIT: an amount added to the Contract by the Company when a payment is made to the Contract. The amount will be a specified percentage of the payment. SERVICE OFFICE: se(2) (an affiliate of Security Benefit Life Insurance Company) and its affiliates (collectively, "se(2)") provide administrative, accounting, and other services to the Company. The principal administrative offices of se(2) are located at One Security Benefit Place Topeka, KS 66675, Telephone 1-800-366-1492. SUB-ACCOUNT: a subdivision of the Variable Account investing exclusively in the shares of a corresponding Underlying Fund. SURRENDER VALUE: the Accumulated Value of the Contract on full surrender after application of any applicable Contract fee, surrender charge, rider charge and Market Value Adjustment. VALUATION DATE: a day on which the unit values of the Sub-Accounts are determined. Valuation Dates currently occur on each day on which the New York Stock Exchange is open for trading, and on such other days (other than a day during which no payment, withdrawal or surrender of a Contract was received) when there is a sufficient degree of trading in an Underlying Fund's portfolio securities such that the current unit value of the Sub-Accounts may be affected materially. VALUATION PERIOD: The time span between the close of trading on the New York Stock Exchange from one Valuation Date to the next. VARIABLE ACCOUNT: Commonwealth Select Separate Account, one of the Company's separate accounts, consisting of assets segregated from other assets of the Company. The investment performance of the assets of the Variable Account is determined separately from the other assets of the Company and the assets are not chargeable with liabilities arising out of any other business which the Company may conduct. VARIABLE ANNUITY PAYOUT: an annuity payout option providing for payments varying in amount in accordance with the investment experience of the Underlying Funds. 6 SUMMARY OF FEES AND EXPENSES There are certain fees and expenses that you will incur directly or indirectly under the Commonwealth Annuity Select Reward Contract. The following tables describe the fees and expenses that you will pay when buying, owning, and surrendering the contract. The purpose of the tables is to help you understand these various charges. TABLE I OWNER TRANSACTION EXPENSES TABLE I DESCRIBES THE FEES AND EXPENSES THAT YOU WILL PAY AT THE TIME THAT YOU BUY OR SURRENDER THE CONTRACT AND WHEN YOU TRANSFER VALUES AMONG THE INVESTMENT OPTIONS. (NOTE: THE COMPANY DOES NOT CHARGE A TRANSACTION CHARGE WHEN YOU PURCHASE THE CONTRACT AND DOES NOT CURRENTLY CHARGE WHEN YOU TRANSFER AMONG INVESTMENT OPTIONS.) STATE PREMIUM TAXES ARE APPLICABLE IN SOME STATES AND ARE DEDUCTED AS DESCRIBED IN "PREMIUM TAXES" UNDER CHARGES AND DEDUCTIONS.
MAXIMUM CHARGE -------------------- SURRENDER CHARGE(1):.................................... 8.5% (as a percentage of payments withdrawn) TRANSFER CHARGE(2):..................................... $0 on the first 12 transfers in a Contract year. Up to $25 for subsequent transfers
------------------------------- (1) During the accumulation phase, this charge may be assessed upon surrender, withdrawal or reversal of annuitization. The charge is a percentage ranging from 8.5% to 1.5% of payments withdrawn (in excess of any amount that is free of surrender charge) within the indicated time period. For purposes of calculating the Surrender Charge on partial withdrawals and surrenders, we assume that amounts are withdrawn from payments in the chronological order in which they were received.
COMPLETE YEARS FROM DATE OF PAYMENT CHARGE ------------------- -------- Less than 4................................................. 8.5% Less than 5................................................. 7.5% Less than 6................................................. 6.5% Less than 7................................................. 5.5% Less than 8................................................. 3.5% Less than 9................................................. 1.5% Thereafter.................................................. 0
(2) The Company currently does not charge for processing transfers and guarantees that the first 12 transfers in a Contract year will not be subject to a transfer charge. For each subsequent transfer, the Company reserves the right to assess a charge, guaranteed never to exceed $25, to reimburse the Company for the costs of processing the transfer. 7 TABLE II PERIODIC FEES AND EXPENSES OTHER THAN UNDERLYING FUND EXPENSES THIS TABLE DESCRIBES THE FEES AND EXPENSES THAT YOU WILL PAY PERIODICALLY DURING THE TIME THAT YOU OWN THE CONTRACT, NOT INCLUDING THE FEES AND EXPENSES OF EACH UNDERLYING FUND.
CONTRACTS --------- ANNUAL CONTRACT FEE(1):..................................... $ 35 ANNUAL VARIABLE SUB-ACCOUNT EXPENSES: (on an annual basis as a percentage of average daily net assets) Mortality and Expense Risk Charge:........................ 1.25% Administrative Expense Charge............................. 0.15% Total Annual Expenses:.................................... 1.40% OPTIONAL RIDER CHARGES: The charge for these riders on an annual basis as a percentage of Accumulated Value is: ENHANCED EARNINGS RIDER (EER) RIDER....................... 0.25% ENHANCED DEATH BENEFIT (EDB) RIDERS Annual Step-up With 5% Yield EDB Rider (Form 3263-99)........................................ 0.25% 15% Breakthrough EDB Rider (Form 3241-01)............... 0.25% 15% Breakthrough EDB Rider (Form 3316-02)(2)............ 0.25% 10% Breakthrough EDB Rider (Form 3315-02)(2)............ 0.30% Annual Step-Up With 5% Yield EDB Rider (Form 3312-02; Form 3311-02 in Texas)(2)............................. 0.35% 15% Breakthrough with 5% Yield EDB Rider (Form 3318-02)(2)..................................... 0.35% 10% Breakthrough with 5% Yield EDB Rider (Form 3317-02)(2)..................................... 0.40% Annual Step-Up with 7% Yield EDB Rider (Form 3313-02)(2)..................................... 0.50% MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDERS(3) M-GAP Rider with a 15-year waiting period............... 0.20% M-GAP Rider with a 10- year waiting period.............. 0.35% WITHDRAWAL ADJUSTMENT CHARGE(4)--The AIR or interest rate used to determine annuity benefit payments when a withdrawal is taken after annuitization but within 5 years of the Issue Date is increased by one of the following adjustments: ADJUSTMENT TO AIR OR INTEREST RATE: If 15 or more years of annuity payments are being valued, the increase is:........................................ 1.00% If 10-14 years of annuity payments are being valued, the increase is:............................................ 1.50% If less than 10 years of annuity payments is being valued, the increase is:........................................ 2.50%
------------------------------- (1) During the accumulation phase, the fee is deducted annually and upon surrender when Accumulated Value is less than $75,000. The fee is waived for Contracts issued to and maintained by the trustee of a 401(k) plan. The fee may be lower in some jurisdictions; see the Specification Page of your contract. (2) Total rider charges will be reduced by 0.05% if both the Enhanced Earnings Rider and this Enhanced Death Benefit Rider are in effect simultaneously. (3) M-GAP riders were not offered after 1/31/02. For more information about the M-GAP Rider, see "DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER" in the SAI. 8 (4) During the Annuity Payout Phase and subject to certain limitations, you may request withdrawals that will result in a calculation by the Company of the Present Value of future annuity payments. For withdrawals taken within 5 years of the Issue Date, the Assumed Investment Return ("AIR") you have chosen (in the case of a variable annuity payout option) or the interest rate (in the case of a fixed annuity payout option) used to determine the Present Value is increased by the applicable Withdrawal Adjustment Charge shown above in the table. The increase to the AIR or the interest rate used to determine the Present Value results in a greater proportionate reduction in the number of Annuity Units (under a variable annuity payout option) or dollar amount (under a fixed annuity payout option), than if the increase had not been made. Because each variable annuity benefit payment is determined by multiplying the number of Annuity Units by the value of an Annuity Unit, the reduction in the number of Annuity Units will result in lower future variable annuity benefit payments. See "VARIABLE ANNUITY BENEFIT PAYMENTS" and "WITHDRAWALS AFTER THE ANNUITY DATE" under ANNUITIZATION--THE PAYOUT PHASE for additional information. TABLE III TOTAL ANNUAL OPERATING EXPENSES OF THE UNDERLYING FUNDS TABLE III SHOWS THE MINIMUM AND MAXIMUM TOTAL OPERATING EXPENSES CHARGED BY THE PORTFOLIO COMPANIES THAT YOU MAY PAY PERIODICALLY DURING THE TIME THAT YOU OWN THE CONTRACT. MORE DETAIL CONCERNING EACH UNDERLYING FUNDS' FEES AND EXPENSES, INCLUDING INFORMATION ABOUT ANY EXPENSE CAPS OR REIMBURSEMENTS, IS CONTAINED IN THE PROSPECTUS FOR THE UNDERLYING FUNDS. The table below shows the minimum and maximum expenses of the Funds during 2011. The levels of fees and expenses vary among the Underlying Funds, and may vary from year to year. ANNUAL FUND OPERATING EXPENSES
TOTAL ANNUAL FUND OPERATING EXPENSES MINIMUM MAXIMUM --------------------------- ----------------------------- ----------------------------- Expenses that are deducted Annual charge of 0.50%(1) Annual charge of 1.41%(1) from Fund assets, including of average daily net assets of average daily net assets management fees, distribution and/or service (12b-1) fees and other expenses.
------------------------ (1) The advisers and/or other service providers of certain Funds have agreed to reduce their fees and/or reimburse the Funds' expenses in order to keep the Funds' expenses below specified limits. The expenses of certain Funds are reduced by contractual fee reduction and expense reimbursement arrangements. Other Funds may have voluntary fee reduction and/or expense reimbursement arrangements, which may be guaranteed for periods of up to a year or more or which may be terminated at any time. For the year ended December 31, 2011, the lowest and highest Total Annual Fund Operating Expenses for all Funds, after all fee reductions and expense reimbursements, are 0.30% (the expense reductions and waivers may be modified or terminated at any time at the option of the Investment Adviser without shareholder approval but remain in effect until April 27, 2013 and prior to such date may not terminate without the approval of the trustees.) and 1.33% (the waiver/reimbursement is in place until at least June 30, 2014). Each fee reduction and/or expense reimbursement arrangement, if any, is described in the relevant Fund's prospectus. The Underlying Fund information is based on information provided by the Underlying Fund and is not independently verified by the Company. 9 EXAMPLES THE FOLLOWING EXAMPLES ARE INTENDED TO HELP YOU COMPARE THE COST OF INVESTING IN THE CONTRACT WITH THE COST OF INVESTING IN OTHER VARIABLE ANNUITY CONTRACTS. THESE COSTS INCLUDE CONTRACT OWNER TRANSACTION EXPENSES, CONTRACT FEES, SEPARATE ACCOUNT ANNUAL EXPENSES, AND UNDERLYING FUND FEES AND EXPENSES. THE EXAMPLES SHOULD NOT BE CONSIDERED A REPRESENTATION OF PAST OR FUTURE EXPENSES AND ACTUAL EXPENSES MAY BE GREATER OR LESS THAN THOSE SHOWN. MAXIMUM EXPENSE EXAMPLE The following example assumes that you invest $10,000 in the Contract for the time periods indicated and that your investment has a 5% return each year. The example also assumes the maximum fees and expenses of any of the Underlying Funds and assumes that these fees and expenses remain the same in each of the 1, 3, 5, and 10-year intervals. Finally, the example assumes that you have chosen the combination of optional riders with the maximum possible charges, which would be the Enhanced Earnings Rider at 0.25% and the Annual Step-up with 7% Yield EDB Rider (Form 3313-02) at 0.50% (for a combined charge of 0.70% with the 0.05% discount). Although your actual costs may be higher or lower, based on these assumptions, your costs would be: (1) If you surrender your Contract at the end of the applicable time period:
1 YEAR 3 YEARS 5 YEARS 10 YEARS -------- -------- -------- -------- Fund with the maximum total operating expenses...... $1,153 $1,946 $2,664 $4,005
(2) If you do NOT surrender your Contract or you annuitize at the end of the applicable time period:
1 YEAR 3 YEARS 5 YEARS 10 YEARS -------- -------- -------- -------- Fund with the maximum total operating expenses....... $375 $1,141 $1,930 $4,005
MINIMUM EXPENSE EXAMPLE The following example assumes that you invest $10,000 in the Contract for the time periods indicated and that your investment has a 5% return each year. The example also assumes the minimum fees and expenses of any of the underlying funds and assumes that these fees and expenses remain the same in each of the 1, 3, 5, and 10-year intervals. It also assumes that you have not chosen any optional riders. Although your actual costs may be higher or lower, based on these assumptions, your costs would be: (1) If you surrender your Contract at the of the applicable time period:
1 YEAR 3 YEARS 5 YEARS 10 YEARS -------- -------- -------- -------- Fund with the minimum total operating expenses....... $999 $1,488 $1,847 $2,372
(2) If you do NOT surrender your Contract or you annuitize at the end of the applicable time period:
1 YEAR 3 YEARS 5 YEARS 10 YEARS -------- -------- -------- -------- Fund with the minimum total operating expenses....... $206 $638 $1,097 $2,372
10 SUMMARY OF CONTRACT FEATURES This Summary does not contain all information that may be important. States may require variations to the Contract. If a state variation applies, it will appear in the Contract, an endorsement to the Contract, or a supplement to this Prospectus. Although there may be state variations to the Contract, this prospectus discloses all the material features and benefits under the Contract. WHAT IS THE COMMONWEALTH ANNUITY SELECT REWARD VARIABLE ANNUITY? The Commonwealth Annuity Select Reward variable annuity contract or certificate ("Contract") is an insurance contract designed to help you, the Owner, accumulate assets for your retirement or other important financial goals on a tax-deferred basis. The Contract combines the concept of professional money management with the attributes of an annuity contract. Features available through the Contract include: - a customized investment portfolio; - a Payment Credit equal to 5% of your payment, added to the Contract's Accumulated Value as soon as your payment is applied; - experienced professional investment advisers; - tax deferral on earnings; - guarantees that can protect your family; - withdrawals during the accumulation and annuitization phases; and - income that you can receive for life. WHAT HAPPENS IN THE ACCUMULATION PHASE? The Contract has two phases: an accumulation phase and, if you choose to annuitize, an annuity payout phase (described below). During the accumulation phase, you may allocate any payment to the combination of portfolios of securities (Underlying Funds) under your Contract and, in most jurisdictions, to the Guarantee Period Accounts and to the Fixed Account (collectively "the investment options.") You select the investment options most appropriate for your investment needs. As those needs change, you may also change your allocation without incurring any tax consequences. Your Contract's Accumulated Value is based on the investment performance of the Underlying Funds and any accumulations in the Guarantee Period Accounts and the Fixed Account. You do not pay taxes on any earnings under the Contract until you withdraw money. In addition, during the accumulation phase, your beneficiaries receive certain protections in the event of your death. See discussion below: WHAT HAPPENS UPON MY DEATH DURING THE ACCUMULATION PHASE? WHAT HAPPENS UPON MY DEATH DURING THE ACCUMULATION PHASE? If you or a Joint Owner die before the Annuity Date and you did not elect an Enhanced Death Benefit Rider at issue, a standard death benefit will be paid to the beneficiary. See "DEATH BENEFIT" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE. (No death benefit is payable at the death of any Annuitant except when the Owner is not a natural person.) For a discussion of the available Enhanced Death Benefit Riders, see APPENDIX B--OPTIONAL ENHANCED DEATH BENEFIT RIDERS. In addition, if you elected the optional Enhanced Earnings Rider at issue, additional amounts may be payable to your beneficiary. For a detailed discussion of the benefits under the Enhanced Earnings Rider, see APPENDIX C--OPTIONAL ENHANCED EARNINGS RIDER. 11 WHAT HAPPENS IN THE ANNUITY PAYOUT PHASE? During the annuity payout phase, you, or the payee you designate, can receive income based on one of the numerous annuity payout options available under the Contract. You choose: - the annuity payout option; - the date annuity benefit payments begin but no earlier than two years after the Issue Date in all jurisdictions; and - whether you want variable annuity benefit payments based on the investment performance of the Underlying Funds, fixed-amount annuity benefit payments with payment amounts guaranteed by the Company, or a combination of fixed-amount and variable annuity benefit payments. Under certain annuity payout options, you may also take withdrawals during the annuity payout phase. The type of withdrawal and the number of withdrawals that may be available each calendar year will differ depending upon whether the Owner annuitizes under an annuity payout option with payments based on the life of one or more Annuitants with no guaranteed payments (a "Life" annuity payout option), under a life annuity payout option that in part provides for a guaranteed number of payments (a "Life With Period Certain" or "Life With Cash Back" annuity payout option), or an annuity payout option based on a guaranteed number of payments (a "Period Certain" annuity payout option). For more information, see "WITHDRAWALS AFTER THE ANNUITY DATE" under ANNUITIZATION--THE PAYOUT PHASE. In addition, if you choose a variable payout option, you may transfer among the available Sub-Accounts. WHO ARE THE KEY PERSONS UNDER THE CONTRACT? The Contract is between you, (the "Owner"), and us, Commonwealth Annuity and Life Insurance Company. Each Contract has an Owner (or an Owner and a Joint Owner), an Annuitant (or an Annuitant and a Joint Annuitant) and one or more beneficiaries. As Owner, you may: - make payments - choose investment allocations - choose annuity payout options - receive annuity benefit payments (or designate someone else to receive annuity benefit payments) - select the Annuitant and beneficiary. The Annuitant is the person whose life is used to determine the duration of annuity benefit payments involving a life contingency. There must be at least one Annuitant at all times. If an Annuitant dies and a replacement is not named, the Owner will become the new Annuitant. The beneficiary is the person(s) or entity entitled to the death benefit at the death of a sole Owner prior to the Annuity Date. In the case of the death of a Joint Owner, the surviving Joint Owner will receive the death benefit. Under certain circumstances, the beneficiary may be entitled to annuity benefit payments upon the death of an Owner on or after the Annuity Date. HOW MUCH CAN I INVEST AND HOW OFTEN? During the Accumulation Phase, you may make additional payments. Total payments under the Contract can exceed $5,000,000 only with the Company's prior approval. The number and frequency of your payments are flexible, subject only to a $5,000 minimum ($2,000 for IRA's) for your initial payment and a $50 minimum for any additional payments. A lower initial payment may be permitted 12 where monthly payments are being forwarded directly from a financial institution. A minimum of $1,000 is always required to establish a Guarantee Period Account. Each time you make a payment, you will receive a Payment Credit equal to 5% of your payment. This Payment Credit will be immediately invested along with your payment. However, if you cancel the Contract under its "Right to Examine" provision, your refund will be reduced by the amount of the Payment Credit. For more information, see "RIGHT TO CANCEL" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE. WHAT ARE MY INVESTMENT CHOICES? You may choose among the Sub-Accounts investing in the Underlying Funds, the Guarantee Period Accounts, and the Fixed Account. Each Underlying Fund operates pursuant to different investment objectives and this range of investment options enables you to allocate your money among the Underlying Funds to meet your particular investment needs. For a detailed description of the Underlying Funds, see INVESTMENT OBJECTIVES AND POLICIES. Assets supporting the guarantees under the Guarantee Period Accounts are held in the Company's Separate Account GPA, a non-unitized insulated separate account (except in California, where assets are held in the Company's General Account). Values and benefits calculated on the basis of Guarantee Period Account allocations, however, are obligations of the Company's General Account. Amounts allocated to a Guarantee Period Account earn a Guaranteed Interest Rate declared by the Company. The level of the Guaranteed Interest Rate depends on the number of years of the Guarantee Period selected. The Company may offer up to eight Guarantee Periods ranging from three to ten years in duration. Once declared, the Guaranteed Interest Rate will not change during the duration of the Guarantee Period. If amounts allocated to a Guarantee Period Account are transferred, surrendered or applied to any annuity payout option at any time other than the day following the last day of the applicable Guarantee Period, a Market Value Adjustment will apply that may increase or decrease the value. However, this adjustment will never be applied against your principal. In addition, earnings in the GPA AFTER application of the Market Value Adjustment will not be less than an effective annual rate of 3%. For more information about the Guarantee Period Accounts and the Market Value Adjustment, see GUARANTEE PERIOD ACCOUNTS. THE GUARANTEE PERIOD ACCOUNTS ARE NOT AVAILABLE IN ALL STATES AND ARE NOT OFFERED AFTER ANNUITIZATION. The Fixed Account is part of the General Account, which consists of all the Company's assets other than those allocated to the Variable Account and any other separate account. Allocations to the Fixed Account are guaranteed as to principal and a minimum rate of interest. Additional excess interest may be declared periodically at the Company's discretion. The initial rate in effect on the date an amount is allocated to the Fixed Account will be guaranteed for one year from that date. For more information about the Fixed Account, see APPENDIX A--MORE INFORMATION ABOUT THE FIXED ACCOUNT. CAN I MAKE TRANSFERS AMONG THE INVESTMENT OPTIONS? Yes. During the accumulation phase, you may transfer among the Sub-Accounts investing in the Underlying Funds, the Guarantee Period Accounts, and the Fixed Account. On and after the Annuity Date, if you have elected a variable option, you may transfer only among the Sub-Accounts. You will incur no current taxes on transfers while your money remains in the Contract. See "TRANSFER PRIVILEGE" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE and "TRANSFERS OF ANNUITY UNITS" under ANNUITIZATION--THE PAYOUT PHASE. 13 The first 12 transfers in a Contract year are guaranteed to be free of a transfer charge. For each subsequent transfer in a Contract year, the Company does not currently charge but reserves the right to assess a processing charge guaranteed never to exceed $25. If you authorize automatic periodic transfers (under an Asset Allocation Model Reallocation program, Automatic Transfers program (Dollar Cost Averaging) or Automatic Account Rebalancing program), the first automatic transfer or rebalancing under a request counts as one transfer for purposes of the 12 transfers guaranteed to be free of a transfer charge in each Contract year. Each subsequent automatic transfer or rebalancing under that request in the same or a subsequent Contract year is without charge and does not reduce the remaining number of transfers which may be made free of charge. WHAT IF I NEED MY MONEY BEFORE THE ANNUITY PAYOUT PHASE BEGINS? Before the annuity payout phase begins, you may surrender your Contract or make withdrawals at any time. A 10% tax penalty may apply on all amounts deemed to be earnings if you are under age 59 1/2. Each calendar year, you can withdraw without a surrender charge the Withdrawal Without Surrender Charge Amount. The Withdrawal Without Surrender Charge Amount in each calendar year will be the greater of: (1) 100% of Cumulative Earnings (excluding Payment Credits); or (2) 15% of the Gross Payment Base. When the first withdrawal is taken, the Gross Payment Base is equal to total payments made to the Contract. When subsequent withdrawals are taken, the Gross Payment Base reduces. For a detailed discussion of how the Withdrawal Without Surrender Charge Amount is calculated, please see CHARGES AND DEDUCTIONS, "SURRENDER CHARGE." Each calendar year, the Owner of a qualified Contract or a Contract issued under a Section 457 Deferred Compensation Plan may take without a surrender charge the Withdrawal Without Surrender Charge Amount described above or, if greater, an amount calculated by the Company based on his or her life expectancy. In addition, WHERE PERMITTED BY LAW, the Company will waive surrender charges if, after the Contract is issued: - you become disabled before you attain age 65; or - you are diagnosed with a fatal illness or are confined in a medical care facility for the later of 90 consecutive days or one year after the Issue Date. Additional amounts may be withdrawn at any time. However, the withdrawal of payments that have not been invested in the Contract for more than nine years may be subject to a surrender charge. A Market Value Adjustment will apply to withdrawals from a Guarantee Period Account prior to the expiration of the Guarantee Period. CAN I EXAMINE THE CONTRACT? Yes. Your Contract will be delivered to you after your purchase. If you return the Contract to the Company within ten days of receipt, the Contract will be cancelled. There may be a longer period in certain jurisdictions; see the "Right to Examine" provision on the cover of your Contract. If you cancel the Contract, you will receive the Contract's Accumulated Value adjusted for any Market Value Adjustment for amounts allocated to a Guarantee Period Account, plus any fees or charges that may have been deducted, less the Payment Credit(s). However, if required in your state or if the Contract was issued as an Individual Retirement Annuity (IRA), you will generally receive a refund of 14 your gross payment(s). In certain jurisdictions this refund may be the greater of (1) your gross payment(s) or (2) the Accumulated Value adjusted for any Market Value Adjustment, plus any fees or charges previously deducted, less any Payment Credit(s). See "RIGHT TO CANCEL" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE. Each time you make a payment, you will receive a Payment Credit equal to 5% of the payment. The Payment Credit will be immediately invested along with your payment. However, if you cancel the Contract under its "Right to Examine" provision, your refund will be reduced by the amount of the Payment Credit(s). If the "Right to Examine" provision in your state provides that you will receive the Accumulated Value of the Contract (adjusted as described above), this means that you receive any gains and bear any losses attributable to the Payment Credit. For more information, see "RIGHT TO CANCEL" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE. CAN I MAKE FUTURE CHANGES UNDER MY CONTRACT? You can make several changes after receiving your Contract: - You may assign your ownership to someone else, except under certain qualified plans. - You may change the beneficiary, unless you have designated an irrevocable beneficiary. - You may change your allocation of payments. - You may make transfers among the Sub-Accounts without any tax consequences. - You may cancel your Contract within ten days of delivery (or longer if required by law). 15 DESCRIPTION OF THE COMPANY, THE VARIABLE ACCCOUNT, AND THE UNDERLYING FUNDS THE COMPANY. Effective September 1, 2006, Allmerica Financial Life Insurance and Annuity Company was renamed Commonwealth Annuity and Life Insurance Company and the principal office was relocated to 132 Turnpike Road, Suite 210, Southborough, MA 01772, Telephone 508-460-2400. Unless otherwise specified, any reference to the "Company" refers to Commonwealth Annuity and Life Insurance Company ("Commonwealth Annuity"). Commonwealth Annuity is a life insurance company organized under the laws of Delaware in July 1974. Prior to December 31, 2002, Commonwealth Annuity was a direct subsidiary of First Allmerica Financial Life Insurance Company ("First Allmerica"), which in turn was a direct subsidiary of The Hanover Insurance Group ("THG," formerly Allmerica Financial Corporation). Effective December 31, 2002, Commonwealth Annuity became a Massachusetts domiciled insurance company and a direct subsidiary of THG. On December 30, 2005, THG completed the closing of the sale of the Company to The Goldman Sachs Group, Inc. ("Goldman Sachs"), 200 West Street, New York, NY 10282. The Company is subject to the laws of the Commonwealth of Massachusetts governing insurance companies and to regulation by the Commissioner of Insurance of Massachusetts. In addition, it is subject to the insurance laws and regulations of other states and jurisdictions in which it is licensed to operate. Its Principal Office is located at 132 Turnpike Road, Suite 210, Southborough, MA 01772, Telephone 508-460-2400. At this time, we are relying on an exemption from the periodic reporting requirements of the Securities Exchange Act of 1934, as amended ("Securities Exchange Act"), as provided by Rule 12h-7 under the Securities Exchange Act, to avoid any such periodic reporting obligation. We reserve the right to stop relying on this exemption at any time. COMMONWEALTH SELECT SEPARATE ACCOUNT. The Company maintains a separate account called the Commonwealth Select Separate Account (the "Variable Account"). The Variable Account of Commonwealth Annuity was authorized by vote of the Board of Directors of the Company on March 5, 1992. The Variable Account is registered with the SEC as a unit investment trust under the Investment Company Act of 1940 ("the 1940 Act"). This registration does not involve the supervision or management of investment practices or policies of the Variable Account by the SEC. The Variable Account is a separate investment account of the Company. The assets used to fund the variable portions of the Contract are set aside in Sub-Accounts kept separate from the general assets of the Company. Each Sub-Account is administered and accounted for as part of the general business of the Company. The income, capital gains or capital losses of each Sub-Account, however, are allocated to each Sub-Account, without regard to any other income, capital gains, or capital losses of the Company. Obligations under the Contracts are obligations of the Company. Under Massachusetts law, the assets of the Variable Account may not be charged with any liabilities arising out of any other business of the Company. Subject to the provisions of the Contract, units of the Sub-Accounts are offered on a continuous basis. The Company reserves the right, subject to compliance with applicable law, to change the names of the Separate Account and the Sub-Accounts. The Company also offers other variable annuity contracts investing in the Variable Account which are not discussed in this Prospectus. In addition, the Variable Account may invest in other underlying funds that are not available to the contracts described in this Prospectus. UNDERLYING FUNDS. Each Sub-Account invests in a corresponding investment portfolio ("Underlying Fund") of an open-end management investment company. The Underlying Funds available through this contract are NOT publicly traded. They are only available as variable investment options in variable life 16 insurance policies or variable annuity contracts issued by life insurance companies or, in some cases, through participation in certain qualified pension or retirement plans. The investment advisers of the Underlying Funds may manage publicly traded mutual funds with similar names and objectives. However, the Underlying Funds are NOT directly related to any publicly traded mutual fund. Consequently, the investment performance of the Underlying Funds and any similarly named publicly traded mutual fund may differ substantially. A summary of investment objectives of each of the Underlying Funds is set forth below. Certain Underlying Funds have similar investment objectives and/or policies. Therefore, to choose the Sub-Accounts which best meet your needs and objectives, carefully read the prospectuses of the Underlying Funds, along with this Prospectus. There can be no assurance that the investment objectives of the Underlying Funds can be achieved. In some states, insurance regulations may restrict the availability of particular Funds. 17 INVESTMENT OBJECTIVES AND POLICIES A summary of investment objectives of each of the Underlying Funds is set forth below. MORE DETAILED INFORMATION REGARDING THE INVESTMENT OBJECTIVES, RESTRICTIONS AND RISKS, EXPENSES PAID BY THE UNDERLYING FUNDS AND OTHER RELEVANT INFORMATION REGARDING THE FUNDS MAY BE FOUND IN THEIR RESPECTIVE PROSPECTUSES, WHICH SHOULD BE READ CAREFULLY BEFORE INVESTING. THE PROSPECTUSES AND STATEMENTS OF ADDITIONAL INFORMATION OF THE UNDERLYING FUNDS ARE AVAILABLE FROM THE SERVICE OFFICE UPON REQUEST. There can be no assurance that the investment objectives of the Underlying Funds can be achieved or that the value of the Contract will equal or exceed the aggregate amount of the purchase payments made under the Contract. Sub-Account values will fluctuate; even a Sub-Account investing in a money market fund may have negative returns, particularly if fees and charges are deducted at the Sub-Account level. GOLDMAN SACHS VARIABLE SACHS VARIABLE INSURANCE TRUST (SERVICE SHARES) ADVISER: GOLDMAN SACHS ASSET MANAGEMENT, L.P. GOLDMAN SACHS VIT CORE FIXED INCOME FUND--seeks a total return consisting of capital appreciation and income that exceeds the total return of the Barclays Capital U.S. Aggregate Bond Index. GOLDMAN SACHS VIT EQUITY INDEX FUND--seeks to achieve investment results that correspond to the aggregate price and yield performance of a benchmark index that measures the investment returns of large capitalization stocks. The sub-adviser is SSgA Funds Management, Inc. GOLDMAN SACHS VIT GLOBAL MARKETS NAVIGATOR FUND--seeks to achieve investment results that approximate the performance of the GS Global Markets Index(TM). GOLDMAN SACHS VIT GOVERNMENT INCOME FUND--seeks a high level of current income, consistent with safety of principal. GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND--seeks long-term growth of capital. GOLDMAN SACHS VIT MID CAP VALUE FUND--seeks long-term capital appreciation. GOLDMAN SACHS VIT MONEY MARKET FUND*--The Money Market Fund seeks to maximize current income to the extent consistent with the preservation of capital and the maintenance of liquidity by investing exclusively in high quality money market instruments. GOLDMAN SACHS VIT STRATEGIC GROWTH FUND--seeks long-term growth of capital. GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND--seeks long-term growth of capital. GOLDMAN SACHS VIT STRUCTURED U.S. EQUITY FUND--The Fund seeks long-term growth of capital and dividend income. ------------------------ * PLEASE NOTE THAT THERE CAN BE NO ASSURANCE THAT ANY MONEY MARKET FUND WILL BE ABLE TO MAINTAIN A STABLE NET ASSET VALUE PER SHARE. DURING EXTENDED PERIODS OF LOW INTEREST RATES, AND DUE IN PART TO CONTRACT FEES AND EXPENSES, THE YIELDS OF ANY SUBACCOUNT INVESTING IN A MONEY MARKET FUND MAY ALSO BECOME EXTREMELY LOW AND POSSIBLY NEGATIVE. If, pursuant to SEC rules, the Goldman Sachs VIT Money Market Fund suspends payment of redemption proceeds in connection with a liquidation of the Fund, we will delay payment of any transfer, partial withdrawal, surrender, loan, or death benefit from the Goldman Sachs VIT Money Market Sub-Account until the Fund is liquidated. 18 AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES I SHARES) ADVISER: INVESCO ADVISORS, INC. INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND--The Fund's investment objective is to seek capital growth. Under normal market conditions, the Fund's investment adviser, Invesco Advisers, Inc. (the Adviser), seeks to achieve the Fund's investment objective by investing at least 80% of the Funds net assets (plus any borrowing for investment purposes) in a portfolio of U.S. companies that are considered by the Adviser to have strong earnings growth. This fund was formerly known as Invesco V.I. Van Kampen Capital Growth Fund. INVESCO V.I. CORE EQUITY FUND--The Fund's investment objective is long-term growth of capital. The Fund invests, under normal circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities. INVESCO V.I. GLOBAL HEALTH CARE FUND--The Fund's investment objective is growth of capital. The Fund invests under normal circumstances, at least 80% of its net assets (plus any borrowings for investment purposes) in securities issued by foreign companies and governments engaged primarily in the health care industry. AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES II SHARES) ADVISER: INVESCO ADVISORS, INC. INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND--The Fund's investment objective is to seek capital growth. The Fund's investment adviser seeks to achieve the Fund's investment objective by investing primarily in common stocks andother equity securities of medium-size company. INVESCO VAN KAMPEN V.I. VALUE OPPORTUNITIES FUND--The Fund's investment objective is long-term growth of capital. Under normal market conditions, the Fund's investment adviser, Invesco Advisers, Inc., seeks to achieve the Fund's investment objective by investing primarily in a portfolio of common stocks and other equity securities of value companies across the capitalization spectrum. This fund was formerly known as Invesco V.I. Basic Value Fund. ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. (CLASS A) ADVISER: ALLIANCEBERNSTEIN L.P. ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO--seeks long-term growth of capital. ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. (CLASS B) ADVISER: ALLIANCEBERNSTEIN L.P. ALLIANCEBERNSTEIN VPS GLOBAL THEMATIC GROWTH PORTFOLIO--seeks long-term growth of capital. ALLIANCEBERNSTEIN VPS GROWTH AND INCOME PORTFOLIO--seeks long-term growth of capital. ALLIANCEBERNSTEIN VPS SMALL/MID CAP VALUE PORTFOLIO--seeks long-term growth of capital. ALLIANCEBERNSTEIN VPS VALUE PORTFOLIO--seeks long-term growth of capital. DWS INVESTMENT VIT FUNDS ADVISER: DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. DWS SMALL CAP INDEX VIP--The fund seeks to replicate, as closely as possible, before the deduction of expenses, the performance of the Russell 2000-Registered Trademark- Index, which emphasizes stocks of small US companies. Under normal circumstances, the fund invests at least 80% of its assets, determined at the time of 19 purchase, in stocks of companies included in the Russell 2000-Registered Trademark- Index and in derivative instruments, such as stock index futures contracts and options that provide exposure to the stocks of companies in the index. Northern Trust Investments, Inc. ("NTI"), is the subadvisor for the fund. DWS VARIABLE SERIES I ADVISER: DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. DWS CAPITAL GROWTH VIP--The fund seeks to provide long-term growth of capital. DWS VARIABLE SERIES II ADVISER: DEUTSCHE INVESTMENT MANAGEMENT AMERICAS INC. DWS LARGE CAP VALUE VIP--The fund seeks to achieve a high rate of total return. Under normal circumstances, the fund invests at least 80% of net assets, plus the amount of any borrowings for investment purposes, in common stocks and other equity securities of large US companies that are similar in size to the companies in the Russell 1000-Registered Trademark- Value Index and that portfolio management believes are undervalued. FIDELITY VARIABLE INSURANCE PRODUCTS FUNDS ADVISER: FIDELITY MANAGEMENT & RESEARCH COMPANY("FMR") FIDELITY VIP CONTRAFUND-REGISTERED TRADEMARK- PORTFOLIO--The fund seeks long-term capital appreciation. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VIP EQUITY-INCOME PORTFOLIO--The fund seeks reasonable income. The fund will also consider the potential for capital appreciation. The fund's goal is to achieve a yield which exceeds the composite yield on the securities comprising the S&P 500-Registered Trademark- Index. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VIP GROWTH PORTFOLIO--The fund seeks to achieve capital appreciation. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VIP GROWTH & INCOME PORTFOLIO--The fund seeks high total return through a combination of current income and capital appreciation. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VIP HIGH INCOME PORTFOLIO--The fund seeks a high level of current income, while also considering growth of capital. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VIP MID CAP PORTFOLIO--The fund seeks long-term growth of capital. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. FIDELITY VARIABLE INSURANCE PRODUCTS FUNDS (SERVICE CLASS 2) ADVISER: FIDELITY MANAGEMENT & RESEARCH COMPANY FIDELITY VIP VALUE STRATEGIES PORTFOLIO--The fund seeks capital appreciation. FMR Co., Inc. and other investment advisers serve as sub-advisers for the fund. 20 FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST (CLASS 2) ADVISER: FRANKLIN ADVISERS, INC.--FT VIP FRANKLIN LARGE CAP GROWTH SECURITIES FUND AND FT VIP FRANKLIN SMALL-MID CAP GROWTH SECURITIES FUND ADVISER: FRANKLIN ADVISORY SERVICES, LLC--FT VIP FRANKLIN SMALL CAP VALUE SECURITIES FUND ADVISER: FRANKLIN MUTUAL ADVISERS, LLC--FT VIP MUTUAL SHARES SECURITIES FUND ADVISER: TEMPLETON INVESTMENT COUNSEL, LLC--FT VIP TEMPLETON FOREIGN SECURITIES FUND FT VIP FRANKLIN LARGE CAP GROWTH SECURITIES FUND--seeks capital appreciation. Under normal market conditions, the Fund invests at least 80% of its net assets in investments of large capitalization companies. FT VIP FRANKLIN SMALL CAP VALUE SECURITIES PORTFOLIO--seeks long-term total return. Under normal market conditions, the fund invests at least 80% of its net assets in investments of small capitalization companies. FT VIP FRANKLIN SMALL--MID CAP GROWTH SECURITIES FUND--seeks long-term capital growth. Under normal market conditions, the Fund invests at least 80% of its net assets in investments of small capitalization and mid capitalization companies. FT VIP MUTUAL SHARES SECURITIES FUND--seeks capital appreciation, with income as a secondary goal. Under normal market conditions, the Fund invests primarily in U.S. and foreign equity securities that the manager believes are undervalued. FT VIP TEMPLETON FOREIGN SECURITIES FUND--seeks long-term capital growth. Under normal market conditions, the Fund normally invests at least 80% of its net assets in investments of issuers located outside the U.S., including those in emerging markets. JANUS ASPEN SERIES (SERVICE SHARES) ADVISER: JANUS CAPITAL JANUS ASPEN ENTERPRISE PORTFOLIO--seeks long-term growth of capital. JANUS ASPEN JANUS PORTFOLIO--seeks long-term growth of capital. JANUS ASPEN OVERSEAS PORTFOLIO--seeks long-term growth of capital. MFS-REGISTERED TRADEMARK- VARIABLE INSURANCE TRUST (SERVICE CLASS) ADVISER: MASSACHUSETTS FINANCIAL SERVICES COMPANY MFS-REGISTERED TRADEMARK- MID CAP GROWTH SERIES--seeks capital appreciation. MFS-REGISTERED TRADEMARK- NEW DISCOVERY SERIES--seeks capital appreciation. MFS-REGISTERED TRADEMARK- TOTAL RETURN SERIES--seeks total return. MFS-REGISTERED TRADEMARK- UTILITIES SERIES--seeks total return. OPPENHEIMER VARIABLE ACCOUNT FUNDS (SERVICE SHARES) ADVISER: OPPENHEIMERFUNDS, INC. OPPENHEIMER BALANCED FUND/VA--seeks a high total investment return, which includes current income and capital appreciation. OPPENHEIMER CAPITAL APPRECIATION FUND/VA--seeks capital appreciation by investing in securities of well-known, established companies. 21 OPPENHEIMER GLOBAL SECURITIES FUND/VA--seeks long-term capital appreciation by investing a substantial portion of its assets in securities of foreign issuers, "growth-type" companies, cyclical industries and special situations that are considered to have appreciation possibilities. OPPENHEIMER HIGH INCOME FUND/VA--seeks a high level of current income from investment in high-yield, fixed-income securities. OPPENHEIMER MAIN STREET FUND-REGISTERED TRADEMARK-/VA--seeks high total return. PIONEER VARIABLE CONTRACTS TRUST (CLASS II) ADVISER: PIONEER INVESTMENT MANAGEMENT, INC. PIONEER FUND VCT PORTFOLIO--Reasonable income and capital growth. PIONEER REAL ESTATE SHARES VCT PORTFOLIO--Long-term growth of capital. Current income is a secondary objective. T. ROWE PRICE INTERNATIONAL SERIES, INC. ADVISER: T. ROWE PRICE ASSOCIATES, INC. T. ROWE PRICE INTERNATIONAL STOCK PORTFOLIO--seeks long-term growth of capital through investments primarily in common stocks of established, non-U.S. companies. Normally at least 80% of the fund's net assets will be invested in stocks. The fund is subject to the risks unique to international investing such as changes in currency values, and also geographic or, potentially, emerging markets risks. The sub-advisers are T. Rowe Price International Ltd and T. Rowe Price Singapore Private Ltd. CERTAIN UNDERLYING FUNDS HAVE INVESTMENT OBJECTIVES AND/OR POLICIES SIMILAR TO THOSE OF OTHER UNDERLYING FUNDS. THEREFORE, TO CHOOSE SUB-ACCOUNTS WHICH BEST MEET INDIVIDUAL NEEDS AND OBJECTIVES, CAREFULLY READ THE UNDERLYING FUND PROSPECTUSES. If there is a material change in the investment policy of a Sub-Account or the Underlying Fund in which it invests, the Owner will be notified of the change. If the Owner has Accumulated Value allocated to that Fund, he or she may have the Accumulated Value reallocated without charge to another Fund or to the Fixed Account, where available, on written request received by the Company within sixty (60) days of the later of (1) the effective date of such change in the investment policy, or (2) the receipt of the notice of the Owner's right to transfer. PERFORMANCE INFORMATION This Contract was first offered to the public by Commonwealth Annuity and Life Insurance Company in 1999. However, in order to help people understand how investment performance can affect money invested in the Sub-Accounts, the Company may advertise total return and "average annual total return" performance information based on (1) the periods that the Sub-Accounts have been in existence and (2) the periods that the Underlying Funds have been in existence. Performance tables are included in the SAI. The "total return" of a Sub-Account refers to the total of the income generated by an investment in the Sub-Account and of the changes in the value of the principal (due to realized and unrealized capital gains or losses) for a specified period, reduced by Variable Account charges, and expressed as a percentage. The "average annual total" return represents the average annual percentage change in the value of an investment in the Sub-Account over a given period of time. It represents averaged figures as opposed to the actual performance of a Sub-Account, which will vary from year to year. The yield of the Sub-Account investing in the Goldman Sachs VIT Money Market Fund refers to the income generated by an investment in the Sub-Account over a seven-day period (which period will be 22 specified in the advertisement). This income is then annualized by assuming that the income generated in the specific week is generated over a 52-week period. This annualized yield is shown as a percentage of the investment. The effective yield calculation is similar but, when annualized, the income earned by an investment in the Sub-Account is assumed to be reinvested. Thus the effective yield will be slightly higher than the yield because of the compounding effect of this assumed reinvestment. Total return and yield figures are based on historical earnings and are not intended to indicate future performance. PERFORMANCE INFORMATION FOR ANY SUB-ACCOUNT REFLECTS ONLY THE PERFORMANCE OF A HYPOTHETICAL INVESTMENT IN THE SUB-ACCOUNT DURING THE TIME PERIOD ON WHICH THE CALCULATIONS ARE BASED AS WELL AS CONTRACT LEVEL CHARGES (IF ANY) AND WITHDRAWAL CHARGES (FOR MORE INFORMATION, SEE THE SAI). PERFORMANCE INFORMATION SHOULD BE CONSIDERED IN LIGHT OF THE INVESTMENT OBJECTIVES AND POLICIES AND RISK CHARACTERISTICS OF THE UNDERLYING FUND IN WHICH THE SUB-ACCOUNT INVESTS AND THE MARKET CONDITIONS DURING THE GIVEN TIME PERIOD, AND SHOULD NOT BE CONSIDERED AS A REPRESENTATION OF WHAT MAY BE ACHIEVED IN THE FUTURE. Performance information for a Sub-Account may be compared, in reports and promotional literature, to: (1) the Standard & Poor's 500 Composite Stock Price Index (S&P 500), Dow Jones Industrial Average (DJIA), Shearson Lehman Aggregate Bond Index or other unmanaged indices, so that investors may compare the Sub-Account results with those of a group of unmanaged securities widely regarded by investors as representative of the securities markets in general; or (2) other groups of variable annuity separate accounts or other investment products tracked by Lipper Analytical Services, a widely used independent research firm which ranks mutual funds and other investment products by overall performance, investment objectives, and assets, or tracked by other services, companies, publications, or persons, who rank such investment products on overall performance or other criteria; or (3) the Consumer Price Index (a measure for inflation) to assess the real rate of return from an investment in the Sub-Account. Unmanaged indices may assume the reinvestment of dividends but generally do not reflect deductions for administrative and management costs and expenses. In addition, relevant broad- based indices and performance from independent sources may be used to illustrate the performance of certain Contract features. At times, the Company may also advertise the ratings and other information assigned to it by independent rating organizations such as A.M. Best Company (A.M. Best), Moody's Investors Service (Moody's), Standard & Poor's Insurance Rating Services (S&P) and Duff & Phelps. A.M. Best's and Moody's ratings reflect their current opinion of the Company's relative financial strength and operating performance in comparison to the norms of the life/health insurance industry. S&P's and Duff & Phelps' ratings measure the ability of an insurance company to meet its obligations under insurance policies it issues and do not measure the ability of such companies to meet other non-policy obligations. The ratings also do not relate to the performance of the Underlying Funds. 23 DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE As of the date of this Prospectus, the Company has ceased issuing new Contracts except in connection with certain pre-existing contractual plans and programs. References to issue requirements and initial payments are included as information regarding general Company procedures. This Prospectus provides only a very brief overview of the more significant aspects of the Contract and of the Company's administrative procedures for the benefit of the Company's current Owners. DISRUPTIVE TRADING This Contract is not designed for use by individuals, professional market timing organizations, or other entities that engage in short-term trading, frequent transfers, programmed transfers or transfers that are large in relation to the total assets of an Underlying Fund (collectively, "Disruptive Trading"). These activities may require the Underlying Fund to maintain undesirable large cash positions or frequently buy or sell portfolio securities. Such transfers may dilute the value of the Underlying Fund's shares, interfere with the efficient management of the Underlying Fund's portfolio, and increase brokerage and administrative costs of the Underlying Funds. As a result, Disruptive Trading may adversely affect an Underlying Fund's ability to invest effectively in accordance with its investment objectives and policies, and may harm other Contract Owners. In order to protect our Contract Owners and the Underlying Funds from potentially harmful trading activity, we utilize certain policies and procedures that are designed to detect and prevent disruptive trading among the Underlying Funds (the "Disruptive Trading Procedures"). Our Disruptive Trading Procedures consider certain factors in order to identify Disruptive Trading activity, including the following: - the number of transfers made over a period of time; - the length of time between transfers; - whether the transfers follow a pattern that appears to be designed to take advantage of short term market fluctuations, particularly within certain Underlying Funds; - the dollar amount(s) requested for transfers; and - whether the transfers are part of a group of transfers made by a third party on behalf of several individual Contract Owners; and - the investment objectives and/or size of the Underlying Funds. We may increase our monitoring of Contract Owners who engage in what we perceive to be disruptive trading, including investigating the transfer patterns within multiple contracts owned by the same Contract Owners. We may also investigate any patterns of disruptive trading identified by the Underlying Funds that may not have been captured by our Disruptive Trading Procedures. Our Disruptive Trading Procedures may vary from Sub-Account to Sub-Account. The Disruptive Trading Procedures limit the number of transfers a Contract Owner may make during a given period, limit the number of times a Contract Owner may transfer into particular funds during a given period, and place restrictions as to the time and means of transfers (for example, transfer instructions are required by a certain daily time cutoff), among other things. Subject to the terms of the Contract, the Company reserves the right to impose, without prior notice, additional or alternate restrictions on allocations and transfers that it determines, in its sole discretion, will disadvantage or potentially hurt the rights or interests of other Contract Owners or other holders of the Underlying Funds. Some of the Underlying Funds have reserved the right to temporarily or permanently refuse payments or transfer requests from the Company if, in the judgment of the Underlying Fund's investment adviser, the Underlying Fund would be unable to invest effectively in accordance with its investment objective 24 or policies, or would otherwise potentially be adversely affected. If an Underlying Fund refuses a transfer request from the Company, the Company may not be able to effect certain allocations or transfers that a Contract Owner has requested. In the future, some Underlying Funds may impose redemption fees on short-term trading (i.e., redemptions of mutual fund shares within a certain number of business day after purchase). We reserve the right to administer and collect any such redemption fees on behalf of the Underlying Funds. We will apply our Disruptive Trading Procedures consistently without special arrangement, waiver, or exception. However, the Company's ability to detect and deter Disruptive Trading and to consistently apply the Disruptive Trading Procedures may be limited by operational systems and technological limitations. Contract Owners seeking to engage in such transfer activities may employ a variety of strategies to avoid detection. Because identifying Disruptive Trading involves judgments that are inherently subjective, the Company cannot provide assurances that its Disruptive Trading Procedures will detect every Contract Owner who engages in disruptive trading. In addition, the terms of some contracts previously issued by the Company, historical practices or actions, litigation, or certain regulatory restrictions may limit the Company's ability to apply transfer or other restrictions. If we are unable to detect Disruptive Trading or are unable to restrict Disruptive Trading because of contract provisions or other reasons, you may experience dilution in the value of your Underlying Fund shares. There may be increased brokerage and administrative costs within the Underlying Funds, which may result in lower long-term returns for your investments. Additionally, because other insurance companies and/or retirement plans may invest in the Underlying Funds, we cannot guarantee that the Underlying Funds will not suffer harm from disruptive trading within the variable contracts issued by other insurance companies or among investment options available to retirement plan participants. Under rules recently adopted by the Securities and Exchange Commission, effective April 16, 2007, we will be required to: (1) enter into a written agreement with each Underlying Fund or its principal underwriter that will obligate us to provide to the Underlying Fund promptly upon request certain information about the trading activity of individual Contract Owners, and (2) execute instructions from the Underlying Fund to restrict or prohibit further purchases or transfers by specific Contract Owners who violate the frequent trading policies established by the Underlying Fund. PAYMENTS The latest Issue Date is the day prior to the 86th birthday of the oldest Owner, or, if the Owner is not a natural person, the oldest Annuitant. The Company will issue a Contract when its underwriting requirements are met. These requirements include receipt of the initial payment and allocation instructions by the Company at its Principal Office and may include the proper completion of an application; however, where permitted by law, the Company may issue a Contract without completion of an application and/or signature. If all issue requirements are not completed within five business days of the Company's receipt of the initial payment, the payment will be returned immediately unless the applicant authorizes the Company to retain it pending completion of all issue requirements. The Company reserves the right to reject an application or request to issue a Contract. Any such rejection will not discriminate unfairly among purchasers. (Note: Throughout this Prospectus, the terms "payment(s)" and "gross payment(s)" refer solely to monies the Owner submits to the Company to be applied to the Contract. These terms do not include any Payment Credits allocated to the Contract by the Company.) Payments may be made to the Contract at any time prior to the Annuity Date, or prior to the death of an Owner, subject to certain minimums: - Currently, the initial payment must be at least $5,000 ($2,000 for IRA's). A lower minimum amount may be permitted if monthly automatic payments are being forwarded directly from a financial institution. 25 - Each subsequent payment must be at least $50. - The minimum allocation to a Guarantee Period Account is $1,000. If less than $1,000 is allocated to a Guarantee Period Account, the Company reserves the right to apply that amount to the Goldman Sachs VIT Money Market Fund. Payments are to be made payable to the Company. The Company may reduce a payment by any applicable premium tax before applying it to the Contract. The initial net payment is credited to the Contract and allocated among the requested investment options as of the date that all issue requirements are properly met. The allocation instructions for the initial net payment will serve as the allocation instructions for all future payments. You can change the allocation instructions for future payments by notifying the Company. You also have the option of specifying how a specific payment should be allocated. This will not change the allocation instructions for any subsequent payment. For a discussion of future payments to an Automatic Transfer Program (Dollar Cost Averaging), please see "Automatic Transfers (Dollar Cost Averaging)" under "AUTOMATIC TRANSFERS AND AUTOMATIC ACCOUNT REBALANCING OPTIONS" below. PAYMENT CREDITS A Payment Credit will be added to the Contract's Accumulated Value each time a payment is made. The Payment Credit is funded from the Company's General Account and is currently equal to 5% of each payment received. The Company guarantees that the Payment Credit will never be less than 5%. Payment Credits are not considered to be "investment in the contract" for income tax purposes. (See FEDERAL TAX CONSIDERATIONS). Each Payment Credit is immediately allocated among the investment options in the same proportions as the applicable payment. However, if you cancel the Contract under its "Right to Examine" provision, the amount refunded to you will be reduced by the amount of the Payment Credit(s). If the applicable "Right to Examine" provision in your state provides that you will receive the adjusted Accumulated Value of the Contract, this means that you receive any gains and bear any losses attributable to the Payment Credit. For more information, see "RIGHT TO CANCEL," below. The Company uses a portion of the mortality and expense risk charge and surrender charge to help recover the expenses associated with the Payment Credit under this Contract. See CHARGES AND DEDUCTIONS. Under certain circumstances (such as a period of poor market performance) a contract without a Payment Credit (or a bonus) may provide greater values than this Contract, which contains the Payment Credit. In addition, due to the generally larger surrender charge for a contract with a Payment Credit, an annuity contract without a Payment Credit may provide greater values upon surrender than a Contract that contains the Payment Credit. You should consider these possibilities before purchasing the Contract. COMPUTATION OF VALUES The Owner may allocate payments among the Sub-Accounts, Guarantee Period Accounts, and the Fixed Account. Allocations to the Guarantee Period Accounts and the Fixed Account are not converted into Accumulation Units, but are credited interest at a rate periodically set by the Company. See GUARANTEE PERIOD ACCOUNTS and APPENDIX A--MORE INFORMATION ABOUT THE FIXED ACCOUNT. The Accumulated Value under the Contract is determined by: (1) multiplying the number of Accumulation Units in each Sub-Account by the value of an Accumulation Unit of that Sub-Account on the Valuation Date, 26 (2) adding together the values of each Sub-Account, and (3) adding the amount of the accumulations in the Fixed Account and Guarantee Period Accounts, if any. THE ACCUMULATION UNIT. Allocations to the Sub-Accounts are credited to the Contract in the form of Accumulation Units. Accumulation Units are credited separately for each Sub-Account. The number of Accumulation Units of each Sub-Account credited to the Contract is equal to the portion of the payment and Payment Credit allocated to the Sub-Account, divided by the dollar value of the applicable Accumulation Unit as of the Valuation Date. The number of Accumulation Units resulting from each payment and Payment Credit will remain fixed unless changed by a subsequent split of Accumulation Unit value, a transfer, a withdrawal, or surrender. The dollar value of an Accumulation Unit of each Sub-Account varies from Valuation Date to Valuation Date based on the investment experience of that Sub-Account, and will reflect the investment performance, expenses, and charges of its Underlying Funds. The value of an Accumulation Unit was arbitrarily set at $1.00 on the first Valuation Date for each Sub-Account. NET INVESTMENT FACTOR. The net investment factor is an index that measures the investment performance of a Sub-Account from one Valuation Period to the next. This factor is equal to 1.000000 plus the result (which may be positive or negative) from dividing (1) by (2) and subtracting the sum of (3) and (4) where: (1) is the investment income of a Sub-Account for the Valuation Period, including realized or unrealized capital gains and losses during the Valuation Period, adjusted for provisions made for taxes, if any; (2) is the value of that Sub-Account's assets at the beginning of the Valuation Period; (3) is a charge for mortality and expense risks equal to 1.25% on Contracts issued by Commonwealth Annuity; and (4) is an administrative charge equal to 0.15% on an annual basis of the daily value of the Sub-Account's assets. The dollar value of an Accumulation Unit as of a given Valuation Date is determined by multiplying the dollar value of the corresponding Accumulation Unit as of the immediately preceding Valuation Date by the appropriate net investment factor. For an illustration of an Accumulation Unit calculation using a hypothetical example see the SAI. RIGHT TO CANCEL An Owner may cancel the Contract at any time within ten days after receipt of the Contract (or longer if required by law) and receive a refund. In order to cancel the Contract, the Owner must mail or deliver it to the Company's Service Office, se2 (an affiliate of Security Benefit Life Insurance Company) located at One Security Benefit Place, Topeka, KS 66675, Telephone 1-800-366-1492, or to an authorized representative. Mailing or delivery must occur within ten days after receipt of the Contract for cancellation to be effective. In most states, the Company will pay the Owner the Contract's Accumulated Value, adjusted for any Market Value Adjustment for amounts allocated to a Guarantee Period Account, plus any amounts deducted for taxes, charges or fees, minus any Payment Credit(s). However, if the Contract was purchased as an IRA or issued in a state that requires a full refund of the initial payment(s), the Company will provide a refund equal to your gross payment(s). In some states, the refund may equal the greater of (a) your gross payment(s) or (b) the Accumulated Value adjusted for any Market Value Adjustment, plus any amounts deducted for taxes, charges or fees, minus any Payment Credit(s). At the 27 time the Contract is issued, the "Right to Examine" provision on the cover of the Contract will specifically indicate what the refund will be and the time period allowed to exercise the right to cancel. In order to cancel the Contract, the Owner must mail or deliver it to the Company's Service Office or to one of its authorized representatives. The Company will refund an amount equal to the Accumulated Value plus all fees and charges and less any payment Credits, and the Contract will be void from the beginning. Each time you make a payment, you receive a Payment Credit equal to 5% of the payment. If you cancel the Contract under its "Right to Examine" provision, your refund will be reduced by the amount of the Payment Credit(s). If the "Right to Examine" provision in your state provides that you will receive the Accumulated Value of the Contract (adjusted as described above), this means that you receive any gains and bear any losses attributable to the Payment Credit. The liability of the Variable Account under this provision is limited to the Owner's Accumulated Value in the Sub-Accounts on the date of cancellation. Any additional amounts refunded to the Owner will be paid by the Company. TELEPHONE TRANSACTIONS PRIVILEGE Subject to state law, you, or anyone you authorize, may initiate transactions over the telephone, unless you notify the Company of your election not to have this privilege. The policy of the Company and its agents and affiliates is that we will not be responsible for losses resulting from acting upon telephone requests reasonably believed to be genuine. The Company will employ reasonable procedures to confirm that instructions communicated by telephone are genuine; otherwise, the Company may be liable for any losses due to unauthorized or fraudulent instructions. Such procedures may include, among other things, requiring some form of personal identification prior to acting upon instructions received by telephone. All telephone instructions are tape-recorded. The Company reserves the right to modify or discontinue this privilege at any time without prior notice. The Company cannot guarantee that you, or any other person you authorize, will always be able to reach us to complete a telephone transaction. Under these circumstances, you should submit your request in writing or other form acceptable to us. TRANSFER PRIVILEGE Prior to the Annuity Date and subject to the Disruptive Trading limitations described above under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE the Owner may transfer amounts among available investment options upon written or telephone request to the Company. Transfer values will be based on the Accumulated Value next computed after receipt of the transfer request. Transfers are subject to the Company's consent. Transfers to and from the Fixed Account are currently subject to the restrictions set forth under APPENDIX A--MORE INFORMATION ABOUT THE FIXED ACCOUNT. Transfers to a Guarantee Period Account must be at least $1,000. If the amount to be transferred to a Guarantee Period Account is less than $1,000, the Company may transfer that amount to the Goldman Sachs VIT Money Market Fund. Transfers from a Guarantee Period Account prior to the expiration of the Guarantee Period will be subject to a Market Value Adjustment. If the Owner requests a transfer of an amount from a Sub-Account that is higher than the amount in the Sub-Account on the Valuation Date (for example, if a request is made to transfer $100 from a Sub-Account but the Accumulated Value in the Sub-Account on the Valuation Date is only $98), the Company will transfer all of the Accumulated Value in the Sub-Account. 28 Currently, the Company does not charge for transfers. The first 12 transfers in a Contract year are guaranteed to be free of any transfer charge. For each subsequent transfer in a Contract year, the Company reserves the right to assess a charge, guaranteed never to exceed $25, to reimburse it for the expense of processing transfers. The first automatic transfer or rebalancing under an Asset Allocation Model Reallocation program, Automatic Transfers (Dollar Cost Averaging) program, or Automatic Account Rebalancing program counts as one transfer for purposes of the 12 transfers guaranteed to be free of a transfer charge in each Contract year. Each subsequent automatic transfer or rebalancing under that request in the same or a subsequent Contract year is without charge and does not reduce the remaining number of transfers which may be made free of charge. ASSET ALLOCATION MODEL REALLOCATIONS. If an Owner elects to follow an asset allocation strategy, the Owner may preauthorize transfers in accordance with the chosen strategy. The Company may provide administrative or other support services to independent third parties that provide recommendations as to such allocation strategies. However, the Company does not engage any third parties to offer investment allocation services of any type under this Contract, does not endorse or review any investment allocation recommendations made by such third parties and is not responsible for the investment allocations and transfers transacted on the Owner's behalf. The Company does not charge for providing additional asset allocation support services. Additional information concerning asset allocation programs for which the Company is currently providing support services may be obtained from a registered representative or the Company. AUTOMATIC TRANSFERS AND AUTOMATIC ACCOUNT REBALANCING OPTIONS AUTOMATIC TRANSFERS (DOLLAR COST AVERAGING). You may elect automatic transfers of a predetermined dollar amount on a periodic basis from the Fixed Account or the Sub-Accounts investing in the Goldman Sachs VIT Money Market Fund and the Goldman Sachs VIT Core Fixed Income Fund ("source accounts"). You may elect automatic transfers to one or more Sub-Accounts, subject to the following: - the predetermined dollar amount may not be less than $100; - the periodic basis may be monthly, quarterly, semi-annually or annually; - automatic transfers may not be made into the selected source account, the Fixed Account, or the Guarantee Period Accounts; and if an automatic transfer would reduce the balance in the source account(s) to less than $100, the entire balance will be transferred proportionately to the chosen Sub-Accounts. Automatic transfers from a particular source account will continue until the earlier of: - the amount in the source account on a transfer date is zero; or - the Owner's request to terminate the option is received by the Company. If additional amounts are allocated to a source account before its balance has fallen to zero, those additional amounts will also be automatically transferred. The original automatic transfer allocations will apply to all amounts in that source account unless you provide new allocation instructions. New allocation instructions will apply to the entire balance in the source account. If additional amounts are allocated to a source account after its balance has fallen to zero, automatic transfers will not begin again unless you specifically instruct the Company to do so. To the extent permitted by law, the Company reserves the right, from time to time, to credit an enhanced interest rate to an initial and/or subsequent payment made to the Fixed Account, when it is being used as the source account from which to process automatic transfers. For more information see "ENHANCED AUTOMATIC TRANSFER (DOLLAR COST AVERAGING) PROGRAM" in the SAI. 29 AUTOMATIC ACCOUNT REBALANCING. The Owner may request automatic rebalancing of Sub-Account allocations on a monthly, quarterly, semi-annual or annual basis in accordance with his/her specified percentage allocations. As frequently as elected by the Owner, the Company will review the percentage allocations in the Underlying Funds and, if necessary, transfer amounts to ensure conformity with the designated percentage allocation mix. If the amount necessary to re-establish the mix on any scheduled date is less than $100, no transfer will be made. Automatic Account Rebalancing will continue until (1) the Owner's request to terminate or change the option is received by the Company or (2) the end date designated by the Owner when the option was elected. If a subsequent payment is allocated in a manner different from the percentage allocation mix in effect on the date the payment is received, on the next scheduled rebalancing date the payment will be reallocated in accordance with the existing mix. LIMITATIONS. Currently, Dollar Cost Averaging and Automatic Account Rebalancing may not be in effect simultaneously. Either option may be elected at no additional charge when the Contract is purchased or at a later date. The Company reserves the right to limit the number of Sub-Accounts that may be utilized for automatic transfers and rebalancing, and to discontinue either option upon advance written notice. SURRENDERS AND WITHDRAWALS Before the Annuity Date, an Owner may surrender the Contract for its Surrender Value or withdraw a portion of its Accumulated Value. The request for surrender or withdrawal must be made on Company forms. You may obtain Company forms by calling 1-800-366-1492. You may also obtain a Company withdrawal form at our Company web site, HTTPS://CWANNUITY.SE2.COM. In the case of surrender, the Owner must send the Contract and a signed written request for surrender on a Company surrender form to the Service Office. The Surrender Value will be calculated based on the Contract's Accumulated Value as of the Valuation Date, on which the request and the Contract are received at the Service Office. In the case of a withdrawal, the Owner must submit to the Service Office a signed, written request on a Company withdrawal form indicating the desired dollar amount and the investment options from which such amount is to be withdrawn. A withdrawal from a Sub-Account will result in cancellation of a number of units equivalent in value to the amount withdrawn. The amount withdrawn will equal the amount requested by the Owner plus any applicable surrender charge. Each withdrawal must be a minimum of $100. A surrender charge, a Contract fee and, if applicable, a rider charge, may apply when a withdrawal is made or a Contract is surrendered. See CHARGES AND DEDUCTIONS. However, each calendar year prior to the Annuity Date, an Owner may withdraw a portion of the Contract's Accumulated Value without any applicable surrender charge; see "SURRENDER CHARGE," "Withdrawal Without Surrender Charge" under CHARGES AND DEDUCTIONS. Amounts withdrawn from a Guarantee Period Account prior to the end of the applicable Guarantee Period will be subject to a Market Value Adjustment, as described under GUARANTEE PERIOD ACCOUNTS. Any distribution is normally payable within seven days following the Company's receipt of the surrender or withdrawal request. The Company reserves the right to defer surrenders and withdrawals of amounts allocated to the Company's Fixed Account and Guarantee Period Accounts for a period not to exceed six months. The Company reserves the right to defer surrenders and withdrawals of amounts in each Sub-Account in any period during which: - trading on the New York Stock Exchange is restricted as determined by the SEC or such Exchange is closed for other than weekends and holidays, 30 - the SEC has by order permitted such suspension, or - an emergency, as determined by the SEC, exists such that disposal of portfolio securities or valuation of assets of a separate account is not reasonably practicable. The surrender and withdrawal rights of Owners who are participants under Section 403(b) plans or who are participants in the Texas Optional Retirement Program (Texas ORP) are restricted. For important tax consequences, which may result from surrender or withdrawals, see FEDERAL TAX CONSIDERATIONS. Pursuant to new tax regulations, we generally are required to confirm, with your 403(b) plan sponsor or otherwise, that withdrawals, transfers or surrenders you request from a 403(b) Contract comply with applicable tax requirements before we process your request. For information about Withdrawals after the Annuity Date, see "WITHDRAWALS AFTER THE ANNUITY DATE" under ANNUITIZATION--THE PAYOUT PHASE. SYSTEMATIC WITHDRAWALS. The Owner may elect an automatic schedule of withdrawals (systematic withdrawals) from amounts in the Sub-Accounts and/or the Fixed Account on a periodic basis (monthly, bimonthly, quarterly, semi-annually or annually). Systematic withdrawals from Guarantee Period Accounts are not available. The Owner may request: - the withdrawal of a SPECIFIC DOLLAR AMOUNT and the percentage of this amount to be taken from each designated Sub-Account and/or the Fixed Account; or - the withdrawal of a SPECIFIC PERCENTAGE of the Accumulated Value calculated as of the withdrawal dates, and may designate the percentage of this amount which should be taken from each account. The first withdrawal will take place on the latest of 16 days after the Issue Date, the date the written request is received at the Service Office, or on a date specified by the Owner. Systematic withdrawals will first be taken from amounts available as a "Withdrawal Without Surrender Charge" (see "SURRENDER CHARGE" "Withdrawal Without Surrender Charge" under CHARGES AND DEDUCTIONS); then from any applicable payments not subject to a surrender charge, if any; then from payments subject to a surrender charge; and last, from Payment Credits. Any applicable surrender charge will be deducted from the Contract's remaining Accumulated Value. The minimum amount of each automatic withdrawal is $100 and the Accumulated Value immediately following the withdrawal may not be reduced to less than $1,000. If a withdrawal would cause the remaining Accumulated Value to be less than $1,000, systematic withdrawals may be discontinued. Systematic withdrawals will cease automatically on the Annuity Date. The Owner may change or terminate systematic withdrawals only by written request to the Service Office. LIFE EXPECTANCY DISTRIBUTIONS (for Qualified Contracts and Contracts issued under Section 457 Deferred Compensation Plans only) Each calendar year prior to the Annuity Date, the Owner may take without surrender charge a series of systematic withdrawals from the Contract according to the Company's life expectancy distribution ("LED") option. See "SURRENDER CHARGE," "Withdrawal Without Surrender Charge" under CHARGES AND DEDUCTIONS. The Owner must return a properly signed LED request to the Service Office. Where the Owner is a trust or other nonnatural person, the Owner may elect the LED option based on the Annuitant's life expectancy. If an Owner elects the Company's LED option, in each calendar year a fraction of the Accumulated Value is withdrawn without a surrender charge based on the applicable IRS table and based on the 31 Owner's life expectancy (or the joint life expectancy of the Owner and a beneficiary.) The numerator of the fraction is 1 (one). The denominator of the fraction will be either: - the remaining life expectancy of the Owner (or Owner and beneficiary), as determined annually by the Company; or - the prior year's life expectancy, minus one. The resulting fraction, expressed as a percentage, is then applied to the Accumulated Value at the beginning of the year to determine the amount to be distributed during the year. The Owner may choose to have the applicable life expectancy redetermined each year or use the prior year's life expectancy, minus one. Under the Company's LED option, the amount withdrawn from the Contract changes each year. The Owner may elect periodic LED distributions on a monthly, bi-monthly, quarterly, semi-annual, or annual basis. The Owner may terminate the LED option at any time. The LED option will terminate automatically on the maximum Annuity Date permitted under the Contract, at which time an annuity payout option must be selected. The LED option may not produce annual distributions that meet the definition of "substantially equal periodic payments" as defined under Code Section 72(t). The withdrawals may be treated by the Internal Revenue Service (IRS) as premature distributions from the Contract and may be subject to a 10% federal tax penalty. Owners seeking distributions over their life under this definition should consult their tax advisor. For more information, see FEDERAL TAX CONSIDERATIONS. IN ADDITION, IF THE AMOUNT NECESSARY TO MEET THE SUBSTANTIALLY EQUAL PERIODIC PAYMENT DEFINITION IS GREATER THAN THE COMPANY'S LED AMOUNT, A SURRENDER CHARGE MAY APPLY TO THE AMOUNT IN EXCESS OF THE LED AMOUNT. SYSTEMATIC LEVEL FREE OF SURRENDER CHARGE WITHDRAWAL PROGRAM. In order to receive withdrawals without application of any surrender charge, the Owner may preauthorize level periodic withdrawals under the Systematic Level Free of Surrender Charge Withdrawal Program. Withdrawals under this program may be made on a monthly, bi-monthly, quarterly, semi-annual or annual basis. In order to ensure that no surrender charge is ever applied to withdrawals made under this program, the periodic withdrawals in any calendar year are limited to 15% of the total of all payments invested in the Contract as reduced by certain prior withdrawal(s) of payments. For more information on how this amount is calculated, see "SURRENDER CHARGE," "Withdrawal Without Surrender Charge" under CHARGES AND DEDUCTIONS. The program will automatically terminate if a withdrawal that is not part of this program is made. Otherwise, withdrawals will continue until all available Accumulated Value has been exhausted or until the Owner terminates the program by written request. DEATH BENEFIT A death benefit is payable if the Owner or the first of either Joint Owner dies prior to the Annuity Date. If the Owner is a natural person, no death benefit is payable at the death of any Annuitant. If the Owner is not a natural person, a death benefit will be paid upon the death of any Annuitant. A spousal beneficiary may elect to continue the Contract rather than receive the death benefit as provided below in "THE SPOUSE OF THE OWNER AS BENEFICIARY." STANDARD DEATH BENEFIT. Unless an enhanced death benefit is elected at issue, the standard death benefit will be paid. 32 The standard death benefit under Contracts issued by Commonwealth Annuity and Life Insurance Company is equal to the greater of: (a) the Contract's Accumulated Value on the Valuation Date that the Company receives both the death certificate and all necessary claim paperwork, increased by any positive Market Value Adjustment; and (b) gross payments prior to the date of death, proportionately reduced to reflect withdrawals. OPTIONAL ENHANCED DEATH BENEFIT RIDERS. When applying for the Contract, an Owner may elect one of the available optional Enhanced Death Benefit (EDB) Riders as long as the oldest Owner has not yet attained age 80 (a later age may apply to certain Riders as specified in APPENDIX B--OPTIONAL ENHANCED DEATH BENEFIT RIDERS). A separate charge for an EDB Rider is made against the Contract's Accumulated Value on the last day of each Contract month for the coverage provided during that month. The charge is made through a pro-rata reduction (based on relative values) of Accumulation Units in the Sub-Accounts and dollar amounts in the Fixed and Guarantee Period Accounts. For more information about the benefits available under each of the EDB Riders, see APPENDIX B--OPTIONAL ENHANCED DEATH BENEFIT RIDERS. For specific charges and more detail, see "OPTIONAL RIDER CHARGES" under CHARGES AND DEDUCTIONS. PAYMENT OF THE DEATH BENEFIT PRIOR TO THE ANNUITY DATE. Request for payment must be made within 180 days of the date of death. The death benefit generally will be paid to the beneficiary in one sum upon receipt of the death certificate and all necessary claim paperwork at the Service Office. Instead of payment in one sum, the beneficiary may, by written request, elect to: (1) defer distribution of the death benefit for a period no more than five years from the date of death; or (2) receive distributions over the life of the beneficiary or for a period certain not extending beyond the beneficiary's life expectancy, with annuity benefit payments beginning within one year from the date of death. However, if the Owner has specified a death benefit annuity option, the death benefit will be paid out accordingly. Any death benefit annuity option specified by the Owner must comply with the requirements set forth in paragraph (2) above. If distribution of the death benefit is deferred under (1) or (2), any value in the Guarantee Period Accounts will be transferred to the Goldman Sachs VIT Money Market Sub-Account. The excess, if any, of the death benefit over the Accumulated Value also will be transferred to the Goldman Sachs VIT Money Market Sub-Account. The beneficiary may, by written request, effect transfers and withdrawals during the deferral period and prior to annuitization under (2), but may not make additional payments. The death benefit will reflect any earnings or losses experienced during the deferral period. If there are multiple beneficiaries, the consent of all is required. THE SPOUSE OF THE OWNER AS BENEFICIARY If the sole beneficiary is the deceased Owner's spouse, he or she may, by written request, continue the Contract rather than receiving payment of the death benefit. The spouse will then become the Owner and Annuitant subject to the following: (1) any value in the Guarantee Period Accounts will be transferred to the Goldman Sachs VIT Money Market Sub-Account; and (2) the excess, if any, of the death benefit over the Contract's Accumulated Value also will be added to the Goldman Sachs VIT Money Market Sub-Account. 33 The resulting value will never be subject to a surrender charge when withdrawn. The new Owner may also make additional payments, but a surrender charge will apply to these additional amounts if they are withdrawn before they have been invested in the Contract for at least nine years. All other rights and benefits provided in the Contract will continue, except that any subsequent spouse of the new Owner, if named as beneficiary, will not be entitled to continue the Contract when the new Owner dies. FEDERAL DEFENSE OF MARRIAGE ACT. The right of a spouse to continue the Contract, and all Contract provisions relating to spousal continuation are available only to a person who meets the definition of "spouse" under Federal law. The Federal Defense of Marriage Act currently does not recognize same-sex marriages or civil unions, even those which are permitted under individual state laws. Therefore the spousal continuation provisions of this Contract will not be available to such partners or same sex marriage spouses. Consult a tax advisor for more information on this subject. OPTIONAL ENHANCED EARNINGS RIDER An optional Enhanced Earnings Rider (EER) may have been elected at issue for a separate monthly charge (See, "OPTIONAL RIDER CHARGES" under CHARGES AND DEDUCTIONS.) This Rider provides for additional amounts to be paid to the beneficiary under certain circumstances in the event that an Owner, or an Annuitant if the Owner is a nonnatural person, dies prior to the Annuity Date. For a discussion of the benefits and conditions of the Rider, see APPENDIX C--OPTIONAL ENHANCED EARNINGS RIDER. ASSIGNMENT The Contract, other than one sold in connection with certain qualified plans, provides that it may be assigned by the Owner at any time prior to the Annuity Date and prior to the death of an Owner (see FEDERAL TAX CONSIDERATIONS). The Company will not be deemed to have knowledge of an assignment unless it is made in writing on a Company approved form and filed at the Service Office. The Company will not assume responsibility for determining the validity of any assignment. If an assignment of the Contract is in effect on the Annuity Date, the Company reserves the right to pay to the assignee, in one sum, that portion of the Surrender Value of the Contract to which the assignee appears to be entitled. The Company will pay the balance, if any, in one sum to the Owner in full settlement of all liability under the Contract. The interest of the Owner and of any beneficiary will be subject to any assignment. 34 ANNUITIZATION--THE PAYOUT PHASE Subject to certain restrictions discussed below, at annuitization the Owner has the right: - to select the annuity payout option under which annuity benefit payments are to be made; - to determine whether those payments are to be made on a fixed basis, a variable basis, or a combination fixed and variable basis. If a variable annuity payout option is selected, the Owner must choose an Annuity Benefit Payment Change Frequency ("Change Frequency") and the date the first Change Frequency will occur; - to select one of the available Assumed Investment Returns ("AIR") for a variable option (see "VARIABLE ANNUITY BENEFIT PAYMENTS" below for details); and - to elect to have the Death Benefit applied under any annuity payout option not extending beyond the beneficiary's life expectancy. The beneficiary may not change such an election. ELECTING THE ANNUITY DATE Generally, annuity benefit payments under the Contract will begin on the Annuity Date. The Annuity Date: - may not be earlier than the second Contract Anniversary; and - must occur before the Owner's 99th birthday. If the Owner does not select an Annuity Date, the default Annuity Date will be (a) one month before the Owner's 85th birthday (for Contracts issued prior to or on the Owner's 76th birthday) or (b) the Issue Date plus 10 years (for Contracts issued after the Owner's 76th birthday). In no event, however, will the default Annuity Date be later than the latest possible Annuity Date under the Contract. TAX CONSIDERATIONS RELATING TO THE ANNUITY DATE. If the Annuity Date under a non-qualified Contract is deferred until the Owner reaches an age that is significantly beyond the Owner's life expectancy, it is possible that the Contract will not be considered an annuity for federal tax purposes. In addition, the Internal Revenue Code ("the Code") and/or the terms of qualified plans may impose limitations on the age at which annuity benefit payments may commence and the type of annuity payout option that may be elected. The Owner should carefully review the selection of the Annuity Date with his/her tax adviser. See also FEDERAL TAX CONSIDERATIONS for further information. CHOOSING THE ANNUITY PAYOUT OPTION Regardless of how payments were allocated during the accumulation phase, the Owner may choose a variable annuity payout option, a fixed annuity payout option or a combination fixed and variable annuity payout option. Currently, all of the variable annuity payout options described below are available and may be funded through all of the variable Sub-Accounts. In addition, each of the variable annuity payout options is also available on a fixed basis. The Company may offer other annuity payout options. The Owner may change the annuity payout option up to one month before the Annuity Date. If the Owner fails to choose an annuity payout option, monthly benefit payments will be made under a variable Life with Cash Back annuity payout option. The annuity payout option selected must result in an initial payment of at least $50 (a lower amount may be required in certain jurisdictions.) The Company reserves the right to increase this minimum amount. If the annuity payout option selected does not produce an initial payment which meets this minimum, a single payment may be made. FIXED ANNUITY PAYOUT OPTIONS. If the Owner selects a fixed annuity payout option, each monthly annuity benefit payment will be equal to the first (unless a withdrawal is made or as otherwise 35 described under certain reduced survivor annuity benefits.) Any portion of the Contract's Accumulated Value converted to a fixed annuity will be held in the Company's General Account. The Contract provides guaranteed fixed annuity option rates that determine the dollar amount of the first payment under each form of fixed annuity for each $1,000 of applied value. These rates are based on the Annuity 2000 Mortality Table and a 3% AIR. The Company may offer annuity rates more favorable than those contained in the Contract. Any such rates will be applied uniformly to all Owners of the same class. See the Contract for more specific information about fixed annuity payout options. VARIABLE ANNUITY PAYOUT OPTIONS. If the Owner selects a variable annuity payout option, he/she will receive monthly payments equal to the value of the fixed number of Annuity Units in the chosen Sub-Account(s). The first variable annuity benefit payment will be based on the current annuity option rates made available by the Company at the time the variable annuity payout option is selected. Annuity option rates determine the dollar amount of the first payment for each $1,000 of applied value. The annuity option rates are based on the Annuity 2000 Mortality Table and a 3% AIR. Since the value of an Annuity Unit in a Sub-Account reflects the investment performance of the Sub-Account, the amount of each monthly annuity benefit payment will usually vary. However, under this Contract if the Owner elects a variable payout option, he or she must also select a monthly, quarterly, semi-annual or annual Change Frequency. The Change Frequency is the frequency that changes resulting from the Sub-Account's investment performance will be reflected in the dollar value of a variable annuity benefit payment. As such, the Change Frequency chosen will determine how frequently monthly variable annuity payments will vary. For example, if a monthly Change Frequency is in effect, payments may vary on a monthly basis. If a quarterly Change Frequency is selected, the amount of each monthly payment may change every three months and will be level within each three month cycle. At the time the Change Frequency is elected, the Owner must also select the date the first change is to occur. This date may not be later than the length of the Change Frequency elected. For example, if a semi-annual Change Frequency is elected, the date of the first change may not be later than six months after the Annuity Date. If a quarterly Change Frequency is elected, the date of the first change may not be later than three months after the Annuity Date. DESCRIPTION OF ANNUITY PAYOUT OPTIONS The Company currently provides the following annuity payout options: LIFE ANNUITY PAYOUT OPTION - SINGLE LIFE ANNUITY--Monthly payments during the Annuitant's life. Payments cease with the last annuity benefit payment due prior to the Annuitant's death. - JOINT AND SURVIVOR ANNUITIES--Monthly payments during the Annuitant's and Joint Annuitant's joint lifetimes. Upon the first death, payments will continue for the remaining lifetime of the survivor at a previously elected level of 100%, two-thirds or one-half of the total number of Annuity Units. LIFE WITH PERIOD CERTAIN ANNUITY PAYOUT OPTION - SINGLE LIFE--Monthly payments guaranteed for a specified number of years and continuing thereafter during the Annuitant's lifetime. If the Annuitant dies before all guaranteed payments have been made, the remaining payments continue to the Owner or the Beneficiary (whichever is applicable). - JOINT AND SURVIVOR ANNUITIES--Monthly payments guaranteed for a specified number of years and continuing during the Annuitant's and Joint Annuitant's joint lifetimes. Upon the first death, 36 payments continue for the survivor's remaining lifetime at the previously elected level of 100%, two-thirds or one-half of the Annuity Units. If the surviving Annuitant dies before all guaranteed payments have been made, the remaining payments continue to the Owner or the Beneficiary (whichever is applicable). LIFE WITH CASH BACK ANNUITY PAYOUT OPTION - SINGLE LIFE--Monthly payments during the Annuitant's life. Thereafter, any excess of the originally applied Annuity Value, over the total amount of annuity benefit payments made and withdrawals taken, will be paid to the Owner or the Beneficiary (whichever is applicable). - JOINT AND SURVIVOR ANNUITIES--Monthly payments during the Annuitant's and Joint Annuitant's joint lifetimes. At the first death, payments continue for the survivor's remaining lifetime at the previously elected level of Annuity Units. Thereafter, any excess of the original applied Annuity Value, over the total amount of annuity benefit payments made and withdrawals taken, will be paid to the Owner or the Beneficiary (whichever is applicable). PERIOD CERTAIN ANNUITY PAYOUT OPTION (PAYMENTS GUARANTEED FOR A SPECIFIC NUMBER OF YEARS) Monthly annuity benefit payments for a chosen number of years ranging from five to thirty are paid. If the Annuitant dies before the end of the period, remaining payments will continue. The period certain option does not involve a life contingency. In the computation of the payments under this option, the charge for annuity rate guarantees, which includes a factor for mortality risks, is made. VARIABLE ANNUITY BENEFIT PAYMENTS THE ANNUITY UNIT. On and after the Annuity Date, the Annuity Unit is a measure of the value of the monthly annuity benefit payments under a variable annuity payout option. The value of an Annuity Unit in each Sub-Account on its inception date was set at $1.00. The value of an Annuity Unit under a Sub-Account on any Valuation Date thereafter is equal to the value of the Annuity Unit on the immediately preceding Valuation Date multiplied by the product of: (1) a discount factor equivalent to the AIR and (2) the Net Investment Factor of the Sub-Account funding the annuity benefit payments for the applicable Valuation Period. Annuity benefit payments will increase from one payment date to the next if the annualized net rate of return during that period is greater than the AIR and will decrease if the annualized net rate of return is less than the AIR. Where permitted by law, the Owner may select an AIR of 3%, 5%, or 7%. A higher AIR will result in a higher initial payment. However, subsequent payments will increase more slowly during periods when actual investment performance exceeds the AIR, and will decrease more rapidly during periods when investment performance is less than the AIR. The election of an AIR that is significantly higher or lower than prevailing investment returns could affect the treatment of annuity payments under a Contract with regard to (i) compliance with the "substantially equal payment" exception to the penalty for withdrawals from a Contract prior to age 59 1/2, (ii) compliance with the minimum distribution requirements of the Code applicable to qualified Contracts, and/or (iii) compliance with the death benefit distribution requirements of the Code applicable to non-qualified Contracts. The Owner should carefully review the selection of the AIR with his/her tax adviser. See also FEDERAL TAX CONSIDERATIONS for further information. DETERMINATION OF THE FIRST ANNUITY BENEFIT PAYMENT. The amount of the first periodic variable annuity benefit payment depends on the: - annuity payout option chosen; 37 - length of the annuity payout option elected; - age of the Annuitant; - gender of the Annuitant (if applicable, see "NORRIS DECISION"); - value of the amount applied under the annuity payout option; - applicable annuity option rates based on the Annuity 2000 Mortality Table; and - AIR selected. The dollar amount of the first periodic annuity benefit payment is determined by multiplying: (1) the Accumulated Value applied under that option after application of any Market Value Adjustment and less premium tax, if any, (or the amount of the death benefit, if applicable) divided by $1,000, by (2) the applicable amount of the first monthly payment per $1,000 of value. DETERMINATION OF THE NUMBER OF ANNUITY UNITS. The dollar amount of the first variable annuity benefit payment is then divided by the value of an Annuity Unit of the selected Sub-Account(s) to determine the number of Annuity Units represented by the first payment. The number of Annuity Units remains fixed under all annuity payout options (except for the survivor annuity benefit payment under the joint and two-thirds or joint and one-half option) unless the Owner transfers among Sub-Accounts, makes a withdrawal, or units are split. DOLLAR AMOUNT OF SUBSEQUENT VARIABLE ANNUITY BENEFIT PAYMENTS. For each subsequent payment, the dollar amount of the variable annuity benefit payment is determined by multiplying this fixed number of Annuity Units by the value of an Annuity Unit on the applicable Valuation Date. The dollar amount of each periodic variable annuity benefit payment after the first will vary with subsequent variations in the value of the Annuity Unit of the selected Sub-Account(s). For an illustration of the calculation of a variable annuity benefit payment using a hypothetical example, see "Annuity Benefit Payments" in the SAI. PAYMENT OF ANNUITY BENEFIT PAYMENTS. The Owner will receive the annuity benefit payments unless he/she requests in writing that payments be made to another person, persons, or entity. If the Owner (or, if there are Joint Owners, the surviving Joint Owner) dies on or after the Annuity Date, the beneficiary will become the Owner of the Contract. Any remaining annuity benefit payments will continue to the beneficiary in accordance with the terms of the annuity benefit payment option selected. If there are Joint Owners on or after the Annuity Date, upon the first Owner's death, any remaining annuity benefit payments will continue to the surviving Joint Owner in accordance with the terms of the annuity benefit payment option selected. If an Annuitant dies on or after the Annuity Date but before all guaranteed annuity benefit payments have been made, any remaining guaranteed payments will continue to be paid to the Owner or the payee designated by the Owner. Unless otherwise indicated by the Owner, the present value of any remaining guaranteed annuity benefit payments may be paid in a single sum to the Owner. For discussion of present value calculation, see "Calculation of Present Value" below. TRANSFERS OF ANNUITY UNITS After the Annuity Date and prior to the death of the Annuitant, the Owner may transfer among the available Sub-Accounts upon written or telephone request to the Company. Transfers will be subject to the same Disruptive Trading restrictions discussed under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE. A designated number of Annuity Units equal to the dollar amount of the 38 transfer requested will be exchanged for an equivalent dollar amount of Annuity Units of another Sub-Account. Transfer values will be based on the Annuity Value next computed after receipt of the transfer request. Currently, the Company does not charge for transfers. The first 12 transfers in a Contract year are guaranteed to be free of any transfer charge. For each subsequent transfer in a Contract year, the Company reserves the right to assess a charge, guaranteed never to exceed $25, to reimburse it for the expense of processing transfers. As of the date of this Prospectus, transfers may be made to all of the Sub-Accounts; however, the Company reserves the right to limit the number of Sub-Accounts to which transfers may be made. Automatic Rebalancing (AAR) is available during the annuitization phase subject to the same rules described in "TRANSFER PRIVILEGE" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE. WITHDRAWALS AFTER THE ANNUITY DATE WITHDRAWALS AFTER THE ANNUITY DATE FROM QUALIFIED AND NON-QUALIFIED CONTRACTS MAY HAVE ADVERSE TAX CONSEQUENCES. BEFORE MAKING A WITHDRAWAL, PLEASE CONSULT YOUR TAX ADVISOR AND SEE FEDERAL TAX CONSIDERATIONS FOR MORE INFORMATION. After the Annuity Date and prior to the death of the Annuitant, the Owner may take withdrawals from the Contract. The Owner must submit to the Service Office a signed, written request indicating the desired dollar amount of the withdrawal. The minimum amount of a withdrawal is $1,000. If the amount requested is greater than the maximum amount that may be withdrawn at that time, the Company will allow the withdrawal only up to the maximum amount. The type of withdrawal and the number of withdrawals that may be made each calendar year depend upon whether the Owner annuitizes under an annuity payout option with payments based on the life of one or more Annuitants with no guaranteed payments (a "Life" annuity payout option), under a life annuity payout option that in part provides for a guaranteed number of payments (a "Life With Period Certain" or "Life With Cash Back" annuity payout option), or an annuity payout option based on a guaranteed number of payments (a "Period Certain" annuity payout option). The amount of each Payment Withdrawal or Present Value Withdrawal represents a portion of the present value of the remaining annuity benefit payments or remaining guaranteed annuity benefit payments, respectively, and proportionately reduces the number of Annuity Units (under a variable annuity payout option) or dollar amount (under a fixed annuity payout option) applied to future annuity benefit payments. Because each variable annuity benefit payment is determined by multiplying the number of Annuity Units by the value of an Annuity Unit, the reduction in the number of Annuity Units will result in lower future variable annuity benefit payments. See Calculation of Proportionate Reduction, below. The present value is calculated with a discount rate that will include an additional charge if a withdrawal is taken within 5 years of the Issue Date. See "Calculation of Present Value," below. PAYMENT WITHDRAWALS UNDER LIFE ANNUITY PAYOUT OPTIONS The Owner may make one Payment Withdrawal in each calendar year. A Payment Withdrawal cannot exceed the previous monthly annuity benefit payment multiplied by ten (10). The amount of each Payment Withdrawal represents a percentage of the present value of the remaining annuity benefit payments. 39 PAYMENT AND PRESENT VALUE WITHDRAWALS UNDER LIFE WITH PERIOD CERTAIN OR LIFE WITH CASH BACK ANNUITY PAYOUT OPTIONS. PAYMENT WITHDRAWALS. The Owner may make one Payment Withdrawal in each calendar year. A Payment Withdrawal cannot exceed the previous monthly annuity benefit payment multiplied by ten (10). The amount of each Payment Withdrawal represents a percentage of the present value of the remaining annuity benefit payments. PRESENT VALUE WITHDRAWALS. The Owner may make one Present Value Withdrawal in each calendar year, if there are remaining GUARANTEED annuity benefit payments. The amount of each Present Value Withdrawal represents a percentage of the present value of the remaining guaranteed annuity benefit payments. Each year a Present Value Withdrawal is taken, the Company records the percentage of the present value of the then remaining guaranteed annuity benefit payments that was withdrawn. The total percentage withdrawn over the life of the Contract cannot exceed 75%. This means that each Present Value Withdrawal is limited by the REMAINING AVAILABLE PERCENTAGE. For example, assume that in year three the Owner withdraws 15% of the then current present value of the remaining guaranteed annuity benefit payments. In year seven, the Owner withdraws 20% of the then current present value of the remaining guaranteed annuity benefit payments. Through year seven the total percentage withdrawn is 35%. After year seven, the Owner may make Present Value Withdrawal(s) of up to 40% (75% - 35%) of the present value of any remaining guaranteed annuity benefit payments. If the Annuitant is still living after the guaranteed annuity benefit payments have been made, the number of Annuity Units or dollar amount applied to future annuity benefit payments will be restored as if no Present Value Withdrawal(s) had taken place. See "Calculation of Proportionate Reduction--Present Value Withdrawals," below. PRESENT VALUE WITHDRAWALS UNDER PERIOD CERTAIN ANNUITY PAYOUT OPTIONS. The Owner may make multiple Present Value Withdrawals in each calendar year, up to 100% of the present value of the guaranteed annuity benefit payments. Withdrawal of 100% of the present value of the guaranteed annuity benefit payments will result in termination of the Contract. CALCULATION OF PROPORTIONATE REDUCTION. Each Payment Withdrawal proportionately reduces the number of Annuity Units applied to each future variable annuity benefit payment or the dollar amount applied to each future fixed annuity benefit payment. Each Present Value Withdrawal proportionately reduces the number of Annuity Units applied to each future GUARANTEED variable annuity benefit payment or the dollar amount applied to each future GUARANTEED fixed annuity benefit payment. Because each variable annuity benefit payment is determined by multiplying the number of Annuity Units by the value of an Annuity Unit, the reduction in the number of Annuity Units will result in lower future variable annuity benefit payments. - PAYMENT WITHDRAWALS. Payment Withdrawals are available under Life, Life with Period Certain, or Life with Cash Back annuity payout options. The Owner may make one Payment Withdrawal in each calendar year. Under a variable annuity payout option, the proportionate reduction in Annuity Units is calculated by multiplying the number of Annuity Units in each future variable annuity benefit payment (determined immediately prior to the withdrawal) by the following fraction: Amount of the variable withdrawal ---------------------------------------------------------------- Present value of all remaining variable annuity benefit payments immediately prior to the withdrawal
40 Because each variable annuity benefit payment is determined by multiplying the number of Annuity Units by the value of an Annuity Unit, the reduction in the number of Annuity Units will result in lower future variable annuity benefit payments. If a withdrawal is taken within 5 years of the Issue Date, the discount rate used to calculate the present value will include an additional charge. See "Calculation of Present Value," below. - PRESENT VALUE WITHDRAWALS. Present Value Withdrawals are available under a Period Certain annuity payout option. Under this option the Owner may make multiple Present Value Withdrawals in each calendar year. In addition, if a Life with Period Certain or Life with Cash Back annuity payout option is elected, the Owner may make one Present Value Withdrawal in each calendar year, if there are remaining guaranteed annuity benefit payments. Under a variable annuity payout option, the proportionate reduction in Annuity Units is calculated by multiplying the number of Annuity Units in each future variable guaranteed annuity benefit payment (determined immediately prior to the withdrawal) by the following fraction: Amount of the variable withdrawal ---------------------------------------------------------------- Present value of remaining guaranteed variable annuity benefit payments immediately prior to the withdrawal
Under a fixed annuity payout option, the proportionate reduction is calculated by multiplying the dollar amount of each future fixed annuity benefit payment by a similar fraction, which is based on the amount of the fixed withdrawal and present value of remaining guaranteed fixed annuity benefit payments. Because each variable annuity benefit payment is determined by multiplying the number of Annuity Units by the value of an Annuity Unit, the reduction in the number of Annuity Units will result in lower variable annuity benefit payments with respect to the guaranteed payments. Under a fixed annuity payout option, the proportionate reduction will result in lower fixed annuity benefit payments with respect to the guaranteed payments. However, under a Life with Period Certain annuity payout option or Life with Cash Back annuity payout option, if the Annuitant is still living after the guaranteed number of annuity benefit payments has been made, the number of Annuity Units or dollar amount of future annuity benefit payments will be restored as if no Present Value Withdrawal(s) had taken place. If a withdrawal is taken within 5 years of the Issue Date, the discount rate used to calculate the present value will include an additional charge. See "Calculation of Present Value," below. CALCULATION OF PRESENT VALUE. When a withdrawal is taken, the present value of future annuity benefit payments is calculated based on an assumed mortality table and a discount rate. The mortality table that is used will be equal to the mortality table used at the time of annuitization to determine the annuity benefit payments (currently the Annuity 2000 Mortality Table with male, female, or unisex rates, as appropriate). The discount rate is the AIR (for a variable annuity payout option) or the interest rate (for a fixed annuity payout option) that was used at the time of annuitization to determine the annuity benefit payments. If a withdrawal is made within 5 years of the Issue Date, the discount rate is increased by a "Withdrawal Adjustment Charge." The charge will range from 2% to 1% based on the following: - 15 or more years of annuity benefit payments being valued : 1.00% - 10 - 14 years of annuity benefit payments being valued : 1.50% - Less than 10 years of annuity benefit payments being valued: 2.00% 41 The Withdrawal Adjustment Charge does not apply if a withdrawal is made in connection with the death of an Annuitant or if a withdrawal is made 5 or more years after the Issue Date. For each Payment Withdrawal, the number of years of annuity benefit payments being valued depends upon the life expectancy of the Annuitant at the time of the withdrawal. The life expectancy will be determined by a mortality table that will be equal to the mortality table used at the time of annuitization to determine the annuity benefit payments (currently the Annuity 2000 Mortality Table). Because the impact of the Withdrawal Adjustment Charge will depend on the type of withdrawal taken, you should carefully consider the following before making a withdrawal (especially if you are making the withdrawal under a Life with Period Certain or Life with Cash Back annuity payout option): - For a Payment Withdrawal, the present value calculation (including any applicable adjustments) affects the proportionate reduction of the remaining number of Annuity Units (under a variable annuity payout option) or dollar amount (under a fixed annuity payout option), applied to each future annuity benefit payment, as explained in "Calculation of Proportionate Reduction--Payment Withdrawals," above. If a Withdrawal Adjustment Charge applies, there will be a larger proportionate reduction in the number of Annuity Units or the dollar amount applied to each future annuity benefit payment. This will result in lower future annuity benefit payments, all other things being equal. - For a Present Value Withdrawal, the discount factor is used in determining the maximum amount that can be withdrawn under the present value calculation. If a Withdrawal Adjustment Charge applies, the discount factor will be higher, and the maximum amount that can be withdrawn will be lower. In addition, there will be a larger proportionate reduction in the number of Annuity Units or the dollar amount applied to each future guaranteed annuity benefit payment. This will result in lower future annuity benefit payments with respect to the guaranteed payments, all other things being equal. See "Calculation of Proportionate Reduction--Present Value Withdrawals," above. For examples comparing a Payment Withdrawal and a Present Value Withdrawal, see APPENDIX F--EXAMPLES OF PRESENT VALUE WITHDRAWALS AND PAYMENT WITHDRAWALS. DEFERRAL OF WITHDRAWALS. A withdrawal is normally payable within seven days following the Company's receipt of the withdrawal request. However, the Company reserves the right to defer withdrawals of amounts in each Sub-Account in any period during which: - trading on the New York Stock Exchange is restricted as determined by the SEC or such Exchange is closed for other than weekends and holidays; - the SEC has by order permitted such suspension; or - an emergency, as determined by the SEC, exists such that disposal of portfolio securities or valuation of assets of a separate account is not reasonably practicable. The Company reserves the right to defer withdrawals of amounts allocated to the Company's General Account for a period not to exceed six months. REVERSAL OF ANNUITIZATION The Owner may reverse the decision to annuitize by written request to the Company within 90 days of the Annuity Date. Upon receipt of such request, the Company will return the Contract to the Accumulation Phase, subject to the following: (1) The value applied under a fixed annuity payout option at the time of annuitization will be treated as if it had been invested in the Fixed Account of the Contract on that same date. For Owners who elected the M-GAP Rider prior to its discontinuance on January 31, 2002 (see 42 "DISCONTINUATION OF THE OPTIONAL M-GAP RIDER" in the SAI) and who exercise their rights under that Rider at annuitization, the value applied to the Fixed Account upon reversal of annuitization will not include any excess value of the M-GAP Benefit Base over the Annuity Value. (2) The Sub-Account allocations that were in effect at the time of annuitization will first be used for calculating the reversal. Any transfers between variable Sub-Accounts during the Annuity Payout phase will then be treated as transfers during the Accumulation Phase (As a result, the Contract's Accumulated Value after the reversal will reflect the same Sub-Account allocations that were in effect immediately prior to the reversal). (3) Any annuity benefit payments paid and any withdrawals taken during the Annuity Payout phase will be treated as a withdrawal of the Surrender Value in the Accumulation Phase, as of the date of the payment or withdrawal. Surrender charges may apply to these withdrawals and there may be adverse tax consequences. The IRS has generally recognized the rescission of sales or other transactions resulting in the receipt of taxable payments as effective retroactively only if all of the following events have taken place within a single taxable year: the initial transaction, the receipt of all taxable payments, the rescission of the transaction and the repayment of all the amounts received. The Owner should carefully review the tax considerations applicable to a reversal of annuitization with his/her tax adviser before taking such action. See also FEDERAL TAX CONSIDERATIONS for further information. If the Company learns of the Owner's decision to reverse annuitization after the latest possible Annuity Date permitted under the Contract, the Company will contact the Owner. The Owner must then immediately select an annuity payout option (either the original annuity payout option or a different annuity payout option). If the Owner does not select an annuity payout option, payments will begin under a variable Life with Cash Back annuity payout option. NORRIS DECISION In the case of ARIZONA GOVERNING COMMITTEE V. NORRIS, the United States Supreme Court ruled that, in connection with retirement benefit options offered under certain employer-sponsored employee benefit plans, annuity payout options based on sex-distinct actuarial tables are not permissible under Title VII of the Civil Rights Act of 1964. The ruling requires that benefits derived from contributions paid into a plan after August 1, 1983 be calculated without regard to the sex of the employee. Annuity benefits attributable to payments received by the Company under a Contract issued in connection with an employer-sponsored benefit plan affected by the NORRIS decision will be based on unisex rates. 43 CHARGES AND DEDUCTIONS Deductions under the Contract and charges against the assets of the Sub-Accounts are described below. The Company uses a portion of the mortality and expense risk charge and the surrender charge described below to recover expenses associated with the Payment Credit. Even though the Payment Credit is credited during the accumulation phase only, the mortality and expense risk charge applies during both the accumulation phase and the annuity payout phase. The Company expects to make a profit from the charges it makes to recover the expenses of the Payment Credit. Other deductions and expenses paid out of the assets of the Underlying Funds are described in the prospectuses and SAIs of the Underlying Funds. VARIABLE ACCOUNT DEDUCTIONS MORTALITY AND EXPENSE RISK CHARGE. The Company assesses a charge against the assets of each Sub-Account to compensate for certain mortality and expense risks it has assumed. The mortality and expense risk charge is assessed daily at an annual rate of 1.25% of each Sub-Account's assets. The charge is imposed during both the accumulation phase and the annuity payout phase. The mortality risk arises from the Company's guarantee that it will make annuity benefit payments in accordance with annuity rate provisions established at the time the Contract is issued for the life of the Annuitant (or in accordance with the annuity payout option selected), no matter how long the Annuitant lives and no matter how long all Annuitants as a class live. The mortality charge is deducted during the annuity payout phase on all Contracts, including those that do not involve a life contingency, even though the Company does not bear direct mortality risk with respect to variable annuity settlement options that do not involve life contingencies. The expense risk arises from the Company's guarantee that the charges it makes will not exceed the limits described in the Contract and in this Prospectus. If the charge for mortality and expense risks is not sufficient to cover actual mortality experience and expenses, the Company will absorb the losses. If expenses are less than the amounts provided to the Company by the charge, the difference will be a profit to the Company. To the extent this charge results in a profit to the Company, such profit will be available for use by the Company for, among other things, the payment of distribution, sales and other expenses, and to partially recover the expenses associated with the Payment Credit. This charge may not be increased. Since mortality and expense risks involve future contingencies that are not subject to precise determination in advance, it is not feasible to identify specifically the portion of the charge that is applicable to each. ADMINISTRATIVE EXPENSE CHARGE. The Company assesses each Sub-Account with a daily Administrative Expense Charge at an annual rate of 0.15% of the average daily net assets of the Sub-Account. This charge may not be increased. The charge is imposed during both the accumulation phase and the annuity payout phase. The daily Administrative Expense Charge is assessed to help defray administrative expenses actually incurred in the administration of the Sub-Account. There is no direct relationship, however, between the amount of administrative expenses imposed on a given Contract and the amount of expenses actually attributable to that Contract. Deductions for the Contract fee (described below under "CONTRACT FEE") and for the Administrative Expense Charge are designed to reimburse the Company for the cost of administration and related expenses and are not expected to be a source of profit. The administrative functions and expense assumed by the Company in connection with the Variable Account and the Contract include, but are not limited to, clerical, accounting, actuarial and legal services, rent, postage, telephone, office equipment and supplies, expenses of preparing and printing registration statements, expense of preparing and typesetting prospectuses and the cost of printing prospectuses not allocable to sales expense, filing and other fees. 44 OTHER CHARGES. Because the Sub-Accounts purchase shares of the Underlying Funds, the value of the net assets of the Sub-Accounts will reflect the investment advisory fee and other expenses incurred by the Underlying Funds. Management fee waivers and/or reimbursements may be in effect for certain or all of the Underlying Funds. The prospectuses and SAIs of the Underlying Funds contain information concerning expenses and should be read in conjunction with this Prospectus. CONTRACT FEE A $35 Contract fee (a lower fee may apply in some states) is deducted during the accumulation phase, on the Contract anniversary date and upon full surrender of the Contract if the Accumulated Value on any of these dates is less than $75,000. The Contract fee is currently waived for Contracts issued to and maintained by the trustee of a 401(k) plan. The Company reserves the right to impose a Contract fee up to $35 on Contracts issued to 401(k) plans but only with respect to Contracts issued after the date the waiver is no longer available. Where amounts have been allocated to more than one investment option, a percentage of the total Contract fee will be deducted from the value in each. The portion of the charge deducted from each investment option will be equal to the percentage that the value in that investment option bears to the Accumulated Value under the Contract. The deduction of the Contract fee from a Sub-Account will result in cancellation of a number of Accumulation Units equal in value to the portion of the charge deducted from that Sub-Account. Where permitted by law, the Contract fee also may be waived for Contracts where, on the Issue Date, either the Owner or the Annuitant is within the following class of individuals: employees and registered representatives of any broker-dealer which has entered into a sales agreement with the Company to sell the Contract; employees of the Company, its affiliates and subsidiaries; officers, directors, trustees and employees of any of the Funds; investment managers or sub-advisers; and the spouses of and immediate family members residing in the same household with such eligible persons. "Immediate family members" means children, siblings, parents and grandparents. OPTIONAL RIDER CHARGES Subject to state availability, the Company offers a number of riders that are only available if elected by the Owner at issue. A separate monthly charge is made for each Rider through a pro-rata reduction of the Accumulated Value of the Sub-Accounts, the Fixed Account and the Guarantee Period Accounts. The pro-rata reduction is based on the relative value that the Accumulation Units of the Sub-Accounts, the dollar amounts in the Fixed Account and the dollar amounts in the Guarantee Period Accounts bear to the total Accumulated Value. CHARGE FOR THE ENHANCED DEATH BENEFIT (EDB) RIDERS: The applicable charge for each of the following Riders is assessed on the Accumulated Value on the last day of each Contract month, multiplied by 1/12th of the following annual percentage rates: Annual Step-up With 5% Yield Enhanced Death Benefit (EDB) Rider (Form 3263-99)...................................... 0.25% 15% Breakthrough EDB Rider (Form 3241-01)................... 0.25% 15% Breakthrough EDB Rider (Form 3316-02)*.................. 0.25% 10% Breakthrough EDB Rider (Form 3315-02)*.................. 0.30% Annual Step-Up With 5% Yield EDB Rider (Form 3312-02) (in Texas Form 3311-02)*...................................... 0.35% 15% Breakthrough with 5% Yield EDB Rider (Form 3318-02)*.... 0.35% 10% Breakthrough with 5% Yield EDB Rider (Form 3317-02)*.... 0.40% Annual Step-Up with 7% Yield EDB Rider (Form 3313-02)*...... 0.50%
---------------------------- * If this Rider is in effect simultaneously with the Enhanced Earnings Rider, the total aggregate charge will be reduced by 0.05%. 45 CHARGE FOR THE ENHANCED EARNINGS RIDER (EER): The Company will assess a monthly rider charge for the EER, which will be deducted Pro Rata on the last day of each Contract Month prior to the Annuity Date. The monthly rider charge will be equal to 1/12th of 0.25% of the Accumulated Value on that date. If the EER is in effect simultaneously with one of the referenced Enhanced Death Benefit Riders (see table above), the total aggregate charge for the Riders will be reduced by 0.05%. For a description of the Riders, see APPENDIX B--"OPTIONAL ENHANCED DEATH BENEFIT RIDERS" and APPENDIX C--OPTIONAL ENHANCED EARNINGS RIDER. CHARGE FOR DISCONTINUED MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER: If you elected one of the M-GAP Riders prior to their discontinuance on January 31, 2002, the following annual charges apply: Minimum Guaranteed Annuity Payout (M-GAP) Rider with a 15-year waiting period.................................... 0.20% Minimum Guaranteed Annuity Payout (M-GAP) Rider with a 10-year waiting period.................................... 0.35%
For more information about the M-GAP Rider, see "DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER" in the SAI. PREMIUM TAXES Some states and municipalities impose a premium tax on variable annuity contracts. State premium taxes currently range up to 3.5%. The Company makes a charge for state and municipal premium taxes, when applicable, and deducts the amount paid as a premium tax charge. The current practice of the Company is to deduct the premium tax charge in one of two ways: 1. if the premium tax was paid by the Company when payments were received, the premium tax charge may be deducted on a pro-rata basis when withdrawals are made, upon surrender of the Contract, or when annuity benefit payments begin (the Company reserves the right instead to deduct the premium tax charge for a Contract at the time payments are received); or 2. the premium tax charge is deducted when annuity benefit payments begin. In no event will a deduction be taken before the Company has incurred a tax liability under applicable state law. If no amount for premium tax was deducted at the time the payment was received, but subsequently tax is determined to be due prior to the Annuity Date, the Company reserves the right to deduct the premium tax from the Contract's Accumulated Value at the time such determination is made. SURRENDER CHARGE No charge for sales expense is deducted from payments at the time the payments are made. However, during the accumulation phase, a surrender charge may be deducted from the Accumulated Value in the case of surrender or withdrawal within certain time limits described below. The Company uses a portion of the surrender charge to recover expenses associated with the Payment Credit. CALCULATION OF SURRENDER CHARGE. For purposes of determining the surrender charge, the Accumulated Value is divided into four categories: - The amount available under the Withdrawal Without Surrender Charge provision, described below; - Old Payments--total payments invested in the Contract for more than nine years; 46 - New Payments--payments received by the Company during the nine years preceding the date of the surrender or withdrawal; and - Payment Credits. Amounts available as a Withdrawal Without Surrender Charge, followed by Old Payments, may be withdrawn from the Contract at any time without the imposition of a surrender charge. However, if a withdrawal or surrender is attributable all or in part to New Payments, a surrender charge may be imposed. The amount of the charge will depend upon the number of years that any New Payments to which the withdrawal is attributed have remained credited under the Contract. For the purpose of calculating surrender charges for New Payments, all amounts withdrawn are assumed to be deducted first from the oldest New Payment and then from the next oldest New Payment and so on, until all New Payments have been exhausted pursuant to the first-in-first-out ("FIFO") method of accounting. (See FEDERAL TAX CONSIDERATIONS for a discussion of how withdrawals are treated for income tax purposes.) The following surrender charge table outlines these charges:
COMPLETE YEARS FROM DATE OF PAYMENT CHARGE ------------------- -------- Less than 4................................................. 8.5% Less than 5................................................. 7.5% Less than 6................................................. 6.5% Less than 7................................................. 5.5% Less than 8................................................. 3.5% Less than 9................................................. 1.5% Thereafter.................................................. 0
The amount withdrawn equals the amount requested by the Owner plus the surrender charge, if any. The charge is applied as a percentage of the New Payments withdrawn. The total charge equals the aggregate of all applicable surrender charges for a surrender and withdrawals, including the Withdrawal Adjustment Charge that may apply if a withdrawal is taken during the Annuity Payout phase (see "WITHDRAWALS AFTER THE ANNUITY DATE" under ANNUITIZATION--THE PAYOUT PHASE). In no event will the total surrender and withdrawal charges exceed a maximum limit of 8.5% of total gross New Payments. WITHDRAWAL WITHOUT SURRENDER CHARGE: Each calendar year prior to the Annuity Date, an Owner may withdraw a portion of the Contract's Surrender Value without any applicable surrender charge ("Withdrawal Without Surrender Charge Amount" or "WWSC amount"). The WWSC amount is equal to the greater of A or B where: A is earnings at the time of withdrawal excluding Payment Credits and B is 15% times (X less Y)* less Z where: X is the total gross payments made to the contract Y is any previous withdrawals that exceed the WWSC amount Z is any previous WWSC amount withdrawn in the same CALENDAR year ----------------------------------- * In the contract, X less Y is referred to as the "Gross Payment Base." To illustrate how this works assume the following: - The issue date is February 1, 2000. 47 - The initial payment to the contract is $100,000. - No subsequent payments are made to the contract. THE OWNER MAKES THE FOLLOWING WITHDRAWALS:
CONTRACT YEAR EARNINGS AT DATE OF IN WHICH THE TIME OF AMOUNT OF WITHDRAWAL WITHDRAWAL MADE WITHDRAWAL WITHDRAWAL -------------- --------------- ----------- ---------- Withdrawal #1........................... April 1, 2000 1st $2,000 $ 8,000 Withdrawal #2........................... August 1, 2000 1st $3,680 $ 8,000 Withdrawal #3........................... April 1, 2001 2nd $7,414 $15,000 Withdrawal #4........................... August 1, 2001 2nd $3,404 $ 2,000
WITHDRAWAL #1 First, determine the WWSC amount available at the time of the withdrawal: A is $2,000 B is 15% times (X less Y) less Z where: X is $100,000 Y is $0 (no previous withdrawals have been made) Z is $0 (no previous withdrawals have been made) 15% times ($100,000 less $0) less $0 = 15% times ($100,000) less $0 = $15,000 less $0 = $15,000 The greater of A or B is $15,000. This is the available WWSC amount at the time of Withdrawal #1 Second, compare the amount withdrawn to the available WWSC amount: Withdrawal #1 of $8,000 is less than the WWSC amount of $15,000. Thus, it is not subject to surrender charges. WITHDRAWAL #2 First, determine the WWSC amount available at the time of the withdrawal: A is $3,680 B is 15% times (X less Y) less Z where: X is $100,000 Y is $0 (Withdrawal #1, did not exceed the WWSC amount) Z is $8,000 (Withdrawal #1 was made in the same CALENDAR year) 15% times ($100,000 less $0) less $8,000 = 15% times ($100,000) less $8,000 = $15,000 less $8,000 = $7,000 The greater of A or B is $7,000. This is the available WWSC amount at the time of Withdrawal #2. 48 Second, compare the amount withdrawn to the available WWSC amount: Withdrawal #2 of $8,000 exceeds the available WWSC amount of $7,000. Only $7,000 of Withdrawal #2 is part of the WWSC amount and $1,000 exceeds the WWSC amount. WITHDRAWAL #3 First, determine the WWSC amount available at the time of the withdrawal: A is $7,414 B is 15% times (X less Y) less Z where: X is $100,000 Y is $1,000 ($1,000 of Withdrawal #2 exceeded the WWSC amount) Z is $0 (This is the first withdrawal of this CALENDAR year) 15% times ($100,000 less $1,000) less $0 = 15% times ($99,000) less $0 = $14,850 less $0 = $14,850 The greater of A or B is $14,850. This is the available WWSC amount at the time of Withdrawal #3. Second, compare the amount withdrawn to the available WWSC amount: Withdrawal #3 of $15,000 exceeds the available WWSC amount of $14,850. Only $14,850 of Withdrawal #3 is part of the WWSC amount and $150.00 exceeds the WWSC amount. WITHDRAWAL #4 First, determine the WWSC amount available at the time of the withdrawal: A is $3,404 B is 15% times (X less Y) less Z where: X is $100,000 Y is $1,150 ($1,000 of Withdrawal #2 and $150 of Withdrawal #3 exceeded the WWSC amount) Z is $14,850 (Withdrawal #3 was made in the same CALENDAR year. $14,850 of the total withdrawal of 15,000 was a withdrawal of the WWSC amount.) 15% times ($100,000 less $1,150) less $14,850 = 15% times ($98,850) less $14,850 = $14,827.50 less $14,850 = $-22.50 The greater of A or B is $3,404. This is the available WWSC amount at the time of Withdrawal #4. Second, compare the amount withdrawn to the available WWSC amount: Withdrawal #4 of $2,000 is less than the available WWSC amount of $3,404. Thus it, is not subject to surrender charges. 49 IF YOU NEVER MAKE A WITHDRAWAL IN ANY CALENDAR YEAR THAT EXCEEDS THE WWSC AMOUNT, THEN THE MAXIMUM AVAILABLE WWSC AMOUNT EACH CALENDAR YEAR WILL NEVER BE LESS THAN 15% TIMES THE GROSS PAYMENTS MADE TO THE CONTRACT. EFFECT OF WITHDRAWAL WITHOUT SURRENDER CHARGE AMOUNT. When a withdrawal is taken, the Company initially determines the Withdrawal Without Surrender Charge Amount in the following order: - The Company first deducts the Withdrawal Without Surrender Charge Amount from Cumulative Earnings. - If the Withdrawal Without Surrender Charge Amount exceeds Cumulative Earnings, the Company will deem the excess to be withdrawn from New Payments on a last-in-first-out (LIFO) basis, so that the newest New Payments are withdrawn first. This results in those New Payments, which are otherwise subject to the highest surrender charge at that point in time, being withdrawn first without a surrender charge. - If more than one withdrawal is made during the year, on each subsequent withdrawal the Company will waive the surrender charge, if any, until the entire Withdrawal Without Surrender Charge Amount has been withdrawn. After the entire Withdrawal Without Surrender Charge Amount available in a calendar year has been withdrawn, for the purposes of determining the amount of the surrender charge, if any, withdrawals will be deemed to be taken in the following order: (1) First from Old Payments. - The surrender charge table is applicable, but because Old Payments have been invested in the Contract for more than 9 years, the surrender charge is 0%. (2) Second from New Payments. - The surrender charge table is applicable. - Payments are now withdrawn from this category on a first-in-first-out (FIFO) basis, so that the oldest New Payments are now withdrawn first. This results in the withdrawal of New Payments with the lowest surrender charge first. (3) Third from Payment Credits. - The surrender charge table is not applicable to the withdrawal of Payment Credits. For Qualified Contracts and Contracts issued under Section 457 Deferred Compensation Plans only, the maximum amount available without a surrender charge during any calendar year will be the greatest of (a), (b) and (c) where (a) and (b) are the same as above and (c) is the amount available as a Life Expectancy Distribution less any Withdrawal Without Surrender Charge taken during the same calendar year. (see "Life Expectancy Distributions" under DESCRIPTION OF THE CONTACT--THE ACCUMULATION PHASE. For further information on surrender and withdrawals, including minimum limits on amount withdrawn and amount remaining under the Contract in the case of withdrawals, and important tax considerations, see "SURRENDER AND WITHDRAWALS" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE and see FEDERAL TAX CONSIDERATIONS. WAIVER OF SURRENDER CHARGE(S) AND ADDITIONAL AMOUNTS CREDITED PHYSICAL DISABILITY OR ADMISSION TO MEDICAL CARE FACILITY. Where permitted by law, the Company will waive the surrender charge in the event that the Owner (or the Annuitant, if the Owner is not an individual) becomes physically disabled after the Issue Date of the Contract (or in the event that the original Owner or Annuitant has changed since issue, after being named Owner or Annuitant) and 50 before attaining age 65. The Company may require proof of such disability and continuing disability and reserves the right to obtain an examination by a licensed physician of its choice and at its expense. In addition, the Company will waive the surrender charge in the event that an Owner (or the Annuitant, if the Owner is not an individual) is: (1) admitted to a medical care facility after becoming the Owner or Annuitant under the Contract and remains confined there until the later of one year after the Issue Date or 90 consecutive days; or (2) first diagnosed by a licensed physician as having a fatal illness after the Issue Date of the Contract and after being named Owner or Annuitant. For purposes of the above provision, "medical care facility" means any state-licensed facility or, in a state that does not require licensing, a facility that is operating pursuant to state law, providing medically necessary inpatient care which is prescribed by a licensed physician in writing and based on physical limitations which prohibit daily living in a non-institutional setting. "Fatal illness" means a condition diagnosed by a licensed physician which is expected to result in death within two years of the diagnosis. "Physician" means a person (other than the Owner, Annuitant or a member of one of their families) who is state licensed to give medical care or treatment and is acting within the scope of that license. "Physically disabled" means that the Owner or Annuitant, as applicable, has been unable to engage in an occupation or to conduct daily activities for a period of at least 12 consecutive months as a result of disease or bodily injury. Where surrender charges have been waived under any of the situations discussed above, no additional payments under this Contract will be accepted unless required by state law. OTHER REDUCTIONS OR ELIMINATIONS OF SURRENDER CHARGES. From time to time the Company may allow a reduction in or elimination of the surrender charges, the period during which the charges apply, or both, and/or credit additional amounts on Contracts, when Contracts are sold to individuals or groups of individuals in a manner that reduces sales expenses. The Company will consider factors such as the following: - the size and type of group or class, and the persistency expected from that group or class; - the total amount of payments to be received, and the manner in which payments are remitted; - the purpose for which the Contracts are being purchased, and whether that purpose makes it likely that costs and expenses will be reduced; - other transactions where sales expenses are likely to be reduced; or - the level of commissions paid to selling broker-dealers or certain financial institutions with respect to Contracts within the same group or class (for example, broker-dealers who offer this Contract in connection with financial planning services offered on a fee-for-service basis). The Company also may reduce or waive the surrender charge, and/or credit additional amounts on Contracts, where either the Owner or the Annuitant on the Issue Date is within the following class of individuals ("eligible persons"): - employees and registered representatives of any broker-dealer which has entered into a sales agreement with the Company to sell the Contract; - employees of the Company, its affiliates and subsidiaries; officers, directors, trustees and employees of any of the Underlying Funds; - investment managers or sub-advisers of the Underlying Funds; and - the spouses of and immediate family members residing in the same household with such eligible persons. "Immediate family members" means children, siblings, parents, and grandparents. 51 In addition, if permitted under state law, surrender charge will be waived under 403(b) Contracts where the amount withdrawn is being contributed to a life policy issued by the Company as part of the individual's 403(b) plan. Where an Owner who is trustee under a pension plan surrenders, in whole or in part, a Contract on a terminating employee, the trustee will be permitted to reallocate all or a part of the Accumulated Value under the Contract to other Contracts issued by the Company and owned by the trustee, with no deduction for any otherwise applicable surrender charge. Any such reallocation will be at the unit values for the Sub-Accounts as of the Valuation Date on which a written, signed request is received at the Service Office. Any reduction or elimination in the amount or duration of the surrender charge will not discriminate unfairly among purchasers of this Contract. The Company will not make any changes to this charge where prohibited by law. TRANSFER CHARGE The Company currently does not assess a charge for processing transfers. The Company guarantees that the first 12 transfers in a Contract year will be free of transfer charge, but reserves the right to assess a charge, guaranteed never to exceed $25, for each subsequent transfer in a Contract year to reimburse it for the expense of processing transfers. For more information, see "TRANSFER PRIVILEGE" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE and "TRANSFERS OF ANNUITY UNITS" under ANNUITIZATION--THE PAYOUT PHASE. WITHDRAWAL ADJUSTMENT CHARGE After the Annuity Date, a withdrawal will result in a calculation by the Company of the present value of either all future annuity benefit payments or future guaranteed annuity benefit payments. The present value is calculated based on the Annuity 2000 Mortality Table (male, female or unisex rates as appropriate). If a withdrawal is made within 5 years of the Issue Date, the AIR or interest rate used to determine the annuity benefit payments is increased by one of the following adjustments: 15 or more years of annuity benefit payments being valued... 1.00% 10 - 14 years of annuity benefit payments being valued:..... 1.50% Less than 10 years of annuity benefit payments being valued:................................................... 2.00%
The adjustment to the AIR or interest rate used to determine the present value results in lower future annuity payments, and may be viewed as a charge under the Contract. The Withdrawal Adjustment Charge does not apply if a withdrawal is made in connection with the death of an Annuitant or if a withdrawal is made 5 or more years after the Issue Date. For more information see "WITHDRAWALS AFTER THE ANNUITY DATE," under ANNUITIZATION--THE PAYOUT PHASE. 52 GUARANTEE PERIOD ACCOUNTS Due to certain exemptive and exclusionary provisions in the securities laws, interests in the Guarantee Period Accounts and the Company's Fixed Account are not registered as an investment company under the provisions of the 1933 Act or the 1940 Act. Accordingly, the staff of the SEC has not reviewed the disclosures in this Prospectus relating to the Guarantee Period Accounts or the Fixed Account. Nevertheless, disclosures regarding the Guarantee Period Accounts and the Fixed Account of this Contract or any fixed benefits offered under these accounts may be subject to the provisions of the 1933 Act relating to the accuracy and completeness of statements made in the Prospectus. INVESTMENT OPTIONS. In most jurisdictions, Guarantee Periods ranging from three through ten years may be available. Each Guarantee Period established for the Owner is accounted for separately in a non-unitized segregated account except in California where it is accounted for in the Company's General Account. Each Guarantee Period Account provides for the accumulation of interest at a Guaranteed Interest Rate. The Guaranteed Interest Rate on amounts allocated or transferred to a Guarantee Period Account is determined from time to time by the Company in accordance with market conditions. Once an interest rate is in effect for a Guarantee Period Account, however, the Company may not change it during the duration of its Guarantee Period. In no event will the Guaranteed Interest Rate be less than 3%. The Guarantee Period Accounts are not available in Oregon, Maryland, and Pennsylvania. To the extent permitted by law, the Company reserves the right at any time to offer Guarantee Periods with durations that differ from those which were available when a Contract initially was issued and to stop accepting new allocations, transfers or renewals to a particular Guarantee Period. Owners may allocate net payments or make transfers from any of the Sub-Accounts, the Fixed Account or an existing Guarantee Period Account to establish a new Guarantee Period Account at any time prior to the Annuity Date. Transfers from a Guarantee Period Account on any date other than on the day following the expiration of that Guarantee Period will be subject to a Market Value Adjustment. The Company establishes a separate investment account each time the Owner allocates or transfers amounts to a Guarantee Period except that amounts allocated to the same Guarantee Period on the same day will be treated as one Guarantee Period Account. The minimum that may be allocated to establish a Guarantee Period Account is $1,000. If less than $1,000 is allocated, the Company reserves the right to apply that amount to the Goldman Sachs VIT Money Market Sub-Account. The Owner may allocate amounts to any of the Guarantee Periods available. At least 45 days, but not more than 75 days, prior to the end of a Guarantee Period, the Company will notify the Owner in writing of the expiration of that Guarantee Period. At the end of a Guarantee Period the Owner may transfer amounts to the Sub-Accounts, the Fixed Account or establish a new Guarantee Period Account of any duration then offered by the Company without a Market Value Adjustment. If reallocation instructions are not received at the Service Office before the end of a Guarantee Period, the account value automatically will be applied to a new Guarantee Period Account with the same duration at the then current rate unless (1) less than $1,000 would remain in the Guarantee Period Account on the expiration date, or (2) unless the Guarantee Period would extend beyond the Annuity Date or is no longer available. In such cases, the Guarantee Period Account value will be transferred to the Sub-Account investing in the Goldman Sachs VIT Money Market Sub-Account. Where amounts have been renewed automatically in a new Guarantee Period, the Company currently gives the Owner an additional 30 days to transfer out of the Guarantee Period Account without application of a Market Value Adjustment. This practice may be discontinued or changed with notice at the Company's discretion. MARKET VALUE ADJUSTMENT. No Market Value Adjustment will be applied to transfers, withdrawals, or a surrender from a Guarantee Period Account on the expiration of its Guarantee Period. No Market Value Adjustment applies to amounts deducted for Contract fees or Rider charges. In addition, no 53 negative Market Value Adjustment will be applied to a death benefit although a positive Market Value Adjustment, if any, will be applied to increase the value of the death benefit when based on the Contract's Accumulated Value. See "DEATH BENEFIT" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE. All other transfers, withdrawals, or a surrender prior to the end of a Guarantee Period will be subject to a Market Value Adjustment, which may increase or decrease the value. Amounts applied under an annuity option are treated as withdrawals when calculating the Market Value Adjustment. The Market Value Adjustment will be determined by multiplying the amount taken from each Guarantee Period Account before deduction of any Surrender Charge by the market value factor. The market value factor for each Guarantee Period Account is equal to: [(1+i)/(1+j)](n/365)-1 where: i is the Guaranteed Interest Rate expressed as a decimal for example: (3% = 0.03) being credited to the current Guarantee Period; j is the new Guaranteed Interest Rate, expressed as a decimal, for a Guarantee Period with a duration equal to the number of years remaining in the current Guarantee Period, rounded to the next higher number of whole years. If that rate is not available, the Company will use a suitable rate or index allowed by the Department of Insurance; and n is the number of days remaining from the Valuation Date to the end of the current Guarantee Period. Based on the application of this formula, if the then current market rates are lower than the rate being credited to the Guarantee Period Account, the value of a Guarantee Period Account will INCREASE after the Market Value Adjustment is applied. If the then current market rates are higher than the rate being credited to the Guarantee Period Account, the value of a Guarantee Period Account will DECREASE after the Market Value Adjustment is applied. The Market Value Adjustment is limited, however, so that even if the account value is decreased after application of a Market Value Adjustment, it will equal or exceed the Owner's principal plus 3% earnings per year less applicable Contract fees. Conversely, if the then current market rates are lower and the account value is increased after the Market Value Adjustment is applied, the increase in value also is affected by the minimum guaranteed rate of 3%. In this situation, the amount that will be added to the Guarantee Period Account is limited to the difference between the amount earned and the 3% minimum guaranteed earnings. For examples of how the Market Value Adjustment works, see APPENDIX B--SURRENDER CHARGES AND THE MARKET VALUE ADJUSTMENT. PROGRAM TO PROTECT PRINCIPAL AND PROVIDE GROWTH POTENTIAL. Under this feature, the Owner elects a Guarantee Period and one or more Sub-Accounts. The Company will then compute the proportion of the initial payment that must be allocated to the Guarantee Period selected, assuming no transfers or withdrawals, in order to ensure that the value in the Guarantee Period Account on the last day of the Guarantee Period will equal the amount of the initial payment, less any Contract fees or charges that are applicable to the Guarantee Period Accounts. The required amount will then be allocated to the pre-selected Guarantee Period Account and the remaining balance to the other investment options selected by the Owner, in accordance with the procedures described in "PAYMENTS" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE. WITHDRAWALS. Prior to the Annuity Date, the Owner may make withdrawals of amounts held in the Guarantee Period Accounts. Withdrawals from these accounts will be made in the same manner and be subject to the same rules as set forth in "SURRENDER AND WITHDRAWALS" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE. In addition, the following provisions also apply to withdrawals from a Guarantee Period Account: (1) a Market Value Adjustment 54 will apply to all withdrawals, including Withdrawals Without Surrender Charge, unless made at the end of the Guarantee Period; and (2) the Company reserves the right to defer payments of amounts withdrawn from a Guarantee Period Account for up to six months from the date it receives the withdrawal request. If deferred for 30 days or more, the Company will pay interest on the amount deferred at a rate of at least 3%. In the event that a Market Value Adjustment applies to a withdrawal of a portion of the value of a Guarantee Period Account, it will be calculated on the amount requested and deducted from or added to the amount withdrawn. If a surrender charge applies to the withdrawal, it will be calculated as set forth under CHARGES AND DEDUCTIONS after application of the Market Value Adjustment. 55 FEDERAL TAX CONSIDERATIONS A. INTRODUCTION This discussion is not exhaustive and is not intended as tax advice. A qualified tax adviser should always be consulted with regard to the application of the law to individual circumstances. This discussion is based on the Code, Treasury Department regulations, and interpretations existing on the date of this Prospectus. These authorities, however, are subject to change by Congress, the Treasury Department, and the courts. This discussion does not address state or local tax consequences, nor federal estate or gift tax consequences, associated with buying a Contract. IN ADDITION, WE MAKE NO GUARANTEE REGARDING ANY TAX TREATMENT--FEDERAL, STATE, OR LOCAL--OF ANY CONTRACT OR OF ANY TRANSACTION INVOLVING A CONTRACT. B. OUR TAX STATUS The Company is taxed as a life insurance company and the operations of the Separate Account are treated as a part of our total operations. The Separate Account is not separately taxed as a "regulated investment company." Investment income and capital gains of the Separate Account are not taxed to the extent they are applied under a contract. We do not anticipate that we will incur federal income tax liability attributable to the income and gains of the Separate Account, and therefore we do not intend to provide for these taxes. If we are taxed on investment income or capital gains of the Separate Account, then we may charge the Separate Account to pay these taxes. C. TAXATION OF ANNUITIES IN GENERAL 1. TAX DEFERRAL DURING ACCUMULATION PERIOD Under the Code, except as described below, increases in the Contract Value of a Non-Qualified Contract are generally not taxable to the Owner or Annuitant until received as annuity payments or otherwise distributed. However, certain requirements must be satisfied for this general rule to apply, including: - the Contract must be owned by an individual; - Separate Account investments must be "adequately diversified"; - we, rather than you, must be considered the Owner of Separate Account assets for federal tax purposes; and - annuity payments must appropriately amortize Purchase Payments and Contract earnings. NON-NATURAL OWNER. As a general rule, deferred annuity contracts held by "non-natural persons", such as corporations, trusts or similar entities, are not annuity contracts for federal income tax purposes. The investment income on these contracts is taxed each year as ordinary income received or accrued by the non-natural Owner. There are exceptions to this general rule for non-natural Owners. Contracts are generally treated as held by a natural person if the nominal Owner is a trust or other entity holding the contract as an agent for a natural person. However, this special exception does not apply to an employer who is the nominal Owner of a contract under a non-qualified deferred compensation plan for its employees. Additional exceptions to this rule include: - certain Contracts acquired by a decedent's estate due to the death of the decedent; - certain Qualified Contracts; - certain Contracts used with structured settlement agreements; and 56 - certain Contracts purchased with a single premium when the Annuity Date is no later than one year from Contract purchase and substantially equal periodic payments are made at least annually. DIVERSIFICATION REQUIREMENTS. For a Contract to be treated as an annuity for federal income tax purposes, separate account investments must be "adequately diversified". The Treasury Secretary issued regulations prescribing standards for adequately diversifying separate account investments. If the Separate Account failed to comply with these diversification standards, the contract would not be treated as an annuity contract for federal income tax purposes and the Owner would generally be taxed on the difference between the contract value and the Purchase Payments. Although we do not control Fund investments, we expect that each Fund will comply with these regulations so that each Subaccount of the Separate Account will be considered "adequately diversified." OWNERSHIP TREATMENT. In some circumstances, owners of variable contracts who retain excessive control over the investment of the underlying separate account assets may be treated as the owners of those assets and may be subject to tax on income produced by those assets. Although published guidance in this area does not address certain aspects of the Contracts, we believe that the Owner of a Contract should generally not be treated as the owner of any assets in the Separate Account, see, however, the discussion below on Publicly Available Funds. We reserve the right to modify the Contracts to bring them into conformity with applicable standards should such modification be necessary to prevent Owners of the Contracts from being treated as the owners of the underlying Separate Account assets. REQUIRED DISTRIBUTIONS. In order to be treated as an annuity contract for federal income tax purposes, Section 72(s) of the Code requires any Non-Qualified Contract to contain certain provisions specifying how your interest in the Contract will be distributed in the event of the death of an Owner. Specifically, Section 72(s) requires that (a) if any Owner dies on or after the Annuity Date, but prior to the time the entire interest in the Contract has been distributed, the entire interest in the Contract will be distributed at least as rapidly as under the method of distribution being used as of the date of such Owner's death; and (b) if any Owner dies prior to the Annuity Date, the entire interest in the Contract will be distributed within five years after the date of such Owner's death. These requirements will be considered satisfied as to any portion of an Owner's interest which is payable to or for the benefit of a designated Beneficiary and which is distributed over the life of such designated Beneficiary or over a period not extending beyond the life expectancy of that Beneficiary, provided that such distributions begin within one year of the Owner's death. The designated Beneficiary refers to a natural person designated by the Owner as a Beneficiary and to whom ownership of the Contract passes by reason of death. However, if the designated Beneficiary is the surviving spouse of the deceased Owner, the Contract may be continued with the surviving spouse as the new Owner. The Non-Qualified Contracts contain provisions that are intended to comply with these Code requirements, although no regulations interpreting these requirements have yet been issued. We intend to review such provisions and modify them if necessary to assure that they comply with the applicable requirements when such requirements are clarified by regulation or otherwise. Other rules may apply to Qualified Contracts. FEDERAL DEFENSE OF MARRIAGE ACT. The right of a spouse to continue the Contract and all Contract provisions relating to spousal continuation are available only to a person who meets the definition of "spouse" under Federal law. The Federal Defense of Marriage Act currently does not recognize same-sex marriages or civil unions, even those which are permitted under individual state laws. Therefore the spousal continuation provisions of this Contract will not be available to such partners or same sex marriage spouses. Consult a tax advisor for more information on this subject. 57 TRANSFERS, ASSIGNMENTS, OR EXCHANGES OF A CONTRACT. A transfer or assignment of ownership of a Contract, the designation of an Annuitant, the selection of certain Annuity Dates, or the exchange of a Contract may result in certain tax consequences to you that are not discussed herein. An Owner contemplating any such transfer, assignment, or exchange, should consult a tax advisor as to the tax consequences. DELAYED ANNUITY DATES. If the Annuity Date occurs (or is scheduled to occur) when the Annuitant has reached an advanced age, the Contract might not be treated as an annuity for federal income tax purposes. In that event, the income and gains under the Contract would be currently includible in your income. The following discussion assumes that the Contract is treated as an annuity contract for tax purposes and that we are treated as the Owner of Separate Account assets. 2. TAXATION OF PARTIAL AND FULL WITHDRAWALS Partial withdrawals from a Non-Qualified Contract are includible in income to the extent the Contract Value exceeds the "investment in the contract". This amount is referred to as the "income on the contract". Full withdrawals are also includible in income to the extent they exceed the "investment in the contract." Investment in the contract equals the total of Purchase Payments minus any amounts previously received from the Contract that were not includible in your income. All amounts includible in income with respect to the Contract are taxed as ordinary income. Any assignment or pledge (or agreement to assign or pledge) of Contract Value is treated as a withdrawal. Investment in the contract is increased by the amount includible in income with respect to such assignment or pledge. If you transfer a contract interest, without adequate consideration, to someone other than your spouse (or to a former spouse incident to divorce), you will be taxed on the income on the contract. In this case, the transferee's investment in the contract is increased to reflect the increase in your income. There may be special income tax issues present in situations where the Owner and the Annuitant are not the same person and are not married to one another. A tax adviser should be consulted in those situations. Other rules may apply to Qualified Contracts. PARTIAL WITHDRAWALS AFTER ANNUITIZATION. A lump-sum partial withdrawal from a qualified annuity contract is treated partly as return of a proportionate amount of the investment in the Contract with the excess taxable in full as ordinary income. However, with respect to a non-qualified contract, the IRS issued a private letter ruling in 2000 taking the position that no portion of such a partial withdrawal would be treated as a return of the investment in the contract until after the full amount of the accumulated income under the contract had been distributed. IN LIGHT OF THE UNCERTAINTY AS TO THE TAXATION OF SUCH WITHDRAWALS, OWNERS OF NON-QUALIFIED CONTRACTS SHOULD CONSULT THEIR TAX ADVISERS PRIOR TO MAKING PARTIAL WITHDRAWALS AFTER ANNUITIZATION. OWNERS OF QUALIFIED CONTRACTS SHOULD ALSO CONSULT THEIR TAX ADVISERS WITH RESPECT TO THE POSSIBLE EFFECT OF PARTIAL WITHDRAWALS FROM A QUALIFIED CONTRACT AFTER ANNUITIZATION ON THE COMPLIANCE OF THE CONTRACT WITH THE MINIMUM DISTRIBUTION REQUIREMENTS OF SECTION 401(A)(9). 3. TAXATION OF ANNUITY PAYMENTS Normally, the portion of each annuity payment taxable as ordinary income equals the payment minus the exclusion amount. The exclusion amount for annuity payments is the payment times the ratio of the investment in the contract allocated to the Annuity Option and adjusted for any period certain or refund feature, to the expected value of the annuity payments. 58 Once the total amount of the investment in the contract has been recovered, annuity payments will be fully taxable. If annuity payments stop because the Annuitant dies before the total amount of the investment in the contract is recovered, the unrecovered amount generally is allowed as a deduction to the Annuitant in the last taxable year. 4. TAXATION OF DEATH BENEFIT Amounts may be distributed upon your or the Annuitant's death. A death benefit is includible in income and: - if distributed in a lump sum is taxed like a full withdrawal, or - if distributed under an Annuity Option is taxed like annuity payments. 5. PENALTY TAX ON PREMATURE DISTRIBUTIONS A 10% penalty tax applies to a taxable payment from a Non-Qualified Contract unless: - received on or after you reach age 59 1/2; - received due to your disability; - made to a Beneficiary after your death or, for non-natural Owners, after the primary Annuitant's death; - made as a series of substantially equal periodic payments (at least annually) for your life (or life expectancy) or for the joint lives (or joint life expectancies) of you and a designated Beneficiary (within the meaning of the tax law); - made under a Contract purchased with a single premium when the Annuity Date is no later than one year from Contract purchase and substantially equal periodic payments are made at least annually; - made with annuities used with certain structured settlement agreements. Other exceptions may apply. 6. AGGREGATION OF CONTRACTS The taxable amount of an annuity payment or withdrawal from a Non-Qualified Contract may be determined by combining some or all of the Non-Qualified Contracts you own. For example, if you purchase a Contract and also purchase an immediate annuity at approximately the same time, the IRS may treat the two contracts as one contract. Similarly, if a person transfers part of his interest in one annuity contract to purchase another annuity contract, the IRS might treat the two contracts as one contract. In addition, if you purchase two or more Non-Qualified deferred annuity contracts from the same company (or its affiliates) during any calendar year, these contracts are treated as one contract. The effects of this aggregation are not always clear. However, it could affect the taxable amount of an annuity payment or withdrawal and the amount which might be subject to the 10% penalty tax. 7. EXCHANGE OF ANNUITY CONTRACTS We may issue the Contract in exchange for all or part of another annuity contract that you own. Such an exchange will be tax free if certain requirements are satisfied. If the exchange is tax free, your investment in the contract immediately after the exchange will generally be the same as that of the annuity contract exchanged, increased by any additional Purchase Payment made as part of the exchange. Your Contract Value immediately after the exchange may exceed your investment in the contract. That excess may be includible in income should amounts subsequently be withdrawn or distributed from the Contract (e.g., as a partial surrender, full surrender, annuity income payment, or 59 death benefit). If you exchange part of an existing annuity contract for the Contract, the IRS might treat the two contracts as one annuity contract in certain circumstances. (See "Aggregation of Contracts") You should consult your tax adviser in connection with an exchange of all or part of an annuity contract for the Contract. 8. PARTIAL ANNUITIZATION Under a new tax provision enacted in 2010, if part of an annuity contract's value is applied to an annuity option that provides payments for one or more lives or for a period of at least ten years, those payments may be taxed as annuity payments instead of withdrawals. None of the payment options under the Contract is intended to qualify for this "partial annuitization" treatment and, if you apply only part of the value of the Contract to a payment option, we will treat those payments as withdrawals for tax purposes. D. QUALIFIED PLANS Currently, the Contracts are also available for use in connection with retirement plans which receive favorable treatment under Sections 401, 403, 408, 408A or 457 of the Code. Contracts offered for use in connection with retirement plans that receive favorable treatment under Sections 401, 403, 408, 408A or 457 of the Code ("Qualified Plans") are referred to as "Qualified Contracts." Numerous special tax rules apply to the participants in Qualified Plans and to Qualified Contracts. We make no attempt in this Prospectus to provide more than general information about use of the Contract with the various types of Qualified Plans. PERSONS INTENDING TO USE THE CONTRACT IN CONNECTION WITH QUALIFIED PLANS SHOULD CONSULT A TAX ADVISER. Under the Code, qualified plans generally enjoy tax-deferred accumulation amounts invested in the plan. Therefore, in considering whether or not to purchase a Contract in a qualified plan, you should consider the Contract's features other than tax deferral, including the availability of lifetime annuity payments. The tax rules applicable to Qualified Plans vary according to the type of plan and the terms and conditions of the plan. For example, for both withdrawals and annuity payments under certain Qualified Contracts, there may be no "investment in the contract" and the total amount received may be taxable. Both the amount of the contribution that may be made, and the tax deduction or exclusion that you may claim for such contribution, are limited under Qualified Plans. If the Contract is used with a Qualified Plan, you and the Annuitant must be the same individual. If a joint Annuitant is named, all distributions made while the Annuitant is alive must be made to the Annuitant. Also, if a joint Annuitant is named who is not the Annuitant's spouse, the Annuity Options which are available may be limited, depending on the difference in their ages. Furthermore, the length of any guarantee period may be limited in some circumstances to satisfy certain minimum distribution requirements under the Code. Qualified Contracts are subject to special rules specifying the time at which distributions must begin and the amount that must be distributed each year. In the case of Individual Retirement Annuities, distributions of minimum amounts must generally begin by April 1 of the calendar year following the calendar year in which the Owner attains age 70 1/2. The required beginning date for 401, 403 and 457 plans is the April 1 of the calendar year following the later of the year in which the Owner attains age 70 1/2 or retires. There are no required minimum distributions during the Owner's lifetime under Roth IRAs. An excise tax is imposed for the failure to comply with the minimum distribution requirements. This excise tax generally equals 50% of the amount by which a minimum required distribution exceeds the actual distribution. The death benefit or other optional benefits under your Contract may affect the amount of the minimum required distribution that must be taken from your Contract. 60 A 10% penalty tax may apply to the taxable amount of payments from Qualified Contracts. For Individual Retirement Annuities, the penalty tax does not apply, for example, to a payment: - received after you reach age 59 1/2, - received after your death or because of your disability, or - made as a series of substantially equal periodic payments (at least annually) for your life (or life expectancy) or for the joint lives (or joint life expectancies) of you and your designated Beneficiary. In addition, the penalty tax does not apply to certain distributions used for qualified first time home purchases, higher education expenses or qualified military reservist distributions. Special conditions must be met to qualify for these exceptions. If you wish to take a distribution for these purposes you should consult your tax adviser. Other exceptions may also be available. Qualified Contracts are amended to conform to tax qualification requirements. However, you are cautioned that the rights of any person to any benefits under Qualified Plans may be subject to the terms and conditions of the plans themselves, regardless of the terms and conditions of the Contract. In addition, we are not bound by terms and conditions of Qualified Plans if they are inconsistent with the Contract. 1. QUALIFIED PLAN TYPES INDIVIDUAL RETIREMENT ANNUITIES. The Code permits eligible individuals to contribute to an individual retirement annuity known as an "IRA." IRAs limit the amounts contributed, the persons eligible and the time when distributions start. Also, subject to direct rollover and mandatory withholding requirements, distributions from other types of qualified plans generally may be "rolled over" on a tax-deferred basis into an IRA. The Contract may not fund a "Coverdell Education Savings Account" (formerly known as an "Education IRA"). SIMPLIFIED EMPLOYEE PENSIONS (SEP IRAS). The Code allows employers to establish simplified employee pension plans, using the employees' IRAs. Under these plans the employer may make limited deductible contributions on behalf of the employees to IRAs. Employers and employees intending to use the Contract in connection with these plans should consult a tax adviser. SIMPLE IRAS. The Code permits certain small employers to establish "SIMPLE retirement accounts," including SIMPLE IRAs, for their employees. Under SIMPLE IRAs, certain deductible contributions are made by both employees and employers. SIMPLE IRAs are subject to various requirements, including limits on the amounts that may be contributed, the persons who may be eligible, and the time when distributions may commence. Employers and employees intending to use the Contract in connection with these plans should consult a tax adviser. ROTH IRAS. The Code permits contributions to an IRA known as a "Roth IRA." Roth IRAs differ from other IRAs in certain respects, including: - Roth IRA contributions are never deductible; - "qualified distributions" from a Roth IRA are excludable from income; - mandatory distribution rules do not apply before death; - a rollover to a Roth IRA must be a "qualified rollover contribution," under the Code; - special eligibility requirements apply; and - contributions to a Roth IRA can be made after the Owner has reached age 70 1/2. All or part of an IRA may be converted into a Roth IRA without taking an actual distribution. You may convert by notifying the IRA issuer or trustee. A conversion typically results in the inclusion of 61 some or all of the IRA value in gross income, except that the 10% penalty tax does not apply on the conversion. Any "qualified distribution", as defined in Code Section 408A, from a Roth IRA is excludible from gross income. A qualified distribution includes a distribution made after you reach age 59 1/2, after your death, because of your disability, or made to a first-time homebuyer. A qualified distribution can only be made after the first five tax years after the year for which you (or your spouse) made a contribution to any Roth IRA established for your benefit. CORPORATE AND SELF-EMPLOYED ("H.R. 10" AND "KEOGH") PENSION AND PROFIT-SHARING PLANS. The Code permits corporate employers to establish types of tax-favored retirement plans for employees. The Self-Employed Individuals Tax Retirement Act of 1962, as amended, commonly referred to as "H.R. 10" or "Keogh" permits self-employed individuals also to establish such tax-favored retirement plans for themselves and their employees. Such retirement plans may permit the purchase of the Contracts in order to provide benefits under the plans. Employers intending to use the Contract in connection with such plans should seek competent advice. TAX-SHELTERED ANNUITIES. Code Section 403(b) permits public school employees and employees of certain types of charitable, educational and scientific organizations to have their employers purchase annuity contracts for them and, subject to certain limitations, to exclude the amount of Purchase Payments from taxable gross income. These annuity contracts are commonly referred to as "tax-sheltered annuities". If you purchase a Contract for such purposes, you should seek competent advice as to eligibility, limitations on permissible amounts of Purchase Payments and other tax consequences associated with the Contracts. Tax-sheltered annuity contracts must contain restrictions on withdrawals of: - contributions made pursuant to a salary reduction agreement in years beginning after December 31, 1988, - earnings on those contributions, and - earnings after December 31, 1988 on amounts attributable to salary reduction contributions held as of December 31, 1988. These amounts can be paid only if you have reached age 59 1/2, severed employment, died, or becomes disabled (within the meaning of the tax law), or in the case of hardship (within the meaning of the tax law). Amounts permitted to be distributed in the event of hardship are limited to actual contributions; earnings thereon cannot be distributed on account of hardship. Amounts subject to the withdrawal restrictions applicable to Section 403(b)(7) custodial accounts may be subject to more stringent restrictions. (These limitations on withdrawals generally do not apply to the extent you direct us to transfer some or all of the Contract Value to the issuer of another tax-sheltered annuity or into a Section 403(b)(7) custodial account.) For Contracts issued after December 31, 2008, amounts attributable to contributions other than salary reduction contributions generally may not be distributed before severance of employment or occurrence of an event specified in the employer's Section 403(b) plan. Pursuant to new tax regulations, we generally are required to confirm, with your 403(b) plan sponsor or otherwise, that withdrawals, transfers, or surrenders you request from a 403(b) Contract comply with applicable tax requirements and to decline requests that are not. DEFERRED COMPENSATION PLANS OF STATE AND LOCAL GOVERNMENTS AND TAX-EXEMPT ORGANIZATIONS. The Code permits employees of state and local governments and tax-exempt organizations to defer a portion of their compensation without paying current taxes. The employees must be participants in an eligible deferred compensation plan. Generally, a Contract purchased by a state or local government or a tax-exempt organization will not be treated as an annuity contract for federal income tax purposes. Those who intend to use the Contracts in connection with such plans should seek competent advice. 62 2. DIRECT ROLLOVERS If the Contract is used with a retirement plan that is qualified under Sections 401(a), 403(a), or 403(b) of the Code or with an eligible government deferred compensation plan that is qualified under Section 457(b), any "eligible rollover distribution" from the Contract will be subject to "direct rollover" and mandatory withholding requirements. An eligible rollover distribution generally is any distribution from such a qualified retirement plan, excluding certain amounts such as: - minimum distributions required under Section 401(a)(9) of the Code, - certain distributions for life, life expectancy, or for ten years or more which are part of a "series of substantially equal periodic payments," and - hardship distributions. Under these requirements, federal income tax equal to 20% of the taxable portion of the eligible rollover distribution will be withheld from the amount of the distribution. Unlike withholding on certain other amounts distributed from the Contract, discussed below, you cannot elect out of withholding with respect to an eligible rollover distribution. However, this 20% withholding will not apply if, instead of receiving the eligible rollover distribution, you (or your beneficiary) elect to have it directly transferred to certain types of qualified retirement plans. Prior to receiving an eligible rollover distribution, a notice will be provided explaining generally the direct rollover and mandatory withholding requirements and how to avoid the 20% withholding by electing a direct rollover. E. FEDERAL INCOME TAX WITHHOLDING We withhold and send to the U.S. Government a part of the taxable portion of each distribution unless you notify us before distribution of an available election not to have any amounts withheld. In certain circumstances, we may be required to withhold tax. The withholding rates for the taxable portion of periodic annuity payments are the same as the withholding rates for wage payments. In addition, the withholding rate for the taxable portion of non-periodic payments (including withdrawals prior to the maturity date and conversions of, or rollovers from, non-Roth IRAs to Roth IRAs) is 10%. The withholding rate for eligible rollover distributions is 20%. F. OTHER TAX ISSUES 1. FEDERAL ESTATE TAXES While no attempt is being made to discuss the federal estate tax implications of the Contract in detail, a purchaser should keep in mind that the value of an annuity contract owned by a decedent and payable to a beneficiary by virtue of surviving the decedent is included in the decedent's gross estate. Depending on the terms of the annuity contract, the value of the annuity included in the gross estate may be the value of the lump sum payment payable to the designated beneficiary or the actuarial value of the payments to be received by the beneficiary. Consult an estate planning advisor for more information. 2. GENERATION-SKIPPING TRANSFER TAX Under certain circumstances, the Code may impose a "generation skipping transfer tax" when all or part of an annuity contract is transferred to, or a death benefit is paid to, an individual two or more generations younger than the Owner. Regulations issued under the Code may require us to deduct the tax from your Contract, or from any applicable payment, and pay it directly to the IRS. For 2012, the federal estate tax, gift tax and generation-skipping transfer ("GST") tax exemptions and maximum rates are $5,120,000 and 35%, respectively. After 2012, in the absence of legislative action, the federal estate tax, gift tax and GST tax exemptions and rates will return to their 2001 levels (with 63 inflation adjustments for the GST tax exemption but not for the estate or gift tax exemptions). This would result in significantly lower exemptions and significantly higher tax rates. Between now and the end of 2012, Congress may make the current exemptions and rates permanent, it may do nothing and allow the 2001 levels to go into effect, or it may change the applicable exemptions and/or tax rates. The uncertainty as to how the current law might be modified in coming years underscores the importance of seeking guidance from a qualified adviser to help ensure that your estate plan adequately addresses your needs and that of your beneficiaries under all possible scenarios. 3. MEDICARE TAX. Beginning in 2013, distributions from non-qualified annuity contracts will be considered "investment income" for purposes of the newly enacted Medicare tax on investment income. Thus, in certain circumstances, a 3.8% tax may be applied to some or all of the taxable portion of distributions (e.g. earnings) to individuals whose income exceeds certain threshold amounts ($200,000 for filing single, $250,000 for married filing jointly and $125,000 for married filing separately). Please consult a tax advisor for more information. 4. ANNUITY PURCHASES BY RESIDENTS OF PUERTO RICO The Internal Revenue Service has ruled that income received by residents of Puerto Rico under life insurance or annuity contracts issued by a Puerto Rico branch of a United States life insurance company is U.S.-source income that is generally subject to United States federal income tax. 5. ANNUITY PURCHASES BY NONRESIDENT ALIENS AND FOREIGN CORPORATIONS The discussion above provides general information regarding U.S. federal income tax consequences to annuity purchasers that are U.S. citizens or residents. Purchasers that are not U.S. citizens or residents will generally be subject to U.S. federal withholding tax on taxable distributions from annuity contracts at a 30% rate, unless a lower treaty rate applies. In addition, purchasers may be subject to state and/or municipal taxes and taxes that may be imposed by the purchaser's country of citizenship or residence. Prospective purchasers are advised to consult with a qualified tax adviser regarding U.S. state, and foreign taxation with respect to an annuity contract purchase. 6. FOREIGN TAX CREDITS We may benefit from any foreign tax credits attributable to taxes paid by certain Funds to foreign jurisdictions to the extent permitted under federal tax law. 7. POSSIBLE TAX LAW CHANGES Although the likelihood of legislative changes is uncertain, there is always the possibility that the tax treatment of the Contract could change by legislation or otherwise. Consult a tax adviser with respect to legislative developments and their effect on the Contract. We have the right to modify the contract in response to legislative changes that could otherwise diminish the favorable tax treatment that annuity contract Owners currently receive. We make no guarantee regarding the tax status of any contact and do not intend the above discussion as tax advice. 64 STATEMENTS AND REPORTS An Owner is sent a report semi-annually which provides certain financial information about the Underlying Funds. At least annually, the Company will furnish a statement to the Owner containing information about his or her Contract, including Accumulation Unit Values and other information as required by applicable law, rules and regulations. The Company will also send a confirmation statement to Owners each time a transaction is made affecting the Contract's Accumulated Value. (Certain transactions made under recurring payment plans may be confirmed quarterly rather than by immediate confirmations.) The Owner should review the information in all statements carefully. All errors or corrections must be reported to the Company immediately to assure proper crediting to the Contract. The Company will assume that all transactions are accurately reported on confirmation statements and other statements unless the Owner notifies the Service Office in writing within 30 days after receipt of the statement. ADDITION, DELETION OR SUBSTITUTION OF INVESTMENTS The Company reserves the right, subject to applicable law, to make additions to, deletions from, or substitutions for the shares of a fund that are held in the Sub-Accounts or that the Sub-Accounts may purchase. If the shares of any Underlying Fund no longer are available for investment or if, in the Company's judgment, further investment in any Underlying Fund should become inappropriate in view of the purposes of the Variable Account or the affected Sub-Account, the Company may withdraw the shares of that Underlying Fund and substitute shares of another registered open-end management company. The Company will not substitute any shares attributable to a Contract interest in a Sub-Account without notice to the Owner and prior approval of the SEC and state insurance authorities, to the extent required by the 1940 Act or other applicable law. The Variable Account may, to the extent permitted by law, purchase other securities for other contracts or permit a conversion between contracts upon request by an Owner. The Company also reserves the right to establish additional Sub-Accounts of the Variable Account, each of which would invest in shares corresponding to a new Underlying Fund or in shares of another investment company having a specified investment objective. Subject to applicable law and any required SEC approval, the Company may, in its sole discretion, establish new Sub-Accounts or eliminate the availability of one or more Sub-Accounts if marketing needs, tax considerations or investment conditions warrant. Any new Sub-Accounts may be made available to existing Owners on a basis to be determined by the Company. Shares of the Underlying Funds also are issued to variable accounts of the Company and its affiliates which issue variable life contracts ("mixed funding"). Shares of the Underlying Funds also are issued to other unaffiliated insurance companies (shared funding). It is conceivable that in the future such mixed funding or shared funding may be disadvantageous for variable life owners or variable annuity owners. Although the Company and the underlying investment companies do not currently foresee any such disadvantages to either variable life insurance owners or variable annuity owners, the Company and the respective trustees intend to monitor events in order to identify any material conflicts between such owners, and to determine what action, if any, should be taken in response thereto. If the trustees were to conclude that separate funds should be established for variable life and variable annuity separate accounts, the Company will bear the attendant expenses. The Company reserves the right, subject to compliance with applicable law, to: (1) transfer assets from the Variable Account or Sub-Account to another of the Company's variable accounts or Sub-Accounts having assets of the same class, (2) to operate the Variable Account or any Sub-Account as a management investment company under the 1940 Act or in any other form permitted by law, 65 (3) to deregister the Variable Account under the 1940 Act in accordance with the requirements of the 1940 Act, (4) to substitute the shares of any other registered investment company for the Underlying Fund shares held by a Sub-Account, in the event that Underlying Fund shares are unavailable for investment, or if the Company determines that further investment in such Underlying Fund shares is inappropriate in view of the purpose of the Sub-Account, (5) to change the methodology for determining the net investment factor; (6) to change the names of the Variable Account or of the Sub-Accounts and (7) to combine Sub-Accounts or the Variable Account with other Sub-Accounts or other Separate Accounts of the Company. If any of these substitutions or changes is made, the Company may endorse the Contract to reflect the substitution or change, and will notify Owners of all such changes. In no event will the changes described above be made without notice to Owners in accordance with the 1940 Act. CHANGES TO COMPLY WITH LAW AND AMENDMENTS The Company reserves the right, without the consent of Owners, to suspend sales of the Contract as presently offered, and to make any change to provisions of the Contract to comply with, or give Owners the benefit of, any federal or state statute, rule or regulation (or any laws, regulations or rules of any jurisdiction in which the Company is doing business), including but not limited to requirements for annuity contracts and retirement plans under the Code and pertinent regulations or any state statute or regulation. Any such changes will apply uniformly to all Contracts that are affected. Owners will be given written notice of such changes. VOTING RIGHTS The Company will vote Underlying Fund shares held by each Sub-Account in accordance with instructions received from Owners. Each person having a voting interest in a Sub-Account will be provided with proxy materials of the Underlying Fund, together with a form with which to give voting instructions to the Company. Shares for which no timely instructions are received will be voted in proportion to the instructions that are received. The Company also will vote shares in a Sub-Account that it owns and which are not attributable to Contracts in the same proportion. If the 1940 Act or any rules thereunder should be amended or if the present interpretation of the 1940 Act or such rules should change, and as a result the Company determines that it is permitted to vote shares in its own right, whether or not such shares are attributable to the Contract, the Company reserves the right to do so. The number of votes which an Owner may cast will be determined by the Company as of the record date established by the Underlying Fund. During the accumulation period, the number of Underlying Fund shares attributable to each Owner will be determined by dividing the dollar value of the Accumulation Units of the Sub-Account credited to the Contract by the net asset value of one Underlying Fund share. During the annuity payout phase, the number of Underlying Fund shares attributable to each Owner will be determined by dividing the reserve held in each Sub-Account for the Owner's Variable Annuity by the net asset value of one Underlying Fund share. Ordinarily, the Owner's voting interest in the Underlying Fund will decrease as the reserve for the Variable Annuity is depleted. 66 DISTRIBUTION Effective May 1, 2008, Epoch Securities, Inc. ("Epoch" or "Principal Underwriter"), a Delaware company located at 132 Turnpike Road, Southborough, Massachusetts 01772, became principal underwriter for the Contracts. Epoch is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. The Contract was previously sold by certain independent broker-dealers. The Company paid commissions not to exceed 7.0% of payments to broker-dealers which sold the Contract. The Company currently does not pay direct commissions on additional payments to the Contracts. However, alternative commission schedules may be in effect with lower initial commission amounts plus ongoing annual compensation of up to 1% of the Contract's Accumulated Value. To the extent permitted by FINRA rules, overrides and promotional incentives or payments also may be provided to agents, independent marketing organizations, and broker-dealers based on sales volumes, the assumption of wholesaling functions, or other sales-related criteria. Additional payments may be made for other services not directly related to the sale of the Contract, including the recruitment and training of personnel, production of promotional literature, and similar services. The Company intends to recoup commissions and other sales expenses through a combination of anticipated surrender charges and profits from the Company's General Account, which may include amounts derived from mortality and risk charges. Commissions paid on the Contract, including additional incentives or payments, do not result in any additional charge to Owners or to the Variable Account. The Company will retain any surrender charges assessed on a Contract. LEGAL MATTERS There are no legal proceedings to which we, the Separate Account or the Principal Underwriter is a party, or to which the assets of the Separate Account are subject, that are likely to have a material adverse effect on: - the Separate Account; or - the ability of the principal underwriter to perform its contract with the Separate Account; or - on our ability to meet our obligations under the variable annuity contracts funded through the Separate Account. FURTHER INFORMATION A Registration Statement under the 1933 Act relating to this offering has been filed with the SEC. Certain portions of the Registration Statement and amendments have been omitted in this Prospectus pursuant to the rules and regulations of the SEC. The omitted information may be obtained from the SEC's principal office in Washington, D.C., upon payment of the SEC's prescribed fees. 67 APPENDIX A MORE INFORMATION ABOUT THE FIXED ACCOUNT Because of exemption and exclusionary provisions in the securities laws, interests in the Fixed Account generally are not subject to regulation under the provisions of the 1933 Act or the 1940 Act. Disclosures regarding the fixed portion of the annuity Contract and the Fixed Account may be subject to the provisions of the 1933 Act concerning the accuracy and completeness of statements made in this Prospectus. The disclosures in this APPENDIX A have not been reviewed by the SEC. The Fixed Account is part of the Company's General Account which is made up of all of the general assets of the Company other than those allocated to separate accounts. Allocations to the Fixed Account become part of the assets of the Company and are used to support insurance and annuity obligations. The General Account is not segregated or insulated from the claims of the insurance company's creditors. Any amounts allocated to the Fixed Account or amounts that we guarantee in excess of your Contract Value are subject to our financial strength and claim's paying ability, and are subject to the risk that the insurance company may not be able to cover, or may default on, its obligations under those guarantees. A portion or all of net payments may be allocated to accumulate at a fixed rate of interest in the Fixed Account. Such net amounts are guaranteed by the Company as to principal and a minimum rate of interest. Currently, the Company will credit amounts allocated to the Fixed Account with interest at an effective annual rate of at least 3%, compounded daily. Additional "Excess Interest" may or may not be credited at the sole discretion of the Company. TRANSFERS TO OR FROM THE FIXED ACCOUNT. Transfers to or from the Fixed Account are subject to the Company's then-current rules on Disruptive Trading, as may be amended from time to time. In addition, the Company reserves the right to impose reasonable rules on transfers, including but not limited to the frequency, timing, and amount of transfers to or from the Fixed Account. The Company reserves the right to amend its Disruptive Trading and/or other transfer rules in its sole discretion. Certain states may also impose restrictions on payments and transfers to the Fixed Account A-1 APPENDIX B OPTIONAL ENHANCED DEATH BENEFIT RIDERS The Company offered a number of optional Enhanced Death Benefit (EDB) Riders that could be elected at issue depending on the age of the oldest Owner. If you elected an Enhanced Death Benefit Rider, it will remain in effect until the earliest of (a) the Annuity Date; (b) the date the Company determines that a death benefit is payable and the Contract is not continued by the spouse as provided in "THE SPOUSE OF THE OWNER AS BENEFICIARY" under DESCRIPTION OF THE CONTRACT--THE ACCUMULATION PHASE; or (c) surrender of the Contract. The Company reserves the right to discontinue offering any of the described EDB Riders at any time. Such discontinuance would not affect previously issued EDB Riders. The following is a list of the various Enhanced Death Benefit Riders that you may have had available to you at issue. (Not all Riders were available at the same time or in all states.) To determine which Rider you have, you should check the form number in the lower left-hand corner. 1. 15% Breakthrough EDB Rider (Form 3316-02) 2. 10% Breakthrough EDB Rider (Form 3315-02) 3. Annual Step-Up With 5% Yield EDB Rider (Form 3312-02) (in Texas Form 3311-02) 4. 15% Breakthrough with 5% Yield EDB Rider (Form 3318-02) 5. 10% Breakthrough with 5% Yield EDB Rider (Form 3317-02) 6. Annual Step-Up with 7% Yield EDB Rider (Form 3313-02) 7. Annual Step-up With 5% Yield EDB (Form 3263-99) 8. 15% Breakthrough EDB Rider (Form 3241-01)-Not available in All States B-2 1. 15% BREAKTHROUGH ENHANCED DEATH BENEFIT RIDER (FORM 3316-02) This 15% Breakthrough Enhanced Death Benefit Rider provides a death benefit guarantee if death of an Owner (or an Annuitant if the Owner is not a natural person) occurs before the Annuity Date. Withdrawals reduce the applicable values on a proportionate basis. The "Current Breakthrough Value" on the date of death or the deceased's 90th birthday, whichever occurs first, is the (b) value guaranteed as the death benefit. On the issue date of the Contract, the Current Breakthrough Value is equal to the initial payment. The "Target Breakthrough Value" is equal to 115% of the Current Breakthrough Value. Each time the Accumulated Value of the Contract reaches the Target Breakthrough Value, that Target Breakthrough Value becomes the new Current Breakthrough Value. A new Target Breakthrough Value, which is 115% of the new Current Breakthrough Value, is then set. The Current Breakthrough Value is increased by subsequent Payments and proportionately reduced by withdrawals; see below. The amount of the death benefit paid by the Company depends upon whether the death of an Owner (or an Annuitant if the Owner is a non-natural person) occurs (1) before or (2) on or after his/her 90th birthday. I. DEATH BEFORE 90TH BIRTHDAY. If an Owner (or an Annuitant if the Owner is a non-natural person), dies before the Annuity Date and before his/her 90th birthday, the death benefit will be the GREATER of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; or (b) the Current Breakthrough Value on the date of death, increased for subsequent payments, and proportionately reduced for subsequent withdrawals. II. DEATH ON OR AFTER 90TH BIRTHDAY. If an Owner (or an Annuitant if the Owner is a non-natural person) dies before the Annuity Date and on or after his/her 90th birthday, the death benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; (b) the Current Breakthrough Value on the deceased's 90th birthday, increased for subsequent payments and proportionately reduced for subsequent withdrawals; and (c) the Accumulated Value, increased for any positive MVA, if applicable, on the deceased's 90th birthday, increased for subsequent payments and proportionately reduced for subsequent withdrawals. EFFECT OF PAYMENTS ON THE BREAKTHROUGH EDB RIDER Subsequent payments increase the Current Breakthrough Value by the amount of the payment. Following a payment, the Target Breakthrough Value will be 115% of the new Current Breakthrough Value. When a payment is made: (a) the Current Breakthrough Value increases by the amount of the payment; and (b) the Target Breakthrough Value increases to 115% of the Current Breakthrough Value immediately after the payment. For example, assume that immediately prior to a payment, the Current Breakthrough Value is $100,000, the Accumulated Value is $110,000, and the Target Breakthrough Value is $115,000. The Owner then B-3 makes a payment of $10,000. The new Current Breakthrough Value is $110,000, the Accumulated Value is $120,000, and the new Target Breakthrough Value is $126,500 (115% of $110,000). EFFECT OF WITHDRAWALS ON THE BREAKTHROUGH EDB RIDER Subsequent withdrawals proportionately reduce the Current Breakthrough Value, as described below. Following a withdrawal, the Target Breakthrough Value will be 115% of the reduced Current Breakthrough Value. When a withdrawal is taken: (a) the Current Breakthrough Value decreases proportionately, as described below; and (b) the Target Breakthrough Value decreases to 115% of the Current Breakthrough Value immediately after the withdrawal. CALCULATION OF PROPORTIONATE REDUCTION DUE TO WITHDRAWALS The proportionate reduction in a death benefit or in the Current Breakthrough Value is calculated by multiplying the amount of the death benefit or the Current Breakthrough Value immediately prior to the withdrawal by the following fraction: Amount of the Withdrawal ------------------------------------------------------------ Accumulated Value determined immediately prior to the Withdrawal
For example, assume that immediately prior to a withdrawal, the Current Breakthrough Value is $100,000, the Accumulated Value is $110,000, and the Target Breakthrough Value is $115,000. The Owner then makes a withdrawal of $5,000. The proportionate reduction in the Current Breakthrough Value is calculated as follows: Proportionate reduction = Current Breakthrough Value times (Amount of the Withdrawal divided by the Accumulated Value immediately prior to the withdrawal) = $100,000 times ($5,000 divided by $110,000) = $4,545 New Current Breakthrough Value = $100,000 - $4,545 = $95,455 New Target Breakthrough Value = 115% of $95,455 = $109,773
The new Current Breakthrough Value is $95,455 and the new Target Breakthrough Value is $109,773. B-4 2. 10% BREAKTHROUGH ENHANCED DEATH BENEFIT RIDER (FORM 3315-02) This 10% Breakthrough Enhanced Death Benefit Rider provides a death benefit guarantee if death of an Owner (or an Annuitant if the Owner is not a natural person) occurs before the Annuity Date. Withdrawals reduce the applicable values on a proportionate basis. The "Current Breakthrough Value" on the date of death or the deceased's 90th birthday, whichever occurs first, is the amount guaranteed as the death benefit. On the issue date of the Contract, the Current Breakthrough Value is equal to the initial payment. The "Target Breakthrough Value" is equal to 110% of the Current Breakthrough Value. Each time the Accumulated Value of the Contract reaches the Target Breakthrough Value, that Target Breakthrough Value becomes the new Current Breakthrough Value. A new Target Breakthrough Value, which is 110% of the new Current Breakthrough Value, is then set. The Current Breakthrough Value is increased by subsequent Payments and proportionately reduced by withdrawals; see below. The amount of the death benefit paid by the Company depends upon whether the death of an Owner (or an Annuitant if the Owner is a non-natural person) occurs (1) before or (2) on or after his/her 90th birthday. I. DEATH BEFORE 90TH BIRTHDAY. If an Owner (or an Annuitant if the Owner is a non-natural person), dies before the Annuity Date and before his/her 90th birthday, the death benefit will be the GREATER of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; or (b) the Current Breakthrough Value on the date of death, increased for subsequent payments, and proportionately reduced for subsequent withdrawals. II. DEATH ON OR AFTER 90TH BIRTHDAY. If an Owner (or an Annuitant if the Owner is a non-natural person) dies before the Annuity Date and on or after his/her 90th birthday, the death benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; (b) the Current Breakthrough Value on the deceased's 90th birthday, increased for subsequent payments and proportionately reduced for subsequent withdrawals; and (c) the Accumulated Value, increased for any positive MVA, if applicable, on the deceased's 90th birthday, increased for subsequent payments and proportionately reduced for subsequent withdrawals. EFFECT OF PAYMENTS ON THE BREAKTHROUGH EDB RIDER Subsequent payments increase the Current Breakthrough Value by the amount of the payment. Following a payment, the Target Breakthrough Value will be110% of the Current Breakthrough Value. When a payment is made: (a) the Current Breakthrough Value increases by the amount of the payment; and (b) the Target Breakthrough Value increases to 110% of the Current Breakthrough Value immediately after the payment. For example, assume that immediately prior to a payment, the Current Breakthrough Value is $100,000, the Accumulated Value is $105,000, and the Target Breakthrough Value is $110,000. The Owner then makes a payment of $10,000. The new Current Breakthrough Value is $110,000, the Accumulated Value is $115,000, and the new Target Breakthrough Value is $121,000 (110% of $110,000). B-5 EFFECT OF WITHDRAWALS ON THE BREAKTHROUGH EDB RIDER Subsequent withdrawals proportionately reduce the Current Breakthrough Value, as described below. Following a withdrawal, the Target Breakthrough Value will be 110% of the Current Breakthrough Value. When a withdrawal is taken: (a) the Current Breakthrough Value decreases proportionately, as described below; and (b) the Target Breakthrough Value decreases to 110% of the Current Breakthrough Value immediately after the withdrawal. CALCULATION OF PROPORTIONATE REDUCTION DUE TO WITHDRAWALS The proportionate reduction in a death benefit or in the Current Breakthrough Value is calculated by multiplying the amount of the death benefit or the Current Breakthrough Value immediately prior to the withdrawal by the following fraction: Amount of the Withdrawal ------------------------------------------------------------ Accumulated Value determined immediately prior to the Withdrawal
For example, assume that immediately prior to a withdrawal, the Current Breakthrough Value is $100,000, the Accumulated Value is $105,000, and the Target Breakthrough Value is $110,000. The Owner then makes a withdrawal of $5,000. The proportionate reduction in the Current Breakthrough Value is calculated as follows: Proportionate reduction = Current Breakthrough Value times (Amount of the Withdrawal divided by the Accumulated Value immediately prior to the withdrawal) = $100,000 times ($5,000 divided by $105,000) = $4,761.90 New Current Breakthrough Value = $100,000 - $4,761.90 = $95,238.10 New Target Breakthrough Value = 110% of $95,238.10 = $104,761.91
The new Current Breakthrough Value is $95,238.10 and the new Target Breakthrough Value is $104,761.91. B-6 3(A). ANNUAL STEP-UP WITH 5% YIELD ENHANCED DEATH BENEFIT RIDER (FORM 3312-02 NOT AVAILABLE IN TEXAS--FOR TEXAS VERSION SEE 3(B)--FORM 3311-02) This Annual Step-Up with 5% Yield Enhanced Death Benefit Rider provides a death benefit guarantee if death of an Owner (or an Annuitant if the Owner is not a natural person) occurs before the Annuity Date. The death benefit guarantees 5% growth until the date of death or the deceased's 80th birthday, whichever occurs first, and provides for annual step-ups through the Contract anniversary prior to the deceased's 90th birthday. Withdrawals reduce the applicable values on a proportionate basis. The calculation of the death benefit depends upon whether death occurs (1) before or on the deceased's Owner's 80th birthday, (2) after his/her 80th birthday but before his/her 90th birthday or (3) on or after his/her 90th birthday. I. DEATH BEFORE OR ON 80TH BIRTHDAY. If an Owner (or an Annuitant if the Owner is not a natural person) dies before the Annuity Date and before or on his/her 80th birthday, the death benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; (b) gross payments accumulated daily at an effective annual yield of 5%, starting on the date each payment is applied and ending on the date of death, proportionately reduced for withdrawals as they occur; and (c) the highest Accumulated Value on any Contract anniversary prior to the date of death, as determined after being increased for any positive Market Value Adjustment, if applicable, and subsequent payments, and proportionately reduced for subsequent withdrawals. II. DEATH AFTER 80TH BIRTHDAY BUT BEFORE 90TH BIRTHDAY. If an Owner (or the Annuitant if the Owner is not a natural person) dies before the Annuity Date but after his/her 80th birthday and before his/her 90th birthday, the death benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; (b) the value as determined by Section I(b) above on the deceased's 80th birthday, as determined after being increased for subsequent payments, and proportionately reduced for subsequent withdrawals; and (c) the highest Accumulated Value on any Contract anniversary prior to the date of death, as determined after being increased for any positive Market Value Adjustment, if applicable, and subsequent payments, and proportionately reduced for subsequent withdrawals. III. DEATH ON OR AFTER 90TH BIRTHDAY. If an Owner (or the Annuitant if the Owner is not a natural person) dies before the Annuity Date but on or after his/her 90th birthday, the death benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; (b) the value as determined by Section I(b) above on the deceased's 80th birthday, increased for subsequent payments, and proportionately reduced for subsequent withdrawals; (c) the highest Accumulated Value on any Contract anniversary prior to the deceased's 90th birthday, as determined after being increased for any positive Market Value Adjustment, B-7 if applicable, and subsequent payments, and proportionately reduced for subsequent withdrawals; and (d) the Accumulated Value, increased for any positive MVA, if applicable, on the deceased's 90th birthday, increased for subsequent payments, and proportionately reduced for subsequent withdrawals. PROPORTIONATE REDUCTION: For each withdrawal, the proportionate reduction is calculated by multiplying the Section I(b), I(c), II(b), II(c), III(b), III(c) or III(d) value, whichever is applicable, immediately prior to the withdrawal by the following fraction: Amount of the Withdrawal ------------------------------------------------------------ Accumulated Value determined immediately prior to the Withdrawal
B-8 3(B). ANNUAL STEP-UP WITH 5% YIELD ENHANCED DEATH BENEFIT RIDER (FORM 3311-02-- TEXAS ONLY) This Annual Step-Up with 5% Yield Enhanced Death Benefit Rider provides a death benefit guarantee if death of an Owner (or an Annuitant if the Owner is not a natural person) occurs before the Annuity Date. The death benefit guarantees 5% growth until the date of death or the deceased's 80th birthday, whichever occurs first, and provides for annual step-ups through the Contract anniversary prior to the deceased's 90th birthday. Withdrawals reduce applicable values on a direct basis (i.e. dollar for dollar), and/or on a proportionate basis as outlined below. The calculation of the death benefit depends upon whether death occurs (1) before or on the deceased's Owner's 80th birthday, (2) after his/her 80th birthday but before his/her 90th birthday or (3) on or after his/her 90th birthday. I. DEATH BEFORE OR ON 80TH BIRTHDAY. If an Owner (or an Annuitant if the Owner is not a natural person) dies before the Annuity Date and before or on his/her 80th birthday, the death benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; (b) gross payments accumulated daily at an effective annual yield of 5%, starting on the date each payment is applied and ending on the date of death, adjusted for withdrawals as they occur; and (c) the highest Accumulated Value on any Contract anniversary prior to the date of death, as determined after being increased for any positive Market Value Adjustment, if applicable, and subsequent payments, and adjusted for subsequent withdrawals. II. DEATH AFTER 80TH BIRTHDAY BUT BEFORE 90TH BIRTHDAY. If an Owner (or the Annuitant if the Owner is not a natural person) dies before the Annuity Date but after his/her 80th birthday and before his/her 90th birthday, the death benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; (b) the value as determined by Section I(b) above on the deceased's 80th birthday, increased for subsequent payments, and adjusted for subsequent withdrawals; and (c) the highest Accumulated Value on any Contract anniversary prior to the date of death, as determined after being increased for any positive Market Value Adjustment if applicable, and subsequent payments, and adjusted for subsequent withdrawals. III. DEATH ON OR AFTER 90TH BIRTHDAY. If an Owner (or the Annuitant if the Owner is not a natural person) dies before the Annuity Date but on or after his/her 90th birthday, the death benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; (b) the value as determined by Section I(b) above on the deceased's 80th birthday, increased for subsequent payments, and adjusted for subsequent withdrawals; B-9 (c) the highest Accumulated Value on any Contract anniversary date prior to the deceased's 90th birthday, as determined after being increased for any positive Market Value Adjustment, if applicable, and subsequent payments, and adjusted for subsequent withdrawals; and (d) the Accumulated Value, increased for any positive MVA, if applicable, on the deceased's 90th birthday, increased for subsequent payments, and adjusted for subsequent withdrawals. EFFECT OF PARTIAL WITHDRAWALS: For purposes of determining the effect of partial withdrawals under this Rider, withdrawals are classified as either (a) Proportionate Withdrawals or (b) Direct Withdrawals. PROPORTIONATE WITHDRAWALS. Proportionate Withdrawals are withdrawals that proportionately reduce the applicable death benefit values. The proportionate reduction is calculated by multiplying the applicable death benefit value, as described below and as determined immediately prior to the withdrawal, by the following: Amount of the Proportionate Reduction Withdrawal ------------------------------------------------------------ Accumulated Value determined immediately prior to the Withdrawal
ALL WITHDRAWALS REFERRED TO IN SECTIONS I(C), II(B), II(C), III(B), III(C) AND III(D) ARE PROPORTIONATE WITHDRAWALS. (a) DIRECT WITHDRAWALS. Direct Withdrawals are withdrawals that directly reduce the value referenced in Section I(b) by an amount equal to the amount of the withdrawal. To the extent that no allocation has ever been made to the Fixed Account or to a Guarantee Period Account, all withdrawals referenced in Section I(b) taken in a Contract year that total an amount less than or equal to 5% of gross payments (determined as of the Valuation Date of the withdrawal) less all prior withdrawals in that Contract Year will be classified as a Direct Withdrawal. That part of a withdrawal that exceeds this amount is classified as a Proportionate Withdrawal. PLEASE NOTE THAT ONCE AN ALLOCATION HAS BEEN MADE TO THE FIXED ACCOUNT OR THE GUARANTEE PERIOD ACCOUNT, ALL FUTURE WITHDRAWALS AS REFERRED TO IN SECTION I(B), REGARDLESS OF THE AMOUNT, ARE CLASSIFIED AS PROPORTIONATE WITHDRAWALS. ONCE A PROPORTIONATE WITHDRAWAL HAS BEEN TAKEN, ALL FUTURE WITHDRAWALS IN ANY CONTRACT YEAR FOR PURPOSES OF SECTION I(B) ARE CLASSIFIED AS PROPORTIONATE WITHDRAWALS. IN OTHER WORDS, NO FUTURE WITHDRAWALS WILL BE CLASSIFIED AS DIRECT WITHDRAWALS. Subject to certain restrictions and conditions, the Owner may establish a systematic withdrawal program that is designed to allow withdrawals of up to 5% of the initial payment and preserve a death benefit under this Rider equal to payments. For more information on this program, please contact the Company or your registered representative. B-10 4. 15% BREAKTHROUGH WITH 5% YIELD ENHANCED DEATH BENEFIT RIDER (FORM 3318-02) This 15% Breakthrough with 5% Yield Enhanced Death Benefit Rider provides a death benefit guarantee if death of an Owner (or an Annuitant if the Owner is not a natural person) occurs before the Annuity Date. Withdrawals reduce the applicable values on a proportionate basis. The death benefit under I(b) guarantees 5% growth until the date of death or the deceased's 80th birthday, whichever occurs first. The "Current Breakthrough Value" on the date of death or the deceased's 90th birthday, whichever occurs first, is the (c) value guaranteed as the death benefit. On the issue date of the Contract, the Current Breakthrough Value is equal to the initial payment. The "Target Breakthrough Value" is equal to 115% of the Current Breakthrough Value. Each time the Accumulated Value of the Contract reaches the Target Breakthrough Value, that Target Breakthrough Value becomes the new Current Breakthrough Value. A new Target Breakthrough Value, which is 115% of the new Current Breakthrough Value, is then set. The Current Breakthrough Value is increased by subsequent Payments and proportionately reduced by withdrawals; see below. The amount of the death benefit paid by the Company depends upon whether the death of an Owner (or an Annuitant if the Owner is a non-natural person) occurs (1) before or on the deceased's Owner's 80th birthday, (2) after his/her 80th birthday but before his/her 90th birthday, or (3) on or after his/her 90th birthday. I. DEATH BEFORE OR ON DECEASED'S 80TH BIRTHDAY. If an Owner, (or an Annuitant if the Owner is a non-natural person), dies before the Annuity Date and before or on his/her 80th birthday, the Death Benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Service Office, increased for any positive Market Value Adjustment ("MVA"), if applicable; (b) gross payments accumulated daily at an effective annual yield of 5%, starting on the date each gross payment is applied and ending on the date of death, proportionately reduced for withdrawals as they occur; and (c) the Current Breakthrough Value on the date of death, increased for subsequent payments and proportionately reduced for subsequent withdrawals. II. DEATH AFTER DECEASED'S 80TH BIRTHDAY BUT BEFORE 90TH BIRTHDAY. If an Owner, or an Annuitant if the Owner is a non-natural person, dies before the Annuity Date and after his/her 80th birthday but before his/her 90th birthday, the Death Benefit will be the greatest of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Service Office, increased for any positive MVA, if applicable; (b) the value as determined by Section I(b) above on the deceased's 80th birthday, increased for subsequent payments and proportionately reduced for subsequent withdrawals; and (c) the Current Breakthrough Value on the date of death, increased for subsequent payments, and proportionately reduced for subsequent withdrawals. III. DEATH ON OR AFTER DECEASED'S 90TH BIRTHDAY. If an Owner, or an Annuitant if the Owner is a non-natural person, dies on or after his/her 90th birthday, the Death Benefit will be the greatest of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Service Office, increased for any positive MVA, if applicable; B-11 (b) the value as determined by Section I(b) above on the deceased's 80th birthday, increased for subsequent payments and proportionately reduced for subsequent withdrawals; (c) the Current Breakthrough Value on the deceased's 90th birthday, increased for subsequent payments, and proportionately reduced for subsequent withdrawals; and (d) the Accumulated Value, increased for any positive MVA, if applicable, on the deceased's 90th birthday, increased for subsequent payments, and proportionately reduced for subsequent withdrawals. EFFECT OF PAYMENTS ON THE BREAKTHROUGH EDB RIDER Subsequent payments increase the Current Breakthrough Value by the amount of the payment. Following a payment, the Target Breakthrough Value will be 115% of the new Current Breakthrough Value. When a Payment is made: (a) the Current Breakthrough Value increases by the amount of the payment; and (b) the Target Breakthrough Value increases to 115% of the Current Breakthrough Value immediately after the payment. For example, assume that immediately prior to a payment, the Current Breakthrough Value is $100,000, Accumulated Value is $110,000, and the Target Breakthrough Value is $115,000. The Owner then makes a payment of $10,000. The new Current Breakthrough Value is $110,000, the Accumulated Value is $120,000, and the new Target Breakthrough Value is $126,500 (115% of $110,000). EFFECT OF WITHDRAWALS ON THE BREAKTHROUGH EDB RIDER Subsequent withdrawals proportionately reduce the Current Breakthrough Value, as described below. Following a withdrawal, the Target Breakthrough Value will be 115% of the reduced Current Breakthrough Value. When a withdrawal is taken: (a) the Current Breakthrough Value decreases proportionately, as described below; and (b) the Target Breakthrough Value decreases to 115% of the Current Breakthrough Value immediately after the withdrawal. CALCULATION OF PROPORTIONATE REDUCTION DUE TO WITHDRAWALS The proportionate reduction in a death benefit or in the Current Breakthrough Value is calculated by multiplying the amount of the death benefit or the Current Breakthrough Value immediately prior to the withdrawal by the following fraction: Amount of the Withdrawal ------------------------------------------------------------ Accumulated Value determined immediately prior to the Withdrawal
For example, assume that, immediately prior to a withdrawal, the Current Breakthrough Value is $100,000, the Accumulated Value is $110,000, and the Target Breakthrough Value is $115,000. The B-12 Owner then makes a withdrawal of $5,000. The proportionate reduction in the Current Breakthrough Value is calculated as follows: Proportionate reduction = Current Breakthrough Value times (Amount of the Withdrawal divided by the Accumulated Value immediately prior to the withdrawal) = $100,000 times ($5,000 divided by $110,000) = $4,545 New Current Breakthrough Value = $100,000 - $4,545 = $95,455 New Target Breakthrough Value = 115% of $95,455 = $109,773
The new Current Breakthrough Value is $95,455 and the new Target Breakthrough Value is $109,773. B-13 5. 10% BREAKTHROUGH WITH 5% YIELD ENHANCED DEATH BENEFIT RIDER (FORM 3317-02) This 10% Breakthrough with 5% Yield Enhanced Death Benefit Rider provides a death benefit guarantee if death of an Owner (or an Annuitant if the Owner is not a natural person) occurs before the Annuity Date. Withdrawals reduce the applicable values on a proportionate basis. The death benefit under (b) guarantees 5% growth until the date of death or the deceased's 80th birthday, whichever occurs first. The "Current Breakthrough Value" on the date of death or the deceased's 90th birthday, whichever occurs first, is the (c) value guaranteed as the death benefit. On the issue date of the Contract, the Current Breakthrough Value is equal to the initial payment. The "Target Breakthrough Value" is equal to 110% of the Current Breakthrough Value. Each time the Accumulated Value of the Contract reaches the Target Breakthrough Value, that Target Breakthrough Value becomes the new Current Breakthrough Value. A new Target Breakthrough Value, which is 110% of the new Current Breakthrough Value, is then set. The Current Breakthrough Value is increased by subsequent Payments and proportionately reduced by withdrawals; see below. The amount of the death benefit paid by the Company depends upon whether the death of an Owner (or an Annuitant if the Owner is a non-natural person) occurs (1) before or on the deceased's Owner's 80th birthday, (2) after his/her 80th birthday but before his/her 90th birthday, or (3) on or after his/her 90th birthday. I. DEATH BEFORE OR ON DECEASED'S 80TH BIRTHDAY. If an Owner, (or an Annuitant if the Owner is a non-natural person), dies before the Annuity Date and before or on his/her 80th birthday, the Death Benefit will be the GREATEST of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Service Office, increased for any positive Market Value Adjustment ("MVA"), if applicable; or (b) gross payments accumulated daily at an effective annual yield of 5%, starting on the date each gross payment is applied and ending on the date of death, proportionately reduced for withdrawals as they occur; and (c) the Current Breakthrough Value on the date of death, increased for subsequent payments and proportionately reduced for subsequent withdrawals. II. DEATH AFTER DECEASED'S 80TH BIRTHDAY BUT BEFORE 90TH BIRTHDAY. If an Owner, or an Annuitant if the Owner is a non-natural person, dies before the Annuity Date and after his/her 80th birthday but before his/her 90th birthday, the Death Benefit will be the greatest of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Service Office, increased for any positive MVA, if applicable; (b) the value as determined by Section I(b) above on the deceased's 80th birthday, increased for subsequent payments and proportionately reduced for subsequent withdrawals; and (c) the Current Breakthough Value on the date of death, increased for subsequent payments, and proportionately reduced for subsequent withdrawals. III. DEATH ON OR AFTER DECEASED'S 90TH BIRTHDAY. If an Owner, or an Annuitant if the Owner is a non-natural person, dies on or after his/her 90th birthday, the Death Benefit will be the greatest of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Service Office, increased for any positive MVA, if applicable; B-14 (b) the value as determined by Section I(b) above on the deceased's 80th birthday, increased for subsequent payments and proportionately reduced for subsequent withdrawals; (c) the Current Breakthrough Value on the deceased's 90th birthday, increased for subsequent payments, (d) and proportionately reduced for subsequent withdrawals; and (e) the Accumulated Value, increased for any positive MVA, if applicable, on the deceased's 90th birthday, increased for subsequent payments, and proportionately reduced for subsequent withdrawals. EFFECT OF PAYMENTS ON THE BREAKTHROUGH EDB RIDER Subsequent payments increase the Current Breakthrough Value by the amount of the payment. Following a payment, the Target Breakthrough Value will be 110% of the new Current Breakthrough Value. When a Payment is made: (a) the Current Breakthrough Value increases by the amount of the payment; and (b) the Target Breakthrough Value increases to 110% of the Current Breakthrough Value immediately after the payment. For example, assume that immediately prior to a payment, the Current Breakthrough Value is $100,000, the Accumulated Value is $105,000, and the Target Breakthrough Value is $110,000. The Owner then makes a payment of $10,000. The new Current Breakthrough Value is $110,000, the Accumulated Value is $115,000, and the new Target Breakthrough Value is $121,000 (110% of $110,000). EFFECT OF WITHDRAWALS ON THE BREAKTHROUGH EDB RIDER Subsequent withdrawals proportionately reduce the Current Breakthrough Value, as described below. Following a withdrawal, the Target Breakthrough Value will be 110% of the Current Breakthrough Value. When a withdrawal is taken: (a) the Current Breakthrough Value decreases proportionately, as described below; and (b) the Target Breakthrough Value decreases to 110% of the Current Breakthrough Value immediately after the withdrawal. CALCULATION OF PROPORTIONATE REDUCTION DUE TO WITHDRAWALS The proportionate reduction in a death benefit or in the Current Breakthrough Value is calculated by multiplying the amount of the death benefit or the Current Breakthrough Value immediately prior to the withdrawal by the following fraction: Amount of the Withdrawal ------------------------------------------------------------ Accumulated Value determined immediately prior to the Withdrawal
For example, assume that immediately prior to a withdrawal, the Current Breakthrough Value is $100,000, the Accumulated Value is $105,000, and the Target Breakthrough Value is $110,000. The B-15 Owner then makes a withdrawal of $5,000. The proportionate reduction in the Current Breakthrough Value is calculated as follows: Proportionate reduction = Current Breakthrough Value times (Amount of the Withdrawal divided by the Accumulated Value immediately prior to the withdrawal) = $100,000 times ($5,000 divided by $105,000) = $4,761.90 New Current Breakthrough Value = $100,000 - $4,761.90 = $95,238.10 New Target Breakthrough Value = 110% of $95,238.10 = $104,761.91
The new Current Breakthrough Value is $95,238.10 and the new Target Breakthrough Value is $104,761.91. B-16 6. ANNUAL STEP-UP WITH 7% YIELD ENHANCED DEATH BENEFIT RIDER (FORM 3313-02) This Annual Step-Up with 7% Yield Enhanced Death Benefit Rider provides a death benefit guarantee if death of an Owner (or an Annuitant if the Owner is not a natural person) occurs before the Annuity Date. The death benefit guarantees 7% growth until the date of death or the deceased Owner's 80th birthday, subject to a 200% cap, and provides for annual step-ups through the Contract anniversary prior to the deceased's 90th birthday. Withdrawals reduce the applicable values on a direct basis (i.e. dollar-for-dollar) and/or on a proportionate basis. The amount of the death benefit paid by the Company depends upon whether the death of an Owner (or an Annuitant if the Owner is a non-natural person) occurs (1) before or on the deceased's Owner's 80th birthday, (2) after his/her 80th birthday but before his/her 90th birthday, or (3) on or after his/her 90th birthday. I. DEATH BEFORE OR ON DECEASED'S 80TH BIRTHDAY. If an Owner, (or an Annuitant if the Owner is a non-natural person), dies before the Annuity Date and before or on his/her 80th birthday, the Death Benefit will be the GREATEST OF: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Service Office, increased for any positive Market Value Adjustment ("MVA"), if applicable; (b) gross payments accumulated daily at 7%, starting on the date each gross payment is applied and ending on the date of death, adjusted for withdrawals as they occur. This value cannot exceed 200% of the total of gross payments and Payment Credits, adjusted for withdrawals as they occur; and (c) the highest Accumulated Value on any Contract anniversary prior to the date of death, as determined after being increased for any positive MVA, if applicable, and subsequent payments, and adjusted for subsequent withdrawals. II. DEATH AFTER DECEASED'S 80TH BIRTHDAY BUT BEFORE 90TH BIRTHDAY. If an Owner, or an Annuitant if the Owner is a non-natural person, dies before the Annuity Date and after his/her 80th birthday but before his/her 90th birthday, the death benefit will be the greatest of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Service Office, increased for any positive MVA, if applicable; (b) the value as determined by Section I(b) above on the deceased's 80th birthday, increased for subsequent payments and adjusted for subsequent withdrawals; and (c) the highest Accumulated Value on any Contract anniversary prior to the date of death, as determined after being increased for any positive MVA, if applicable, and subsequent payments, and adjusted for subsequent withdrawals. III. DEATH ON OR AFTER DECEASED'S 90TH BIRTHDAY. If an Owner, or an Annuitant if the Owner is a non-natural person, dies before the Annuity Date but on or after his/her 90th birthday, the death benefit will be the greatest of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork, as determined by the Company, have been received at the Service Office, increased for any positive MVA, if applicable; (b) the value as determined by Section I(b) above on the deceased's 80th birthday, increased for subsequent payments and adjusted for subsequent withdrawals; B-17 (c) the highest Accumulated Value on any Contract anniversary prior to the deceased's 90th birthday, as determined after being increased for any positive MVA, if applicable, and subsequent payments, and adjusted for subsequent withdrawals; and (d) the Accumulated Value, increased for any positive MVA, if applicable, on the deceased's 90th birthday, increased for subsequent payments, and adjusted for subsequent withdrawals. EFFECT OF PARTIAL WITHDRAWALS: For purposes of determining the effect of partial withdrawals under this Rider, withdrawals are classified as either (a) Proportionate Withdrawals or (b) Direct Withdrawals. (a) PROPORTIONATE WITHDRAWALS. Proportionate Withdrawals are withdrawals that proportionately reduce the appropriate death benefit values. The proportionate reduction is calculated by multiplying the applicable death benefit value, as described below and as determined immediately prior to the withdrawal, by the following: Amount of the Proportionate Reduction Withdrawal ------------------------------------------------------------ Accumulated Value determined immediately prior to the Withdrawal
ALL WITHDRAWALS REFERRED TO IN SECTIONS I(C), II(B), II(C), III(B), III(C) AND III(D) ARE PROPORTIONATE WITHDRAWALS. (b) DIRECT WITHDRAWALS. Direct Withdrawals are withdrawals that directly reduce the value referenced in Section I(b) by an amount equal to the amount of the withdrawal. To the extent that no allocation has ever been made to the Fixed Account or to a Guarantee Period Account, all withdrawals referenced in Section I(b) taken in a Contract year that total an amount less than or equal to 7% of gross payments (determined as of the Valuation Date of the withdrawal) less all prior withdrawals in that Contract year will be classified as a Direct Withdrawal. That part of a withdrawal that exceeds this amount is classified as a Proportionate Withdrawal. PLEASE NOTE THAT ONCE AN ALLOCATION HAS BEEN MADE TO THE FIXED ACCOUNT OR THE GUARANTEE PERIOD ACCOUNT, ALL FUTURE WITHDRAWALS AS REFERRED TO IN SECTION I(B), REGARDLESS OF THE AMOUNT, ARE CLASSIFIED AS PROPORTIONATE WITHDRAWALS. ONCE A PROPORTIONATE WITHDRAWAL HAS BEEN TAKEN, ALL FUTURE WITHDRAWALS IN ANY CONTRACT YEAR FOR PURPOSES OF SECTION I(B) ARE CLASSIFIED AS PROPORTIONATE WITHDRAWALS. IN OTHER WORDS, NO FUTURE WITHDRAWALS WILL BE CLASSIFIED AS DIRECT WITHDRAWALS. Subject to certain restrictions and conditions, the Owner may establish a systematic withdrawal program that is designed to allow withdrawals of up to 7% of the initial payment and preserve a death benefit under this Rider equal to payments. For more information on this program, please contact the Company or your registered representative. B-18 7. ANNUAL STEP-UP WITH 5% YIELD ENHANCED DEATH BENEFIT RIDER (FORM 3263-99) This Annual Step-up with 5% Yield Enhanced Death Benefit Rider provides a death benefit guarantee if death of an Owner (or an Annuitant if the Owner is not a natural person) occurs before the Annuity Date. The death benefit guarantees 5% growth until the date of death or the Contract anniversary prior to the deceased Owner's 90th birthday and provides for annual step-ups through the Contract anniversary prior to the deceased's 90th birthday. Withdrawals reduce the applicable values on a proportionate basis. The calculation of the death benefit depends upon whether death occurs (1) before or (2) on or after the deceased Owner's 90th birthday. I. DEATH BEFORE 90TH BIRTHDAY. If an Owner (or an Annuitant if the Owner is not a natural person) dies before the Annuity Date and before his/her 90th birthday, the death benefit will be the GREATEST of: (a) the Accumulated Value on the Valuation Date that the Company receives proof of death and all necessary claim paperwork, increased by any positive Market Value Adjustment; (b) gross payments, accumulated daily at an effective annual yield of 5% from the date each payment is applied until the date of death, proportionately reduced to reflect withdrawals; and (c) the highest Accumulated Value on any Contract anniversary date prior to the date of death, as determined after being increased for any positive Market Value Adjustment and subsequent payments and proportionately reduced for subsequent withdrawals. II. DEATH ON OR AFTER 90TH BIRTHDAY. If an Owner (or the Annuitant if the Owner is not a natural person) dies before the Annuity Date but on or after his/her 90th birthday, the death benefit will be the GREATER of: (a) the Accumulated Value on the Valuation Date that the Company receives proof of death and all necessary paperwork, increased by any positive Market Value Adjustment; or (b) the death benefit, as calculated under Section I above, that would have been payable on the Contract anniversary prior to the deceased's 90th birthday, increased for subsequent payments and proportionately reduced for subsequent withdrawals. PROPORTIONATE REDUCTION: For each withdrawal, the proportionate reduction is calculated by multiplying the Section I(b), I(c) or II(b) value, whichever is applicable, immediately prior to the withdrawal by the following fraction: Amount of the Withdrawal ------------------------------------------------------------ Accumulated Value determined immediately prior to the Withdrawal
B-19 8. 15% BREAKTHROUGH ENHANCED DEATH BENEFIT RIDER (FORM 3241-01) This 15% Breakthrough EDB Rider provides a death benefit guarantee if death of an Owner (or an Annuitant if the Owner is not a natural person) occurs before the Annuity Date. Withdrawals reduce the applicable values on a proportionate basis. The "Current Breakthrough Value" on the date of death or the deceased's 80th birthday, whichever occurs first, is the amount guaranteed as the death benefit is the amount guaranteed as the death benefit. On the issue date of the Contract, the Current Breakthrough Value is equal to the initial payment. The "Target Breakthrough Value" is equal to 115% of the Current Breakthrough Value. Each time the Accumulated Value of the Contract reaches the Target Breakthrough Value, that Target Breakthrough Value becomes the new Current Breakthrough Value. A new Target Breakthrough Value, which will be 115% of the new Current Breakthrough Value, is then set. The Current Breakthrough Value is increased by subsequent Payments and proportionately reduced by withdrawals; see below. The amount of the death benefit paid by the Company depends upon whether the death of an Owner (or an Annuitant if the Owner is a non-natural person) occurs (1) before or (2) on or after his/her 80th birthday. I. DEATH BEFORE 80TH BIRTHDAY. If an Owner (or an Annuitant if the Owner is a non-natural person), dies before the Annuity Date and before his/her 80th birthday, the death benefit is will be the GREATER of: (a) the Accumulated Value on the date on which both the death certificate and all necessary claim paperwork have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; or (b) the Current Breakthrough Value on the date of death. II. DEATH ON OR AFTER 80TH BIRTHDAY. If an Owner (or an Annuitant if the Owner is a non-natural person) dies before the Annuity Date and on or after his/her 80th birthday, the death benefit will be the GREATER of: (a) The Accumulated Value on the date on which both the death certificate and all necessary claim paperwork have been received at the Company's Service Office, increased for any positive Market Value Adjustment, if applicable; or (b) The death benefit that would have been payable on the deceased's 80th birthday (as calculated under Section I above), increased for subsequent Payments and proportionately reduced for subsequent withdrawals, as described below. EFFECT OF PAYMENTS ON THE BREAKTHROUGH EDB RIDER Subsequent payments increase the Current Breakthrough Value by the amount of the payment. Following a payment, the Target Breakthrough Value will be 115% of the new Current Breakthrough Value. When a Payment is made: (a) the Current Breakthrough Value increases by the amount of the Payment; and (b) the Target Breakthrough Value increases to 115% of the Current Breakthrough Value immediately after the payment. For example, assume that immediately prior to a payment, the Current Breakthrough Value is $100,000. Accumulated Value is $110,000, and the Target Breakthrough Value is $115,000. The Owner then makes a payment of $10,000. The new Current Breakthrough Value is $110,000, the Accumulated Value is $120,000, and the new Target Breakthrough Value is $126,500 (115% of $110,000). B-20 EFFECT OF WITHDRAWALS ON THE BREAKTHROUGH EDB RIDER Subsequent withdrawals proportionately reduce the Current Breakthrough Value, as described below. Following a withdrawal, the Target Breakthrough Value will be 115% of the reduced Current Breakthrough Value. When a withdrawal is taken: (a) the Current Breakthrough Value decreases proportionately, as described below; and (b) the Target Breakthrough Value decreases to 115% of the Current Breakthrough Value immediately after the withdrawal. CALCULATION OF PROPORTIONATE REDUCTION DUE TO WITHDRAWALS The proportionate reduction in a death benefit or in the Current Breakthrough Value is calculated by multiplying the amount of the death benefit or the Current Breakthrough Value immediately prior to the withdrawal by the following fraction: Amount of the Withdrawal ------------------------------------------------------------ Accumulated Value determined immediately prior to the Withdrawal
For example, assume that, immediately prior to a withdrawal, the Current Breakthrough Value is $100,000, the Accumulated Value is $110,000, and the Target Breakthrough Value is $115,000. The Owner then makes a withdrawal of $5,000. The proportionate reduction in the Current Breakthrough Value is calculated as follows: Proportionate reduction = Current Breakthrough Value times (Amount of the Withdrawal divided by the Accumulated Value immediately prior to the withdrawal) = $100,000 times ($5,000 divided by $110,000) = $4,545 New Current Breakthrough Value = $100,000 - $4,545 = $95,455 New Target Breakthrough Value = 115% of $95,455 = $109,773
The new Current Breakthrough Value is $95,455 and the new Target Breakthrough Value is $109,773. B-21 APPENDIX C OPTIONAL ENHANCED EARNINGS RIDER You may have elected the Enhanced Earnings Rider (EER) at issue if the oldest Owner had not yet attained age 76. The Rider provides for additional amounts to be paid to the beneficiary under certain circumstances in the event that an Owner (or an Annuitant if the Owner is a nonnatural person) dies prior to the Annuity Date. The Company reserves the right to terminate the availability of the EER at any time; however, such a termination would not effect Riders issued prior to the termination date. CONDITIONS FOR PAYMENT OF THE EER BENEFIT For any benefit to be payable under the EER, certain conditions must be met, as follows: 1. The death must occur prior to the Annuity Date. 2. The difference between (a) and (b) must be greater than zero, where: (a) is the Accumulated Value, and (b) is gross payments not previously withdrawn. If (a) minus (b) is zero or less, no benefit will be payable. Under the EER, Accumulated Value is determined on the Valuation Date on which due proof of death and all necessary documentation have been received at the Service Office. For purposes of the EER, withdrawals will be considered withdrawn from earnings first and then withdrawn from gross payments on a last-in, first-out basis. Therefore, the value of the EER largely depends on the amount of earnings that accumulate under the Contract. If you expect to withdraw the earnings from your Accumulated Value, electing the EER may not be appropriate. Your financial representative can help you determine if the EER is appropriate in your circumstances. AMOUNT OF EER BENEFIT ISSUE AGE 0 TO 70--If a benefit is payable under the EER and the Contract was issued prior to the oldest Owner's 71st birthday, the benefit will be equal to the LESSER of: (a) 50% of gross payments not previously withdrawn. (For purposes of this calculation only, except for the Initial Payment, gross payments shall not include payments made under the Contract during the 12-month period immediately prior to the date of death.); or (b) 50% of the difference between the Accumulated Value and gross payments not previously withdrawn. ISSUE AGE 71TO 75--If a benefit is payable under the EER and the Contract was issued on or after the oldest Owner's 71st birthday and before his/her 76th birthday, the benefit will be equal to the LESSER of: (a) 25% of gross payments not previously withdrawn. (For purposes of this calculation only, except for the Initial Payment, gross payments shall not include payments made under the Contract during the 12-month period immediately prior to the date of death.); or (b) 25% of the difference between the Accumulated Value and gross payments not previously withdrawn. The EER benefit shall be paid in the same manner that the death benefit is paid prior to the Annuity Date. C-1 EXAMPLES: EXAMPLE 1. Assume that the oldest Owner is 67 years old at the time the Contract is issued and selects the Enhanced Earnings Rider. The Owner makes an initial payment of $100,000 and does not make any subsequent payments or take any withdrawals. Further assume that the Owner dies five years later and on the date that due proof of death and all necessary documentation are received by the Company the Accumulated Value is equal to $150,000. The EER benefit on that date is equal to the LESSER of: (a) 50% of the gross payments (not previously withdrawn) made to the Contract (excluding payments made in the 12 months prior to the date of death) = (50% X 100,000) = $50,000; or (b) 50% of the difference between the Accumulated Value and the gross payments (not previously withdrawn) made to the contract = (50% X (150,000 - 100,000)) = $25,000 The EER benefit is equal to $25,000 under (b), which is the lesser of $50,000 (50% X 100,000) and $25,000 (50% X (150,000 - 100,000)). EXAMPLE 2. Assume that the oldest Owner is 67 years old at the time the Contract is issued and selects the Enhanced Earnings Rider. The Owner makes an initial payment of $100,000 and does not make any subsequent payments or take any withdrawals. Further assume that the Owner dies ten years later and on the date that due proof of death and all necessary documentation are received by the Company the Accumulated Value is equal to $250,000. The EER benefit on that date is equal to the LESSER of: (a) 50% of the gross payments (not previously withdrawn) made to the Contract (excluding payments made in the 12 months prior to the date of death) = (50% X $100,000) = $50,000; or (b) 50% of the difference between the Accumulated Value and the gross payments (not previously withdrawn) made to the Contract = (50% X ($250,000 - $100,000)) = $75,000 The EER benefit is equal to $50,000 under (a), which is the lesser of $50,000 (50% X $100,000) and $75,000 (50% X ($250,000 - $100,000)). EXAMPLE 3. Assume that the oldest Owner is 67 years old at the time the Contract is issued and selects the Enhanced Earnings Rider. The Owner makes an initial payment of $100,000 and does not make any subsequent payments. Further assume that the Owner takes a $15,000 withdrawal and that the Accumulated Value was equal to $150,000 before the withdrawal was taken. Since there was $50,000 of earnings in the Contract at the time of withdrawal, for purposes of the Enhanced Earnings Rider the withdrawal is considered to be a withdrawal of $15,000 of earnings. Immediately after the withdrawal, the Accumulated Value is $135,000 and the gross payments (not previously withdrawn) is $100,000. Immediately after the withdrawal, the EER benefit is equal to the LESSER of: (a) 50% of the gross payments (not previously withdrawn) made to the Contract (excluding payments made in the 12 months prior to the date of death) = (50% X $100,000) = $50,000; or (b) 50% of the difference between the Accumulated Value and the gross payments (not previously withdrawn) made to the contract = (50% X ($135,000 - $100,000)) = $17,500 The EER benefit is equal to $17,500 under (b), which is the lesser of $50,000 (50% X 100,000) and $17,500 (50% X ($135,000 - $100,000)). EXAMPLE 4. Assume that the oldest Owner is 67 years old at the time the Contract is issued and selects the Enhanced Earnings Rider. The Owner makes an initial payment of $100,000 and does not C-2 make any subsequent payments. Further assume that the Owner takes a $65,000 withdrawal and that the Accumulated Value was equal to $150,000 before the withdrawal was taken. Since there was $50,000 of earnings in the Contract at the time of the withdrawal, for purposes of the Enhanced Earnings Rider the withdrawal of $65,000 is considered to be a withdrawal of $50,000 earnings and $15,000 of gross payments. Immediately after the withdrawal, the Accumulated Value is $85,000 and the gross payments (not previously withdrawn) is $85,000. Immediately after the withdrawal, the EER benefit is equal to the LESSER of: (a) 50% of the gross payments (not previously withdrawn) made to the Contract (excluding payments made in the 12 months prior to the date of death) = (50% X $85,000) = $42,500; or (b) 50% of the difference between the Accumulated Value and the gross payments (not previously withdrawn) made to the contract = (50% X ($85,000 - $85,000)) = $0 The EER benefit is equal to $0 under (b), which is the lesser of $42,500 (50% X $85,000) and $0 (50% X ($85,000 - $85,000)). TERMINATING THE EER Once the EER is chosen, it cannot be discontinued unless the underlying contract is surrendered, annuitized, or a death benefit is payable. The EER will terminate on the earliest of the following: 1. the Annuity Date; 2. the date the Contract is surrendered; 3. the date the Company determines a death benefit is payable; or 4. if the deceased Owner's spouse, who is the sole beneficiary, continues the contract. If the payment of the death benefit is deferred under the Contract or if the Contract is continued by the deceased Owner's spouse, the amount of the EER benefit will be applied to the Contract through an allocation to the Sub-Account investing in the DWS Money Market VIP and the EER will terminate. C-3 APPENDIX D SURRENDER CHARGES AND THE MARKET VALUE ADJUSTMENT PART 1: SURRENDER CHARGES FULL SURRENDER--Assume a payment of $50,000 is made on the Issue Date and no additional payments are made. Assume there are no partial withdrawals. The Withdrawal Without Surrender Charge Amount is equal to the greater of 100% of cumulative earnings (excluding Payment Credits) or 15% of the total of all payments invested in the Contract. The table below presents examples of the surrender charge resulting from a full surrender, based on Hypothetical Accumulated Values:
WITHDRAWAL HYPOTHETICAL WITHOUT SURRENDER ACCUMULATED SURRENDER CHARGE SURRENDER CONTRACT YEAR VALUE CHARGE AMOUNT PERCENTAGE CHARGE ------------- ------------ ------------- ---------- --------- 1............................................. $ 56,700 $ 7,500 8.5% $4,182 2............................................. 61,236 8,736 8.5% 4,250 3............................................. 66,135 13,635 8.5% 4,250 4............................................. 71,426 18,926 8.5% 4,250 5............................................. 77,140 24,640 7.5% 3,750 6............................................. 83.311 30,811 6.5% 3,250 7............................................. 89,976 37,476 5.5% 2,750 8............................................. 97,174 44,674 3.5% 1,750 9............................................. 104,948 52,448 1.5% 750 10............................................. 113,344 60,844 0.0% 0
WITHDRAWALS--Assume a payment of $50,000 is made on the Issue Date and no additional payments are made. Assume that there are withdrawals as detailed below. The Withdrawal Without Surrender Charge Amount is equal to the greater of 100% of cumulative earnings (excluding Payment Credits) or 15% of the total of all payments invested in the Contract LESS that portion of any prior withdrawal(s) of payments that are subject to the surrender charge table. The table below presents examples of the surrender charge resulting from withdrawals, based on Hypothetical Accumulated Values:
WITHDRAWAL HYPOTHETICAL WITHOUT SURRENDER ACCUMULATED SURRENDER CHARGE SURRENDER CONTRACT YEAR VALUE WITHDRAWALS CHARGE AMOUNT PERCENTAGE CHARGE ------------- ------------ ----------- ------------- ---------- --------- 1.................................. $56,700 $ 0 $ 7,500 8.5% $ 0 2.................................. 61,236 0 8,736 8.5% 0 3.................................. 66,135 0 13,635 8.5% 0 4.................................. 71,426 30,000 18,926 8.5% 941 5.................................. 44,740 10,000 5,839 7.5% 312 6.................................. 37,519 5,000 5,215 6.5% 0 7.................................. 35,120 10,000 5,215 5.5% 263 8.................................. 27,130 15,000 4,497 3.5% 368 9.................................. 13,100 5,000 2.921 1.5% 31 10.................................. 8,748 5,000 2,610 0.0% 0
D-1 PART 2: MARKET VALUE ADJUSTMENT The market value factor is: [(1+i)/(1+j)](n/365)-1 For purposes of the examples below: i = the guaranteed interest rate being credited to the guarantee period. j = the guaranteed interest rate on the date of surrender for the guarantee period with a duration equal to the number of years remaining in the current guarantee period, rounded to the next higher number of whole years. n = the number of days from the date of surrender to the expiration date of the guarantee period. The following examples assume: 1. The payment was allocated to a ten-year Guarantee Period Account with a Guaranteed Interest Rate of 8%. 2. The date of surrender is seven years (2,555 days) from the expiration date. 3. The value of the Guarantee Period Account is equal to $66,134.88 at the end of three years. 4. No transfers or withdrawals affecting this Guarantee Period Account have been made. 5. Surrender charges, if any, are calculated in the same manner as shown in the examples in Part 1. NEGATIVE MARKET VALUE ADJUSTMENT (UNCAPPED)* Assume that on the date of surrender, the current rate (j) is 10.00% or 0.10 The market value factor = [(1+i)/(1+j)]-1 = [(1+.08)/(1+.10)](2555/365)-1 = (.98182)(7)-1 = -.12054 The market value adjustment = the market value factor multiplied by the withdrawal = -.12054 X $66,134.88 = -$7,971.71
------------------------ * Uncapped is a straight application of the Market Value Adjustment formula when the value produced is less than the cap. D-2 NEGATIVE MARKET VALUE ADJUSTMENT (CAPPED)** Assume that on the date of surrender, the current rate (j) is 11.00% or 0.11 The market value factor = [(1+i)/(1+j)](n/365)-1 = [(1+.08)/(1+.11)](2555/365)-1 = (.97297)(7)-1 = -.17452 The market value adjustment = Maximum of the market value factor multiplied by the withdrawal or the negative of the excess interest earned over 3% = Maximum (-.17452 X $66,134.88 or -$8,766.71) = Maximum (-$11,542.00 or -$8,766.71) = -$8,766.71
------------------------ ** Capped takes into account the excess interest part of the Market Value Adjustment formula when the value produced is greater than the cap. POSITIVE MARKET VALUE ADJUSTMENT (UNCAPPED)* Assume that on the date of surrender, the current rate (j) is 7.00% or 0.07 The market value factor = [(1+i)/(1+j)] -1 = [(1+.08)/(1+.07)](2555/365)-1 = (1.00935)(7)-1 = .06728 The market value adjustment = the market value factor multiplied by the withdrawal = .06728 X $66,134.88 = $4,449.79
------------------------ * Uncapped is a straight application of the Market Value Adjustment formula when the value produced is less than the cap. D-3 POSITIVE MARKET VALUE ADJUSTMENT (CAPPED)** Assume that on the date of surrender, the current rate (j) is 5.00% or 0.05 The market value factor = [(1+i)/(1+j)](n/365)-1 = [(1+.08)/(1+.05)](2555/365)-1 = (1.02857)(7)-1 = .21798 The market value adjustment = Minimum of the market value factor multiplied by the withdrawal or the excess interest earned over 3% = Minimum of (.21798 X $66,134.88 or $8,766.71) = Minimum of ($14,416.27 or $8,766.71) = $8,766.71
------------------------ ** Capped takes into account the excess interest part of the Market Value Adjustment formula when the value produced is greater than the cap. D-4 APPENDIX E CONDENSED FINANCIAL INFORMATION COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY COMMONWEALTH SELECT SEPARATE ACCOUNT THE FOLLOWING TABLES PROVIDE CONDENSED FINANCIAL INFORMATION FOR THE SUB-ACCOUNTS OF THE COMPANY FOR THE 10-YEAR PERIOD ENDING DECEMBER 31, 2011.
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- GOLDMAN SACHS VIT CORE FIXED INCOME FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 2.024 1.916 1.694 1.879 1.784 1.737 1.730 End of Period.................... 2.135 2.024 1.916 1.694 1.879 1.784 1.737 Number of Units Outstanding at End of Period (in thousands)......... 25,455 32,551 37,231 41,855 54,064 61,115 73,642 GOLDMAN SACHS VIT EQUITY INDEX FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 0.908 0.801 0.643 1.040 1.001 0.880 0.855 End of Period.................... 0.911 0.908 0.801 0.643 1.040 1.001 0.880 Number of Units Outstanding at End of Period (in thousands)......... 40,268 48,677 59,375 71,779 87,418 114,406 146,147 GOLDMAN SACHS VIT GLOBAL MARKETS NAVIGATOR FUND (SERVICE SHARES) (NO INFORMATION IS AVAILABLE BECAUSE THE FUND DID NOT BEGIN OPERATIONS UNTIL AFTER DECEMBER 31, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A GOLDMAN SACHS VIT GOVERNMENT INCOME FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.298 1.251 1.192 1.172 1.108 1.080 1.078 End of Period.................... 1.361 1.298 1.251 1.192 1.172 1.108 1.080 Number of Units Outstanding at End of Period (in thousands)......... 11,004 15,229 18,291 21,385 16,889 15,967 18,132 GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 4.423 3.758 2.403 4.118 3.499 3.356 2.968 End of Period.................... 4.188 4.423 3.758 2.403 4.118 3.499 3.356 Number of Units Outstanding at End of Period (in thousands)......... 6,688 8,159 10,071 11,852 15,062 19,727 25,913 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- GOLDMAN SACHS VIT CORE FIXED INCOME FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.687 1.656 1.553 End of Period.................... 1.730 1.687 1.656 Number of Units Outstanding at End of Period (in thousands)......... 86,702 111,942 118,921 GOLDMAN SACHS VIT EQUITY INDEX FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 0.786 0.623 0.813 End of Period.................... 0.855 0.786 0.623 Number of Units Outstanding at End of Period (in thousands)......... 183,137 213,299 35,464 GOLDMAN SACHS VIT GLOBAL MARKETS NAVIGATOR FUND (SERVICE SHARES) (NO INFORMATION IS AVAILABLE BECAUSE THE FUND DID NOT BEGIN OPERATIONS UNTIL AFTER DECEMBER 31, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A End of Period.................... N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A GOLDMAN SACHS VIT GOVERNMENT INCOME FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.071 1.068 1.000 End of Period.................... 1.078 1.071 1.068 Number of Units Outstanding at End of Period (in thousands)......... 21,211 38,456 57,149 GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 2.537 1.842 2.383 End of Period.................... 2.968 2.537 1.842 Number of Units Outstanding at End of Period (in thousands)......... 32,585 39,218 57,017
E-1
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- GOLDMAN SACHS VIT MID CAP VALUE FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 2.144 1.744 1.332 2.152 2.115 1.859 1.759 End of Period.................... 1.975 2.144 1.744 1.332 2.152 2.115 1.859 Number of Units Outstanding at End of Period (in thousands)......... 10,854 13,084 16,111 20,130 25,869 33,311 41,697 GOLDMAN SACHS VIT MONEY MARKET FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.445 1.465 1.484 1.472 1.422 1.378 1.360 End of Period.................... 1.425 1.445 1.465 1.484 1.472 1.422 1.378 Number of Units Outstanding at End of Period (in thousands)......... 25,409 30,153 35,981 51,918 52,473 52,521 57,329 GOLDMAN SACHS VIT STRATEGIC GROWTH FUND (SERVICE SHARES) (EFFECTIVE APRIL 30, 2010, THIS FUND CHANGED ITS NAME FROM THE GOLDMAN SACHS VIT CAPITAL GROWTH FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. 2.270 2.084 1.433 2.503 2.308 2.145 2.026 End of Period.................... 2.174 2.270 2.084 1.433 2.503 2.308 2.145 Number of Units Outstanding at End of Period (in thousands)......... 22,151 25,714 30,189 35,908 43,582 55,864 69,410 GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.691 1.558 1.231 2.315 2.177 1.817 1.640 End of Period.................... 1.414 1.691 1.558 1.231 2.315 2.177 1.817 Number of Units Outstanding at End of Period (in thousands)......... 15,235 17,771 21,369 24,890 29,909 37,902 48,390 GOLDMAN SACHS VIT STRUCTURED U.S. EQUITY FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.030 0.928 0.778 1.255 1.296 1.166 1.116 End of Period.................... 1.055 1.030 0.928 0.778 1.255 1.296 1.166 Number of Units Outstanding at End of Period (in thousands)......... 1,130 1,185 1,847 1,779 1,877 2,306 2,130 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- GOLDMAN SACHS VIT MID CAP VALUE FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.495 1.095 1.327 End of Period.................... 1.759 1.495 1.095 Number of Units Outstanding at End of Period (in thousands)......... 51,760 62,506 78,287 GOLDMAN SACHS VIT MONEY MARKET FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.367 1.375 1.372 End of Period.................... 1.360 1.367 1.375 Number of Units Outstanding at End of Period (in thousands)......... 68,857 93,968 180,361 GOLDMAN SACHS VIT STRATEGIC GROWTH FUND (SERVICE SHARES) (EFFECTIVE APRIL 30, 2010, THIS FUND CHANGED ITS NAME FROM THE GOLDMAN SACHS VIT CAPITAL GROWTH FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. 1.912 1.536 2.151 End of Period.................... 2.026 1.912 1.536 Number of Units Outstanding at End of Period (in thousands)......... 89,713 110,128 84,037 GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.453 1.153 1.451 End of Period.................... 1.640 1.453 1.153 Number of Units Outstanding at End of Period (in thousands)......... 62,631 79,065 87,250 GOLDMAN SACHS VIT STRUCTURED U.S. EQUITY FUND (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.025 0.814 1.000 End of Period.................... 1.116 1.025 0.814 Number of Units Outstanding at End of Period (in thousands)......... 2,384 2,557 2,155
E-2
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- AIM V.I. AGGRESSIVE GROWTH FUND (SERIES I SHARES) (EFFECTIVE MAY 1, 2006, THIS FUND MERGED INTO THE AIM V.I. CAPITAL APPRECIATION FUND (SERIES I SHARES) ON MAY 1, 2006, WHICH WAS RENAMED THE INVESCO V.I. CAPITAL APPRECIATION FUND (SERIES I SHARES) ON APRIL 30, 2010, WHICH THEN MERGED INTO THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES II SHARES) ON EFFECTIVE APRIL 30, 2012, WHICH WAS THEN RENAMED THE INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES) ON APRIL 30, 2012) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 0.715 0.686 End of Period.................... N/A N/A N/A N/A N/A N/A 0.715 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 11,353 AIM V.I. BLUE CHIP FUND (SERIES I SHARES) (EFFECTIVE JUNE 12, 2006, THIS FUND MERGED INTO THE AIM V.I. LARGE CAP GROWTH FUND (SERIES I SHARES), WHICH WAS THEN RENAMED THE INVESCO V.I. LARGE CAP GROWTH FUND (SERIES I SHARES) ON APRIL 30, 2010, WHICH WAS THEN RENAMED THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES I SHARES) ON APRIL 29, 2011, WHICH WAS THEN RENAMED THE INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES) ON APRIL 30, 2012) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 0.661 0.648 End of Period.................... N/A N/A N/A N/A N/A N/A 0.661 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 16,926 AIM V.I. PREMIER EQUITY FUND (SERIES I SHARES) (EFFECTIVE MAY 1, 2006, THIS FUND MERGED INTO THE AIM V.I. CORE EQUITY FUND (SERIES I SHARES), WHICH WAS THEN RENAMED THE INVESCO V.I. CORE EQUITY FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 0.744 0.714 End of Period.................... N/A N/A N/A N/A N/A N/A 0.744 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 15,631 AIT CORE EQUITY FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT CORE(SM) U.S. EQUITY FUND (SERVICE SHARES), WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRUCTURED U.S. EQUITY FUND (SERVICE SHARES) ON MAY 1, 2006) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 1.166 1.116 End of Period.................... N/A N/A N/A N/A N/A N/A 1.166 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 2,130 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- AIM V.I. AGGRESSIVE GROWTH FUND (SERIES I SHARES) (EFFECTIVE MAY 1, 2006, THIS FUND MERGED INTO THE AIM V.I. CAPITAL APPRECIATION FUND (SERIES I SHARES) ON MAY 1, 2006, WHICH WAS RENAMED THE INVESCO V.I. CAPITAL APPRECIATION FUND (SERIES I SHARES) ON APRIL 30, 2010, WHICH THEN MERGED INTO THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES II SHARES) ON EFFECTIVE APRIL 30, 2012, WHICH WAS THEN RENAMED THE INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES) ON APRIL 30, 2012) Unit Value: Beginning of Period.............. 0.622 0.498 0.653 End of Period.................... 0.686 0.622 0.498 Number of Units Outstanding at End of Period (in thousands)......... 14,459 17,422 19,831 AIM V.I. BLUE CHIP FUND (SERIES I SHARES) (EFFECTIVE JUNE 12, 2006, THIS FUND MERGED INTO THE AIM V.I. LARGE CAP GROWTH FUND (SERIES I SHARES), WHICH WAS THEN RENAMED THE INVESCO V.I. LARGE CAP GROWTH FUND (SERIES I SHARES) ON APRIL 30, 2010, WHICH WAS THEN RENAMED THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES I SHARES) ON APRIL 29, 2011, WHICH WAS THEN RENAMED THE INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES) ON APRIL 30, 2012) Unit Value: Beginning of Period.............. 0.628 0.509 0.699 End of Period.................... 0.648 0.628 0.509 Number of Units Outstanding at End of Period (in thousands)......... 20,414 23,608 24,811 AIM V.I. PREMIER EQUITY FUND (SERIES I SHARES) (EFFECTIVE MAY 1, 2006, THIS FUND MERGED INTO THE AIM V.I. CORE EQUITY FUND (SERIES I SHARES), WHICH WAS THEN RENAMED THE INVESCO V.I. CORE EQUITY FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. 0.685 0.555 0.808 End of Period.................... 0.714 0.685 0.555 Number of Units Outstanding at End of Period (in thousands)......... 18,766 23,728 27,915 AIT CORE EQUITY FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT CORE(SM) U.S. EQUITY FUND (SERVICE SHARES), WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRUCTURED U.S. EQUITY FUND (SERVICE SHARES) ON MAY 1, 2006) Unit Value: Beginning of Period.............. 1.025 0.814 1.000 End of Period.................... 1.116 1.025 0.814 Number of Units Outstanding at End of Period (in thousands)......... 2,384 2,557 2,155
E-3
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- AIT EQUITY INDEX FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT EQUITY INDEX FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 0.880 0.855 End of Period.................... N/A N/A N/A N/A N/A N/A 0.880 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 146,147 AIT GOVERNMENT BOND FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT GOVERNMENT INCOME FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 1.080 1.078 End of Period.................... N/A N/A N/A N/A N/A N/A 1.080 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 18,132 AIT MONEY MARKET FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT MONEY MARKET FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 1.378 1.360 End of Period.................... N/A N/A N/A N/A N/A N/A 1.378 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 57,329 AIT SELECT AGGRESSIVE GROWTH FUND (SERVICE SHARES) (EFFECTIVE APRIL 17, 2003, THIS FUND MERGED INTO THE AIT SELECT GROWTH FUND (SERVICE SHARES), WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT CAPITAL GROWTH FUND (SERVICE SHARES) ON JANUARY 9, 2006, WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRATEGIC GROWTH FUND (SERVICE SHARES) ON APRIL 30, 2010) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A AIT SELECT CAPITAL APPRECIATION FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 3.356 2.968 End of Period.................... N/A N/A N/A N/A N/A N/A 3.356 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 25,913 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- AIT EQUITY INDEX FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT EQUITY INDEX FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. 0.786 0.623 0.813 End of Period.................... 0.855 0.786 0.623 Number of Units Outstanding at End of Period (in thousands)......... 183,137 213,299 35,464 AIT GOVERNMENT BOND FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT GOVERNMENT INCOME FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. 1.071 1.068 1.000 End of Period.................... 1.078 1.071 1.068 Number of Units Outstanding at End of Period (in thousands)......... 21,211 38,456 57,149 AIT MONEY MARKET FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT MONEY MARKET FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. 1.367 1.375 1.372 End of Period.................... 1.360 1.367 1.375 Number of Units Outstanding at End of Period (in thousands)......... 68,857 93,968 180,361 AIT SELECT AGGRESSIVE GROWTH FUND (SERVICE SHARES) (EFFECTIVE APRIL 17, 2003, THIS FUND MERGED INTO THE AIT SELECT GROWTH FUND (SERVICE SHARES), WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT CAPITAL GROWTH FUND (SERVICE SHARES) ON JANUARY 9, 2006, WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRATEGIC GROWTH FUND (SERVICE SHARES) ON APRIL 30, 2010) Unit Value: Beginning of Period.............. N/A 1.454 2.073 End of Period.................... N/A N/A 1.454 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A 57,017 AIT SELECT CAPITAL APPRECIATION FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. 2.537 1.842 2.383 End of Period.................... 2.968 2.537 1.842 Number of Units Outstanding at End of Period (in thousands)......... 32,585 39,218 50,377
E-4
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- AIT SELECT EMERGING MARKETS (SERVICE SHARES) (EFFECTIVE APRIL 30, 2003, THIS FUND WAS MERGED INTO THE AIT SELECT INTERNATIONAL EQUITY (SERVICE SHARES), WHICH WAS THEN MERGED INTO THE GOLDMAN SACHS VIT INTERNATIONAL EQUITY FUND (SERVICE SHARES) ON JANUARY 9, 2006, WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND (SERVICE SHARES) ON APRIL 30, 2007) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A AIT SELECT GROWTH FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT CAPITAL GROWTH FUND (SERVICE SHARES), WHICH WAS THEN RENAMED THE THE GSVIT STRATEGIC GROWTH FUND (SERVICE SHARES) ON APRIL 30, 2010) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 2.145 2.026 End of Period.................... N/A N/A N/A N/A N/A N/A 2.145 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 69,410 AIT SELECT GROWTH & INCOME FUND (SERVICE SHARES) (EFFECTIVE APRIL 25, 2003, THIS FUND MERGED INTO THE AIT EQUITY INDEX FUND (SERVICE SHARES), WHICH THEN MERGED INTO THE GOLDMAN SACHS VIT EQUITY INDEX FUND (SERVICE SHARES) ON JANUARY 9, 2006)) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A AIT SELECT INTERNATIONAL EQUITY FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT INTERNATIONAL EQUITY FUND (SERVICE SHARES), WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND ON APRIL 30, 2007) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 1.817 1.640 End of Period.................... N/A N/A N/A N/A N/A N/A 1.817 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 48,390 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- AIT SELECT EMERGING MARKETS (SERVICE SHARES) (EFFECTIVE APRIL 30, 2003, THIS FUND WAS MERGED INTO THE AIT SELECT INTERNATIONAL EQUITY (SERVICE SHARES), WHICH WAS THEN MERGED INTO THE GOLDMAN SACHS VIT INTERNATIONAL EQUITY FUND (SERVICE SHARES) ON JANUARY 9, 2006, WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND (SERVICE SHARES) ON APRIL 30, 2007) Unit Value: Beginning of Period.............. N/A 0.619 0.703 End of Period.................... N/A N/A 0.619 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A 26,164 AIT SELECT GROWTH FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT CAPITAL GROWTH FUND (SERVICE SHARES), WHICH WAS THEN RENAMED THE THE GSVIT STRATEGIC GROWTH FUND (SERVICE SHARES) ON APRIL 30, 2010) Unit Value: Beginning of Period.............. 1.912 1.536 2.151 End of Period.................... 2.026 1.912 1.536 Number of Units Outstanding at End of Period (in thousands)......... 89,713 110,128 84,037 AIT SELECT GROWTH & INCOME FUND (SERVICE SHARES) (EFFECTIVE APRIL 25, 2003, THIS FUND MERGED INTO THE AIT EQUITY INDEX FUND (SERVICE SHARES), WHICH THEN MERGED INTO THE GOLDMAN SACHS VIT EQUITY INDEX FUND (SERVICE SHARES) ON JANUARY 9, 2006)) Unit Value: Beginning of Period.............. N/A 1.508 2.048 End of Period.................... N/A N/A 1.508 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A 96,682 AIT SELECT INTERNATIONAL EQUITY FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT INTERNATIONAL EQUITY FUND (SERVICE SHARES), WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND ON APRIL 30, 2007) Unit Value: Beginning of Period.............. 1.453 1.153 1.451 End of Period.................... 1.640 1.453 1.153 Number of Units Outstanding at End of Period (in thousands)......... 62,631 79,065 87,250
E-5
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- AIT SELECT INVESTMENT GRADE INCOME FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT CORE FIXED INCOME FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 1.737 1.730 End of Period.................... N/A N/A N/A N/A N/A N/A 1.737 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 73,642 AIT SELECT STRATEGIC GROWTH FUND (SERVICE SHARES) (EFFECTIVE APRIL 17, 2003, THIS FUND MERGED INTO THE AIT SELECT GROWTH FUND (SERVICE SHARES), WHICH THEN MERGED INTO THE GOLDMAN SACHS VIT CAPITAL GROWTH FUND (SERVICE SHARES) ON JANUARY 9, 2009, WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRATEGIC GROWTH FUND (SERVICE SHARES) ON APRIL 30, 2010) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A AIT SELECT STRATEGIC INCOME FUND (SERVICE SHARES) (EFFECTIVE APRIL 22, 2003, THIS FUND MERGED INTO THE AIT SELECT INVESTMENT GRADE INCOME FUND (SERVICE SHARES), WHICH THEN MERGED INTO THE GOLDMAN SACHS VIT CORE FIXED INCOME FUND (SERVICE SHARES) ON JANUARY 9, 2006) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A AIT SELECT VALUE OPPORTUNITY FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT MID CAP VALUE FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. N/A N/A 1.332 2.152 2.115 1.859 1.759 End of Period.................... N/A N/A N/A 1.332 2.152 2.115 1.859 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A 20,130 25,869 33,311 41,697 ALLIANCEBERNSTEIN VPS GLOBAL THEMATIC GROWTH (CLASS B) Unit Value: Beginning of Period.............. 1.175 1.005 0.666 1.285 1.087 1.017 0.995 End of Period.................... 0.887 1.175 1.005 0.666 1.285 1.087 1.017 Number of Units Outstanding at End of Period (in thousands)......... 573 742 950 868 1,292 1,326 1,247 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- AIT SELECT INVESTMENT GRADE INCOME FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT CORE FIXED INCOME FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. 1.687 1.656 1.553 End of Period.................... 1.730 1.687 1.656 Number of Units Outstanding at End of Period (in thousands)......... 86,702 111,942 118,921 AIT SELECT STRATEGIC GROWTH FUND (SERVICE SHARES) (EFFECTIVE APRIL 17, 2003, THIS FUND MERGED INTO THE AIT SELECT GROWTH FUND (SERVICE SHARES), WHICH THEN MERGED INTO THE GOLDMAN SACHS VIT CAPITAL GROWTH FUND (SERVICE SHARES) ON JANUARY 9, 2009, WHICH WAS THEN RENAMED THE GOLDMAN SACHS VIT STRATEGIC GROWTH FUND (SERVICE SHARES) ON APRIL 30, 2010) Unit Value: Beginning of Period.............. N/A 0.252 0.477 End of Period.................... N/A N/A 0.252 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A 43,240 AIT SELECT STRATEGIC INCOME FUND (SERVICE SHARES) (EFFECTIVE APRIL 22, 2003, THIS FUND MERGED INTO THE AIT SELECT INVESTMENT GRADE INCOME FUND (SERVICE SHARES), WHICH THEN MERGED INTO THE GOLDMAN SACHS VIT CORE FIXED INCOME FUND (SERVICE SHARES) ON JANUARY 9, 2006) Unit Value: Beginning of Period.............. N/A ` 1.099 End of Period.................... N/A N/A 1.180 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A 44,266 AIT SELECT VALUE OPPORTUNITY FUND (SERVICE SHARES) (EFFECTIVE JANUARY 9, 2006, THIS FUND MERGED INTO THE GOLDMAN SACHS VIT MID CAP VALUE FUND (SERVICE SHARES)) Unit Value: Beginning of Period.............. 1.495 1.095 1.327 End of Period.................... 1.759 1.495 1.095 Number of Units Outstanding at End of Period (in thousands)......... 51,760 62,506 78,287 ALLIANCEBERNSTEIN VPS GLOBAL THEMATIC GROWTH (CLASS B) Unit Value: Beginning of Period.............. 0.961 0.678 1.000 End of Period.................... 0.995 0.961 0.678 Number of Units Outstanding at End of Period (in thousands)......... 1,498 1,778 364
E-6
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- ALLIANCEBERNSTEIN VPS GROWTH AND INCOME PORTFOLIO (CLASS B) Unit Value: Beginning of Period.............. 1.062 0.955 0.804 1.376 1.331 1.154 1.119 End of Period.................... 1.110 1.062 0.955 0.804 1.376 1.331 1.154 Number of Units Outstanding at End of Period (in thousands)......... 14,640 17,696 21,871 26,095 31,950 41,319 49,056 ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO (CLASS A) Unit Value: Beginning of Period.............. 0.813 0.749 0.552 0.928 0.826 0.842 0.742 End of Period.................... 0.777 0.813 0.749 0.552 0.928 0.826 0.842 Number of Units Outstanding at End of Period (in thousands)......... 11,892 14,436 18,015 21,980 28,543 34,866 38,719 ALLIANCEBERNSTEIN VPS SMALL/MID CAP VALUE PORTFOLIO (CLASS B) Unit Value: Beginning of Period.............. 1.777 1.424 1.012 1.597 1.596 1.417 1.348 End of Period.................... 1.601 1.777 1.424 1.012 1.597 1.596 1.417 Number of Units Outstanding at End of Period (in thousands)......... 1,880 2,312 2,633 3,139 4,416 4,905 5,923 ALLIANCEBERNSTEIN VPS VALUE PORTFOLIO (CLASS B) Unit Value: Beginning of Period.............. 1.065 0.970 0.813 1.397 1.479 1.239 1.191 End of Period.................... 1.011 1.065 0.970 0.813 1.397 1.479 1.239 Number of Units Outstanding at End of Period (in thousands)......... 1,283 1,792 2,154 2,782 3,713 5,543 5,036 DWS SMALL CAP INDEX VIP (CLASS A) Unit Value: Beginning of Period.............. 1.512 1.213 0.972 1.497 1.547 1.336 1.299 End of Period.................... 1.425 1.512 1.213 0.972 1.497 1.547 1.336 Number of Units Outstanding at End of Period (in thousands)......... 2,161 2,451 3,047 3,614 5,203 6,806 7,795 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- ALLIANCEBERNSTEIN VPS GROWTH AND INCOME PORTFOLIO (CLASS B) Unit Value: Beginning of Period.............. 1.020 0.783 1.021 End of Period.................... 1.119 1.020 0.783 Number of Units Outstanding at End of Period (in thousands)......... 58,892 70,116 78,109 ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO (CLASS A) Unit Value: Beginning of Period.............. 0.692 0.568 0.830 End of Period.................... 0.742 0.692 0.568 Number of Units Outstanding at End of Period (in thousands)......... 45,808 51,491 59,366 ALLIANCEBERNSTEIN VPS SMALL/MID CAP VALUE PORTFOLIO (CLASS B) Unit Value: Beginning of Period.............. 1.148 0.826 1.000 End of Period.................... 1.348 1.148 0.826 Number of Units Outstanding at End of Period (in thousands)......... 8,152 4,501 2,761 ALLIANCEBERNSTEIN VPS VALUE PORTFOLIO (CLASS B) Unit Value: Beginning of Period.............. 1.066 0.841 1.000 End of Period.................... 1.191 1.066 0.841 Number of Units Outstanding at End of Period (in thousands)......... 4,568 3,594 2,499 DWS SMALL CAP INDEX VIP (CLASS A) Unit Value: Beginning of Period.............. 1.119 0.775 0.990 End of Period.................... 1.299 1.119 0.775 Number of Units Outstanding at End of Period (in thousands)......... 9,675 10,849 8,991
E-7
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- DWS CAPITAL GROWTH VIP (CLASS A) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A 0.447 End of Period.................... 0.473 N/A N/A N/A N/A N/A 0.458 Number of Units Outstanding at End of Period (in thousands)......... 3,077 N/A N/A N/A N/A N/A 9,811 DWS DREMAN FINANCIAL SERVICES VIP (CLASS A) (EFFECTIVE SEPTEMBER 15, 2006, THIS FUND MERGED INTO THE DWS DREMAN HIGH RETURN EQUITY SERVICES VIP (CLASS A), WHICH THEN WAS RENAMED TO THE DWS STRATEGIC VALUE VIP (CLASS A) ON JUNE 1, 2009 AND THEN MERGED INTO THE DWS LARGE CAP VALUE VIP (CLASS A) ON APRIL 29, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A 1.288 1.307 End of Period.................... N/A N/A N/A N/A N/A N/A 1.288 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A 5,812 DWS LARGE CAP VALUE VIP (CLASS A) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... 1.017 N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... 1,599 N/A N/A N/A N/A N/A N/A DWS STRATEGIC VALUE VIP (CLASS A) (EFFECTIVE APRIL 29, 2011, THIS FUND MERGED INTO THE DWS LARGE CAP VALUE VIP (CLASS A)) Unit Value: Beginning of Period.............. 1.028 0.926 0.750 1.407 1.455 1.288 1.307 End of Period.................... N/A 1.028 0.926 0.750 1.407 1.455 1.288 Number of Units Outstanding at End of Period (in thousands)......... N/A 2,196 2,638 3,068 3,669 4,599 5,812 DWS TECHNOLOGY VIP (CLASS A) (EFFECTIVE APRIL 29, 2011, THIS FUND MERGED INTO THE DWS CAPITAL GROWTH VIP (CLASS A)) Unit Value: Beginning of Period.............. 0.503 0.430 0.272 0.512 0.455 0.458 0.447 End of Period.................... N/A 0.503 0.430 0.272 0.512 0.455 0.458 Number of Units Outstanding at End of Period (in thousands)......... N/A 4,053 5,757 4,803 6,115 7,832 9,811 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- DWS CAPITAL GROWTH VIP (CLASS A) Unit Value: Beginning of Period.............. 0.445 0.308 0.484 End of Period.................... 0.447 0.445 0.308 Number of Units Outstanding at End of Period (in thousands)......... 17,110 20,389 16,554 DWS DREMAN FINANCIAL SERVICES VIP (CLASS A) (EFFECTIVE SEPTEMBER 15, 2006, THIS FUND MERGED INTO THE DWS DREMAN HIGH RETURN EQUITY SERVICES VIP (CLASS A), WHICH THEN WAS RENAMED TO THE DWS STRATEGIC VALUE VIP (CLASS A) ON JUNE 1, 2009 AND THEN MERGED INTO THE DWS LARGE CAP VALUE VIP (CLASS A) ON APRIL 29, 2011) Unit Value: Beginning of Period.............. 1.184 0.937 1.039 End of Period.................... 1.307 1.184 0.937 Number of Units Outstanding at End of Period (in thousands)......... 6,810 7,951 8,796 DWS LARGE CAP VALUE VIP (CLASS A) Unit Value: Beginning of Period.............. N/A N/A N/A End of Period.................... N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A DWS STRATEGIC VALUE VIP (CLASS A) (EFFECTIVE APRIL 29, 2011, THIS FUND MERGED INTO THE DWS LARGE CAP VALUE VIP (CLASS A)) Unit Value: Beginning of Period.............. 1.184 0.937 1.039 End of Period.................... 1.307 1.184 0.937 Number of Units Outstanding at End of Period (in thousands)......... 6,810 7,951 8,796 DWS TECHNOLOGY VIP (CLASS A) (EFFECTIVE APRIL 29, 2011, THIS FUND MERGED INTO THE DWS CAPITAL GROWTH VIP (CLASS A)) Unit Value: Beginning of Period.............. 0.445 0.308 0.484 End of Period.................... 0.447 0.445 0.308 Number of Units Outstanding at End of Period (in thousands)......... 17,110 20,389 16,554
E-8
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- EATON VANCE VT FLOATING-RATE INCOME FUND (EFFECTIVE NOVEMBER 15, 2010, THIS FUND IS CLOSED TO NEW INVESTMENTS) Unit Value: Beginning of Period.............. 1.199 1.115 0.783 1.090 1.088 1.046 1.021 End of Period.................... 1.213 1.199 1.115 0.783 1.090 1.088 1.046 Number of Units Outstanding at End of Period (in thousands)......... 6,327 9,505 9,755 11,126 15,225 18,060 19,427 EATON VANCE VT WORLDWIDE HEALTH SCIENCES FUND (LIQUIDATED ON SEPTEMBER 17, 2010) Unit Value: Beginning of Period.............. N/A 1.160 1.065 1.163 1.111 1.126 1.067 End of Period.................... N/A N/A 1.160 1.065 1.163 1.111 1.126 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A 4,335 5,086 6,107 7,934 9,788 FIDELITY VIP CONTRAFUND-REGISTERED TRADEMARK- PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 1.391 1.203 0.899 1.586 1.368 1.242 1.077 End of Period.................... 1.336 1.391 1.203 0.899 1.586 1.368 1.242 Number of Units Outstanding at End of Period (in thousands)......... 14,928 19,184 22,646 27,351 34,328 39,323 42,028 FIDELITY VIP EQUITY-INCOME PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 2.316 2.040 1.589 2.810 2.807 2.368 2.269 End of Period.................... 2.305 2.316 2.040 1.589 2.810 2.807 2.368 Number of Units Outstanding at End of Period (in thousands)......... 16,657 20,244 24,467 29,480 37,240 46,520 57,749 FIDELITY VIP GROWTH PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 2.308 1.885 1.490 2.861 2.285 2.169 2.079 End of Period.................... 2.280 2.308 1.885 1.490 2.861 2.285 2.169 Number of Units Outstanding at End of Period (in thousands)......... 12,935 15,689 18,417 21,946 26,316 32,819 40,830 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- EATON VANCE VT FLOATING-RATE INCOME FUND (EFFECTIVE NOVEMBER 15, 2010, THIS FUND IS CLOSED TO NEW INVESTMENTS) Unit Value: Beginning of Period.............. 1.007 0.992 1.003 End of Period.................... 1.021 1.007 0.992 Number of Units Outstanding at End of Period (in thousands)......... 19,489 18,378 21,100 EATON VANCE VT WORLDWIDE HEALTH SCIENCES FUND (LIQUIDATED ON SEPTEMBER 17, 2010) Unit Value: Beginning of Period.............. 1.019 0.795 1.149 End of Period.................... 1.067 1.019 0.795 Number of Units Outstanding at End of Period (in thousands)......... 11,449 12,539 11,658 FIDELITY VIP CONTRAFUND-REGISTERED TRADEMARK- PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 0.946 0.747 0.836 End of Period.................... 1.077 0.946 0.747 Number of Units Outstanding at End of Period (in thousands)......... 36,499 30,644 28,591 FIDELITY VIP EQUITY-INCOME PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 2.063 1.605 1.961 End of Period.................... 2.269 2.063 1.605 Number of Units Outstanding at End of Period (in thousands)......... 73,279 85,422 105,303 FIDELITY VIP GROWTH PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 2.040 1.557 2.260 End of Period.................... 2.079 2.040 1.557 Number of Units Outstanding at End of Period (in thousands)......... 52,885 62,334 74,649
E-9
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- FIDELITY VIP GROWTH & INCOME PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 0.982 0.867 0.692 1.203 1.088 0.975 0.919 End of Period.................... 0.984 0.982 0.867 0.692 1.203 1.088 0.975 Number of Units Outstanding at End of Period (in thousands)......... 3,626 4,549 5,167 6,091 8,773 9,280 11,245 FIDELITY VIP HIGH INCOME PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 1.756 1.565 1.103 1.491 1.471 1.341 1.324 End of Period.................... 1.802 1.756 1.565 1.103 1.491 1.471 1.341 Number of Units Outstanding at End of Period (in thousands)......... 15,673 18,610 22,399 24,893 31,959 39,175 47,686 FIDELITY VIP MID CAP PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 2.313 1.821 1.318 2.208 1.936 1.743 1.494 End of Period.................... 2.038 2.313 1.821 1.318 2.208 1.936 1.743 Number of Units Outstanding at End of Period (in thousands)......... 9,370 11,870 13,956 16,357 20,407 27,207 32,957 FIDELITY VIP VALUE STRATEGIES PORTFOLIO (SERVICE CLASS 2) Unit Value: Beginning of Period.............. 1.452 1.165 0.752 1.566 1.506 1.317 1.304 End of Period.................... 1.302 1.452 1.165 0.752 1.566 1.506 1.317 Number of Units Outstanding at End of Period (in thousands)......... 1,319 1,755 2,179 2,396 3,082 3,383 3,587 FT VIP FRANKLIN LARGE CAP GROWTH SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 1.132 1.029 0.804 1.246 1.189 1.088 1.091 End of Period.................... 1.099 1.132 1.029 0.804 1.246 1.189 1.088 Number of Units Outstanding at End of Period (in thousands)......... 1,171 1,416 1,873 2,644 3,366 3,724 4,331 FT VIP FRANKLIN SMALL CAP VALUE SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 1.598 1.264 0.992 1.502 1.561 1.353 1.262 End of Period.................... 1.516 1.598 1.264 0.992 1.502 1.561 1.353 Number of Units Outstanding at End of Period (in thousands)......... 2,202 3,280 3,734 4,967 6,175 8,511 9,019 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- FIDELITY VIP GROWTH & INCOME PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 0.881 0.722 0.878 End of Period.................... 0.919 0.881 0.722 Number of Units Outstanding at End of Period (in thousands)......... 13,053 15,016 14,260 FIDELITY VIP HIGH INCOME PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 1.225 0.977 0.957 End of Period.................... 1.324 1.225 0.977 Number of Units Outstanding at End of Period (in thousands)......... 61,378 80,700 89,461 FIDELITY VIP MID CAP PORTFOLIO (INITIAL CLASS) Unit Value: Beginning of Period.............. 1.213 0.887 0.998 End of Period.................... 1.494 1.213 0.887 Number of Units Outstanding at End of Period (in thousands)......... 33,168 34,214 35,732 FIDELITY VIP VALUE STRATEGIES PORTFOLIO (SERVICE CLASS 2) Unit Value: Beginning of Period.............. 1.162 0.749 1.000 End of Period.................... 1.304 1.162 0.749 Number of Units Outstanding at End of Period (in thousands)......... 4,838 5,165 885 FT VIP FRANKLIN LARGE CAP GROWTH SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 1.026 0.819 1.000 End of Period.................... 1.091 1.026 0.819 Number of Units Outstanding at End of Period (in thousands)......... 4,510 3,150 1,070 FT VIP FRANKLIN SMALL CAP VALUE SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 1.034 0.794 1.000 End of Period.................... 1.262 1.034 0.794 Number of Units Outstanding at End of Period (in thousands)......... 8,092 4,489 2,257
E-10
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- FT VIP FRANKLIN SMALL-MID CAP GROWTH SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 0.924 0.734 0.519 0.915 0.834 0.778 0.753 End of Period.................... 0.867 0.924 0.734 0.519 0.915 0.834 0.778 Number of Units Outstanding at End of Period (in thousands)......... 6,827 8,356 9,885 11,859 14,119 18,318 21,392 FT VIP MUTUAL SHARES SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 1.465 1.336 1.075 1.733 1.699 1.455 1.335 End of Period.................... 1.429 1.465 1.336 1.075 1.733 1.699 1.455 Number of Units Outstanding at End of Period (in thousands)......... 9,992 11,738 14,401 17,600 22,619 25,587 28,576 FT VIP TEMPLETON FOREIGN SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 1.503 1.406 1.041 1.770 1.555 1.299 1.195 End of Period.................... 1.324 1.503 1.406 1.041 1.770 1.555 1.299 Number of Units Outstanding at End of Period (in thousands)......... 4,414 5,373 6,608 7,681 10,111 11,965 13,604 INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND CHANGED ITS NAME FROM THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... 0.650 N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... 4,410 N/A N/A N/A N/A N/A N/A INVESCO V.I. CAPITAL APPRECIATION FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES I SHARES), WHICH THEN WAS RENAMED THE INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. 0.656 0.576 0.482 0.851 0.770 0.715 0.686 End of Period.................... 0.595 0.656 0.576 0.482 0.851 0.770 0.715 Number of Units Outstanding at End of Period (in thousands)......... 3,652 4,533 5,645 7,152 8,012 9,358 11,353 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- FT VIP FRANKLIN SMALL-MID CAP GROWTH SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 0.686 0.507 0.720 End of Period.................... 0.753 0.686 0.507 Number of Units Outstanding at End of Period (in thousands)......... 25,011 29,881 27,115 FT VIP MUTUAL SHARES SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 1.202 0.974 1.121 End of Period.................... 1.335 1.202 0.974 Number of Units Outstanding at End of Period (in thousands)......... 29,084 30,941 31,703 FT VIP TEMPLETON FOREIGN SECURITIES FUND (CLASS 2) Unit Value: Beginning of Period.............. 1.023 0.785 1.000 End of Period.................... 1.195 1.023 0.785 Number of Units Outstanding at End of Period (in thousands)......... 10,905 6,831 4,058 INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND CHANGED ITS NAME FROM THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. N/A N/A N/A End of Period.................... N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A INVESCO V.I. CAPITAL APPRECIATION FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES I SHARES), WHICH THEN WAS RENAMED THE INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. 0.622 0.498 0.653 End of Period.................... 0.686 0.622 0.498 Number of Units Outstanding at End of Period (in thousands)......... 14,459 17,422 19,831
E-11
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- INVESCO V.I. CAPITAL DEVELOPMENT FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES I SHARES) AND WAS CLOSED TO NEW PAYMENT ALLOCATIONS ON MAY 1, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... 0.640 N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... 1,693 N/A N/A N/A N/A N/A N/A INVESCO V.I. CORE EQUITY FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2010, THIS FUND CHANGED ITS NAME FROM THE AIM V.I. CORE EQUITY FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. 0.848 0.785 0.621 0.901 0.846 0.744 0.714 End of Period.................... 0.836 0.848 0.785 0.621 0.901 0.846 0.744 Number of Units Outstanding at End of Period (in thousands)......... 5,171 6,777 8,432 9,685 11,116 13,191 15,631 INVESCO V.I. DYNAMICS FUND (SERIES I SHARES) (EFFECTIVE APRIL 29, 2011, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. CAPITAL DEVELOPMENT FUND (SERIES I SHARES), WHICH THEN MERGED INTO THE INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES I SHARES) ON APRIL 30 2012) Unit Value: Beginning of Period.............. 0.705 0.577 0.411 0.803 0.726 0.634 0.580 End of Period.................... N/A 0.705 0.577 0.411 0.803 0.726 0.634 Number of Units Outstanding at End of Period (in thousands)......... N/A 2,122 2,204 2,733 3,999 6,848 7,974 INVESCO V.I. GLOBAL HEALTH CARE FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2010, THIS FUND CHANGED ITS NAME FROM THE AIM V.I. GLOBAL HEALTH CARE FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. 0.993 0.957 0.760 1.080 0.979 0.944 0.885 End of Period.................... 1.018 0.993 0.957 0.760 1.080 0.979 0.944 Number of Units Outstanding at End of Period (in thousands)......... 3,311 3,480 2,818 3,516 4,123 5,536 7,366 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- INVESCO V.I. CAPITAL DEVELOPMENT FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES I SHARES) AND WAS CLOSED TO NEW PAYMENT ALLOCATIONS ON MAY 1, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A End of Period.................... N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A INVESCO V.I. CORE EQUITY FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2010, THIS FUND CHANGED ITS NAME FROM THE AIM V.I. CORE EQUITY FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. 0.685 0.555 0.808 End of Period.................... 0.714 0.685 0.555 Number of Units Outstanding at End of Period (in thousands)......... 18,766 23,728 27,915 INVESCO V.I. DYNAMICS FUND (SERIES I SHARES) (EFFECTIVE APRIL 29, 2011, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. CAPITAL DEVELOPMENT FUND (SERIES I SHARES), WHICH THEN MERGED INTO THE INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES I SHARES) ON APRIL 30 2012) Unit Value: Beginning of Period.............. 0.519 0.382 0.569 End of Period.................... 0.580 0.519 0.382 Number of Units Outstanding at End of Period (in thousands)......... 10,597 12,607 13,272 INVESCO V.I. GLOBAL HEALTH CARE FUND (SERIES I SHARES) (EFFECTIVE APRIL 30, 2010, THIS FUND CHANGED ITS NAME FROM THE AIM V.I. GLOBAL HEALTH CARE FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. 0.834 0.662 0.889 End of Period.................... 0.885 0.834 0.662 Number of Units Outstanding at End of Period (in thousands)......... 8,979 10,760 12,323
E-12
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- INVESCO V.I. LARGE CAP GROWTH FUND (SERIES I SHARES) (EFFECTIVE APRIL 29, 2011, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES I SHARES), WHICH THEN WAS RENAMED THE INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. 0.701 0.606 0.488 0.802 0.704 0.661 0.648 End of Period.................... N/A 0.701 0.606 0.488 0.802 0.704 0.661 Number of Units Outstanding at End of Period (in thousands)......... N/A 6,012 6,933 8,605 11,326 13,537 16,926 INVESCO V.I. CAPITAL DEVELOPMENT FUND (SERIES II SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES II SHARES)) Unit Value: Beginning of Period.............. 1.287 1.102 0.787 1.510 1.385 1.208 1.122 End of Period.................... 1.176 1.287 1.102 0.787 1.510 1.385 1.208 Number of Units Outstanding at End of Period (in thousands)......... 424 457 494 618 933 1,153 1,073 INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES I SHARES) (NO INFORMATION IS AVAILABLE BECAUSE THE FUND DID NOT BEGIN OPERATIONS UNTIL AFTER DECEMBER 31, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES II SHARES) (NO INFORMATION IS AVAILABLE BECAUSE THE FUND DID NOT BEGIN OPERATIONS UNTIL AFTER DECEMBER 31, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A N/A End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A INVESCO VAN KAMPEN V.I. VALUE OPPORTUNITIES FUND (SERIES II SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND CHANGED ITS NAME FROM THE INVESCO V.I. BASIC VALUE FUND (SERIES II SHARES)) Unit Value: Beginning of Period.............. 0.918 0.870 0.598 1.260 1.261 1.132 1.089 End of Period.................... 0.874 0.918 0.870 0.598 1.260 1.261 1.132 Number of Units Outstanding at End of Period (in thousands)......... 2,105 2,745 3,276 3,549 4,500 5,862 7,824 JANUS ASPEN ENTERPRISE PORTFOLIO (SERVICE SHARES) Unit Value: Beginning of Period.............. 0.717 0.579 0.407 0.735 0.612 0.548 0.496 End of Period.................... 0.695 0.717 0.579 0.407 0.735 0.612 0.548 Number of Units Outstanding at End of Period (in thousands)......... 2,712 3,636 4,149 4,783 7,191 6,313 7,017 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- INVESCO V.I. LARGE CAP GROWTH FUND (SERIES I SHARES) (EFFECTIVE APRIL 29, 2011, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND (SERIES I SHARES), WHICH THEN WAS RENAMED THE INVESCO VAN KAMPEN V.I. AMERICAN FRANCHISE FUND (SERIES I SHARES)) Unit Value: Beginning of Period.............. 0.628 0.509 0.699 End of Period.................... 0.648 0.628 0.509 Number of Units Outstanding at End of Period (in thousands)......... 20,414 23,608 24,811 INVESCO V.I. CAPITAL DEVELOPMENT FUND (SERIES II SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND MERGED INTO THE INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES II SHARES)) Unit Value: Beginning of Period.............. 0.987 0.741 1.000 End of Period.................... 1.122 0.987 0.741 Number of Units Outstanding at End of Period (in thousands)......... 1,483 1,329 284 INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES I SHARES) (NO INFORMATION IS AVAILABLE BECAUSE THE FUND DID NOT BEGIN OPERATIONS UNTIL AFTER DECEMBER 31, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A End of Period.................... N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A INVESCO VAN KAMPEN V.I. MID CAP GROWTH FUND (SERIES II SHARES) (NO INFORMATION IS AVAILABLE BECAUSE THE FUND DID NOT BEGIN OPERATIONS UNTIL AFTER DECEMBER 31, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A End of Period.................... N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A INVESCO VAN KAMPEN V.I. VALUE OPPORTUNITIES FUND (SERIES II SHARES) (EFFECTIVE APRIL 30, 2012, THIS FUND CHANGED ITS NAME FROM THE INVESCO V.I. BASIC VALUE FUND (SERIES II SHARES)) Unit Value: Beginning of Period.............. 0.996 0.758 1.000 End of Period.................... 1.089 0.996 0.758 Number of Units Outstanding at End of Period (in thousands)......... 10,386 10,164 7,356 JANUS ASPEN ENTERPRISE PORTFOLIO (SERVICE SHARES) Unit Value: Beginning of Period.............. 0.417 0.314 0.443 End of Period.................... 0.496 0.417 0.314 Number of Units Outstanding at End of Period (in thousands)......... 7,398 8,603 10,681
E-13
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- JANUS ASPEN GROWTH AND INCOME PORTFOLIO (SERVICE SHARES) (LIQUIDATED ON APRIL 30, 2010) Unit Value: Beginning of Period.............. N/A 0.802 0.586 1.012 0.946 0.890 0.805 End of Period.................... N/A N/A 0.802 0.586 1.012 0.946 0.890 Number of Units Outstanding at End of Period (in thousands)......... N/A N/A 6,271 7,575 10,229 13,034 14,157 JANUS ASPEN JANUS PORTFOLIO (SERVICE SHARES) Unit Value: Beginning of Period.............. 0.689 0.612 0.456 0.770 0.680 0.620 0.605 End of Period.................... 0.642 0.689 0.612 0.456 0.770 0.680 0.620 Number of Units Outstanding at End of Period (in thousands)......... 6,259 8,099 9,948 11,808 14,397 16,157 18,834 JANUS ASPEN OVERSEAS PORTFOLIO (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.827 1.482 0.839 1.782 1.412 0.977 0.751 End of Period.................... 1.219 1.827 1.482 0.839 1.782 1.412 0.977 Number of Units Outstanding at End of Period (in thousands)......... 7,172 9,030 10,446 11,556 15,018 16,132 15,571 MFS-REGISTERED TRADEMARK- MID CAP GROWTH SERIES (SERVICE CLASS) Unit Value: Beginning of Period.............. 1.009 0.792 0.569 1.191 1.103 1.094 1.079 End of Period.................... 0.933 1.009 0.792 0.569 1.191 1.103 1.094 Number of Units Outstanding at End of Period (in thousands)......... 1,105 1,639 1,577 1,845 2,737 3,258 4,311 MFS-REGISTERED TRADEMARK- NEW DISCOVERY SERIES (SERVICE CLASS) Unit Value: Beginning of Period.............. 1.537 1.147 0.714 1.197 1.187 1.066 1.029 End of Period.................... 1.356 1.537 1.147 0.714 1.197 1.187 1.066 Number of Units Outstanding at End of Period (in thousands)......... 1,829 2,161 1,696 1,018 1,132 1,549 1,585 MFS-REGISTERED TRADEMARK- TOTAL RETURN SERIES (SERVICE CLASS) Unit Value: Beginning of Period.............. 1.260 1.166 1.004 1.311 1.280 1.163 1.149 End of Period.................... 1.262 1.260 1.166 1.004 1.311 1.280 1.163 Number of Units Outstanding at End of Period (in thousands)......... 6,633 8,673 9,380 11,112 13,289 16,085 19,446 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- JANUS ASPEN GROWTH AND INCOME PORTFOLIO (SERVICE SHARES) (LIQUIDATED ON APRIL 30, 2010) Unit Value: Beginning of Period.............. 0.731 0.600 0.778 End of Period.................... 0.805 0.731 0.600 Number of Units Outstanding at End of Period (in thousands)......... 15,197 18,412 19,923 JANUS ASPEN JANUS PORTFOLIO (SERVICE SHARES) Unit Value: Beginning of Period.............. 0.589 0.454 0.629 End of Period.................... 0.605 0.589 0.454 Number of Units Outstanding at End of Period (in thousands)......... 22,842 26,135 30,199 JANUS ASPEN OVERSEAS PORTFOLIO (SERVICE SHARES) Unit Value: Beginning of Period.............. 0.641 0.484 0.661 End of Period.................... 0.751 0.641 0.484 Number of Units Outstanding at End of Period (in thousands)......... 13,033 15,184 18,862 MFS-REGISTERED TRADEMARK- MID CAP GROWTH SERIES (SERVICE CLASS) Unit Value: Beginning of Period.............. 0.956 0.710 1.000 End of Period.................... 1.079 0.956 0.710 Number of Units Outstanding at End of Period (in thousands)......... 5,677 3,896 1,076 MFS-REGISTERED TRADEMARK- NEW DISCOVERY SERIES (SERVICE CLASS) Unit Value: Beginning of Period.............. 0.983 0.747 1.000 End of Period.................... 1.029 0.983 0.747 Number of Units Outstanding at End of Period (in thousands)......... 2,084 1,800 644 MFS-REGISTERED TRADEMARK- TOTAL RETURN SERIES (SERVICE CLASS) Unit Value: Beginning of Period.............. 1.050 0.918 1.000 End of Period.................... 1.149 1.050 0.918 Number of Units Outstanding at End of Period (in thousands)......... 16,967 13,317 8,179
E-14
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- MFS-REGISTERED TRADEMARK- UTILITIES SERIES (SERVICE CLASS) Unit Value: Beginning of Period.............. 2.404 2.148 1.639 2.674 2.126 1.646 1.432 End of Period.................... 2.524 2.404 2.148 1.639 2.674 2.126 1.646 Number of Units Outstanding at End of Period (in thousands)......... 2,213 2,559 3,193 4,103 5,242 5,822 6,230 OPPENHEIMER BALANCED FUND/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.008 0.907 0.757 1.361 1.334 1.220 1.194 End of Period.................... 0.998 1.008 0.907 0.757 1.361 1.334 1.220 Number of Units Outstanding at End of Period (in thousands)......... 2,193 2,220 2,606 3,905 5,067 5,476 4,512 OPPENHEIMER CAPITAL APPRECIATION FUND/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.074 0.998 0.702 1.311 1.168 1.100 1.064 End of Period.................... 1.045 1.074 0.998 0.702 1.311 1.168 1.100 Number of Units Outstanding at End of Period (in thousands)......... 1,550 2,296 2,856 3,266 4,421 7,062 8,402 OPPENHEIMER GLOBAL SECURITIES FUND/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.596 1.399 1.018 1.730 1.654 1.430 1.271 End of Period.................... 1.439 1.596 1.399 1.018 1.730 1.654 1.430 Number of Units Outstanding at End of Period (in thousands)......... 4,292 5,063 5,898 7,617 11,014 13,958 15,317 OPPENHEIMER HIGH INCOME FUND/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 0.390 0.345 0.278 1.316 1.341 1.246 1.238 End of Period.................... 0.374 0.390 0.345 0.278 1.316 1.341 1.246 Number of Units Outstanding at End of Period (in thousands)......... 3,901 4,596 6,165 5,287 6,296 7,237 8,044 OPPENHEIMER MAIN STREET FUND-REGISTERED TRADEMARK-/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.141 0.999 0.792 1.308 1.274 1.126 1.080 End of Period.................... 1.122 1.141 0.999 0.792 1.308 1.274 1.126 Number of Units Outstanding at End of Period (in thousands)......... 1,055 1,365 1,737 2,299 3,024 3,801 4,771 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- MFS-REGISTERED TRADEMARK- UTILITIES SERIES (SERVICE CLASS) Unit Value: Beginning of Period.............. 1.119 0.837 1.000 End of Period.................... 1.432 1.119 0.837 Number of Units Outstanding at End of Period (in thousands)......... 4,031 2,152 779 OPPENHEIMER BALANCED FUND/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.103 0.897 1.000 End of Period.................... 1.194 1.103 0.897 Number of Units Outstanding at End of Period (in thousands)......... 3,299 2,025 616 OPPENHEIMER CAPITAL APPRECIATION FUND/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.012 0.785 1.000 End of Period.................... 1.064 1.012 0.785 Number of Units Outstanding at End of Period (in thousands)......... 6,220 4,649 2,037 OPPENHEIMER GLOBAL SECURITIES FUND/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.084 0.770 1.000 End of Period.................... 1.271 1.084 0.770 Number of Units Outstanding at End of Period (in thousands)......... 11,880 7,050 3,478 OPPENHEIMER HIGH INCOME FUND/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.155 0.946 1.000 End of Period.................... 1.238 1.155 0.946 Number of Units Outstanding at End of Period (in thousands)......... 10,199 10,871 6,429 OPPENHEIMER MAIN STREET FUND-REGISTERED TRADEMARK-/VA (SERVICE SHARES) Unit Value: Beginning of Period.............. 1.003 0.805 1.000 End of Period.................... 1.080 1.003 0.805 Number of Units Outstanding at End of Period (in thousands)......... 5,221 4,518 3,011
E-15
YEAR ENDED DECEMBER 31ST -------------------------------------------------------------------------- SUB-ACCOUNT 2011 2010 2009 2008 2007 2006 2005 ----------- -------- -------- -------- -------- -------- -------- -------- PIONEER FUND VCT PORTFOLIO (CLASS II) Unit Value: Beginning of Period.............. 1.073 0.940 0.763 1.180 1.142 0.995 0.953 End of Period.................... 1.010 1.073 0.940 0.763 1.180 1.142 0.995 Number of Units Outstanding at End of Period (in thousands)......... 2,380 3,456 3,720 5,525 5,991 7,922 9,219 PIONEER REAL ESTATE SHARES VCT PORTFOLIO (CLASS II) Unit Value: Beginning of Period.............. 2.331 1.839 1.418 2.333 2.925 2.173 1.919 End of Period.................... 2.523 2.331 1.839 1.418 2.333 2.925 2.173 Number of Units Outstanding at End of Period (in thousands)......... 2,565 3,084 3,718 4,828 6,594 9,661 10,741 SCUDDER VIT EAFE EQUITY INDEX FUND (CLASS A) (LIQUIDATED ON JULY 25, 2005) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A 0.856 End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A SVS DREMAN FINANCIAL SERVICES (CLASS A) (EFFECTIVE FEBRUARY 3, 2006, THIS FUND MERGED INTO THE DWS DREMAN FINANCIAL SERVICES VIP (CLASS A), WHICH WAS THEN MERGED INTO THE DWS DREMAN HIGH RETURN EQUITY VIP (CLASS A) ON SEPTEMBER 15, 2006, LATER RENAMED THE DWS STRATEGIC VALUE VIP (CLASS A) ON JUNE 1, 2009 AND FURTHER RENAMED THE DWS LARGE CAP VALUE VIP (CLASS A) ON APRIL 29, 2011) Unit Value: Beginning of Period.............. N/A N/A N/A N/A N/A N/A 1.307 End of Period.................... N/A N/A N/A N/A N/A N/A N/A Number of Units Outstanding at End of Period (in thousands)......... N/A N/A N/A N/A N/A N/A N/A T. ROWE PRICE INTERNATIONAL STOCK PORTFOLIO Unit Value: Beginning of Period.............. 1.705 1.511 1.006 1.988 1.784 1.519 1.328 End of Period.................... 1.465 1.705 1.511 1.006 1.988 1.784 1.519 Number of Units Outstanding at End of Period (in thousands)......... 13,299 15,989 19,111 23,278 26,681 32,378 37,547 YEAR ENDED DECEMBER 31ST ------------------------------ SUB-ACCOUNT 2004 2003 2002 ----------- -------- -------- -------- PIONEER FUND VCT PORTFOLIO (CLASS II) Unit Value: Beginning of Period.............. 0.871 0.716 0.899 End of Period.................... 0.953 0.871 0.716 Number of Units Outstanding at End of Period (in thousands)......... 9,507 8,096 8,671 PIONEER REAL ESTATE SHARES VCT PORTFOLIO (CLASS II) Unit Value: Beginning of Period.............. 1.437 1.084 1.075 End of Period.................... 1.919 1.437 1.084 Number of Units Outstanding at End of Period (in thousands)......... 11,633 11,433 12,231 SCUDDER VIT EAFE EQUITY INDEX FUND (CLASS A) (LIQUIDATED ON JULY 25, 2005) Unit Value: Beginning of Period.............. 0.729 0.554 0.717 End of Period.................... 0.856 0.729 0.554 Number of Units Outstanding at End of Period (in thousands)......... 4,746 4,476 5,145 SVS DREMAN FINANCIAL SERVICES (CLASS A) (EFFECTIVE FEBRUARY 3, 2006, THIS FUND MERGED INTO THE DWS DREMAN FINANCIAL SERVICES VIP (CLASS A), WHICH WAS THEN MERGED INTO THE DWS DREMAN HIGH RETURN EQUITY VIP (CLASS A) ON SEPTEMBER 15, 2006, LATER RENAMED THE DWS STRATEGIC VALUE VIP (CLASS A) ON JUNE 1, 2009 AND FURTHER RENAMED THE DWS LARGE CAP VALUE VIP (CLASS A) ON APRIL 29, 2011) Unit Value: Beginning of Period.............. 1.184 0.937 1.039 End of Period.................... 1.307 1.184 0.937 Number of Units Outstanding at End of Period (in thousands)......... 6,810 7,951 8,796 T. ROWE PRICE INTERNATIONAL STOCK PORTFOLIO Unit Value: Beginning of Period.............. 1.184 0.920 1.142 End of Period.................... 1.328 1.184 0.920 Number of Units Outstanding at End of Period (in thousands)......... 47,389 55,172 67,555
E-16 APPENDIX F EXAMPLES OF PRESENT VALUE WITHDRAWALS AND PAYMENT WITHDRAWALS Assume in the examples below that a 65-year-old male annuitizes his contract exactly two years after the Issue Date. The annuitization amount is $250,000. Further assume that he selects a variable Life with Period Certain annuity payout option of Single Life with Payments Guaranteed for 10 Years, an Assumed Investment Return ("AIR") of 3%, and an annual Change Frequency. Assume that the Annuity Value purchases 1,370 Annuity Units and the first monthly annuity benefit payment is equal to $1,370. The following examples assume a net return of 8% (gross return of 9.4%). PRESENT VALUE WITHDRAWALS EXAMPLE 1. Assume that the Owner has taken no previous withdrawals and would like to take the maximum Present Value Withdrawal available at the beginning of the fifth contract year (the third year of the Annuity Payout phase). Annuity Units prior to withdrawal = 1,370 Annuity Unit Value on the date of withdrawal = 1.09944 Monthly Annuity Benefit Payment prior to withdrawal = $1,506.24 Rate used in Present Value Determination = 5% (3% AIR plus 2% Withdrawal Adjustment Charge) Present Value of Future Guaranteed Annuity Benefit Payments = $119,961.92 Maximum Present Value Withdrawal Amount = $89,971.44 ($119,961.92 X 75%) Annuity Units after withdrawal = 342.50 (1,370 X (1 - (89,971.44/119,961.92))) Annuity Unit Value on the date of withdrawal = 1.09944 Monthly Annuity Benefit Payment after withdrawal = $376.56 Because the withdrawal is being made within 5 years of the Issue Date, the rate used in the Present Value Determination is increased by a Withdrawal Adjustment Charge. Since less than 10 years of guaranteed annuity payments are being valued, the Withdrawal Adjustment Charge is 2%. Because this is a Present Value Withdrawal, the number of Annuity Units will increase to 1,370 after the end of the 10-year period during which the Company guaranteed to make payments. EXAMPLE 2. Assume that the Owner has taken no previous withdrawals and would like to take the maximum Present Value Withdrawal available at the beginning of the tenth contract year (eighth year of the Annuity Payout phase). Annuity Units prior to withdrawal = 1,370 Annuity Unit Value on the date of withdrawal = 1.39350 Monthly Annuity Benefit Payment prior to withdrawal = $1,909.09 Rate used in Present Value Determination = 3% (3% AIR) Present Value of Future Guaranteed Annuity Benefit Payments = $65,849.08 Maximum Present Value Withdrawal Amount = $49,386.81 ($65,849.08 X 75%) Annuity Units after withdrawal = 342.50 (1,370 X (1 - (49,386.81/65,849.08))) Annuity Unit Value on the date of withdrawal = 1.39350 Monthly Annuity Benefit Payment after withdrawal = $477.27 Because the withdrawal is being made more than 5 years after the Issue Date, the rate used in the Present Value Determination is not increased by a Withdrawal Adjustment Charge. Because this is a Present Value Withdrawal, the number of Annuity Units will increase to 1,370 after the end of the 10-year period during which the Company guaranteed to make payments. F-1 PAYMENT WITHDRAWALS EXAMPLE 3. Assume that the Owner has taken no previous withdrawals and would like to take the maximum Payment Withdrawal of 10 monthly annuity benefit payments at the beginning of the fifth contract year (the third year of the Annuity Payout phase). At that time, the Annuitant's life expectancy is greater than 15 years. Last Monthly Annuity Benefit Payment = $1,436.50 Withdrawal Amount = $14,365.00 (10 X 1,436.50) Annuity Units prior to withdrawal = 1,370 Annuity Unit Value on the date of withdrawal = 1.09944 Monthly Annuity Benefit Payment prior to withdrawal = $1,506.24 Rate used in Present Value Determination = 4% (3% AIR plus 1% Withdrawal Adjustment Charge) Present Value of Future Annuity Benefit Payments = $234,482.77 Annuity Units after withdrawal = 1,286.07 (1,370 X (1 - (14,365.00/234,482.77))) Annuity Unit Value on the date of withdrawal = 1.09944 Monthly Annuity Benefit Payment after withdrawal = $1,413.96 Because the withdrawal is being made within 5 years of the Issue Date, the rate used in the Present Value Determination is increased by a Withdrawal Adjustment Charge. Since there are more than 15 years of annuity payments being valued (the Annuitant's life expectancy is more than 15 years), the Withdrawal Adjustment Charge is 1%. Because this is a Payment Withdrawal, the number of Annuity Units will not increase after the end of the 10-year period during which the Company guaranteed to make payments. EXAMPLE 4. Assume that the Owner has taken no previous withdrawals and would like to take the maximum Payment Withdrawal of 10 monthly annuity benefit payments at the beginning of the tenth contract year (eighth year of the Annuity Payout phase). Last Monthly Annuity Benefit Payment = $1,820.71 Withdrawal Amount = $18,207.10 (10 X 1,820.71) Annuity Units prior to withdrawal = 1,370 Annuity Unit Value on the date of withdrawal = 1.39350 Monthly Annuity Benefit Payment prior to withdrawal = $1,909.09 Rate used in Present Value Determination = 3% (3% AIR) Present Value of Future Annuity Benefit Payments = $268,826.18 Annuity Units after withdrawal = 1,277.21 (1,370 X (1 - (18,207.10/268,826.18))) Annuity Unit Value on the date of withdrawal = 1.39350 Monthly Annuity Benefit Payment after withdrawal = $1,779.80 Because the withdrawal is being made more than 5 years after the Issue Date, the rate used in the Present Value Determination is not increased by a Withdrawal Adjustment Charge. Because this is a Payment Withdrawal, the number of Annuity Units will not increase after the end of the 10-year period during which the Company guaranteed to make payments. PRESENT VALUE WITHDRAWAL VERSUS PAYMENT WITHDRAWAL EXAMPLE 5. Assume that the Owner has taken no previous withdrawals and would like to take a $10,000 withdrawal at the beginning of the fifth contract year (the third year of the Annuity Payout phase). At that time, the Annuitant's life expectancy is greater than 15 years. The following examples F-2 show the impact of taking the withdrawal under the Present Value Withdrawal Option and the Payment Withdrawal Option. PRESENT VALUE WITHDRAWAL Annuity Units prior to withdrawal = 1,370 Annuity Unit Value on the date of withdrawal = 1.09944 Monthly Annuity Benefit Payment prior to withdrawal = $1,506.24 Rate used in Present Value Determination = 5% (3% AIR plus 2% Withdrawal Adjustment Charge) Present Value of future Guaranteed Annuity Benefit Payments = $119,961.92 Withdrawal = $10,000 Annuity Units after withdrawal = 1,255.80 (1,370 X (1 - (10,000/119,961.92))) Annuity Unit Value on the date of withdrawal = 1.09944 Monthly Annuity Benefit Payment after withdrawal = $1,380.67 Because the withdrawal is being made within 5 years of the Issue Date, the rate used in the Present Value Determination is increased by a Withdrawal Adjustment Charge. Since less than 10 years of guaranteed annuity payments are being valued, the Withdrawal Adjustment Charge is 2%. Because this is a Present Value Withdrawal, the number of Annuity Units will increase to 1,370 at the end of the 10-year period during which the Company guaranteed to make payments. PAYMENT WITHDRAWAL Annuity Units prior to withdrawal = 1,370 Annuity Unit Value on the date of withdrawal = 1.09944 Monthly Annuity Benefit Payment prior to withdrawal = $1,506.24 Rate used in Present Value Determination = 4% (3% AIR plus 1% Withdrawal Adjustment Charge) Present Value of future Annuity Benefit Payments = $234,482.77 Withdrawal = $10,000 Annuity Units after withdrawal = 1,311.57 (1,370 X (1 - (10,000/$234,482.77))) Annuity Unit Value on the date of withdrawal = 1.09944 Monthly Annuity Benefit Payment after withdrawal = $1,442.00 Because the withdrawal is being made within 5 years of the Issue Date, the rate used in the Present Value Determination is increased by a Withdrawal Adjustment Charge. Since there are more than 15 years of annuity payments being valued (the Annuitant's life expectancy is more than 15 years), the Withdrawal Adjustment Charge is 1%. Because this is a Payment Withdrawal, the number of Annuity Units will not increase at the end of the 10-year period during F-3 APPENDIX G IRA, ROTH IRA AND SIMPLE IRA DISCLOSURE STATEMENT This Disclosure Statement describes the statutory and regulatory provisions applicable to the operation of traditional Individual Retirement Annuities (IRAs), Roth Individual Retirement Annuities (Roth IRAs) and Simple Individual Retirement Annuities (SIMPLE IRAs). Internal Revenue Service regulations require that this be given to each person desiring to establish an IRA, Roth IRA or a SIMPLE IRA. Except where otherwise indicated, IRA discussion includes Simplified Employee Pension IRAs (SEP IRA). Further information can be obtained from Commonwealth Annuity and Life Insurance Company and from any district office of the Internal Revenue Service. Also, see IRS Publication 590, INDIVIDUAL RETIREMENT ARRANGEMENTS (IRAS). This Disclosure Statement is for your general information and is not intended to be exhaustive or conclusive, to apply to any particular person or situation, or to be used as a substitute for qualified legal or tax advice. Please note that the information contained herein is based on current federal income tax law, income tax regulations, and other guidance provided by the IRS. Hence, this information is subject to change upon an amendment of the law or the issuance of further regulations or other guidance. Also, you should be aware that state tax laws may differ from federal tax laws governing such arrangements. You should consult your tax adviser about any state tax consequences of your IRA or Roth IRA, whichever is applicable. A. REVOCATION Within 7 days of the date you signed your enrollment application, you may revoke the Contract and receive back 100% of your money by submitting your request in writing to us at our Service Center. Notice of revocation will be deemed mailed on the date of the postmark (or if sent by certified or registered mail, the date of the certification or registration) if it is deposited in the mail in the United States in an envelope, or other appropriate wrapper, first class postage prepaid, properly addressed. B. STATUTORY REQUIREMENTS The Contract is intended to meet the requirements of Section 408(b) of the Code, Section 408A of the Code for use as a Roth IRA, or of Section 408(p) of the Code for use as a SIMPLE IRA, whichever is applicable. The Contract has not been approved as to form for use as an IRA, Roth IRA or a SIMPLE IRA by the Internal Revenue Service. Such approval by the Internal Revenue Service is a determination only as to form of the Contract, and does not represent a determination on the merits of the Contract. 1. The amount in your IRA, Roth IRA, and SIMPLE IRA, whichever is applicable, must be fully vested at all times and the entire interest of the Owner must be nonforfeitable. 2. The Contract must be nontransferable by the Owner. 3. The Contract must have flexible premiums. 4. For IRAs and SIMPLE IRAs, you must start receiving distributions on or before April 1 of the year following the year in which you reach age 70 1/2 (the required beginning date) (see "REQUIRED DISTRIBUTIONS"). However, Section 401(a)(9)(A) of the Code (relating to minimum distributions required to commence at age 70 1/2), and the incidental death benefit requirements of Section 401(a) of the Code, do not apply to Roth IRAs. If you die on or after the date required minimum distributions under Section 401(a)(9) of the Code commence, unless otherwise permitted under applicable law, any remaining interest in the Contract G-1 must be distributed at least as rapidly as under the method of distribution being used as of the date of death. If you die before required minimum distributions commence, unless otherwise permitted under applicable law, any remaining interest in the Contract must be distributed to your Beneficiary by December 31 of the calendar year containing the fifth anniversary of your death; except that: (1) if the interest is payable to an individual who is your designated Beneficiary (within the meaning of Section 401(a)(9) of the Code), the designated Beneficiary may receive the entire interest over his or her life, or over a period certain not extending beyond his or her life expectancy, commencing on or before December 31 of the calendar year immediately following the calendar year in which you die; and (2) if the sole designated Beneficiary is your spouse, the Contract may be treated as his or her own IRA, or, where applicable, Roth IRA. 5. Except in the case of a rollover contribution or a direct transfer (see "ROLLOVERS AND DIRECT TRANSFERS"), or a contribution made in accordance with the terms of a Simplified Employee Pension (SEP), all contributions to an IRA, Roth and SIMPLE IRA must be cash contributions which do not exceed certain limits. 6. The Contract must be for the exclusive benefit of you and your Beneficiaries. C. ROLLOVERS AND DIRECT TRANSFERS FOR IRAS AND SIMPLE IRAS 1. A rollover is a tax-free transfer from one retirement program to another that you cannot deduct on your tax return. There are two kinds of tax-free rollover payments to an IRA. In one, you transfer amounts from another IRA. With the other, you transfer amounts from a qualified plan under Section 401(a) of the Code, a qualified annuity under Section 403(a) of the Code, a tax-sheltered annuity or custodial account under Section 403(b) of the Code, or a governmental plan under Section 457(b) of the Code (collectively referred to as "qualified employee benefit plans"). Tax-free rollovers can be made from a SIMPLE IRA to a SIMPLE Individual Retirement Account under Section 408(p) of the Code. An individual can make a tax-free rollover to an IRA from a SIMPLE IRA, or vice-versa, after a two-year period has expired since the individual first participated in a SIMPLE plan. 2. You must complete the rollover by the 60th day after the day you receive the distribution from your IRA or other qualified employee benefit plan or SIMPLE IRA. The failure to satisfy this 60-day requirement may be waived by the Internal Revenue Service in certain circumstances. 3. A rollover distribution may be made to you only once a year. The one-year period begins on the date you receive the rollover distribution, not on the date you roll it over (reinvest it). 4. A trustee-to-trustee transfer to an IRA of funds in an IRA from one trustee or insurance company to another is not a rollover. It is a transfer that is not affected by the one-year waiting period. 5. All or a part of the premium for the Contract used as an IRA may be paid from a rollover from an IRA or qualified employee benefit plan or from a trustee-to-trustee transfer from another IRA. All or part of the premium for the Contract used as a SIMPLE IRA may be paid from a rollover from a SIMPLE Individual Retirement Account or, to the extent permitted by law, from a direct transfer from a SIMPLE IRA. 6. A distribution that is eligible for rollover treatment from a qualified employee benefit plan will be subject to twenty percent (20%) withholding by the Internal Revenue Service even if you roll the distribution over within the 60-day rollover period. One way to avoid this withholding is to make the distribution as a direct transfer to the IRA trustee or insurance company. G-2 D. CONTRIBUTION LIMITS AND ALLOWANCE OF DEDUCTION FOR IRAS 1. In general, the amount you can contribute each year to an IRA is the lesser of (1) 100% of your compensation, or (2) the maximum annual contributions under Section 219(b) of the Code, including "catch-up" contributions for certain individuals age 50 and older. The maximum annual contribution limit for IRA contributions is equal to $5,000 for 2012. After 2012, the limit may be indexed annually in $500 increments as determined by the Secretary of Treasury to reflect cost of living increases. An individual who has attained age 50 may make additional "catch-up" IRA contributions. The maximum annual contribution limit for the individual is increased by $1,000 except as otherwise provided by law. If you have more than one IRA, the limit applies to the total contributions made to your own IRAs for the year. Generally, if you work the amount that you earn is compensation. Wages, salaries, tips, professional fees, bonuses and other amounts you receive for providing personal services are compensation. If you own and operate your own business as a sole proprietor, your net earnings reduced by your deductible contributions on your behalf to self-employed retirement plans are compensation. If you are an active partner in a partnership and provide services to the partnership, your share of partnership income reduced by deductible contributions made on your behalf to qualified retirement plans is compensation. All taxable alimony and separate maintenance payments received under a decree of divorce or separate maintenance is compensation. 2. In the case of a married couple filing a joint return, up to the maximum annual contribution can be contributed to each spouse's IRA, even if one spouse has little or no compensation. This means that the total combined contributions that can be made to both IRAs can be as much as $12,000 for 2012 ($5,000 annual contribution for each individual, plus $1,000 for each individual who has attained age 50). 3. In the case of a married couple with unequal compensation who file a joint return, the limit on the deductible contributions to the IRA of the spouse with less compensation is the smaller of: a. The maximum annual contribution, or b. The total compensation of both spouses, reduced by any deduction allowed for contributions to IRAs of the spouse with more compensation. The deduction for contributions to both spouses' IRAs may be further limited if either spouse is covered by an employer retirement plan. 4. If either you or your spouse is an active participants in an employer- sponsored plan and have a certain level of income, the amount of the contribution to your IRA that is deductible is phased out, and in some cases eliminated. If you are an active participant in an employer-sponsored plan, the deductibility of your IRA contribution will be phased out, depending on your adjusted gross income, or combined adjusted gross income in the case of a joint tax return, as follows: JOINT RETURNS: $92,000-$112,000 SINGLE TAXPAYERS: $58,000-$68,000 The phase-out range for married individuals filing separately is $0-$10,000. If you file a joint tax return and are not an active participant in an employer sponsored plan, but your spouse is, the amount of the deductible IRA contribution is phased out for adjusted gross income between $167,000 and $177,000. These amounts may be indexed for cost of living increases in future years. To designate a contribution as nondeductible, you must file IRS Form 8606, NONDEDUCTIBLE IRAS. You may have to pay a penalty if you make nondeductible contributions to an IRA and you do not file Form 8606 with your tax return, or if you overstate the amount of nondeductible contributions on your Form 8606. If you do not report nondeductible contributions, all of the contributions to your traditional G-3 IRA will be treated as deductible, and all distributions from your IRA will be taxed, unless you can show, with satisfactory evidence, that nondeductible contributions were made. 5. Contributions to your IRA for a year can be made at any time up to April 15 of the following year. If you make the contribution between January 1 and April 15, however, you may elect to treat the contribution as made either in that year or in the preceding year. You may file a tax return claiming a deduction for your IRA contribution before the contribution is actually made. You must, however, make the contribution by the due date of your return not including extensions. 6. You cannot make a contribution other than a rollover or transfer contribution to your IRA for the year in which you reach age 70 1/2 or thereafter. E. SEP IRAS 1. SEP IRA rules concerning eligibility and contributions are governed by Code Section 408(k). The maximum deductible employer contribution for a SEP IRA is the lesser of $50,000 (may be indexed for cost-of-living increases in future years) or 25% of compensation. 2. A SEP must be established and maintained by an employer (corporation, partnership, sole proprietor). 3. If a SEP IRA allows non-SEP contributions, an employee can make tax-deductible contributions up to the maximum IRA limits (generally, $5,000 or $6,000, depending on age). F. SIMPLE IRAS 1. A SIMPLE IRA must be established with your employer using a qualified salary reduction agreement. 2. You may elect to have your employer contribute to your SIMPLE IRA, under a qualified salary reduction agreement, an amount (expressed as a percentage of your compensation) not to exceed $11,500 for 2012 or $14,000 if you are over age 50. After 2012, the limit may be indexed annually, except as otherwise provided by law. In addition to these employee elective contributions, your employer is required to make each year either (1) a matching contribution equal to up to 3 percent, and not less than 1 percent, of your SIMPLE IRA contribution for the year, or (2) a non-elective contribution equal to 2 percent of your compensation for the year (up to $250,000 of compensation in 2012, as may be adjusted for inflation in future years). No other contributions may be made to a SIMPLE IRA. 3. Employee elective contributions and employer contributions (I.E., matching contributions and non-elective contributions) to your SIMPLE IRA are excluded from your gross income. 4. To the extent an individual with a SIMPLE IRA is no longer participating in a SIMPLE plan (E.G., the individual has terminated employment), and two years have passed since the individual first participated in the plan, the individual may treat the SIMPLE IRA as an IRA. G. TAX STATUS OF THE CONTRACT AND DISTRIBUTIONS FOR IRAS AND SIMPLE IRAS 1. Earnings of your IRA annuity contract are not taxed until they are distributed to you. 2. In general, taxable distributions are included in your gross income in the year you receive them. 3. Distributions under your IRA are non-taxable to the extent they represent a return of non-deductible contributions (if any). The non-taxable percentage of a distribution is determined generally by dividing your total undistributed, non-deductible IRA contributions by the value of all your IRAs (including SEPs and rollovers). G-4 4. You cannot choose the special five-year or ten-year averaging that may apply to lump sum distributions from qualified employer plans. H. REQUIRED DISTRIBUTIONS FOR IRAS AND SIMPLE IRAS You must start receiving minimum distributions required under the Contract and Section 401(a)(9) of the Code from your IRA and SIMPLE IRA starting with the year you reach age 70 1/2 (your 70 1/2 year). Ordinarily, the required minimum distribution for a particular year must be received by December 31 of that year. However, you may delay the required minimum distribution for the year you reach age 70 1/2 until April 1 of the following year (I.E., the required beginning date). Annuity payments which begin by April 1 of the year following your 70 1/2 year satisfy the minimum distribution requirement if they provide for non-increasing payments over your life or the lives of you and your designated Beneficiary (within the meaning of Section 401(a)(9) of the Code), provided that, if installments are guaranteed, the guaranty period does not exceed the applicable life or joint expectancy. The applicable life expectancy is your remaining life expectancy or the remaining joint life and last survivor expectancy of you and your designated Beneficiary, determined as set forth in applicable federal income tax regulations. If you have more than one IRA, you must determine the required minimum distribution separately for each IRA; however, you can take the actual distributions of these amounts from any one or more of your IRAs. In addition, the after-death minimum distribution requirements described generally in section B. STATUTORY REQUIREMENTS apply to IRAs and SIMPLE IRAs. If the actual distribution from your Contract is less than the minimum amount that should be distributed in accordance with the minimum distribution requirements mentioned above, the difference generally is an excess accumulation. There is a 50% excise tax on any excess accumulations. If the excess accumulation is due to reasonable error, and you have taken (or are taking) steps to remedy the insufficient distribution, you can request that this 50% excise tax be excused by filing with your tax return an IRS Form 5329, together with a letter of explanation and the excise tax payment. I. ROTH IRAS 1. If your Contract is a special type of individual retirement plan known as a Roth IRA, it will be administered in accordance with the requirements of section 408A of the Code. Roth IRAs are treated the same as other IRAs, except as described here. 2. If your Contract is a Roth IRA, we will send you a Roth IRA endorsement to be attached to, and to amend, your Contract. The Company reserves the right to amend the Contract as necessary or advisable from time to time to comply with future changes in the Code, regulations or other requirements imposed by the IRS to obtain or maintain its approval of the annuity as a Roth IRA. 3. Earnings in your Roth IRA are not taxed until they are distributed to you, and will not be taxed if they are paid as a "qualified distribution," as described to you in section L, below. 4. The minimum distribution requirements that apply to IRAs do not apply to Roth IRAs while the Owner is alive. However, after the death of a Roth IRA Owner, the after-death minimum distribution rules that apply to IRAs also apply to Roth IRAs as though the Roth IRA Owner died before his or her required beginning date. You may not use your Roth IRA to satisfy minimum distribution requirements for traditional IRAs. Nor may you use distributions from an IRA for required distributions from a Roth IRA. G-5 J. ELIGIBILITY AND CONTRIBUTIONS FOR ROTH IRAS 1. Generally, you are eligible to establish or make a contribution to your Roth IRA only if you meet certain income limits. No deduction is allowed for contributions to your Roth IRA. Contributions to your Roth IRA may be made even after you attain age 70 1/2. 2. The maximum aggregate amount of contributions for any taxable year to all IRAs, including all Roth IRAs, maintained for your benefit (the "contribution limit") generally is the lesser of (1) 100% of your compensation, or (2) the maximum annual contributions under Section 219(b) of the Code, including "catch-up" contributions for certain individuals age 50 and older (as discussed in section D, above). "Adjusted gross income" is determined under the Code and (1) excludes any amount included in gross income as a result of any rollover from, transfer from, or conversion of an IRA to a Roth IRA, and (2) is reduced by any deductible IRA contribution. If you are not covered by a retirement plan at work and you are married filing jointly, your contribution limits begin to phase out at $173,000 of modified adjusted gross income and no contributions are allowed above $183,000. If you are married filing separately and lived with your partner at least some of the year, your contribution limits begin to phase out at $0 and no contributions are allowed above $10,000. For other filers, contribution limits begin to phase out at $110,000 of and no contributions are permitted above $125,000. These amounts may be indexed for cost of living increases in future years. A "qualified rollover contribution" (discussed in section K, below), and a non-taxable transfer from another Roth IRA, are not taken into account for purposes of determining the contribution limit. K. ROLLOVERS, TRANSFERS AND CONVERSIONS TO ROTH IRAS 1. ROLLOVERS AND TRANSFERS--A rollover may be made to a Roth IRA only if it is a "qualified rollover contribution." A "qualified rollover contribution" is a rollover to a Roth IRA from another Roth IRA or from an IRA, but only if such rollover contribution also meets the rollover requirements for IRAs under Section 408(d)(3). In addition, a transfer may be made to a Roth IRA directly from another Roth IRA or from an IRA. Beginning in 2010, adjusted gross income and filing status limitations on Roth IRA conversions no longer apply. You may not make a qualified rollover contribution or transfer in a taxable year from an IRA to a Roth IRA if (a) your adjusted gross income for the taxable year exceeds $100,000 or (b) you are married and file a separate return. The rollover requirements of Section 408(d)(3) are complex and should be carefully considered before you make a rollover. One of the requirements is that the amount received be paid into another IRA (or Roth IRA) within 60 days after receipt of the distribution. The failure to satisfy this 60-day requirement may be waived by the Internal Revenue Service in certain circumstances. In addition, a rollover contribution from a Roth IRA may be made by you only once a year. The one-year period begins on the date you receive the Roth IRA distribution, not on the date you roll it over (reinvest it) into another Roth IRA. If you withdraw assets from a Roth IRA, you may roll over part of the withdrawal tax free into another Roth IRA and keep the rest of it. A portion of the amount you keep may be included in your gross income. 2. TAXATION OF ROLLOVERS AND TRANSFERS TO ROTH IRAS--A qualified rollover contribution or transfer from a Roth IRA maintained for your benefit to another Roth IRA maintained for your benefit which meets the rollover requirements for IRAs under Section 408(d)(3) is tax-free. In the case of a qualified rollover contribution or a transfer from an IRA maintained for your benefit to a Roth IRA maintained for your benefit, any portion of the amount rolled over or transferred which would be includible in your gross income were it not part of a qualified rollover contribution or a G-6 nontaxable transfer will be includible in your gross income. However, Code Section 72(t) (relating to the 10 percent penalty tax on premature distributions) will not apply. Income from a conversion in 2010 can be recognized one-half in 2011 and one-half in 2012, rather than all in 2010. 3. TRANSFERS OF EXCESS IRA CONTRIBUTIONS TO ROTH IRAS--If, before the due date of your federal income tax return for any taxable year (not including extensions), you transfer, from an IRA, contributions for such taxable year (and earnings thereon) to a Roth IRA, such amounts will not be includible in gross income to the extent that no deduction was allowed with respect to such amount. 4. TAXATION OF CONVERSIONS OF IRAS TO ROTH IRAS--All or part of amounts in an IRA maintained for your benefit may be converted into a Roth IRA maintained for your benefit. The conversion of an IRA to a Roth IRA is treated as special type of qualified rollover contribution. Hence, you must be eligible to make a qualified rollover contribution in order to convert an IRA to a Roth IRA. A conversion typically will result in the inclusion of some or all of your IRA's value in gross income, as described above. A conversion of an IRA to a Roth IRA can be made without taking an actual distribution from your IRA. For example, an individual may make a conversion by notifying the IRA issuer or trustee, whichever is applicable. UNDER SOME CIRCUMSTANCES, IT MIGHT NOT BE ADVISABLE TO ROLLOVER, TRANSFER, OR CONVERT ALL OR PART OF AN IRA TO A ROTH IRA. WHETHER YOU SHOULD DO SO WILL DEPEND ON YOUR PARTICULAR FACTS AND CIRCUMSTANCES, INCLUDING, BUT NOT LIMITED TO, SUCH FACTORS AS WHETHER YOU QUALIFY TO MAKE SUCH A ROLLOVER, TRANSFER, OR CONVERSION, YOUR FINANCIAL SITUATION, AGE, CURRENT AND FUTURE INCOME NEEDS, YEARS TO RETIREMENT, CURRENT AND FUTURE TAX RATES, YOUR ABILITY AND DESIRE TO PAY CURRENT INCOME TAXES WITH RESPECT TO AMOUNTS ROLLED OVER, TRANSFERRED, OR CONVERTED, AND WHETHER SUCH TAXES MIGHT NEED TO BE PAID WITH WITHDRAWALS FROM YOUR ROTH IRA (SEE DISCUSSION BELOW OF "NON-QUALIFIED DISTRIBUTIONS"). YOU SHOULD CONSULT A QUALIFIED TAX ADVISER BEFORE ROLLING OVER, TRANSFERRING, OR CONVERTING ALL OR PART OF AN IRA TO A ROTH IRA. 5. SEPARATE ROTH IRAS--Due to the complexity of the tax law, it may be advantageous to maintain amounts rolled over, transferred, or converted from an IRA in separate Roth IRAs from those containing regular Roth IRA contributions. For the same reason, you should consider maintaining a separate Roth IRA for each amount rolled over, transferred, or converted from an IRA. These considerations should be balanced against the additional costs you may incur from maintaining multiple Roth IRAs. You should consult your tax adviser if you intend to contribute rollover, transfer, or conversion amounts to your Contract, or if you intend to roll over or transfer amounts from your Contract to another Roth IRA maintained for your benefit. L. INCOME TAX CONSEQUENCES OF ROTH IRAS 1. QUALIFIED DISTRIBUTIONS--Any "qualified distribution" from a Roth IRA is excludible from gross income. A "qualified distribution" is a payment or distribution which satisfies two requirements. First, the payment or distribution must be (a) made after you attain 59 1/2, (b) made after your death, (c) attributable to your being disabled, or (d) a "qualified special purpose distribution" (I.E., a qualified first-time homebuyer distribution under the Code). Second, the payment or distribution must be made in a taxable year that is at least five years after (1) the first taxable year for which a contribution was made to any Roth IRA established for you, or (2) in the case of a rollover from, or a conversion of, an IRA to a Roth IRA, the taxable year in which the rollover or conversion was made if the payment or distribution is allocable (as determined in the manner set forth in guidance issued by the IRS) to the rollover contribution or conversion (or to income allocable thereto). 2. NONQUALIFIED DISTRIBUTIONS--A distribution from a Roth IRA which is not a qualified distribution is taxed under Code Section 72 (relating to annuities), except that such distribution is treated as made G-7 first from contributions to the Roth IRA to the extent that such distribution, when added to all previous distributions from the Roth IRA, does not exceed the aggregate amount of contributions to the Roth IRA. For purposes of determining the amount taxed, (a) all Roth IRAs established for you will be treated as one contract, (b) all distributions during any taxable year from Roth IRAs established for you will be treated as one distribution, and (c) the value of the contract, income on the contract, and investment in the contract, if applicable, will be computed as of the close of the calendar year in which the taxable year begins. An additional tax of 10% is imposed on nonqualified distributions (including amounts deemed distributed as the result of a prohibited loan or use of your Roth IRA as security for a loan) made before the benefited individual has attained age 59 1/2, unless one of the exceptions discussed in Section N applies. M. TAX ON EXCESS CONTRIBUTIONS 1. You must pay a 6% excise tax each year on excess contributions that remain in your Contract. Generally, an excess contribution is the amount contributed to your Contract that is more than you can contribute. The excess is taxed for the year of the excess contribution and for each year after that until you correct it. If contributions to your IRA for a year are more than the contribution limit, you can apply the excess contribution in one year to a later year if the contributions for that later year are less than the maximum allowed for that year. 2. You will not have to pay the 6% excise tax if you withdraw the excess amount by the date your tax return is due including extensions for the year of the contribution. You do not have to include in your gross income an excess contribution that you withdraw from your Contract before your tax return is due if the income earned on the excess was also withdrawn and no deduction was allowed for the excess contribution. You must include in your gross income the income earned on the excess contribution. N. TAX ON PREMATURE DISTRIBUTIONS There is an additional tax on premature distributions from your IRA, Roth IRA, or SIMPLE IRA, equal to 10% of the taxable amount. For premature distributions from a SIMPLE IRA made within the first 2 years you participate in a SIMPLE plan, the additional tax is equal to 25% of the amount of the premature distribution that must be included in gross income. Premature distributions are generally amounts you withdraw before you are age 59 1/2. However, the tax on premature distributions does not apply generally: 1. To amounts that are rolled over or transferred tax free; 2. To a distribution which is made on or after your death, or on account of you being disabled within the meaning of Code Section 72(m)(7); 3. To a distribution which is part of a series of substantially equal periodic payments (made at least annually) over your life or your life expectancy or the joint life or joint life expectancy of you and your Beneficiary; 4. To a distribution which is used for qualified first-time homebuyer expenses, qualified higher education expenses, certain medical expenses, or by an unemployed individual to pay health insurance premiums; or 5. To a distribution mode during a specified time period to a reservist who is called or ordered to active duty for a period in excess of 170 days or for an indefinite period. G-8 O. EXCISE TAX REPORTING Use Form 5329, Additional Taxes Attributable to Qualified Retirement Plans (Including IRAs), Annuities, and Modified Endowment Contracts, to report the excise taxes on excess contributions, premature distributions, and excess accumulations. If you do not owe any IRA, SIMPLE IRA or Roth IRA excise taxes, you do not need Form 5329. Further information can be obtained from any district office of the Internal Revenue Service. P. BORROWING If you borrow money against your Contract or use it as security for a loan, the Contract will lose its classification as an IRA, Roth IRA, or SIMPLE IRA, whichever is applicable, and you must include in gross income the fair market value of the Contract as of the first day of your tax year. In addition, you may be subject to the tax on premature distributions described above. (Note: The Contract does not allow borrowings against it, nor may it be assigned or pledged as collateral for a loan.) Q. REPORTING We will provide you with any reports required by the Internal Revenue Service. R. ESTATE TAX Generally, the value of your IRA, including your Roth IRA, is included in your gross estate for federal estate tax purposes. S. FINANCIAL DISCLOSURE 1. We deduct a daily charge from your Separate Account Contract Value equal to 1.40%, on an annual basis, of Separate Account Contract Value. May vary if optional riders are elected. 2. An annual Contract Fee of $35.00 will be assessed against the Separate Account and Fixed Account Value each Contract Year in which the Accumulated Value is less than $75,000. 3. Withdrawal charges will be assessed based on the Contribution Years elapsed as described in the prospectus under the heading "Withdrawal Charge." 4. The method used to compute and allocate the annual earnings is contained in the prospectus under the heading "COMPUTATION OF VALUES" for Separate Account Contract Value. 5. The growth in value of your Contract is neither guaranteed nor projected but is based on the investment experience of the Subaccounts or rates of interest as declared by Commonwealth Annuity. G-9 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY STATEMENT OF ADDITIONAL INFORMATION OF FLEXIBLE PAYMENT DEFERRED VARIABLE AND FIXED ANNUITY CONTRACTS FUNDED THROUGH SUB-ACCOUNTS OF COMMONWEALTH SELECT SEPARATE ACCOUNT THIS STATEMENT OF ADDITIONAL INFORMATION IS NOT A PROSPECTUS. IT SHOULD BE READ IN CONJUNCTION WITH THE COMMONWEALTH ANNUITY SELECT REWARD PROSPECTUS OF COMMONWEALTH ANNUITY SELECT SEPARATE ACCOUNT DATED APRIL 30, 2012 ("THE PROSPECTUS"). THE PROSPECTUS MAY BE OBTAINED FROM ANNUITY CLIENT SERVICES, COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY, PO BOX 758554, TOPEKA, KS 66675, TELEPHONE 1-800-366-1492. DATED APRIL 30, 2012 Commonwealth Annuity Select Reward TABLE OF CONTENTS GENERAL INFORMATION AND HISTORY 3 TAXATION OF THE CONTRACT, THE VARIABLE ACCOUNT AND THE COMPANY 5 SERVICES 5 UNDERWRITERS 6 ANNUITY BENEFIT PAYMENT AND ACCUMULATION UNIT CALCULATIONS 6 ENHANCED AUTOMATIC TRANSFER (DOLLAR COST AVERAGING) PROGRAM 7 DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER 8 PERFORMANCE INFORMATION 9 FINANCIAL STATEMENTS 15 2 GENERAL INFORMATION AND HISTORY Effective September 1, 2006, Allmerica Financial Life Insurance and Annuity Company was renamed Commonwealth Annuity and Life Insurance Company (the "Company"). The Company is a life insurance company organized under the laws of Delaware in July 1974. Prior to December 31, 2002, the Company was a wholly owned subsidiary of First Allmerica Financial Life Insurance Company ("First Allmerica)", which in turn was a direct subsidiary of Allmerica Financial Corporation ("AFC"). Effective December 31, 2002, the Company became a Massachusetts domiciled insurance company and a direct wholly-owned subsidiary of The Hanover Insurance Group ("THG," formerly Allmerica Financial Corporation). On December 30, 2005, THG completed the closing of the sale of the Company to The Goldman Sachs Group, Inc. ("Goldman Sachs"), 200 West Street, New York, NY 10282. The Company's principal office (the "Principal Office") was relocated to 132 Turnpike Road, Suite 210, Southborough, MA 01772, Telephone 508-460-2400. The Company is subject to the laws of the Commonwealth of Massachusetts governing insurance companies and to regulation by the Commissioner of Insurance of Massachusetts. In addition, the Company is subject to the insurance laws and regulations of other states and jurisdictions in which it is licensed to operate. In connection with its purchase of the Company in December 2005, Goldman Sachs has provided certain written assurances to the Commissioner of the Massachusetts Division of Insurance (the "Commissioner"). More specifically, Goldman Sachs agreed to make capital contributions to the Company, subject to a maximum of $250 million, if necessary to ensure that the Company maintains a risk-based capital ratio of at least 100%, pursuant to Massachusetts Insurance Law. Such assurances have been provided solely to the Commissioner by Goldman Sachs. These assurances are not evidence of indebtedness or an obligation or liability of Goldman Sachs, and do not provide Contract Owners with any specific rights or recourse against Goldman Sachs. Commonwealth Select Separate Account (the "Variable Account") is a separate investment account of Commonwealth Annuity and Life Insurance Company (the "Company") authorized by vote of its Board of Directors on March 5, 1992. Several Sub-Accounts of the Variable Account are available under the Commonwealth Annuity Select Reward contract (the "Contract"). Each Sub-Account invests exclusively in shares of one of the following funds (certain funds may not be available in all states): GOLDMAN SACHS VARIABLE INSURANCE TRUST (SERVICE SHARES) ------------------------------------------------------- Goldman Sachs VIT Core Fixed Income Fund Goldman Sachs VIT Equity Index Fund Goldman Sachs Global Markets Navigator Fund Goldman Sachs VIT Government Income Fund Goldman Sachs VIT Growth Opportunities Fund Goldman Sachs VIT Mid Cap Value Fund Goldman Sachs VIT Money Market Fund Goldman Sachs VIT Strategic Growth Fund Goldman Sachs VIT Strategic International Equity Fund Goldman Sachs VIT Structured U.S. Equity Fund AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES I SHARES) --------------------------------------------------------------------------------- Invesco Van Kampen V.I. American Franchise Fund Invesco V.I. Core Equity Fund Invesco V.I. Global Health Care Fund AIM VARIABLE INSURANCE FUNDS (INVESCO VARIABLE INSURANCE FUNDS) (SERIES II SHARES) ---------------------------------------------------------------------------------- Invesco Van Kampen V.I. Mid Cap Growth Fund Invesco Van Kampen V.I. Value Opportunities Fund ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. ----------------------------------------------------- AllianceBernstein VPS Large Cap Growth Portfolio 3 ALLIANCEBERNSTEIN VARIABLE PRODUCTS SERIES FUND, INC. (CLASS B) --------------------------------------------------------------- AllianceBernstein VPS Global Thematic Growth Portfolio AllianceBernstein VPS Growth and Income Portfolio AllianceBernstein VPS Small/Mid Cap Value Portfolio AllianceBernstein VPS Value Portfolio DWS INVESTMENTS VIT FUNDS ------------------------- DWS Small Cap Index VIP DWS VARIABLE SERIES I --------------------- DWS Capital Growth VIP DWS VARIABLE SERIES II ---------------------- DWS Large Cap Value VIP FIDELITY VARIABLE INSURANCE PRODUCTS FUNDS ------------------------------------------ Fidelity VIP Contrafund(R) Portfolio Fidelity VIP EquityIncome Portfolio Fidelity VIP Growth Portfolio Fidelity VIP Growth & Income Portfolio Fidelity VIP High Income Portfolio Fidelity VIP Mid Cap Portfolio FIDELITY VARIABLE INSURANCE PRODUCTS FUNDS (SERVICE CLASS 2) ------------------------------------------------------------ Fidelity VIP Value Strategies Portfolio FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST (CLASS 2) -------------------------------------------------------------- FT VIP Franklin Large Cap Growth Securities Fund FT VIP Franklin Small Cap Value Securities Fund FT VIP Franklin Small-Mid Cap Growth Securities Fund FT VIP Mutual Shares Securities Fund FT VIP Templeton Foreign Securities Fund JANUS ASPEN SERIES (SERVICE SHARES) ----------------------------------- Janus Aspen Enterprise Portfolio Janus Aspen Janus Portfolio Janus Aspen Overseas Portfolio MFS(R)VARIABLE INSURANCE TRUST (SERVICE CLASS) ---------------------------------------------- MFS(R)Mid Cap Growth Series MFS(R) New Discovery Series MFS(R)Total Return Series MFS(R)Utilities Series OPPENHEIMER VARIABLE ACCOUNT FUNDS (SERVICE SHARES) --------------------------------------------------- Oppenheimer Balanced Fund/VA Oppenheimer Capital Appreciation Fund/VA Oppenheimer Global Securities Fund/VA Oppenheimer High Income Fund/VA Oppenheimer Main Street Fund(R)/VA PIONEER VARIABLE CONTRACTS TRUST (CLASS II) ------------------------------------------- Pioneer Fund VCT Portfolio Pioneer Real Estate Shares VCT Portfolio T. ROWE PRICE INTERNATIONAL SERIES, INC. ---------------------------------------- T. Rowe Price International
4 TAXATION OF THE CONTRACT, THE VARIABLE ACCOUNT AND THE COMPANY The Company currently imposes no charge for taxes payable in connection with the Contract, other than for state and local premium taxes and similar assessments when applicable. The Company reserves the right to impose a charge for any other taxes that may become payable in the future in connection with the Contract or the Variable Account. The Variable Account is considered to be a part of and taxed with the operations of the Company. The Company is taxed as a life insurance company under subchapter L of the Internal Revenue Code (the "Code"), and files a consolidated tax return with its parent and affiliated companies. The Company reserves the right to make a charge for any effect which the income, assets or existence of the Contract or the Variable Account may have upon its tax. Such charge for taxes, if any, will be assessed on a fair and equitable basis in order to preserve equity among classes of Contract Owners ("Owners"). The Variable Account presently is not subject to tax. SERVICES SERVICE PROVIDERS CUSTODIAN OF SECURITIES. The Company serves as custodian of the assets of the Variable Account. Underlying Fund shares owned by the Sub-Accounts are held on an open account basis. A Sub-Account's ownership of Underlying Fund shares is reflected on the records of the Underlying Fund and is not represented by any transferable stock certificates. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. PricewaterhouseCoopers LLP is the Company's Independent Registered Public Accounting Firm. PricewaterhouseCoopers LLP is located at 185 Asylum Street, Suite 2400, Hartford, CT 06103. MAIL ROOM AND ADMINISTRATIVE SERVICES. Goldman Sachs and the Company have retained se2, an affiliate of Security Benefit Life Insurance Company, to provide systems, administrative, accounting, mailroom and lockbox services and other services to the Company. The principal administrative offices of se2 are located at One Security Benefit Place, Topeka, Kansas, 66636. EXPERTS. The financial statements of the Company as of December 31, 2011 and 2010 and for each of the three years in the period ended December 31, 2011, and the financial statements of the Commonwealth Select Separate Account of the Company as of December 31, 2011 and for the periods indicated, included in this Statement of Additional Information constituting part of this Registration Statement, have been so included in reliance on the reports of PricewaterhouseCoopers LLP, the Company's independent registered public accounting firm, given on the authority of said firm as experts in auditing and accounting. The financial statements of the Company included herein should be considered only as bearing on the ability of the Company to meet its obligations under the Contract. OTHER SERVICE ARRANGEMENTS CERTAIN PAYMENTS WE RECEIVE WITH REGARD TO THE FUNDS. We and our principal underwriter, Epoch Securities, Inc., ("Epoch") may receive payments from the Funds or their service providers (e.g., the investment adviser, administrator, distributor, and/or their affiliates). These payments may be used for a variety of purposes, including payment of expenses that we (and our affiliates) incur in promoting, marketing, and administering the Contract and, in our role as an intermediary, the Funds. We (and our affiliates) may profit from these payments. The amount of payments we receive from the Funds' service providers is based on a percentage of the assets of the particular Fund attributable to the Contract as well as certain other variable insurance products that we and/or our affiliates may issue or administer. These percentages are negotiated and vary with each Fund. These payments may be derived, in whole or in part, from the investment advisory fee deducted from Fund assets. Contract Owners, through their indirect investment in the Funds, bear the costs of these investment advisory fees (see the Funds' prospectuses for more information). Some service providers may pay us significantly more than others and the amount we receive may be substantial. These percentages currently range from 0.03% to 0.25%, and as of the date of this prospectus, we are receiving payments from each Fund's service providers. Additionally, certain of the Funds make payments to us or Epoch under their distribution plans (12b-1 plans). The 5 payment rates currently range from 0.16% to 0.25% based on the amount of assets invested in those Funds. Payments made out of the assets of the Funds will reduce the amount of assets that otherwise would be available for investment, and will reduce the return on your investment. The dollar amount of future asset-based fees is not predictable because these fees are a percentage of the Fund's average net assets, which can fluctuate over time. If, however, the value of the Funds goes up, then so would the payment to us or to Epoch. Conversely, if the value of the Fund goes down, payments to us or to Epoch would decrease. A Fund's service provider may provide us (or our affiliates) and/or broker-dealers that sell the Contracts ("selling firms") with marketing support, may pay us (or our affiliates) and/or selling firms amounts to participate in national and regional sales conferences and meetings with the sales desks, and may occasionally provide us (or our affiliates) and/or selling firms with items of relatively small value, such as promotional gifts, meals, tickets, or other similar items in the normal course of business. We and/or Epoch also may directly or indirectly receive additional amounts or different percentages of assets under management from some of the Funds' service providers with regard to other variable insurance products we or our affiliates may issue or administer. UNDERWRITERS Effective May 1, 2008, Epoch Securities, Inc., a Delaware company located at 132 Turnpike Road, Southborough, MA 01772 ("Epoch"), became principal underwriter for the Contracts. Epoch is a corporation organized and existing under the laws of the state of Delaware, and is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. Epoch is a registered broker-dealer with the SEC and a member of the Financial Industry Regulatory Authority ("FINRA"). The Company has effectively ceased issuing new Contracts except in connection with certain pre-existing contractual plans and programs. The Company paid commissions not to exceed 7.0% of payments to broker-dealers that sold the Contract. The Company currently does not pay direct commissions on additional payments to the Contracts. However, alternative commission schedules may be in effect that paid lower initial commission amounts but with ongoing annual compensation of up to 1% of the Contract's Accumulated Value. To the extent permitted by FINRA rules, overrides and promotional incentives or payments also may be provided to independent marketing organizations and broker-dealers based on the Contract's Accumulated Value, sales volumes, the performance of wholesaling functions, or other sales-related criteria. Additional payments may be made for other services not directly related to the sale of the Contract. Commissions paid by the Company do not result in any charge to Owners or to the Variable Account in addition to the charges described under CHARGES AND DEDUCTIONS in the Prospectus. The Company intends to recoup the commission and other sales expense through a combination of anticipated surrender, withdrawal and/or annuitization charges, profits from the Company's general account, including the investment earnings on amounts allocated to accumulate on a fixed basis in excess of the interest credited on fixed accumulations by the Company, and the profit, if any, from the mortality and expense risk charge. The aggregate amounts of commissions paid to Epoch for the years 2009, 2010 and 2011 were $2,095,643.27 $2,108,678.34 and $1,827,502.60, respectively. No commissions were retained by Epoch for sales of all contracts funded by the Commonwealth Select Separate Account (including contracts not described in the Prospectus) for the years 2009, 2010 and 2011. ANNUITY BENEFIT PAYMENTS AND ACCUMULATION UNIT CALCULATIONS The method by which the Accumulated Value under the Contract is determined is described in detail under "Computation of Values" in the Prospectus. ILLUSTRATION OF ACCUMULATION UNIT CALCULATION USING HYPOTHETICAL EXAMPLE. The Accumulation Unit calculation for a daily Valuation Period may be illustrated by the following hypothetical example: Assume that the assets of a Sub-Account at the beginning of a one-day Valuation Period were $5,000,000; that the value of an Accumulation Unit on the previous date was $1.135000; and that during the Valuation Period, the investment income and net realized and unrealized capital gains exceed 6 net realized and unrealized capital losses by $1,675. The Accumulation Unit Value at the end of the current Valuation Period would be calculated as follows: (1) Accumulation Unit Value -- Previous Valuation Period $1.135000 (2) Value of Assets -- Beginning of Valuation Period $5,000,000 (3) Excess of Investment Income and Net Gains Over Capital Losses $1,675 (4) Adjusted Gross Investment Rate for the Valuation Period (3) divided by (2) 0.000335 (5) Annual Charge (one-day equivalent of 1.40% per annum) 0.000039 (6) Net Investment Rate (4) - (5) 0.000296 (7) Net Investment Factor 1.000000 + (6) 1.000296 (8) Accumulation Unit Value -- Current Period (1) x (7) $1.135336
Conversely, if unrealized capital losses and charges for expenses and taxes exceeded investment income and net realized capital gains of $1,675, the Accumulation Unit Value at the end of the Valuation Period would have been $1.134576. The method for determining the amount of annuity benefit payments is described in detail under "Variable Annuity Benefit Payments" in the Prospectus. ILLUSTRATION OF VARIABLE ANNUITY BENEFIT PAYMENT CALCULATION USING HYPOTHETICAL EXAMPLE. The determination of the Annuity Unit Value and the variable annuity benefit payment may be illustrated by the following hypothetical example: Assume an Owner has 40,000 Accumulation Units in a Variable Account, and that the value of an Accumulation Unit on the Valuation Date used to determine the amount of the first variable annuity benefit payment is $1.120000. Therefore, the Accumulated Value of the Contract is $44,800 (40,000 x $1.120000). Assume also that the Owner elects an option for which the first monthly payment is $6.57 per $1,000 of Accumulated Value applied. Assuming no premium tax or surrender charge, the first monthly payment would be $44.80 ($44,800 divided by $1,000) multiplied by $6.57, or $294.34. Next, assume that the Annuity Unit Value for the assumed investment return of 3.0% per annum for the Valuation Date as of which the first payment was calculated was $1.100000. Annuity Unit Values will not be the same as Accumulation Unit Values because the former reflect the 3.0% assumed investment return used in the annuity rate calculations. When the Annuity Unit Value of $1.100000 is divided into the first monthly payment the number of Annuity Units represented by that payment is determined to be 267.5818. The value of this same number of Annuity Units will be paid in each subsequent month under most options. Assume further that the net investment factor for the Valuation Period applicable to the next annuity benefit payment is 1.000190. Multiplying this factor by .999919 (the one-day adjustment factor for the assumed investment return of 3.0% per annum) produces a factor of 1.000109. This then is multiplied by the Annuity Unit Value on the immediately preceding Valuation Date (assumedhere to be $1.105000). The result is an Annuity Unit Value of $1.105121 for the current monthly payment. The current monthly payment then is determined by multiplying the number of Annuity Units by the current Annuity Unit Value, or 267.5818 times $1.105121, which produces a current monthly payment of $295.71. ENHANCED AUTOMATIC TRANSFER (DOLLAR COST AVERAGING) PROGRAM ENHANCED AUTOMATIC TRANSFER (DOLLAR COST AVERAGING) PROGRAMS. To the extent permitted by law, the Company reserves the right to offer Enhanced Automatic Transfer Program(s) from time to time. If you elect to participate, the Company will credit an enhanced interest rate to payments made to the Enhanced Automatic Transfer Program. Eligible payments: - must be new payments to the Contract, including the initial payment, - must be allocated to the Fixed Account, which will be the source account, - must be automatically transferred out of the Fixed Account to one or more Sub- Accounts over a specified time period and - will receive the enhanced rate while they remain in the Fixed Account. You may be able to establish more than one Enhanced Automatic Transfer Program. Payments made to the Contract during the same month will be part of the same Enhanced Automatic Transfer Program if the length of the time period is the same and the enhanced rate is the same. The allocation for all of the amounts in the same program will be in accordance with the instructions for the most recent payment to this program. The monthly transfer will be made on the date designated for the 7 initial payment to this program. The amount allocated will be determined by dividing the amount in the program by the number of remaining months. For example, for a six-month program, the first automatic transfer will be 1/6th of the balance; the second automatic transfer will be 1/5th of the balance, and so on. Payments to different Enhanced Automatic Transfer Programs will be handled in accordance with the instructions for each particular program. DISCONTINUATION OF THE MINIMUM GUARANTEED ANNUITY PAYOUT (M-GAP) RIDER Effective January 31, 2002, the Company terminated the availability of the optional Minimum Guaranteed Annuity Payout (M-GAP) Rider. This termination does not affect M-GAP Riders issued prior to January 31, 2002 except that Owners who have previously elected the M-GAP Rider will not be able to purchase a new M-GAP Rider under the repurchase feature. The M-GAP Rider provides a guaranteed minimum amount of fixed annuity lifetime income during the annuity payout phase, after a ten year or fifteen year waiting period, subject to the conditions described below. On each Contract anniversary a Minimum Guaranteed Annuity Payout Benefit Base (less any applicable premium taxes) is determined. The Minimum Guaranteed Annuity Payout Benefit Base is the value that will be annuitized should you exercise the Rider. In order to exercise the Rider, a fixed annuitization option involving a life contingency must be selected. Annuitization under this Rider will occur at the Company's guaranteed annuity option rates listed under the Annuity Option Tables in the Contract. The Minimum Guaranteed Annuity Payout Benefit Base is equal to the greatest of: (a) the Accumulated Value increased by any positive Market Value Adjustment, if applicable, on the Contract Anniversary that the M-GAP Benefit Base is being determined; (b) the Accumulated Value on the effective date of the Rider accumulated daily at an effective annual yield of 5% plus gross payments made thereafter compounded daily at an effective annual yield of 5%, starting on the date each payment is applied, proportionately reduced to reflect withdrawals; or (c) the highest Accumulated Value on any Contract anniversary since the Rider effective date, as determined after being increased for subsequent payments and any positive Market Value Adjustment, if applicable, and proportionately reduced for subsequent withdrawals. For each withdrawal described in (b) and (c) above, the proportionate reduction is calculated by multiplying the (b) or (c) value, whichever is applicable, determined immediately prior to the withdrawal by the following fraction: amount of the withdrawal ---------------------------------------------------------------- Accumulated Value determined immediately prior to the withdrawal EXERCISING THE M-GAP RIDER. - The Owner may only exercise the M-GAP Rider within thirty days after any Contract anniversary following the expiration of a ten or fifteen-year waiting period from the effective date of the Rider. - The Owner may only annuitize under a fixed annuity payout option involving a life contingency as provided under "DESCRIPTION OF ANNUITY PAYOUT OPTIONS" in the Prospectus. - The Owner may only annuitize at the Company's guaranteed fixed annuity option rates listed under the Annuity Option Tables in the Contract. TERMINATING THE M-GAP RIDER. The Owner may not terminate the M-GAP Rider prior to the seventh Contract anniversary after the effective date of the Rider. The Owner may terminate the Rider at any time after the seventh Contract anniversary following the effective date of the Rider. The Rider will terminate automatically upon surrender of the Contract or the date that a death benefit is payable if the Contract is not continued under "THE SPOUSE OF THE OWNER AS BENEFICIARY" under DESCRIPTION OF THE CONTRACT - THE ACCUMULATION PHASE. 8 From time to time the Company may illustrate minimum guaranteed income amounts under the M-GAP Rider for individuals based on a variety of assumptions, including varying rates of return on the value of the Contract during the accumulation phase, annuity payout periods, annuity payout options and M-GAP Rider waiting periods. Any assumed rates of return are for purposes of illustration only and are not intended as a representation of past or future investment rates of return. For example, the illustration below assumes an initial payment of $100,000 for an Annuitant age 60 (at issue) and exercise of an M-GAP Rider with a ten-year waiting period. The illustration assumes that no subsequent payments or withdrawals are made and that the annuity payout option is a Life Annuity With 120 Monthly Payments Guaranteed. The values below have been computed based on a 5% net rate of return and are the guaranteed minimums that would be received under the M-GAP Rider. The minimum guaranteed benefit base amounts are the values that will be annuitized. Minimum guaranteed annual income values are based on a fixed annuity payout.
MINIMUM CONTRACT MINIMUM GUARANTEED ANNIVERSARY GUARANTEED ANNUAL AT EXERCISE BENEFIT BASE INCOME(1) ----------- ------------ ---------- 10 $171,034 $12,786 15 $218,287 $18,571
(1) Other fixed annuity options involving a life contingency other than Life Annuity With Payments Guaranteed for 10 years are available. See "DESCRIPTION OF VARIABLE ANNUITY PAYOUT OPTIONS" in the Prospectus. The M-GAP Rider does not create Accumulated Value or guarantee performance of any investment option. Because this Rider is based on guaranteed actuarial factors, the level of lifetime income that it guarantees may often be less than the level that would be provided by applying the then current annuity factors. Therefore, the Rider should be regarded as providing a guarantee of a minimum amount of annuity income. As described above, withdrawals will reduce the benefit base. PERFORMANCE INFORMATION Performance information for a Sub-Account may be compared, in reports and promotional literature, to certain indices described in the Prospectus under PERFORMANCE INFORMATION. In addition, the Company may provide advertising, sales literature, periodic publications or other material information on various topics of interest to Owners and prospective Owners. These topics may include the relationship between sectors of the economy and the economy as a whole and its effect on various securities markets, investment strategies and techniques (such as value investing, market timing, dollar cost averaging, asset allocation, constant ratio transfer and account rebalancing), the advantages and disadvantages of investing in tax-deferred and taxable investments, customer profiles and hypothetical purchase and investment scenarios, financial management and tax and retirement planning, and investment alternatives to certificates of deposit and other financial instruments, including comparisons between the Contract and the characteristics of and market for such financial instruments. PERFORMANCE Total return data and supplemental total return information may be advertised based on the period of time that an Underlying Fund and/or an underlying Sub-Account have been in existence, even if longer than the period of time that the Contract has been offered. The results for any period prior to a Contract being offered will be calculated as if the Contract had been offered during that period of time, with all charges assumed to be those applicable to the Contract. TOTAL RETURN "Total Return" refers to the total of the income generated by an investment in a Sub-Account and of the changes of value of the principal invested (due to realized and unrealized capital gains or losses) for a specified period, reduced by the Sub-Account's asset charge and any applicable surrender charge which would be assessed upon complete withdrawal of the investment. 9 Total Return figures are calculated by standardized methods prescribed by rules of the Securities and Exchange Commission (the "SEC"). The quotations are computed by finding the average annual compounded rates of return over the specified period that would equate the initial amount invested to the ending redeemable values, according to the following formula: P(1 + T)(to the power of n) = ERV Where: P = a hypothetical initial payment to the Variable Account of $1,000 T = average annual total return n = number of years ERV = the ending redeemable value of the $1,000 payment at the end of the specified period The calculation of Total Return includes the annual charges against the assets of the Sub-Account. This charge is 1.40% on an annual basis. The calculation of ending redeemable value assumes (1) the Contract was issued at the beginning of the period, and (2) a complete surrender of the Contract at the end of the period. The deduction of the surrender charge, if any, applicable at the end of the period is included in the calculation, according to the following schedule:
YEARS FROM DATE OF PAYMENT TO CHARGE AS PERCENTAGE OF NEW DATE OF WITHDRAWAL PURCHASE PAYMENTS WITHDRAWN ----------------------------- --------------------------- Less than 4 8.5% Less than 5 7.5% Less than 6 6.5% Less than 7 5.5% Less than 8 3.5% Less than 9 1.5% Thereafter 0
* Subject to the maximum limit described in the Prospectus. No surrender charge is deducted upon expiration of the periods specified above. In each calendar year, a certain amount (withdrawal without surrender charge amount, as described in the Prospectus) is not subject to the surrender charge. The calculations of Total Return include the deduction of the $35 annual Contract fee. SUPPLEMENTAL TOTAL RETURN INFORMATION The Supplemental Total Return Information in this section refers to the total of the income generated by an investment in a Sub-Account and of the changes of value of the principal invested (due to realized and unrealized capital gains or losses) for a specified period reduced by the Sub-Account's asset charges. It is assumed, however, that the investment is NOT withdrawn at the end of each period. The quotations of Supplemental Total Return are computed by finding the average annual compounded rates of return over the specified periods that would equate the initial amount invested to the ending values, according to the following formula: P(1 + T)(to the power of n) = EV Where: P = a hypothetical initial payment to the Variable Account of $1,000 T = average annual total return n = number of years EV = the ending value of the $1,000 payment at the end of the specified period. The calculation of Supplemental Total Return reflects the 1.40% annual charge against the assets of the Sub-Accounts. The ending value assumes that the Contract is NOT surrendered at the end of the specified period, and therefore there is no adjustment for the surrender charge that would be applicable if the Contract was surrendered at the end of the period. The 10 calculation of Supplemental Total Return does not include the deduction of the $35 annual Contract fee. PERFORMANCE TABLES Quotations of average annual total return as shown in Table 1A is calculated in the standardized manner prescribed by the SEC and show the percentage rate of return of a hypothetical initial investment of $1,000 for the most recent one, five and ten year period or for a period covering the time the Sub-Account has been in existence, if less than the prescribed periods. The calculation is adjusted to reflect the deduction of the annual Sub-Account asset charge of 1.40%, the effect of the $35 annual Contract fee, the Underlying Fund charges and the surrender charge which would be assessed if the investment were completely withdrawn at the end of the specified period. The calculation is not adjusted to reflect the deduction of any optional Rider charges. Quotations of supplemental average total returns, as shown in Table 1B, are calculated in exactly the same manner and for the same periods of time, except that they do not reflect the Contract fee and assume that the Contract is not surrendered at the end of the periods shown. Performance results in Tables 1A reflect the applicable deductions for the Contract fee, Sub-Account charges and Underlying Fund charges under this Contract and also assume that the Contract is surrendered at the end of the applicable period. Performance results in Tables 1B do not include the Contract fee and assume that the Contract is not surrendered at the end of the applicable period. PERFORMANCE INFORMATION FOR ANY SUB-ACCOUNT REFLECTS ONLY THE PERFORMANCE OF A HYPOTHETICAL INVESTMENT IN THE SUB-ACCOUNT DURING THE TIME PERIOD ON WHICH THE CALCULATIONS ARE BASED. PERFORMANCE INFORMATION SHOULD BE CONSIDERED IN LIGHT OF THE INVESTMENT OBJECTIVES AND POLICIES AND RISK CHARACTERISTICS OF THE UNDERLYING FUND IN WHICH THE SUB-ACCOUNT INVESTS AND THE MARKET CONDITIONS DURING THE GIVEN TIME PERIOD, AND SHOULD NOT BE CONSIDERED AS A REPRESENTATION OF WHAT MAY BE ACHIEVED IN THE FUTURE. 11 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY TABLE 1A AVERAGE ANNUAL TOTAL RETURNS OF SUB-ACCOUNT FOR PERIODS ENDING DECEMBER 31, 2011 SINCE INCEPTION OF SUB-ACCOUNT (ASSUMING COMPLETE WITHDRAWAL OF THE INVESTMENT) SUB-ACCOUNT INCEPTION DATE
SINCE SUB-ACCOUNT FOR YEAR ENDED INCEPTION OF INCEPTION DATE 12/31/2011 5 YEARS SUB-ACCOUNT -------------- -------------- ------- ------------ Goldman Sachs VIT Core Fixed Income Fund 1/9/2006 -2.38 2.07 2.31 Goldman Sachs VIT Equity Index Fund 1/9/2006 -7.06 -3.33 -1.07 Goldman Sachs VIT Global Markets Navigator Fund* N/A N/A N/A N/A Goldman Sachs VIT Government Income Fund 1/9/2006 -2.75 2.87 2.96 Goldman Sachs VIT Growth Opportunities Fund 1/9/2006 -12.29 2.18 2.02 Goldman Sachs VIT Mid Cap Value Fund 1/9/2006 -14.71 -2.85 -0.55 Goldman Sachs VIT Money Market Fund 1/9/2006 -8.68 -1.43 -0.56 Goldman Sachs VIT Strategic Growth Fund 1/9/2006 -11.25 -2.61 -1.54 Goldman Sachs VIT Strategic International Equity Fund 1/9/2006 -22.58 -9.71 -6.00 Goldman Sachs VIT Structured U.S. Equity Fund 1/9/2006 -4.97 -5.29 -3.15 AllianceBernstein VPS Large Cap Growth Portfolio 10/15/1999 -11.55 -2.80 -0.96 AllianceBernstein VPS Global Thematic Growth Portfolio 5/1/2002 -29.94 -5.24 -1.23 AllianceBernstein VPS Growth and Income Portfolio 10/6/2000 -3.13 -5.03 0.67 AllianceBernstein VPS Small/Mid Cap Value Portfolio 5/1/2002 -16.42 -1.25 4.98 AllianceBernstein VPS Value Portfolio 5/1/2002 -11.98 -8.54 0.11 DWS Small Cap Index VIP 10/6/2000 -12.58 -2.94 3.70 DWS Capital Growth VIP 10/6/2000 -12.78 -0.57 -0.28 DWS Large Cap Growth VIP 10/6/2000 -8.23 -8.17 -0.24 Fidelity VIP Contrafund(R) Portfolio 10/6/2000 -10.89 -1.84 4.76 Fidelity VIP Equity-Income Portfolio 5/1/1995 -7.88 -5.45 1.39 Fidelity VIP Growth Portfolio 5/1/1995 -8.53 -1.58 -0.14 Fidelity VIP Growth & Income Portfolio 10/6/2000 -7.09 -3.31 1.12 Fidelity VIP High Income Portfolio 5/1/1995 -4.98 2.67 6.41 Fidelity VIP Mid Cap Portfolio 10/6/2000 -18.30 -0.37 7.35 Fidelity VIP Value Strategies Portfolio 5/1/2002 -16.79 -4.14 2.77 FT VIP Franklin Large Cap Growth Securities Fund 5/1/2002 -9.91 -2.86 0.98 FT VIP Franklin Small Cap Value Securities Fund 5/1/2002 -11.97 -1.89 4.39 FT VIP Franklin Small-Mid Cap Growth Securities Fund 10/6/2000 -13.00 -0.61 1.81 FT VIP Mutual Shares Securities Fund 10/6/2000 -9.54 -4.74 2.41 FT VIP Templeton Foreign Securities Fund 5/1/2002 -18.26 -4.44 2.94 Invesco Van Kampen V.I. American Franchise Fund 10/6/2000 -14.02 -2.91 -0.78 Invesco V.I. Core Equity Fund 10/6/2000 -8.64 -1.60 0.28 Invesco V.I. Global Health Care Fund 10/6/2000 -4.95 -0.58 1.32 Invesco V.I. Mid Cap Growth Fund 5/1/2002 -15.27 -4.50 1.69 Invesco Van Kampen V.I. Value Opportunities Fund 5/1/2002 -11.64 -8.29 -1.39 Janus Aspen Enterprise Portfolio 10/6/2000 -10.06 1.21 4.58 Janus Aspen Janus Portfolio 10/6/2000 -13.68 -2.53 0.12 12 Janus Aspen Overseas Portfolio 10/6/2000 -38.14 -4.21 6.29 MFS(R) Mid Cap Growth Series 5/1/2002 -14.17 -4.56 -0.71 MFS(R) New Discovery Series 5/1/2002 -18.13 1.35 3.20 MFS(R)Total Return Series 5/1/2002 -7.08 -1.59 2.43 MFS(R)) Utilities Series 5/1/2002 -2.57 2.15 10.05 Oppenheimer Balanced Fund/VA 5/1/2002 -8.17 -6.88 -0.03 Oppenheimer Capital Appreciation Fund/VA 5/1/2002 -9.79 -3.49 0.45 Oppenheimer Global Securities Fund/VA 5/1/2002 -16.33 -4.02 3.83 Oppenheimer High Income Fund/VA 5/1/2002 -10.88 -23.57 -9.68 Oppenheimer Main Street Fund(R)/VA 5/1/2002 -8.82 -3.80 1.19 Pioneer Fund VCT Portfolio 5/1/2001 -12.70 -3.73 1.15 Pioneer Real Estate Shares VCT Portfolio 5/1/2001 0.37 -4.23 8.88 T. Rowe Price International Stock Portfolio 5/1/1995 -20.44 -5.34 2.37
* Because this fund of the Goldman Sachs Variable Insurance Trust ("Goldman Sachs funds") is not available for investment under the Contract until May 22, 2012, currently there is no "Average Annual Total Return" performance information for the Goldman Sachs funds. 13 TABLE 1B SUPPLEMENTAL AVERAGE ANNUAL TOTAL RETURNS FOR PERIODS ENDING DECEMBER 31, 2011 SINCE INCEPTION OF SUB-ACCOUNT (ASSUMING NO WITHDRAWAL OF THE INVESTMENT AND NO CONTRACT FEES)
FOR YEAR SINCE SUB-ACCOUNT ENDED INCEPTION OF INCEPTION DATE 12/31/2011 5 YEARS SUB-ACCOUNT -------------- ---------- ------- ----------- Goldman Sachs VIT Core Fixed Income Fund 1/9/2006 5.47 3.65 3.49 Goldman Sachs VIT Equity Index Fund 1/9/2006 0.32 -1.88 0.03 Goldman Sachs VIT Global Markets Navigator Fund* N/A N/A N/A N/A Goldman Sachs VIT Government Income Fund 1/9/2006 4.86 4.21 3.91 Goldman Sachs VIT Growth Opportunities Fund 1/9/2006 -5.31 3.66 3.13 Goldman Sachs VIT Mid Cap Value Fund 1/9/2006 -7.90 -1.37 0.58 Goldman Sachs VIT Money Market Fund 1/9/2006 -1.39 0.04 0.55 Goldman Sachs VIT Strategic Growth Fund 1/9/2006 -4.22 -1.18 -0.47 Goldman Sachs VIT Strategic International Equity Fund 1/9/2006 -16.35 -8.27 -4.88 Goldman Sachs VIT Structured U.S. Equity Fund 1/9/2006 2.44 -4.02 -2.21 AllianceBernstein VPS Large Cap Growth Portfolio 10/15/1999 -4.40 -1.22 -0.66 AllianceBernstein VPS Global Thematic Growth Portfolio 5/1/2002 -24.48 -3.98 -1.23 AllianceBernstein VPS Growth and Income Portfolio 10/6/2000 4.58 -3.55 0.84 AllianceBernstein VPS Small/Mid Cap Value Portfolio 5/1/2002 -9.90 0.06 4.99 AllianceBernstein VPS Value Portfolio 5/1/2002 -5.13 -7.33 0.11 DWS Small Cap Index VIP 10/6/2000 -5.75 -1.63 3.71 DWS Capital Growth VIP 10/6/2000 -5.96 0.79 -0.24 DWS Large Cap Value VIP 10/6/2000 -1.05 -6.91 -0.21 Fidelity VIP Contrafund(R) Portfolio 10/6/2000 -3.89 -0.47 4.81 Fidelity VIP Equity-Income Portfolio 5/1/1995 -0.44 -3.86 1.63 Fidelity VIP Growth Portfolio 5/1/1995 -1.20 -0.04 0.09 Fidelity VIP Growth & Income Portfolio 10/6/2000 0.18 -1.99 1.15 Fidelity VIP High Income Portfolio 5/1/1995 2.57 4.14 6.52 Fidelity VIP Mid Cap Portfolio 10/6/2000 -11.87 1.03 7.40 Fidelity VIP Value Strategies Portfolio 5/1/2002 -10.31 -2.87 2.77 FT VIP Franklin Large Cap Growth Securities Fund 5/1/2002 -2.89 -1.56 0.98 FT VIP Franklin Small Cap Value Securities Fund 5/1/2002 -5.11 -0.58 4.40 FT VIP Franklin Small-Mid Cap Growth Securities Fund 10/6/2000 -6.17 0.78 1.87 FT VIP Mutual Shares Securities Fund 10/6/2000 -2.43 -3.40 2.46 FT VIP Templeton Foreign Securities Fund 5/1/2002 -11.89 -3.16 2.95 Invesco Van Kampen V.I. American Franchise Fund 10/6/2000 -9.20 -5.02 -0.92 Invesco V.I. Core Equity Fund 10/6/2000 -1.46 -0.23 0.35 Invesco V.I. Global Health Care Fund 10/6/2000 2.49 0.78 1.36 Invesco V.I. Mid Cap Growth Fund 5/1/2002 -8.67 -3.23 1.69 Invesco Van Kampen V.I. Value Opportunities Fund 5/1/2002 -4.75 -7.06 -1.38 Janus Aspen Enterprise Portfolio 10/6/2000 -3.03 2.58 4.60 Janus Aspen Janus Portfolio 10/6/2000 -6.86 -1.14 0.21 Janus Aspen Overseas Portfolio 10/6/2000 -33.29 -2.90 6.32 MFS(R) Mid Cap Growth Series 5/1/2002 -7.48 -3.29 -0.71 MFS(R)New Discovery Series 5/1/2002 -11.75 2.70 3.20 14 MFS(R)) Total Return Series 5/1/2002 0.16 -0.27 2.44 MFS(R)Utilities Series 5/1/2002 5.01 3.50 10.05 Oppenheimer Balanced Fund/VA 5/1/2002 -1.02 -5.64 -0.02 Oppenheimer Capital Appreciation Fund/VA 5/1/2002 -2.76 -2.20 0.45 Oppenheimer Global Securities Fund/VA 5/1/2002 -9.81 -2.75 3.84 Oppenheimer High Income Fund/VA 5/1/2002 -3.92 -22.52 -9.66 Oppenheimer Main Street Fund/VA 5/1/2002 -1.71 -2.52 1.19 Pioneer Fund VCT Portfolio 5/1/2001 -5.89 -2.43 1.17 Pioneer Real Estate Shares VCT Portfolio 5/1/2001 8.22 -2.91 8.90 T. Rowe Price International Stock Portfolio 5/1/1995 -14.06 -3.86 2.53
* Because this fund of the Goldman Sachs Variable Insurance Trust ("Goldman Sachs funds") is not available for investment under the Contract until May 22, 2012, currently there is no "Average Annual Total Return" performance information for the Goldman Sachs funds. YIELD AND EFFECTIVE YIELD - THE GOLDMAN SACHS VIT MONEY MARKET SUB-ACCOUNT Set forth below is yield and effective yield information for the Goldman Sachs VIT Money Market Sub-Account for the seven-day period ended December 31, 2011: Yield -1.39% Effective Yield -1.38% The yield and effective yield figures are calculated by standardized methods prescribed by rules of the SEC. Under those methods, the yield quotation is computed by determining the net change (exclusive of capital changes) in the value of a hypothetical pre-existing account having a balance of one accumulation unit of the Sub-Account at the beginning of the period, dividing the difference by the value of the account at the beginning of the same period to obtain the base period return, for a seven-day base period by (365/7), with the resulting yield carried to the nearest hundredth of one percent. The Goldman Sachs VIT Money Market Sub-Account computes effective yield by compounding the unannualized base period return by using the formula: Effective Yield = [(base period return + 1)(to the power of 365/7)]-1 The calculations of yield and effective yield reflect the $35 annual Contract fee. 15 FINANCIAL STATEMENTS Financial Statements are included for Commonwealth Annuity and Life Insurance Company and for its Commonwealth Annuity Select Separate Account. 16 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors and Shareholder of Commonwealth Annuity and Life Insurance Company: In our opinion, the accompanying consolidated balance sheets and the related consolidated statements of income, comprehensive income, shareholder's equity, and cash flows present fairly, in all material respects, the financial position of Commonwealth Annuity and Life Insurance Company and its subsidiaries at December 31, 2011 and December 31,2010, and the results of their operations and their cash flows for each of the three years in the period ended December 31, 2011 in conformity with accounting principles generally accepted in the United States of America. These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. /s/ PricewaterhouseCoopers LLP Hartford, Connecticut April 19, 2012 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED BALANCE SHEETS
AS OF DECEMBER 31, NOTES 2011 2010 ------------------------------------------------------------------------------------------------------------------------ (IN MILLIONS, EXCEPT SHARE AND PER SHARE AMOUNTS) ASSETS Investments: Available-for-sale fixed maturities at fair value (amortized cost of $3,639.3 and $2,647.6 in 2011 and 2010, respectively) 6,8 $ 3,770.6 $ 2,844.3 Trading fixed maturities at fair value (amortized cost of $485.0 and $491.2 in 2011 and 2010, respectively) 8 528.7 526.4 Equity securities at fair value (cost of $0.1 in 2010) 6 -- 0.1 Commercial mortgage loans 6,8 197.5 -- Policy loans 8 299.0 306.4 --------- --------- Total investments 4,795.8 3,677.2 --------- --------- Cash and cash equivalents 478.0 251.4 Accrued investment income 45.7 41.7 Premiums, accounts and notes receivable, net 1.9 2.0 Reinsurance receivable on paid and unpaid losses, benefits, unearned premiums and modified coinsurance 13 4,639.8 4,725.0 Value of business acquired 12 23.1 27.3 Deferred policy acquisition costs 14 168.8 207.1 Deferred federal income taxes 10 -- 80.4 Derivative instruments receivable 6,8 146.7 115.0 Other assets 16 61.1 31.0 Separate account assets 8 3,296.1 4,023.6 --------- --------- Total assets $13,657.0 $13,181.7 ========= ========= LIABILITIES Policy liabilities and accruals: Future policy benefits (includes liabilities at fair value of $584.4 and $585.3 in 2011 and 2010, respectively) 8 $ 5,292.9 $ 5,476.9 Outstanding claims and losses (includes liabilities at fair value of $7.1 and $5.8 in 2011 and 2010, respectively) 8 97.5 88.6 Contractholder deposit funds and other policy liabilities (includes liabilities at fair value of $94.6 and $97.2 in 2011 and 2010, respectively) 8 1,634.6 234.7 --------- --------- Total policy liabilities and accruals 7,025.0 5,800.2 --------- --------- Derivative instruments payable 8 -- 98.0 Collateral on derivative instruments 8 38.7 11.6 Securities sold under agreements to repurchase 8 99.7 89.6 Deferred federal income taxes 10 41.9 -- Dividend payable to shareholder 11 160.0 250.0 Accrued expenses and other liabilities 16 52.6 69.5 Reinsurance payable 13 2,077.0 1,964.0 Separate account liabilities 8 3,296.1 4,023.6 --------- --------- Total liabilities $12,791.0 $12,306.5 --------- --------- Commitments and contingencies (Notes 17 and 18) SHAREHOLDER'S EQUITY Common stock, $1,000 par value, 10,000 shares authorized, 2,526 shares issued and outstanding $ 2.5 $ 2.5 Additional paid-in capital 716.9 716.9 Accumulated other comprehensive income 6 53.0 94.2 Retained earnings 93.6 61.6 --------- --------- Total shareholder's equity 866.0 875.2 --------- --------- Total liabilities and shareholder's equity $13,657.0 $13,181.7 ========= =========
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS. 1 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF INCOME
FOR THE YEARS ENDED DECEMBER 31, NOTES 2011 2010 2009 -------------------------------------------------------------------------------------------------- (IN MILLIONS) REVENUES Premiums 13 $ 47.4 $ 51.0 $ 48.5 Universal life and investment product policy fees 13 194.1 200.7 234.7 Net investment income 7 197.3 191.4 323.3 Net realized investment gains Total other-than-temporary impairment ("OTTI") losses 7 (0.2) -- (10.0) OTTI losses recognized in other comprehensive income -- -- (2.6) ------------------------- Net OTTI losses recognized in earnings (0.2) -- (7.4) Net realized capital gains, excluding net OTTI losses recognized in earnings 7 102.0 91.0 30.0 ------------------------- Total net realized investment gains 101.8 91.0 22.6 Other income 16 20.5 26.2 7.1 ------------------------- Total revenues 561.1 560.3 636.2 ------------------------- BENEFITS, LOSSES AND EXPENSES Policy benefits, claims, losses and loss adjustment expenses 13 295.2 259.1 346.5 Policy acquisition expenses 12,14 47.6 64.5 96.8 (Gains)/losses on derivative instruments 6 (133.0) (4.9) 27.5 Other operating expenses 16 67.7 79.7 67.6 ------------------------- Total benefits, losses and expenses 277.5 398.4 538.4 ------------------------- Income before federal income taxes 283.6 161.9 97.8 ------------------------- FEDERAL INCOME TAX EXPENSE Current tax benefit 10 (52.8) -- -- Deferred tax expense 10 144.4 42.7 6.3 ------------------------- Total federal income tax expense 91.6 42.7 6.3 ------------------------- Net income $ 192.0 $119.2 $ 91.5 =========================
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS. 2 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME
FOR THE YEARS ENDED DECEMBER 31, 2011 2010 2009 ---------------------------------------------------------------------------------------------------- (IN MILLIONS) ------------------------- Net income $ 192.0 $119.2 $ 91.5 ------------------------- Other comprehensive income, before tax: Unrealized gains for the period 35.4 134.1 229.7 Less: reclassification adjustment for gains included in net income (100.8) (94.2) (13.0) ------------------------- Unrealized (losses)/gains on available-for-sale securities (65.4) 39.9 216.7 Net effect on value of business acquired and deferred acquisition costs 2.0 2.6 (71.5) Cumulative effect of change in accounting principle -- -- 12.2 ------------------------- Other comprehensive (loss)/income, before tax (63.4) 42.5 157.4 Income tax benefit/(expense) related to items of other comprehensive income 22.2 (14.9) (57.9) ------------------------- Other comprehensive (loss)/income, net of tax (41.2) 27.6 99.5 ------------------------- Comprehensive income $ 150.8 $146.8 $191.0 =========================
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS. 3 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF SHAREHOLDER'S EQUITY
ACCUMULATED ADDITIONAL OTHER TOTAL COMMON PAID-IN COMPREHENSIVE RETAINED SHAREHOLDER'S (IN MILLIONS) STOCK CAPITAL (LOSS)/INCOME EARNINGS EQUITY ------------------------------------------------------------------------------------------------ ---------------------------------------------------------- BALANCE AT DECEMBER 31, 2008 $2.5 $466.9 $(25.0) $ 149.7 $ 594.1 ========================================================== Net income 91.5 91.5 Cumulative effect of change in accounting principle, net of income tax (7.9) 11.0 3.1 Other comprehensive income - Net unrealized gains 99.5 99.5 Capital contribution 250.0 250.0 Dividend to shareholder (60.0) (60.0) ---------------------------------------------------------- BALANCE AT DECEMBER 31, 2009 $2.5 $716.9 $ 66.6 $ 192.2 $ 978.2 ========================================================== Net income 119.2 119.2 Other comprehensive income - Net unrealized gains 27.6 0.2 27.8 Dividend to shareholder (250.0) (250.0) ---------------------------------------------------------- BALANCE AT DECEMBER 31, 2010 $2.5 $716.9 $ 94.2 $ 61.6 $ 875.2 ========================================================== Net income 192.0 192.0 Other comprehensive loss - Net unrealized losses (41.2) (41.2) Dividend to shareholder (160.0) (160.0) ---------------------------------------------------------- BALANCE AT DECEMBER 31, 2011 $2.5 $716.9 $ 53.0 $ 93.6 $ 866.0 ==========================================================
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS. 4 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) CONSOLIDATED STATEMENTS OF CASH FLOWS
FOR THE YEARS ENDED DECEMBER 31, 2011 2010 2009 ------------------------------------------------------------------------------------------------------------- (IN MILLIONS) CASH FLOWS FROM OPERATING ACTIVITIES Net income $ 192.0 $ 119.2 $ 91.5 Adjustments to reconcile net income to net cash provided by/(used in) operating activities: Changes in fair value of trading fixed maturities (8.5) (7.8) (27.5) Net realized investment gains (101.8) (91.0) (22.6) Non cash derivative activity (116.9) 29.8 27.4 Net accretion and amortization on investments (72.7) (68.5) (56.6) Net amortization and depreciation 47.5 64.8 100.7 Interest credited to contractholder deposit funds and trust instruments supported by funding obligations 19.5 0.9 0.8 Deferred federal income taxes 144.4 42.7 6.3 Change in deferred policy acquisition costs -- -- (4.1) Change in premiums and notes receivable, net of reinsurance premiums payable 113.1 23.2 7.7 Change in accrued investment income 12.1 (0.6) (5.3) Change in policy liabilities and accruals, net (185.1) (430.2) (372.2) Change in reinsurance receivable and modified coinsurance 85.2 99.1 109.6 Change in accrued expenses and other liabilities (1.5) (14.4) (64.1) Other, net (2.7) (52.8) 57.6 --------- --------- --------- Net cash provided by/(used in) operating activities 124.6 (285.6) (150.8) --------- --------- --------- CASH FLOWS FROM INVESTING ACTIVITIES Proceeds from disposals of available-for-sale fixed maturities 2,636.8 1,776.9 1,509.7 Proceeds from maturities of available-for-sale fixed maturities 26.9 45.4 519.6 Proceeds from disposals of trading fixed maturities 128.1 108.8 68.0 Proceeds from maturities of trading fixed maturities 0.2 4.8 49.1 Proceeds from mortgages sold, matured or collected 38.6 -- -- Proceeds from other investments 627.1 364.2 349.8 Reinsurance transactions, net of cash acquired 26.6 -- -- Business acquisitions, net of cash acquired -- -- 7.2 Purchase of available-for-sale fixed maturities (2,259.5) (1,515.5) (2,239.5) Purchase of trading fixed maturities (117.0) (200.7) (60.5) Purchase of other investments (629.5) (389.1) (288.4) --------- --------- --------- Net cash provided by/(used in) investing activities 478.3 194.8 (85.0) --------- --------- --------- CASH FLOWS FROM FINANCING ACTIVITIES Settlement of repurchase agreements (139.0) (101.2) -- Proceeds from issuance of repurchase agreements 149.1 190.6 -- (Withdrawals from)/deposits in contractholder deposit funds (120.2) (46.6) 69.5 Withdrawals from trust instruments supported by funding obligations (16.2) (0.8) (0.9) Capital contribution -- -- 250.0 Dividend to shareholder (250.0) -- (60.0) --------- --------- --------- Net cash (used in)/provided by financing activities (376.3) 42.0 258.6 --------- --------- --------- Net change in cash and cash equivalents 226.6 (48.8) 22.8 Cash and cash equivalents, beginning of period 251.4 300.2 277.4 --------- --------- --------- Cash and cash equivalents, end of period $ 478.0 $ 251.4 $ 300.2 ========= ========= ========= Income taxes received/(paid) $ 43.1 $ -- $ --
THE ACCOMPANYING NOTES ARE AN INTEGRAL PART OF THESE CONSOLIDATED FINANCIAL STATEMENTS. 5 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 1. ORGANIZATION Commonwealth Annuity and Life Insurance Company ("the Company") is a stock life insurance company organized under the laws of the Commonwealth of Massachusetts, and is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("Goldman Sachs"). The Company insures and reinsures blocks of fixed and variable annuities, universal and variable universal life insurance, traditional life insurance and to a lesser extent group retirement products. 2. BASIS OF PRESENTATION The accompanying audited consolidated financial statements have been prepared in accordance with generally accepted accounting principles in the United States ("U.S. GAAP"). The preparation of financial statements in conformity with U.S. GAAP requires the Company to make estimates and assumptions that affect the amounts reported in the consolidated financial statements and accompanying notes. The most significant estimates are those used in determining the fair value of financial instruments, deferred policy acquisition costs ("DAC"), value of business acquired ("VOBA"), liabilities for future contract and policyholder benefits, other-than-temporary impairments of investments, and valuation allowance on deferred tax assets. Although these and other estimates and assumptions are based on the best available information, actual results could differ from those estimates. The consolidated financial statements include the accounts of the Company and its subsidiaries. As of December 31, 2011, the Company directly owned all of the outstanding shares of First Allmerica Financial Life Insurance Company ("FAFLIC"), which insures and reinsures run-off blocks of traditional life insurance, universal and variable universal life insurance, group retirement products, variable annuities and an exited accident and health business. 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. FINANCIAL INSTRUMENTS In the normal course of business, the Company enters into transactions involving various types of financial instruments. The Company separates its financial instruments into two categories: cash instruments and derivative contracts. The Company accounts for its financial instruments at fair value, except commercial mortgage loans as discussed below, in accordance with Financial Accounting Standards Board ("FASB") Accounting Standards Codification ("ASC") 820, "Fair Value Measurements and Disclosure". The fair value of a financial instrument is the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. See Notes 6-8 for further information about investments, investment income and gains and losses and fair value measurements respectively. Cash instruments include U.S. government and federal agency obligations, asset backed, commercial and residential mortgage backed securities ("structured securities"), investment-grade corporate bonds, money market securities, state, municipal and provincial obligations, mutual funds held in separate accounts, commercial mortgage loans, and other non-derivative financial instruments. Derivatives are instruments that derive their value from underlying asset prices, indices, reference rates and other inputs or a combination of these factors. Derivatives may be privately negotiated contracts, which are usually referred to as over-the-counter ("OTC") derivatives, or they may be listed and traded on an exchange ("exchange-traded"). The Company has entered into certain OTC derivatives, primarily equity put options, swaps and interest rate swaptions, to manage certain equity market, credit and interest rate risk. These instruments do not qualify for hedge accounting and are carried at fair value with changes flowing through net income. The Company trades equity futures contracts pursuant to an investment management agreement with Goldman Sachs Asset Management, L.P. ("GSAM"). Exchange-traded futures are effected through a regulated exchange and positions are carried at fair value with changes flowing through net income. The clearinghouse guarantees the performance of both counterparties, which mitigates credit risk. Depending on the nature of the derivative transaction, the Company maintains Credit Support Agreements ("CSA") with each counterparty, including affiliates. In general, the CSA sets a minimum threshold of exposure that must be collateralized. 6 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) B. VALUATION OF INVESTMENTS The Company accounts for its fixed maturity and equity security investments at fair value. Fixed maturities and equity securities may be classified as either available-for-sale or trading. Available-for-sale securities are carried at fair value, with unrealized gains and losses, net of tax, reported in accumulated other comprehensive income, a separate component of shareholder's equity. Trading securities are carried at fair value, with unrealized gains and losses reported in net investment income. The amortized cost of fixed maturities is adjusted for amortization of premiums and accretion of discounts to maturity. Such amortization and accretion is included in net investment income. Commercial mortgage loans ("CML") acquired at a premium or discount are carried at amortized cost using the effective interest rate method. CML's held by the Company are diversified by property type and geographic area throughout the United States. CML's are considered impaired when it is probable that the Company will not collect amounts due according to the terms of the original loan agreement. The Company assesses the impairment of loans individually for all loans in the portfolio. The Company estimates the fair value of the underlying collateral using internal valuations generally based on discounted cash flow analyses. Policy loans represent loans the Company issues to contractholders that use the cash surrender value of their life insurance policy as collateral. Policy loans are carried principally at unpaid principal balances. Interest income on such loans is recorded as earned using the contractually agreed upon interest rate. Generally, interest is capitalized on the policy's anniversary date. Realized investment gains and losses, other than those related to separate accounts for which the Company does not bear the investment risk and that meet the conditions for separate account reporting under FASB ASC 944-80, "Accounting and Reporting by Insurance Enterprises for Certain Non Traditional Long Duration Contracts and for Separate Accounts," are reported as a component of revenues based upon specific identification of the investment assets sold. Realized investment gains and losses related to separate accounts that meet the conditions for separate account reporting under FASB ASC 944-80 accrue to and are borne by the contract holder. The Company recognizes OTTI for securities classified as available-for-sale in accordance with FASB ASC Topic 320, "Investments-Debt and Equity Securities". At least quarterly, management reviews impaired securities for OTTI. The Company considers several factors when determining if a security is other-than-temporarily impaired, including but not limited to: its intent and ability to hold the impaired security until an anticipated recovery in value, the issuer's ability to meet current and future principal and interest obligations for fixed maturity securities, the length and severity of the impairment, the financial condition and near term and long term prospects for the issuer. In making these evaluations, the Company exercises considerable judgment. If the Company intends to sell or if it is more likely than not that it will be required to sell an impaired security prior to recovery of its cost basis, then the Company recognizes a charge to earnings for the full amount of the impairment (the difference between the amortized cost and fair value of the security). For fixed maturity securities that are considered other-than-temporarily impaired and that the Company does not intend to sell and will not be required to sell, the Company separates the impairment into two components: credit loss and non-credit loss. Credit losses are charged to net realized investment losses and non-credit losses are charged to other comprehensive income. The credit loss component is the difference between the security's amortized cost and the present value of its expected future cash flows discounted at the current effective rate. The remaining difference between the security's fair value and the present value of its expected future cash flows is the non-credit loss. For corporate bonds both historical default (by rating) data is used as a proxy for the probability of default, and loss given default (by issuer) projections are applied to the par amount of the bond. Potential losses incurred on structured securities are based on expected loss models, not incurred loss models. Expected cash flows include assumptions about key systematic risks (e.g. unemployment rates, housing prices) and loan-specific information (e.g. delinquency rates, loan-to-volume ratios). Estimating future cash flows is a quantitative and qualitative process that incorporates information received from third parties, along with assumptions and judgments about the future performance of the underlying collateral. As a result of the Company's adoption of FASB ASC Topic 320 on April 1, 2009, a cumulative effect adjustment, net of tax, of $7.9 million was recorded to increase accumulated other comprehensive loss with a corresponding decrease to accumulated deficit for the non-credit loss component of previously impaired securities that the Company did not intend to sell, nor was it more likely than not that the Company would be required to sell before recovery of amortized cost. 7 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) C. CASH AND CASH EQUIVALENTS Cash and cash equivalents include cash on hand, amounts due from banks, highly liquid overnight deposits, discount notes and commercial paper held in the ordinary course of business. The Company also invests cash in overnight tri-party reverse repurchase agreements, in which the Company receives investment grade, highly liquid securities as collateral from counterparties. None of these assets is restricted or segregated for specific business reasons. D. DAC AND DEFERRED SALES INDUCEMENTS ("DSI") DAC consists of commissions, ceding commissions, and other costs that are directly related to the successful acquisition of new or renewal insurance contracts. The Company defers sales inducements generated by variable annuities that offer enhanced crediting rates or bonus payments. Acquisition costs related to traditional life products are amortized in proportion to premium revenue recognized. Acquisition costs and sales inducements related to variable annuity products and universal and variable universal life insurance products are amortized in proportion to total estimated gross profits ("EGPs") from investment yields, mortality, surrender charges and expense margins over the deemed economic life of the contracts. DAC and DSI amortization on non-traditional products is reviewed periodically and adjusted retrospectively when the Company revises its estimate of current or future gross profits to be recognized from these products. Acquisition costs related to the reinsurance of fixed annuities are amortized in proportion to the reduction in contractholder deposit funds. See Note 14 for further information about DAC. E. REINSURANCE Reinsurance accounting is followed for ceded and assumed transactions when the risk transfer provisions of FASB ASC 944-40, "Accounting and Reporting for Reinsurance of Short-Duration and Long-Duration Contracts," have been met. To meet risk transfer requirements, a long-duration reinsurance contract must transfer mortality or morbidity risks, and subject the reinsurer to a reasonable possibility of a significant loss. Those contracts that do not meet risk transfer requirements are accounted for using deposit accounting. With respect to ceded reinsurance, the Company values reinsurance recoverables on reported claims at the time the underlying claim is recognized in accordance with contract terms. For future policy benefits, the Company estimates the amount of reinsurance recoverable based on the terms of the reinsurance contracts and historical reinsurance recovery information. The reinsurance recoverables are based on what the Company believes are reasonable estimates and the balance is reported as an asset in the Consolidated Balance Sheets. However, the ultimate amount of the reinsurance recoverable is not known until all claims are settled. Reinsurance contracts do not relieve the Company from its obligations to policyholders, and failure of reinsurers to honor their obligations could result in losses to the Company; consequently, allowances are established for amounts deemed uncollectible. There were no valuation allowances deemed necessary at December 31, 2011 and 2010, respectively. See Note 13 for further information about reinsurance. F. PROPERTY, EQUIPMENT AND CAPITALIZED SOFTWARE Property, equipment, leasehold improvements and capitalized software are stated at cost, less accumulated depreciation and amortization. Depreciation is calculated using the straight-line method over the estimated useful lives of the related assets. Certain costs of software developed or obtained for internal use are capitalized and amortized on a straight-line basis over the useful life of the software. Amortization of leasehold improvements is calculated using the straight-line method over the lesser of the term of the leases or the estimated useful life of the improvements. The Company tests for the potential impairment of long-lived assets whenever events or changes in circumstances suggest that the carrying amounts may not be recoverable in accordance with FASB ASC 360, "Accounting for the Impairment or Disposal of Long-Lived Assets." The Company recognizes impairment losses only when the carrying amounts of long-lived assets exceed the sum of the undiscounted cash flows expected to result from the use and eventual disposition of the assets. In such cases, the Company reduces the carrying value of the asset to fair value. Fair values are estimated using discounted cash flow analysis. 8 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) G. VOBA VOBA represents the difference between estimated fair value of insurance and reinsurance contracts acquired in a business combination and the carrying value of the contracts using traditional insurance accounting. VOBA is amortized over the life of the policies in relation to the emergence of EGP's from surrender charges, investment income, mortality net of reinsurance ceded and expense margins and actual realized gain/(loss) on investments. The economic life of the variable universal life block of policies is deemed to be 30 years and is amortized accordingly. VOBA is reviewed periodically to ensure that the unamortized portion does not exceed the expected recoverable amount. As a result of the FAFLIC business acquisition, negative VOBA was recognized to reduce the carrying value of the acquired insurance liabilities, except for the closed block participating policies ("Closed Block"), to fair value. Since the acquired contracts do not have any future premiums, negative VOBA is amortized in proportion to the change in the underlying reserves. The carrying amount of VOBA is adjusted for the effects of realized and unrealized gains and losses on debt securities classified as available-for-sale and certain derivatives. See Note 12 for further information about VOBA. H. SEPARATE ACCOUNTS Separate account assets and liabilities represent segregated funds administered and invested by the Company for the benefit of variable annuity and variable universal life insurance contractholders and certain pension funds. Assets consist principally of mutual funds at fair value. The investment income and gains and losses of these accounts generally accrue to the contractholders and therefore, are not included in the Company's net income. However, the Company's net income reflects fees assessed and earned on fund values of these contracts. See Note 5 for further information about liabilities for minimum guarantees under ASC 944-80, "Accounting and Reporting by Insurance Enterprises for Certain Nontraditional Long-Duration Contracts and Separate Accounts." Separate account assets representing contractholder funds are measured at fair value and reported as a summary total in the Consolidated Balance Sheet, with an equivalent summary total reported for related liabilities. I. POLICY LIABILITIES AND ACCRUALS Future policy benefits are liabilities for annuity, life, and health products. Such liabilities are established in amounts adequate to meet the estimated future obligations of policies in-force. The liabilities associated with the Closed Block traditional life insurance policies are determined using a fair value approach. The fair value is computed using a number of assumptions including asset fair values and market participant assumptions for such items as the Company's credit risk, discount rates, expenses, and capital requirements. The liabilities associated with assumed life insurance products are computed using the net level premium method for individual life and annuity policies, and are based upon estimates as to future investment yield, mortality and withdrawals that include provisions for adverse deviation. Future policy benefits for individual life insurance and annuity policies are computed using interest rates ranging from 2.0% to 11.25% for annuities and 2.5% to 6.5% for life insurance. Mortality, morbidity and withdrawal assumptions for all policies are based on the Company's own experience and industry standards. Liabilities for universal life, variable universal life, fixed annuities and variable annuities include deposits received from customers and investment earnings on their fund balances, less administrative and surrender charges. Universal life and variable universal life fund balances are also assessed mortality charges. Liabilities for variable annuities include a reserve for guaranteed minimum death benefits ("GMDB") in excess of contract values. See Note 5 for further information about liabilities for minimum guarantees. Liabilities for outstanding claims and claims adjustment expenses are estimates of payments to be made on life and health insurance contracts for reported losses and claims adjustment expenses and estimates of losses and claims adjustment expenses incurred but not reported. These liabilities are determined using case basis evaluations and statistical analyses and represent estimates of the ultimate cost of all claims incurred but not paid. These estimates are continually reviewed and adjusted as necessary; such adjustments are reflected in current operations. See Note 15 for further information about outstanding claims, losses and loss adjustment expenses. Contractholder deposit funds and other policy liabilities include deposit administration funds and immediate participation guarantee funds and consist of deposits received from customers and investment earnings on their fund balances. Policy liabilities and accruals are based on the various estimates discussed above. Although the adequacy of these amounts cannot be assured, the Company believes that policy liabilities and accruals will be sufficient to meet future obligations of policies in-force. The amount of liabilities and accruals, however, could be revised in the near-term if the estimates discussed above are revised. 9 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) J. PREMIUMS, FEE REVENUES AND RELATED EXPENSES Premiums for individual life insurance and individual and group annuity products, excluding universal life and investment-related products, are considered revenue when due. Benefits, losses and related expenses are matched with premiums, resulting in their recognition over the lives of the contracts. This matching is accomplished through the provision for future benefits, estimated and unpaid losses, amortization of the value of business acquired and amortization of deferred policy acquisition costs. Revenues for investment-related products consist of net investment income and contract charges assessed against the fund values. Related benefit expenses include annuity benefit claims for guaranteed minimum death benefits in excess of contract values, and net investment income credited to the fund values after deduction for investment and risk charges. Revenues for universal life and investment products consist of net investment income, with mortality, administration and surrender charges assessed against the fund values. Related benefit expenses include universal life benefit claims in excess of fund values and net investment income credited to universal life and fixed annuity fund values. Certain policy charges such as enhanced crediting rates or bonus payments that represent compensation for services to be provided in future periods are classified as deferred sales inducements and amortized over the period benefited using the same assumptions used to amortize deferred acquisition costs. See Note 14 and Note 5 for further information regarding revaluation of DAC and deferred sales inducements. K. CLOSED BLOCK The Company's wholly-owned subsidiary, FAFLIC, established and began operating a Closed Block for the benefit of participating policies, consisting of certain individual life insurance participating policies, individual deferred annuity contracts and supplementary contracts not involving life contingencies which were in-force as of FAFLIC's demutualization on October 16, 1995. The purpose of the Closed Block is to benefit certain classes of policies and contracts for which the Company has a dividend scale payable. Unless the Commonwealth of Massachusetts Commissioner of Insurance (the "Commissioner") consents to an earlier termination, the Closed Block will continue to be in effect until none of the Closed Block policies are in force. FAFLIC allocated to the Closed Block assets in an amount that is expected to produce cash flows which, together with future revenues from the Closed Block, are reasonably sufficient to support the Closed Block, including provision for payment of policy benefits, certain future expenses and taxes, and for continuation of policyholder dividend scales payable in 1994 so long as the experience underlying such dividend scales continues. FAFLIC expects that the factors underlying such experience will fluctuate in the future and policyholder dividend scales for the Closed Block will be set accordingly. Although the assets and cash flow generated by the Closed Block inure solely to the benefit of the holders of policies included in the Closed Block, the excess of Closed Block liabilities over Closed Block assets as measured on a GAAP basis represent the expected future after-tax income from the Closed Block which may be recognized in income over the period the policies and contracts in the Closed Block remain in-force. The Company elected the fair value option on policies making up the Closed Block. Profitability attributable to the Closed Block is ultimately paid to the policyholders via policy dividends. Dividend payable formulas are set before the outset of the calendar year, and adverse investment performance does not change the dividend liability to the policyholders. A trading fixed maturity portfolio was established to back the Closed Block policy liabilities to match fair value asset and liability movements. See Note 9 for further information about Closed Block. L. RECENT ACCOUNTING DEVELOPMENTS IMPROVING DISCLOSURES ABOUT FAIR VALUE MEASUREMENTS (ASC 820). In January 2010, the FASB issued ASU No. 2010-06, "Fair Value Measurements and Disclosures (Topic 820) - Improving Disclosures about Fair Value Measurements." ASU No. 2010-06 provides amended disclosure requirements related to fair value measurements. Certain of these disclosure requirements became effective for the Company beginning in 2010, while others became effective for the Company beginning in 2011. Since these amended principles require only additional disclosures concerning fair value measurements, adoption did not affect the Company's financial condition, results of operations or cash flows. 10 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) L. RECENT ACCOUNTING DEVELOPMENTS (CONTINUED) ACCOUNTING FOR COSTS ASSOCIATED WITH ACQUIRING OR RENEWING INSURANCE CONTRACTS (ASC 944). In October 2010, the FASB issued amended accounting principles regarding accounting for deferred acquisition costs effective for the fiscal year beginning after December 15, 2011. These principles were codified as Accounting Standards Update ("ASU") No. 2010-26, "Accounting for Costs Associated with Acquiring or Renewing Insurance Contracts." These principles clarify the costs that should be deferred by insurance entities when issuing and renewing insurance contracts and also specify that only costs related directly to successful acquisition of new or renewal contracts can be capitalized. All other acquisition-related costs should be expensed as incurred. As the Company is already in compliance with the provisions of this guidance, adoption of ASU No. 2010-26 will not have an effect on the Company's financial condition, results of income or cash flows. RECONSIDERATION OF EFFECTIVE CONTROL FOR REPURCHASE AGREEMENTS (ASC 860). In April 2011, the FASB issued ASU No. 2011-03, "Transfers and Servicing (Topic 860) - Reconsideration of Effective Control for Repurchase Agreements." ASU No. 2011-03 changes the assessment of effective control by removing (i) the criterion that requires the transferor to have the ability to repurchase or redeem financial assets on substantially the agreed terms, even in the event of default by the transferee, and (ii) the collateral maintenance implementation guidance related to that criterion. ASU No. 2011-03 is effective for periods beginning after December 15, 2011. The adoption of ASU No. 2011-03 will not affect the Company's financial condition, results of income or cash flows. AMENDMENTS TO ACHIEVE COMMON FAIR VALUE MEASUREMENT AND DISCLOSURE REQUIREMENTS IN U.S. GAAP AND IFRSs (ASC 820). In May 2011, the FASB issued ASU No. 2011-04, "Fair Value Measurements and Disclosures (Topic 820) - Amendments to Achieve Common Fair Value Measurement and Disclosure Requirements in U.S. GAAP and IFRSs." ASU No. 2011-04 clarifies the application of existing fair value measurement and disclosure requirements, changes certain principles related to measuring fair value, and requires additional disclosures about fair value measurements. ASU No. 2011-04 is effective for periods beginning after December 15, 2011. Adoption of ASU No. 2011-04 will not materially affect the Company's financial condition, results of income or cash flows. PRESENTATION OF COMPREHENSIVE INCOME (ASC 220). In June 2011, the FASB issued ASU No. 2011-05, "Comprehensive Income (Topic 220) - Presentation of Comprehensive Income." ASU No. 2011-05 improves the comparability, consistency, and transparency of financial reporting and increases the prominence of items reported in other comprehensive income. ASU No. 2011-05 requires the Company to present all nonowner changes in shareholder's equity in either a single continuous statement of comprehensive income or in two separate but consecutive statements, and to present on the face of the financial statements reclassification adjustments from other comprehensive income to net income. These amendments related to the presentation of other comprehensive income are effective for fiscal years ending after December 15, 2012, while the amendments related to the presentation of reclassification adjustments have been deferred. As the standard only addresses financial statement presentation, adoption will not affect the Company's financial condition, results of income or cash flows. DISCLOSURES ABOUT OFFSETTING ASSETS AND LIABILITIES (ASC 210). In December 2011, the FASB issued ASU No. 2011-11, "Balance Sheet (Topic 210) - Disclosures about Offsetting Assets and Liabilities." ASU No. 2011-11 will require disclosure of the effect or potential effect of offsetting arrangements on the Company's financial position as well as enhanced disclosure of the rights of setoff associated with the Company's recognized assets and recognized liabilities. ASU No. 2011-11 is effective for annual reporting periods beginning on or after January 1, 2013, and interim periods within those annual periods. Since these amended principles require only additional disclosures concerning offsetting and related arrangements, adoption will not affect the Company's financial condition, results of income or cash flows. M. RECLASSIFICATIONS Certain reclassifications have been made to previously reported amounts to conform to the current presentation. 4. SIGNIFICANT TRANSACTIONS Effective July 1, 2011, the Company entered into a coinsurance agreement with a third party whereby the Company assumed approximately $1.5 billion of fixed annuity deposit liabilities and received a ceding commission of approximately $21.3 million. In connection with this transaction, a trust account was established for the sole use and benefit of the Company, and the Company received approximately $1.2 billion of available-for-sale fixed maturities and $239.2 million of commercial mortgage loan assets. See Note 13 for further information on reinsurance. 11 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 4. SIGNIFICANT TRANSACTIONS (CONTINUED) On December 31, 2009, the Company ceded via coinsurance and modified coinsurance, 100% of its variable annuity business to an affiliate, Arrow Capital Reinsurance Company, Limited ("Arrow"), a Bermuda domiciled Reinsurance Company. As part of this reinsurance agreement, the returns associated with the derivatives hedging program supporting the variable annuity products are passed to Arrow. In addition, in connection with this transaction, on December 31, 2009, with the approval of the Commonwealth of Massachusetts Commissioner of Insurance, the Company paid a dividend of $60.0 million to Goldman Sachs. See Note 13 for further information on reinsurance. On December 18, 2009, the Company entered into an Assumption Reinsurance Agreement with a third party, whereby the third party agreed to assumption reinsure certain individual disability income insurance policies that were 100% coinsured to and serviced by the third party. In connection with the agreement, the Company paid $1.0 and $4.0 million to the third party in 2009 and 2010, respectively. The Company received approval from the Massachusetts Division of Insurance and the New York Insurance Department for the transaction and from several other State insurance departments. On April 1, 2009, the Company assumed on a 100% coinsurance basis the life and fixed annuity blocks of a third party and its affiliates. Under this coinsurance agreement, the Company assumed $527.2 million of reserves and paid the collective cedants $77.6 million in ceding commission. Subsequently, in the fourth quarter of 2010, the Company assigned to another third party all of its rights, titles, interests and privileges and certain duties and obligations related to the block of fixed annuity contracts originally assumed. Upon closing of the transactions, the Company paid a total novation fee of $1.2 million to the original third party. See Note 13 for further information on reinsurance. On March 31, 2009, the Company entered into a coinsurance and modified coinsurance agreement with a third party. Under the agreements, the Company assumed $974.6 million in reserves and paid the cedant approximately $204.5 million in ceding commission. Subsequently, on April 1, 2010, the agreement was amended to recognize the cession of all mortality risk to an affiliate of the third party, thereby reducing mortality exposure for the Company. 5. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944 - 80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG-DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS GUARANTEED MINIMUM DEATH BENEFITS The Company has issued variable annuity contracts with a GMDB feature. The GMDB feature provides annuity contractholders with a guarantee that the benefit received at death will be no less than a prescribed minimum amount. This amount is based on either the net deposits paid into the contract, the net deposits accumulated at a specified rate, the highest historical account value on a contract anniversary, or more typically, the greatest of these values. If the GMDB is higher than the current account value at the time of death, the Company incurs a cost equal to the difference. The following table summarizes the liability for GMDB contracts reflected in the general account. The GMDB exposure includes reinsurance assumed, however, modified coinsurance is excluded as it provides negligible GMDB reserves and significant account values: FOR THE YEARS ENDED DECEMBER 31, 2011 2010 -------------------------------------------------- (IN MILLIONS) Beginning balance $216.7 $239.4 Provision for GMDB: GMDB expense incurred 37.0 39.8 Volatility (1) 70.5 14.9 --------------- 107.5 54.7 Claims, net of reinsurance: Claims from policyholders (71.2) (70.4) Claims ceded to reinsurers 60.3 64.0 --------------- (10.9) (6.4) GMDB reinsurance premium (58.9) (71.0) --------------- Ending balance $254.4 $216.7 =============== (1) Volatility reflects the difference between actual and expected investment performance, persistency, age distribution, mortality and other factors that are assumptions within the GMDB reserving model. 12 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 5. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944 - 80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS (CONTINUED) The reserve represents estimates, over a range of stochastic scenarios, of the present value of future GMDB net benefits expected to be paid less the present value of future GMDB net fees charged to the contractholders. The following information relates to the reserving methodology and assumptions for GMDB at December 31, 2011 and 2010. - The projection model uses 500 stochastically generated return scenarios with mean performance ranging from 5% to 10% depending on the underlying fund type. - Implied volatilities by duration are based on a combination of over the counter quotes (when available) and historical volatilities. For 2011, volatility assumptions range from 25% to 42% for equities varying by fund type and duration; 4% for bond funds; and 1% for money market funds. For 2010, volatility assumptions range from 23% to 42% for equities varying by fund type and duration; 6% for bond funds; and 1% for money market funds. - The mortality assumptions are factors of an industry standard mortality table based on company experience varying by age and gender. Mortality improvement of 1% per year for 10 years is assumed. - The full surrender rate assumption varies from 1% to 35% depending on distribution channel, contract type, policy duration, and attained age. The aggregate projected full surrender rates for 2012 and 2013 are approximately 8% and 9%, respectively (full surrender rates include annuitizations, but they do not reflect partial withdrawals or deaths). - The partial withdrawal rate assumption varies by distribution channel, tax qualified status, and attained age. Total projected partial withdrawals are from 6% - 7% for all years. The following table presents the account value, net amount at risk and average attained age of underlying contractholders for guarantees in the event of death as of December 31, 2011 and 2010. The net amount at risk is the death benefit coverage in-force or the amount that the Company would have to pay if all contractholders had died as of the specified date, and represents the excess of the guaranteed benefit over the account value. DECEMBER 31, (IN MILLIONS, EXCEPT FOR CONTRACTHOLDER INFORMATION) 2011 2010 ---------------------------------------------------------------------------- Net deposits paid Account value $ 2,549 $ 2,732 Net amount at risk $ 23 $ 22 Average attained age of contractholders 63 63 Ratchet (highest historical account value at specified anniversary dates) Account value $ 622 $ 756 Net amount at risk $ 93 $ 90 Average attained age of contractholders 68 68 Roll-up (net deposits accumulated at a specified rate) Account value $ 33 $ 45 Net amount at risk $ 22 $ 24 Average attained age of contractholders 80 79 Higher of ratchet or roll-up Account value $ 2,245 $ 2,706 Net amount at risk $ 1,362 $ 1,326 Average attained age of contractholders 76 75 Total of guaranteed benefits categorized above Account value $ 5,449 $ 6,239 Net amount at risk $ 1,500 $ 1,462 Average attained age of contractholders (weighted by account value) 69 69 Number of contractholders 133,441 146,931 13 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 5. LIABILITIES FOR MINIMUM GUARANTEES UNDER ASC 944 - 80, ACCOUNTING AND REPORTING BY INSURANCE ENTERPRISES FOR CERTAIN NONTRADITIONAL LONG DURATION CONTRACTS AND FOR SEPARATE ACCOUNTS (CONTINUED) GUARANTEED MINIMUM INCOME BENEFIT The Company previously issued variable annuity contracts with a guaranteed minimum income benefit ("GMIB") feature. The GMIB liability as of December 31, 2011 was $8.4 million with a benefit paid of approximately $4.7 million for the year ended December 31, 2011. The GMIB liability as of December 31, 2010 was $11.9 million with a benefit paid of approximately $10.5 million for the year ended December 31, 2010. Similar to the approach employed to value the GMDB reserve, the fair value reserve for the GMIB feature was computed using a risk neutral approach. The reserve was determined by estimating the present value of future GMIB benefits expected to be paid less the present value of future GMIB fees charged to the policyholders, over a range of stochastic scenarios. SALES INDUCEMENTS The Company's variable annuity product offerings included contracts that offered enhanced crediting rates or bonus payments. The following reflects the changes to the deferred sales inducement asset: FOR THE YEARS ENDED DECEMBER 31, 2011 2010 ------------------------------------------------ (IN MILLIONS) Balance at beginning of year $ -- $ -- Acquisition expenses deferred 2.9 0.3 Reinsurance ceded (2.9) (0.3) ------------- Balance at end of year $ -- $ -- ============= SEPARATE ACCOUNTS WITH CREDITED INTEREST GUARANTEES The Company issued variable annuity and life contracts through its separate accounts for which net investment income and investment gains and losses accrue directly to, and investment risk is borne by, the contractholder. The Company also issued variable annuity and life contracts through separate accounts where the Company contractually guarantees to the contractholder the total deposits made to the contract less any partial withdrawals plus a minimum return. The market value adjusted ("MVA") product attributable to a third party was assumed on a modified coinsurance basis. Therefore, the assets related to these liabilities are recorded as a modified coinsurance receivable which is included within recoverable from reinsurers. See Note 13 for further information on reinsurance. The Company had the following variable annuities with guaranteed minimum returns: DECEMBER 31, 2011 2010 ------------------------------------------------------------------ (IN MILLIONS) Account value $ 19.4 $ 23.8 Range of guaranteed minimum return rates 2.8 - 5.2% 2.8 - 5.7% Account balances of these contracts with guaranteed minimum returns were invested as follows: DECEMBER 31, 2011 2010 -------------------------------------------- (IN MILLIONS) Asset Type: Fixed maturities $26.7 $28.7 Cash and cash equivalents 1.8 5.6 ------------- Total $28.5 $34.3 ============= 14 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 6. INVESTMENTS A. FIXED MATURITIES AND EQUITY SECURITIES The amortized cost and fair value for fixed maturities and equity securities were as follows: AVAILABLE-FOR-SALE FIXED MATURITIES
GROSS GROSS AMORTIZED UNREALIZED UNREALIZED FAIR DECEMBER 31, 2011 COST GAINS LOSSES VALUE --------------------------------------------------------------------------------------------- (IN MILLIONS) U.S. Treasury securities and U.S. government and agency securities $ 456.6 $ 68.2 $ -- $ 524.8 States and political subdivisions 292.8 46.2 -- 339.0 Emerging markets 18.2 0.2 (0.2) 18.2 Corporate fixed maturities 1,229.5 84.7 (8.8) 1,305.4 Structured securities 1,642.2 40.2 (99.2) 1,583.2 --------------------------------------------- Total available-for-sale fixed maturities $3,639.3 $239.5 $(108.2) $3,770.6 =============================================
AVAILABLE-FOR-SALE FIXED MATURITIES AND EQUITY SECURITIES
GROSS GROSS AMORTIZED UNREALIZED UNREALIZED FAIR DECEMBER 31, 2010 COST GAINS LOSSES VALUE --------------------------------------------------------------------------------------------- (IN MILLIONS) U.S. Treasury securities and U.S. government and agency securities $ 469.5 $ 12.4 $(15.7) $ 466.2 States and political subdivisions 293.5 5.9 (3.8) 295.6 Foreign governments 2.0 -- -- 2.0 Corporate fixed maturities 976.2 110.4 (5.9) 1,080.7 Structured securities 906.4 99.7 (6.3) 999.8 --------------------------------------------- Total available-for-sale fixed maturities $2,647.6 $228.4 $(31.7) $2,844.3 ============================================= Equity securities (1) $ 0.1 $ -- $ -- $ 0.1 =============================================
(1) Amortized cost for available-for-sale fixed maturities and cost for equity securities. At December 31, 2011 and 2010, the amortized cost and fair value of the assets on deposit with various state and governmental authorities were $88.4 and $92.4 million, and $104.4 and $99.0 million, respectively. The Company entered into various derivative and other arrangements that required assets, such as cash and fixed maturities, to be pledged or received as collateral. At December 31, 2011 and 2010, cash and fixed maturities held as collateral were $40.5 and $15.4 million, respectively. The amortized cost and fair value by maturity periods for fixed maturities are shown below. Actual maturities may differ from contractual maturities, because borrowers may have the right to call or prepay obligations with or without call or prepayment penalties, or the Company may have the right to put or sell the obligations back to the issuers. Structured securities are included in the category representing their contractual maturity. The maturity distribution for available-for-sale fixed maturity securities is as follows: AMORTIZED FAIR AS OF DECEMBER 31, 2011 COST VALUE ------------------------------------------------------------- (IN MILLIONS) Due in one year or less $ 24.5 $ 24.8 Due after one year through five years 684.8 696.4 Due after five years through ten years 764.7 802.1 Due after ten years 2,165.3 2,247.3 ------------------- Total $3,639.3 $3,770.6 =================== 15 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 6. INVESTMENTS (CONTINUED) B. COMMERCIAL MORTGAGE LOANS The maturity distribution for commercial mortgage loans is as follows: AMORTIZED AS OF DECEMBER 31, 2011 COST ----------------------------------- (IN MILLIONS) 2012 $ 10.1 2013 65.1 2014 49.2 2015 59.2 2016 10.2 2017 and thereafter 3.7 ------ Total $197.5 ====== Actual maturities could differ from contractual maturities, because borrowers may have the right to prepay with or without prepayment penalties and loans may be refinanced. The Company individually and collectively evaluates all its mortgage loans for impairment. The credit quality indicator for the Company's CML is an internal measure based on the borrower's ability to pay and the value of the underlying collateral. The internal risk rating is related to an increasing likelihood of loss, with a low quality rating representing the category in which a loss is first expected. There were no loans in arrears and no valuation allowances deemed necessary at December 31, 2011. The Company diversifies its commercial mortgage loan portfolio by both geographic region and property type to reduce the risk of concentration. The following tables present the Company's CML by geographic region and property type. AMORTIZED AS OF DECEMBER 31, 2011 COST ------------------------------------- (IN MILLIONS) Virginia $ 47.7 New York 40.8 Florida 36.2 Minnesota 18.6 Washington 17.8 California 16.0 Nebraska 10.0 Multiple 10.4 ------ Total by Region $197.5 ====== Office Building $ 91.8 Apartment 38.1 Warehouse 33.9 Retail 17.0 Other Commercial 15.9 Industrial 0.8 ------ Total by Property Type $197.5 ====== C. DERIVATIVE INSTRUMENTS The Company manages its risk through the purchase of equity derivative put options, swaps and equity futures used to protect against increases in GMDB liability in the event that the market declines; trading in interest rate derivatives to manage certain guaranteed crediting rate risks; and trading in credit derivatives to manage counterparty risk on reinsurance transactions. In addition, the Company invests in exchange traded futures and options as part of its overall diversification and total return objectives. 16 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 6. INVESTMENTS (CONTINUED) C. DERIVATIVE INSTRUMENTS The Company's embedded derivatives relate to reinsurance contracts that are accounted for on a modified coinsurance basis. Under such arrangements, the ceding company owns the assets backing the liabilities and transfers the investment returns on the pool of assets to the reinsurer; the reinsurer records a "modco" loan receivable for the assets held by the ceding company. An embedded derivative exists because the arrangement exposes the reinsurer to third-party credit risk. The Company does not employ hedge accounting. Management monitors the Company's derivative activities by reviewing portfolio activities and risk levels. Management also oversees all derivative transactions to ensure that the types of transactions entered into and the results obtained from those transactions are consistent with both the Company's risk management strategy and Company policies and procedures. The fair value of the derivative assets and liabilities were as follows: AS OF DECEMBER 2011 (IN MILLIONS, EXCEPT NUMBER OF CONTRACTS)
DERIVATIVE DERIVATIVE NUMBER OF ASSETS LIABILITIES CONTRACTS ------------------------------------ Derivative contracts Equity and non-hedging futures $ 39.3 $-- 9,131 GMDB product derivatives 48.5 -- 471,956 Embedded derivatives under modified coinsurance contracts 58.9 -- 3 --------------------------------- Gross fair value of derivative contracts $146.7 $-- 481,090 ================================= Fair value included within total assets $146.7 ====== Fair value included within total liabilities $-- ===
As of December 2010 (In millions, except number of contracts)
DERIVATIVE DERIVATIVE NUMBER OF ASSETS LIABILITIES CONTRACTS ------------------------------------ Derivative contracts Equity and non-hedging futures $ 30.5 $ -- 7,614 Foreign currency swap 1.6 -- 1 GMDB product derivatives 23.9 -- 331,192 Credit -- 1.1 3 Embedded derivatives under modified coinsurance contracts 59.0 96.9 2 --------------------------------- Gross fair value of derivative contracts $115.0 $98.0 338,812 ================================= Fair value included within total assets $115.0 ====== Fair value included within total liabilities $98.0 =====
17 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 6. INVESTMENTS (CONTINUED) C. DERIVATIVE INSTRUMENTS (CONTINUED) The derivative gains and losses for the year ended December 31, 2011 are reported as follows:
AMOUNT OF GAIN/(LOSS) LOCATION OF GAIN/(LOSS) RECOGNIZED IN RECOGNIZED IN INCOME DERIVATIVE CONTRACTS INCOME ON DERIVATIVES ON DERIVATIVES --------------------------------------------------------------------------------------------------- ------ General account derivatives Net realized investment gains/(losses) $ 3.4 ------ Foreign currency swap (Gains)/losses on derivative instruments 0.8 GMDB product derivatives (Gains)/losses on derivative instruments 20.0 Credit default swaps (Gains)/losses on derivative instruments (0.6) Embedded derivatives under modified coinsurance contacts (Gains)/losses on derivative instruments 112.8 ------ 133.0 ------ Total gain $136.4 ======
The derivative gains and losses for the year ended December 31, 2010 is reported as follows:
AMOUNT OF GAIN/(LOSS) LOCATION OF GAIN/(LOSS) RECOGNIZED IN RECOGNIZED IN INCOME DERIVATIVE CONTRACTS INCOME ON DERIVATIVES ON DERIVATIVES --------------------------------------------------------------------------------------------------- ------ General account derivatives Net realized investment gains/(losses) $ (4.4) ------ Foreign currency swap (Gains)/losses on derivative instruments (0.6) GMDB product derivatives (Gains)/losses on derivative instruments (65.5) Credit default swaps (Gains)/losses on derivative instruments (1.6) Embedded derivatives under modified coinsurance contacts (Gains)/losses on derivative instruments 72.6 ------ 4.9 ------ Total gain $ 0.5 ======
The derivative gains and losses for the year ended December 31, 2009 is reported as follows:
AMOUNT OF GAIN/(LOSS) LOCATION OF GAIN/(LOSS) RECOGNIZED IN RECOGNIZED IN INCOME DERIVATIVE CONTRACTS INCOME ON DERIVATIVES ON DERIVATIVES --------------------------------------------------------------------------------------------------- ------- General account derivatives Net realized investment gains/(losses) $ 2.4 ------- Foreign currency swap Losses/(gains) on derivative instruments 2.0 GMDB product derivatives Losses/(gains) on derivative instruments (138.2) Credit default swaps Losses/(gains) on derivative instruments (6.9) Embedded derivatives under modified coinsurance contacts Losses/(gains) on derivative instruments 115.6 ------- (27.5) ------- Total loss $ (25.1) =======
18 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 6. INVESTMENTS (CONTINUED) D. OTHER-THAN-TEMPORARY IMPAIRMENT The table below presents a rollforward of the cumulative credit loss component of OTTI impairment losses recognized in earnings on fixed maturity securities still held by the Company at December 31, 2011 and 2010, respectively, for which a portion of the OTTI losses were recognized in other comprehensive income: 2011 2010 ---- ----- (IN MILLIONS) BALANCE AT BEGINNING OF YEAR $3.7 $ 5.0 Additions: Initial impairments - credit loss OTTI recognized on securities not previously impaired 0.2 -- Reductions: Due to sales (or maturities, pay downs or prepayments) during the period of securities previously credit loss OTTI impaired -- (1.3) ---- ----- BALANCE AT END OF YEAR $3.9 $ 3.7 ==== ===== E. SECURITIES IN A CONTINUOUS UNREALIZED LOSS POSITION The following table provides information about the Company's available-for-sale fixed maturities that have been continuously in an unrealized loss position.
GROSS NUMBER OF DECEMBER 31, 2011 UNREALIZED FAIR SECURITIES WITH GROSS (IN MILLIONS, EXCEPT NUMBER OF SECURITIES) LOSSES VALUE UNREALIZED LOSSES --------------------------------------------------------------------------------------------- Investment grade fixed maturities (1): 0-12 months $ 32.6 $ 750.4 104 Greater than 12 months 1.9 12.8 14 --------------------------------- Total investment grade fixed maturities $ 34.5 $ 763.2 118 --------------------------------- Below investment grade fixed maturities: 0-12 months $ 72.3 $ 710.1 120 Greater than 12 months 1.4 9.2 6 --------------------------------- Total below investment grade fixed maturities 73.7 719.3 126 --------------------------------- Total fixed maturities $108.2 $1,482.5 244 =================================
(1) Includes gross unrealized losses for investment grade fixed maturity obligations of the U.S. Treasury, U.S. government and agency securities, states, and political subdivisions of $3 thousand at December 31, 2011. The Company's intent is to hold the securities until anticipated recovery above book values.
GROSS NUMBER OF DECEMBER 31, 2010 UNREALIZED FAIR SECURITIES WITH GROSS (IN MILLIONS, EXCEPT NUMBER OF SECURITIES) LOSSES VALUE UNREALIZED LOSSES ------------------------------------------------------------------------------------------- Investment grade fixed maturities (1): 0-12 months $16.5 $413.0 69 Greater than 12 months 9.2 43.8 7 -------------------------------- Total investment grade fixed maturities $25.7 $456.8 76 -------------------------------- Below investment grade fixed maturities: 0-12 months $ 2.4 $ 73.6 16 Greater than 12 months 3.6 17.5 10 -------------------------------- Total below investment grade fixed maturities 6.0 91.1 26 -------------------------------- Total fixed maturities $31.7 $547.9 102 ================================
(1) Includes gross unrealized losses for investment grade fixed maturity obligations of the U.S. Treasury, U.S. government and agency securities, states, and political subdivisions of $19.5 million at December 31, 2010. 19 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 6. INVESTMENTS (CONTINUED) F. VARIABLE INTEREST ENTITY Through April 2011, the Company, through its subsidiary FAFLIC, held a Guaranteed Investment Contract through Allmerica Global Funding ("AGF"), a Cayman Islands based entity. AGF was formed as a special purpose vehicle solely for the purposes of issuing debt instruments to third party investors and used the proceeds to purchase investment contracts from the Company. AGF had one medium term note outstanding as of December 31, 2010 for $16.0 million with a 6.0% fixed rate, which was issued in June 1999 and matured on April 12, 2011. AGF was a VIE and was consolidated within the Company as the Company was the primary beneficiary. G. OTHER The Company had the following concentration of investments at fair value that exceeded 10% of shareholder's equity. The table below excludes residential mortgage-backed securities issued by individual sponsors: AS OF DECEMBER 31, ISSUER NAME (IN MILLIONS) 2011 2010 -------------------------------------------- U.S. Treasury and Strips $453.9 $369.7 Bank of America Large Loan 91.2 -- 7. INVESTMENT INCOME AND GAINS AND LOSSES A. NET INVESTMENT INCOME The components of net investment income were as follows:
FOR THE YEARS ENDED DECEMBER 31, 2011 2010 2009 ---------------------------------------------------------------------------------------- (IN MILLIONS) Fixed maturities - interest and other income $226.3 $227.6 $206.5 Fixed maturities - change in fair value on trading securities 8.5 7.8 27.5 Commercial mortgage loans 5.7 -- -- Equity securities -- -- 3.9 Policy loans 20.9 21.7 19.4 Modified coinsurance interest income 64.5 70.3 68.7 Short-term investments and miscellaneous income/(loss) 0.2 (7.1) 2.7 ------------------------ Gross investment income 326.1 320.3 328.7 Less: modified coinsurance interest expenses (121.9) (122.6) -- Less: investment expenses (6.9) (6.3) (5.4) ------------------------ Net investment income $197.3 $191.4 $323.3 ========================
The Company had no fixed maturities on non-accrual status at December 31, 2011, 2010 or 2009. The Company had no fixed maturities which were non-income producing at December 31, 2011, 2010 or 2009. B. NET REALIZED INVESTMENT GAINS AND LOSSES Net realized gains and (losses) on investments were as follows: FOR THE YEARS ENDED DECEMBER 31, 2011 2010 2009 ---------------------------------------------------------------- (IN MILLIONS) Available-for-sale fixed maturities (1) $100.8 $94.2 $22.5 Trading fixed maturities 1.5 1.1 7.3 Commercial mortgage loans (1.1) -- -- Equity securities (2) -- -- (9.7) Other investments 0.6 (4.3) 2.5 ---------------------- Net realized investment gains 101.8 91.0 22.6 ====================== (1) The Company recognized other-than-temporary impairments of $0.2, $0.0, and $7.4 million in 2011, 2010, and 2009, respectively. (2) The Company had no other-than-temporary impairments in 2011, 2010, or 2009. 20 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 7. INVESTMENT INCOME AND GAINS AND LOSSES (CONTINUED) B. NET REALIZED INVESTMENT GAINS AND LOSSES (CONTINUED) The proceeds from voluntary sales of available-for-sale fixed maturities and the gross realized gains and gross realized losses on those sales were as follows: PROCEEDS FROM VOLUNTARY GROSS GROSS FOR THE YEARS ENDED DECEMBER 31, SALES GAINS LOSSES ------------------------------------------------------------------ (IN MILLIONS) 2011 Fixed maturities $2,414.7 $114.7 $13.9 2010 Fixed maturities $1,683.3 $105.6 $12.8 2009 Fixed maturities $1,354.8 $ 57.3 $38.5 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS The fair value of a financial instrument is the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (the exit price). The best evidence of fair value is a quoted price in an active market. If listed prices or quotations are not available, fair value is determined by reference to prices of similar instruments and quoted prices or recent prices in less active markets. U.S. GAAP has a three-level fair value hierarchy for disclosure of fair value measurements. The fair value hierarchy prioritizes inputs to the valuation techniques used to measure fair value, giving the highest priority to level 1 inputs and the lowest priority to level 3 inputs. A financial instrument's level in the fair value hierarchy is based on the lowest level of any input that is significant to fair value measurement. The three levels of the fair value hierarchy are described below: BASIS OF FAIR VALUE MEASUREMENT Level 1 Inputs are unadjusted quoted prices in active markets to which the Company had access at the measurement date for identical, unrestricted assets and liabilities. Level 2 Inputs to valuation techniques are observable either directly or indirectly. Level 3 One or more inputs to valuation techniques are significant and unobservable. The following tables set forth by level within the fair value hierarchy financial assets and liabilities accounted for at fair value under FASB ASC 820 as of December 31, 2011 and 2010. As required by FASB ASC 820, assets and liabilities are classified in their entirety based on the lowest level of input that is significant to the fair value measurement.
DECEMBER 31, 2011 (IN MILLIONS) LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------------------------------------------------------------------------------------------ Financial Assets Available-for-sale fixed maturities U.S. Treasury securities and U.S. Government and agency securities $447.5 $ 77.3 $ -- $ 524.8 States and political subdivisions -- 339.0 -- 339.0 Emerging markets -- 18.2 -- 18.2 Corporate fixed maturities 12.0 1,293.1 0.3 1,305.4 Structured securities -- 1,583.2 -- 1,583.2 --------------------------------------- Total available-for-sale fixed maturities 459.5 3,310.8 0.3 3,770.6 ---------------------------------------
21 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED)
DECEMBER 31, 2011 (IN MILLIONS) LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------------------------------------------------------------------------------------------ Trading fixed maturities U.S. Treasury securities and U.S. Government and agency securities 6.5 2.6 -- 9.1 States and political subdivisions -- 30.4 -- 30.4 Corporate fixed maturities -- 331.4 -- 331.4 Structured securities -- 157.8 -- 157.8 ---------------------------------------- Total trading fixed maturities 6.5 522.2 -- 528.7 ---------------------------------------- Derivative instruments receivable Interest rate contracts -- 32.9 -- 32.9 Equity market contracts 39.3 14.8 0.8 54.9 Embedded derivatives - modco loans -- -- 58.9 58.9 ---------------------------------------- Total derivative instruments receivable 39.3 47.7 59.7 146.7 ---------------------------------------- Separate account assets 3,296.1 -- -- 3,296.1 ---------------------------------------- Total assets at fair value $3,801.4 $3,880.7 $ 60.0 $7,742.1 ======================================== Financial Liabilities Closed Block policy liabilities $ -- $ -- $686.1 $ 686.1 ---------------------------------------- Total liabilities at fair value $ -- $ -- $686.1 $ 686.1 ========================================
DECEMBER 31, 2010 (IN MILLIONS) LEVEL 1 LEVEL 2 LEVEL 3 TOTAL ------------------------------------------------------------------------------------------------ Financial Assets Available-for-sale fixed maturities U.S. Treasury securities and U.S. Government and agency securities $ 367.4 $ 98.8 $ -- $ 466.2 States and political subdivisions -- 295.6 -- 295.6 Foreign governments 2.0 -- -- 2.0 Corporate fixed maturities -- 1,080.4 0.3 1,080.7 Structured securities -- 999.8 -- 999.8 ---------------------------------------- Total available-for-sale fixed maturities 369.4 2,474.6 0.3 2,844.3 ---------------------------------------- Trading fixed maturities U.S. Treasury securities and U.S. Government and agency securities 2.3 2.7 -- 5.0 States and political subdivisions -- 29.2 -- 29.2 Corporate fixed maturities -- 302.4 -- 302.4 Structured securities -- 189.8 -- 189.8 ---------------------------------------- Total trading fixed maturities 2.3 524.1 -- 526.4 ---------------------------------------- Equity securities 0.1 -- -- 0.1 Derivative instruments receivable Interest rate contracts -- 11.5 -- 11.5 Foreign currency contracts -- 1.6 -- 1.6 Equity market contracts 30.5 11.2 1.2 42.9 Embedded derivatives - modco loan -- -- 59.0 59.0 ---------------------------------------- Total derivative instruments receivable 30.5 24.3 60.2 115.0 ---------------------------------------- Separate account assets 4,023.6 -- -- 4,023.6 ---------------------------------------- Total assets at fair value $4,425.9 $3,023.0 $ 60.5 $7,509.4 ======================================== Financial Liabilities Derivative instruments payable Credit contracts $ -- $ 0.6 $ 0.5 $ 1.1 Embedded derivatives - modco loan -- -- 96.9 96.9 ---------------------------------------- Total derivative instruments payable -- 0.6 97.4 98.0 ---------------------------------------- Closed Block policy liabilities -- -- 688.3 688.3 ---------------------------------------- Total liabilities at fair value $ -- $ 0.6 $785.7 $ 786.3 ========================================
22 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) CASH INSTRUMENTS The Company's cash instruments are generally classified within level 1 or level 2. LEVEL 1 CASH INSTRUMENTS: Level 1 cash instruments include U.S. Treasury, agency and government guaranteed fixed maturity securities, foreign government securities and mutual funds held in separate accounts. Level 1 instruments are valued using quoted market prices for identical unrestricted instruments in active markets. LEVEL 2 CASH INSTRUMENTS: Level 2 cash instruments include fixed maturity securities and equity securities for which quoted market prices from active markets are not available. Level 2 cash instruments are priced using observable inputs, which can be verified to quoted prices, recent trading activity for identical or similar instruments, broker or dealer quotations or alternative pricing sources with reasonable levels of price transparency. Consideration is given to the nature of the quotations and the relationship of recent market activity to the prices provided from alternative pricing sources. The Company does not make valuation adjustments to level 2 instruments. LEVEL 3 CASH INSTRUMENTS: Level 3 cash instruments have one or more significant valuation inputs that are not observable. Absent evidence to the contrary, level 3 investments are initially valued at transaction price, which is considered to be the best initial estimate of fair value. Subsequently, the Company uses other methodologies to determine fair value, which vary based on the type of instrument. Valuation inputs and assumptions are changed when corroborated by substantive observable evidence, including values realized on sales of level 3 assets. DERIVATIVE CONTRACTS LEVEL 1 DERIVATIVE CONTRACTS: Level 1 derivatives include exchange traded futures as they are actively traded and are valued at their quoted market price. LEVEL 2 DERIVATIVE CONTRACTS: Level 2 derivatives include most types of derivative instruments utilized by the Company and include derivatives for which all significant valuation inputs are corroborated by market evidence. These derivative contracts are principally valued using an income approach. The Company calculates the fair value of derivative assets by discounting future cash flows at a rate that incorporates counterparty credit spreads and the fair value of derivative liabilities by discounting future cash flows at a rate that incorporates the Company's own credit spreads. When appropriate, valuations are adjusted for various factors such as liquidity, bid/offer spreads and credit considerations. Such adjustments are generally based on available market evidence. INTEREST RATE DERIVATIVES. Valuations for non-option based derivatives are based on present value techniques, which utilize significant inputs that may include the swap yield curve, LIBOR basis curves, and repurchase rates. Valuations for option based derivatives are based on option pricing models, which utilize significant inputs that may include the swap yield curve, LIBOR basis curves, and interest rate volatility. FOREIGN CURRENCY DERIVATIVES. Prices for currency derivatives based on the exchange rates of leading industrialized nations, including those with longer tenors, are generally transparent. EQUITY MARKET DERIVATIVES. Exchange traded and OTC equity derivatives generally have observable market prices, except for contracts with long tenors or reference prices that differ significantly from current market prices. CREDIT DERIVATIVES. Credit derivatives are valued using inputs that may include credit correlation, repurchase rates and the extrapolation beyond observable limits of the swap yield curve and credit curves. 23 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) LEVEL 3 DERIVATIVE CONTRACTS: Level 3 derivatives include credit derivatives and equity market derivatives, which are valued as described in level 2 but have significant unobservable inputs and also includes embedded derivatives which are principally valued using an income approach as explained in detail below. For level 3 equity derivatives, significant level 3 inputs generally include equity volatility inputs for options that are very long-dated. Valuations are based on present value techniques, which may utilize the swap yield curve and the spot equity and bond index level with significant unobservable inputs. FAIR VALUE OF OTHER ASSETS AND LIABILITIES EMBEDDED DERIVATIVES RELATED TO GUARANTEED MINIMUM BENEFITS These embedded derivatives are principally valued using an income approach. Valuations are based on option pricing techniques, which utilize significant inputs that may include swap yield curve and implied volatilities. These embedded derivatives result in Level 3 classification because one or more of the significant inputs are not observable in the market or cannot be derived principally from, or corroborated by, observable market data. Significant unobservable inputs generally include the extrapolation beyond observable limits of the swap yield curve and implied volatilities, actuarial assumptions for policyholder behavior and mortality and the potential variability in policyholder behavior and mortality, nonperformance risk, counterparty credit spreads and cost of capital for purposes of calculating the risk margin. CLOSED BLOCK POLICY LIABILITIES The fair value of the Closed Block policy liabilities is calculated as the sum of the fair value of Closed Block assets, an adjustment to the fair value of Closed Block assets for non-performance risk, fair value of the Closed Block maintenance expenses, and a risk margin based on the cost of holding capital to back the Closed Block. The estimated fair value for the provision for maintenance expense is determined by calculating the annual cost associated with administering the applicable policies, including servicing costs as well as provisions for overhead, both adjusted for inflation. The annual cost is discounted at a fair value rate, approximating risk free, with a provision for non-performance risk. The estimated fair value for the provision for cost of capital is determined by calculating an annual cost inherent in having to hold risk capital to back the business. This amount is generally determined by using standard regulatory metrics to determine how much capital should be held. The amount of capital held is reduced by the net investment income that would be earned from the assets backing the capital. The annual cost is discounted at a rate determined to approximate a market participant's hurdle rate. As the liability cash flows in total are based on the asset cash flows, the basic value of the liabilities are equal to the fair value of the Closed Block assets. By utilizing market participant assumptions, the Closed Block policy liabilities contain unobservable inputs resulting in a fair value measurement of level 3. TRANSFERS INTO OR OUT OF LEVEL 3: Overall, transfers into and/or out of Level 3 are attributable to a change in the observability of inputs. Assets and liabilities are transferred into Level 3 when a significant input cannot be corroborated with market observable data. This occurs when market activity decreases significantly and underlying inputs cannot be observed, current prices are not available, and/or when there are significant variances in quoted prices, thereby affecting transparency. Assets and liabilities are transferred out of Level 3 when circumstances change such that a significant input can be corroborated with market observable data. This may be due to a significant increase in market activity, a specific event, or one or more significant input(s) becoming observable. Transfers into and/or out of any level are assumed to occur at the beginning of the period. 24 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) The tables below set forth a summary of changes in the fair value of the Company's level 3 financial assets and liabilities for the years ended December 31, 2011 and 2010. The tables reflect gains and losses for the full year for all financial assets and liabilities categorized as level 3 as at December 31, 2011 and December 31, 2010.
NET UNREALIZED GAINS/(LOSSES) NET RELATING BALANCE, REALIZED TO INSTRUMENTS NET TRANSFERS BEGINNING GAINS/ STILL HELD AT THE IN AND/OR OUT BALANCE, END YEAR ENDED DECEMBER 2011 OF YEAR (LOSSES) REPORTING DATE NET SETTLEMENTS OF LEVEL 3 OF YEAR ------------------------------------------------------------------------------------------------------------------------------ (IN MILLIONS) Financial Assets Available-for-sale fixed maturities Corporate fixed maturities $ 0.3 $ -- $ -- $ -- $-- $ 0.3 Derivative contracts Equity market 1.2 -- 0.2 -- (0.6) 0.8 Embedded derivative 59.0 -- (0.1) -- -- 58.9 ----------------------------------------------------------------------------------- Total derivative contracts 60.2 -- 0.1 -- (0.6) 59.7 ----------------------------------------------------------------------------------- Total assets $ 60.5 -- 0.1 -- (0.6) $ 60.0 =================================================================================== Financial Liabilities Closed Block policy liabilities $688.3 $(10.7)(1) $ 8.5 $ -- $-- $686.1 Derivative contracts Credit 0.5 0.4 -- (0.9) -- -- Embedded derivative 96.9 -- (96.9) -- -- -- ----------------------------------------------------------------------------------- Total derivative contracts 97.4 0.4 (96.9) (0.9) -- -- ----------------------------------------------------------------------------------- Total liabilities $785.7 $(10.3) $(88.4) $(0.9) $-- $686.1 ===================================================================================
(1) Included in the net realized gains/(losses) is $1.5 million of realized gains from the Company's trading portfolio offset by maintenance expenses of ($1.0) million, cost of capital charges of ($4.3) million, and policyholder benefits of ($6.9) million for the year ended December 31, 2011. 25 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED)
NET UNREALIZED GAINS/(LOSSES) NET RELATING BALANCE, REALIZED TO INSTRUMENTS NET PURCHASES, NET TRANSFERS BEGINNING GAINS/ STILL HELD AT THE ISSUANCES AND IN AND/OR OUT BALANCE, END YEAR ENDED DECEMBER 2011 OF YEAR (LOSSES) REPORTING DATE SETTLEMENTS OF LEVEL 3 OF YEAR ------------------------------------------------------------------------------------------------------------------------------ (IN MILLIONS) Financial Assets Available-for-sale fixed maturities Corporate fixed maturities $ 0.3 $ -- $ -- $ -- $ -- $ 0.3 Structured securities 42.6 -- -- -- (42.6) -- Derivative contracts Foreign currency 2.1 -- -- -- (2.1) -- Equity market -- (0.7) -- 1.9 -- 1.2 Embedded derivative 59.3 -- (0.3) -- -- 59.0 ----------------------------------------------------------------------------------- Total derivative contracts 61.4 (0.7) (0.3) 1.9 (2.1) 60.2 ----------------------------------------------------------------------------------- Total assets $104.3 $ (0.7) $ (0.3) $ 1.9 $(44.7) $ 60.5 =================================================================================== Financial Liabilities Closed Block policy liabilities $684.1 $ -- $ -- $ 4.2(1) $ -- $688.3 Derivative contracts Credit -- -- -- -- 0.5 0.5 Embedded derivative 135.2 (28.0) (44.9) 34.6 -- 96.9 ----------------------------------------------------------------------------------- Total derivative contracts 135.2 (28.0) (44.9) 34.6 0.5 97.4 ----------------------------------------------------------------------------------- Total liabilities $819.3 $(28.0) $(44.9) $ 38.8 $ 0.5 $785.7 ===================================================================================
(1) Included in the net realized gains/(losses) is $1.5 million of realized gains from the Company's trading portfolio offset by maintenance expenses of ($1.0) million, cost of capital charges of ($4.3) million, and policyholder benefits of ($6.9) million for the year ended December 31, 2011. The following methods and assumptions are used to estimate the fair value of each class of financial instruments that are not held at fair value as required by FASB ASC 825-10-15, "Financial Instrument Disclosures": COMMERCIAL MORTGAGE LOANS The fair values of mortgages and other loans are estimated by discounting future cash flows using current rates at which similar loans would be made to borrowers with similar credit ratings and for the same remaining maturities. POLICY LOANS For policy loans with fixed interest rates, estimated fair values are determined by using discounted cash flow models applied to groups of similar policy loans determined by the nature of the underlying insurance liabilities. Cash flow estimates are developed by applying a weighted-average interest rate to the outstanding principal balance of the respective group of policy loans and an estimated average maturity determined through experience studies of the past performance of policyholder repayment behavior for similar loans. These cash flows are discounted using current risk-free interest rates with no adjustment for borrower credit risk as these loans are fully collateralized by the cash surrender value of the underlying insurance policy. The estimated fair value for policy loans with variable interest rates approximates carrying value due to the absence of borrower credit risk and the short time period between interest rate resets, which presents minimal risk of a material change in estimated fair value due to changes in market interest rates. 26 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 8. FAIR VALUE DISCLOSURE OF FINANCIAL INSTRUMENTS (CONTINUED) SECURITIES SOLD UNDER AGREEMENTS TO REPURCHASE During March of 2010, the Company entered into a series of third party repurchase agreements. The notional value as of December 31, 2011 and 2010 was approximately $99.7 and $89.6 million, respectively. The Company posted $99.7 and $89.6 million in Treasury securities as collateral for these transactions as of December 31, 2011 and 2010, respectively. Fair value is estimated based on expected future cash flows and interest rates. INVESTMENT CONTRACTS (WITHOUT MORTALITY FEATURES) Fair value of liabilities under supplementary contracts without life contingencies are estimated based on current fund balances and fair value of other individual contract funds represent the present value of future policy benefits. GUARANTEED INVESTMENT CONTRACT Fair values are estimated using discounted cash flow calculations and current interest rates for contracts with similar maturities. The following presents carrying amounts and fair values of the Company's financial instruments not carried at fair value as of December 31, 2011 and 2010:
2011 2010 --------------------------------------- CARRYING FAIR CARRYING FAIR DECEMBER 31, VALUE VALUE VALUE VALUE ----------------------------------------------------------------------------------------------- (IN MILLIONS) Financial Assets Commercial mortgage loans $ 197.5 $ 199.9 $ -- $ -- Policy loans 299.0 398.1 306.4 369.3 --------------------------------------- $ 496.5 $ 598.0 $306.4 $369.3 ======================================= Financial Liabilities Securities sold under agreements to repurchase $ 99.7 $ 99.7 $ 89.6 $ 89.6 Supplementary contracts without life contingencies 5.7 5.7 7.4 7.4 Guaranteed investment contract -- -- 16.0 17.6 Other individual contract deposit funds 1,457.1 1,457.1 106.1 106.1 --------------------------------------- $1,562.5 $1,562.5 $219.1 $220.7 =======================================
27 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 9. CLOSED BLOCK Summarized financial information of the Closed Block is as follows:
BALANCE SHEETS DECEMBER 31 2011 2010 ----------------------------------------------------------------------------------------- (IN MILLIONS) ASSETS Investments: Trading fixed maturities at fair value (amortized cost of $485.0 and $491.2 in 2011 and 2010, respectively) $528.7 $526.4 Policy loans 93.3 96.8 Cash and cash equivalents 8.2 3.4 Accrued investment income 9.3 9.6 Deferred federal income taxes 19.7 20.6 Other assets 1.4 1.5 --------------- Total assets $660.6 $658.3 --------------- LIABILITIES Policy liabilities and accruals at fair value $596.5 $596.9 Policyholder dividend obligation at fair value (1) 76.9 77.9 Policyholder dividends payable at fair value (1) 12.7 13.5 Other liabilities 4.4 7.8 --------------- Total liabilities $690.5 $696.1 --------------- Excess of Closed Block liabilities over assets designated to the Closed Block and maximum future earnings to be recognized from Closed Block assets and liabilities $ 29.9 $ 37.8 ===============
(1) Included within contractholder deposit funds and other policy liabilities in the accompanying Consolidated Balance Sheets. STATEMENTS OF INCOME FOR THE YEARS ENDED DECEMBER 31 2011 2010 2009 -------------------------------------------------------------- (IN MILLIONS) REVENUES Premiums and other income $18.0 $19.4 $22.3 Net investment income 46.9 49.5 67.2 Net realized investment gains 1.5 1.1 7.3 --------------------- Total revenues 66.4 70.0 96.8 --------------------- BENEFITS AND EXPENSES Policy benefits 54.6 68.3 92.3 Other expenses 0.5 0.4 0.4 --------------------- Total benefits and expenses 55.1 68.7 92.7 --------------------- Net contribution from the Closed Block $11.3 $ 1.3 $ 4.1 --------------------- Many expenses related to Closed Block operations are charged to operations outside the Closed Block; accordingly, the contribution from the Closed Block does not represent the actual profitability of the Closed Block operations. 28 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 10. FEDERAL INCOME TAXES PROVISION FOR INCOME TAXES Income taxes are provided for using the asset and liability method under which deferred tax assets and liabilities are recognized for temporary differences between the financial reporting and tax bases of assets and liabilities. The Company reports interest expense related to income tax matters in Federal income tax expense/(benefit), and income tax penalties in other operating expenses in the Consolidated Statements of Income. The Company is expected to file a consolidated tax return with Goldman Sachs for the period January 1, 2011 through December 31, 2011. Any net operating loss carryforwards or foreign tax credits from prior to the acquisition date of December 30, 2005 can only be used against the income of the Company. A written agreement sets out the method of allocating tax between the companies and, in general, it is based upon the separately calculated liability of each consolidated member of Goldman Sachs with credit provided for losses used by other group members. FAFLIC's tax return is ineligible for consolidation with Goldman Sachs until calendar year end 2015 and will file a stand alone tax return for the period January 1, 2011 through December 31, 2011. Due to the purchase of FAFLIC, the capital loss carryforward acquired is subject to I.R.C. Section 382, which provides an annual limit on utilization and can only be used against the income of FAFLIC. The Company filed a consolidated tax return with FAFLIC for the period January 1, 2010 through December 31, 2010. Both the Company and FAFLIC filed standalone tax returns the period January 1, 2009 through December 31, 2009. The Company received payments for tax benefits in the amount of $57.3 and $0.0 million for 2011 and 2010, respectively. The tables below present the components of the provision/(benefit) for taxes and a reconciliation of the U.S. federal statutory income tax rate to the Company's effective income tax rate. FOR THE YEARS ENDED DECEMBER 31, 2011 2010 2009 --------------------------------------------------------------------- (IN MILLIONS) Federal income tax expense/(benefit) Current tax benefit $(52.8) $ -- $ -- Deferred tax expense 144.4 42.7 6.3 --------------------- Total $ 91.6 $42.7 $6.3 ===================== FOR THE YEARS ENDED DECEMBER 31, 2011 2010 2009 ---------------------------------------------------------------------- (IN MILLIONS) Expected federal income tax expense $99.3 $56.7 $ 34.2 Dividend received deduction (4.4) (4.5) (3.8) Prior years' federal income tax adjustment (2.9) (2.9) -- Tax credits (0.4) (0.5) -- Valuation allowance -- (6.1) (24.1) ---------------------- Federal income tax expense $91.6 $42.7 $ 6.3 ====================== DEFERRED INCOME TAXES Deferred income taxes reflect the net tax effects of temporary differences between the financial reporting and tax bases of assets and liabilites. These temporary differences result in taxable or deductible amounts in future years and are measured using the tax rates and laws that will be in effect when such differences are expected to reverse. Valuation allowances are established to reduce deferred tax assets to the amount that more likely than not will be realized. 29 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 10. FEDERAL INCOME TAXES (CONTINUED) Following are the components of the Company's deferred tax assets and liabilities. DECEMBER 31, 2011 2010 -------------------------------------------------------------- (IN MILLIONS) Deferred tax asset Insurance reserves $ 70.5 $ 69.0 Sec. 848 capitalization 50.2 46.7 Tax credit carryforwards 6.1 11.0 Loss carryforwards 35.4 140.5 Ceding commission 6.4 13.4 Accrued policyholder dividends 4.5 4.7 Deferred compensation 2.5 0.1 ------------------ Subtotal deferred tax asset 175.6 285.4 Valuation allowance (6.1) (6.1) ------------------ Total deferred tax asset, net $ 169.5 $ 279.3 ------------------ Deferred tax liability VOBA/DAC $ (85.6) $(101.3) Investments, net (101.0) (76.4) Fair value adjustment - Closed Block (15.3) (12.3) Other, net (9.5) (8.9) ------------------ Total deferred tax liability (211.4) (198.9) ------------------ Total deferred tax (liability)/asset, net $ (41.9) $ 80.4 ================== The Company has recorded a valuation allowance against tax benefits from foreign tax credit carryforwards of $6.1 million for the tax year ended December 31, 2011 and 2010, as it is the Company's opinion that it is more likely than not that these deferred tax assets will not be fully realized. In management's judgment, the remaining gross deferred tax asset will more likely than not be realized through reductions of future taxes, except as otherwise noted. This conclusion is based primarily on a review of expected taxable income and considers all available evidence, both positive and negative. At December 31, 2011, the Company has foreign tax credit carryforwards of $6.1 million that will expire beginning in 2013, net operating loss carryforwards of $33.3 million that begin to expire in 2017 and no capital loss carryforwards. At December 31, 2010, the Company has foreign tax credit carryforwards of $11.0 million that will expire beginning in 2013, net operating loss carryforwards of $136.3 million that begin to expire in 2017 and no capital loss carryforwards. All tax credits and net operating loss carryforwards for the Company were generated prior to 2006 are subject to annual limitations on utilization. FAFLIC has a capital loss carryforward of $2.1 million at December 31, 2011 and $4.2 million at December 31, 2010 that begin to expire in 2013 and is also subject to annual limitations on utilization. UNRECOGNIZED TAX BENEFITS The Company recognizes tax positions in the financials statements only when it is more likely than not that the position will be sustained on examination by the relevant taxing authority based on the technical merits of the position. A position that meets this standard is measured at the largest amount of benefit that will more likely than not be realized on settlement. A liability is established for differences between position taken in a tax return and amounts recognized in the financial statements. The Company believes that its income tax filing positions and deductions will be sustained on audit and does not anticipate any adjustments that will impact the Company's financial condition, results of income or cash flows. As of December 31, 2011 and December 31, 2010, the Company did not record a liability related to accounting for uncertainty in income taxes. REGULATORY TAX EXAMINATIONS The Company's and FAFLIC's federal income tax returns are routinely audited by the IRS, and when appropriate, provisions are made in the financial statements in anticipation of the results of these audits. The Company's exam period is open in 2006 and forward. FAFLIC's exam period is open in 2007 and forward. The Hanover Group ("THG") has agreed to indemnify the Company, FAFLIC and Goldman Sachs with respect to tax liabilities for periods before the acquisition as provided in the transaction agreements of both entities. 30 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 11. DIVIDEND RESTRICTIONS Massachusetts has enacted laws governing the payment of dividends to shareholders by insurers, which affect the dividend paying ability of the Company. The Company must obtain written approval from the Commissioner prior to the declaration of any dividend whilst it maintains a negative unassigned surplus. The Company must meet minimum capital and surplus requirements under a risk-based capital ("RBC") formula. RBC is the standard measurement of an insurance company's required capital on a statutory basis. It is based on a formula calculated by applying factors to various assets, premium and statutory reserve items. The formula takes into account the risk characteristics of the insurer, including asset risk, insurance risk, interest rate risk and business risk. Regulatory action is tied to the amount of a company's surplus deficit under the RBC formula. Goldman Sachs has an agreement with the Massachusetts Division of Insurance to maintain total adjusted capital levels at a minimum of 100% of the Company's Company Action Level, which was $71.7 and $54.5 million at December 31, 2011 and 2010, respectively. Total adjusted capital for life insurance companies is defined as statutory capital and surplus, plus asset valuation reserve, plus 50% of dividends apportioned for payment and was $403.9 and $430.7 million at December 31, 2011 and 2010, respectively, for the Company. In 2011, the Company declared a dividend payable of $160.0 million to its stockholder of record, Goldman Sachs, which was paid in January 2012. In 2010, the Company declared a dividend payable of $250.0 million to Goldman Sachs which was paid in January 2011. In 2009, the Company declared and paid a dividend of $60.0 million to Goldman Sachs. The Company received permission from the Commissioner prior to payment of each of the aforementioned dividends. 12. VALUE OF BUSINESS ACQUIRED The changes in VOBA for the years ended December 31 were as follows: 2011 2010 ------------- (IN MILLIONS) Balance, at beginning of year $27.3 $30.3 Amortized to expense during the year (4.3) (2.9) Adjustment for unrealized investment losses during the year 0.1 (0.1) ------------- Balance, at end of year $23.1 $27.3 ============= In 2009, the amount amortized to expense was $23.8 million. Estimated future amortization of VOBA as of December 31, 2011 is as follows: (IN MILLIONS) 2012 $ 3.1 2013 2.9 2014 2.7 2015 2.5 2016 2.3 2017 and thereafter 9.6 ----- Total $23.1 ===== 13. REINSURANCE The Company seeks to diversify risk and limit its overall financial exposure via reinsurance. In addition, consistent with the overall business strategy, the Company assumes certain policy risks written by other insurance companies on a coinsurance and modified coinsurance basis. Under a coinsurance arrangement, depending upon the terms of the contract, the reinsurer may share in the risk of loss due to mortality or morbidity, lapses, and the investment risk, if any, inherent in the underlying policy. Modified coinsurance differs from coinsurance in that the assets supporting the reserves are retained by the ceding company while the risk is transferred to the reinsurer. The Company entered into a coinsurance agreement to cede the entire Fidelity Mutual Life Insurance Company ("FML") block of business to its affiliate, Columbia Capital Life Reinsurance Company ("Columbia"). As of December 31, 2011 and 2010, the Company ceded reserves of $525.2 and $553.6 million, respectively. The Company also cedes 100% of its direct fixed annuity insurance business to Columbia. As of December 31, 2011 and 2010, the Company ceded reserves of $33.3 and $35.5 million, respectively. 31 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 13. REINSURANCE (CONTINUED) As previously discussed in Note 4 - Significant Transactions, on December 31, 2009, the Company ceded via coinsurance and modified coinsurance, 100% of its variable annuity business to an affiliate, Arrow acting on behalf of and for the benefit of a segregated account established by Arrow. Upon execution of the treaty, the Company wrote off a net $55.0 million after considering in its reinsurance costs of $76.5 million for VOBA and $61.7 million for DAC associated with the variable annuity business. The Company has evaluated the applicability of ASC 944-815-15 to its modified coinsurance agreement with Arrow. An embedded derivative requiring bifurcation exists and a receivable of $23.2 million and a liability of $96.9 million is reflected on the Consolidated Balance Sheets as of December 31, 2011 and 2010, respectively. As of December 31, 2011 and December 31, 2010, the assumed reserves under this contract were $2.2 and $2.1 billion, respectively. In conjunction with this agreement, Arrow established a trust account for the sole use and benefit of the Company. The Company may withdraw funds from the trust account as reimbursements from Arrow for reinsured activity. As of December 31, 2011 and 2010, the trust account held $129.9 million and $99.6 million, respectively, of cash equivalents and fixed maturities. The Company maintains a number of reinsurance treaties whereby the Company assumes on a coinsurance basis and modified coinsurance basis life, fixed and variable annuities, universal life and variable universal life insurance policies. The Company also mainatains other reinsurance treaties including the cession of non core universal life business, certain individual disability income policies, and discontinued accident and health insurance. As mentioned in Note 4 - Significant Transactions, in 2011 the Company entered into a coinsurance agreement with a third party whereby the Company assumed approximately $1.5 billion of fixed annuity deposit liabilities. The effects of reinsurance were as follows: FOR THE YEARS ENDED DECEMBER 31, 2011 2010 -------------------------------------------------------------- (IN MILLIONS) Policy liabilities and accruals: Direct $ 3,160.4 $ 3,331.1 Assumed - non-affiliated 3,864.6 2,469.1 --------------------- Total policy liabilities and accruals: 7,025.0 5,800.2 Ceded - affiliated (1) (2,729.5) (2,676.9) Ceded - non-affiliated (1) (621.5) (809.6) --------------------- Net policy liabilities and accruals $ 3,674.0 $ 2,313.7 ===================== (1) Included within reinsurance receivable on paid and unpaid losses, benefits, unearned premiums and modified coinsurance within the Consolidated Balance Sheets. The Company determines the appropriate amount of reinsurance based on evaluation of the risks accepted and on market conditions (including the availability and pricing of reinsurance). The Company evaluates the financial condition of its reinsurers and monitors concentrations of credit risk. Based on its review of its reinsurers' financial statements and reputations in the reinsurance marketplace, the Company believes that it does not have any uncollectible reinsurance recoverables and, accordingly, the Company has not established any reserves for uncollectible reinsurance at December 31, 2011 or 2010, respectively. As of December 31, 2011 and 2010, the Company's only concentrations of credit risk greater than 10% of the Company's shareholder's equity were with its affiliates, Columbia and Arrow. Reinsurance recoverables at December 31, 2011 and 2010 of approximately $558.5 and $589.1 million, respectively, related to the blocks of business reinsured with Columbia and approximately $2.2 and $2.1 billion, respectively, related to the block of business reinsured with Arrow. The effects of reinsurance were as follows: FOR THE YEARS ENDED DECEMBER 31, 2011 2010 2009 -------------------------------------------------------------------------- (IN MILLIONS) Life and accident and health insurance premiums: Direct $27.5 $ 32.3 $ 40.2 Assumed - non-affiliated 29.0 31.6 27.7 Ceded - non-affiliated (9.1) (12.9) (19.4) ----------------------- Net premiums $47.4 $ 51.0 $ 48.5 ======================= 32 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 13. REINSURANCE (CONTINUED) FOR THE YEARS ENDED DECEMBER 31, 2011 2010 2009 -------------------------------------------------------------------------- (IN MILLIONS) Universal life and investment product policy fees: Direct $ 112.4 $ 124.7 $ 125.7 Assumed - affiliated -- 7.5 7.5 Assumed - non-affiliated 155.4 159.9 113.3 Ceded - affiliated (73.7) (91.4) (12.5) Ceded - non-affiliated -- -- 0.7 --------------------------- Net universal life and investment product policy fees $ 194.1 $ 200.7 $ 234.7 =========================== Life and accident and health insurance and other individual policy benefits, claims, losses and loss adjustment expenses: Direct $ 163.1 $ 250.9 $ 338.9 Assumed - affiliated -- 2.2 112.8 Assumed - non-affiliated 223.3 193.9 16.0 Ceded - affiliated (210.0) (163.3) (101.7) Ceded - non-affiliated 118.8 (24.6) (19.5) --------------------------- Net policy benefits, claims, losses and loss adjustment expenses $ 295.2 $ 259.1 $ 346.5 =========================== 14. DEFERRED POLICY ACQUISITION COSTS The following reflects the changes to the deferred policy acquisition asset: FOR THE YEARS ENDED DECEMBER 31, 2011 2010 ------------------------------------------------------------- (IN MILLIONS) Balance, at beginning of year $207.1 $243.3 Block acquisition 3.0 -- Amortized to expense during the year (43.3) (61.6) Adjustment for unrealized investment losses during the year 2.0 2.7 Capitalization, other -- 22.7 --------------- Balance, at end of year $168.8 $207.1 =============== Effective July 1, 2011, the Company entered into a coinsurance agreement with an unrelated party resulting in an initial DAC balance of $3.0 million. In 2009, the amount amortized to expense was $65.6 million. 15. LIABILITIES FOR OUTSTANDING CLAIMS, LOSSES AND LOSS ADJUSTMENT EXPENSES The Company regularly updates its reserve estimates on accident and health business as new information becomes available and events occur which may impact the resolution of unsettled claims. Changes in these estimates are reflected in current year income. Such development can be either favorable or unfavorable to the Company's financial results. The liability for future policy benefits and outstanding claims and claims adjustment expenses, excluding the effect of reinsurance, related to the Company's accident and health business was $198.3 and $370.4 million at December 31, 2011 and 2010, respectively. This business consists of the Company's exited health businesses. Reinsurance recoverables related to this business were $198.3 and $372.2 million at December 31, 2011 and 2010 respectively. 33 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 16. COMPOSITION OF OTHER ASSETS, LIABILITIES, INCOME AND EXPENSES Other assets consist of the following: DECEMBER 31, 2011 2010 ------------------------------------------------- (IN MILLIONS) State licenses (intangible asset) $ 5.3 $ 5.3 Accounts receivable 4.6 8.0 Deferred modco interest expense 31.6 12.2 Taxes receivable 9.7 0.1 Miscellaneous assets 9.9 5.4 ------------- Total other assets $61.1 $31.0 ============= Accrued expenses and other liabilities consist of the following: DECEMBER 31, 2011 2010 ------------------------------------------------- (IN MILLIONS) Payables in process $37.6 $31.0 Policyholder liabilities 0.7 20.7 Taxes payable 1.2 2.3 Accrued expenses 7.3 9.2 Miscellaneous liabilities 5.8 6.3 ------------- Total accrued expenses and other liabilities $52.6 $69.5 ============= Other income consists of the following: DECEMBER 31, 2011 2010 2009 -------------------------------------------------------- (IN MILLIONS) Asset management fees $ 1.5 $ 1.6 $ 8.3 Reinsurance administration fee 16.8 17.6 2.0 Miscellaneous income/(loss) 2.2 7.0 (3.2) --------------------- Total other income $20.5 $26.2 $ 7.1 ===================== Other operating expenses consist of the following: DECEMBER 31, 2011 2010 2009 -------------------------------------------------------- (IN MILLIONS) Taxes, licenses and fees $ 6.2 $ 6.2 $ 6.0 Commission expense 7.7 13.4 4.4 Fees and operational services 37.1 34.2 36.7 Salaries and benefits 9.8 10.7 11.4 Legal and auditing 1.9 5.5 4.1 Miscellaneous operating expenses 5.0 9.7 5.0 --------------------- Total other operating expenses $67.7 $79.7 $67.6 ===================== 17. COMMITMENTS The Company was allocated certain rental expenses by its parent, primarily for the building lease in Southborough, MA. Rental expenses for these operating leases amounted to $0.5, $0.5 and $0.3 million for the years ended 2011, 2010, and 2009, respectively. The Company does not have direct lease commitments for the Southborough, MA location. On April 19, 2007 the Company entered into a lease agreement for the Elgin, IL office. As of December 31, 2011, lease commitments relating to this lease were $27.3 thousand for 2012 and 2013 and $9.1 thousand for 2014. The base rent is subject to adjustments for taxes, insurance premiums, water and utilities, heating and cooling and common area charges. The Company has operational servicing agreements with third party administrators for contract/policy administration over certain of the Company's fixed annuity, traditional life, variable annuity and variable universal life business. Additionally, there is a professional services agreement to manage certain aspects of the Company's reinsurance portfolio. 34 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 17. COMMITMENTS (CONTINUED) As of December 31, 2011, purchase commitments under agreements with third party administrators and other service providers were as follows: (IN MILLIONS) 2012 $15.7 2013 14.1 2014 12.7 2015 12.3 2016 3.5 2017 and thereafter 6.7 ----- Total $65.0 ===== 18. CONTINGENCIES REGULATORY AND INDUSTRY DEVELOPMENTS Unfavorable economic conditions may contribute to an increase in the number of insurance companies that are under regulatory supervision. This may result in an increase in mandatory assessments by state guaranty funds, or voluntary payments by solvent insurance companies to cover losses to policyholders of insolvent or rehabilitated companies. Mandatory assessments, which are subject to statutory limits, can be partially recovered through a reduction in future premium taxes in some states. LITIGATION The Company is involved from time to time in judicial, regulatory and arbitration proceedings concerning matters arising in connection with the conduct of its business. THG has agreed to indemnify the Company and Goldman Sachs with respect to certain of these matters as provided in the Stock Purchase Agreement, although several of the representatives and warranties have expired. THG has also agreed to indemnify Goldman Sachs for certain litigation, regulatory matters and other liabilities related to the pre-closing activities of the business being transferred. Management believes, based on currently available information, that the results of such proceedings, in the aggregate, will not have a material adverse effect on the Company's financial condition. Given the inherent difficulty of predicting the outcome of the Company's litigation and regulatory matters, particularly in cases or proceedings in which substantial or indeterminate damages or fines are sought, the Company cannot estimate losses or ranges of losses for cases or proceedings where there is only a reasonable possibility that a loss may be incurred. However, the Company believes that at the present time there are no pending or threatened lawsuits that are reasonably likely to have a material adverse effect on the its consolidated financial position or results of income. 19. RELATED PARTY TRANSACTIONS The Company has administration, shared services, management services, and investment management services agreements with related parties. These affiliates provide legal, compliance, technology, operations, financial reporting, human resources, risk management, distribution services. The Company recorded expenses for these agreements of $14.1, $10.1, and $6.8 million for the years ended December 31, 2011, 2010, and 2009, respectively, and had $0.4 and $0.2 million payable at December 31, 2011 and 2010, respectively. On December 31, 2009, the Company ceded via coinsurance and modified coinsurance, 100% of its variable annuity business to an affiliate, Arrow acting on behalf of, and for the benefit of a segregated account established by Arrow. Under this agreement, Arrow agreed to pay the Company certain fees for continued administration of the variable annuity business. The Company received fee income from Arrow of $15.0 and $15.7 million for the years ended December 31, 2011 and 2010, respectively, and had $1.9 and $1.4 million receivable at December 31, 2011 and 2010, respectively. The Company provides management services, administrative support, and use of Company facilities for affiliates and receives certain distribution and administration fees from affiliates. The Company recorded income from these agreements of $7.5, $7.9, and $6.1 million for the years ended December 31, 2011, 2010, and 2009, respectively, and had $0.9 and $1.3 million receivable at December 31, 2011 and 2010, respectively. The Company has entered into several derivative transactions with affiliates, which resulted in income of $28.1 million for the year ended December 31, 2011 and expenses of $7.8 and $78.0 million for the years ended December 31, 2010 and 2009, respectively. 35 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY (A WHOLLY-OWNED SUBSIDIARY OF THE GOLDMAN SACHS GROUP, INC.) NOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS 19. RELATED PARTY TRANSACTIONS (CONTINUED) In December 2011, the Company entered into an agreement with an affiliate to purchase a $25.0 million secured note. Under this agreement, the secured note maintains an interest rate of 2.77% and matures on July 15, 2014. The Company recognized interest income of $30.8 thousand from this transaction for the year ended December 31, 2011. This amount is recorded within net investment income within the Consolidated Statements of Income. At December 31, 2011, the amortized cost and fair value of the secured note were $25.0 and $24.8 million, respectively. These amounts are recorded within available-for-sale fixed maturities within the Consolidated Balance Sheets. The employees of the Company participate in The Goldman Sachs Amended and Restated Stock Incentive Plan (the "SIP"). Pursuant to the SIP, Goldman Sachs issued restricted stock units (RSUs) to certain employees of the Company as part of their overall compensation. Unvested RSUs require future service as a condition of delivery of the underlying shares of Goldman Sachs' common stock generally over a three year period. Delivery of the underlying shares of common stock is also conditioned on the grantee's satisfying certain other requirements as outlined in the award agreement. The Company incurred expenses of $0.3, $0.1 and $0.5 million relating to RSUs for the years ended December 31, 2011, 2010 and 2009, respectively. 20. STATUTORY FINANCIAL INFORMATION The Company is required to file annual statements with state regulatory authorities prepared on an accounting basis prescribed or permitted by such authorities. Statutory surplus differs from shareholder's equity reported in accordance with generally accepted accounting principles primarily because fixed maturities are required to be carried at amortized cost, policy acquisition costs are expensed when incurred, asset valuation and interest maintenance reserves are required, life insurance reserves are based on different assumptions and the recognition of deferred tax assets is based on different recoverability assumptions. Statutory capital and surplus was as follows:
(UNAUDITED) December 31, 2011 2010 ------------------------------------------------------------ ---------------- ---------------- (IN MILLIONS) Commonwealth Annuity $ 374.6 $ 411.6 FAFLIC 85.9 189.0
Statutory net income/(loss) was as follows: (UNAUDITED) For the years ended December 31, 2011 2010 2009 --------------------------------------------------------------- ------------- ---------------- --------------- (IN MILLIONS) Commonwealth Annuity $ 122.4 $ 161.9 $ (140.6) FAFLIC 19.5 37.1 10.8
21. SUBSEQUENT EVENT On April 5, 2012, Arrow registered with the Bermuda Registrar of Companies and changed its name to Ariel Capital Reinsurance Company, Limited. The change of name does not have any impact to the reinsurance agreements between the Company and Arrow. 36 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Board of Directors of Commonwealth Annuity and Life Insurance Company and the Contract Owners of Commonwealth Select Separate Account of Commonwealth Annuity and Life Insurance Company: In our opinion, the accompanying statements of assets and liabilities and the related statements of operations and of changes in net assets and the financial highlights present fairly, in all material respects, the financial position of each of the sub-accounts constituting Commonwealth Select Separate Account of Commonwealth Annuity and Life Insurance Company at December 31, 2011, the results of each of their operations for the year then ended and the changes in each of their net assets for each of the two years in the period then ended December 31, 2011, and the financial highlights for the periods presented, in conformity with accounting principles generally accepted in the United States of America. These financial statements are the responsibility of Commonwealth Annuity and Life Insurance Company's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audits of these financial statements in accordance with the standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall financial statement presentation. We believe that our audits, which included confirmation of securities at December 31, 2011 by correspondence with the mutual funds' advisors, provide a reasonable basis for our opinion. /s/ PricewaterhouseCoopers LLP Hartford, Connecticut April 19, 2012 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES DECEMBER 31, 2011
ALLIANCE- BERNSTEIN VPS GLOBAL ALLIANCE- ALLIANCE- THEMATIC GROWTH BERNSTEIN VPS GROWTH BERNSTEIN VPS LARGE PORTFOLIO AND INCOME PORTFOLIO CAP GROWTH PORTFOLIO CLASS B CLASS B CLASS A -------------------- -------------------- --------------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $ 551,406 $21,731,679 $ 9,241,948 --------- ----------- ----------- Total assets 551,406 21,731,679 9,241,948 LIABILITIES: -- -- -- --------- ----------- ----------- Net assets $ 551,406 $21,731,679 $ 9,241,948 ========= =========== =========== NET ASSETS BY CATEGORY: Accumulation reserves 537,020 21,366,666 9,100,430 Payout reserves 14,386 365,013 141,518 --------- ----------- ----------- $ 551,406 $21,731,679 $ 9,241,948 ========= =========== =========== Investments in shares of the Underlying Funds, at cost $ 615,491 $25,069,334 $10,361,857 Underlying Fund shares held 38,028 1,216,779 344,078 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 47,699 4,816,687 -- Unit fair value, December 31, 2011 $0.891733 $ 1.137027 -- Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 573,388 14,639,585 11,891,821 Unit fair value, December 31, 2011 $0.887482 $ 1.110344 $ 0.777160 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- -- Unit fair value, December 31, 2011 -- $ 1.368784 --
The accompanying notes are an integral part of these financial statements. SA-1 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
ALLIANCE- ALLIANCE- BERNSTEIN VPS LARGE BERNSTEIN VPS ALLIANCE- CAP GROWTH PORTFOLIO SMALL/MID CAP VALUE BERNSTEIN VPS VALUE CLASS B PORTFOLIO CLASS B PORTFOLIO CLASS B -------------------- ------------------- ------------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $4,009,923 $4,165,130 $1,698,219 ---------- ---------- ---------- Total assets 4,009,923 4,165,130 1,698,219 LIABILITIES: -- -- -- ---------- ---------- ---------- Net assets $4,009,923 $4,165,130 $1,698,219 ========== ========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 3,966,558 4,164,753 1,698,219 Payout reserves 43,365 377 -- ---------- ---------- ---------- $4,009,923 $4,165,130 $1,698,219 ========== ========== ========== Investments in shares of the Underlying Funds, at cost $3,552,850 $4,087,223 $2,222,601 Underlying Fund shares held 153,226 270,815 182,998 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 2,889,208 718,673 394,986 Unit fair value, December 31, 2011 $ 0.725977 $ 1.608697 $ 1.015813 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 2,362,610 1,879,610 1,283,116 Unit fair value, December 31, 2011 $ 0.809442 $ 1.600865 $ 1.010811 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- -- Unit fair value, December 31, 2011 $ 1.251384 $ 1.897991 $ 1.171536
The accompanying notes are an integral part of these financial statements. SA-2 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
DWS CAPITAL DWS LARGE CAP DWS SMALL CAP GROWTH VIP VALUE VIP INDEX VIP CLASS A (a) CLASS A (a) CLASS A ----------- ------------- ------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $1,793,375 $2,066,959 $4,319,617 ---------- ---------- ---------- Total assets 1,793,375 2,066,959 4,319,617 LIABILITIES: -- -- -- ---------- ---------- ---------- Net assets $1,793,375 $2,066,959 $4,319,617 ========== ========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 1,775,671 2,045,286 4,200,700 Payout reserves 17,704 21,673 118,917 ---------- ---------- ---------- $1,793,375 $2,066,959 $4,319,617 ========== ========== ========== Investments in shares of the Underlying Funds, at cost $2,001,790 $2,226,962 $4,424,884 Underlying Fund shares held 96,522 178,803 367,002 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 595,428 424,780 828,181 Unit fair value, December 31, 2011 $ 0.568737 $ 1.039186 $ 1.497779 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 3,076,651 1,598,745 2,160,782 Unit fair value, December 31, 2011 $ 0.472830 $ 1.016756 $ 1.425033 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- -- Unit fair value, December 31, 2011 -- -- --
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-3 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
FIDELITY VIP FIDELITY VIP EATON VANCE VT CONTRAFUND(R) CONTRAFUND(R) FLOATING-RATE PORTFOLIO PORTFOLIO INCOME FUND INITIAL CLASS SERVICE CLASS 2 -------------- ------------- --------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $9,727,972 $19,950,842 $4,291,428 ---------- ----------- ---------- Total assets 9,727,972 19,950,842 4,291,428 LIABILITIES: -- -- -- ---------- ----------- ---------- Net assets $9,727,972 $19,950,842 $4,291,428 ========== =========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 9,664,760 19,856,727 4,269,727 Payout reserves 63,212 94,115 21,701 ---------- ----------- ---------- $9,727,972 $19,950,842 $4,291,428 ========== =========== ========== Investments in shares of the Underlying Funds, at cost $9,830,873 $21,237,707 $4,501,352 Underlying Fund shares held 1,046,019 866,674 189,551 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 1,685,587 -- 3,122,544 Unit fair value, December 31, 2011 $ 1.219391 -- $ 1.373443 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 6,327,266 14,928,449 -- Unit fair value, December 31, 2011 $ 1.212623 $ 1.336431 -- Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- 1,664 Unit fair value, December 31, 2011 -- -- $ 1.677399
The accompanying notes are an integral part of these financial statements. SA-4 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
FIDELITY VIP FIDELITY VIP FIDELITY VIP EQUITY-INCOME EQUITY-INCOME GROWTH & INCOME PORTFOLIO PORTFOLIO PORTFOLIO INITIAL CLASS SERVICE CLASS 2 INITIAL CLASS ------------- --------------- --------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $38,403,217 $4,414,775 $3,568,943 ----------- ---------- ---------- Total assets 38,403,217 4,414,775 3,568,943 LIABILITIES: -- -- -- ----------- ---------- ---------- Net assets $38,403,217 $4,414,775 $3,568,943 =========== ========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 38,139,328 4,278,935 3,535,435 Payout reserves 263,889 135,840 33,508 ----------- ---------- ---------- $38,403,217 $4,414,775 $3,568,943 =========== ========== ========== Investments in shares of the Underlying Funds, at cost $45,789,489 $5,180,987 $3,645,475 Underlying Fund shares held 2,054,747 239,803 283,474 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 -- 3,926,074 -- Unit fair value, December 31, 2011 -- $ 1.124330 -- Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 16,657,334 -- 3,626,500 Unit fair value, December 31, 2011 $ 2.305484 -- $ 0.984129 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- 421 -- Unit fair value, December 31, 2011 -- $ 1.360486 --
The accompanying notes are an integral part of these financial statements. SA-5 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
FIDELITY VIP GROWTH & INCOME FIDELITY VIP FIDELITY VIP PORTFOLIO GROWTH PORTFOLIO GROWTH PORTFOLIO SERVICE CLASS 2 INITIAL CLASS SERVICE CLASS 2 --------------- ---------------- ---------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $ 748,500 $29,493,919 $1,774,574 --------- ----------- ---------- Total assets 748,500 29,493,919 1,774,574 LIABILITIES: -- -- -- --------- ----------- ---------- Net assets $ 748,500 $29,493,919 $1,774,574 ========= =========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 739,667 29,240,773 1,761,633 Payout reserves 8,833 253,146 12,941 --------- ----------- ---------- $ 748,500 $29,493,919 $1,774,574 ========= =========== ========== Investments in shares of the Underlying Funds, at cost $ 699,780 $31,691,367 $1,644,270 Underlying Fund shares held 60,412 799,510 48,579 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 762,856 -- 2,294,573 Unit fair value, December 31, 2011 $0.981181 -- $ 0.773379 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 -- 12,935,357 -- Unit fair value, December 31, 2011 -- $ 2.280101 -- Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- -- Unit fair value, December 31, 2011 -- -- $ 1.371846
The accompanying notes are an integral part of these financial statements. SA-6 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
FIDELITY VIP FIDELITY VIP HIGH FIDELITY VIP HIGH MID CAP INCOME PORTFOLIO INCOME PORTFOLIO PORTFOLIO INITIAL CLASS SERVICE CLASS 2 INITIAL CLASS ----------------- ----------------- ------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $28,234,894 $3,542,990 $19,099,336 ----------- ---------- ----------- Total assets 28,234,894 3,542,990 19,099,336 LIABILITIES: -- -- -- ----------- ---------- ----------- Net assets $28,234,894 $3,542,990 $19,099,336 =========== ========== =========== NET ASSETS BY CATEGORY: Accumulation reserves 28,073,766 3,503,314 19,067,023 Payout reserves 161,128 39,676 32,313 ----------- ---------- ----------- $28,234,894 $3,542,990 $19,099,336 =========== ========== =========== Investments in shares of the Underlying Funds, at cost $30,415,866 $3,615,695 $17,370,906 Underlying Fund shares held 5,238,385 673,572 656,786 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 -- 2,296,780 -- Unit fair value, December 31, 2011 -- $ 1.542590 -- Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 15,672,548 -- 9,369,916 Unit fair value, December 31, 2011 $ 1.801551 -- $ 2.038368 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- -- Unit fair value, December 31, 2011 -- -- --
The accompanying notes are an integral part of these financial statements. SA-7 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
FIDELITY VIP FIDELITY VIP FT VIP FRANKLIN MID CAP VALUE STRATEGIES LARGE CAP PORTFOLIO PORTFOLIO GROWTH SECURITIES SERVICE CLASS 2 SERVICE CLASS 2 FUND CLASS 2 --------------- ---------------- ----------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $3,554,264 $2,557,772 $1,426,665 ---------- ---------- ---------- Total assets 3,554,264 2,557,772 1,426,665 LIABILITIES: -- -- -- ---------- ---------- ---------- Net assets $3,554,264 $2,557,772 $1,426,665 ========== ========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 3,391,648 2,540,192 1,400,616 Payout reserves 162,616 17,580 26,049 ---------- ---------- ---------- $3,554,264 $2,557,772 $1,426,665 ========== ========== ========== Investments in shares of the Underlying Funds, at cost $3,344,183 $2,868,580 $1,386,029 Underlying Fund shares held 124,362 289,668 98,120 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 1,738,607 642,548 126,254 Unit fair value, December 31, 2011 $ 2.043233 $ 1.308297 $ 1.104381 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 -- 1,318,866 1,171,275 Unit fair value, December 31, 2011 -- $ 1.301974 $ 1.099001 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 882 -- -- Unit fair value, December 31, 2011 $ 2.137798 $ 1.649840 --
The accompanying notes are an integral part of these financial statements. SA-8 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
FT VIP FRANKLIN FT VIP FRANKLIN FT VIP MUTUAL SMALL CAP VALUE SMALL-MID CAP GROWTH SHARES SECURITIES FUND SECURITIES FUND SECURITIES FUND CLASS 2 CLASS 2 CLASS 2 --------------- -------------------- --------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $4,516,727 $7,464,914 $17,244,401 ---------- ---------- ----------- Total assets 4,516,727 7,464,914 17,244,401 LIABILITIES: -- -- -- ---------- ---------- ----------- Net assets $4,516,727 $7,464,914 $17,244,401 ========== ========== =========== NET ASSETS BY CATEGORY: Accumulation reserves 4,510,112 7,445,778 17,000,002 Payout reserves 6,615 19,136 244,399 ---------- ---------- ----------- $4,516,727 $7,464,914 $17,244,401 ========== ========== =========== Investments in shares of the Underlying Funds, at cost $4,269,952 $6,470,775 $17,524,732 Underlying Fund shares held 290,839 364,320 1,121,222 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 772,793 1,570,114 2,071,641 Unit fair value, December 31, 2011 $ 1.523452 $ 0.983605 $ 1.431113 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 2,202,319 6,826,531 9,991,970 Unit fair value, December 31, 2011 $ 1.516023 $ 0.867284 $ 1.429066 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 346 -- 333 Unit fair value, December 31, 2011 $ 1.872022 $ 1.729016 $ 1.393794
The accompanying notes are an integral part of these financial statements. SA-9 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
FT VIP TEMPLETON GOLDMAN SACHS VIT FOREIGN CORE FIXED GOLDMAN SACHS VIT SECURITIES FUND INCOME FUND EQUITY INDEX FUND CLASS 2 SERVICE SHARES SERVICE SHARES ---------------- ----------------- ----------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $6,966,939 $64,684,451 $39,440,869 ---------- ----------- ----------- Total assets 6,966,939 64,684,451 39,440,869 LIABILITIES: -- -- -- ---------- ----------- ----------- Net assets $6,966,939 $64,684,451 $39,440,869 ========== =========== =========== NET ASSETS BY CATEGORY: Accumulation reserves 6,951,690 62,028,693 37,459,607 Payout reserves 15,249 2,655,758 1,981,262 ---------- ----------- ----------- $6,966,939 $64,684,451 $39,440,869 ========== =========== =========== Investments in shares of the Underlying Funds, at cost $7,893,865 $63,089,145 $33,172,212 Underlying Fund shares held 554,693 6,201,769 4,245,519 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 840,920 6,844,772 2,874,528 Unit fair value, December 31, 2011 $ 1.330910 $ 1.510195 $ 0.961304 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 4,414,123 25,455,296 40,267,698 Unit fair value, December 31, 2011 $ 1.324422 $ 2.134940 $ 0.910645 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 1,030 1,563 5,632 Unit fair value, December 31, 2011 $ 1.541846 $ 1.267345 $ 1.419697
The accompanying notes are an integral part of these financial statements. SA-10 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
GOLDMAN SACHS GOLDMAN SACHS VIT GROWTH GOLDMAN SACHS VIT GOVERNMENT OPPORTUNITIES VIT MID CAP INCOME FUND FUND VALUE FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES -------------- -------------- -------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $18,170,323 $29,492,935 $22,960,047 ----------- ----------- ----------- Total assets 18,170,323 29,492,935 22,960,047 LIABILITIES: -- -- -- ----------- ----------- ----------- Net assets $18,170,323 $29,492,935 $22,960,047 =========== =========== =========== NET ASSETS BY CATEGORY: Accumulation reserves 17,966,361 29,386,840 22,757,087 Payout reserves 203,962 106,095 202,960 ----------- ----------- ----------- $18,170,323 $29,492,935 $22,960,047 =========== =========== =========== Investments in shares of the Underlying Funds, at cost $17,623,281 $34,115,645 $27,585,280 Underlying Fund shares held 1,698,161 4,651,882 1,751,338 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 2,335,398 833,067 846,449 Unit fair value, December 31, 2011 $ 1.367669 $ 1.780863 $ 1.804521 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 11,003,970 6,688,032 10,853,780 Unit fair value, December 31, 2011 $ 1.360988 $ 4.187982 $ 1.974576 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- 570 Unit fair value, December 31, 2011 $ 1.251978 $ 2.253125 $ 1.752734
The accompanying notes are an integral part of these financial statements. SA-11 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS VIT STRATEGIC VIT MONEY VIT STRATEGIC INTERNATIONAL MARKET FUND GROWTH FUND EQUITY FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES -------------- -------------- -------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $43,549,030 $50,548,384 $23,632,120 ----------- ----------- ----------- Total assets 43,549,030 50,548,384 23,632,120 LIABILITIES: -- -- -- ----------- ----------- ----------- Net assets $43,549,030 $50,548,384 $23,632,120 =========== =========== =========== NET ASSETS BY CATEGORY: Accumulation reserves 41,394,337 48,541,629 23,524,494 Payout reserves 2,154,693 2,006,755 107,626 ----------- ----------- ----------- $43,549,030 $50,548,384 $23,632,120 =========== =========== =========== Investments in shares of the Underlying Funds, at cost $43,549,030 $45,578,881 $30,011,769 Underlying Fund shares held 43,549,030 4,346,379 3,273,147 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 6,796,517 3,257,795 2,651,270 Unit fair value, December 31, 2011 $ 1.079825 $ 0.732028 $ 0.785789 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 25,409,419 22,151,103 15,235,130 Unit fair value, December 31, 2011 $ 1.424888 $ 2.174320 $ 1.414414 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 4,395 -- -- Unit fair value, December 31, 2011 $ 1.001967 $ 1.341237 $ 1.150705
The accompanying notes are an integral part of these financial statements. SA-12 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
GOLDMAN SACHS VIT INVESCO V.I. INVESCO V.I. STRUCTURED U.S. BASIC VALUE CAPITAL EQUITY FUND FUND APPRECIATION FUND SERVICE SHARES SERIES II SHARES SERIES I SHARES ----------------- ---------------- ----------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $1,356,053 $2,351,923 $2,963,933 ---------- ---------- ---------- Total assets 1,356,053 2,351,923 2,963,933 LIABILITIES: -- -- -- ---------- ---------- ---------- Net assets $1,356,053 $2,351,923 $2,963,933 ========== ========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 1,356,053 2,326,966 2,934,002 Payout reserves -- 24,957 29,931 ---------- ---------- ---------- $1,356,053 $2,351,923 $2,963,933 ========== ========== ========== Investments in shares of the Underlying Funds, at cost $1,368,521 $3,213,999 $2,851,803 Underlying Fund shares held 125,328 386,829 138,372 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 154,276 581,365 1,217,647 Unit fair value, December 31, 2011 $ 1.060119 $ 0.878519 $ 0.648701 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 1,130,289 2,105,058 3,652,223 Unit fair value, December 31, 2011 $ 1.055042 $ 0.874239 $ 0.595266 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- 786 -- Unit fair value, December 31, 2011 $ 1.257524 $ 1.092458 --
The accompanying notes are an integral part of these financial statements. SA-13 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
INVESCO V.I. CAPITAL INVESCO V.I. INVESCO V.I. DEVELOPMENT CAPITAL CORE FUND SERIES I DEVELOPMENT FUND EQUITY FUND SHARES (a) SERIES II SHARES SERIES I SHARES ------------- ---------------- --------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $1,319,269 $ 580,437 $5,463,364 ---------- --------- ---------- Total assets 1,319,269 580,437 5,463,364 LIABILITIES: -- -- -- ---------- --------- ---------- Net assets $1,319,269 $ 580,437 $5,463,364 ========== ========= ========== NET ASSETS BY CATEGORY: Accumulation reserves 1,319,269 575,226 5,398,503 Payout reserves -- 5,211 64,861 ---------- --------- ---------- $1,319,269 $ 580,437 $5,463,364 ========== ========= ========== Investments in shares of the Underlying Funds, at cost $1,581,558 $ 637,131 $5,012,091 Underlying Fund shares held 105,965 48,129 204,467 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 311,444 69,631 1,275,536 Unit fair value, December 31, 2011 $ 0.753668 $1.181374 $ 0.893635 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 1,693,316 423,767 5,171,392 Unit fair value, December 31, 2011 $ 0.640485 $1.175591 $ 0.836042 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- -- Unit fair value, December 31, 2011 -- $1.498537 --
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-14 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
INVESCO VAN INVESCO V.I. KAMPEN V.I. JANUS ASPEN GLOBAL HEALTH CAPITAL GROWTH ENTERPRISE CARE FUND FUND SERIES I PORTFOLIO SERIES I SHARES SHARES (a) SERVICE SHARES --------------- -------------- -------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $4,008,394 $3,913,866 $2,374,204 ---------- ---------- ---------- Total assets 4,008,394 3,913,866 2,374,204 LIABILITIES: -- -- -- ---------- ---------- ---------- Net assets $4,008,394 $3,913,866 $2,374,204 ========== ========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 3,965,775 3,710,805 2,362,571 Payout reserves 42,619 203,061 11,633 ---------- ---------- ---------- $4,008,394 $3,913,866 $2,374,204 ========== ========== ========== Investments in shares of the Underlying Funds, at cost $3,803,992 $4,499,067 $1,990,186 Underlying Fund shares held 230,765 122,692 64,324 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 594,203 1,496,419 557,271 Unit fair value, December 31, 2011 $ 1.074404 $ 0.699069 $ 0.877802 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 3,310,506 4,410,380 2,712,090 Unit fair value, December 31, 2011 $ 1.017965 $ 0.650231 $ 0.695047 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- -- Unit fair value, December 31, 2011 -- -- --
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-15 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
JANUS ASPEN JANUS ASPEN JANUS OVERSEAS MFS(R) MID CAP PORTFOLIO PORTFOLIO GROWTH SERIES SERVICE SHARES SERVICE SHARES SERVICE CLASS ----------------- -------------- -------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $5,957,493 $10,589,882 $1,534,372 ---------- ----------- ---------- Total assets 5,957,493 10,589,882 1,534,372 LIABILITIES: -- -- -- ---------- ----------- ---------- Net assets $5,957,493 $10,589,882 $1,534,372 ========== =========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 5,860,758 10,526,408 1,527,257 Payout reserves 96,735 63,474 7,115 ---------- ----------- ---------- $5,957,493 $10,589,882 $1,534,372 ========== =========== ========== Investments in shares of the Underlying Funds, at cost $5,294,210 $11,400,058 $1,597,833 Underlying Fund shares held 263,606 283,001 279,995 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 2,716,848 1,369,083 536,552 Unit fair value, December 31, 2011 $ 0.713641 $ 1.349800 $ 0.937902 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 6,259,231 7,172,471 1,104,741 Unit fair value, December 31, 2011 $ 0.642034 $ 1.218812 $ 0.933376 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- -- Unit fair value, December 31, 2011 -- -- $ 1.277260
The accompanying notes are an integral part of these financial statements. SA-16 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
MFS(R) NEW MFS(R) TOTAL MFS(R) DISCOVERY SERIES RETURN SERIES UTILITIES SERIES SERVICE CLASS SERVICE CLASS SERVICE CLASS ---------------- ------------- ---------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $2,574,193 $10,318,888 $5,690,267 ---------- ----------- ---------- Total assets 2,574,193 10,318,888 5,690,267 LIABILITIES: -- -- -- ---------- ----------- ---------- Net assets $2,574,193 $10,318,888 $5,690,267 ========== =========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 2,553,297 10,256,222 5,673,314 Payout reserves 20,896 62,666 16,953 ---------- ----------- ---------- $2,574,193 $10,318,888 $5,690,267 ========== =========== ========== Investments in shares of the Underlying Funds, at cost $2,676,553 $10,157,938 $5,365,241 Underlying Fund shares held 187,350 563,566 221,153 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 69,139 1,530,055 40,720 Unit fair value, December 31, 2011 $ 1.362900 $ 1.268609 $ 2.536908 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 1,828,585 6,633,177 2,213,239 Unit fair value, December 31, 2011 $ 1.356220 $ 1.262405 $ 2.524338 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- 3,033 -- Unit fair value, December 31, 2011 -- $ 1.348834 --
The accompanying notes are an integral part of these financial statements. SA-17 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
OPPENHEIMER OPPENHEIMER OPPENHEIMER CAPITAL GLOBAL BALANCED APPRECIATION SECURITIES FUND/VA FUND/VA FUND/VA SERVICE SHARES SERVICE SHARES SERVICE SHARES -------------- -------------- -------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $2,215,137 $1,926,599 $7,384,580 ---------- ---------- ---------- Total assets 2,215,137 1,926,599 7,384,580 LIABILITIES: -- -- -- ---------- ---------- ---------- Net assets $2,215,137 $1,926,599 $7,384,580 ========== ========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 2,085,625 1,904,367 7,375,474 Payout reserves 129,512 22,232 9,106 ---------- ---------- ---------- $2,215,137 $1,926,599 $7,384,580 ========== ========== ========== Investments in shares of the Underlying Funds, at cost $2,696,249 $1,721,750 $7,539,584 Underlying Fund shares held 198,311 48,898 271,392 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 27,062 290,148 831,620 Unit fair value, December 31, 2011 $ 1.002550 $ 1.049714 $ 1.446202 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 2,192,982 1,549,690 4,292,420 Unit fair value, December 31, 2011 $ 0.997731 $ 1.044594 $ 1.439206 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- 2,474 2,413 Unit fair value, December 31, 2011 -- $ 1.305218 $ 1.745675
The accompanying notes are an integral part of these financial statements. SA-18 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
OPPENHEIMER HIGH OPPENHEIMER MAIN PIONEER FUND INCOME FUND/VA STREET FUND(R)/VA VCT PORTFOLIO SERVICE SHARES SERVICE SHARES CLASS II ---------------- ----------------- ------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $1,703,886 $1,261,912 $3,112,487 ---------- ---------- ---------- Total assets 1,703,886 1,261,912 3,112,487 LIABILITIES: -- -- -- ---------- ---------- ---------- Net assets $1,703,886 $1,261,912 $3,112,487 ========== ========== ========== NET ASSETS BY CATEGORY: Accumulation reserves 1,699,759 1,239,488 3,101,211 Payout reserves 4,127 22,424 11,276 ---------- ---------- ---------- $1,703,886 $1,261,912 $3,112,487 ========== ========== ========== Investments in shares of the Underlying Funds, at cost $3,036,917 $1,140,313 $3,027,322 Underlying Fund shares held 892,087 61,467 155,858 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 646,131 70,174 699,250 Unit fair value, December 31, 2011 $ 0.376293 $ 1.127126 $ 1.015032 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 3,901,131 1,054,590 2,379,971 Unit fair value, December 31, 2011 $ 0.374443 $ 1.121589 $ 1.009561 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- -- Unit fair value, December 31, 2011 $ 0.394162 -- --
The accompanying notes are an integral part of these financial statements. SA-19 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF ASSETS AND LIABILITIES (CONTINUED) DECEMBER 31, 2011
PIONEER REAL ESTATE SHARES T. ROWE PRICE VCT PORTFOLIO INTERNATIONAL CLASS II STOCK PORTFOLIO ------------- --------------- ASSETS: Investments in shares of the Underlying Funds, at fair value $7,959,148 $23,439,379 ---------- ----------- Total assets 7,959,148 23,439,379 LIABILITIES: -- -- ---------- ----------- Net assets $7,959,148 $23,439,379 ========== =========== NET ASSETS BY CATEGORY: Accumulation reserves 7,808,310 23,132,959 Payout reserves 150,838 306,420 ---------- ----------- $7,959,148 $23,439,379 ========== =========== Investments in shares of the Underlying Funds, at cost $8,448,092 $23,763,460 Underlying Fund shares held 453,771 1,973,012 Units outstanding and unit fair values by distribution category: Commonwealth Select Acclaim: Units outstanding, December 31, 2011 586,317 3,942,719 Unit fair value, December 31, 2011 $ 2.536727 $ 1.002226 Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Charter and Commonwealth Select Reward: Units outstanding, December 31, 2011 2,565,139 13,298,878 Unit fair value, December 31, 2011 $ 2.522991 $ 1.465378 Commonwealth Select Optim-L: Units outstanding, December 31, 2011 -- -- Unit fair value, December 31, 2011 -- --
The accompanying notes are an integral part of these financial statements. SA-20 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS FOR THE YEAR ENDED DECEMBER 31, 2011
ALLIANCE- ALLIANCE- ALLIANCE- ALLIANCE- ALLIANCE- BERNSTEIN VPS BERNSTEIN VPS BERNSTEIN VPS BERNSTEIN VPS BERNSTEIN VPS GLOBAL THEMATIC GROWTH AND LARGE CAP LARGE CAP SMALL/MID GROWTH INCOME GROWTH GROWTH CAP VALUE PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO CLASS B CLASS B CLASS A CLASS B CLASS B ---------------- ------------- ------------- ------------- ------------- INVESTMENT INCOME: Dividends $ 3,015 $ 258,078 $ 35,264 $ 3,925 $ 13,016 EXPENSES: Mortality and expense risk fees 10,312 290,664 133,990 56,029 61,556 Administrative expense fees 1,242 35,222 16,079 6,872 7,464 --------- ----------- --------- --------- --------- Total expenses 11,554 325,886 150,069 62,901 69,020 --------- ----------- --------- --------- --------- Net investment income (loss) (8,539) (67,808) (114,805) (58,976) (56,004) --------- ----------- --------- --------- --------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- -- -- -- Net realized gain (loss) from sales of investments 20,572 (1,023,226) (186,509) 191,745 133,773 --------- ----------- --------- --------- --------- Net realized gain (loss) 20,572 (1,023,226) (186,509) 191,745 133,773 Change in unrealized gain (loss) (219,068) 2,195,519 (124,132) (313,257) (575,169) --------- ----------- --------- --------- --------- Net realized and unrealized gain (loss) (198,496) 1,172,293 (310,641) (121,512) (441,396) --------- ----------- --------- --------- --------- Net increase (decrease) in net assets from operations $(207,035) $ 1,104,485 $(425,446) $(180,488) $(497,400) ========= =========== ========= ========= =========
The accompanying notes are an integral part of these financial statements. SA-21 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
ALLIANCE- BERNSTEIN VPS DWS CAPITAL DWS LARGE DWS SMALL DWS STRATEGIC VALUE PORTFOLIO GROWTH VIP CAP VALUE VIP CAP INDEX VIP VALUE VIP CLASS B CLASS A (a) CLASS A (a) CLASS A CLASS A (a) --------------- ----------- ------------- ------------- ------------- INVESTMENT INCOME: Dividends $ 25,295 $ -- $ -- $ 40,786 $ 43,211 EXPENSES: Mortality and expense risk fees 25,662 18,970 18,575 55,893 11,806 Administrative expense fees 3,107 2,295 2,248 6,775 1,427 --------- ------- ------- --------- ----------- Total expenses 28,769 21,265 20,823 62,668 13,233 --------- ------- ------- --------- ----------- Net investment income (loss) (3,474) (21,265) (20,823) (21,882) 29,978 --------- ------- ------- --------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- -- -- -- Net realized gain (loss) from sales of investments (179,400) (125,510) (24,075) (7,600) (1,002,555) --------- ------- ------- --------- ----------- Net realized gain (loss) (179,400) (125,510) (24,075) (7,600) (1,002,555) Change in unrealized gain (loss) 99,061 (208,415) (160,002) (265,384) 1,192,045 --------- ------- ------- --------- ----------- Net realized and unrealized gain (loss) (80,339) (333,925) (184,077) (272,984) 189,490 --------- ------- ------- --------- ----------- Net increase (decrease) in net assets from operations $ (83,813) $(355,190) $(204,900) $(294,866) $ 219,468 ========= ========= ========= ========= ===========
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-22 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
FIDELITY VIP FIDELITY VIP FIDELITY VIP EATON VANCE VT CONTRAFUND(R) CONTRAFUND(R) EQUITY-INCOME DWS TECHNOLOGY FLOATING-RATE PORTFOLIO PORTFOLIO PORTFOLIO VIP CLASS A (a) INCOME FUND INITIAL CLASS SERVICE CLASS 2 INITIAL CLASS --------------- -------------- ------------- --------------- ------------- INVESTMENT INCOME: Dividends $ -- $ 504,343 $ 215,036 $ 36,991 $ 1,006,526 EXPENSES: Mortality and expense risk fees 11,919 149,123 297,915 62,892 541,039 Administrative expense fees 1,446 18,056 35,750 7,860 64,925 --------- --------- --------- --------- ----------- Total expenses 13,365 167,179 333,665 70,752 605,964 --------- --------- --------- --------- ----------- Net investment income (loss) (13,365) 337,164 (118,629) (33,761) 400,562 --------- --------- --------- --------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- -- -- -- Net realized gain (loss) from sales of investments 830,203 45,385 (131,572) 22,967 (1,502,155) --------- --------- --------- --------- ----------- Net realized gain (loss) 830,203 45,385 (131,572) 22,967 (1,502,155) Change in unrealized gain (loss) (633,024) (200,759) (530,876) (148,560) 1,022,387 --------- --------- --------- --------- ----------- Net realized and unrealized gain (loss) 197,179 (155,374) (662,448) (125,593) (479,768) --------- --------- --------- --------- ----------- Net increase (decrease) in net assets from operations $ 183,814 $ 181,790 $(781,077) $(159,354) $ (79,206) ========= ========= ========= ========= ===========
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-23 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
FIDELITY VIP FIDELITY VIP FIDELITY VIP FIDELITY VIP FIDELITY VIP EQUITY-INCOME GROWTH & GROWTH & INCOME GROWTH GROWTH PORTFOLIO INCOME PORTFOLIO PORTFOLIO SERVICE PORTFOLIO PORTFOLIO SERVICE CLASS 2 INITIAL CLASS CLASS 2 INITIAL CLASS SERVICE CLASS 2 --------------- ---------------- ----------------- ------------- --------------- INVESTMENT INCOME: Dividends $ 106,882 $ 67,680 $ 12,044 $ 115,617 $ 2,384 EXPENSES: Mortality and expense risk fees 61,474 51,167 10,952 423,045 25,037 Administrative expense fees 7,684 6,140 1,369 50,765 3,130 --------- -------- -------- --------- --------- Total expenses 69,158 57,307 12,321 473,810 28,167 --------- -------- -------- --------- --------- Net investment income (loss) 37,724 10,373 (277) (358,193) (25,783) --------- -------- -------- --------- --------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- -- 117,173 7,260 Net realized gain (loss) from sales of investments (212,672) (13,852) 50,091 (262,830) 93,556 --------- -------- -------- --------- --------- Net realized gain (loss) (212,672) (13,852) 50,091 (145,657) 100,816 Change in unrealized gain (loss) 154,483 15,386 (41,008) 343,845 (85,708) --------- -------- -------- --------- --------- Net realized and unrealized gain (loss) (58,189) 1,534 9,083 198,188 15,108 --------- -------- -------- --------- --------- Net increase (decrease) in net assets from operations $ (20,465) $ 11,907 $ 8,806 $(160,005) $ (10,675) ========= ======== ======== ========= =========
The accompanying notes are an integral part of these financial statements. SA-24 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
FIDELITY VIP FIDELITY VIP FIDELITY VIP FIDELITY VIP FIDELITY VIP HIGH INCOME HIGH INCOME MID CAP MID CAP VALUE STRATEGIES PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO PORTFOLIO INITIAL CLASS SERVICE CLASS 2 INITIAL CLASS SERVICE CLASS 2 SERVICE CLASS 2 ------------- --------------- ------------- --------------- ---------------- INVESTMENT INCOME: Dividends $1,952,193 $ 231,670 $ 55,382 $ 925 $ 21,031 EXPENSES: Mortality and expense risk fees 386,079 49,821 301,864 54,168 39,172 Administrative expense fees 46,330 6,228 36,224 6,769 4,760 ---------- --------- ----------- --------- --------- Total expenses 432,409 56,049 338,088 60,937 43,932 ---------- --------- ----------- --------- --------- Net investment income (loss) 1,519,784 175,621 (282,706) (60,012) (22,901) ---------- --------- ----------- --------- --------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- 36,699 7,270 -- Net realized gain (loss) from sales of investments (181,849) 149,835 1,251,528 267,177 (28,153) ---------- --------- ----------- --------- --------- Net realized gain (loss) (181,849) 149,835 1,288,227 274,447 (28,153) Change in unrealized gain (loss) (524,102) (234,319) (3,742,481) (750,215) (267,482) ---------- --------- ----------- --------- --------- Net realized and unrealized gain (loss) (705,951) (84,484) (2,454,254) (475,768) (295,635) ---------- --------- ----------- --------- --------- Net increase (decrease) in net assets from operations $ 813,833 $ 91,137 $(2,736,960) $(535,780) $(318,536) ========== ========= =========== ========= =========
The accompanying notes are an integral part of these financial statements. SA-25 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
FT VIP FRANKLIN FT VIP FRANKLIN FT VIP FRANKLIN SMALL-MID CAP FT VIP MUTUAL FT VIP TEMPLETON LARGE CAP GROWTH SMALL CAP VALUE GROWTH SHARES FOREIGN SECURITIES FUND SECURITIES FUND SECURITIES FUND SECURITIES FUND SECURITIES FUND CLASS 2 CLASS 2 CLASS 2 CLASS 2 CLASS 2 ---------------- --------------- --------------- --------------- ---------------- INVESTMENT INCOME: Dividends $ 10,995 $ 39,730 $ -- $ 442,957 $ 150,053 EXPENSES: Mortality and expense risk fees 22,360 70,013 109,038 240,827 108,841 Administrative expense fees 2,696 8,487 13,194 29,101 13,151 -------- --------- --------- --------- ----------- Total expenses 25,056 78,500 122,232 269,928 121,992 -------- --------- --------- --------- ----------- Net investment income (loss) (14,061) (38,770) (122,232) 173,029 28,061 -------- --------- --------- --------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- -- -- -- Net realized gain (loss) from sales of investments 29,308 238,606 493,193 62,820 (80,204) -------- --------- --------- --------- ----------- Net realized gain (loss) 29,308 238,606 493,193 62,820 (80,204) Change in unrealized gain (loss) (75,767) (454,117) (892,798) (682,401) (934,238) -------- --------- --------- --------- ----------- Net realized and unrealized gain (loss) (46,459) (215,511) (399,605) (619,581) (1,014,442) -------- --------- --------- --------- ----------- Net increase (decrease) in net assets from operations $(60,520) $(254,281) $(521,837) $(446,552) $ (986,381) ======== ========= ========= ========= ===========
The accompanying notes are an integral part of these financial statements. SA-26 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS VIT GROWTH GOLDMAN SACHS VIT CORE FIXED VIT EQUITY INDEX VIT GOVERNMENT OPPORTUNITIES VIT MID CAP INCOME FUND FUND INCOME FUND FUND VALUE FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES SERVICE SHARES SERVICE SHARES -------------- ---------------- -------------- -------------- -------------- INVESTMENT INCOME: Dividends $1,774,812 $ 673,394 $ 200,646 $ -- $ 135,612 EXPENSES: Mortality and expense risk fees 892,878 552,917 268,744 428,481 338,149 Administrative expense fees 107,852 66,536 32,491 51,525 40,696 ---------- ----------- ----------- ----------- ----------- Total expenses 1,000,730 619,453 301,235 480,006 378,845 ---------- ----------- ----------- ----------- ----------- Net investment income (loss) 774,082 53,941 (100,589) (480,006) (243,233) ---------- ----------- ----------- ----------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- 704,339 516,180 -- Net realized gain (loss) from sales of investments 119,753 1,761,442 458,733 (776,426) (665,010) ---------- ----------- ----------- ----------- ----------- Net realized gain (loss) 119,753 1,761,442 1,163,072 (260,246) (665,010) Change in unrealized gain (loss) 2,902,518 (1,584,752) (61,136) (1,021,905) (1,040,090) ---------- ----------- ----------- ----------- ----------- Net realized and unrealized gain (loss) 3,022,271 176,690 1,101,936 (1,282,151) (1,705,100) ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations $3,796,353 $ 230,631 $ 1,001,347 $(1,762,157) $(1,948,333) ========== =========== =========== =========== ===========
The accompanying notes are an integral part of these financial statements. SA-27 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS VIT STRATEGIC GOLDMAN SACHS VIT INVESCO V.I. VIT MONEY VIT STRATEGIC INTERNATIONAL STRUCTURED U.S. BASIC MARKET FUND GROWTH FUND EQUITY FUND EQUITY FUND VALUE FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES SERVICE SHARES SERIES II SHARES -------------- -------------- -------------- ----------------- ---------------- INVESTMENT INCOME: Dividends $ 3,297 $ 115,603 $ 848,447 $ 21,164 $ 15,819 EXPENSES: Mortality and expense risk fees 605,332 707,706 365,816 15,921 34,160 Administrative expense fees 73,146 85,088 44,055 1,918 4,131 --------- ----------- ----------- -------- --------- Total expenses 678,478 792,794 409,871 17,839 38,291 --------- ----------- ----------- -------- --------- Net investment income (loss) (675,181) (677,191) 438,576 3,325 (22,472) --------- ----------- ----------- -------- --------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- -- -- -- Net realized gain (loss) from sales of investments -- 1,122,465 (357,665) (4,610) (236,124) --------- ----------- ----------- -------- --------- Net realized gain (loss) -- 1,122,465 (357,665) (4,610) (236,124) Change in unrealized gain (loss) -- (2,814,998) (4,762,553) 49,000 136,396 --------- ----------- ----------- -------- --------- Net realized and unrealized gain (loss) -- (1,692,533) (5,120,218) 44,390 (99,728) --------- ----------- ----------- -------- --------- Net increase (decrease) in net assets from operations $(675,181) $(2,369,724) $(4,681,642) $ 47,715 $(122,200) ========= =========== =========== ======== =========
The accompanying notes are an integral part of these financial statements. SA-28 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
INVESCO V.I. INVESCO V.I. INVESCO V.I. CAPITAL CAPITAL CAPITAL INVESCO V.I. INVESCO V.I. APPRECIATION DEVELOPMENT DEVELOPMENT CORE EQUITY DYNAMICS FUND FUND SERIES I FUND FUND FUND SERIES I SERIES I SHARES SHARES (a) SERIES II SHARES SERIES I SHARES SHARES (a) --------------- ------------- ---------------- --------------- ------------- INVESTMENT INCOME: Dividends $ 5,196 $ -- $ -- $ 58,512 $ -- EXPENSES: Mortality and expense risk fees 44,647 12,702 8,528 81,282 7,742 Administrative expense fees 5,414 1,535 1,031 9,834 936 --------- --------- -------- --------- --------- Total expenses 50,061 14,237 9,559 91,116 8,678 --------- --------- -------- --------- --------- Net investment income (loss) (44,865) (14,237) (9,559) (32,604) (8,678) --------- --------- -------- --------- --------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- -- -- -- Net realized gain (loss) from sales of investments 101,948 (60,523) (10,192) 323,499 732,469 --------- --------- -------- --------- --------- Net realized gain (loss) 101,948 (60,523) (10,192) 323,499 732,469 Change in unrealized gain (loss) (361,495) (262,289) (34,791) (353,152) (517,139) --------- --------- -------- --------- --------- Net realized and unrealized gain (loss) (259,547) (322,812) (44,983) (29,653) 215,330 --------- --------- -------- --------- --------- Net increase (decrease) in net assets from operations $(304,412) $(337,049) $(54,542) $ (62,257) $ 206,652 ========= ========= ======== ========= =========
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-29 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
INVESCO V.I. INVESCO VAN INVESCO V.I. LARGE CAP KAMPEN V.I. JANUS ASPEN GLOBAL HEALTH GROWTH FUND CAPITAL GROWTH ENTERPRISE JANUS ASPEN CARE FUND SERIES I FUND SERIES I PORTFOLIO JANUS PORTFOLIO SERIES I SHARES SHARES (a) SHARES (a) SERVICE SHARES SERVICE SHARES --------------- ------------- -------------- -------------- --------------- INVESTMENT INCOME: Dividends $ -- $ 10,658 $ -- $ -- $ 30,302 EXPENSES: Mortality and expense risk fees 52,940 23,732 38,100 36,006 87,793 Administrative expense fees 6,395 2,877 4,619 4,358 10,671 -------- ---------- --------- --------- --------- Total expenses 59,335 26,609 42,719 40,364 98,464 -------- ---------- --------- --------- --------- Net investment income (loss) (59,335) (15,951) (42,719) (40,364) (68,162) -------- ---------- --------- --------- --------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- -- -- -- Net realized gain (loss) from sales of investments 89,235 1,356,911 (119,601) 295,394 323,348 -------- ---------- --------- --------- --------- Net realized gain (loss) 89,235 1,356,911 (119,601) 295,394 323,348 Change in unrealized gain (loss) 80,953 (873,813) (585,201) (317,441) (706,338) -------- ---------- --------- --------- --------- Net realized and unrealized gain (loss) 170,188 483,098 (704,802) (22,047) (382,990) -------- ---------- --------- --------- --------- Net increase (decrease) in net assets from operations $110,853 $ 467,147 $(747,521) $ (62,411) $(451,152) ======== ========== ========= ========= =========
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-30 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
JANUS ASPEN OVERSEAS MFS(R) MID CAP MFS(R) NEW MFS(R) TOTAL MFS(R) PORTFOLIO GROWTH SERIES DISCOVERY SERIES RETURN SERIES UTILITIES SERIES SERVICE SHARES SERVICE CLASS SERVICE CLASS SERVICE CLASS SERVICE CLASS -------------- -------------- ---------------- ------------- ---------------- INVESTMENT INCOME: Dividends $ 61,905 $ -- $ -- $ 275,594 $173,136 EXPENSES: Mortality and expense risk fees 203,157 24,452 42,427 150,981 73,952 Administrative expense fees 24,565 2,969 5,098 18,257 8,881 ----------- --------- --------- --------- -------- Total expenses 227,722 27,421 47,525 169,238 82,833 ----------- --------- --------- --------- -------- Net investment income (loss) (165,817) (27,421) (47,525) 106,356 90,303 ----------- --------- --------- --------- -------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions 162,829 -- 403,467 -- -- Net realized gain (loss) from sales of investments 883,699 7,831 237,310 144,131 141,474 ----------- --------- --------- --------- -------- Net realized gain (loss) 1,046,528 7,831 640,777 144,131 141,474 Change in unrealized gain (loss) (6,918,108) (105,507) (983,927) (182,423) 76,447 ----------- --------- --------- --------- -------- Net realized and unrealized gain (loss) (5,871,580) (97,676) (343,150) (38,292) 217,921 ----------- --------- --------- --------- -------- Net increase (decrease) in net assets from operations $(6,037,397) $(125,097) $(390,675) $ 68,064 $308,224 =========== ========= ========= ========= ========
The accompanying notes are an integral part of these financial statements. SA-31 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
OPPENHEIMER OPPENHEIMER CAPITAL OPPENHEIMER OPPENHEIMER BALANCED APPRECIATION GLOBAL SECURITIES OPPENHEIMER HIGH MAIN STREET FUND/VA FUND/VA FUND/VA INCOME FUND/VA FUND(R)/VA SERVICE SHARES SERVICE SHARES SERVICE SHARES SERVICE SHARES SERVICE SHARES -------------- -------------- ----------------- ---------------- -------------- INVESTMENT INCOME: Dividends $ 45,968 $ 2,912 $ 99,156 $ 179,963 $ 9,581 EXPENSES: Mortality and expense risk fees 28,386 29,660 113,816 24,878 19,092 Administrative expense fees 3,408 3,579 13,747 3,004 2,299 --------- --------- ----------- --------- -------- Total expenses 31,794 33,239 127,563 27,882 21,391 --------- --------- ----------- --------- -------- Net investment income (loss) 14,174 (30,327) (28,407) 152,081 (11,810) --------- --------- ----------- --------- -------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions -- -- -- -- -- Net realized gain (loss) from sales of investments (116,591) 138,102 153,773 (644,592) 55,932 --------- --------- ----------- --------- -------- Net realized gain (loss) (116,591) 138,102 153,773 (644,592) 55,932 Change in unrealized gain (loss) 80,240 (141,323) (1,016,526) 435,900 (81,582) --------- --------- ----------- --------- -------- Net realized and unrealized gain (loss) (36,351) (3,221) (862,753) (208,692) (25,650) --------- --------- ----------- --------- -------- Net increase (decrease) in net assets from operations $ (22,177) $ (33,548) $ (891,160) $ (56,611) $(37,460) ========= ========= =========== ========= ========
The accompanying notes are an integral part of these financial statements. SA-32 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF OPERATIONS (CONTINUED) FOR THE YEAR ENDED DECEMBER 31, 2011
PIONEER REAL PIONEER FUND ESTATE SHARES T. ROWE PRICE VCT PORTFOLIO VCT PORTFOLIO INTERNATIONAL CLASS II CLASS II STOCK PORTFOLIO ------------- ------------- --------------- INVESTMENT INCOME: Dividends $ 45,856 $ 183,901 $ 410,730 EXPENSES: Mortality and expense risk fees 49,558 104,932 362,969 Administrative expense fees 5,998 12,685 43,860 --------- --------- ----------- Total expenses 55,556 117,617 406,829 --------- --------- ----------- Net investment income (loss) (9,700) 66,284 3,901 --------- --------- ----------- REALIZED AND UNREALIZED GAIN (LOSS) ON INVESTMENTS: Capital gain distributions 234,902 -- -- Net realized gain (loss) from sales of investments 144,968 (247,565) 703,587 --------- --------- ----------- Net realized gain (loss) 379,870 (247,565) 703,587 Change in unrealized gain (loss) (580,513) 851,174 (4,712,548) --------- --------- ----------- Net realized and unrealized gain (loss) (200,643) 603,609 (4,008,961) --------- --------- ----------- Net increase (decrease) in net assets from operations $(210,343) $ 669,893 $(4,005,060) ========= ========= ===========
The accompanying notes are an integral part of these financial statements. SA-33 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS FOR THE YEARS ENDED DECEMBER 31,
ALLIANCEBERNSTEIN VPS ALLIANCEBERNSTEIN VPS ALLIANCEBERNSTEIN VPS GLOBAL THEMATIC GROWTH AND INCOME LARGE CAP GROWTH GROWTH PORTFOLIO PORTFOLIO PORTFOLIO CLASS B CLASS B CLASS A --------------------- ------------------------ ------------------------- 2011 2010 2011 2010 2011 2010 --------- ---------- ----------- ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (8,539) $ 7,261 $ (67,808) $ (354,565) $ (114,805) $ (107,086) Net realized gain (loss) 20,572 6,294 (1,023,226) (2,194,241) (186,509) (625,780) Change in unrealized gain (loss) (219,068) 125,332 2,195,519 5,122,293 (124,132) 1,631,101 --------- ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations (207,035) 138,887 1,104,485 2,573,487 (425,446) 898,235 --------- ---------- ----------- ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments -- -- 12,836 19,229 5,453 13,301 Withdrawals (134,293) (174,929) (2,998,377) (3,060,880) (1,324,457) (1,526,900) Contract benefits (21,330) (52,196) (1,234,092) (896,480) (593,161) (515,082) Contract charges (1,932) (2,366) (57,869) (62,719) (28,294) (31,928) Transfers (71,487) (12,203) (163,274) (1,468,276) (225,253) (621,539) Other transfers from (to) the General Account 1,001 (1) 158,562 66,885 97,768 28,849 --------- ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (228,041) (241,695) (4,282,214) (5,402,241) (2,067,944) (2,653,299) --------- ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets (435,076) (102,808) (3,177,729) (2,828,754) (2,493,390) (1,755,064) NET ASSETS: Beginning of year 986,482 1,089,290 24,909,408 27,738,162 11,735,338 13,490,402 --------- ---------- ----------- ----------- ----------- ----------- End of year $ 551,406 $ 986,482 $21,731,679 $24,909,408 $ 9,241,948 $11,735,338 ========= ========== =========== =========== =========== ===========
The accompanying notes are an integral part of these financial statements. SA-34 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
ALLIANCEBERNSTEIN VPS ALLIANCEBERNSTEIN VPS ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO SMALL/MID CAP VALUE PORTFOLIO VALUE PORTFOLIO CLASS B CLASS B CLASS B -------------------------- ----------------------------- ---------------------- 2011 2010 2011 2010 2011 2010 ----------- ----------- ----------- ----------- ---------- ---------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (58,976) $ (58,804) $ (56,004) $ (62,239) $ (3,474) $ 8,705 Net realized gain (loss) 191,745 167,070 133,773 (58,055) (179,400) (413,387) Change in unrealized gain (loss) (313,257) 270,094 (575,169) 1,224,891 99,061 644,130 ----------- ----------- ----------- ----------- ---------- ---------- Net increase (decrease) in net assets from operations (180,488) 378,360 (497,400) 1,104,597 (83,813) 239,448 ----------- ----------- ----------- ----------- ---------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments 4,474 3,120 2,163 3,183 1,644 2,446 Withdrawals (432,130) (722,938) (673,304) (1,035,138) (329,493) (608,238) Contract benefits (369,506) (321,782) (120,607) (105,920) (168,729) (97,711) Contract charges (10,683) (12,677) (10,019) (11,680) (4,025) (4,896) Transfers (90,911) (1,018,573) (55,917) 731,021 (144,257) 41,459 Other transfers from (to) the General Account 16,488 63,541 5,025 400 9 17,795 ----------- ----------- ----------- ----------- ---------- ---------- Net increase (decrease) in net assets from contract transactions (882,268) (2,009,309) (852,659) (418,134) (644,851) (649,145) ----------- ----------- ----------- ----------- ---------- ---------- Net increase (decrease) in net assets (1,062,756) (1,630,949) (1,350,059) 686,463 (728,664) (409,697) NET ASSETS: Beginning of year 5,072,679 6,703,628 5,515,189 4,828,726 2,426,883 2,836,580 ----------- ----------- ----------- ----------- ---------- ---------- End of year $ 4,009,923 $ 5,072,679 $ 4,165,130 $ 5,515,189 $1,698,219 $2,426,883 =========== =========== =========== =========== ========== ==========
The accompanying notes are an integral part of these financial statements. SA-35 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DWS CAPITAL GROWTH VIP DWS LARGE CAP VALUE VIP DWS SMALL CAP INDEX VIP CLASS A (a) CLASS A (a) CLASS A ---------------------- ----------------------- ----------------------- 2011 2010 2011 2010 2011 2010 ---------- ---- ---------- ---- ---------- ---------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (21,265) $-- $ (20,823) $-- $ (21,882) $ (23,232) Net realized gain (loss) (125,510) -- (24,075) -- (7,600) (169,628) Change in unrealized gain (loss) (208,415) -- (160,002) -- (265,384) 1,210,997 ---------- --- ---------- --- ---------- ---------- Net increase (decrease) in net assets from operations (355,190) -- (204,900) -- (294,866) 1,018,137 ---------- --- ---------- --- ---------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments 92 -- 89 -- 4,036 2,272 Withdrawals (430,100) -- (375,826) -- (745,752) (712,402) Contract benefits (229,466) -- (72,583) -- (146,317) (156,542) Contract charges (4,440) -- (3,936) -- (10,081) (10,633) Transfers 2,812,945 -- 2,723,766 -- 484,287 206,319 Other transfers from (to) the General Account (466) -- 349 -- 31,506 19,456 ---------- --- ---------- --- ---------- ---------- Net increase (decrease) in net assets from contract transactions 2,148,565 -- 2,271,859 -- (382,321) (651,530) ---------- --- ---------- --- ---------- ---------- Net increase (decrease) in net assets 1,793,375 -- 2,066,959 -- (677,187) 366,607 NET ASSETS: Beginning of year -- -- -- -- 4,996,804 4,630,197 ---------- --- ---------- --- ---------- ---------- End of year $1,793,375 $-- $2,066,959 $-- $4,319,617 $4,996,804 ========== === ========== === ========== ==========
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-36 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
DWS STRATEGIC VALUE VIP DWS TECHNOLOGY VIP EATON VANCE VT FLOATING-RATE CLASS A (a) CLASS A (a) INCOME FUND ----------------------- ------------------------ ---------------------------- 2011 2010 2011 2010 2011 2010 ----------- ---------- ----------- ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ 29,978 $ 18,504 $ (13,365) $ (38,309) $ 337,164 $ 461,950 Net realized gain (loss) (1,002,555) (456,858) 830,203 161,343 45,385 (48,883) Change in unrealized gain (loss) 1,192,045 706,270 (633,024) 260,384 (200,759) 703,021 ----------- ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations 219,468 267,916 183,814 383,418 181,790 1,116,088 ----------- ---------- ----------- ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 338 339 123 535 -- 8,309 Withdrawals (436,263) (413,210) (153,410) (352,998) (2,305,995) (2,729,047) Contract benefits (66,840) (26,855) (18,929) (80,905) (597,820) (336,374) Contract charges (2,474) (6,751) (2,822) (7,551) (28,389) (34,017) Transfers (2,497,389) (51,988) (2,860,418) (599,092) (2,381,368) 2,601,891 Other transfers from (to) the General Account 10,219 2,510 16,531 (2) 33,368 38,620 ----------- ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (2,992,409) (495,955) (3,018,925) (1,040,013) (5,280,204) (450,618) ----------- ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets (2,772,941) (228,039) (2,835,111) (656,595) (5,098,414) 665,470 NET ASSETS: Beginning of year 2,772,941 3,000,980 2,835,111 3,491,706 14,826,386 14,160,916 ----------- ---------- ----------- ----------- ----------- ----------- End of year $ -- $2,772,941 $ -- $ 2,835,111 $ 9,727,972 $14,826,386 =========== ========== =========== =========== =========== ===========
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-37 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
FIDELITY VIP CONTRAFUND(R) FIDELITY VIP CONTRAFUND(R) FIDELITY VIP EQUITY-INCOME PORTFOLIO PORTFOLIO PORTFOLIO INITIAL CLASS SERVICE CLASS 2 INITIAL CLASS -------------------------- -------------------------- -------------------------- 2011 2010 2011 2010 2011 2010 ----------- ----------- ----------- ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (118,629) $ (56,871) $ (33,761) $ (20,865) $ 400,562 $ 148,970 Net realized gain (loss) (131,572) (1,045,228) 22,967 (325,222) (1,502,155) (2,994,839) Change in unrealized gain (loss) (530,876) 4,756,557 (148,560) 1,109,487 1,022,387 8,665,445 ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations (781,077) 3,654,458 (159,354) 763,400 (79,206) 5,819,576 ----------- ----------- ----------- ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 13,980 18,798 147 940 26,930 68,439 Withdrawals (3,719,431) (3,087,744) (677,274) (987,921) (5,247,874) (5,193,348) Contract benefits (900,858) (1,103,427) (246,654) (435,730) (2,409,647) (2,201,609) Contract charges (43,412) (48,084) (17,262) (18,317) (63,156) (71,598) Transfers (1,359,060) (134,035) (539,592) 358,522 (887,219) (1,580,713) Other transfers from (to) the General Account 64,693 129,941 (175) (663) 182,964 137,343 ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (5,944,088) (4,224,551) (1,480,810) (1,083,169) (8,398,002) (8,841,486) ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets (6,725,165) (570,093) (1,640,164) (319,769) (8,477,208) (3,021,910) NET ASSETS: Beginning of year 26,676,007 27,246,100 5,931,592 6,251,361 46,880,425 49,902,335 ----------- ----------- ----------- ----------- ----------- ----------- End of year $19,950,842 $26,676,007 $ 4,291,428 $ 5,931,592 $38,403,217 $46,880,425 =========== =========== =========== =========== =========== ===========
The accompanying notes are an integral part of these financial statements. SA-38 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
FIDELITY VIP EQUITY-INCOME FIDELITY VIP GROWTH & INCOME FIDELITY VIP GROWTH & INCOME PORTFOLIO PORTFOLIO PORTFOLIO SERVICE CLASS 2 INITIAL CLASS SERVICE CLASS 2 -------------------------- ---------------------------- ---------------------------- 2011 2010 2011 2010 2011 2010 ----------- ----------- ---------- ---------- ---------- ---------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ 37,724 $ 7,255 $ 10,373 $ (30,357) $ (277) $ (8,051) Net realized gain (loss) (212,672) (462,977) (13,852) (130,185) 50,091 (449) Change in unrealized gain (loss) 154,483 1,190,130 15,386 674,614 (41,008) 135,635 ----------- ----------- ---------- ---------- ---------- ---------- Net increase (decrease) in net assets from operations (20,465) 734,408 11,907 514,072 8,806 127,135 ----------- ----------- ---------- ---------- ---------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments 1,034 2,288 1,545 1,551 2,200 -- Withdrawals (700,230) (707,503) (679,886) (501,605) (107,218) (123,629) Contract benefits (359,767) (260,534) (146,969) (75,475) (7,084) (61,197) Contract charges (19,145) (21,989) (8,969) (9,469) (2,918) (2,857) Transfers (210,406) (583,514) (76,855) 58,402 (342,505) 186,440 Other transfers from (to) the General Account 3,898 14,268 (685) (160) (1) (1) ----------- ----------- ---------- ---------- ---------- ---------- Net increase (decrease) in net assets from contract transactions (1,284,616) (1,556,984) (911,819) (526,756) (457,526) (1,244) ----------- ----------- ---------- ---------- ---------- ---------- Net increase (decrease) in net assets (1,305,081) (822,576) (899,912) (12,684) (448,720) 125,891 NET ASSETS: Beginning of year 5,719,856 6,542,432 4,468,855 4,481,539 1,197,220 1,071,329 ----------- ----------- ---------- ---------- ---------- ---------- End of year $ 4,414,775 $ 5,719,856 $3,568,943 $4,468,855 $ 748,500 $1,197,220 =========== =========== ========== ========== ========== ==========
The accompanying notes are an integral part of these financial statements. SA-39 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
FIDELITY VIP GROWTH FIDELITY VIP GROWTH FIDELITY VIP HIGH INCOME PORTFOLIO PORTFOLIO PORTFOLIO INITIAL CLASS SERVICE CLASS 2 INITIAL CLASS ------------------------ ---------------------- ------------------------ 2011 2010 2011 2010 2011 2010 ----------- ----------- ---------- ---------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (358,193) $ (384,342) $ (25,783) $ (29,918) $ 1,519,784 $ 1,972,103 Net realized gain (loss) (145,657) (1,535,527) 100,816 (24,810) (181,849) (580,003) Change in unrealized gain (loss) 343,845 8,802,845 (85,708) 500,796 (524,102) 2,368,015 ----------- ----------- ---------- ---------- ----------- ----------- Net increase (decrease) in net assets from operations (160,005) 6,882,976 (10,675) 446,068 813,833 3,760,115 ----------- ----------- ---------- ---------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 27,909 46,217 2,796 3,276 14,716 25,911 Withdrawals (3,816,489) (2,810,677) (310,946) (456,017) (3,848,189) (4,128,022) Contract benefits (2,302,454) (1,496,867) (82,885) (117,389) (1,156,803) (856,332) Contract charges (47,833) (50,302) (8,020) (8,297) (45,441) (51,100) Transfers (561,872) (1,194,439) (60,092) (57,645) (359,887) (1,171,723) Other transfers from (to) the General Account 146,408 116,357 226 (108) 131,595 53,838 ----------- ----------- ---------- ---------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (6,554,331) (5,389,711) (458,921) (636,180) (5,264,009) (6,127,428) ----------- ----------- ---------- ---------- ----------- ----------- Net increase (decrease) in net assets (6,714,336) 1,493,265 (469,596) (190,112) (4,450,176) (2,367,313) NET ASSETS: Beginning of year 36,208,255 34,714,990 2,244,170 2,434,282 32,685,070 35,052,383 ----------- ----------- ---------- ---------- ----------- ----------- End of year $29,493,919 $36,208,255 $1,774,574 $2,244,170 $28,234,894 $32,685,070 =========== =========== ========== ========== =========== ===========
The accompanying notes are an integral part of these financial statements. SA-40 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
FIDELITY VIP HIGH INCOME FIDELITY VIP MID CAP FIDELITY VIP MID CAP PORTFOLIO PORTFOLIO PORTFOLIO SERVICE CLASS 2 INITIAL CLASS SERVICE CLASS 2 ------------------------ ------------------------ ----------------------- 2011 2010 2011 2010 2011 2010 ---------- ----------- ----------- ----------- ----------- ---------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ 175,621 $ 238,397 $ (282,706) $ (266,234) $ (60,012) $ (61,246) Net realized gain (loss) 149,835 352,593 1,288,227 459,273 274,447 129,358 Change in unrealized gain (loss) (234,319) (119,959) (3,742,481) 5,869,756 (750,215) 1,107,970 ---------- ----------- ----------- ----------- ----------- ---------- Net increase (decrease) in net assets from operations 91,137 471,031 (2,736,960) 6,062,795 (535,780) 1,176,082 ---------- ----------- ----------- ----------- ----------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments 301 317 8,854 18,157 137 820 Withdrawals (639,271) (1,032,306) (3,512,594) (2,853,819) (694,780) (871,556) Contract benefits (175,356) (86,591) (728,896) (919,291) (215,564) (163,305) Contract charges (13,223) (14,571) (42,386) (46,549) (14,467) (15,971) Transfers 119,797 (1,252,761) (1,426,164) (347,964) (322,105) 57,324 Other transfers from (to) the General Account 613 12,262 85,209 129,631 (743) (1,680) ---------- ----------- ----------- ----------- ----------- ---------- Net increase (decrease) in net assets from contract transactions (707,139) (2,373,650) (5,615,977) (4,019,835) (1,247,522) (994,368) ---------- ----------- ----------- ----------- ----------- ---------- Net increase (decrease) in net assets (616,002) (1,902,619) (8,352,937) 2,042,960 (1,783,302) 181,714 NET ASSETS: Beginning of year 4,158,992 6,061,611 27,452,273 25,409,313 5,337,566 5,155,852 ---------- ----------- ----------- ----------- ----------- ---------- End of year $3,542,990 $ 4,158,992 $19,099,336 $27,452,273 $ 3,554,264 $5,337,566 ========== =========== =========== =========== =========== ==========
The accompanying notes are an integral part of these financial statements. SA-41 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
FIDELITY VIP VALUE STRATEGIES FT VIP FRANKLIN LARGE CAP GROWTH FT VIP FRANKLIN SMALL CAP PORTFOLIO SECURITIES FUND VALUE SECURITIES FUND SERVICE CLASS 2 CLASS 2 CLASS 2 ----------------------------- -------------------------------- ------------------------- 2011 2010 2011 2010 2011 2010 ----------- ---------- ---------- ---------- ----------- ---------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (22,901) $ (38,652) $ (14,061) $ (11,192) $ (38,770) $ (34,238) Net realized gain (loss) (28,153) (237,011) 29,308 (19,903) 238,606 (219,066) Change in unrealized gain (loss) (267,482) 974,563 (75,767) 199,276 (454,117) 1,485,871 ----------- ---------- ---------- ---------- ----------- ---------- Net increase (decrease) in net assets from operations (318,536) 698,900 (60,520) 168,181 (254,281) 1,232,567 ----------- ---------- ---------- ---------- ----------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments 823 723 2,500 -- 1,914 1,693 Withdrawals (368,801) (411,359) (314,052) (352,602) (1,024,573) (904,655) Contract benefits (20,412) (101,227) (19,907) (92,466) (154,192) (144,414) Contract charges (4,957) (5,728) (3,631) (4,170) (12,069) (13,972) Transfers (347,024) 303,266 (42,073) (91,366) (1,001,098) 1,021,445 Other transfers from (to) the General Account 8,180 (331) 6,218 (93) 4,501 7,324 ----------- ---------- ---------- ---------- ----------- ---------- Net increase (decrease) in net assets from contract transactions (732,191) (214,656) (370,945) (540,697) (2,185,517) (32,579) ----------- ---------- ---------- ---------- ----------- ---------- Net increase (decrease) in net assets (1,050,727) 484,244 (431,465) (372,516) (2,439,798) 1,199,988 NET ASSETS: Beginning of year 3,608,499 3,124,255 1,858,130 2,230,646 6,956,525 5,756,537 ----------- ---------- ---------- ---------- ----------- ---------- End of year $ 2,557,772 $3,608,499 $1,426,665 $1,858,130 $ 4,516,727 $6,956,525 =========== ========== ========== ========== =========== ==========
The accompanying notes are an integral part of these financial statements. SA-42 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
FT VIP FRANKLIN SMALL-MID CAP FT VIP MUTUAL SHARES FT VIP TEMPLETON FOREIGN GROWTH SECURITIES FUND SECURITIES FUND SECURITIES FUND CLASS 2 CLASS 2 CLASS 2 ----------------------------- ------------------------ ------------------------ 2011 2010 2011 2010 2011 2010 ----------- ----------- ----------- ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (122,232) $ (124,387) $ 173,029 $ 24,144 $ 28,061 $ 49,350 Net realized gain (loss) 493,193 105,189 62,820 (306,715) (80,204) (336,664) Change in unrealized gain (loss) (892,798) 2,066,307 (682,401) 2,259,854 (934,238) 822,811 ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations (521,837) 2,047,109 (446,552) 1,977,283 (986,381) 535,497 ----------- ----------- ----------- ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 6,563 5,805 7,270 10,190 6,251 2,350 Withdrawals (1,354,262) (1,082,643) (2,301,199) (3,205,140) (1,159,948) (1,343,837) Contract benefits (313,504) (270,690) (493,277) (903,168) (517,744) (523,999) Contract charges (20,458) (20,628) (39,066) (44,580) (17,248) (19,599) Transfers (81,914) (66,328) (407,835) (1,089,772) (114,786) (312,710) Other transfers from (to) the General Account 75,851 12,099 6,900 112,531 16,029 15,339 ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (1,687,724) (1,422,385) (3,227,207) (5,119,939) (1,787,446) (2,182,456) ----------- ----------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets (2,209,561) 624,724 (3,673,759) (3,142,656) (2,773,827) (1,646,959) NET ASSETS: Beginning of year 9,674,475 9,049,751 20,918,160 24,060,816 9,740,766 11,387,725 ----------- ----------- ----------- ----------- ----------- ----------- End of year $ 7,464,914 $ 9,674,475 $17,244,401 $20,918,160 $ 6,966,939 $ 9,740,766 =========== =========== =========== =========== =========== ===========
The accompanying notes are an integral part of these financial statements. SA-43 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
GOLDMAN SACHS VIT GOLDMAN SACHS VIT GOLDMAN SACHS VIT CORE FIXED INCOME FUND EQUITY INDEX FUND GOVERNMENT INCOME FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES -------------------------- ------------------------ ------------------------ 2011 2010 2011 2010 2011 2010 ------------ ------------ ----------- ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ 774,082 $ 1,361,319 $ 53,941 $ 67,139 $ (100,589) $ 99,350 Net realized gain (loss) 119,753 (292,848) 1,761,442 859,312 1,163,072 553,304 Change in unrealized gain (loss) 2,902,518 3,785,780 (1,584,752) 4,815,496 (61,136) 421,049 ------------ ------------ ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations 3,796,353 4,854,251 230,631 5,741,947 1,001,347 1,073,703 ------------ ------------ ----------- ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 85,390 45,361 31,719 40,184 7,904 17,310 Withdrawals (9,836,223) (12,959,667) (4,327,664) (5,859,441) (3,862,320) (4,683,561) Contract benefits (7,185,824) (3,817,330) (3,732,829) (2,287,570) (1,865,410) (700,248) Contract charges (135,197) (158,770) (64,305) (72,909) (46,343) (62,399) Transfers (62,526) 3,009,888 (850,287) (1,908,782) (1,934,389) 305,406 Other transfers from (to) the General Account 489,249 265,921 304,279 143,609 344,436 3,724 ------------ ------------ ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (16,645,131) (13,614,597) (8,639,087) (9,944,909) (7,356,122) (5,119,768) ------------ ------------ ----------- ----------- ----------- ----------- Net increase (decrease) in net assets (12,848,778) (8,760,346) (8,408,456) (4,202,962) (6,354,775) (4,046,065) NET ASSETS: Beginning of year 77,533,229 86,293,575 47,849,325 52,052,287 24,525,098 28,571,163 ------------ ------------ ----------- ----------- ----------- ----------- End of year $ 64,684,451 $ 77,533,229 $39,440,869 $47,849,325 $18,170,323 $24,525,098 ============ ============ =========== =========== =========== ===========
The accompanying notes are an integral part of these financial statements. SA-44 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
GOLDMAN SACHS VIT GOLDMAN SACHS VIT GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND MID CAP VALUE FUND MONEY MARKET FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES ------------------------- ------------------------ -------------------------- 2011 2010 2011 2010 2011 2010 ----------- ----------- ----------- ----------- ------------ ------------ INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (480,006) $ (526,079) $ (243,233) $ (287,063) $ (675,181) $ (828,941) Net realized gain (loss) (260,246) (2,194,069) (665,010) (2,156,730) -- -- Change in unrealized gain (loss) (1,021,905) 8,728,008 (1,040,090) 8,426,766 -- -- ----------- ----------- ----------- ----------- ------------ ------------ Net increase (decrease) in net assets from operations (1,762,157) 6,007,860 (1,948,333) 5,982,973 (675,181) (828,941) ----------- ----------- ----------- ----------- ------------ ------------ FROM CONTRACT TRANSACTIONS: Net purchase payments 25,866 35,694 29,557 27,917 30,381 32,535 Withdrawals (3,393,569) (3,972,526) (3,369,342) (3,399,892) (14,843,842) (19,606,176) Contract benefits (2,206,294) (1,502,140) (1,381,126) (1,181,306) (3,687,773) (4,358,909) Contract charges (44,459) (52,208) (46,492) (51,119) (99,698) (123,112) Transfers (1,550,986) (2,706,415) (799,911) (1,502,163) 4,988,471 10,670,247 Other transfers from (to) the General Account 383,240 172,897 103,505 46,536 4,047,056 3,271,442 ----------- ----------- ----------- ----------- ------------ ------------ Net increase (decrease) in net assets from contract transactions (6,786,202) (8,024,698) (5,463,809) (6,060,027) (9,565,405) (10,113,973) ----------- ----------- ----------- ----------- ------------ ------------ Net increase (decrease) in net assets (8,548,359) (2,016,838) (7,412,142) (77,054) (10,240,586) (10,942,914) NET ASSETS: Beginning of year 38,041,294 40,058,132 30,372,189 30,449,243 53,789,616 64,732,530 ----------- ----------- ----------- ----------- ------------ ------------ End of year $29,492,935 $38,041,294 $22,960,047 $30,372,189 $ 43,549,030 $ 53,789,616 =========== =========== =========== =========== ============ ============
The accompanying notes are an integral part of these financial statements. SA-45 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
GOLDMAN SACHS VIT GOLDMAN SACHS VIT STRATEGIC GOLDMAN SACHS VIT STRATEGIC GROWTH FUND INTERNATIONAL EQUITY FUND STRUCTURED U.S. EQUITY FUND SERVICE SHARES SERVICE SHARES SERVICE SHARES ------------------------- --------------------------- --------------------------- 2011 2010 2011 2010 2011 2010 ------------ ----------- ----------- ----------- ---------- ---------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (677,191) $ (745,928) $ 438,576 $ (65,401) $ 3,325 $ (3,956) Net realized gain (loss) 1,122,465 518,007 (357,665) (1,042,176) (4,610) (120,320) Change in unrealized gain (loss) (2,814,998) 5,265,831 (4,762,553) 3,636,752 49,000 272,807 ------------ ----------- ----------- ----------- ---------- ---------- Net increase (decrease) in net assets from operations (2,369,724) 5,037,910 (4,681,642) 2,529,175 47,715 148,531 ------------ ----------- ----------- ----------- ---------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments 56,656 105,314 40,638 49,278 3,073 7,433 Withdrawals (4,600,719) (5,737,548) (3,359,832) (3,500,030) (242,533) (131,808) Contract benefits (2,943,288) (2,612,224) (1,456,058) (1,498,238) (22,746) (69,739) Contract charges (71,899) (81,932) (48,345) (57,032) (2,593) (3,179) Transfers (1,071,007) (1,842,424) (32,017) (1,316,930) 199,971 (481,172) Other transfers from (to) the General Account 186,778 238,455 153,070 131,088 (22) 2,991 ------------ ----------- ----------- ----------- ---------- ---------- Net increase (decrease) in net assets from contract transactions (8,443,479) (9,930,359) (4,702,544) (6,191,864) (64,850) (675,474) ------------ ----------- ----------- ----------- ---------- ---------- Net increase (decrease) in net assets (10,813,203) (4,892,449) (9,384,186) (3,662,689) (17,135) (526,943) NET ASSETS: Beginning of year 61,361,587 66,254,036 33,016,306 36,678,995 1,373,188 1,900,131 ------------ ----------- ----------- ----------- ---------- ---------- End of year $ 50,548,384 $61,361,587 $23,632,120 $33,016,306 $1,356,053 $1,373,188 ============ =========== =========== =========== ========== ==========
The accompanying notes are an integral part of these financial statements. SA-46 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
INVESCO V.I. INVESCO V.I. INVESCO V.I. BASIC VALUE FUND CAPITAL APPRECIATION FUND CAPITAL DEVELOPMENT FUND SERIES II SHARES SERIES I SHARES SERIES I SHARES (a) ---------------------- ------------------------- ------------------------ 2011 2010 2011 2010 2011 2010 ---------- ---------- ----------- ----------- ---------- ---- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (22,472) $ (35,716) $ (44,865) $ (26,986) $ (14,237) $-- Net realized gain (loss) (236,124) (498,563) 101,948 6,990 (60,523) -- Change in unrealized gain (loss) 136,396 678,868 (361,495) 519,571 (262,289) -- ---------- ---------- ----------- ----------- ---------- --- Net increase (decrease) in net assets from operations (122,200) 144,589 (304,412) 499,575 (337,049) -- ---------- ---------- ----------- ----------- ---------- --- FROM CONTRACT TRANSACTIONS: Net purchase payments 5,855 8,242 2,485 6,824 80 -- Withdrawals (405,870) (456,553) (483,317) (554,543) (168,714) -- Contract benefits (40,998) (176,899) (109,621) (116,872) (4,464) -- Contract charges (6,967) (8,361) (9,304) (10,369) (2,582) -- Transfers (198,718) (9,160) (150,217) (248,744) 1,833,453 -- Other transfers from (to) the General Account 625 22,510 (11) 6,428 (1,455) -- ---------- ---------- ----------- ----------- ---------- --- Net increase (decrease) in net assets from contract transactions (646,073) (620,221) (749,985) (917,276) 1,656,318 -- ---------- ---------- ----------- ----------- ---------- --- Net increase (decrease) in net assets (768,273) (475,632) (1,054,397) (417,701) 1,319,269 -- NET ASSETS: Beginning of year 3,120,196 3,595,828 4,018,330 4,436,031 -- -- ---------- ---------- ----------- ----------- ---------- --- End of year $2,351,923 $3,120,196 $ 2,963,933 $ 4,018,330 $1,319,269 $-- ========== ========== =========== =========== ========== ===
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-47 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
INVESCO V.I. INVESCO V.I. INVESCO V.I. CAPITAL DEVELOPMENT FUND CORE EQUITY FUND DYNAMICS FUND SERIES II SHARES SERIES I SHARES SERIES I SHARES (a) ------------------------ ------------------------ ----------------------- 2011 2010 2011 2010 2011 2010 --------- -------- ----------- ----------- ----------- ---------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (9,559) $ (9,520) $ (32,604) $ (35,907) $ (8,678) $ (24,220) Net realized gain (loss) (10,192) (36,292) 323,499 107,387 732,469 72,940 Change in unrealized gain (loss) (34,791) 155,334 (353,152) 443,129 (517,139) 289,609 --------- -------- ----------- ----------- ----------- ---------- Net increase (decrease) in net assets from operations (54,542) 109,522 (62,257) 514,609 206,652 338,329 --------- -------- ----------- ----------- ----------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments 246 191 2,821 6,089 176 308 Withdrawals (75,896) (39,352) (911,641) (986,929) (80,456) (183,718) Contract benefits (4,346) (10,134) (590,327) (256,729) (1,075) (38,869) Contract charges (1,948) (2,085) (16,133) (20,419) (1,639) (4,552) Transfers 8,735 (1,691) (210,045) (421,535) (1,983,450) 82,917 Other transfers from (to) the General Account 25 -- 23,342 22,091 1 (103) --------- -------- ----------- ----------- ----------- ---------- Net increase (decrease) in net assets from contract transactions (73,184) (53,071) (1,701,983) (1,657,432) (2,066,443) (144,017) --------- -------- ----------- ----------- ----------- ---------- Net increase (decrease) in net assets (127,726) 56,451 (1,764,240) (1,142,823) (1,859,791) 194,312 NET ASSETS: Beginning of year 708,163 651,712 7,227,604 8,370,427 1,859,791 1,665,479 --------- -------- ----------- ----------- ----------- ---------- End of year $ 580,437 $708,163 $ 5,463,364 $ 7,227,604 $ -- $1,859,791 ========= ======== =========== =========== =========== ==========
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-48 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
INVESCO V.I. INVESCO V.I. INVESCO VAN KAMPEN V.I. GLOBAL HEALTH CARE FUND LARGE CAP GROWTH FUND CAPITAL GROWTH FUND SERIES I SHARES SERIES I SHARES (a) SERIES I SHARES (a) ----------------------- ----------------------- ----------------------- 2011 2010 2011 2010 2011 2010 ---------- ---------- ----------- ---------- ---------- ---- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (59,335) $ (48,801) $ (15,951) $ (49,487) $ (42,719) $-- Net realized gain (loss) 89,235 (21,044) 1,356,911 71,009 (119,601) -- Change in unrealized gain (loss) 80,953 192,164 (873,813) 773,833 (585,201) -- ---------- ---------- ----------- ---------- ---------- --- Net increase (decrease) in net assets from operations 110,853 122,319 467,147 795,355 (747,521) -- ---------- ---------- ----------- ---------- ---------- --- FROM CONTRACT TRANSACTIONS: Net purchase payments 3,662 5,709 1,669 8,571 1,525 -- Withdrawals (377,824) (381,826) (225,034) (586,275) (651,941) -- Contract benefits (257,746) (137,956) (64,217) (169,282) (270,160) -- Contract charges (11,049) (9,549) (4,609) (12,871) (7,554) -- Transfers 342,722 889,913 (5,861,316) 119,687 5,567,104 -- Other transfers from (to) the General Account 32,784 (6) (38) 766 22,413 -- ---------- ---------- ----------- ---------- ---------- --- Net increase (decrease) in net assets from contract transactions (267,451) 366,285 (6,153,545) (639,404) 4,661,387 -- ---------- ---------- ----------- ---------- ---------- --- Net increase (decrease) in net assets (156,598) 488,604 (5,686,398) 155,951 3,913,866 -- NET ASSETS: Beginning of year 4,164,992 3,676,388 5,686,398 5,530,447 -- -- ---------- ---------- ----------- ---------- ---------- --- End of year $4,008,394 $4,164,992 $ -- $5,686,398 $3,913,866 $-- ========== ========== =========== ========== ========== ===
(a) Merger. See Note 1. The accompanying notes are an integral part of these financial statements. SA-49 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
JANUS ASPEN JANUS ASPEN JANUS ASPEN ENTERPRISE PORTFOLIO JANUS PORTFOLIO OVERSEAS PORTFOLIO SERVICE SHARES SERVICE SHARES SERVICE SHARES ----------------------- ------------------------ ------------------------- 2011 2010 2011 2010 2011 2010 ----------- ---------- ----------- ----------- ------------ ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (40,364) $ (43,498) $ (68,162) $ (86,315) $ (165,817) $ (172,375) Net realized gain (loss) 295,394 63,203 323,348 197,453 1,046,528 1,121,445 Change in unrealized gain (loss) (317,441) 628,550 (706,338) 845,383 (6,918,108) 3,052,083 ----------- ---------- ----------- ----------- ------------ ----------- Net increase (decrease) in net assets from operations (62,411) 648,255 (451,152) 956,521 (6,037,397) 4,001,153 ----------- ---------- ----------- ----------- ------------ ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 262 262 3,665 6,474 5,686 7,001 Withdrawals (667,169) (545,463) (1,020,303) (1,255,395) (2,168,539) (2,899,440) Contract benefits (112,687) (67,722) (305,824) (207,650) (380,541) (509,851) Contract charges (7,167) (8,010) (18,221) (21,722) (32,706) (39,006) Transfers (234,863) 148,671 (475,864) (288,029) (1,535,739) 27,447 Other transfers from (to) the General Account 12,463 (77) 23,482 5,006 1,072 121,954 ----------- ---------- ----------- ----------- ------------ ----------- Net increase (decrease) in net assets from contract transactions (1,009,161) (472,339) (1,793,065) (1,761,316) (4,110,767) (3,291,895) ----------- ---------- ----------- ----------- ------------ ----------- Net increase (decrease) in net assets (1,071,572) 175,916 (2,244,217) (804,795) (10,148,164) 709,258 NET ASSETS: Beginning of year 3,445,776 3,269,860 8,201,710 9,006,505 20,738,046 20,028,788 ----------- ---------- ----------- ----------- ------------ ----------- End of year $ 2,374,204 $3,445,776 $ 5,957,493 $ 8,201,710 $ 10,589,882 $20,738,046 =========== ========== =========== =========== ============ ===========
The accompanying notes are an integral part of these financial statements. SA-50 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
MFS(R) MFS(R) MFS(R) MID CAP GROWTH SERIES NEW DISCOVERY SERIES TOTAL RETURN SERIES SERVICE CLASS SERVICE CLASS SERVICE CLASS ---------------------- ---------------------- ------------------------ 2011 2010 2011 2010 2011 2010 ---------- ---------- ---------- ---------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (27,421) $ (27,102) $ (47,525) $ (35,475) $ 106,356 $ 153,111 Net realized gain (loss) 7,831 (97,545) 640,777 173,570 144,131 (129,962) Change in unrealized gain (loss) (105,507) 575,512 (983,927) 675,619 (182,423) 953,782 ---------- ---------- ---------- ---------- ----------- ----------- Net increase (decrease) in net assets from operations (125,097) 450,865 (390,675) 813,714 68,064 976,931 ---------- ---------- ---------- ---------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments -- -- 165 157 8,497 6,049 Withdrawals (362,706) (277,965) (320,629) (322,597) (1,636,493) (2,093,237) Contract benefits (26,359) (82,169) (29,828) (59,635) (1,015,381) (502,811) Contract charges (4,545) (4,663) (8,346) (6,072) (26,522) (26,357) Transfers (232,800) 688,605 (116,285) 840,716 (653,755) 1,081,628 Other transfers from (to) the General Account 3,953 2,405 6,064 107,208 2,496 6,788 ---------- ---------- ---------- ---------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (622,457) 326,213 (468,859) 559,777 (3,321,158) (1,527,940) ---------- ---------- ---------- ---------- ----------- ----------- Net increase (decrease) in net assets (747,554) 777,078 (859,534) 1,373,491 (3,253,094) (551,009) NET ASSETS: Beginning of year 2,281,926 1,504,848 3,433,727 2,060,236 13,571,982 14,122,991 ---------- ---------- ---------- ---------- ----------- ----------- End of year $1,534,372 $2,281,926 $2,574,193 $3,433,727 $10,318,888 $13,571,982 ========== ========== ========== ========== =========== ===========
The accompanying notes are an integral part of these financial statements. SA-51 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
MFS(R) OPPENHEIMER BALANCED OPPENHEIMER CAPITAL APPRECIATION UTILITIES SERIES FUND/VA FUND/VA SERVICE CLASS SERVICE SHARES SERVICE SHARES ----------------------- ---------------------- -------------------------------- 2011 2010 2011 2010 2011 2010 ---------- ----------- ---------- ---------- ---------- ---------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ 90,303 $ 105,056 $ 14,174 $ (5,483) $ (30,327) $ (40,362) Net realized gain (loss) 141,474 (152,864) (116,591) (316,135) 138,102 23,830 Change in unrealized gain (loss) 76,447 696,231 80,240 547,454 (141,323) 206,661 ---------- ----------- ---------- ---------- ---------- ---------- Net increase (decrease) in net assets from operations 308,224 648,423 (22,177) 225,836 (33,548) 190,129 ---------- ----------- ---------- ---------- ---------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments 4,157 2,829 15 2,737 284 362 Withdrawals (857,769) (831,584) (222,653) (424,027) (332,537) (384,121) Contract benefits (164,776) (280,328) (73,111) (63,381) (340,016) (125,125) Contract charges (10,774) (11,822) (3,765) (3,974) (4,869) (5,643) Transfers 114,239 (263,473) 263,636 61,044 (245,238) (113,131) Other transfers from (to) the General Account 41,015 18,746 (580) 1 (128) (178) ---------- ----------- ---------- ---------- ---------- ---------- Net increase (decrease) in net assets from contract transactions (873,908) (1,365,632) (36,458) (427,600) (922,504) (627,836) ---------- ----------- ---------- ---------- ---------- ---------- Net increase (decrease) in net assets (565,684) (717,209) (58,635) (201,764) (956,052) (437,707) NET ASSETS: Beginning of year 6,255,951 6,973,160 2,273,772 2,475,536 2,882,651 3,320,358 ---------- ----------- ---------- ---------- ---------- ---------- End of year $5,690,267 $ 6,255,951 $2,215,137 $2,273,772 $1,926,599 $2,882,651 ========== =========== ========== ========== ========== ==========
The accompanying notes are an integral part of these financial statements. SA-52 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
OPPENHEIMER GLOBAL SECURITIES OPPENHEIMER HIGH INCOME OPPENHEIMER MAIN STREET FUND/VA FUND/VA FUND(R)/VA SERVICE SHARES SERVICE SHARES SERVICE SHARES ----------------------------- ------------------------ ----------------------- 2011 2010 2011 2010 2011 2010 ----------- ----------- ---------- ----------- ---------- ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (28,407) $ (15,453) $ 152,081 $ 99,386 $ (11,810) $ (7,485) Net realized gain (loss) 153,773 (45,209) (644,592) (1,662,060) 55,932 3,894 Change in unrealized gain (loss) (1,016,526) 1,295,474 435,900 1,816,945 (81,582) 218,179 ----------- ----------- ---------- ----------- ---------- ---------- Net increase (decrease) in net assets from operations (891,160) 1,234,812 (56,611) 254,271 (37,460) 214,588 ----------- ----------- ---------- ----------- ---------- ---------- FROM CONTRACT TRANSACTIONS: Net purchase payments 7,068 12,076 649 688 504 504 Withdrawals (1,145,405) (1,489,046) (755,762) (453,136) (342,532) (294,906) Contract benefits (347,492) (513,662) (74,208) (43,125) (132,643) (120,189) Contract charges (17,115) (17,792) (4,613) (4,654) (3,320) (3,853) Transfers (28,796) 450,754 492,342 (155,206) 45,265 (18,865) Other transfers from (to) the General Account 18,621 2,636 (68) (167) (130) 654 ----------- ----------- ---------- ----------- ---------- ---------- Net increase (decrease) in net assets from contract transactions (1,513,119) (1,555,034) (341,660) (655,600) (432,856) (436,655) ----------- ----------- ---------- ----------- ---------- ---------- Net increase (decrease) in net assets (2,404,279) (320,222) (398,271) (401,329) (470,316) (222,067) NET ASSETS: Beginning of year 9,788,859 10,109,081 2,102,157 2,503,486 1,732,228 1,954,295 ----------- ----------- ---------- ----------- ---------- ---------- End of year $ 7,384,580 $ 9,788,859 $1,703,886 $ 2,102,157 $1,261,912 $1,732,228 =========== =========== ========== =========== ========== ==========
The accompanying notes are an integral part of these financial statements. SA-53 COMMONWEALTH SELECT SEPARATE ACCOUNT STATEMENTS OF CHANGES IN NET ASSETS (CONTINUED) FOR THE YEARS ENDED DECEMBER 31,
PIONEER FUND PIONEER REAL ESTATE T. ROWE PRICE VCT PORTFOLIO SHARES VCT PORTFOLIO INTERNATIONAL STOCK CLASS II CLASS II PORTFOLIO ----------------------- ------------------------ ------------------------ 2011 2010 2011 2010 2011 2010 ----------- ---------- ----------- ----------- ----------- ----------- INCREASE (DECREASE) IN NET ASSETS FROM OPERATIONS: Net investment income (loss) $ (9,700) $ (13,088) $ 66,284 $ 87,881 $ 3,901 $ (175,758) Net realized gain (loss) 379,870 62,973 (247,565) (814,097) 703,587 361,628 Change in unrealized gain (loss) (580,513) 548,024 851,174 2,819,834 (4,712,548) 3,678,900 ----------- ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from operations (210,343) 597,909 669,893 2,093,618 (4,005,060) 3,864,770 ----------- ---------- ----------- ----------- ----------- ----------- FROM CONTRACT TRANSACTIONS: Net purchase payments 692 339 6,807 9,776 31,163 49,232 Withdrawals (581,449) (718,822) (1,388,740) (1,108,425) (3,598,314) (3,976,040) Contract benefits (393,717) (131,347) (375,681) (224,406) (1,503,748) (1,202,164) Contract charges (9,877) (10,494) (17,529) (19,568) (59,838) (68,790) Transfers (349,112) 211,515 243,886 (588,401) (835,843) (1,549,423) Other transfers from (to) the General Account 13,747 (12) 5,495 68,000 98,446 204,922 ----------- ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets from contract transactions (1,319,716) (648,821) (1,525,762) (1,863,024) (5,868,134) (6,542,263) ----------- ---------- ----------- ----------- ----------- ----------- Net increase (decrease) in net assets (1,530,059) (50,912) (855,869) 230,594 (9,873,194) (2,677,493) NET ASSETS: Beginning of year 4,642,546 4,693,458 8,815,017 8,584,423 33,312,573 35,990,066 ----------- ---------- ----------- ----------- ----------- ----------- End of year $ 3,112,487 $4,642,546 $ 7,959,148 $ 8,815,017 $23,439,379 $33,312,573 =========== ========== =========== =========== =========== ===========
The accompanying notes are an integral part of these financial statements. SA-54 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS NOTE 1 - ORGANIZATION Commonwealth Select Separate Account (the "Separate Account"), which funds the Commonwealth Select Acclaim, Commonwealth Select Charter, Commonwealth Select Resource, Commonwealth Select Resource II, Commonwealth Select Reward and the Commonwealth Select Optim-L annuity contracts, is a separate investment account of Commonwealth Annuity and Life Insurance Company ("Commonwealth Annuity"), established on March 5, 1992, for the purpose of separating from the general assets of Commonwealth Annuity those assets used to fund the variable portion of certain variable annuity contracts (the "Contracts") issued by Commonwealth Annuity. Commonwealth Annuity is the Sponsor of the Separate Account. Commonwealth Annuity is a wholly-owned subsidiary of The Goldman Sachs Group, Inc. ("Goldman Sachs"). Commonwealth Annuity is subject to the laws of the state of Massachusetts governing insurance companies and to regulation by the Commissioner of Insurance of Massachusetts. In addition, Commonwealth Annuity is subject to the insurance laws and regulations of other states and jurisdictions in which it is licensed to operate. Under applicable insurance law, the assets and liabilities of the Separate Account are clearly identified and distinguished from the other assets and liabilities of Commonwealth Annuity. The Separate Account cannot be charged with liabilities arising out of any other business of Commonwealth Annuity. Commonwealth Annuity's General Account is subject to the claims of creditors. The Separate Account is registered with the Securities and Exchange Commission ("SEC") as a unit investment trust under the Investment Company Act of 1940, as amended (the "1940 Act"). Such registration does not involve the supervision or management of investment practices or policies of the Separate Account or Commonwealth Annuity by the SEC. Fifty-nine Sub-Accounts are currently offered by the Separate Account, all of which had activity during the year. Each Sub-Account invests exclusively in one of the Funds ("Underlying Funds") that are part of the following fund groups: FUND GROUPS Aim Variable Insurance Funds (Invesco Variable Insurance Funds) AllianceBernstein Variable Products Series Fund, Inc. DWS Variable Series I DWS Variable Series II Eaton Vance Variable Trust Fidelity Variable Insurance Products Funds Franklin Templeton Variable Insurance Products Trust Goldman Sachs Variable Insurance Trust Janus Aspen Series MFS(R) Variable Insurance Trust(SM) Oppenheimer Variable Account Funds Pioneer Variable Contracts Trust T. Rowe Price International Series, Inc. The fund groups listed above are open-end, diversified management investment companies registered under the 1940 Act. SA-55 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 1 - ORGANIZATION (CONTINUED) The following Underlying Funds were merged as indicated:
DATE SURVIVING FUND CLOSED FUND -------------- ----------------------------------------------------------- -------------------------------------------------- April 29, 2011 DWS Capital Growth VIP Class A DWS Technology VIP Class A April 29, 2011 DWS Large Cap Value VIP Class A DWS Strategic Value VIP Class A April 29, 2011 Invesco V.I. Capital Development Fund Series I Shares Invesco V.I. Dynamics Fund Series I Shares April 29, 2011 Invesco Van Kampen V.I. Capital Growth Fund Series I Shares Invesco V.I. Large Cap Growth Fund Series I Shares
From time to time Commonwealth Annuity reviews its product offerings, particularly with regard to the utilization of its Sub-Account offerings, and determines if it is necessary to discontinue certain Sub-Accounts. The following Sub-Account is closed to new payment allocations and transfers: CLOSED SUB-ACCOUNT Eaton Vance VT Floating-Rate Income Fund NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The following is a summary of significant accounting policies followed by the Separate Account in the preparation of its financial statements. ESTIMATES - The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates at the date of the financial statements. Actual results could differ from those estimates. INVESTMENTS - Investment transactions are recorded as of the trade date. Investments held by the Sub-Accounts are recorded at fair value based on the stated net asset value per share of the Underlying Funds. The change in the difference between cost and fair value is reflected in unrealized gain (loss) in the statements of operations. Realized investment gains and losses are determined using the average cost method. Dividend income and capital gain distributions are recorded on the ex-distribution date and are reinvested in additional shares of the Underlying Funds at net asset value. Investment income receivable represents dividends receivable by, but not yet reinvested in, the Underlying Funds. FINANCIAL INSTRUMENTS - FASB ASC Topic 820 "Fair Value Measurements and Disclosures" clarifies that fair value is an exit price, representing the amount that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants. Under FASB ASC Topic 820, fair value measurements do not include transaction costs. FASB ASC Topic 820 establishes a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (level 1 measurements) and the lowest priority to unobservable inputs (level 3 measurements). SA-56 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) The three levels of the fair value hierarchy under FASB ASC Topic 820 are described below: Basis of Fair Value Measurement Level 1 Unadjusted quoted prices in active markets that are accessible at the measurement date for identical, unrestricted assets or liabilities; Level 2 Quoted prices in markets that are not active or financial instruments for which all significant inputs are observable, either directly or indirectly; Level 3 Prices or valuations that require inputs that are both significant to the fair value measurement and unobservable. A financial instrument's level within the fair value hierarchy is based on the lowest level of any input that is significant to the fair value measurement. The open-ended mutual funds in the Separate Account produce a daily NAV that is validated with a sufficient level of observable activity to support classification of the fair value measurement as level 1. RECEIVABLE FROM AND PAYABLE TO COMMONWEALTH ANNUITY - These represent transactions not settled with the general account. ANNUITIZED CONTRACTS - Net assets allocated to contracts in the payout phase ("Payout Reserves") involving life contingencies are computed according to either the 1983A or Annuity 2000 mortality tables. Depending on the product the assumed investment return can be 3.0, 3.5, 5.0, or 7.0 percent. The mortality risk is fully borne by Commonwealth Annuity and may result in greater amounts being transferred into the Separate Account by Commonwealth Annuity to cover greater than expected longevity of annuitants. Conversely, if amounts allocated exceed amounts required, transfers may be made to Commonwealth Annuity. STATEMENTS OF CHANGES IN NET ASSETS - Contract Owners may allocate their Contract Values to variable investment options in the Separate Account, the Fixed Account and the Guaranteed Period Account ("GPA"). The Fixed Account is a part of Commonwealth Annuity's General Account that guarantees principal and a fixed minimum interest rate. The GPA is included in Separate Account GPA, a non-registered Separate Account offered by Commonwealth Annuity, which offers fixed rates of interest for specified periods. Net Purchase Payments represent payments under the Contracts (excluding amounts allocated to the Fixed and GPA) reduced by applicable deductions, charges, and state premium taxes. Withdrawals are payments to Contract Owners and beneficiaries made under the terms of the Contracts and amounts that Contract Owners have requested to be withdrawn and paid to them. Contract Charges are deductions from Contract Values for optional rider benefits and annual contract fees. Contract benefits are payments made to Contract Owners and beneficiaries under the terms of the Contracts. Transfers are amounts that Contract Owners have directed to be moved among variable Sub-Accounts and the GPA. Other transfers from (to) the General Account include certain transfers from and to contracts in the annuitization phase, reserve adjustments, and withdrawal charges. FEDERAL INCOME TAXES - The operations of the Separate Account are included in the federal income tax return of Commonwealth Annuity, which is taxed as a life insurance company under Subchapter L of the Internal Revenue Code ("IRC"). Under the current provisions of the IRC, Commonwealth Annuity does not expect to incur federal income taxes on the earnings or realized capital gains attributable to the Separate Account. Based on this, no Federal income tax provision is required. Commonwealth Annuity will review periodically the status of this policy in the event of changes in the tax law. A charge may be made in future years for any federal income taxes that would be attributable to the Contracts. The Separate Account did not record any changes in and had no SA-57 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) recorded liabilities for uncertain tax benefits or related interest and penalties as of and for the year ended December 31, 2011. DIVERSIFICATION REQUIREMENT - Under the provisions of Section 817(h) of the IRC, a variable annuity contract will not be treated as an annuity contract for federal income tax purposes for any period for which the investments of the segregated asset account on which the contract is based are not adequately diversified. The IRC provides that the "adequately diversified" requirement may be met if the underlying investments satisfy either a statutory safe harbor test or diversification requirements set forth in regulations issued by the Secretary of the Treasury. The Internal Revenue Service has issued regulations under Section 817(h) of the IRC. Commonwealth Annuity believes that the Separate Account satisfies the current requirements of the regulations, and it intends that it will continue to meet such requirements. NOTE 3 - EXPENSES AND RELATED PARTY TRANSACTIONS Commonwealth Annuity assesses a charge to compensate for certain mortality and expense risks it has assumed. If the charge for mortality and expense risks is not sufficient to cover actual mortality experience and expenses, Commonwealth Annuity will absorb the losses. If costs are less than the amounts charged, the difference will be a profit to Commonwealth Annuity. Commonwealth Annuity also assesses an administrative charge. Both of these charges are imposed during the accumulation phase and the annuity payout phase. A contract fee may be deducted during the accumulation phase and upon full surrender of the Contract, if the accumulated value is below certain levels. This fee is currently waived for certain types of contracts, and, where permitted by law, for contracts whose owner or annuitant has certain affiliations with Commonwealth Annuity, or has certain family members with such an affiliation. When contract value has been allocated to more than one investment option, contract deductions are made from each on a pro-rata basis. Subject to state availability, Commonwealth Annuity offers a number of optional riders. A separate charge is made for each rider. Fees and charges may be deducted daily, monthly, or annually. They may be deducted from the net assets of each sub-account (Unit Fair Value deductions) or deducted from individual contracts (Contract deductions). Current fees and charges are summarized in the table below. For more detailed information about fees and charges, refer to the product prospectuses. SA-58 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 3 - EXPENSES AND RELATED PARTY TRANSACTIONS (CONTINUED)
COMMONWEALTH SELECT RESOURCE & COMMONWEALTH COMMONWEALTH COMMONWEALTH SELECT COMMONWEALTH COMMONWEALTH SELECT ACCLAIM SELECT CHARTER RESOURCE II SELECT REWARD SELECT OPTIM-L ------------------ ------------------ ------------------- ------------------ ------------------ Mortality and Expense Risk Frequency Daily Daily Daily Daily Daily Deduction Method Unit Fair Value Unit Fair Value Unit Fair Value Unit Fair Value Unit Fair Value Rate (Annual) 1.20% 1.25% 1.25% 1.25% 1.60% Administrative Expense Frequency Daily Daily Daily Daily Daily Deduction Method Unit Fair Value Unit Fair Value Unit Fair Value Unit Fair Value Unit Fair Value Rate (Annual) 0.15% 0.15% 0.15% 0.15% 0.15% Optional Rider Fees Frequency Monthly Monthly Monthly Monthly Monthly Deduction Method Contract Contract Contract Contract Contract Rate (Annual) 0.15%-0.70% 0.15%-0.50% 0.15%-0.50% 0.20%-1.05% 0.25%-0.70% Contract Fee Frequency Annually, and upon Annually, and upon Annually, and upon Annually, and upon Annually, and upon full surrender of full surrender of full surrender of full surrender of full surrender of the contract the contract the contract the contract the contract Deduction Method Contract Contract Contract Contract Contract Maximum Annual Fee $35 $35 $30 $35 $35
A surrender charge may be deducted from the accumulated value of the Contract in the case of surrender or partial redemption of the Contract, or at the time annuity payments begin. The amount charged is determined by the product, the length of time the Contract has been in force, the category of accumulated value surrendered or redeemed, the time elapsed since the amount surrendered or redeemed was credited to the Contract, and whether the Contract Owner or annuitant are included in certain classes exempt from these charges. The maximum charge will not exceed 8% of the amount surrendered or redeemed. Some states and municipalities impose premium taxes, which currently range up to 3.5%, on variable annuity contracts. The disclosures above include current fees and charges. There are certain other fees and charges that may be assessed in future periods, at the discretion of Commonwealth Annuity, in accordance with Contract terms. Detailed descriptions of these fees and charges are available in the product prospectuses. Epoch Securities, Inc. ("Epoch") is the principal underwriter for the Separate Account. Epoch, an affiliate of Commonwealth Annuity, is a wholly-owned subsidiary of Goldman Sachs. Goldman Sachs Asset Management, L.P. ("GSAM"), a subsidiary of Goldman Sachs, is investment advisor to the Goldman Sachs Variable Insurance Trust ("Goldman Sachs VIT"). During the year ended December 31, 2011, management fees of the underlying Goldman Sachs VIT funds were paid directly by the funds to GSAM in its capacity as investment manager and administrator of Goldman Sachs VIT funds. The Goldman Sachs VIT funds' advisory agreement provided for fees ranging from 0.22% to 0.99% based on individual portfolios and average daily net assets. According to a Plan of Distribution and Service pursuant to Rule 12b-1 under the 1940 Act, each Goldman Sachs VIT fund paid a fee equal to an annual rate of 0.07% to 0.25% of the fund's average daily net assets. SA-59 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING The changes in units outstanding were as follows:
YEAR ENDED DECEMBER 31, -------------------------- 2011 2010 ----------- ----------- ALLIANCEBERNSTEIN VPS GLOBAL THEMATIC GROWTH PORTFOLIO CLASS B Issuance of Units 66,381 233,097 Redemption of Units (284,278) (477,360) ----------- ----------- Net increase (decrease) (217,897) (244,263) =========== =========== ALLIANCEBERNSTEIN VPS GROWTH AND INCOME PORTFOLIO CLASS B Issuance of Units 2,020,617 1,237,875 Redemption of Units (5,894,261) (6,804,569) ----------- ----------- Net increase (decrease) (3,873,644) (5,566,694) =========== =========== ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO CLASS A Issuance of Units 482,570 1,015,520 Redemption of Units (3,026,638) (4,594,745) ----------- ----------- Net increase (decrease) (2,544,068) (3,579,225) =========== =========== ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO CLASS B Issuance of Units 361,353 679,285 Redemption of Units (1,476,638) (3,440,407) ----------- ----------- Net increase (decrease) (1,115,285) (2,761,122) =========== =========== ALLIANCEBERNSTEIN VPS SMALL/MID CAP VALUE PORTFOLIO CLASS B Issuance of Units 437,393 1,555,228 Redemption of Units (939,635) (1,843,881) ----------- ----------- Net increase (decrease) (502,242) (288,653) =========== =========== ALLIANCEBERNSTEIN VPS VALUE PORTFOLIO CLASS B Issuance of Units 89,811 554,942 Redemption of Units (687,439) (1,201,125) ----------- ----------- Net increase (decrease) (597,628) (646,183) =========== =========== DWS CAPITAL GROWTH VIP CLASS A (a) Issuance of Units 5,916,743 -- Redemption of Units (2,244,664) -- ----------- ----------- Net increase (decrease) 3,672,079 -- =========== =========== DWS LARGE CAP VALUE VIP CLASS A (a) Issuance of Units 2,532,433 -- Redemption of Units (508,908) -- ----------- ----------- Net increase (decrease) 2,023,525 -- =========== ===========
(a) Merger. See Note 1. SA-60 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
YEAR ENDED DECEMBER 31, -------------------------- 2011 2010 ----------- ----------- DWS SMALL CAP INDEX VIP CLASS A Issuance of Units 916,865 569,885 Redemption of Units (1,191,534) (1,085,927) ----------- ----------- Net increase (decrease) (274,669) (516,042) =========== =========== DWS STRATEGIC VALUE VIP CLASS A (a) Issuance of Units 280,243 313,158 Redemption of Units (2,968,300) (853,084) ----------- ----------- Net increase (decrease) (2,688,057) (539,926) =========== =========== DWS TECHNOLOGY VIP CLASS A (a) Issuance of Units 219,534 1,467,360 Redemption of Units (5,591,631) (3,823,336) ----------- ----------- Net increase (decrease) (5,372,097) (2,355,976) =========== =========== EATON VANCE VT FLOATING-RATE INCOME FUND Issuance of Units 95,630 4,983,004 Redemption of Units (4,430,962) (5,326,022) ----------- ----------- Net increase (decrease) (4,335,332) (343,018) =========== =========== FIDELITY VIP CONTRAFUND(R) PORTFOLIO INITIAL CLASS Issuance of Units 1,424,232 2,410,357 Redemption of Units (5,679,840) (5,872,447) ----------- ----------- Net increase (decrease) (4,255,608) (3,462,090) =========== =========== FIDELITY VIP CONTRAFUND(R) PORTFOLIO SERVICE CLASS 2 Issuance of Units 610,292 825,734 Redemption of Units (1,627,480) (1,718,967) ----------- ----------- Net increase (decrease) (1,017,188) (893,233) =========== =========== FIDELITY VIP EQUITY-INCOME PORTFOLIO INITIAL CLASS Issuance of Units 706,511 1,106,517 Redemption of Units (4,293,456) (5,328,809) ----------- ----------- Net increase (decrease) (3,586,945) (4,222,292) =========== =========== FIDELITY VIP EQUITY-INCOME PORTFOLIO SERVICE CLASS 2 Issuance of Units 230,656 291,157 Redemption of Units (1,355,522) (1,789,816) ----------- ----------- Net increase (decrease) (1,124,866) (1,498,659) =========== ===========
(a) Merger. See Note 1. SA-61 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
YEAR ENDED DECEMBER 31, -------------------------- 2011 2010 ----------- ----------- FIDELITY VIP GROWTH & INCOME PORTFOLIO INITIAL CLASS Issuance of Units 212,729 465,674 Redemption of Units (1,135,529) (1,083,611) ----------- ----------- Net increase (decrease) (922,800) (617,937) =========== =========== FIDELITY VIP GROWTH & INCOME PORTFOLIO SERVICE CLASS 2 Issuance of Units 128,427 422,065 Redemption of Units (585,614) (435,726) ----------- ----------- Net increase (decrease) (457,187) (13,661) =========== =========== FIDELITY VIP GROWTH PORTFOLIO INITIAL CLASS Issuance of Units 910,907 896,053 Redemption of Units (3,664,838) (3,623,743) ----------- ----------- Net increase (decrease) (2,753,931) (2,727,690) =========== =========== FIDELITY VIP GROWTH PORTFOLIO SERVICE CLASS 2 Issuance of Units 386,711 213,834 Redemption of Units (953,790) (1,144,381) ----------- ----------- Net increase (decrease) (567,079) (930,547) =========== =========== FIDELITY VIP HIGH INCOME PORTFOLIO INITIAL CLASS Issuance of Units 1,900,120 2,379,864 Redemption of Units (4,837,292) (6,168,720) ----------- ----------- Net increase (decrease) (2,937,172) (3,788,856) =========== =========== FIDELITY VIP HIGH INCOME PORTFOLIO SERVICE CLASS 2 Issuance of Units 1,685,005 2,308,277 Redemption of Units (2,146,750) (4,058,273) ----------- ----------- Net increase (decrease) (461,745) (1,749,996) =========== =========== FIDELITY VIP MID CAP PORTFOLIO INITIAL CLASS Issuance of Units 767,284 1,175,794 Redemption of Units (3,267,133) (3,262,329) ----------- ----------- Net increase (decrease) (2,499,849) (2,086,535) =========== =========== FIDELITY VIP MID CAP PORTFOLIO SERVICE CLASS 2 Issuance of Units 264,353 342,790 Redemption of Units (822,156) (860,106) ----------- ----------- Net increase (decrease) (557,803) (517,316) =========== ===========
SA-62 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
YEAR ENDED DECEMBER 31, -------------------------- 2011 2010 ----------- ----------- FIDELITY VIP VALUE STRATEGIES PORTFOLIO SERVICE CLASS 2 Issuance of Units 97,512 873,839 Redemption of Units (618,705) (1,070,278) ----------- ----------- Net increase (decrease) (521,193) (196,439) =========== =========== FT VIP FRANKLIN LARGE CAP GROWTH SECURITIES FUND CLASS 2 Issuance of Units 276,323 138,697 Redemption of Units (619,760) (665,366) ----------- ----------- Net increase (decrease) (343,437) (526,669) =========== =========== FT VIP FRANKLIN SMALL CAP VALUE SECURITIES FUND CLASS 2 Issuance of Units 238,969 1,823,646 Redemption of Units (1,612,993) (2,026,298) ----------- ----------- Net increase (decrease) (1,374,024) (202,652) =========== =========== FT VIP FRANKLIN SMALL-MID CAP GROWTH SECURITIES FUND CLASS 2 Issuance of Units 1,614,494 1,114,630 Redemption of Units (3,436,294) (2,931,326) ----------- ----------- Net increase (decrease) (1,821,800) (1,816,696) =========== =========== FT VIP MUTUAL SHARES SECURITIES FUND CLASS 2 Issuance of Units 699,567 1,407,611 Redemption of Units (2,915,354) (5,137,533) ----------- ----------- Net increase (decrease) (2,215,787) (3,729,922) =========== =========== FT VIP TEMPLETON FOREIGN SECURITIES FUND CLASS 2 Issuance of Units 710,908 930,321 Redemption of Units (1,930,293) (2,547,035) ----------- ----------- Net increase (decrease) (1,219,385) (1,616,714) =========== =========== GOLDMAN SACHS VIT CORE FIXED INCOME FUND SERVICE SHARES Issuance of Units 5,441,317 6,798,187 Redemption of Units (13,824,958) (14,406,736) ----------- ----------- Net increase (decrease) (8,383,641) (7,608,549) =========== =========== GOLDMAN SACHS VIT EQUITY INDEX FUND SERVICE SHARES Issuance of Units 2,964,529 3,476,924 Redemption of Units (12,317,180) (15,663,820) ----------- ----------- Net increase (decrease) (9,352,651) (12,186,896) =========== ===========
SA-63 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
YEAR ENDED DECEMBER 31, -------------------------- 2011 2010 ----------- ----------- GOLDMAN SACHS VIT GOVERNMENT INCOME FUND SERVICE SHARES Issuance of Units 3,271,407 6,223,860 Redemption of Units (8,811,681) (10,159,004) ----------- ----------- Net increase (decrease) (5,540,274) (3,935,144) =========== =========== GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND SERVICE SHARES Issuance of Units 271,489 344,582 Redemption of Units (1,949,060) (2,601,540) ----------- ----------- Net increase (decrease) (1,677,571) (2,256,958) =========== =========== GOLDMAN SACHS VIT MID CAP VALUE FUND SERVICE SHARES Issuance of Units 578,061 665,180 Redemption of Units (3,145,793) (3,986,452) ----------- ----------- Net increase (decrease) (2,567,732) (3,321,272) =========== =========== GOLDMAN SACHS VIT MONEY MARKET FUND SERVICE SHARES Issuance of Units 16,107,438 27,924,343 Redemption of Units (23,385,189) (35,236,545) ----------- ----------- Net increase (decrease) (7,277,751) (7,312,202) =========== =========== GOLDMAN SACHS VIT STRATEGIC GROWTH FUND SERVICE SHARES Issuance of Units 889,138 1,349,901 Redemption of Units (5,102,929) (6,696,205) ----------- ----------- Net increase (decrease) (4,213,791) (5,346,304) =========== =========== GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND SERVICE SHARES Issuance of Units 1,114,348 1,196,775 Redemption of Units (4,158,218) (5,555,806) ----------- ----------- Net increase (decrease) (3,043,870) (4,359,031) =========== =========== GOLDMAN SACHS VIT STRUCTURED U.S. EQUITY FUND SERVICE SHARES Issuance of Units 474,499 198,712 Redemption of Units (522,645) (913,386) ----------- ----------- Net increase (decrease) (48,146) (714,674) =========== =========== INVESCO V.I. BASIC VALUE FUND SERIES II SHARES Issuance of Units 67,996 744,426 Redemption of Units (777,296) (1,475,380) ----------- ----------- Net increase (decrease) (709,300) (730,954) =========== ===========
SA-64 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
YEAR ENDED DECEMBER 31, -------------------------- 2011 2010 ----------- ----------- INVESCO V.I. CAPITAL APPRECIATION FUND SERIES I SHARES Issuance of Units 290,832 260,572 Redemption of Units (1,419,558) (1,799,458) ----------- ----------- Net increase (decrease) (1,128,726) (1,538,886) =========== =========== INVESCO V.I. CAPITAL DEVELOPMENT FUND SERIES I SHARES (a) Issuance of Units 2,572,139 -- Redemption of Units (567,379) -- ----------- ----------- Net increase (decrease) 2,004,760 -- =========== =========== INVESCO V.I. CAPITAL DEVELOPMENT FUND SERIES II SHARES Issuance of Units 279,208 150,004 Redemption of Units (335,551) (191,305) ----------- ----------- Net increase (decrease) (56,343) (41,301) =========== =========== INVESCO V.I. CORE EQUITY FUND SERIES I SHARES Issuance of Units 1,287,407 1,580,482 Redemption of Units (3,247,580) (3,688,906) ----------- ----------- Net increase (decrease) (1,960,173) (2,108,424) =========== =========== INVESCO V.I. DYNAMICS FUND SERIES I SHARES (a) Issuance of Units 11,573 449,731 Redemption of Units (2,573,791) (671,799) ----------- ----------- Net increase (decrease) (2,562,218) (222,068) =========== =========== INVESCO V.I. GLOBAL HEALTH CARE FUND SERIES I SHARES Issuance of Units 795,369 1,390,428 Redemption of Units (1,047,009) (1,024,167) ----------- ----------- Net increase (decrease) (251,640) 366,261 =========== =========== INVESCO V.I. LARGE CAP GROWTH FUND SERIES I SHARES (a) Issuance of Units 255,839 1,066,447 Redemption of Units (8,219,960) (2,070,484) ----------- ----------- Net increase (decrease) (7,964,121) (1,004,037) =========== =========== INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND SERIES I SHARES (a) Issuance of Units 7,965,841 -- Redemption of Units (2,059,042) -- ----------- ----------- Net increase (decrease) 5,906,799 -- =========== ===========
(a) Merger. See Note 1. SA-65 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
YEAR ENDED DECEMBER 31, -------------------------- 2011 2010 ----------- ----------- JANUS ASPEN ENTERPRISE PORTFOLIO SERVICE SHARES Issuance of Units 537,772 912,546 Redemption of Units (1,832,487) (1,684,199) ----------- ----------- Net increase (decrease) (1,294,715) (771,653) =========== =========== JANUS ASPEN JANUS PORTFOLIO SERVICE SHARES Issuance of Units 324,044 1,132,312 Redemption of Units (2,866,408) (3,858,984) ----------- ----------- Net increase (decrease) (2,542,364) (2,726,672) =========== =========== JANUS ASPEN OVERSEAS PORTFOLIO SERVICE SHARES Issuance of Units 960,496 2,178,670 Redemption of Units (3,545,773) (4,270,617) ----------- ----------- Net increase (decrease) (2,585,277) (2,091,947) =========== =========== MFS(R) MID CAP GROWTH SERIES SERVICE CLASS Issuance of Units 628,130 1,035,103 Redemption of Units (1,246,096) (674,966) ----------- ----------- Net increase (decrease) (617,966) 360,137 =========== =========== MFS(R) NEW DISCOVERY SERIES SERVICE CLASS Issuance of Units 810,655 1,494,268 Redemption of Units (1,146,998) (1,056,784) ----------- ----------- Net increase (decrease) (336,343) 437,484 =========== =========== MFS(R) TOTAL RETURN SERIES SERVICE CLASS Issuance of Units 705,257 2,465,327 Redemption of Units (3,297,936) (3,808,551) ----------- ----------- Net increase (decrease) (2,592,679) (1,343,224) =========== =========== MFS(R) UTILITIES SERIES SERVICE CLASS Issuance of Units 642,420 335,015 Redemption of Units (990,785) (979,186) ----------- ----------- Net increase (decrease) (348,365) (644,171) =========== =========== OPPENHEIMER BALANCED FUND/VA SERVICE SHARES Issuance of Units 520,358 466,467 Redemption of Units (555,822) (938,919) ----------- ----------- Net increase (decrease) (35,464) (472,452) =========== ===========
SA-66 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 4 - CHANGES IN UNITS OUTSTANDING (CONTINUED)
YEAR ENDED DECEMBER 31, -------------------------- 2011 2010 ----------- ----------- OPPENHEIMER CAPITAL APPRECIATION FUND/VA SERVICE SHARES Issuance of Units 51,816 234,810 Redemption of Units (890,597) (877,555) ----------- ----------- Net increase (decrease) (838,781) (642,745) =========== =========== OPPENHEIMER GLOBAL SECURITIES FUND/VA SERVICE SHARES Issuance of Units 863,536 934,953 Redemption of Units (1,866,233) (2,027,412) ----------- ----------- Net increase (decrease) (1,002,697) (1,092,459) =========== =========== OPPENHEIMER HIGH INCOME FUND/VA SERVICE SHARES Issuance of Units 2,035,692 3,547,355 Redemption of Units (2,878,755) (5,401,193) ----------- ----------- Net increase (decrease) (843,063) (1,853,838) =========== =========== OPPENHEIMER MAIN STREET FUND(R)/VA SERVICE SHARES Issuance of Units 116,487 224,746 Redemption of Units (509,065) (662,458) ----------- ----------- Net increase (decrease) (392,578) (437,712) =========== =========== PIONEER FUND VCT PORTFOLIO CLASS II Issuance of Units 272,772 648,742 Redemption of Units (1,517,239) (1,312,066) ----------- ----------- Net increase (decrease) (1,244,467) (663,324) =========== =========== PIONEER REAL ESTATE SHARES VCT PORTFOLIO CLASS II Issuance of Units 512,775 620,199 Redemption of Units (1,138,957) (1,505,122) ----------- ----------- Net increase (decrease) (626,182) (884,923) =========== =========== T. ROWE PRICE INTERNATIONAL STOCK PORTFOLIO Issuance of Units 801,539 1,636,252 Redemption of Units (4,740,011) (6,461,040) ----------- ----------- Net increase (decrease) (3,938,472) (4,824,788) =========== ===========
SA-67 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 5 - PURCHASES AND SALES OF INVESTMENTS The cost of purchases and proceeds from sales of shares of the Underlying Funds of the Separate Account during the year ended December 31, 2011 were as follows:
INVESTMENT PORTFOLIOS PURCHASES SALES -------------------------------------------------------------------- ----------- ----------- AllianceBernstein VPS Global Thematic Growth Portfolio Class B $ 73,244 $ 309,824 AllianceBernstein VPS Growth and Income Portfolio Class B 1,518,464 5,868,486 AllianceBernstein VPS Large Cap Growth Portfolio Class A 208,507 2,391,256 AllianceBernstein VPS Large Cap Growth Portfolio Class B 199,631 1,140,874 AllianceBernstein VPS Small/Mid Cap Value Portfolio Class B 657,594 1,566,258 AllianceBernstein VPS Value Portfolio Class B 102,725 751,051 DWS Capital Growth VIP Class A (a) 3,103,908 976,608 DWS Large Cap Value VIP Class A (a) 2,800,186 549,149 DWS Small Cap Index VIP Class A 1,338,204 1,742,407 DWS Strategic Value VIP Class A (a) 293,945 3,256,376 DWS Technology VIP Class A (a) 100,893 3,133,183 Eaton Vance VT Floating-Rate Income Fund 567,760 5,510,799 Fidelity VIP Contrafund(R) Portfolio Initial Class 1,515,759 7,578,476 Fidelity VIP Contrafund(R) Portfolio Service Class 2 822,746 2,337,317 Fidelity VIP Equity-Income Portfolio Initial Class 1,473,687 9,471,127 Fidelity VIP Equity-Income Portfolio Service Class 2 234,033 1,480,925 Fidelity VIP Growth & Income Portfolio Initial Class 203,456 1,104,902 Fidelity VIP Growth & Income Portfolio Service Class 2 121,947 579,751 Fidelity VIP Growth Portfolio Initial Class 1,072,213 7,867,564 Fidelity VIP Growth Portfolio Service Class 2 278,255 755,699 Fidelity VIP High Income Portfolio Initial Class 4,047,244 7,791,469 Fidelity VIP High Income Portfolio Service Class 2 2,568,639 3,100,157 Fidelity VIP Mid Cap Portfolio Initial Class 1,205,110 7,067,094 Fidelity VIP Mid Cap Portfolio Service Class 2 548,356 1,848,620 Fidelity VIP Value Strategies Portfolio Service Class 2 131,126 886,217 FT VIP Franklin Large Cap Growth Securities Fund Class 2 307,849 692,855 FT VIP Franklin Small Cap Value Securities Fund Class 2 309,221 2,533,508 FT VIP Franklin Small-Mid Cap Growth Securities Fund Class 2 890,523 2,700,479 FT VIP Mutual Shares Securities Fund Class 2 954,588 4,008,767 FT VIP Templeton Foreign Securities Fund Class 2 871,220 2,630,605 Goldman Sachs VIT Core Fixed Income Fund Service Shares 6,468,213 22,339,262 Goldman Sachs VIT Equity Index Fund Service Shares 1,484,110 10,069,255 Goldman Sachs VIT Government Income Fund Service Shares 3,982,946 10,735,318 Goldman Sachs VIT Growth Opportunities Fund Service Shares 783,052 7,533,080 Goldman Sachs VIT Mid Cap Value Fund Service Shares 648,520 6,355,563 Goldman Sachs VIT Money Market Fund Service Shares 13,426,183 23,666,769 Goldman Sachs VIT Strategic Growth Fund Service Shares 228,685 9,349,355 Goldman Sachs VIT Strategic International Equity Fund Service Shares 1,171,919 5,435,887 Goldman Sachs VIT Structured U.S. Equity Fund Service Shares 399,282 460,807 Invesco V.I. Basic Value Fund Series II Shares 40,222 708,767 Invesco V.I. Capital Appreciation Fund Series I Shares 142,081 936,931 Invesco V.I. Capital Development Fund Series I Shares (a) 2,044,086 402,005
(a) Merger. See Note 1. SA-68 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 5 - PURCHASES AND SALES OF INVESTMENTS (CONTINUED)
INVESTMENT PORTFOLIOS PURCHASES SALES -------------------------------------------------------------------- ----------- ----------- Invesco V.I. Capital Development Fund Series II Shares $ 172,950 $ 255,693 Invesco V.I. Core Equity Fund Series I Shares 932,881 2,667,468 Invesco V.I. Dynamics Fund Series I Shares (a) 7,938 2,083,059 Invesco V.I. Global Health Care Fund Series I Shares 781,013 1,107,799 Invesco V.I. Large Cap Growth Fund Series I Shares (a) 184,052 6,353,548 Invesco Van Kampen V.I. Capital Growth Fund Series I Shares (a) 6,035,430 1,416,762 Janus Aspen Enterprise Portfolio Service Shares 299,891 1,349,417 Janus Aspen Janus Portfolio Service Shares 131,858 1,993,085 Janus Aspen Overseas Portfolio Service Shares 1,097,655 5,211,410 MFS(R) Mid Cap Growth Series Service Class 350,801 1,000,679 MFS(R) New Discovery Series Service Class 1,489,169 1,602,086 MFS(R) Total Return Series Service Class 867,343 4,082,145 MFS(R) Utilities Series Service Class 1,247,180 2,030,785 Oppenheimer Balanced Fund/VA Service Shares 514,469 536,753 Oppenheimer Capital Appreciation Fund/VA Service Shares 37,334 990,165 Oppenheimer Global Securities Fund/VA Service Shares 1,200,592 2,742,118 Oppenheimer High Income Fund/VA Service Shares 905,073 1,094,652 Oppenheimer Main Street Fund(R)/VA Service Shares 99,256 543,923 Pioneer Fund VCT Portfolio Class II 432,413 1,526,927 Pioneer Real Estate Shares VCT Portfolio Class II 1,129,715 2,589,193 T. Rowe Price International Stock Portfolio 606,790 6,471,023
(a) Merger. See Note 1. SA-69 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS Unit fair values, units outstanding, income and expense ratios and total returns for the Separate Account were as follows:
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- ALLIANCEBERNSTEIN VPS GLOBAL THEMATIC GROWTH PORTFOLIO CLASS B 2011 621,087 0.887482 0.891733 551,406 0.37 1.35 1.40 (24.48) (24.45) 2010 838,984 1.175223 1.180247 986,482 2.12 1.35 1.40 16.92 16.98 2009 1,083,247 1.005112 1.008910 1,089,290 N/A 1.35 1.40 51.00 51.07 2008 1,026,615 0.665653 0.667821 683,713 N/A 1.35 1.40 (48.20) (48.18) 2007 1,501,910 1.285099 1.288623 1,930,842 N/A 1.35 1.40 18.22 18.28 ALLIANCEBERNSTEIN VPS GROWTH AND INCOME PORTFOLIO CLASS B 2011 19,456,272 1.110344 1.137027 21,731,679 1.11 1.35 1.40 4.58 4.64 2010 23,329,916 1.061674 1.086637 24,909,408 N/A 1.35 1.40 11.22 11.28 2009 28,896,610 0.954577 0.976514 27,738,162 3.52 1.35 1.40 18.66 18.72 2008 34,506,039 0.804443 0.822508 27,910,084 1.81 1.35 1.40 (41.53) (41.50) 2007 41,992,914 1.375721 1.405902 58,073,625 1.19 1.35 1.40 3.39 3.44 ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO CLASS A 2011 11,891,821 0.777160 0.777160 9,241,948 0.33 1.40 1.40 (4.40) (4.40) 2010 14,435,889 0.812928 0.812928 11,735,338 0.49 1.40 1.40 8.56 8.56 2009 18,015,114 0.748838 0.748838 13,490,402 0.16 1.40 1.40 35.59 35.59 2008 21,980,144 0.552274 0.552274 12,139,062 N/A 1.40 1.40 (40.51) (40.51) 2007 28,542,886 0.928301 0.928301 26,496,390 N/A 1.40 1.40 12.32 12.32 ALLIANCEBERNSTEIN VPS LARGE CAP GROWTH PORTFOLIO CLASS B 2011 5,251,818 0.809442 0.725977 4,009,923 0.09 1.35 1.40 (4.63) (4.58) 2010 6,367,103 0.848727 0.760819 5,072,679 0.27 1.35 1.40 8.29 8.35 2009 9,128,223 1.220263 0.702192 6,703,628 N/A 1.35 1.75 34.71 35.26 2008 9,220,667 0.905852 0.519157 5,002,887 N/A 1.35 1.75 (40.88) (40.63) 2007 11,627,984 1.532113 0.874516 10,654,879 N/A 1.35 1.75 11.63 12.08 ALLIANCEBERNSTEIN VPS SMALL/MID CAP VALUE PORTFOLIO CLASS B 2011 2,598,283 1.600865 1.608697 4,165,130 0.26 1.35 1.40 (9.90) (9.86) 2010 3,100,525 1.776814 1.784592 5,515,189 0.30 1.35 1.40 24.82 24.88 2009 3,389,178 1.423521 1.429025 4,828,726 0.81 1.35 1.40 40.66 40.73 2008 3,900,482 1.012030 1.015428 3,949,991 0.45 1.35 1.40 (36.65) (36.61) 2007 5,361,635 1.597446 1.601999 8,569,226 0.76 1.35 1.40 0.11 0.16
SA-70 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- ALLIANCEBERNSTEIN VPS VALUE PORTFOLIO CLASS B 2011 1,678,102 1.010811 1.015813 1,698,219 1.23 1.35 1.40 (5.13) (5.08) 2010 2,275,730 1.065416 1.070139 2,426,883 1.75 1.35 1.40 9.86 9.92 2009 2,921,912 0.969796 0.973598 2,836,580 3.07 1.35 1.40 19.34 19.40 2008 3,837,190 0.812631 0.815403 3,121,145 2.19 1.35 1.40 (41.84) (41.81) 2007 4,959,421 1.397267 1.401319 6,934,684 1.34 1.35 1.40 (5.51) (5.46) DWS CAPITAL GROWTH VIP CLASS A (a) 2011 3,672,079 0.472830 0.568737 1,793,375 N/A 1.35 1.40 (11.81) (11.78) DWS LARGE CAP VALUE VIP CLASS A (a) 2011 2,023,525 1.016756 1.039186 2,066,959 N/A 1.35 1.40 (8.32) (8.29) DWS SMALL CAP INDEX VIP CLASS A 2011 2,988,963 1.425033 1.497779 4,319,617 0.91 1.35 1.40 (5.75) (5.71) 2010 3,263,632 1.512038 1.588417 4,996,804 0.90 1.35 1.40 24.63 24.69 2009 3,779,673 1.213269 1.273916 4,630,197 1.76 1.35 1.40 24.80 24.86 2008 4,645,897 0.972158 1.020238 4,566,167 1.55 1.35 1.40 (35.05) (35.01) 2007 6,648,635 1.496703 1.569946 10,056,912 0.88 1.35 1.40 (3.27) (3.22) EATON VANCE VT FLOATING-RATE INCOME FUND 2011 8,012,853 1.212623 1.219391 9,727,972 4.23 1.35 1.40 1.11 1.16 2010 12,348,185 1.199296 1.205366 14,826,386 4.32 1.35 1.40 7.60 7.65 2009 12,691,202 1.114632 1.119705 14,160,916 4.83 1.35 1.40 42.29 42.36 2008 13,557,737 0.783365 0.786528 10,628,348 5.71 1.35 1.40 (28.16) (28.12) 2007 18,315,324 1.090357 1.094206 19,982,136 6.28 1.35 1.40 0.20 0.25 FIDELITY VIP CONTRAFUND(R) PORTFOLIO INITIAL CLASS 2011 14,928,449 1.336431 1.336431 19,950,842 0.91 1.40 1.40 (3.89) (3.89) 2010 19,184,057 1.390530 1.390530 26,676,007 1.19 1.40 1.40 15.58 15.58 2009 22,646,147 1.203123 1.203123 27,246,100 1.37 1.40 1.40 33.81 33.81 2008 27,351,024 0.899130 0.899130 24,592,127 0.91 1.40 1.40 (43.32) (43.32) 2007 34,328,079 1.586316 1.586316 54,455,180 0.92 1.40 1.40 15.95 15.95
(a) Merger. See Note 1. SA-71 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- FIDELITY VIP CONTRAFUND(R) PORTFOLIO SERVICE CLASS 2 2011 3,124,208 1.677399 1.373443 4,291,428 0.71 1.35 1.75 (4.49) (4.10) 2010 4,141,396 1.756202 1.432138 5,931,592 0.99 1.35 1.75 14.88 15.35 2009 5,034,629 1.528703 1.241577 6,251,361 1.15 1.35 1.75 33.10 33.64 2008 5,990,787 1.148549 0.929055 5,566,140 0.72 1.35 1.75 (43.70) (43.47) 2007 7,649,766 2.039876 1.643342 12,571,853 0.77 1.35 1.75 15.25 15.72 FIDELITY VIP EQUITY-INCOME PORTFOLIO INITIAL CLASS 2011 16,657,334 2.305484 2.305484 38,403,217 2.34 1.40 1.40 (0.44) (0.44) 2010 20,244,279 2.315737 2.315737 46,880,425 1.73 1.40 1.40 13.54 13.54 2009 24,466,570 2.039613 2.039613 49,902,335 2.22 1.40 1.40 28.38 28.38 2008 29,479,621 1.588681 1.588681 46,833,713 2.29 1.40 1.40 (43.46) (43.46) 2007 37,240,060 2.809762 2.809762 104,635,707 1.67 1.40 1.40 0.11 0.11 FIDELITY VIP EQUITY-INCOME PORTFOLIO SERVICE CLASS 2 2011 3,926,495 1.360486 1.124330 4,414,775 2.11 1.35 1.75 (1.11) (0.71) 2010 5,051,361 1.375726 1.132319 5,719,856 1.48 1.35 1.75 12.91 13.37 2009 6,550,020 1.218449 0.998815 6,542,432 1.98 1.35 1.75 27.61 28.13 2008 8,153,853 0.954826 0.779534 6,356,353 2.16 1.35 1.75 (43.82) (43.58) 2007 9,945,125 1.699445 1.381782 13,742,273 1.55 1.35 1.75 (0.50) (0.10) FIDELITY VIP GROWTH & INCOME PORTFOLIO INITIAL CLASS 2011 3,626,500 0.984129 0.984129 3,568,943 1.67 1.40 1.40 0.18 0.18 2010 4,549,300 0.982317 0.982317 4,468,855 0.70 1.40 1.40 13.26 13.26 2009 5,167,237 0.867299 0.867299 4,481,539 1.07 1.40 1.40 25.42 25.42 2008 6,091,018 0.691502 0.691502 4,211,951 1.03 1.40 1.40 (42.52) (42.52) 2007 8,772,798 1.203011 1.203011 10,553,774 1.94 1.40 1.40 10.56 10.56 FIDELITY VIP GROWTH & INCOME PORTFOLIO SERVICE CLASS 2 2011 762,856 0.981181 0.981181 748,500 1.33 1.35 1.35 (0.01) (0.01) 2010 1,220,043 0.981293 0.981293 1,197,220 0.51 1.35 1.35 13.00 13.00 2009 1,233,704 0.868384 0.868384 1,071,329 0.92 1.35 1.35 25.30 25.30 2008 1,390,222 0.693032 0.693032 963,468 0.95 1.35 1.35 (42.68) (42.68) 2007 1,604,675 1.209143 1.209143 1,940,282 1.42 1.35 1.35 10.35 10.35
SA-72 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- FIDELITY VIP GROWTH PORTFOLIO INITIAL CLASS 2011 12,935,357 2.280101 2.280101 29,493,919 0.34 1.40 1.40 (1.20) (1.20) 2010 15,689,287 2.307833 2.307833 36,208,255 0.27 1.40 1.40 22.44 22.44 2009 18,416,978 1.884945 1.884945 34,714,990 0.44 1.40 1.40 26.49 26.49 2008 21,945,922 1.490197 1.490197 32,703,747 0.76 1.40 1.40 (47.91) (47.91) 2007 26,315,676 2.860724 2.860724 75,281,886 0.85 1.40 1.40 25.19 25.19 FIDELITY VIP GROWTH PORTFOLIO SERVICE CLASS 2 2011 2,294,573 0.773379 0.773379 1,774,574 0.12 1.35 1.35 (1.38) (1.38) 2010 2,861,652 0.784222 0.784222 2,244,170 0.03 1.35 1.35 22.19 22.19 2009 3,792,198 1.147735 0.641806 2,434,282 0.19 1.35 1.75 25.72 26.24 2008 4,544,120 0.912899 0.508417 2,310,688 0.55 1.35 1.75 (48.23) (48.02) 2007 5,453,248 1.763446 0.978118 5,334,721 0.41 1.35 1.75 24.44 24.95 FIDELITY VIP HIGH INCOME PORTFOLIO INITIAL CLASS 2011 15,672,548 1.801551 1.801551 28,234,894 6.37 1.40 1.40 2.57 2.57 2010 18,609,720 1.756344 1.756344 32,685,070 7.36 1.40 1.40 12.23 12.23 2009 22,398,576 1.564938 1.564938 35,052,383 7.84 1.40 1.40 41.94 41.94 2008 24,892,906 1.102505 1.102505 27,444,554 7.73 1.40 1.40 (26.04) (26.04) 2007 31,959,271 1.490600 1.490600 47,638,490 7.51 1.40 1.40 1.35 1.35 FIDELITY VIP HIGH INCOME PORTFOLIO SERVICE CLASS 2 2011 2,296,780 1.542590 1.542590 3,542,990 5.62 1.35 1.35 2.32 2.32 2010 2,758,525 1.507687 1.507687 4,158,992 6.18 1.35 1.35 12.14 12.14 2009 4,508,521 1.344479 1.344479 6,061,611 8.98 1.35 1.35 41.53 41.53 2008 4,951,762 0.949968 0.949968 4,704,015 7.64 1.35 1.35 (26.15) (26.15) 2007 4,354,620 1.286396 1.286396 5,601,766 6.54 1.35 1.35 1.16 1.16 FIDELITY VIP MID CAP PORTFOLIO INITIAL CLASS 2011 9,369,916 2.038368 2.038368 19,099,336 0.23 1.40 1.40 (11.87) (11.87) 2010 11,869,765 2.312790 2.312790 27,452,273 0.36 1.40 1.40 27.03 27.03 2009 13,956,300 1.820634 1.820634 25,409,313 0.67 1.40 1.40 38.13 38.13 2008 16,357,055 1.318096 1.318096 21,560,169 0.44 1.40 1.40 (40.29) (40.29) 2007 20,407,468 2.207552 2.207552 45,050,548 0.94 1.40 1.40 14.01 14.01
SA-73 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- FIDELITY VIP MID CAP PORTFOLIO SERVICE CLASS 2 2011 1,739,489 2.137798 2.043233 3,554,264 0.02 1.35 1.75 (12.41) (12.06) 2010 2,297,292 2.440815 2.323371 5,337,566 0.12 1.35 1.75 26.32 26.84 2009 2,814,608 1.932216 1.831787 5,155,852 0.43 1.35 1.75 37.31 37.87 2008 3,490,814 1.407220 1.328681 4,638,248 0.24 1.35 1.75 (40.67) (40.42) 2007 4,493,807 2.371650 2.230199 10,022,212 0.51 1.35 1.75 13.32 13.78 FIDELITY VIP VALUE STRATEGIES PORTFOLIO SERVICE CLASS 2 2011 1,961,414 1.301974 1.308297 2,557,772 0.67 1.35 1.40 (10.31) (10.27) 2010 2,482,607 1.451661 1.457975 3,608,499 0.28 1.35 1.40 24.57 24.63 2009 2,679,045 1.165348 1.169818 3,124,255 0.37 1.35 1.40 54.95 55.03 2008 2,961,661 0.752076 0.754575 2,228,809 0.48 1.35 1.40 (51.97) (51.94) 2007 3,714,529 1.565803 1.570221 5,819,017 0.60 1.35 1.40 3.97 4.02 FT VIP FRANKLIN LARGE CAP GROWTH SECURITIES FUND CLASS 2 2011 1,297,529 1.099001 1.104381 1,426,665 0.62 1.35 1.40 (2.89) (2.84) 2010 1,640,966 1.131660 1.136624 1,858,130 0.84 1.35 1.40 10.03 10.08 2009 2,167,634 1.028527 1.032516 2,230,646 1.50 1.35 1.40 27.92 27.98 2008 2,981,841 0.804070 0.806779 2,398,524 1.28 1.35 1.40 (35.45) (35.41) 2007 3,786,601 1.245569 1.249156 4,717,984 0.73 1.35 1.40 4.74 4.80 FT VIP FRANKLIN SMALL CAP VALUE SECURITIES FUND CLASS 2 2011 2,975,458 1.872022 1.523452 4,516,727 0.71 1.35 1.75 (5.45) (5.06) 2010 4,349,482 1.979842 1.604654 6,956,525 0.84 1.35 1.75 25.98 26.49 2009 4,552,134 1.571536 1.268588 5,756,537 1.63 1.35 1.75 26.90 27.41 2008 6,218,348 1.238446 0.995651 6,174,715 1.17 1.35 1.75 (34.19) (33.92) 2007 7,432,013 1.881872 1.506770 11,171,838 0.66 1.35 1.75 (4.09) (3.70) FT VIP FRANKLIN SMALL-MID CAP GROWTH SECURITIES FUND CLASS 2 2011 8,396,645 0.867284 0.983605 7,464,914 N/A 1.35 1.40 (6.17) (6.12) 2010 10,218,445 0.924266 1.047692 9,674,475 N/A 1.35 1.40 25.84 25.90 2009 12,035,143 0.734499 0.832147 9,049,751 N/A 1.35 1.40 41.56 41.64 2008 14,420,956 0.518852 0.587527 7,658,287 N/A 1.35 1.40 (43.30) (43.27) 2007 17,299,524 0.915109 1.035717 16,214,533 N/A 1.35 1.40 9.69 9.74
SA-74 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- FT VIP MUTUAL SHARES SECURITIES FUND CLASS 2 2011 12,063,944 1.393794 1.431113 17,244,401 2.30 1.35 1.75 (2.78) (2.38) 2010 14,279,731 1.433567 1.465996 20,918,160 1.51 1.35 1.75 9.25 9.70 2009 18,009,653 1.312193 1.336427 24,060,816 1.93 1.35 1.75 23.84 24.35 2008 21,608,229 1.059565 1.074758 23,225,495 2.85 1.35 1.75 (38.21) (37.96) 2007 27,732,477 1.714838 1.732332 48,065,443 1.45 1.35 1.75 1.67 2.08 FT VIP TEMPLETON FOREIGN SECURITIES FUND CLASS 2 2011 5,256,073 1.541846 1.330910 6,966,939 1.73 1.35 1.75 (12.20) (11.84) 2010 6,475,458 1.756105 1.509695 9,740,766 1.90 1.35 1.75 6.51 6.94 2009 8,092,172 1.648750 1.411672 11,387,725 3.47 1.35 1.75 34.65 35.19 2008 9,463,026 1.224510 1.044187 9,854,394 2.48 1.35 1.75 (41.42) (41.18) 2007 12,471,811 2.090428 1.775341 22,090,870 1.91 1.35 1.75 13.44 13.90 GOLDMAN SACHS VIT CORE FIXED INCOME FUND SERVICE SHARES 2011 32,301,631 1.267345 1.510195 64,684,451 2.49 1.35 1.75 5.09 5.52 2010 40,685,272 1.205934 1.431186 77,533,229 3.01 1.35 1.75 5.30 5.73 2009 48,293,821 1.145244 1.353648 86,293,575 4.84 1.35 1.75 12.68 13.13 2008 54,452,623 1.016410 1.196510 85,977,868 5.01 1.35 1.75 (10.18) (9.82) 2007 70,027,535 1.131632 1.326752 122,787,838 4.54 1.35 1.75 4.95 5.37 GOLDMAN SACHS VIT EQUITY INDEX FUND SERVICE SHARES 2011 43,147,858 1.419697 0.961304 39,440,869 1.53 1.35 1.75 (0.03) 0.38 2010 52,500,509 1.420147 0.957709 47,849,325 1.55 1.35 1.75 12.91 13.37 2009 64,687,405 1.257728 0.844745 52,052,287 1.96 1.35 1.75 24.07 24.58 2008 78,734,032 1.013696 0.678075 50,895,654 1.70 1.35 1.75 (38.36) (38.11) 2007 94,753,687 1.644646 1.095658 98,958,575 1.61 1.35 1.75 3.48 3.90 GOLDMAN SACHS VIT GOVERNMENT INCOME FUND SERVICE SHARES 2011 13,339,368 1.360988 1.367669 18,170,323 0.94 1.35 1.40 4.86 4.91 2010 18,879,642 1.297920 1.303626 24,525,098 1.76 1.35 1.40 3.72 3.77 2009 22,814,787 1.251345 1.256207 28,571,163 3.49 1.35 1.40 4.95 5.00 2008 27,403,741 1.192337 1.196361 32,698,713 4.46 1.35 1.40 1.71 1.76 2007 20,722,207 1.172295 1.175661 24,305,440 4.06 1.35 1.40 5.84 5.89
SA-75 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- GOLDMAN SACHS VIT GROWTH OPPORTUNITIES FUND SERVICE SHARES 2011 7,521,099 4.187982 1.780863 29,492,935 N/A 1.35 1.40 (5.31) (5.27) 2010 9,198,670 4.423055 1.879869 38,041,294 N/A 1.35 1.40 17.69 17.75 2009 11,455,628 3.758171 1.596470 40,058,132 N/A 1.35 1.40 56.37 56.45 2008 13,208,381 2.403340 1.020418 29,868,117 N/A 1.35 1.40 (41.64) (41.61) 2007 16,915,773 4.117882 1.747505 65,263,283 N/A 1.35 1.40 17.70 17.76 GOLDMAN SACHS VIT MID CAP VALUE FUND SERVICE SHARES 2011 11,700,799 1.752734 1.804521 22,960,047 0.50 1.35 1.75 (8.23) (7.86) 2010 14,268,531 1.909928 1.958386 30,372,189 0.42 1.35 1.75 22.51 23.01 2009 17,589,803 1.558964 1.592049 30,449,243 1.48 1.35 1.75 30.46 30.99 2008 21,920,139 1.194996 1.215405 28,988,094 0.71 1.35 1.75 (38.31) (38.06) 2007 28,145,266 1.937171 1.962256 60,124,623 0.59 1.35 1.75 1.35 1.77 GOLDMAN SACHS VIT MONEY MARKET FUND SERVICE SHARES 2011 32,210,331 1.001967 1.079825 43,549,030 0.01 1.35 1.75 (1.75) (1.34) 2010 39,488,082 1.019780 1.094544 53,789,616 0.01 1.35 1.75 (1.75) (1.34) 2009 46,800,285 1.037897 1.109464 64,732,530 0.17 1.35 1.75 (1.61) (1.20) 2008 65,097,492 1.054834 1.122982 91,851,810 2.22 1.35 1.75 0.46 0.87 2007 66,461,716 1.049993 1.113286 92,803,442 4.86 1.35 1.75 3.15 3.57 GOLDMAN SACHS VIT STRATEGIC GROWTH FUND SERVICE SHARES 2011 25,408,898 2.174320 0.732028 50,548,384 0.21 1.35 1.40 (4.22) (4.17) 2010 29,622,689 2.270195 0.763917 61,361,587 0.18 1.35 1.40 8.95 9.01 2009 34,968,992 1.294507 0.700798 66,254,036 0.21 1.35 1.75 44.92 45.51 2008 41,330,566 0.893270 0.481621 54,059,041 N/A 1.35 1.75 (42.97) (42.73) 2007 50,064,958 1.566229 0.841030 114,546,423 0.07 1.35 1.75 8.09 8.53 GOLDMAN SACHS VIT STRATEGIC INTERNATIONAL EQUITY FUND SERVICE SHARES 2011 17,886,400 1.414414 0.785789 23,632,120 2.92 1.35 1.40 (16.35) (16.31) 2010 20,930,270 1.690945 0.938938 33,016,306 1.21 1.35 1.40 8.55 8.60 2009 25,289,300 1.276423 0.864582 36,678,995 1.60 1.35 1.75 26.12 26.64 2008 29,603,932 1.012043 0.682724 33,852,172 2.57 1.35 1.75 (47.04) (46.82) 2007 35,484,103 1.910793 1.283782 76,412,193 1.20 1.35 1.75 5.97 6.40
SA-76 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- GOLDMAN SACHS VIT STRUCTURED U.S. EQUITY FUND SERVICE SHARES 2011 1,284,565 1.055042 1.060119 1,356,053 1.67 1.35 1.40 2.44 2.49 2010 1,332,711 1.029879 1.034325 1,373,188 1.14 1.35 1.40 11.02 11.08 2009 2,047,385 1.113553 0.931157 1,900,131 2.02 1.35 1.75 18.78 19.26 2008 2,024,539 0.937525 0.780787 1,576,381 1.48 1.35 1.75 (38.23) (37.98) 2007 2,243,922 1.517821 1.258930 2,818,747 0.89 1.35 1.75 (3.44) (3.04) INVESCO V.I. BASIC VALUE FUND SERIES II SHARES 2011 2,687,209 1.092458 0.878519 2,351,923 0.58 1.35 1.75 (5.09) (4.70) 2010 3,396,509 1.151008 0.921848 3,120,196 0.35 1.35 1.75 5.07 5.50 2009 4,127,462 1.095431 0.873783 3,595,828 1.24 1.35 1.75 45.15 45.75 2008 4,475,095 0.754665 0.599526 2,676,090 0.46 1.35 1.75 (52.75) (52.55) 2007 5,654,105 1.597063 1.263598 7,129,011 0.29 1.35 1.75 (0.41) (0.01) INVESCO V.I. CAPITAL APPRECIATION FUND SERIES I SHARES 2011 4,869,870 0.595266 0.648701 2,963,933 0.15 1.35 1.40 (9.20) (9.16) 2010 5,998,596 0.655593 0.714078 4,018,330 0.73 1.35 1.40 13.87 13.93 2009 7,537,482 0.575717 0.626750 4,436,031 0.60 1.35 1.40 19.38 19.44 2008 9,438,672 0.482246 0.524727 4,648,884 N/A 1.35 1.40 (43.30) (43.27) 2007 10,578,649 0.850524 0.924973 9,188,444 N/A 1.35 1.40 10.45 10.50 INVESCO V.I. CAPITAL DEVELOPMENT FUND SERIES I SHARES (a) 2011 2,004,760 0.640485 0.753668 1,319,269 N/A 1.35 1.40 (18.44) (18.41) INVESCO V.I. CAPITAL DEVELOPMENT FUND SERIES II SHARES 2011 493,398 1.175591 1.181374 580,437 N/A 1.35 1.40 (8.67) (8.63) 2010 549,741 1.287220 1.292894 708,163 N/A 1.35 1.40 16.81 16.87 2009 591,042 1.101945 1.106235 651,712 N/A 1.35 1.40 40.00 40.08 2008 770,277 0.787094 0.789744 606,685 N/A 1.35 1.40 (47.87) (47.84) 2007 1,196,670 1.509868 1.514181 1,807,951 N/A 1.35 1.40 9.00 9.05 INVESCO V.I. CORE EQUITY FUND SERIES I SHARES 2011 6,446,928 0.836042 0.893635 5,463,364 0.90 1.35 1.40 (1.46) (1.41) 2010 8,407,101 0.848464 0.906442 7,227,604 0.93 1.35 1.40 8.02 8.08 2009 10,515,526 0.785455 0.838697 8,370,427 1.82 1.35 1.40 26.50 26.57 2008 12,344,219 0.620913 0.662657 7,775,693 2.12 1.35 1.40 (31.12) (31.09) 2007 14,305,301 0.901450 0.961569 13,087,250 1.05 1.35 1.40 6.60 6.66
(a) Merger. See Note 1. SA-77 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- INVESCO V.I. GLOBAL HEALTH CARE FUND SERIES I SHARES 2011 3,904,709 1.017965 1.074404 4,008,394 N/A 1.35 1.40 2.49 2.55 2010 4,156,349 0.993200 1.047730 4,164,992 N/A 1.35 1.40 3.82 3.87 2009 3,790,089 0.956657 1.008677 3,676,388 0.34 1.35 1.40 25.89 25.95 2008 4,725,002 0.759924 0.800842 3,640,100 N/A 1.35 1.40 (29.62) (29.58) 2007 5,535,951 1.079745 1.137302 6,058,712 N/A 1.35 1.40 10.29 10.34 INVESCO VAN KAMPEN V.I. CAPITAL GROWTH FUND SERIES I SHARES (a) 2011 5,906,799 0.650231 0.699069 3,913,866 N/A 1.35 1.40 (14.53) (14.50) JANUS ASPEN ENTERPRISE PORTFOLIO SERVICE SHARES 2011 3,269,361 0.695047 0.877802 2,374,204 N/A 1.35 1.40 (3.03) (2.98) 2010 4,564,076 0.716762 0.904775 3,445,776 N/A 1.35 1.40 23.77 23.83 2009 5,335,730 0.579125 0.730688 3,269,860 N/A 1.35 1.40 42.42 42.50 2008 6,152,086 0.406625 0.512781 2,646,933 0.05 1.35 1.40 (44.64) (44.62) 2007 9,724,828 0.734572 0.925877 7,628,365 0.07 1.35 1.40 20.04 20.10 JANUS ASPEN JANUS PORTFOLIO SERVICE SHARES 2011 8,976,079 0.642034 0.713641 5,957,493 0.43 1.35 1.40 (6.86) (6.82) 2010 11,518,443 0.689338 0.765842 8,201,710 0.35 1.35 1.40 12.66 12.72 2009 14,245,115 0.611871 0.679441 9,006,505 0.38 1.35 1.40 34.11 34.18 2008 17,032,877 0.456246 0.506377 8,033,118 0.57 1.35 1.40 (40.71) (40.68) 2007 20,917,473 0.769519 0.853646 16,644,926 0.57 1.35 1.40 13.19 13.25 JANUS ASPEN OVERSEAS PORTFOLIO SERVICE SHARES 2011 8,541,554 1.218812 1.349800 10,589,882 0.38 1.35 1.40 (33.29) (33.25) 2010 11,126,831 1.826978 2.022289 20,738,046 0.52 1.35 1.40 23.27 23.33 2009 13,218,778 1.482112 1.639720 20,028,788 0.41 1.35 1.40 76.57 76.65 2008 14,827,065 0.839412 0.928207 12,736,450 1.11 1.35 1.40 (52.90) (52.88) 2007 18,410,004 1.782162 1.969686 33,445,650 0.43 1.35 1.40 26.23 26.29 MFS(R) MID CAP GROWTH SERIES SERVICE CLASS 2011 1,641,293 0.933376 0.937902 1,534,372 N/A 1.35 1.40 (7.48) (7.43) 2010 2,259,259 1.008830 1.013212 2,281,926 N/A 1.35 1.40 27.40 27.46 2009 1,899,122 0.791875 0.794920 1,504,848 N/A 1.35 1.40 39.27 39.34 2008 2,308,884 0.568572 0.570479 1,313,651 N/A 1.35 1.40 (52.27) (52.25) 2007 3,370,508 1.191298 1.194682 4,017,425 N/A 1.35 1.40 7.98 8.03
(a) Merger. See Note 1. SA-78 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- MFS(R) NEW DISCOVERY SERIES SERVICE CLASS 2011 1,897,724 1.356220 1.362900 2,574,193 N/A 1.35 1.40 (11.75) (11.70) 2010 2,234,067 1.536764 1.543536 3,433,727 N/A 1.35 1.40 34.04 34.11 2009 1,796,583 1.146503 1.150975 2,060,236 N/A 1.35 1.40 60.64 60.72 2008 1,175,433 0.713707 0.716124 839,295 N/A 1.35 1.40 (40.37) (40.34) 2007 1,318,168 1.196838 1.200291 1,578,278 N/A 1.35 1.40 0.82 0.87 MFS(R) TOTAL RETURN SERIES SERVICE CLASS 2011 8,166,265 1.348834 1.268609 10,318,888 2.28 1.35 1.75 (0.19) 0.21 2010 10,758,944 1.351436 1.265903 13,571,982 2.59 1.35 1.75 7.71 8.15 2009 12,102,167 1.254646 1.170473 14,122,991 3.48 1.35 1.75 15.66 16.14 2008 13,154,382 1.084737 1.007853 13,220,142 3.03 1.35 1.75 (23.68) (23.37) 2007 15,826,120 1.421321 1.315222 20,764,997 2.33 1.35 1.75 2.12 2.53 MFS(R) UTILITIES SERIES SERVICE CLASS 2011 2,253,959 2.524338 2.536908 5,690,267 2.95 1.35 1.40 5.01 5.07 2010 2,602,324 2.403808 2.414555 6,255,951 3.12 1.35 1.40 11.92 11.98 2009 3,246,496 2.147764 2.156266 6,973,160 4.86 1.35 1.40 31.01 31.08 2008 4,192,941 1.639398 1.645058 6,874,406 1.35 1.35 1.40 (38.68) (38.65) 2007 5,464,606 2.673544 2.681427 14,611,619 0.82 1.35 1.40 25.77 25.84 OPPENHEIMER BALANCED FUND/VA SERVICE SHARES 2011 2,220,044 0.997731 1.002550 2,215,137 2.04 1.35 1.40 (1.02) (0.97) 2010 2,255,508 1.008029 1.012401 2,273,772 1.17 1.35 1.40 11.10 11.16 2009 2,727,961 0.907312 0.910786 2,475,536 N/A 1.35 1.40 19.90 19.96 2008 3,959,113 0.756743 0.759260 2,996,168 2.94 1.35 1.40 (44.41) (44.38) 2007 5,148,034 1.361189 1.365045 7,007,759 1.97 1.35 1.40 2.04 2.09 OPPENHEIMER CAPITAL APPRECIATION FUND/VA SERVICE SHARES 2011 1,842,312 1.305218 1.049714 1,926,599 0.12 1.35 1.75 (3.10) (2.71) 2010 2,681,093 1.346991 1.078919 2,882,651 N/A 1.35 1.75 7.23 7.67 2009 3,323,837 1.256114 1.002061 3,320,358 0.01 1.35 1.75 41.63 42.21 2008 3,999,274 0.886900 0.704658 2,810,937 N/A 1.35 1.75 (46.61) (46.40) 2007 5,490,650 1.661316 1.314572 7,202,283 0.01 1.35 1.75 11.87 12.32
SA-79 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- OPPENHEIMER GLOBAL SECURITIES FUND/VA SERVICE SHARES 2011 5,126,453 1.745675 1.446202 7,384,580 1.09 1.35 1.75 (10.13) (9.76) 2010 6,129,150 1.942434 1.602678 9,788,859 1.24 1.35 1.75 13.68 14.14 2009 7,221,610 1.708689 1.404115 10,109,081 2.08 1.35 1.75 36.91 37.47 2008 9,458,960 1.247996 1.021377 9,635,931 1.43 1.35 1.75 (41.38) (41.14) 2007 13,508,955 2.128835 1.735201 23,387,789 1.26 1.35 1.75 4.22 4.65 OPPENHEIMER HIGH INCOME FUND/VA SERVICE SHARES 2011 4,547,262 0.374443 0.376293 1,703,886 9.06 1.35 1.40 (3.92) (3.87) 2010 5,390,325 0.389735 0.391445 2,102,157 5.96 1.35 1.40 12.84 12.90 2009 7,244,163 0.366167 0.346717 2,503,486 N/A 1.35 1.75 23.75 24.25 2008 6,002,746 0.295916 0.279056 1,670,132 7.73 1.35 1.75 (78.95) (78.86) 2007 7,138,425 1.405619 1.320231 9,400,712 7.04 1.35 1.75 (2.21) (1.81) OPPENHEIMER MAIN STREET FUND(R)/VA SERVICE SHARES 2011 1,124,764 1.121589 1.127126 1,261,912 0.63 1.35 1.40 (1.71) (1.66) 2010 1,517,342 1.141115 1.146161 1,732,228 0.97 1.35 1.40 14.21 14.26 2009 1,955,054 0.999175 1.003088 1,954,295 1.65 1.35 1.40 26.20 26.27 2008 2,563,133 0.791719 0.794416 2,029,994 1.33 1.35 1.40 (39.49) (39.46) 2007 3,346,340 1.308312 1.312113 4,379,281 0.90 1.35 1.40 2.69 2.74 PIONEER FUND VCT PORTFOLIO CLASS II 2011 3,079,221 1.009561 1.015032 3,112,487 1.16 1.35 1.40 (5.89) (5.84) 2010 4,323,688 1.072692 1.077945 4,642,546 1.10 1.35 1.40 14.11 14.16 2009 4,987,013 0.940087 0.944215 4,693,458 1.51 1.35 1.40 23.16 23.22 2008 7,562,651 0.763323 0.766278 5,778,767 1.54 1.35 1.40 (35.29) (35.25) 2007 8,231,077 1.179521 1.183477 9,717,589 0.97 1.35 1.40 3.32 3.37 PIONEER REAL ESTATE SHARES VCT PORTFOLIO CLASS II 2011 3,151,456 2.522991 2.536727 7,959,148 2.19 1.35 1.40 8.22 8.27 2010 3,777,638 2.331359 2.342878 8,815,017 2.40 1.35 1.40 26.74 26.80 2009 4,662,561 1.839488 1.847638 8,584,423 4.43 1.35 1.40 29.71 29.78 2008 5,889,807 1.418112 1.423667 8,358,302 3.84 1.35 1.40 (39.21) (39.18) 2007 7,966,446 2.332982 2.340921 18,596,469 2.46 1.35 1.40 (20.23) (20.19)
SA-80 COMMONWEALTH SELECT SEPARATE ACCOUNT NOTES TO FINANCIAL STATEMENTS (CONTINUED) NOTE 6 - FINANCIAL HIGHLIGHTS (CONTINUED)
AT DECEMBER 31 FOR THE YEAR ENDED DECEMBER 31 -------------------- ---------------------------------------------------- UNIT FAIR UNIT FAIR INVESTMENT EXPENSE EXPENSE TOTAL TOTAL VALUES VALUES INCOME RATIOS RATIOS RETURNS RETURNS LOWEST HIGHEST NET RATIOS LOWEST HIGHEST LOWEST HIGHEST UNITS ($) (4) ($) (4) ASSETS ($) (%) (1) (%) (2) (%) (2) (%) (3)(4) (%) (3)(4) ---------- --------- --------- ----------- ---------- ------- ------- ---------- ---------- T. ROWE PRICE INTERNATIONAL STOCK PORTFOLIO 2011 17,241,597 1.465378 1.002226 23,439,379 1.42 1.35 1.40 (14.06) (14.01) 2010 21,180,069 1.705065 1.165556 33,312,573 0.87 1.35 1.40 12.85 12.91 2009 26,004,856 1.510850 1.032275 35,990,066 2.57 1.35 1.40 50.26 50.33 2008 31,587,933 1.005518 0.686661 29,112,452 1.91 1.35 1.40 (49.42) (49.40) 2007 36,350,881 1.988050 1.356939 66,164,493 1.33 1.35 1.40 11.45 11.51
(1) These amounts represent the dividends, excluding distributions of capital gains, received by the Sub-Account from the Underlying Fund, net of management fees assessed by the fund manager, divided by the average net assets. These ratios exclude those expenses, such as mortality and expense charges, that result in direct reductions in the unit fair values. The recognition of investment income by the Sub-Account is affected by the timing of the declaration of dividends by the Underlying Fund in which the Sub-Accounts invest. (2) These ratios represent the annualized contract expenses of the Separate Account, consisting primarily of mortality and expense charges, for each period indicated. The ratios include only those expenses that result in a direct reduction to unit fair values. Charges made directly to contract owner accounts through the redemption of units and expenses of the Underlying Fund are excluded. (3) These amounts represent the total return for the periods indicated, including changes in the value of the Underlying Fund, and reflect deductions for all items included in the expense ratio. The total return does not include any expenses assessed through the redemption of units; inclusion of these expenses in the calculation would result in a reduction in the total return presented. Investment options with a date notation indicate the effective date of that investment option in the variable account. The total return is calculated for the period indicated or from the effective date through the end of the reporting period. (4) The highest unit fair value and total return correspond with the product with the lowest expense ratio. The lowest unit fair value and total return correspond with the product with the highest expense ratio. NOTE 7 - SUBSEQUENT EVENT In January 2012, Commonwealth Annuity was informed of pricing errors that required correction of net asset values by certain Underlying Funds. Commonwealth Annuity recorded the corrections within the 2011 financial statements. Any required changes to Contract Owners will be addressed in the first quarter of 2012. SA-81 PART C. OTHER INFORMATION ITEM 24. FINANCIAL STATEMENTS AND EXHIBITS (a) FINANCIAL STATEMENTS Financial Statements Included in Part A None Financial Statements Included in Part A None Financial Statements Included in Part B Financial Statements for Commonwealth Annuity and Life Insurance Company (the "Company" and "Depositor") and Financial Statements for Commonwealth Select Separate Account of Commonwealth Annuity and Life Insurance Company Financial Statements Included in Part C None (b) EXHIBITS EXHIBIT 1 Vote of Board of Directors Authorizing Establishment of Registrant dated March 5, 1992 was previously filed on April 24, 1998 in Post-Effective Amendment No. 16 (File Nos. 33-47216, 811-6632) and is incorporated by reference herein. EXHIBIT 2 Not Applicable. Pursuant to Rule 26a-2, the Company may hold the assets of the Registrant NOT pursuant to a trust indenture or other such instrument. EXHIBIT 3 (a) Service Agreement by and between the Epoch Securities, Inc., Commonwealth Annuity and Life Insurance Company, First Allmerica Financial Life Insurance Company and the "Broker-Dealer" was previously filed on April 25, 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (b) Service Agreement dated March 13, 2012 by and between the Epoch Securities, Inc., Commonwealth Annuity and Life Insurance Company, se2 and Security Distributors, Inc. will be filed in April of 2012 in Registrant's Post-Effective Amendment No. 33 (Registration Statement No. 33-39702/811-06293), and is incorporated by reference herein. Consolidated Underwriting and Administrative Service Agreement dated April 30, 2010 between and among Commonwealth Annuity and Life Insurance Company and Epoch Securities, Inc was filed on April 30, 2010 in Registrant's Post-Effective Amendment No. 31 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (c) Shared Services Agreement dated January 22, 2008 between Commonwealth Annuity and Life Insurance Company and Epoch Securities, Inc. was previously filed on April 25, 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (d) Expense sharing Agreement dated August 18, 2010 between The Goldman Sachs Group, Inc. and Epoch Securities, Inc. was previously filed on April 29, 2011 in Registrant's Post-Effective Amendment No. 32 (Registration Statement No. 33-39702/811-06293), and is incorporated by reference herein. Shared Services Agreement dated January 22, 2008 between Commonwealth Annuity and Life Insurance Company and Epoch Securities, Inc. was previously filed on April 25, 2008 in Registrant's Post -Effective Amendment No. 29 (Registration Statement No. 33-39702/ 811-6293), and is incorporated by reference herein. EXHIBIT 4 The following documents were previously filed on May 11, 1999 in Registrant's Initial Registration Statement, (File Nos. 333-78245, 811-6632) and are incorporated herein by reference: (a) Contract Form A3028-99; (b) Specification Pages Form A8028-99; (c) Enhanced Death Benefit "EDB" Rider (Form 3263-99); (d) Minimum Guaranteed Annuity Payout ("M-GAP") Rider (Form 3269-99); (e) Trail Employee Program Endorsement (Form 3275-99); (f) Trail Employee Program Endorsement (Form 3275-99); and (g) Annuitization Withdrawal Endorsement (Form 3276-99); (h) EER Rider (Form 3240-01) was previously filed on August 3, 2001 in Post-Effective Amendment No. 6 of Registrant's Registration Statement (File Nos. 333-78245, 811-6632), and is incorporated by reference herein. (i) EDB Rider (Form 3241-01) was previously filed on August 3, 2001 in Post-Effective Amendment No. 6 of Registrant's Registration Statement (File Nos. 333-78245, 811-6632), and is incorporated by reference herein. (j) Form of 15% Breakthrough EDB Rider (Form 3316-02) was previously filed on February 11, 2002 in Post-Effective Amendment No. 8 of Registrant's Registration Statement (Nos. 333-78245/811-6632), and is incorporated by reference herein.; (k) Form of 10% Breakthrough EDB Rider (Form 3315-02) was previously filed on February 11, 2002 in Post-Effective Amendment No. 8 of Registrant's Registration Statement (Nos. 333-78245/811-6632), and is incorporated by reference herein. (l) Form of Annual Step-Up With 5% Yield (Form 3312-02) (In Texas Form 3311-02) was previously filed on February 11, 2002 in Post-Effective Amendment No. 8 of Registrant's Registration Statement (Nos. 333-78245/811-6632), and is incorporated by reference herein. (m) Form of 15% Breakthrough with 5% Yield EDB Rider (Form 3318-02) was previously filed on February 11, 2002 in Post-Effective Amendment No. 8 of Registrant's Registration Statement (Nos. 333-78245/811-6632), and is incorporated by reference herein. (n) Form of 10% Breakthrough with 5% Yield EDB Rider (Form 3317-02); and Form of Annual Step-Up with 7% Yield EDB Rider (Form 3314-02) were previously filed on February 11, 2002 in Post-Effective Amendment No. 8 of Registrant's Registration Statement (Nos. 333-78245/811-6632), and are incorporated by reference herein. (o) 5% Discount Rider was previously filed in April 19, 2002 in Post-Effective Amendment No. 11 of Registrant's Registration Statement (Nos. 333-78245/811-06632), and are incorporated by reference herein. (p) 7% EDB Rider (Form 3306-1) and 7% EDB Rider with Annual Step-up Rider (Form 3307-01) was previously filed in April 19, 2002 in Post-Effective Amendment No. 7 of Registrant's Registration Statement (Nos. 333-92115/811-6632), and are incorporated by reference herein. (q) TSA-Endorsement 4012-07 (Rev. 12-08) was filed on April 28, 2009 in Registrant's Post-Effective Amendment No. 30 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. EXHIBIT 5 Application Form AS-563 was previously filed on May 11, 1999 in Registrant's Initial Registration Statement (File Nos. 333-78245, 811-6632) and is incorporated by reference herein. EXHIBIT 6 Articles of Organization and Bylaws, as amended of the Company, effective as of September 1, 2006 were previously filed on February 28, 2007 in Post-Effective Amendment No. 32 (File Nos. 33-47216, 811-6632) and are incorporated by reference herein. Bylaws, as amended of the Company, effective as of December 30, 2005 was previously filed on April 28, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. EXHIBIT 7 (a) Variable Annuity GMDB Reinsurance Agreement between Allmerica Financial Life Insurance and Annuity Company and Ace Tempest Life Reinsurance LTD dated December 1, 2002 was previously filed on February 12, 2003 in Post-Effective Amendment No. 10 (File Nos. 333-78245, 811-6632) and is incorporated by reference herein. (b) Variable Annuity GMDB Reinsurance Agreement between Allmerica Financial Life Insurance and Annuity Company and Ace Tempest Life Reinsurance LTD dated December 1, 2002 was previously filed on February 12, 2003 in Post-Effective Amendment No. 10 (File Nos. 333-78245, 811-6632) and is incorporated by reference herein. (c) Variable Annuity GMDB Reinsurance Agreement between Allmerica Financial Life Insurance and Annuity Company and RGA Reinsurance Company dated December 1, 2002 was previously filed on February 12, 2003 in Post-Effective Amendment No. 10 (File Nos. 333-78245, 811-6632) and is incorporated by reference herein. (d) Variable Annuity GMDB Reinsurance Agreement between Allmerica Financial Life Insurance and Annuity Company and RGA Reinsurance Company dated December 1, 2002 was previously filed on February 12, 2003 in Post-Effective Amendment No. 10 (File Nos. 333-78245, 811-6632) and is incorporated by reference herein. (e) Coinsurance and modified Coinsurance Agreement by and between Commonwealth Annuity and Life Insurance Company and Arrow Capital Reinsurance Company, Limited, dated December 24, 2009 will be filed in April of 2012 in Registrant's Post-Effective Amendment No. 33 (Registration Statement No. 33/39702/811-06293), and is incorporated by reference herewith. EXHIBIT 8 (a) Assignment and Assumption of the Third Party Administrator Agreement and Related Work Assignments dated October 1, 2009 will be filed in April of 2012 in Registrant's Post-Effective Amendment No. 33 (Registration Statement No. 33-39702/811-06293), and is incorporated by reference herein. Third Party Agreement (TPA) between Security Benefit Life Insurance Co, Security Distributors, Inc and The Goldman Sachs Group, Inc. was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (b) Goldman Sachs Variable Insurance Trust (the "Trust") Service Agreement will be filed in April of 2012 in Registrant's Post-Effective Amendment No. 33 (Registration Statement No. 33-39702/811-06293), and is incorporated by reference herein. Administrative Services Agreement dated January 2, 2006 between the Company and Goldman Sachs Variable Insurance Trust was previously filed on April 27, 2007 in Post-Effective Amendment No. 28 (File Nos. 33-39702, 811-6293) and is incorporated by reference herein. Form of Administrative Services Agreement dated January 2, 2006 between the Company and Goldman Sachs Variable Insurance Trust was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (c) Amendment to Work Assignment dated March 6, 2012 will be filed in April of 2012 in Registrant's Post-Effective Amendment No. 33 (Registration Statement No. 33-39702/811-06293), and is incorporated by reference herein. Work Assignment between Security Benefit Life Insurance Co, Security Distributors, Inc and the Company was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (d) Restructuring Agreement dated as of December 30, 2005 between The Hanover Insurance Group, Inc., Allmerica Financial Life Insurance and Annuity Company and First Allmerica Financial Life Insurance Company was previously filed on April 27, 2007 in Post-Effective Amendment No. 28 (File Nos. 33-39702, 811-6293) and is incorporated by reference herein. Form of Restructuring Agreement between First Allmerica Financial Life Insurance Company and Allmerica Financial Life Insurance and Annuity Company was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (e) Goldman Sachs Variable Insurance Trust (the "Trust") Service Agreement was previously filed on April 27, 2007 in Post-Effective Amendment No. 28 (File Nos. 33-39702, 811-6293) and is incorporated by reference herein. Form of Goldman Sachs Variable Insurance Trust Service Agreement was previously filed on February 10, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (f) Directors' Powers of Attorney is filed herewith. EXHIBIT 9 Opinion of Counsel was previously filed on April 25, 2008 in Post-Effective Amendment No. 17 of Registration Statement No. 33-78245/811-6632, and is incorporated by reference herein. EXHIBIT 10 Consent of Independent Registered Public Accounting Firm is filed herewith. EXHIBIT 11 None. EXHIBIT 12 None. EXHIBIT 13(a) Amendment to Schedule A dated October 1, 2000 of the Participation Agreement with T. Rowe Price International Series, Inc. was previously filed on April 19, 2001 in Post-Effective Amendment No. 19 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Participation Agreement between the Company and T. Rowe Price International Series, Inc. was previously filed on April 24, 1998 in Post-Effective Amendment No. 16 (File Nos. 33-47216, 811-6632) and is incorporated by reference herein. (b) Amendment No. 1 dated April 30, 2010 and Amendment to Participation Agreement dated May 1, 2008 to Amended and Restated Participation Agreement among Commonwealth Annuity and Life Insurance Company, AllianceBernstein L.P. and AllianceBernstein Investments, Inc. dated as of August 1, 2007 was previously filed on April 29, 2011 in Registrant's Post-Effective Amendment No. 32 (Registration Statement No. 33-39702/811-06293), and is incorporated by reference herein. Amended And Restated Participation Agreement among Commonwealth Annuity and Life Insurance Company, AllianceBernstein L.P. and AllianceBernstein Investments, Inc. dated as of August 1, 2007 was previously filed on April 25, 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. Amendment dated May 1, 2002 to the Amended and Restated Participation Agreement with Alliance was previously filed on April 28, 2003 in Post-Effective Amendment No. 23 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Amendment dated May 1, 2001 to the Amended and Restated Participation Agreement, Merger and Consolidated Agreement, and the Amended and Restated Participation Agreement with Alliance were previously filed on April 19, 2001 in Post-Effective Amendment No. 19 of Registration Statement No. 33-39702/811-6293, and are incorporated by reference herein. (c) Amendment No. 2 dated April 30, 2010 and Amendment No. 1 dated February 21, 2008 to the Amended and Restated Participation Agreement by and among AIM Variable Insurance Funds, Inc., A I M Distributors, Inc. and Commonwealth Annuity And Life Insurance Company dated July 31, 2007 were previously filed on April 29, 2011 in Registrant's Post-Effective Amendment No. 32 (Registration Statement No. 33-39702/811-06293), and are incorporated by reference herein. Amended and Restated Participation Agreement by and among AIM Variable Insurance Funds, Inc., A I M Distributors, Inc. And Commonwealth Annuity And Life Insurance Company dated July 31, 2007 was previously filed on April 25, 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (d) Amendment dated May 1, 2001 to the Participation Agreement with Deutsche Asset Management VIT Funds (formerly Bankers Trust) was previously filed on April 19, 2002 in Post-Effective Amendment No. 28 of Registration Statement No. 33-47216/811-06293, and is incorporated by reference herein. Participation Agreement with Deutsche Asset Management VIT Funds (formerly Bankers Trust) was previously filed on April 21, 2000 in Post-Effective Amendment No. 1 of Registration Statement No. 333-87099/811-6293 and is incorporated by reference herein. (e) Amendment dated August 16, 2010 to Amended and Restated Participation Agreement between Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Commonwealth Annuity and Life Insurance Company was previously filed on April 29, 2011 in Registrant's Post-Effective Amendment No. 32 (Registration Statement No. 33-39702/811-06293), and is incorporated by reference herein. Amendment No. 2 dated May 1, 2009 to Amended and Restated Participation Agreement between Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Commonwealth Annuity and Life Insurance Company was previously filed on June 12, 2009 in Pre-Effective Amendment No. 1 to Registrant's Registration Statement (File Nos. 333-157121/811-22024), and is incorporate by reference herein. Amendment No. 1 dated June 5, 2007 to Amended and Restated Participation Agreement between Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Commonwealth Annuity and Life Insurance Company was previously filed on April 25, 2008 in April of 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. Amended and Restated Participation Agreement dated September 25, 2006 with Franklin Templeton Variable Insurance Products Trust, Franklin/Templeton Distributors, Inc., and Commonwealth Annuity and Life Insurance Company was previously filed on April 27, 2007 in Post-Effective Amendment No. 28 (File Nos. 33-39702, 811-6293) and is incorporated by reference herein. (f) Amendment dated October 31, 2001 to the Participation Agreement with INVESCO was previously filed on April 19, 2002 in Post-Effective Amendment No. 22 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Amendment dated May 1, 2001 to the Participation Agreement with INVESCO was previously filed on April 19, 2001 in Post-Effective Amendment No. 19 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Participation Agreement with INVESCO was previously filed on April 21, 2000 in Post-Effective Amendment No. 1 of Registration Statement No. 333-87099/811-6293 and is incorporated by reference herein. (g) Amendment dated August 1, 2007 to the Participation Agreement with Janus was previously filed on July 18, 2007 in Pre-Effective Amendment No. 1 to Registration Statement (File Nos. 333-141045/811-22024), and is incorporated by reference herein. Amendment dated February 25, 2000 to the Participation Agreement with Janus was previously filed in April 19, 2002 in Post-Effective Amendment No. 22 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Participation Agreement with Janus was previously filed on April 21, 2000 in Post-Effective Amendment No. 1 of Registration Statement No. 333-87099/811-6293 and is incorporated by reference herein. (h) Supplement dated April 29, 2012 to Participation Agreements (SVS I and SVS II) dated May 1, 2002 with Deutsche Investment Management Americas Inc (formerly Scudder Investments Inc.) and DWS Investments Distributors, Inc. (formerly Scudder Distributors) will be filed in April of 2012 in Post-Effective Amendment No. 33 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Participation Agreements dated May 1, 2002 with Scudder Investments Inc. and Scudder Distributors was previously filed on April 28, 2003 in Post-Effective Amendment No. 23 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Amendment to the Participation Agreement dated October 1, 2000 with Scudder Investments Inc. and Scudder Distributors was previously filed on April 19, 2001 in Post-Effective Amendment No. 19 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Amendment to Kemper Participation Agreement was previously filed in April 2000 in Post-Effective Amendment No. 7 of Registration Statement No. 333-09965/811-7767 and is incorporated by reference herein. Participation Agreement with Kemper was previously filed on November 6, 1996 in Pre-Effective Amendment No. 1 in Registration Statement No. 333-00965/811-7767, and is incorporated by reference herein. (i) Eaton Vance Participation Agreement dated February 15, 2001 was previously filed in April 19, 2002 in Post-Effective Amendment No. 22 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. (j) Amendment dated April 30, 2010 to Participation Agreement with MFS Variable Insurance Trust dated May 1, was previously filed on April 29, 2011 in Registrant's Post-Effective Amendment No. 32 (Registration Statement No. 33-39702/811-06293), and is incorporated by reference herein. Amendment dated June 1, 2009 to the Participation Agreement with MFS Variable Insurance Trust dated May 1, 2002 was previously filed on June 12, 2009 in Registrant's Pre-Effective Amendment No. 1 (Registration Statement No. 33-157121/811-22024), and is incorporated by reference herein. Amendment dated May 1, 2002 to the Participation Agreement with MFS Variable Insurance Trust was previously filed on April 28, 2003 in Post-Effective Amendment No. 23 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Participation Agreement with MFS Variable Insurance Trust was previously filed on August 27, 1998 in Post-Effective Amendment No. 3, and is incorporated by reference herein. (k) Oppenheimer Fund/SERV and Networking Supplement dated April 14, 2008 to Amended and Restated Participation Agreement dated as of May 1, 2000 by and among Oppenheimer Variable Account Funds, Oppenheimerfunds, Inc. and Commonwealth Annuity and Life Insurance Company dated May 1, 2000 were previously filed on April 29, 2011 in Registrant's Post-Effective Amendment No. 32 (Registration Statement No. 33-39702/811-06293), and are incorporated by reference herein. Form of Amendment dated April 30, 2010 to Amended and Restated Participation Agreement dated as of May 1, 2000 by and among Oppenheimer Variable Account Funds, Oppenheimerfunds, Inc. and Commonwealth Annuity and Life Insurance Company dated May 1, 2000 was filed on April 30, 2010 in Registrant's Post-Effective Amendment No. 31 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. Amendment dated August 28, 2007 to the Amended and Restated Participation Agreement dated as of May 1, 2000, by and among Oppenheimer Variable Account Funds, Oppenheimerfunds, Inc. and Commonwealth Annuity and Life Insurance Company as amended May 1, 2002 was previously filed in April of 2009 in Registrant's Post-Effective Amendment No. 30 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. Amendment dated May 1, 2002 to the Participation Agreement with Oppenheimer Variable Account Funds was previously filed on April 28, 2003 in Post-Effective Amendment No. 23 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Participation Agreement with Oppenheimer Variable Account Funds was previously filed on August 27, 1998 in Post-Effective Amendment No. 3, and is incorporated by reference herein. (l) Amendment 1 dated April 30, 2010 to the Participation Agreement dated September 18, 2007 among Pioneer Variable Contracts Trust, Commonwealth Annuity And Life Insurance Company Pioneer Investment Management, Inc. and Pioneer Funds Distributor, Inc. was filed on April 29, 2010 in Registrant's Post-Effective Amendment No. 4 (Registration Statement No. 33-141019/811-22024), and is incorporated by reference herein. Participation Agreement dated September 19, 2007 among Pioneer Variable Contracts Trust, Commonwealth Annuity and Life Insurance Company Pioneer Investment Management, Inc. and Pioneer Funds Distributor, Inc. was previously filed on April 25, 2008 in Post-Effective Amendment No. 1 to Registration Statement (File Nos. 333-141045/811-22024), and is incorporated by reference herein. Amendment dated May 1, 2001 to the Pioneer Participation Agreement was previously filed in April 19, 2002 in Post-Effective Amendment No. 22 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Amendment dated October 24, 2000 to the Pioneer Participation Agreement was previously filed in April 2001 in Post-Effective Amendment No. 19 of Registration Statement No. 33-39702/811-6293, and is incorporated by reference herein. Participation Agreement with Pioneer was previously filed on April 24, 1998 in Post-Effective Amendment No. 9 of Registration Statement No. 33-85916/811-8848, and is incorporated by reference herein. (m) Form of Amendment dated May 1, 2011 to Participation Agreement, Amendment No. 3 dated February 11, 2011, Amendment dated September 1, 2010 and Fund/SERV and Networking Supplement dated August 12, 2008 to the Amended and Restated Participation Agreement dated August 1, 2007 by and between Goldman Sachs Variable Insurance Trust, Goldman, Sachs & Co., and Commonwealth Annuity and Life Insurance Company were previously filed on April 29, 2011 in Registrant's Post-Effective Amendment No. 32 (Registration Statement No. 33-39702/811-06293), and are incorporated by reference herein. Amended And Restated Participation Agreement dated August 1, 2007 by and between Goldman Sachs Variable Insurance Trust, Goldman, Sachs & Co., and Commonwealth Annuity And Life Insurance Company was previously filed on April 25, 2008 in Registrant's Post-Effective Amendment No. 29 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. Participation Agreement dated January 2, 2006 between Goldman Sachs Variable Insurance Trust, Goldman, Sachs & Co, and Allmerica Financial Life Insurance and Annuity Company was previously filed on April 28, 2006 in Registrant's Post-Effective Amendment No. 27 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. (n) Amended and Restated First Amendment dated April 30, 2010 to the Participation Agreement with Variable Insurance Products Funds dated April 30, 2010 and Amended and Restated Participation Agreement dated April 30, 2010 was filed on April 30, 2010 in Registrant's Post-Effective Amendment No. 31 (Registration Statement No. 33-39702/811-6293), and is incorporated by reference herein. ITEM 25. DIRECTORS AND OFFICERS OF THE DEPOSITOR The principal business address of most of the following Directors and Officers* is: 200 West St New York, NY 10282-2198 The principal business address of the other following Directors and Officers is: 132 Turnpike Road, Suite 210 Southborough, MA 01772. DIRECTORS AND PRINCIPAL OFFICERS OF THE COMPANY ---------------------------------------------------------------------------------------------------------- Allan Levine* Chairman of the Board of Directors ---------------------------------------------------------------------------------------------------------- Manda J. D'Agata* Director, Vice President and Treasurer ---------------------------------------------------------------------------------------------------------- Kathleen M. Redgate* Director ---------------------------------------------------------------------------------------------------------- Michael S. Rotter* Director (Vice Chairman) ---------------------------------------------------------------------------------------------------------- Nicholas Helmuth von Moltke* Director, President and Chief Executive Officer ---------------------------------------------------------------------------------------------------------- Gilles M. Dellaert* Vice President and Co-Chief Risk Officer ---------------------------------------------------------------------------------------------------------- John J. Fowler Senior Vice President and Chief Financial Officer ---------------------------------------------------------------------------------------------------------- Jane S. Grosso Vice President and Controller ---------------------------------------------------------------------------------------------------------- Jonathan Hecht Vice President & Chief Actuary ---------------------------------------------------------------------------------------------------------- Kim Lee* Vice President & Co-Chief Risk Officer ---------------------------------------------------------------------------------------------------------- Kevin F. Leavey Vice President and Product Actuary ---------------------------------------------------------------------------------------------------------- Justin MacNeil Vice President - Tax ---------------------------------------------------------------------------------------------------------- Samuel Ramos* Vice President & Assistant Corporate Secretary ---------------------------------------------------------------------------------------------------------- Jason M. Roach Vice President-Operations ---------------------------------------------------------------------------------------------------------- Scott D. Silverman Senior Vice President, General Counsel and Corporate Secretary ---------------------------------------------------------------------------------------------------------- Sheila B. St. Hilaire Vice President-Legal and Assistant Secretary ---------------------------------------------------------------------------------------------------------- Joel Volcy Senior Vice President and Chief Operating Officer ---------------------------------------------------------------------------------------------------------- Margot K. Wallin Vice President , Special Investigative Officer & Chief Compliance Officer ---------------------------------------------------------------------------------------------------------- Robert E. Winawer Vice President -Risk ----------------------------------------------------------------------------------------------------------
ITEM 26. PERSONS UNDER COMMON CONTROL WITH REGISTRANT THE GOLDMAN SACHS GROUP, INC. 2011 FR Y-6 ORGANIZATION CHART (SECTION 2a)
ROW NAICS CODES/ STATE/ ID DEPTH LEGAL ENTITY NAME DESCRIPTION CITY PROVINCE COUNTRY ------------------------------------------------------------------------------------------------------------------------------------ 1 1 THE GOLDMAN SACHS GROUP, INC. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 2 2 77 WATER STREET MANAGEMENT CO. LLC 561110 - Office Wilmington DE UNITED STATES administration services 3 2 986 E 181ST ST LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4 2 ARCHON GEN-PAR, INC. 525990 - Other New York NY UNITED STATES Financial Vehicles 5 3 ARCHON GROUP, L.P. 541611 - Irving TX UNITED STATES Administrative Management and General Management Consulting Services 6 4 AGCH GEN-PAR, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 7 5 ARCHON GROUP CANADA HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 8 6 GS CANADA SPECIALTY LENDING COMPANY 525990 - Other Halifax CANADA Financial Vehicles 9 4 ARCHON ACQUISITION, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 10 4 ARCHON ADMINISTRATIVE SERVICES, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 11 4 ARCHON CAPITAL (NON-POOLING), L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 12 5 ARCAP JPMC2000FL1, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 13 4 ARCHON GROUP CANADA HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 14 4 ARCHON INTERNATIONAL HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 15 5 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD 525990 - Other Mexico City MEXICO LIMITADA Financial Vehicles 16 4 ARCHON RESIDENTIAL MANAGEMENT GEN-PAR, INC. 525990 - Other Irving TX UNITED STATES Financial Vehicles 17 5 ARCHON RESIDENTIAL MANAGEMENT, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 18 4 ARCHON RESIDENTIAL MANAGEMENT, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 19 4 ARCHON THAILAND, LLC 525990 - Other Irving TX UNITED STATES Financial Vehicles 20 4 ARCHON/PPM, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 21 4 AVELO MORTGAGE, L.L.C. 522292 - Real Wilmington DE UNITED STATES Estate Credit 22 4 AWH ARCHON GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 23 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 24 4 BANGKOK CAPITAL ALLIANCE HOLDINGS LLC 522390 - Other Irving TX UNITED STATES Activities Related to Credit Intermediation 25 4 GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 26 4 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD LIMITADA 525990 - Other Mexico City MEXICO Financial Vehicles 27 4 GSSLG GEN-PAR, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 28 5 GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 29 2 ARCHON GROUP, L.P. 541611 - Irving TX UNITED STATES Administrative Management and General Management Consulting Services 30 2 ARCHON INTERNATIONAL, INC. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 31 3 ARCHON CAPITAL BANK DEUTSCHLAND GMBH 522110 - Hof GERMANY Commercial Banking 32 3 ARCHON GROUP DEUTSCHLAND GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 33 4 GSW IMMOBILIEN AG 531390 - Other Berlin GERMANY activities related to real estate 34 3 ARCHON GROUP ITALIA, S.R.L. 523999 - Milan ITALY (OTHER) Miscellaneous Financial Investment Activities 35 4 SGC S.R.L. SOCIETA GESTIONE CREDITI 525990 - Other Milan ITALY (OTHER) Financial Vehicles 36 5 SOCIETA ACQUISIZIONE E RIFANANZIAMENTO CREDITI 525990 - Other London UNITED KINGDOM S.P.A. Financial Vehicles (OTHER) 37 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO 52399 - All Other Milan ITALY (OTHER) CREDITI SRL Financial Investment Activities 38 2 ARIEL CAPITAL REINSURANCE COMPANY, LIMITED 524130 - Hamilton BERMUDA Reinsurance Carriers 39 2 ARROW CORPORATE MEMBER HOLDINGS LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 40 3 GOLDMAN SACHS PROPERTY AND CASUALTY 524298 - All Other London UNITED KINGDOM Insurance Related (OTHER) Activities 41 4 ARROW CORPORATE MEMBER LIMITED 524210 - Insurance London UNITED KINGDOM Agencies and (OTHER) Brokerages 42 2 ARROW REINSURANCE COMPANY, LIMITED 524130 - Hamilton BERMUDA Reinsurance Carriers 43 2 AUGUSTA ADVISORS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 44 3 AUGUSTA, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 45 2 BIRCHFIELD ESTATES LTD 531120 - Lessors London UNITED KINGDOM of nonresidential (OTHER) buildings (except mini warehouses) 46 2 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, L.P. 531390 - Other New York NY UNITED STATES activities related to real estate 47 2 BRIDGE STREET 2011 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 48 3 BRIDGE STREET 2011, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 49 2 BRIDGE STREET 2011 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 50 3 BRIDGE STREET 2011 OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 51 2 BRIDGE STREET ASIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 52 2 BRIDGE STREET FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 53 2 BRIDGE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 54 3 STONE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 55 2 BRIDGE STREET FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 56 3 STONE STREET FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 57 4 EACCESS HOLDINGS L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 58 2 BRIDGE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 59 2 BRIDGE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 60 2 BRIDGE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 61 2 BRIDGE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 62 3 STONE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 63 4 WH13/TWENTY-FOUR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 64 2 BRIDGE STREET SPECIAL OPPORTUNITIES 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 65 3 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 66 4 EACCESS HOLDINGS L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 67 2 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 68 2 BRIDGEWATER ODC, LLC 531390 - Other Wilmington DE UNITED STATES activities related to real estate 69 2 BROAD STREET (BEIJING) MANAGEMENT HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 70 3 GOLDMAN SACHS BROAD STREET (BEIJING) EQUITY INVESTMENT 525990 - Other Beijing CHINA, PEOPLES MANAGEMENT CO., LTD. Financial Vehicles REPUBLIC OF 71 2 CHX Holdings, Inc. 551112 - Offices Chicago IL UNITED STATES of Other Holding Companies 72 3 CHICAGO STOCK EXCHANGE, INC. 523210 - Chicago IL UNITED STATES Securities and Commodity Exchanges 73 2 CIP 2011 PARTNERS ADVISORS, L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 74 3 CIP 2011 PARTNERS, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 75 3 CIP 2011-A PARTNERS, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 76 2 CIP 2011 PARTNERS OFFSHORE ADVISORS, INC. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 77 3 CIP 2011 PARTNERS OFFSHORE, L.P. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 78 2 COLUMBIA CAPITAL LIFE REINSURANCE COMPANY 524130 - Washington DC UNITED STATES Reinsurance Carriers 79 3 CHARLESTON CAPITAL REINSURANCE, LLC 524130 - Washington DC UNITED STATES Reinsurance Carriers TOTAL TOTAL VOTING NON-VOTING ROW PERCENTAGE PERCENTAGE ID DEPTH LEGAL ENTITY NAME HELD HELD COMMENTS --------------------------------------------------------------------------------------------------------------------- 1 1 THE GOLDMAN SACHS GROUP, INC. N/A N/A Top Entity 2 2 77 WATER STREET MANAGEMENT CO. LLC N/A N/A The direct holder is a Managing Member. 3 2 986 E 181ST ST LIHTC LLC N/A N/A The direct holder is a Managing Member. 4 2 ARCHON GEN-PAR, INC. 100 N/A 5 3 ARCHON GROUP, L.P. N/A N/A The direct holder is a General Partner. 6 4 AGCH GEN-PAR, L.L.C. N/A N/A The direct holder is a Managing Member. 7 5 ARCHON GROUP CANADA HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 8 6 GS CANADA SPECIALTY LENDING COMPANY 100 N/A 9 4 ARCHON ACQUISITION, LLC N/A N/A The direct holder is a Non-Managing Member. 10 4 ARCHON ADMINISTRATIVE SERVICES, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 11 4 ARCHON CAPITAL (NON-POOLING), L.P. N/A N/A The direct holder is a Limited Partner. 12 5 ARCAP JPMC2000FL1, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 13 4 ARCHON GROUP CANADA HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 14 4 ARCHON INTERNATIONAL HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 15 5 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD N/A N/A The direct holder is a LIMITADA Managing Member. 16 4 ARCHON RESIDENTIAL MANAGEMENT GEN-PAR, INC. 100 N/A 17 5 ARCHON RESIDENTIAL MANAGEMENT, L.P. N/A N/A The direct holder is a General Partner. 18 4 ARCHON RESIDENTIAL MANAGEMENT, L.P. N/A N/A The direct holder is a Limited Partner. 19 4 ARCHON THAILAND, LLC N/A N/A The direct holder is a Managing Member. 20 4 ARCHON/PPM, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 21 4 AVELO MORTGAGE, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 22 4 AWH ARCHON GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 23 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 24 4 BANGKOK CAPITAL ALLIANCE HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 25 4 GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. N/A N/A The direct holder is a Limited Partner. 26 4 GRUPO ARCHON SOCIEDAD DE RESPONSIBILIDAD LIMITADA N/A N/A The direct holder is a Managing Member. 27 4 GSSLG GEN-PAR, L.L.C. N/A N/A The direct holder is a Managing Member. 28 5 GOLDMAN SACHS SPECIALTY LENDING GROUP, L.P. N/A N/A The direct holder is a General Partner. 29 2 ARCHON GROUP, L.P. N/A N/A The direct holder is a Limited Partner. 30 2 ARCHON INTERNATIONAL, INC. 100 N/A 31 3 ARCHON CAPITAL BANK DEUTSCHLAND GMBH 100 N/A 32 3 ARCHON GROUP DEUTSCHLAND GMBH 100 N/A 33 4 GSW IMMOBILIEN AG 50 N/A 34 3 ARCHON GROUP ITALIA, S.R.L. 100 N/A 35 4 SGC S.R.L. SOCIETA GESTIONE CREDITI 100 N/A 36 5 SOCIETA ACQUISIZIONE E RIFANANZIAMENTO CREDITI 100 N/A S.P.A. 37 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO 100 N/A CREDITI SRL 38 2 ARIEL CAPITAL REINSURANCE COMPANY, LIMITED 100 N/A 39 2 ARROW CORPORATE MEMBER HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 40 3 GOLDMAN SACHS PROPERTY AND CASUALTY 100 N/A 41 4 ARROW CORPORATE MEMBER LIMITED 100 N/A This holding represents ownership in Redeemable shares. 42 2 ARROW REINSURANCE COMPANY, LIMITED 100 N/A 43 2 AUGUSTA ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 44 3 AUGUSTA, L.P. N/A N/A The direct holder is a General Partner. 45 2 BIRCHFIELD ESTATES LTD 100 N/A 46 2 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, L.P. N/A 32 47 2 BRIDGE STREET 2011 ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 48 3 BRIDGE STREET 2011, L.P. N/A N/A The direct holder is a General Partner. 49 2 BRIDGE STREET 2011 OFFSHORE ADVISORS, INC. 100 N/A 50 3 BRIDGE STREET 2011 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 51 2 BRIDGE STREET ASIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 52 2 BRIDGE STREET FUND 1996, L.P. N/A N/A The direct holder is a Limited Partner. 53 2 BRIDGE STREET FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 54 3 STONE STREET FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 55 2 BRIDGE STREET FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 56 3 STONE STREET FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 57 4 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 58 2 BRIDGE STREET REAL ESTATE FUND 1996, L.P. N/A N/A The direct holder is a Limited Partner. 59 2 BRIDGE STREET REAL ESTATE FUND 1998, L.P. N/A N/A The direct holder is a Limited Partner. 60 2 BRIDGE STREET REAL ESTATE FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 61 2 BRIDGE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 62 3 STONE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 63 4 WH13/TWENTY-FOUR B.V. 100 N/A 64 2 BRIDGE STREET SPECIAL OPPORTUNITIES 2000, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 65 3 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 66 4 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 67 2 BRIDGE STREET SPECIAL OPPORTUNITIES FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 68 2 BRIDGEWATER ODC, LLC N/A N/A The direct holder is a Non-Managing Member. 69 2 BROAD STREET (BEIJING) MANAGEMENT HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 70 3 GOLDMAN SACHS BROAD STREET (BEIJING) EQUITY INVESTMENT 100 N/A MANAGEMENT CO., LTD. 71 2 CHX Holdings, Inc. 26 N/A 72 3 CHICAGO STOCK EXCHANGE, INC. 100 N/A 73 2 CIP 2011 PARTNERS ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 74 3 CIP 2011 PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 75 3 CIP 2011-A PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 76 2 CIP 2011 PARTNERS OFFSHORE ADVISORS, INC. 100 N/A 77 3 CIP 2011 PARTNERS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 78 2 COLUMBIA CAPITAL LIFE REINSURANCE COMPANY 100 N/A 79 3 CHARLESTON CAPITAL REINSURANCE, LLC N/A N/A The direct holder is a Managing Member.
80 2 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY 524113 - Direct Southborough MA UNITED STATES Life Insurance Carriers 81 3 FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY 524113 - Direct Southborough MA UNITED STATES Life Insurance Carriers 82 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End Wilmington DE UNITED STATES CORE FIXED INCOME FUND Investment Funds 83 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY UNITED STATES EQUITY INDEX FUND Investment Funds 84 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY UNITED STATES GOVERNMENT INCOME FUND Investment Funds 85 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End Wilmington DE UNITED STATES GROWTH OPPORTUNITIES FUND Investment Funds 86 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End Wilmington DE UNITED STATES MID CAP VALUE FUND Investment Funds 87 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY UNITED STATES MONEY MARKET FUND Investment Funds 88 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY UNITED STATES STRATEGIC GROWTH FUND Investment Funds 89 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End New York NY UNITED STATES STRATEGIC INTERNATIONAL EQUITY FUND Investment Funds 90 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 525910 - Open-End Wilmington DE UNITED STATES STRUCTURED U.S. EQUITY FUND Investment Funds 91 2 CREDIT AND ASSET REPACKAGING VEHICLE CORPORATION 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 92 2 DIRECT EDGE HOLDINGS LLC 551112 - Offices Jersey City NJ UNITED STATES of Other Holding Companies 93 3 DIRECT EDGE ECN LLC 523120 - Jersey City NJ UNITED STATES Securities Brokerage 94 3 DIRECT EDGE, INC. 523210 - Jersey City NJ UNITED STATES Securities and Commodity Exchanges 95 4 EDGA EXCHANGE, INC. 523210 - Jersey City NJ UNITED STATES Securities and Commodity Exchanges 96 4 EDGX EXCHANGE, INC. 523210 - Jersey City NJ UNITED STATES Securities and Commodity Exchanges 97 2 EASTPORT CAPITAL CORP. 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 98 3 EPF FINANCIAL, LLC 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 99 2 ELQ HOLDINGS (DEL) LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 100 3 ELQ HOLDINGS (UK) LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 101 4 ELQ INVESTORS II LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 102 5 VESTRA WEALTH LLP 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 103 6 VESTRA ASSET MANAGEMENT LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 104 6 VESTRA CAPITAL LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 105 6 VESTRA INVESTMENTS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 106 6 VESTRA NOMINEES LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 107 6 VESTRA SOLUTIONS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 108 6 VESTRA WEALTH (JERSEY) LIMITED 525990 - Other St Helier JERSEY Financial Vehicles 109 6 VESTRA WEALTH (JERSEY) NOMINEES LIMITED 525990 - Other St Helier JERSEY Financial Vehicles 110 6 VESTRA WEALTH LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 111 4 ELQ INVESTORS III LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 112 2 EPOCH SECURITIES, INC. 523110 - Southborough MA UNITED STATES Investment Banking and Securities Dealing 113 2 EQUILEND HOLDINGS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 114 3 EQUILEND CANADA CORP. 523120 - Ontario CANADA Securities Brokerage 115 3 EQUILEND EUROPE LIMITED 523120 - London UNITED KINGDOM Securities (OTHER) Brokerage 116 3 EQUILEND LLC 523120 - New York NY UNITED STATES Securities Brokerage 117 2 ESSENT GROUP LTD. 551112 - Offices Hamilton BERMUDA of Other Holding Companies 118 3 ESSENT REINSURANCE LTD. 524130 - Hamilton BERMUDA Reinsurance Carriers 119 3 ESSENT US HOLDINGS, INC. 551112 - Offices Radnor PA UNITED STATES of Other Holding Companies 120 4 CUW SOLUTIONS, LLC 525990 - Other Radnor PA UNITED STATES Financial Vehicles 121 4 ESSENT GUARANTY OF PA, INC. 524126 - Direct Radnor PA UNITED STATES Property and Casualty Insurance Carriers 122 4 ESSENT GUARANTY, INC. 524126 - Direct Radnor PA UNITED STATES Property and Casualty Insurance Carriers 123 5 ESSENT SOLUTIONS, LLC 561499 - All Other Radnor PA UNITED STATES Business Support Services 124 2 FBDC ADVISORS OFFSHORE, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 125 3 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 126 3 FBDC INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 127 4 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 128 2 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 129 2 FEDERAL BOULEVARD, L.L.C. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 130 2 FRANKLIN HOLDINGS (BERMUDA), LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 131 2 FREEDOMPAY, INC. 525990 - Other Newtown PA UNITED STATES Financial Vehicles Square 132 2 GCN CE HOLDINGS CORPORATION 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 133 2 GOLDMAN SACHS (AO) L.L.C. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 134 2 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 135 3 GOLDMAN SACHS HOLDINGS (HONG KONG) LIMITED 551112 - Offices Central HONG KONG of Other Holding Companies 136 4 GOLDMAN SACHS (ASIA) FINANCE 523110 - Ebene MAURITIUS Investment Banking and Securities Dealing 137 5 GOLDMAN SACHS (INDIA) SECURITIES PRIVATE 523110 - Mumbai INDIA (OTHER) LIMITED Investment Banking and Securities Dealing 138 5 GOLDMAN SACHS STRUCTURED PRODUCTS (ASIA) 523110 - George Town CAYMAN ISLANDS LIMITED Investment Banking and Securities Dealing 139 4 GOLDMAN SACHS (ASIA) L.L.C. 523110 - Central HONG KONG Investment Banking and Securities Dealing 140 5 GOLDMAN SACHS GAO HUA SECURITIES COMPANY 523110 - Beijing CHINA, PEOPLES LIMITED Investment Banking REPUBLIC OF and Securities Dealing 141 4 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 523120 - Hong Kong HONG KONG Securities Brokerage 142 4 GOLDMAN SACHS (HONG KONG) COMPANY LIMITED 525990 - Other Hong Kong HONG KONG Financial Vehicles 143 5 KPL FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 144 4 GOLDMAN SACHS (LABUAN) INVESTMENT BANK LIMITED 523110 - Federal MALAYSIA Investment Banking Territory of (OTHER) and Securities Labuan Dealing 145 4 GOLDMAN SACHS FOREIGN EXCHANGE (SINGAPORE) PTE. 551112 - Offices Singapore SINGAPORE of Other Holding Companies 146 5 GOLDMAN SACHS (SINGAPORE) PTE 523110 - Singapore SINGAPORE Investment Banking and Securities Dealing 147 5 GOLDMAN SACHS FUTURES PTE LTD 523999 - Singapore SINGAPORE Miscellaneous Financial Investment Activities 148 5 GOLDMAN SACHS INDIA INVESTMENTS (SINGAPORE) 523110 - Singapore SINGAPORE PTE. LTD. Investment Banking and Securities Dealing 149 5 GOLDMAN SACHS REALTY ASIA PACIFIC PTE. LTD. 551114 - Singapore SINGAPORE Corporate, Subsidiary, and Regional Managing Offices 150 5 J. ARON & COMPANY (SINGAPORE) PTE. 523130 - Commodity Singapore SINGAPORE Contracts Dealing 151 4 GOLDMAN SACHS FUTURES (ASIA) LIMITED 523140 - Commodity Central HONG KONG Contracts Brokerage 152 4 Goldman Sachs (Malaysia) Sdn. Bhd. 523110 - Kuala Lumpur MALAYSIA Investment Banking (OTHER) and Securities Dealing 153 2 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 154 3 ELBE FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 155 4 RHYS TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 156 5 SAPIEN LIMITED 525990 - Other Saint Helier JERSEY Financial Vehicles 157 6 SARGASSO LIMITED 525990 - Other Saint Helier JERSEY Financial Vehicles 158 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 159 4 BEESTON INVESTMENTS LIMITED 523110 - George Town CAYMAN ISLANDS Investment Banking and Securities Dealing 160 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 161 3 GOLDMAN SACHS (CAYMAN) TRUST, LIMITED 525990 - Other Camana Bay CAYMAN ISLANDS Financial Vehicles 162 3 GOLDMAN SACHS AG 522110 - Frankfurt am GERMANY Commercial Banking Main 163 4 GOLDMAN, SACHS & CO. BETEILIGUNGS GMBH 551112 - Offices Frankfurt am GERMANY of Other Holding Main Companies
80 2 COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY 100 N/A 81 3 FIRST ALLMERICA FINANCIAL LIFE INSURANCE COMPANY 100 N/A 82 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 100 N/A CORE FIXED INCOME FUND 83 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 100 N/A EQUITY INDEX FUND 84 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 100 N/A GOVERNMENT INCOME FUND 85 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 100 N/A GROWTH OPPORTUNITIES FUND 86 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 13 N/A MID CAP VALUE FUND 87 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 100 N/A MONEY MARKET FUND 88 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 61 N/A STRATEGIC GROWTH FUND 89 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 46 N/A STRATEGIC INTERNATIONAL EQUITY FUND 90 3 GOLDMAN SACHS VARIABLE INSURANCE TRUST - GOLDMAN SACHS 24 N/A STRUCTURED U.S. EQUITY FUND 91 2 CREDIT AND ASSET REPACKAGING VEHICLE CORPORATION 100 N/A 92 2 DIRECT EDGE HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 93 3 DIRECT EDGE ECN LLC N/A N/A The direct holder is a Managing Member. 94 3 DIRECT EDGE, INC. 100 N/A 95 4 EDGA EXCHANGE, INC. 100 N/A 96 4 EDGX EXCHANGE, INC. 100 N/A 97 2 EASTPORT CAPITAL CORP. 100 N/A 98 3 EPF FINANCIAL, LLC N/A N/A The direct holder is a Non-Managing Member. 99 2 ELQ HOLDINGS (DEL) LLC N/A N/A The direct holder is a Non-Managing Member. 100 3 ELQ HOLDINGS (UK) LTD 100 100 101 4 ELQ INVESTORS II LTD 100 N/A 102 5 VESTRA WEALTH LLP N/A N/A The direct holder is a Limited Partner. 103 6 VESTRA ASSET MANAGEMENT LTD. 100 N/A 104 6 VESTRA CAPITAL LIMITED 100 N/A 105 6 VESTRA INVESTMENTS LTD 100 N/A 106 6 VESTRA NOMINEES LIMITED 100 N/A 107 6 VESTRA SOLUTIONS LIMITED 100 N/A 108 6 VESTRA WEALTH (JERSEY) LIMITED 100 N/A 109 6 VESTRA WEALTH (JERSEY) NOMINEES LIMITED 100 N/A 110 6 VESTRA WEALTH LIMITED 100 N/A 111 4 ELQ INVESTORS III LTD 100 N/A 112 2 EPOCH SECURITIES, INC. 100 N/A 113 2 EQUILEND HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 114 3 EQUILEND CANADA CORP. 100 N/A 115 3 EQUILEND EUROPE LIMITED 100 N/A 116 3 EQUILEND LLC N/A N/A The direct holder is a Managing Member. 117 2 ESSENT GROUP LTD. 28 N/A 118 3 ESSENT REINSURANCE LTD. 100 N/A 119 3 ESSENT US HOLDINGS, INC. 100 N/A 120 4 CUW SOLUTIONS, LLC N/A N/A The direct holder is a Non-Managing Member. 121 4 ESSENT GUARANTY OF PA, INC. 100 N/A 122 4 ESSENT GUARANTY, INC. 100 N/A 123 5 ESSENT SOLUTIONS, LLC N/A N/A The direct holder is a Non-Managing Member. 124 2 FBDC ADVISORS OFFSHORE, INC. 100 N/A 125 3 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 126 3 FBDC INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 127 4 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 128 2 FBDC INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 129 2 FEDERAL BOULEVARD, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 130 2 FRANKLIN HOLDINGS (BERMUDA), LTD. 20 N/A 131 2 FREEDOMPAY, INC. 32 N/A 132 2 GCN CE HOLDINGS CORPORATION 100 N/A 133 2 GOLDMAN SACHS (AO) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 134 2 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 135 3 GOLDMAN SACHS HOLDINGS (HONG KONG) LIMITED 100 N/A 136 4 GOLDMAN SACHS (ASIA) FINANCE 100 N/A 137 5 GOLDMAN SACHS (INDIA) SECURITIES PRIVATE 100 N/A LIMITED 138 5 GOLDMAN SACHS STRUCTURED PRODUCTS (ASIA) 100 N/A LIMITED 139 4 GOLDMAN SACHS (ASIA) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 140 5 GOLDMAN SACHS GAO HUA SECURITIES COMPANY N/A N/A The direct holder is a LIMITED Non-Managing Member. 141 4 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 100 N/A 142 4 GOLDMAN SACHS (HONG KONG) COMPANY LIMITED 100 N/A 143 5 KPL FUNDING LIMITED 100 N/A 144 4 GOLDMAN SACHS (LABUAN) INVESTMENT BANK LIMITED 100 N/A 145 4 GOLDMAN SACHS FOREIGN EXCHANGE (SINGAPORE) PTE. 100 N/A 146 5 GOLDMAN SACHS (SINGAPORE) PTE 79 N/A 147 5 GOLDMAN SACHS FUTURES PTE LTD 100 N/A 148 5 GOLDMAN SACHS INDIA INVESTMENTS (SINGAPORE) 100 N/A PTE. LTD. 149 5 GOLDMAN SACHS REALTY ASIA PACIFIC PTE. LTD. 100 N/A 150 5 J. ARON & COMPANY (SINGAPORE) PTE. 100 N/A 151 4 GOLDMAN SACHS FUTURES (ASIA) LIMITED 100 N/A 152 4 Goldman Sachs (Malaysia) Sdn. Bhd. 100 N/A 153 2 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 100 N/A 154 3 ELBE FUNDING LIMITED 100 N/A 155 4 RHYS TRUST N/A N/A The direct holder is a Trustee. 156 5 SAPIEN LIMITED 100 N/A 157 6 SARGASSO LIMITED 100 N/A 158 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 159 4 BEESTON INVESTMENTS LIMITED 100 N/A 160 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 161 3 GOLDMAN SACHS (CAYMAN) TRUST, LIMITED 100 N/A 162 3 GOLDMAN SACHS AG 100 N/A 163 4 GOLDMAN, SACHS & CO. BETEILIGUNGS GMBH 100 N/A
164 5 Goldman Sachs Gives gemeinnutzige GmbH 523991 - Trust, Frankfurt am GERMANY Fiduciary, and Main Custody Activities 165 4 GOLDMAN, SACHS & CO. VERWALTUNGS GMBH 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 166 5 EACCESS HOLDINGS L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 167 5 GS CAPITAL PARTNERS 2000 GMBH & CO. 525990 - Other Berlin GERMANY BETEILIGUNGS KG Financial Vehicles 168 6 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 169 6 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 170 7 GOLDMAN SACHS 1, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 171 7 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 172 6 GSCP 2000 GMBH CCH HOLDING I 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 173 7 GSCP 2000 GERMANY CEBRIDGE HOLDINGS 525990 - Other Wilmington DE UNITED STATES CORP. Financial Vehicles 174 7 GSCP 2000 GMBH CCH HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 175 8 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 176 6 GSCP 2000 GMBH CCH HOLDING II 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 177 7 GSCP 2000 GMBH CCH HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 178 6 GSCP GMBH CEBRIDGE HOLDING CORP. II 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 179 4 GOLDMAN, SACHS MANAGEMENT GP GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 180 5 GS CAPITAL PARTNERS 2000 GMBH & CO. 525990 - Other Berlin GERMANY BETEILIGUNGS KG Financial Vehicles 181 5 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 182 6 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 183 7 Nybrojarl New1 AB 525990 - Other Stockholm SWEDEN Financial Vehicles 184 8 AHLSELL AB (PUBL) 525990 - Other Mumbai INDIA (OTHER) Financial Vehicles 185 9 Nybrojarl New3 AB 525990 - Other Stockholm SWEDEN Financial Vehicles 186 10 NYBROJARL HOLDING AB 525990 - Other Stockholm SWEDEN Financial Vehicles 187 11 NYBROJARL INVEST AB 525990 - Other Stockholm SWEDEN Financial Vehicles 188 12 Ahlsell Group AB 525990 - Other Stockholm SWEDEN Financial Vehicles 189 6 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 190 6 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 191 7 PRYSMIAN (LUX) S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 192 6 DEJAKOO CAYMAN I CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 193 7 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 194 6 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 195 6 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 196 6 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 197 7 GOLDMAN SACHS 1, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 198 7 GOLDMAN SACHS 2, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 199 7 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 200 7 GOLDMAN SACHS 4, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 201 7 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 202 6 GRE OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 203 7 OCNS CAYMAN GP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 204 8 OCNS CAYMAN, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 205 6 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 206 6 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 207 7 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 208 8 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 209 6 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 210 6 GSCP V GERMANY CEBRIDGE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 211 7 GSCP V GERMANY CEBRIDGE HOLDINGS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 212 8 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 213 6 GSCP V GERMANY KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 214 7 GSCP V GERMANY KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 215 8 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 216 6 GSCP V GMBH KNIGHT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 217 7 GSCP V GERMANY KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 218 6 MULBERRY HOLDINGS I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 219 7 HEALTHMARKETS, INC. 524114 - Direct North TX UNITED STATES Health and Medical Richland Hills Insurance Carriers 220 6 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 221 6 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 222 7 MEDIANNUAIRE HOLDING 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 223 6 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 224 7 SUNGARD CAPITAL CORP. II 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 225 6 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 226 6 UES OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 227 7 OCNS CAYMAN GP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 228 4 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG 525990 - Other Berlin GERMANY Financial Vehicles 229 4 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW 525990 - Other Berlin GERMANY PARTNERSHIP Financial Vehicles 230 4 GSCP III MANAGING PARTNER AG & CO. KG 551112 - Offices Frankfurt am GERMANY of Other Holding Main Companies 231 5 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW 525990 - Other Frankfurt am GERMANY PARTNERSHIP Financial Vehicles Main 232 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 541990 - All Other George Town CAYMAN ISLANDS Professional, Scientific, and Technical Services 233 4 GOLDMAN SACHS SERVICES (B.V.I.) LIMITED 54121 - Tortola BRITISH VIRGIN Accounting, Tax ISLANDS Preparation, Bookkeeping and Payroll Services 234 3 HILLTOP INVESTMENTS LIMITED 523110 - George Town CAYMAN ISLANDS Investment Banking and Securities Dealing 235 3 LORRAINE FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 236 4 CHILTERN TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 237 2 GOLDMAN SACHS (CHINA) L.L.C. 551114 - New York NY UNITED STATES Corporate, Subsidiary, and Regional Managing Offices 238 2 GOLDMAN SACHS (NETHERLANDS) B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 239 3 GOLDMAN SACHS GESTION S.G.I.I.C. S.A. 523930 - Madrid SPAIN Investment Advice 240 2 GOLDMAN SACHS (UK) L.L.C. 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 241 3 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Dublin IRELAND Commercial Banking 242 3 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 243 4 AMAGANSETT FINANCING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 244 4 FLEET TRADE & TRANSPORT LIMITED 523130 - Commodity London UNITED KINGDOM Contracts Dealing (OTHER) 245 4 GOLDMAN SACHS (MONACO) S.A.M. 523930 - Monaco MONACO Investment Advice 246 4 GOLDMAN SACHS (RUSSIA) 523110 - London UNITED KINGDOM Investment Banking (OTHER) and Securities Dealing 247 4 GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL 523920 - Portfolio London UNITED KINGDOM Management (OTHER)
164 5 Goldman Sachs Gives gemeinnutzige GmbH 100 N/A 165 4 GOLDMAN, SACHS & CO. VERWALTUNGS GMBH 100 N/A 166 5 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 167 5 GS CAPITAL PARTNERS 2000 GMBH & CO. N/A N/A The direct holder is a BETEILIGUNGS KG Limited Partner. 168 6 FS Invest S.a r.l. 44 N/A 169 6 GS 2000-I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 170 7 GOLDMAN SACHS 1, L.P. N/A N/A The direct holder is a Limited Partner. 171 7 GOLDMAN SACHS 5, L.P. N/A N/A The direct holder is a Limited Partner. 172 6 GSCP 2000 GMBH CCH HOLDING I 100 N/A 173 7 GSCP 2000 GERMANY CEBRIDGE HOLDINGS 100 N/A CORP. 174 7 GSCP 2000 GMBH CCH HOLDING, L.P. N/A N/A The direct holder is a General Partner. 175 8 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 176 6 GSCP 2000 GMBH CCH HOLDING II 100 N/A 177 7 GSCP 2000 GMBH CCH HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 178 6 GSCP GMBH CEBRIDGE HOLDING CORP. II 100 N/A 179 4 GOLDMAN, SACHS MANAGEMENT GP GMBH 100 N/A 180 5 GS CAPITAL PARTNERS 2000 GMBH & CO. N/A N/A The direct holder is a BETEILIGUNGS KG General Partner. 181 5 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a General Partner. 182 6 ALCHEMY HOLDING S.A.R.L. 99 96 183 7 Nybrojarl New1 AB 100 N/A 184 8 AHLSELL AB (PUBL) 100 N/A 185 9 Nybrojarl New3 AB 100 N/A 186 10 NYBROJARL HOLDING AB 100 N/A 187 11 NYBROJARL INVEST AB 100 N/A 188 12 Ahlsell Group AB 100 N/A 189 6 ARAMARK HOLDINGS CORPORATION 20 N/A 190 6 ATHENA PIKCO LUX S.A R.L. 100 N/A 191 7 PRYSMIAN (LUX) S.A R.L. 100 N/A 192 6 DEJAKOO CAYMAN I CORP. 100 N/A 193 7 GS DEJAKOO, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 194 6 EDUCATION MANAGEMENT CORPORATION 42 N/A 195 6 FS Invest S.a r.l. 44 N/A 196 6 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, N/A N/A The direct holder is a L.P. Limited Partner. 197 7 GOLDMAN SACHS 1, L.P. N/A N/A The direct holder is a Limited Partner. 198 7 GOLDMAN SACHS 2, L.P. N/A N/A The direct holder is a Limited Partner. 199 7 GOLDMAN SACHS 3, L.P. N/A N/A The direct holder is a Limited Partner. 200 7 GOLDMAN SACHS 4, L.P. N/A N/A The direct holder is a Limited Partner. 201 7 GOLDMAN SACHS 5, L.P. N/A N/A The direct holder is a Limited Partner. 202 6 GRE OCNS HOLDINGS 100 N/A 203 7 OCNS CAYMAN GP 70 N/A 204 8 OCNS CAYMAN, L.P. N/A N/A The direct holder is a General Partner. 205 6 GS Lux Management Services S.a r.l. 100 N/A 206 6 GSCP V EDMC GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 207 7 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 208 8 EDUCATION MANAGEMENT CORPORATION 42 N/A 209 6 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 210 6 GSCP V GERMANY CEBRIDGE HOLDINGS CORP. 100 N/A 211 7 GSCP V GERMANY CEBRIDGE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 212 8 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 213 6 GSCP V GERMANY KNIGHT HOLDINGS CORP. 100 N/A 214 7 GSCP V GERMANY KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 215 8 Kinder Morgan Holdco LLC 25 N/A 216 6 GSCP V GMBH KNIGHT HOLDINGS 100 N/A 217 7 GSCP V GERMANY KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 218 6 MULBERRY HOLDINGS I, LLC N/A N/A The direct holder is a Non-Managing Member. 219 7 HEALTHMARKETS, INC. 20 N/A 220 6 PVF HOLDINGS LLC 63 N/A 221 6 SEVRES II S.A.R.L. 73 73 222 7 MEDIANNUAIRE HOLDING 29 N/A 223 6 SUNGARD CAPITAL CORP. 10 N/A This holding represents ownership in A-4 shares. 224 7 SUNGARD CAPITAL CORP. II 100 N/A 225 6 SUPERLIFT HOLDING S.A R.L. 44 N/A 226 6 UES OCNS HOLDINGS 99 N/A 227 7 OCNS CAYMAN GP 70 N/A 228 4 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG N/A N/A The direct holder is a Limited Partner. 229 4 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW N/A N/A The direct holder is a PARTNERSHIP Managing Member. 230 4 GSCP III MANAGING PARTNER AG & CO. KG N/A N/A The direct holder is a General Partner. 231 5 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW N/A N/A The direct holder is a PARTNERSHIP General Partner. 232 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 100 N/A 233 4 GOLDMAN SACHS SERVICES (B.V.I.) LIMITED 100 N/A 234 3 HILLTOP INVESTMENTS LIMITED 100 N/A 235 3 LORRAINE FUNDING LIMITED 100 N/A 236 4 CHILTERN TRUST N/A N/A The direct holder is a Trustee. 237 2 GOLDMAN SACHS (CHINA) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 238 2 GOLDMAN SACHS (NETHERLANDS) B.V. 100 N/A 239 3 GOLDMAN SACHS GESTION S.G.I.I.C. S.A. 100 N/A 240 2 GOLDMAN SACHS (UK) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 241 3 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 242 3 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 100 N/A This holding represents ownership in Preferred shares. 243 4 AMAGANSETT FINANCING LIMITED 100 N/A 244 4 FLEET TRADE & TRANSPORT LIMITED 100 N/A 245 4 GOLDMAN SACHS (MONACO) S.A.M. 99 N/A 246 4 GOLDMAN SACHS (RUSSIA) 99 N/A 247 4 GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL 100 N/A This holding represents ownership in Ordinary B shares.
248 5 AUSTRALIA ENHANCED INCOME II MASTER COMPANY 525990 - Other Dublin IRELAND (IRELAND) LIMITED Financial Vehicles 249 5 GOLDMAN SACHS ASIA HIGH YIELD BOND FX SUB-TRUST 525910 - Open-End London UNITED KINGDOM Investment Funds (OTHER) 250 5 GOLDMAN SACHS ASIA PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 251 5 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II 525910 - Open-End Dublin IRELAND Investment Funds 252 5 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Dublin IRELAND Commercial Banking 253 5 GOLDMAN SACHS BLENDED CURRENCY FUND (A SUBFUND 525910 - Open-End Dublin IRELAND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 254 6 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC 525910 - Open-End Dublin IRELAND Investment Funds 255 5 GOLDMAN SACHS BRICS EQUITY PASSIVE FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 256 5 GOLDMAN SACHS BRICS PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 257 5 GOLDMAN SACHS CHINA OPPORTUNITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 258 5 GOLDMAN SACHS COMMODITIES ALPHA PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 259 5 GOLDMAN SACHS CORPORATE CREDIT INVESTMENT 525910 - Open-End Dublin IRELAND FUND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Investment Funds FUNDS II PLC) 260 6 CCIF LOANS LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 261 5 GOLDMAN SACHS DEDICATED INVESTMENT FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 262 5 GOLDMAN SACHS EMERGING MARKET BOND PLUS 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST Investment Funds 263 5 GOLDMAN SACHS EMERGING MARKETS CORE EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 264 5 GOLDMAN SACHS EMERGING MARKETS CORPORATE BOND 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 265 5 GOLDMAN SACHS EMERGING MARKETS DEBT LOCAL 525910 - Open-End Dublin IRELAND FEEDER (A SUBFUND OF GOLDMAN SACHS GLOBAL FUNDS) Investment Funds 266 5 GOLDMAN SACHS EURO FIXED INCOME PLUS PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 267 5 GOLDMAN SACHS EURO GOVERNMENT LIQUID RESERVES 525910 - Open-End Dublin IRELAND FUND (A SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC) Investment Funds 268 5 GOLDMAN SACHS EURO LIQUID RESERVES FUND, A 525910 - Open-End Dublin IRELAND SUB-FUND OF THE GOLDMANS SACHS FUNDS, PLC Investment Funds 269 5 GOLDMAN SACHS EURO MONEY MARKET FUND (A 525910 - Open-End Dublin IRELAND SUB-FUND OF GOLDMAN SACHS MONEY MARKET FUNDS) Investment Funds 270 5 GOLDMAN SACHS EUROPE AGGREGATE BOND PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 271 5 GOLDMAN SACHS EUROPE CONCENTRATED EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 272 5 GOLDMAN SACHS EUROPE CORE EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 273 5 GOLDMAN SACHS EUROPE CORE FLEX PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 274 5 GOLDMAN SACHS EUROPE PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 275 5 GOLDMAN SACHS FCP - US ENHANCED CORE EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO Investment Funds 276 5 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC 525910 - Open-End Dublin IRELAND Investment Funds 277 5 GOLDMAN SACHS GBP LIBOR TRACKER - 3 MONTHS 525910 - Open-End Dublin IRELAND FUND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Investment Funds FUNDS PLC) 278 5 GOLDMAN SACHS GLOBAL CORE EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 279 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 1 (IN 525910 - Open-End George Town CAYMAN ISLANDS JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 280 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 2 (IN 525910 - Open-End George Town CAYMAN ISLANDS JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 281 5 GOLDMAN SACHS GLOBAL CORPORATE MARKET CYCLE 525910 - Open-End Dublin IRELAND FUND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Investment Funds FUNDS PLC) 282 5 GOLDMAN SACHS GLOBAL CORPORATE PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (HEDGED) (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 283 5 GOLDMAN SACHS GLOBAL CREDIT PORTFOLIO (HEDGED) 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 284 5 GOLDMAN SACHS GLOBAL CURRENCY FUND 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 285 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - DOLLAR 525910 - Open-End Dublin IRELAND PLUS Investment Funds 286 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - EURO PLUS 525910 - Open-End Dublin IRELAND Investment Funds 287 5 GOLDMAN SACHS GLOBAL CURRENCY PLUS PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 288 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS CONCENTRATED 525910 - Open-End Luxembourg LUXEMBOURG EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 289 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS DEBT 525910 - Open-End Luxembourg LUXEMBOURG LOCAL PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 290 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS DEBT 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 291 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 292 5 GOLDMAN SACHS GLOBAL EQUITY PARTNERS PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (PREVIOUSLY GLOBAL PCP EQUITY PORTFOLIO) (A Investment Funds SUBFUND OF GOLDMAN SACHS FUNDS) 293 5 GOLDMAN SACHS GLOBAL EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 294 5 GOLDMAN SACHS GLOBAL FIXED INCOME PLUS 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (HEDGED) (A SUBFUND OF GOLDMAN SACHS Investment Funds FUNDS) 295 5 GOLDMAN SACHS GLOBAL FIXED INCOME PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 296 5 GOLDMAN SACHS GLOBAL FIXED INCOME PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (HEDGED) (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 297 5 GOLDMAN SACHS GLOBAL HIGH YIELD PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 298 5 GOLDMAN SACHS GLOBAL HIGH YIELD PORTFOLIO II 525910 - Open-End Dublin IRELAND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS Investment Funds PLC) 299 5 GOLDMAN SACHS GLOBAL LIBOR PLUS I PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 300 5 GOLDMAN SACHS GLOBAL LOWER BETA EQUITY FUND 525910 - Open-End London UNITED KINGDOM Investment Funds (OTHER) 301 5 GOLDMAN SACHS GLOBAL SMALL CAP CORE EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 302 5 GOLDMAN SACHS GLOBAL STRATEGIC INCOME BOND 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 303 5 GOLDMAN SACHS GLOBAL TACTICAL ASSET ALLOCATION 525910 - Open-End Dublin IRELAND FUNDS-GOLDMAN SACHS GTAA EQUITY STRATEGY FUND Investment Funds 304 5 GOLDMAN SACHS GMS ALPHA+ EQUITY ADVISORS 1 (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 305 5 GOLDMAN SACHS GMS ASIA (EX-JAPAN) EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS II) Investment Funds 306 5 GOLDMAN SACHS GMS DYNAMIC WORLD EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 307 5 GOLDMAN SACHS GMS EUROPE EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS II) Investment Funds 308 5 GOLDMAN SACHS GMS GLOBAL EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS II) Investment Funds 309 5 GOLDMAN SACHS GMS JAPAN EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS II SICAV) Investment Funds 310 5 GOLDMAN SACHS GMS US EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS II) Investment Funds 311 5 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 312 5 GOLDMAN SACHS INDIA EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 313 5 GOLDMAN SACHS JAPAN CORE EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 314 5 GOLDMAN SACHS JAPAN CORE FLEX PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 315 5 GOLDMAN SACHS JAPAN PORTFOLIO (A SUBFUND OF 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS FUNDS) Investment Funds 316 5 GOLDMAN SACHS JAPAN SMALL CAP PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 317 5 GOLDMAN SACHS KOREA EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 318 5 GOLDMAN SACHS N-11 EQUITY PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 319 5 GOLDMAN SACHS PRIME ENERGY RESERVES PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 320 5 GOLDMAN SACHS QUANTITATIVE TOTAL CURRENCY 525910 - Open-End Dublin IRELAND MASTER FUND (A SUB FUND OF GOLDMAN SACHS TOTAL Investment Funds CURRENCY FUNDS PLC) 321 5 GOLDMAN SACHS SPECIALISED FIXED INCOME 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 322 5 GOLDMAN SACHS STERLING BROAD FIXED INCOME PLUS 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 323 5 GOLDMAN SACHS STERLING BROAD FIXED INCOME 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 324 5 GOLDMAN SACHS STERLING CREDIT PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 325 5 GOLDMAN SACHS STERLING GOVERNMENT LIQUID 525910 - Open-End Dublin IRELAND RESERVES FUND (A SUB-FUND OF THE GOLDMANS SACHS Investment Funds FUNDS, PLC) 326 5 GOLDMAN SACHS STERLING LIQUID RESERVES FUND (A 525910 - Open-End Dublin IRELAND SUB-FUND OF THE GOLDMANS SACHS FUNDS, PLC) Investment Funds 327 5 GOLDMAN SACHS STRATEGIC ABSOLUTE RETURN BOND 525910 - Open-End Luxembourg LUXEMBOURG II PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 328 5 GOLDMAN SACHS STRATEGIC COMMODITIES PORTFOLIO 525910 - Open-End Luxembourg LUXEMBOURG (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 329 5 GOLDMAN SACHS TACTICAL TILT PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS II) Investment Funds 330 5 GOLDMAN SACHS TRUST-GOLDMAN SACHS INDIA EQUITY 525910 - Open-End Chicago IL UNITED STATES FUND Investment Funds 331 6 GOLDMAN SACHS MAURITIUS INDIA EQUITY FUND LTD. 525910 - Open-End Ebene MAURITIUS Investment Funds
248 5 AUSTRALIA ENHANCED INCOME II MASTER COMPANY N/A N/A The direct holder has (IRELAND) LIMITED Control through a Management Agreement or other arrangements. 249 5 GOLDMAN SACHS ASIA HIGH YIELD BOND FX SUB-TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 250 5 GOLDMAN SACHS ASIA PORTFOLIO (A SUBFUND OF N/A N/A The direct holder has GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 251 5 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 252 5 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 253 5 GOLDMAN SACHS BLENDED CURRENCY FUND (A SUBFUND N/A N/A The direct holder has OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Control through a Management Agreement or other arrangements. 254 6 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC 10 N/A 255 5 GOLDMAN SACHS BRICS EQUITY PASSIVE FUND (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Control through a Management Agreement or other arrangements. 256 5 GOLDMAN SACHS BRICS PORTFOLIO (A SUBFUND OF N/A N/A The direct holder has GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 257 5 GOLDMAN SACHS CHINA OPPORTUNITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 258 5 GOLDMAN SACHS COMMODITIES ALPHA PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 259 5 GOLDMAN SACHS CORPORATE CREDIT INVESTMENT N/A N/A The direct holder has FUND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Control through a FUNDS II PLC) Management Agreement or other arrangements. 260 6 CCIF LOANS LIMITED 100 N/A 261 5 GOLDMAN SACHS DEDICATED INVESTMENT FUND (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Control through a Management Agreement or other arrangements. 262 5 GOLDMAN SACHS EMERGING MARKET BOND PLUS N/A N/A The direct holder has SUB-TRUST Control through a Management Agreement or other arrangements. 263 5 GOLDMAN SACHS EMERGING MARKETS CORE EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 264 5 GOLDMAN SACHS EMERGING MARKETS CORPORATE BOND N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 265 5 GOLDMAN SACHS EMERGING MARKETS DEBT LOCAL N/A N/A The direct holder has FEEDER (A SUBFUND OF GOLDMAN SACHS GLOBAL FUNDS) Control through a Management Agreement or other arrangements. 266 5 GOLDMAN SACHS EURO FIXED INCOME PLUS PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 267 5 GOLDMAN SACHS EURO GOVERNMENT LIQUID RESERVES N/A N/A The direct holder has FUND (A SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC) Control through a Management Agreement or other arrangements. 268 5 GOLDMAN SACHS EURO LIQUID RESERVES FUND, A N/A N/A The direct holder has SUB-FUND OF THE GOLDMANS SACHS FUNDS, PLC Control through a Management Agreement or other arrangements. 269 5 GOLDMAN SACHS EURO MONEY MARKET FUND (A N/A N/A The direct holder has SUB-FUND OF GOLDMAN SACHS MONEY MARKET FUNDS) Control through a Management Agreement or other arrangements. 270 5 GOLDMAN SACHS EUROPE AGGREGATE BOND PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 271 5 GOLDMAN SACHS EUROPE CONCENTRATED EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 272 5 GOLDMAN SACHS EUROPE CORE EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 273 5 GOLDMAN SACHS EUROPE CORE FLEX PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 274 5 GOLDMAN SACHS EUROPE PORTFOLIO (A SUBFUND OF N/A N/A The direct holder has GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 275 5 GOLDMAN SACHS FCP - US ENHANCED CORE EQUITY N/A N/A The direct holder has PORTFOLIO Control through a Management Agreement or other arrangements. 276 5 GOLDMAN SACHS FUNDAMENTAL CURRENCY FUND PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 277 5 GOLDMAN SACHS GBP LIBOR TRACKER - 3 MONTHS N/A N/A The direct holder has FUND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Control through a FUNDS PLC) Management Agreement or other arrangements. 278 5 GOLDMAN SACHS GLOBAL CORE EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 279 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 1 (IN N/A N/A The direct holder has JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 280 5 GOLDMAN SACHS GLOBAL CORPORATE FUND 2 (IN N/A N/A The direct holder has JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 281 5 GOLDMAN SACHS GLOBAL CORPORATE MARKET CYCLE N/A N/A The direct holder has FUND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL Control through a FUNDS PLC) Management Agreement or other arrangements. 282 5 GOLDMAN SACHS GLOBAL CORPORATE PORTFOLIO N/A N/A The direct holder has (HEDGED) (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 283 5 GOLDMAN SACHS GLOBAL CREDIT PORTFOLIO (HEDGED) N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 284 5 GOLDMAN SACHS GLOBAL CURRENCY FUND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 285 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - DOLLAR N/A N/A The direct holder has PLUS Control through a Management Agreement or other arrangements. 286 5 GOLDMAN SACHS GLOBAL CURRENCY FUND - EURO PLUS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 287 5 GOLDMAN SACHS GLOBAL CURRENCY PLUS PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 288 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS CONCENTRATED N/A N/A The direct holder has EQUITY PORTFOLIO (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 289 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS DEBT N/A N/A The direct holder has LOCAL PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 290 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS DEBT N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 291 5 GOLDMAN SACHS GLOBAL EMERGING MARKETS EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 292 5 GOLDMAN SACHS GLOBAL EQUITY PARTNERS PORTFOLIO N/A N/A The direct holder has (PREVIOUSLY GLOBAL PCP EQUITY PORTFOLIO) (A Control through a SUBFUND OF GOLDMAN SACHS FUNDS) Management Agreement or other arrangements. 293 5 GOLDMAN SACHS GLOBAL EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 294 5 GOLDMAN SACHS GLOBAL FIXED INCOME PLUS N/A N/A The direct holder has PORTFOLIO (HEDGED) (A SUBFUND OF GOLDMAN SACHS Control through a FUNDS) Management Agreement or other arrangements. 295 5 GOLDMAN SACHS GLOBAL FIXED INCOME PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 296 5 GOLDMAN SACHS GLOBAL FIXED INCOME PORTFOLIO N/A N/A The direct holder has (HEDGED) (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 297 5 GOLDMAN SACHS GLOBAL HIGH YIELD PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 298 5 GOLDMAN SACHS GLOBAL HIGH YIELD PORTFOLIO II N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS Control through a PLC) Management Agreement or other arrangements. 299 5 GOLDMAN SACHS GLOBAL LIBOR PLUS I PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 300 5 GOLDMAN SACHS GLOBAL LOWER BETA EQUITY FUND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 301 5 GOLDMAN SACHS GLOBAL SMALL CAP CORE EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 302 5 GOLDMAN SACHS GLOBAL STRATEGIC INCOME BOND PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) 303 5 GOLDMAN SACHS GLOBAL TACTICAL ASSET ALLOCATION N/A N/A The direct holder has FUNDS-GOLDMAN SACHS GTAA EQUITY STRATEGY FUND Control through a Management Agreement or other arrangements. 304 5 GOLDMAN SACHS GMS ALPHA+ EQUITY ADVISORS 1 (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Control through a Management Agreement or other arrangements. 305 5 GOLDMAN SACHS GMS ASIA (EX-JAPAN) EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS II) Control through a Management Agreement or other arrangements. 306 5 GOLDMAN SACHS GMS DYNAMIC WORLD EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 307 5 GOLDMAN SACHS GMS EUROPE EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS II) Control through a Management Agreement or other arrangements. 308 5 GOLDMAN SACHS GMS GLOBAL EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS II) Control through a Management Agreement or other arrangements. 309 5 GOLDMAN SACHS GMS JAPAN EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS II SICAV) Control through a Management Agreement or other arrangements. 310 5 GOLDMAN SACHS GMS US EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS II) Control through a Management Agreement or other arrangements. 311 5 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 312 5 GOLDMAN SACHS INDIA EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 313 5 GOLDMAN SACHS JAPAN CORE EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 314 5 GOLDMAN SACHS JAPAN CORE FLEX PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 315 5 GOLDMAN SACHS JAPAN PORTFOLIO (A SUBFUND OF N/A N/A The direct holder has GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 316 5 GOLDMAN SACHS JAPAN SMALL CAP PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 317 5 GOLDMAN SACHS KOREA EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 318 5 GOLDMAN SACHS N-11 EQUITY PORTFOLIO (A SUBFUND N/A N/A The direct holder has OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 319 5 GOLDMAN SACHS PRIME ENERGY RESERVES PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 320 5 GOLDMAN SACHS QUANTITATIVE TOTAL CURRENCY N/A N/A The direct holder has MASTER FUND (A SUB FUND OF GOLDMAN SACHS TOTAL Control through a CURRENCY FUNDS PLC) Management Agreement or other arrangements. 321 5 GOLDMAN SACHS SPECIALISED FIXED INCOME N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 322 5 GOLDMAN SACHS STERLING BROAD FIXED INCOME PLUS N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 323 5 GOLDMAN SACHS STERLING BROAD FIXED INCOME N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 324 5 GOLDMAN SACHS STERLING CREDIT PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 325 5 GOLDMAN SACHS STERLING GOVERNMENT LIQUID N/A N/A The direct holder has RESERVES FUND (A SUB-FUND OF THE GOLDMANS SACHS Control through a FUNDS, PLC) Management Agreement or other arrangements. 326 5 GOLDMAN SACHS STERLING LIQUID RESERVES FUND (A N/A N/A The direct holder has SUB-FUND OF THE GOLDMANS SACHS FUNDS, PLC) Control through a Management Agreement or other arrangements. 327 5 GOLDMAN SACHS STRATEGIC ABSOLUTE RETURN BOND N/A N/A The direct holder has II PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 328 5 GOLDMAN SACHS STRATEGIC COMMODITIES PORTFOLIO N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 329 5 GOLDMAN SACHS TACTICAL TILT PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS II) Control through a Management Agreement or other arrangements. 330 5 GOLDMAN SACHS TRUST-GOLDMAN SACHS INDIA EQUITY FUND 331 6 GOLDMAN SACHS MAURITIUS INDIA EQUITY FUND LTD. 100 N/A
332 5 GOLDMAN SACHS US CORE EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 333 5 GOLDMAN SACHS US EQUITY ABSOLUTE RETURN 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A Subfund of Goldman Sachs Funds) Investment Funds 334 5 GOLDMAN SACHS US EQUITY PORTFOLIO (A SUBFUND 525910 - Open-End Luxembourg LUXEMBOURG OF GOLDMAN SACHS FUNDS) Investment Funds 335 5 GOLDMAN SACHS US FIXED INCOME FEEDER 525910 - Open-End Dublin IRELAND PORTFOLIO (A SUBFUND OF GOLDMAN SACHS GLOBAL Investment Funds FUNDS) 336 5 GOLDMAN SACHS US FIXED INCOME PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 337 5 GOLDMAN SACHS US GROWTH EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 338 5 GOLDMAN SACHS US MORTGAGE BACKED SECURITIES 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 339 5 GOLDMAN SACHS US SMALL CAP CORE EQUITY 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 340 5 GOLDMAN SACHS US SUPERCONCENTRATED GROWTH 525910 - Open-End Luxembourg LUXEMBOURG PORTFOLIO Investment Funds 341 5 GOLDMAN SACHS US VALUE EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 342 5 GOLDMAN SACHS US$ LIBOR TRACKER 3 MONTHS FUND 525910 - Open-End Dublin IRELAND (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS Investment Funds PLC) 343 5 GOLDMAN SACHS US$ LIQUID RESERVES FUND, A 525910 - Open-End Dublin IRELAND SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC Investment Funds 344 5 GOLDMAN SACHS US$ MONEY MARKET FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS MONEY MARKET FUNDS) Investment Funds 345 5 GOLDMAN SACHS US$ TREASURY LIQUID RESERVES 525910 - Open-End Dublin IRELAND FUND (A SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC) Investment Funds 346 5 GOLDMAN SACHS YEN LIQUID RESERVES FUND, (A 525910 - Open-End Dublin IRELAND SUB-FUND OF THE GOLDMANS SACHS FUNDS, PLC) Investment Funds 347 5 GS GLOBAL SUBORDINATED DEBT SECURITIES FX 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST Investment Funds 348 5 GSAM GLOBAL SUSTAIN EQUITY PORTFOLIO (A 525910 - Open-End Luxembourg LUXEMBOURG SUBFUND OF GOLDMAN SACHS FUNDS) Investment Funds 349 5 GSAMI China Equity Portfolio (a sub-fund of 525910 - Open-End Dublin IRELAND GSAMI China Funds, Public Limited Company) Investment Funds 350 5 Goldman Sachs Brazil Equity Portfolio (A 525910 - Open-End Luxembourg LUXEMBOURG Subfund of Goldman Sachs Funds) Investment Funds 351 4 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Dublin IRELAND Commercial Banking 352 4 GOLDMAN SACHS HOLDINGS (U.K.) 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 353 5 DUNVEGAN INVESTMENTS, LTD. 523110 - George Town CAYMAN ISLANDS Investment Banking and Securities Dealing 354 5 FORRES LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 355 6 FORRES INVESTMENTS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 356 5 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) PRIVATE 523920 - Portfolio Mumbai INDIA (OTHER) LIMITED Management 357 6 BENCHMARK ASSET MANAGEMENT COMPANY PRIVATE 523920 - Portfolio Mumbai INDIA (OTHER) LIMITED Management 358 7 BENCHMARK ASSET MANAGEMENT COMPANY 523920 - Portfolio Ebene MAURITIUS MAURITIUS LTD. Management 359 5 GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL 523920 - Portfolio London UNITED KINGDOM Management (OTHER) 360 5 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Dublin IRELAND Commercial Banking 361 5 GOLDMAN SACHS INTERNATIONAL 523110 - London UNITED KINGDOM Investment Banking (OTHER) and Securities Dealing 362 6 ARES FINANCE S.r.l. 525990 - Other Milan ITALY (OTHER) Financial Vehicles 363 6 AVK Rohr Limited 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 364 6 DUNVEGAN INVESTMENTS, LTD. 523110 - George Town CAYMAN ISLANDS Investment Banking and Securities Dealing 365 6 GGICO MIDDLE EAST EQUITY FUND LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 366 6 GOLDMAN SACHS (JERSEY) LIMITED 523999 - London UNITED KINGDOM Miscellaneous (OTHER) Financial Investment Activities 367 6 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Dublin IRELAND Commercial Banking 368 6 GOLDMAN SACHS EUROPE LIMITED 523930 - Saint Helier JERSEY Investment Advice 369 6 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 370 7 COOLMORE SPMA LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 371 8 MA COOLMORE LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 372 9 COOLMORE TRADING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 373 7 MA ALTERNATIVE BETA TREND UCITS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 374 7 MA GOLDMAN SACHS ALTERNATIVE BETA 525990 - Other George Town CAYMAN ISLANDS CONVERTIBLE ARBITRAGE LIMITED Financial Vehicles 375 7 MA GOLDMAN SACHS ALTERNATIVE BETA 525990 - Other George Town CAYMAN ISLANDS EQUITY HEDGE LIMITED Financial Vehicles 376 7 MA GOLDMAN SACHS ALTERNATIVE BETA 525990 - Other George Town CAYMAN ISLANDS EVENT DRIVEN LIMITED Financial Vehicles 377 7 MA GOLDMAN SACHS ALTERNATIVE BETA 525990 - Other George Town CAYMAN ISLANDS MACRO LIMITED Financial Vehicles 378 7 MA GOLDMAN SACHS ALTERNATIVE BETA 525990 - Other George Town CAYMAN ISLANDS RELATIVE VALUE LIMITED Financial Vehicles 379 7 SIGNUM MANAGED ACCOUNT I LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 380 6 GOLDMAN SACHS SECURITIES (NOMINEES) LIMITED 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 381 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - 525910 - Open-End Luxembourg LUXEMBOURG DYNAMO-J11 V12 PORTFOLIO Investment Funds 382 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - 525910 - Open-End Luxembourg LUXEMBOURG GLOBAL TRACKER PORTFOLIO Investment Funds 383 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - 525910 - Open-End Luxembourg LUXEMBOURG GOLDMAN SACHS SYSTEMATIC ABSOLUTE RETURN TRACKER Investment Funds JPY STRATEGY PORTFOLIO 384 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - 525910 - Open-End Luxembourg LUXEMBOURG S&P GSCI ENHANCED STRATEGY PORTFOLIO Investment Funds 385 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - 525910 - Open-End Luxembourg LUXEMBOURG S&P GSCI LIGHT ENERGY PORTFOLIO Investment Funds 386 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - 525910 - Open-End Luxembourg LUXEMBOURG SYSTEMATIC MI VOLTAR4 (10-11) PORTFOLIO Investment Funds 387 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - 525910 - Open-End Luxembourg LUXEMBOURG SYSTEMATIC MI VOLTAR4 (15-11) PORTFOLIO Investment Funds 388 6 GOLDMAN SACHS SPECIALIZED 525910 - Open-End Luxembourg LUXEMBOURG INVESTMENTS-DYNAMO-J11 V5 PORTFOLIO Investment Funds 389 6 GOLDMAN SACHS SPECIALIZED 525910 - Open-End Luxembourg LUXEMBOURG INVESTMENTS-GLOBAL TRACKER PORTFOLIO II Investment Funds 390 6 GOLDMAN SACHS STRATEGIC INVESTMENTS 525910 - Open-End Dublin IRELAND PLC-GOLDMAN SACHS DIVIDEND-LINKED EQUITY INCOME Investment Funds PORTFOLIO 391 6 GOLDMAN SACHS STRUCTURED INVESTMENT SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS ALTERNATIVE BETA MACRO UCITS Investment Funds PORTFOLIO 392 6 GOLDMAN SACHS STRUCTURED INVESTMENTS II 525910 - Open-End Luxembourg LUXEMBOURG SICAV - GOLDMAN SACHS ABSOLUTE RETURN TRACKER Investment Funds INDEX ETF PORTFOLIO 393 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - 10 YR MATURITY FLOATING RATE EURO PORTFOLIO Investment Funds 394 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - 15 YR MATURITY FLOATING RATE EURO PORTFOLIO Investment Funds 395 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - 20 YR MATURITY FLOATING RATE EURO PORTFOLIO Investment Funds 396 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - BRICS NIFTY 50 DEVELOPED MARKETS PORTFOLIO Investment Funds 397 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - BRICS NIFTY 50 EMERGING MARKETS PORTFOLIO Investment Funds 398 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - DIVERSIFIED STRATEGIES PORTFOLIO Investment Funds 399 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - DYNAMO-CHF PORTFOLIO Investment Funds 400 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS ABSOLUTE RETURN TRACKER INDEX Investment Funds PORTFOLIO 401 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS ALTERNATIVE BETA COMPOSITE I Investment Funds UCITS PORTFOLIO 402 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS ALTERNATIVE BETA EVENT DRIVEN Investment Funds UCITS PORTFOLIO 403 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS ALTERNATIVE BETA TREND UCITS Investment Funds PORTFOLIO 404 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS COMMODITY ALPHA PORTFOLIO Investment Funds 405 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS COMMODITY ALPHA-BETA PORTFOLIO Investment Funds 406 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS DIVIDEND LINKED PORTFOLIO ON THE Investment Funds DOW JONES EURO STOXX 50 (R) INDEX 407 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS DOW JONES - UBS ENHANCED Investment Funds STRATEGY PORTFOLIO 408 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS FLOATING RATE EURO PORTFOLIO Investment Funds 409 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV 525910 - Open-End Luxembourg LUXEMBOURG - GOLDMAN SACHS ALTERNATIVE BETA EQUITY LONG Investment Funds SHORT UCITS PORTFOLIO 410 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV-ALTERNATIVE ALPHA TACTICAL TRADING INDEX Investment Funds PORTFOLIO 411 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV-GSQUARTIX DYNAMO PORTFOLIO Investment Funds 412 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV-MACRO HARVESTER PORTFOLIO Investment Funds 413 6 GOLDMAN SACHS STRUCTURED INVESTMENTS 525910 - Open-End Luxembourg LUXEMBOURG SICAV-REDUCED VOLATILITY VELOCITY AND CARRY Investment Funds STRATEGY PORTFOLIO 414 6 GSQUARTIX PUBLIC LIMITED COMPANY - GSQUARTIX 525910 - Open-End Dublin IRELAND BRICS NIFTY 50 DEVELOPED MARKETS PORTFOLIO Investment Funds 415 6 MA WCM FF Limited 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles
332 5 GOLDMAN SACHS US CORE EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 333 5 GOLDMAN SACHS US EQUITY ABSOLUTE RETURN N/A N/A The direct holder has PORTFOLIO (A Subfund of Goldman Sachs Funds) Control through a Management Agreement or other arrangements. 334 5 GOLDMAN SACHS US EQUITY PORTFOLIO (A SUBFUND N/A N/A The direct holder has OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 335 5 GOLDMAN SACHS US FIXED INCOME FEEDER N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS GLOBAL Control through a FUNDS) Management Agreement or other arrangements. 336 5 GOLDMAN SACHS US FIXED INCOME PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 337 5 GOLDMAN SACHS US GROWTH EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 338 5 GOLDMAN SACHS US MORTGAGE BACKED SECURITIES N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 339 5 GOLDMAN SACHS US SMALL CAP CORE EQUITY N/A N/A The direct holder has PORTFOLIO (A SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 340 5 GOLDMAN SACHS US SUPERCONCENTRATED GROWTH N/A N/A The direct holder has PORTFOLIO Control through a Management Agreement or other arrangements. 341 5 GOLDMAN SACHS US VALUE EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 342 5 GOLDMAN SACHS US$ LIBOR TRACKER 3 MONTHS FUND N/A N/A The direct holder has (A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS Control through a PLC) Management Agreement or other arrangements. 343 5 GOLDMAN SACHS US$ LIQUID RESERVES FUND, A N/A N/A The direct holder has SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC Control through a Management Agreement or other arrangements. 344 5 GOLDMAN SACHS US$ MONEY MARKET FUND (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS MONEY MARKET FUNDS) Control through a Management Agreement or other arrangements. 345 5 GOLDMAN SACHS US$ TREASURY LIQUID RESERVES N/A N/A The direct holder has FUND (A SUB-FUND OF THE GOLDMAN SACHS FUNDS, PLC) Control through a Management Agreement or other arrangements. 346 5 GOLDMAN SACHS YEN LIQUID RESERVES FUND, (A N/A N/A The direct holder has SUB-FUND OF THE GOLDMANS SACHS FUNDS, PLC) Control through a Management Agreement or other arrangements. 347 5 GS GLOBAL SUBORDINATED DEBT SECURITIES FX N/A N/A The direct holder has SUB-TRUST Control through a Management Agreement or other arrangements. 348 5 GSAM GLOBAL SUSTAIN EQUITY PORTFOLIO (A N/A N/A The direct holder has SUBFUND OF GOLDMAN SACHS FUNDS) Control through a Management Agreement or other arrangements. 349 5 GSAMI China Equity Portfolio (a sub-fund of N/A N/A The direct holder has GSAMI China Funds, Public Limited Company) Control through a Management Agreement or other arrangements. 350 5 Goldman Sachs Brazil Equity Portfolio (A N/A N/A The direct holder has Subfund of Goldman Sachs Funds) Control through a Management Agreement or other arrangements. 351 4 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 352 4 GOLDMAN SACHS HOLDINGS (U.K.) 100 N/A 353 5 DUNVEGAN INVESTMENTS, LTD. 100 N/A This holding represents ownership in Ordinary B shares. 354 5 FORRES LLC N/A N/A The direct holder is a Non-Managing Member. 355 6 FORRES INVESTMENTS LIMITED 100 N/A 356 5 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) PRIVATE 100 N/A LIMITED 357 6 BENCHMARK ASSET MANAGEMENT COMPANY PRIVATE 100 N/A LIMITED 358 7 BENCHMARK ASSET MANAGEMENT COMPANY 100 N/A MAURITIUS LTD. 359 5 GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL 99 N/A This holding represents ownership in Ordinary shares. 360 5 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 361 5 GOLDMAN SACHS INTERNATIONAL 100 N/A This holding represents ownership in Ordinary shares. 362 6 ARES FINANCE S.r.l. 100 N/A 363 6 AVK Rohr Limited Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 364 6 DUNVEGAN INVESTMENTS, LTD. 100 N/A This holding represents ownership in Preferred A shares. 365 6 GGICO MIDDLE EAST EQUITY FUND LIMITED Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 366 6 GOLDMAN SACHS (JERSEY) LIMITED 100 N/A 367 6 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 368 6 GOLDMAN SACHS EUROPE LIMITED 91 N/A 369 6 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 370 7 COOLMORE SPMA LIMITED N/A 43 371 8 MA COOLMORE LIMITED N/A 100 372 9 COOLMORE TRADING LIMITED N/A 100 373 7 MA ALTERNATIVE BETA TREND UCITS LIMITED N/A 100 374 7 MA GOLDMAN SACHS ALTERNATIVE BETA N/A 100 CONVERTIBLE ARBITRAGE LIMITED 375 7 MA GOLDMAN SACHS ALTERNATIVE BETA N/A 100 EQUITY HEDGE LIMITED 376 7 MA GOLDMAN SACHS ALTERNATIVE BETA N/A 100 EVENT DRIVEN LIMITED 377 7 MA GOLDMAN SACHS ALTERNATIVE BETA N/A 100 MACRO LIMITED 378 7 MA GOLDMAN SACHS ALTERNATIVE BETA 100 N/A RELATIVE VALUE LIMITED 379 7 SIGNUM MANAGED ACCOUNT I LIMITED Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 380 6 GOLDMAN SACHS SECURITIES (NOMINEES) LIMITED 100 N/A 381 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - N/A N/A The direct holder has DYNAMO-J11 V12 PORTFOLIO Control through a Management Agreement or other arrangements. 382 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - N/A N/A The direct holder has GLOBAL TRACKER PORTFOLIO Control through a Management Agreement or other arrangements. 383 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - N/A N/A The direct holder has GOLDMAN SACHS SYSTEMATIC ABSOLUTE RETURN TRACKER Control through a JPY STRATEGY PORTFOLIO Management Agreement or other arrangements. 384 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - N/A N/A The direct holder has S&P GSCI ENHANCED STRATEGY PORTFOLIO Control through a Management Agreement or other arrangements. 385 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - N/A N/A The direct holder has S&P GSCI LIGHT ENERGY PORTFOLIO Control through a Management Agreement or other arrangements. 386 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - N/A N/A The direct holder has SYSTEMATIC MI VOLTAR4 (10-11) PORTFOLIO Control through a Management Agreement or other arrangements. 387 6 GOLDMAN SACHS SPECIALIZED INVESTMENTS - N/A N/A The direct holder has SYSTEMATIC MI VOLTAR4 (15-11) PORTFOLIO Control through a Management Agreement or other arrangements. 388 6 GOLDMAN SACHS SPECIALIZED N/A N/A The direct holder has INVESTMENTS-DYNAMO-J11 V5 PORTFOLIO Control through a Management Agreement or other arrangements. 389 6 GOLDMAN SACHS SPECIALIZED N/A N/A The direct holder has INVESTMENTS-GLOBAL TRACKER PORTFOLIO II Control through a Management Agreement or other arrangements. 390 6 GOLDMAN SACHS STRATEGIC INVESTMENTS N/A N/A The direct holder has PLC-GOLDMAN SACHS DIVIDEND-LINKED EQUITY INCOME Control through a PORTFOLIO Management Agreement or other arrangements. 391 6 GOLDMAN SACHS STRUCTURED INVESTMENT SICAV N/A N/A The direct holder has - GOLDMAN SACHS ALTERNATIVE BETA MACRO UCITS Control through a PORTFOLIO Management Agreement or other arrangements. 392 6 GOLDMAN SACHS STRUCTURED INVESTMENTS II N/A N/A The direct holder has SICAV - GOLDMAN SACHS ABSOLUTE RETURN TRACKER Control through a INDEX ETF PORTFOLIO Management Agreement or other arrangements. 393 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - 10 YR MATURITY FLOATING RATE EURO PORTFOLIO Control through a Management Agreement or other arrangements. 394 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - 15 YR MATURITY FLOATING RATE EURO PORTFOLIO Control through a Management Agreement or other arrangements. 395 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - 20 YR MATURITY FLOATING RATE EURO PORTFOLIO Control through a Management Agreement or other arrangements. 396 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - BRICS NIFTY 50 DEVELOPED MARKETS PORTFOLIO Control through a Management Agreement or other arrangements. 397 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - BRICS NIFTY 50 EMERGING MARKETS PORTFOLIO Control through a Management Agreement or other arrangements. 398 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - DIVERSIFIED STRATEGIES PORTFOLIO Control through a Management Agreement or other arrangements. 399 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - DYNAMO-CHF PORTFOLIO Control through a Management Agreement or other arrangements. 400 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS ABSOLUTE RETURN TRACKER INDEX Control through a PORTFOLIO Management Agreement or other arrangements. 401 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS ALTERNATIVE BETA COMPOSITE I Control through a UCITS PORTFOLIO Management Agreement or other arrangements. 402 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS ALTERNATIVE BETA EVENT DRIVEN Control through a UCITS PORTFOLIO Management Agreement or other arrangements. 403 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS ALTERNATIVE BETA TREND UCITS Control through a PORTFOLIO Management Agreement or other arrangements. 404 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS COMMODITY ALPHA PORTFOLIO Control through a Management Agreement or other arrangements. 405 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS COMMODITY ALPHA-BETA PORTFOLIO Control through a Management Agreement or other arrangements. 406 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS DIVIDEND LINKED PORTFOLIO ON THE Control through a DOW JONES EURO STOXX 50 (R) INDEX Management Agreement or other arrangements. 407 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS DOW JONES - UBS ENHANCED Control through a STRATEGY PORTFOLIO Management Agreement or other arrangements. 408 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS FLOATING RATE EURO PORTFOLIO Control through a Management Agreement or other arrangements. 409 6 GOLDMAN SACHS STRUCTURED INVESTMENTS SICAV N/A N/A The direct holder has - GOLDMAN SACHS ALTERNATIVE BETA EQUITY LONG Control through a SHORT UCITS PORTFOLIO Management Agreement or other arrangements. 410 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV-ALTERNATIVE ALPHA TACTICAL TRADING INDEX Control through a PORTFOLIO Management Agreement or other arrangements. 411 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV-GSQUARTIX DYNAMO PORTFOLIO Control through a Management Agreement or other arrangements. 412 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV-MACRO HARVESTER PORTFOLIO Control through a Management Agreement or other arrangements. 413 6 GOLDMAN SACHS STRUCTURED INVESTMENTS N/A N/A The direct holder has SICAV-REDUCED VOLATILITY VELOCITY AND CARRY Control through a STRATEGY PORTFOLIO Management Agreement or other arrangements. 414 6 GSQUARTIX PUBLIC LIMITED COMPANY - GSQUARTIX 100 N/A BRICS NIFTY 50 DEVELOPED MARKETS PORTFOLIO 415 6 MA WCM FF Limited Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes.
416 6 SIGNUM MANAGED ACCOUNT I LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 417 6 SIGNUM MANAGED ACCOUNT III LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 418 6 SPHERE FUNDO DE INVESTIMENTO MULTIMERCADO 525910 - Open-End Rio de Janeiro BRAZIL - INVESTIMENTO NO EXTERIOR CREDITO PRIVADO Investment Funds 419 7 SPHERE FUND 525910 - Open-End Sao Paulo BRAZIL Investment Funds 420 6 Signum AVK Limited 525990 - Other Dublin IRELAND Financial Vehicles 421 6 ULTEGRA FINANCE LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 422 5 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 423 5 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) PRIVATE 523991 - Trust, Mumbai INDIA (OTHER) LIMITED Fiduciary, and Custody Activities 424 6 BENCHMARK TRUSTEE COMPANY PRIVATE LIMITED 523991 - Trust, Mumbai INDIA (OTHER) Fiduciary, and Custody Activities 425 7 BENCHMARK MUTUAL FUND 523920 - Portfolio Mumbai INDIA (OTHER) Management 426 6 GOLDMAN SACHS BANKING INDEX EXCHANGE 525910 - Open-End Mumbai INDIA (OTHER) TRADED SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL Investment Funds FUND 427 6 GOLDMAN SACHS DERIVATIVE FUND - SUB FUND 525910 - Open-End Mumbai INDIA (OTHER) OF GOLDMAN SACHS MUTUAL FUND Investment Funds 428 6 GOLDMAN SACHS EQUITY & DERIVATIVES 525910 - Open-End Mumbai INDIA (OTHER) OPPORTUNITIES FUND - SUB FUND OF GOLDMAN SACHS Investment Funds MUTUAL FUND 429 6 GOLDMAN SACHS GOLD EXCHANGE TRADED SCHEME 525910 - Open-End Mumbai INDIA (OTHER) - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds 430 6 GOLDMAN SACHS HANG SENG EXCHANGE TRADED 525910 - Open-End Mumbai INDIA (OTHER) SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds 431 6 GOLDMAN SACHS INFRASTRUCTURE EXCHANGE 525910 - Open-End Mumbai INDIA (OTHER) TRADED SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL Investment Funds FUND 432 6 GOLDMAN SACHS LIQUID EXCHANGE TRADED 525910 - Open-End Mumbai INDIA (OTHER) SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds 433 6 GOLDMAN SACHS MUTUAL FUND 523920 - Portfolio Mumbai INDIA (OTHER) Management 434 6 GOLDMAN SACHS NIFTY EXCHANGE TRADED SCHEME 525910 - Open-End Mumbai INDIA (OTHER) - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds 435 6 GOLDMAN SACHS NIFTY JUNIOR EXCHANGE TRADED 525910 - Open-End Mumbai INDIA (OTHER) SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds 436 6 GOLDMAN SACHS PSU BANK EXCHANGE TRADED 525910 - Open-End Mumbai INDIA (OTHER) SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Investment Funds 437 6 GOLDMAN SACHS S&P CNX NIFTY SHARIAH INDEX 525910 - Open-End Mumbai INDIA (OTHER) EXCHANGE TRADED SCHEME - SUB FUND OF GOLDMAN Investment Funds SACHS MUTUAL FUND 438 6 GOLDMAN SACHS SHORT TERM FUND - SUB FUND 525910 - Open-End Mumbai INDIA (OTHER) OF GOLDMAN SACHS MUTUAL FUND Investment Funds 439 6 Goldman Sachs S&P CNX 500 Fund - Sub fund 525910 - Open-End Mumbai INDIA (OTHER) of Goldman Sachs Mutual Fund Investment Funds 440 5 MONTAGUE PLACE CUSTODY SERVICES 523991 - Trust, London UNITED KINGDOM Fiduciary, and (OTHER) Custody Activities 441 4 GOLDMAN SACHS INTERNATIONAL 523110 - London UNITED KINGDOM Investment Banking (OTHER) and Securities Dealing 442 4 GOLDMAN SACHS INTERNATIONAL BANK 522110 - London UNITED KINGDOM Commercial Banking (OTHER) 443 4 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 444 4 GS LEASING HOLDINGS LIMITED 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 445 5 BEHEER- EN BELEGGINGSMAATSCHAPPIJ BEFRACO B.V. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 446 4 GS LEASING MANAGEMENT LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 447 4 GS LIQUID TRADING PLATFORM I PCC 525990 - Other Saint Helier JERSEY Financial Vehicles 448 4 GS LIQUID TRADING PLATFORM II LIMITED 525990 - Other Saint Helier JERSEY Financial Vehicles 449 4 KILLINGHOLME POWER GROUP LIMITED 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 450 5 KILLINGHOLME HOLDINGS LIMITED 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 451 4 MONEY PARTNERS HOLDINGS LIMITED 551112 - Offices Uxbridge UNITED KINGDOM of Other Holding (OTHER) Companies 452 5 MONEY PARTNERS LIMITED 522310 - Mortgage Uxbridge UNITED KINGDOM and Nonmortgage (OTHER) Loan Brokers 453 4 MONTAGUE PLACE CUSTODY SERVICES 523991 - Trust, London UNITED KINGDOM Fiduciary, and (OTHER) Custody Activities 454 4 NUFCOR INTERNATIONAL LIMITED 523130 - Commodity London UNITED KINGDOM Contracts Dealing (OTHER) 455 5 NUFCOR CAPITAL LIMITED 523930 - London UNITED KINGDOM Investment Advice (OTHER) 456 4 PUMBAA FINANCE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 457 4 PUMBAA LUXEMBOURG S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 458 4 SCADBURY UK LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 459 5 GS EQUIPMENT FINANCE I LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 460 5 GS EQUIPMENT FINANCE II LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 461 5 GS LEASING NO. 1 LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 462 6 GS LEASING 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 463 5 GS LEASING NO. 3 LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 464 6 GS LEASING 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 465 5 SCADBURY ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 466 5 SCADBURY FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 467 6 SCADBURY ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 468 6 SCADBURY II ASSETS LIMITED 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 469 4 SHIRE UK LIMITED 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 470 5 GS FUNDING INVESTMENTS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 471 5 GS FUNDING MANAGEMENT LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 472 5 HECHSHIRE 523110 - London UNITED KINGDOM Investment Banking (OTHER) and Securities Dealing 473 5 KILLINGHOLME GENERATION LIMITED 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 474 6 GS KILLINGHOLME CAYMAN INVESTMENTS LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 475 7 GS KILLINGHOLME CAYMAN INVESTMENTS II 525990 - Other George Town CAYMAN ISLANDS LTD Financial Vehicles 476 8 GS KILLINGHOLME CAYMAN INVESTMENTS 525990 - Other George Town CAYMAN ISLANDS III Financial Vehicles 477 7 GS KILLINGHOLME CAYMAN INVESTMENTS III 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 478 6 KPL ACQUISITIONS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 479 7 KPL HOLDINGS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 480 6 KPL FINANCE LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 481 5 SHIRE ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 482 5 SHIRE FUNDING LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 483 6 KILLINGHOLME GENERATION LIMITED 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 484 6 SHIRE ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 485 5 SHIRE II ASSETS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 486 3 GOLDMAN SACHS PROPERTY MANAGEMENT 53131 - London UNITED KINGDOM Nonresidential (OTHER) property managers 487 2 GOLDMAN SACHS 1, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 488 2 GOLDMAN SACHS 2, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 489 2 GOLDMAN SACHS 2002 EXCHANGE FUND ADVISORS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 490 3 GOLDMAN SACHS 2002 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 491 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE UNITED STATES Financial Vehicles 492 2 GOLDMAN SACHS 2004 EXCHANGE FUND ADVISORS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 493 3 GOLDMAN SACHS 2004 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 494 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE UNITED STATES Financial Vehicles 495 2 GOLDMAN SACHS 2005 EXCHANGE FUND ADVISORS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 496 3 GOLDMAN SACHS 2005 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 497 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE UNITED STATES Financial Vehicles 498 4 GSEP 2005 REALTY CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 499 2 GOLDMAN SACHS 230 PARK INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles
416 6 SIGNUM MANAGED ACCOUNT I LIMITED Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 417 6 SIGNUM MANAGED ACCOUNT III LIMITED Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 418 6 SPHERE FUNDO DE INVESTIMENTO MULTIMERCADO 100 N/A - INVESTIMENTO NO EXTERIOR CREDITO PRIVADO 419 7 SPHERE FUND 100 N/A 420 6 Signum AVK Limited Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 421 6 ULTEGRA FINANCE LIMITED Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 422 5 GOLDMAN SACHS SAUDI ARABIA 100 N/A 423 5 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) PRIVATE 100 N/A LIMITED 424 6 BENCHMARK TRUSTEE COMPANY PRIVATE LIMITED 100 N/A 425 7 BENCHMARK MUTUAL FUND N/A N/A The direct holder is a Trustee. 426 6 GOLDMAN SACHS BANKING INDEX EXCHANGE The direct holder is a TRADED SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL Trustee. FUND 427 6 GOLDMAN SACHS DERIVATIVE FUND - SUB FUND The direct holder is a OF GOLDMAN SACHS MUTUAL FUND Trustee. 428 6 GOLDMAN SACHS EQUITY & DERIVATIVES The direct holder is a OPPORTUNITIES FUND - SUB FUND OF GOLDMAN SACHS Trustee. MUTUAL FUND 429 6 GOLDMAN SACHS GOLD EXCHANGE TRADED SCHEME The direct holder is a - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Trustee. 430 6 GOLDMAN SACHS HANG SENG EXCHANGE TRADED The direct holder is a SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Trustee. 431 6 GOLDMAN SACHS INFRASTRUCTURE EXCHANGE The direct holder is a TRADED SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL Trustee. FUND 432 6 GOLDMAN SACHS LIQUID EXCHANGE TRADED The direct holder is a SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Trustee. 433 6 GOLDMAN SACHS MUTUAL FUND N/A N/A The direct holder is a Trustee. 434 6 GOLDMAN SACHS NIFTY EXCHANGE TRADED SCHEME The direct holder is a - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Trustee. 435 6 GOLDMAN SACHS NIFTY JUNIOR EXCHANGE TRADED The direct holder is a SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Trustee. 436 6 GOLDMAN SACHS PSU BANK EXCHANGE TRADED The direct holder is a SCHEME - SUB FUND OF GOLDMAN SACHS MUTUAL FUND Trustee. 437 6 GOLDMAN SACHS S&P CNX NIFTY SHARIAH INDEX The direct holder is a EXCHANGE TRADED SCHEME - SUB FUND OF GOLDMAN Trustee. SACHS MUTUAL FUND 438 6 GOLDMAN SACHS SHORT TERM FUND - SUB FUND The direct holder is a OF GOLDMAN SACHS MUTUAL FUND Trustee. 439 6 Goldman Sachs S&P CNX 500 Fund - Sub fund The direct holder is a of Goldman Sachs Mutual Fund Trustee. 440 5 MONTAGUE PLACE CUSTODY SERVICES 100 N/A 441 4 GOLDMAN SACHS INTERNATIONAL 100 N/A This holding represents ownership in Preferred B shares. 442 4 GOLDMAN SACHS INTERNATIONAL BANK 100 N/A 443 4 GOLDMAN SACHS SAUDI ARABIA 100 N/A 444 4 GS LEASING HOLDINGS LIMITED 100 N/A 445 5 BEHEER- EN BELEGGINGSMAATSCHAPPIJ BEFRACO B.V. 100 N/A 446 4 GS LEASING MANAGEMENT LIMITED 100 N/A 447 4 GS LIQUID TRADING PLATFORM I PCC 100 N/A 448 4 GS LIQUID TRADING PLATFORM II LIMITED 100 N/A 449 4 KILLINGHOLME POWER GROUP LIMITED 100 N/A 450 5 KILLINGHOLME HOLDINGS LIMITED 100 N/A 451 4 MONEY PARTNERS HOLDINGS LIMITED 100 N/A 452 5 MONEY PARTNERS LIMITED 100 N/A 453 4 MONTAGUE PLACE CUSTODY SERVICES 100 N/A 454 4 NUFCOR INTERNATIONAL LIMITED 100 N/A 455 5 NUFCOR CAPITAL LIMITED 100 N/A 456 4 PUMBAA FINANCE B.V. 100 N/A 457 4 PUMBAA LUXEMBOURG S.A R.L. 100 N/A 458 4 SCADBURY UK LIMITED 100 N/A 459 5 GS EQUIPMENT FINANCE I LIMITED 100 N/A 460 5 GS EQUIPMENT FINANCE II LIMITED 100 N/A 461 5 GS LEASING NO. 1 LIMITED 100 N/A 462 6 GS LEASING N/A N/A The direct holder is a General Partner. 463 5 GS LEASING NO. 3 LIMITED 100 N/A 464 6 GS LEASING N/A N/A The direct holder is a General Partner. 465 5 SCADBURY ASSETS 100 N/A 466 5 SCADBURY FUNDING LIMITED 100 N/A 467 6 SCADBURY ASSETS 100 N/A 468 6 SCADBURY II ASSETS LIMITED 100 N/A 469 4 SHIRE UK LIMITED 100 N/A 470 5 GS FUNDING INVESTMENTS LIMITED 100 N/A 471 5 GS FUNDING MANAGEMENT LIMITED 100 N/A 472 5 HECHSHIRE 100 100 473 5 KILLINGHOLME GENERATION LIMITED 100 N/A This holding represents ownership in Ordinary shares. 474 6 GS KILLINGHOLME CAYMAN INVESTMENTS LTD. 100 N/A 475 7 GS KILLINGHOLME CAYMAN INVESTMENTS II 100 N/A LTD 476 8 GS KILLINGHOLME CAYMAN INVESTMENTS N/A N/A The direct holder is a III General Partner. 477 7 GS KILLINGHOLME CAYMAN INVESTMENTS III N/A N/A The direct holder is a General Partner. 478 6 KPL ACQUISITIONS LIMITED 100 N/A 479 7 KPL HOLDINGS LIMITED 100 N/A 480 6 KPL FINANCE LIMITED 100 N/A 481 5 SHIRE ASSETS 100 N/A 482 5 SHIRE FUNDING LIMITED 100 N/A 483 6 KILLINGHOLME GENERATION LIMITED 100 N/A This holding represents ownership in Ordinary shares. 484 6 SHIRE ASSETS 100 N/A 485 5 SHIRE II ASSETS LIMITED 100 N/A 486 3 GOLDMAN SACHS PROPERTY MANAGEMENT 100 N/A 487 2 GOLDMAN SACHS 1, L.P. N/A N/A The direct holder is a General Partner. 488 2 GOLDMAN SACHS 2, L.P. N/A N/A The direct holder is a General Partner. 489 2 GOLDMAN SACHS 2002 EXCHANGE FUND ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 490 3 GOLDMAN SACHS 2002 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 491 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 492 2 GOLDMAN SACHS 2004 EXCHANGE FUND ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 493 3 GOLDMAN SACHS 2004 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 494 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 495 2 GOLDMAN SACHS 2005 EXCHANGE FUND ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 496 3 GOLDMAN SACHS 2005 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 497 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 498 4 GSEP 2005 REALTY CORP. 100 N/A 499 2 GOLDMAN SACHS 230 PARK INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner.
500 3 W2007 230 PARK, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 501 2 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 502 2 GOLDMAN SACHS 4, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 503 2 GOLDMAN SACHS 49 FUND, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 504 2 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 505 2 GOLDMAN SACHS ARGENTINA L.L.C. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 506 2 GOLDMAN SACHS ASSET BACKED SECURITIES CORP. 522320 - Financial Wilmington DE UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 507 2 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 523920 - Portfolio Tokyo JAPAN Management 508 2 GOLDMAN SACHS ASSET MANAGEMENT, L.P. 523920 - Portfolio New York NY UNITED STATES Management 509 3 ACADIAN: NON-US EQUITY [SERIES], A SERIES OF GOLDMAN 525910 - Open-End New York NY UNITED STATES SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, Investment Funds L.L.C. 510 3 ALTRINSIC: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 511 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 512 3 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 513 3 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) [SERIES], A 525910 - Open-End New York NY UNITED STATES SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Investment Funds MANAGED PORTFOLIOS, L.L.C. 514 3 COF ASSET TRUST 11/11 525990 - Other Newark DE UNITED STATES Financial Vehicles 515 3 DONALD SMITH: SMALL CAP VALUE [SERIES], A SERIES OF 525910 - Open-End New York NY UNITED STATES GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 516 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 3 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL MANAGER Investment Funds STRATEGIES MANAGED PORTFOLIOS, L.L.C. 517 4 GMS DISCOVERY FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 518 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 5 525910 - Open-End New York NY UNITED STATES [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL MANAGER Investment Funds STRATEGIES MANAGED PORTFOLIOS, L.L.C. 519 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 [SERIES], A 525910 - Open-End New York NY UNITED STATES SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Investment Funds MANAGED PORTFOLIOS, L.L.C. 520 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 [SERIES], SERIES 525910 - Open-End New York NY UNITED STATES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 521 4 GMS DISCOVERY FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 522 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 [SERIES], A 525910 - Open-End New York NY UNITED STATES SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Investment Funds MANAGED PORTFOLIOS, L.L.C. 523 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 524 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 525 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 526 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 527 3 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 528 4 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 529 3 FAIRHOLME: DYNAMIC EQUITY [SERIES], A SERIES OF 525910 - Open-End New York NY UNITED STATES GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 530 3 GMS DISCOVERY FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 531 3 GOLDMAN SACHS 130/30 FUNDAMENTAL EQUITY STRATEGY FUND 525990 - Other Wilmington DE UNITED STATES SEED ACCOUNT, LLC Financial Vehicles 532 3 GOLDMAN SACHS 2007 LIQUIDITY ADVISORS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 533 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007 OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 534 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 535 4 GS CREDIT OPPORTUNITIES 2007, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 536 5 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 537 6 GS MEZZANINE PARTNERS V ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 538 7 GS MEZZANINE PARTNERS V ONSHORE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 539 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 540 8 GSMP V ONSHORE INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 541 9 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter GUERNSEY INCORPORATED Financial Vehicles Port 542 8 GSMP V ONSHORE INVESTMENT FUND, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 543 8 GSMP V ONSHORE S.a. r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 544 8 GSMP V ONSHORE SENIOR S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 545 8 GSMP V ONSHORE US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 546 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 547 3 GOLDMAN SACHS 49 FUND, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 548 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 523920 - Portfolio Sao Paulo BRAZIL Management 549 4 GERDAU PREVIDENCIA FUNDO DE INVESTIMENTO EM ACOES 2 525910 - Open-End Rio de BRAZIL Investment Funds Janeiro 550 4 GOLDMAN SACHS ACOES TOP FUNDO DE INVESTIMENTO EM 525910 - Open-End Rio de BRAZIL COTAS DE FUNDOS DE INVESTIMENTO EM ACOES Investment Funds Janeiro 551 4 GOLDMAN SACHS HEDGE INSTITUCIONAL FUNDO DE 525910 - Open-End Rio de BRAZIL INVESTIMENTO EM COTAS DE FUNDO DE INVESTIMENTO Investment Funds Janeiro MULTIMERCADO 552 5 GOLDMAN SACHS MASTER HEDGE INSTITUCIONAL FUNDO 525910 - Open-End Rio de BRAZIL DE INVESTIMENTO MULTIMERCADO Investment Funds Janeiro 553 4 GOLDMAN SACHS IBOVESPA PLUS FUNDO DE INVESTIMENTO 525910 - Open-End Sao Paulo BRAZIL EM COTAS DE FUNDOS DE INVESTIMENTO EM ACOES Investment Funds 554 5 GOLDMAN SACHS MASTER IBOVESPA ATIVO - FUNDO DE 525910 - Open-End Rio de BRAZIL INVESTIMENTO EM ACOES Investment Funds Janeiro 555 4 GOLDMAN SACHS IMA-B ATIVO FUNDO DE INVESTIMENTO EM 525910 - Open-End Rio de BRAZIL COTAS DE FUNDOS DE INVESTIMENTO RENDA FIXA Investment Funds Janeiro 556 5 GOLDMAN SACHS MASTER IMA-B ATIVO FUNDO DE 525910 - Open-End Rio de BRAZIL INVESTIMENTO RENDA FIXA Investment Funds Janeiro 557 4 GOLDMAN SACHS KISTA - FUNDO EXCLUSIVO DE 525910 - Open-End Rio de BRAZIL INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO EM Investment Funds Janeiro ACOES 558 5 GOLDMAN SACHS MASTER IBX ATIVO - FUNDO DE 525910 - Open-End Rio de BRAZIL NVESTIMENTO EM ACOES Investment Funds Janeiro 559 4 GOLDMAN SACHS MASTER ACOES TOP FUNDO DE 525910 - Open-End Rio de BRAZIL INVESTIMENTO EM ACOES Investment Funds Janeiro 560 4 GOLDMAN SACHS MULTIESTRATEGIA FUNDO DE 525910 - Open-End Sao Paulo BRAZIL INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO Investment Funds MULTIMERCADO 561 5 GOLDMAN SACHS MASTER HEDGE FUNDO DE 525910 - Open-End Rio de BRAZIL INVESTIMENTO MULTIMERCADO Investment Funds Janeiro 562 4 GOLDMAN SACHS MULTIMANAGER ITAU PLUS 15 - FUNDO DE 525910 - Open-End Sao Paulo BRAZIL INVESTIMENTO MULTIMERCADO Investment Funds 563 4 GOLDMAN SACHS RENDA FIXA PLUS FUNDO DE 525910 - Open-End Sao Paulo BRAZIL INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO Investment Funds 564 5 GOLDMAN SACHS MASTER RENDA FIXA FUNDO DE 525910 - Open-End Rio de BRAZIL INVESTIMENTO Investment Funds Janeiro 565 3 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 523920 - Portfolio Tokyo JAPAN Management 566 3 GOLDMAN SACHS ASSET MANAGEMENT KOREA CO., LTD. 523920 - Portfolio Chong Ro-Gu KOREA, SOUTH Management 567 4 GOLDMAN SACHS BRICS SECURITIES FEEDER INVESTMENT 525910 - Open-End Chong Ro-Gu KOREA, SOUTH TRUST (EQUITY-FOFS) Investment Funds 568 4 GOLDMAN SACHS BRICS SECURITIES MASTER INVESTMENT 525910 - Open-End Chong Ro-Gu KOREA, SOUTH TRUST Investment Funds 569 4 GOLDMAN SACHS GLOBAL HIGH YIELD SECURITIES FEEDER 525910 - Open-End Chong Ro-Gu KOREA, SOUTH INVESTMENT TRUST (DEBT-FUND OF FUNDS) Investment Funds 570 4 GOLDMAN SACHS GLOBAL HIGH YIELD SECURITIES MASTER 525910 - Open-End Chong Ro-Gu KOREA, SOUTH INVESTMENT TRUST (DEBT-FUND OF FUNDS) Investment Funds 571 4 GOLDMAN SACHS KOREA SECURITIES MASTER INVESTMENT 525910 - Open-End Seoul KOREA, SOUTH TRUST [EQUITY] Investment Funds 572 4 GOLDMAN SACHS US EQUITY SECURITIES FEEDER 525910 - Open-End Chong Ro-Gu KOREA, SOUTH INVESTMENT TRUST Investment Funds 573 4 GOLDMAN SACHS US EQUITY SECURITIES MASTER 525910 - Open-End Chong Ro-Gu KOREA, SOUTH INVESTMENT TRUST Investment Funds 574 4 HOLEINONE PP DERIV. 3 525910 - Open-End Chong Ro-Gu KOREA, SOUTH Investment Funds 575 4 INVESTPOOL PRIVATE PLACEMENT SECURITIES 156-3 525910 - Open-End Chong Ro-Gu KOREA, SOUTH [GOVERN BOND] Investment Funds 576 4 INVESTPOOL PRIVATE PLACEMENT SECURITIES INVESTMENT 525910 - Open-End Chong Ro-Gu KOREA, SOUTH TRUST 78-11 [BOND] Investment Funds 577 3 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II 525910 - Open-End Dublin IRELAND Investment Funds 578 3 GOLDMAN SACHS BANK LOAN SUB-TRUST (IN JAPAN FOR 525910 - Open-End George Town CAYMAN ISLANDS QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 579 4 GOLDMAN SACHS BANK LOAN PORTFOLIO (A SUBFUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS INSTITUTIONAL FUNDS II PLC) Investment Funds 580 5 ABS Loans 2007 Limited 525910 - Open-End Dublin IRELAND Investment Funds 581 3 GOLDMAN SACHS CANADIAN LONG DURATION PLUS FIXED INCOME 525910 - Open-End Toronto ON CANADA FUND Investment Funds 582 3 GOLDMAN SACHS CATASTROPHE RISK PREMIUM OPPORTUNITIES 525990 - Other Wilmington DE UNITED STATES ADVISORS III, L.L.C. Financial Vehicles 583 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds
500 3 W2007 230 PARK, LLC N/A N/A The direct holder is a Non-Managing Member. 501 2 GOLDMAN SACHS 3, L.P. N/A N/A The direct holder is a General Partner. 502 2 GOLDMAN SACHS 4, L.P. N/A N/A The direct holder is a General Partner. 503 2 GOLDMAN SACHS 49 FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 504 2 GOLDMAN SACHS 5, L.P. N/A N/A The direct holder is a General Partner. 505 2 GOLDMAN SACHS ARGENTINA L.L.C. N/A N/A The direct holder is a Non-Managing Member. 506 2 GOLDMAN SACHS ASSET BACKED SECURITIES CORP. 100 N/A 507 2 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 100 N/A 508 2 GOLDMAN SACHS ASSET MANAGEMENT, L.P. N/A N/A The direct holder is a General Partner. 509 3 ACADIAN: NON-US EQUITY [SERIES], A SERIES OF GOLDMAN N/A N/A The direct holder is a SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, Managing Member. L.L.C. 510 3 ALTRINSIC: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 511 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a Limited Partner. 512 3 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) LLC N/A N/A The direct holder is a Managing Member. 513 3 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) [SERIES], A N/A N/A The direct holder is a SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Managing Member. MANAGED PORTFOLIOS, L.L.C. 514 3 COF ASSET TRUST 11/11 N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 515 3 DONALD SMITH: SMALL CAP VALUE [SERIES], A SERIES OF N/A N/A The direct holder is a GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Managing Member. PORTFOLIOS, L.L.C. 516 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 3 N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL MANAGER Managing Member. STRATEGIES MANAGED PORTFOLIOS, L.L.C. 517 4 GMS DISCOVERY FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 518 3 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 5 N/A N/A The direct holder is a [SERIES], A SERIES OF GOLDMAN SACHS GLOBAL MANAGER Managing Member. STRATEGIES MANAGED PORTFOLIOS, L.L.C. 519 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 [SERIES], A N/A N/A The direct holder is a SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Managing Member. MANAGED PORTFOLIOS, L.L.C. 520 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 [SERIES], SERIES N/A N/A The direct holder is a OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Managing Member. PORTFOLIOS, L.L.C. 521 4 GMS DISCOVERY FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 522 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 [SERIES], A N/A N/A The direct holder is a SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Managing Member. MANAGED PORTFOLIOS, L.L.C. 523 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 LLC N/A N/A The direct holder is a Managing Member. 524 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 OFFSHORE N/A N/A The direct holder is a MASTER L.P. Limited Partner. 525 3 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 LLC N/A N/A The direct holder is a Managing Member. 526 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 OFFSHORE N/A N/A The direct holder is a MASTER L.P. Limited Partner. 527 3 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 LLC N/A N/A The direct holder is a Managing Member. 528 4 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a OFFSHORE MASTER L.P. Limited Partner. 529 3 FAIRHOLME: DYNAMIC EQUITY [SERIES], A SERIES OF N/A N/A The direct holder is a GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Managing Member. PORTFOLIOS, L.L.C. 530 3 GMS DISCOVERY FUND, LLC N/A N/A The direct holder is a Managing Member. 531 3 GOLDMAN SACHS 130/30 FUNDAMENTAL EQUITY STRATEGY FUND N/A N/A The direct holder is a SEED ACCOUNT, LLC Managing Member. 532 3 GOLDMAN SACHS 2007 LIQUIDITY ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 533 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007 OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 534 4 GOLDMAN SACHS LIQUIDITY PARTNERS 2007, L.P. N/A N/A The direct holder is a General Partner. 535 4 GS CREDIT OPPORTUNITIES 2007, L.P. N/A N/A The direct holder is a General Partner. 536 5 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 537 6 GS MEZZANINE PARTNERS V ONSHORE FUND, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 538 7 GS MEZZANINE PARTNERS V ONSHORE FUND, N/A N/A The direct holder is a L.P. General Partner. 539 8 GS Lux Management Services S.a r.l. 100 N/A 540 8 GSMP V ONSHORE INTERNATIONAL, LTD. 100 N/A 541 9 UMBRELLASTREAM LIMITED PARTNERSHIP N/A 43 INCORPORATED 542 8 GSMP V ONSHORE INVESTMENT FUND, 100 N/A LTD. 543 8 GSMP V ONSHORE S.a. r.l. 100 N/A 544 8 GSMP V ONSHORE SENIOR S.A R.L. 100 N/A 545 8 GSMP V ONSHORE US, LTD. 100 N/A 546 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 547 3 GOLDMAN SACHS 49 FUND, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 548 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 100 N/A 549 4 GERDAU PREVIDENCIA FUNDO DE INVESTIMENTO EM ACOES 2 N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 550 4 GOLDMAN SACHS ACOES TOP FUNDO DE INVESTIMENTO EM N/A N/A The direct holder has COTAS DE FUNDOS DE INVESTIMENTO EM ACOES Control through a Management Agreement or other arrangements. 551 4 GOLDMAN SACHS HEDGE INSTITUCIONAL FUNDO DE N/A N/A The direct holder has INVESTIMENTO EM COTAS DE FUNDO DE INVESTIMENTO Control through a MULTIMERCADO Management Agreement or other arrangements. 552 5 GOLDMAN SACHS MASTER HEDGE INSTITUCIONAL FUNDO 100 N/A DE INVESTIMENTO MULTIMERCADO 553 4 GOLDMAN SACHS IBOVESPA PLUS FUNDO DE INVESTIMENTO N/A N/A The direct holder has EM COTAS DE FUNDOS DE INVESTIMENTO EM ACOES Control through a Management Agreement or other arrangements. 554 5 GOLDMAN SACHS MASTER IBOVESPA ATIVO - FUNDO DE 100 N/A INVESTIMENTO EM ACOES 555 4 GOLDMAN SACHS IMA-B ATIVO FUNDO DE INVESTIMENTO EM N/A N/A The direct holder has COTAS DE FUNDOS DE INVESTIMENTO RENDA FIXA Control through a Management Agreement or other arrangements. 556 5 GOLDMAN SACHS MASTER IMA-B ATIVO FUNDO DE 100 N/A INVESTIMENTO RENDA FIXA 557 4 GOLDMAN SACHS KISTA - FUNDO EXCLUSIVO DE N/A N/A The direct holder has INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO EM Control through a ACOES Management Agreement or other arrangements. 558 5 GOLDMAN SACHS MASTER IBX ATIVO - FUNDO DE 100 N/A NVESTIMENTO EM ACOES 559 4 GOLDMAN SACHS MASTER ACOES TOP FUNDO DE N/A N/A The direct holder has INVESTIMENTO EM ACOES Control through a Management Agreement or other arrangements. 560 4 GOLDMAN SACHS MULTIESTRATEGIA FUNDO DE N/A N/A The direct holder has INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO Control through a MULTIMERCADO Management Agreement or other arrangements. 561 5 GOLDMAN SACHS MASTER HEDGE FUNDO DE 100 N/A INVESTIMENTO MULTIMERCADO 562 4 GOLDMAN SACHS MULTIMANAGER ITAU PLUS 15 - FUNDO DE N/A N/A The direct holder has INVESTIMENTO MULTIMERCADO Control through a Management Agreement or other arrangements. 563 4 GOLDMAN SACHS RENDA FIXA PLUS FUNDO DE N/A N/A The direct holder has INVESTIMENTO EM COTAS DE FUNDOS DE INVESTIMENTO Control through a Management Agreement or other arrangements. 564 5 GOLDMAN SACHS MASTER RENDA FIXA FUNDO DE 100 N/A INVESTIMENTO 565 3 GOLDMAN SACHS ASSET MANAGEMENT CO., LTD. 100 N/A 566 3 GOLDMAN SACHS ASSET MANAGEMENT KOREA CO., LTD. 100 N/A 567 4 GOLDMAN SACHS BRICS SECURITIES FEEDER INVESTMENT N/A N/A The direct holder has TRUST (EQUITY-FOFS) Control through a Management Agreement or other arrangements. 568 4 GOLDMAN SACHS BRICS SECURITIES MASTER INVESTMENT N/A N/A The direct holder has TRUST Control through a Management Agreement or other arrangements. 569 4 GOLDMAN SACHS GLOBAL HIGH YIELD SECURITIES FEEDER N/A N/A The direct holder has INVESTMENT TRUST (DEBT-FUND OF FUNDS) Control through a Management Agreement or other arrangements. 570 4 GOLDMAN SACHS GLOBAL HIGH YIELD SECURITIES MASTER N/A N/A The direct holder has INVESTMENT TRUST (DEBT-FUND OF FUNDS) Control through a Management Agreement or other arrangements. 571 4 GOLDMAN SACHS KOREA SECURITIES MASTER INVESTMENT N/A N/A The direct holder has TRUST [EQUITY] Control through a Management Agreement or other arrangements. 572 4 GOLDMAN SACHS US EQUITY SECURITIES FEEDER N/A N/A The direct holder has INVESTMENT TRUST Control through a Management Agreement or other arrangements. 573 4 GOLDMAN SACHS US EQUITY SECURITIES MASTER N/A N/A The direct holder has INVESTMENT TRUST Control through a Management Agreement or other arrangements. 574 4 HOLEINONE PP DERIV. 3 N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 575 4 INVESTPOOL PRIVATE PLACEMENT SECURITIES 156-3 N/A N/A The direct holder has [GOVERN BOND] Control through a Management Agreement or other arrangements. 576 4 INVESTPOOL PRIVATE PLACEMENT SECURITIES INVESTMENT N/A N/A The direct holder has TRUST 78-11 [BOND] Control through a Management Agreement or other arrangements. 577 3 GOLDMAN SACHS AUSTRALIA ENHANCED INCOME FUND II N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 578 3 GOLDMAN SACHS BANK LOAN SUB-TRUST (IN JAPAN FOR N/A N/A The direct holder has QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 579 4 GOLDMAN SACHS BANK LOAN PORTFOLIO (A SUBFUND OF 75 N/A GOLDMAN SACHS INSTITUTIONAL FUNDS II PLC) 580 5 ABS Loans 2007 Limited 100 N/A 581 3 GOLDMAN SACHS CANADIAN LONG DURATION PLUS FIXED INCOME N/A N/A The direct holder has FUND Control through a Management Agreement or other arrangements. 582 3 GOLDMAN SACHS CATASTROPHE RISK PREMIUM OPPORTUNITIES N/A N/A The direct holder is a ADVISORS III, L.L.C. Managing Member. 583 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND, LLC N/A N/A The direct holder is a Managing Member.
584 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES TRUST (A SUBFUND 525910 - Open-End Dublin IRELAND OF GOLDMAN SACHS SELECT INVESTMENT FUNDS II) Investment Funds 585 3 GOLDMAN SACHS CONCENTRATED MEZZANINE AND DISTRESSED 525990 - Other New York NY UNITED STATES FUND, LLC Financial Vehicles 586 4 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 587 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 588 6 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 589 7 GSMP 2006 ONSHORE INVESTMENT FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 590 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 591 8 GSMP 2006 ONSHORE INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 592 9 GSMP 2006 ONSHORE HOLDINGS INTERNATIONAL, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 593 10 GSMP 2006 ONSHORE HOLDINGS INTERNATIONAL 525990 - Other George Town CAYMAN ISLANDS (BRENNTAG), LTD. Financial Vehicles 594 10 GSMP 2006 Onshore Holdings S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 595 9 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 596 8 GSMP 2006 ONSHORE US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 597 9 GSMP 2006 ONSHORE HOLDINGS US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 598 7 GSMP 2006 ONSHORE S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 599 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 600 3 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES GP, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 601 4 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 602 3 GOLDMAN SACHS CORPORATE CREDIT INVESTMENT FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 603 3 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 604 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, L.P. Investment Funds 605 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 606 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 607 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 608 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 609 3 GOLDMAN SACHS CREDIT OPPORTUNITIES INSTITUTIONAL 2008 525990 - Other Wilmington DE UNITED STATES ADVISORS, L.L.C. Financial Vehicles 610 4 GOLDMAN SACHS CREDIT OPPORTUNITIES INSTITUTIONAL 525910 - Open-End George Town CAYMAN ISLANDS 2008 FUND, L.P. Investment Funds 611 3 GOLDMAN SACHS DIRECT STRATEGIES EMPLOYEE FUND, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 612 3 GOLDMAN SACHS DIRECT STRATEGIES QEP EMPLOYEE FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 613 3 GOLDMAN SACHS EMERGING MARKET BOND LOCAL SUB-TRUST 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 614 3 GOLDMAN SACHS EMERGING MARKET BOND PLUS SUB-TRUST 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 615 3 GOLDMAN SACHS EMERGING MARKET BOND SUB-TRUST (IN JAPAN 525910 - Open-End George Town CAYMAN ISLANDS FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 616 3 GOLDMAN SACHS EMERGING MARKETS GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 617 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING 525910 - Open-End George Town CAYMAN ISLANDS MARKETS MASTER FUND, L.P. Investment Funds 618 3 GOLDMAN SACHS EMERGING MARKETS INVESTMENT GRADE BOND 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST Investment Funds 619 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 620 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 621 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING 525910 - Open-End George Town CAYMAN ISLANDS MARKETS MASTER FUND, L.P. Investment Funds 622 3 GOLDMAN SACHS ENHANCED COMMODITY SUB-TRUST (IN JAPAN 525910 - Open-End George Town CAYMAN ISLANDS FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 623 3 GOLDMAN SACHS EXOTIC BALANCE FUND (IN JAPAN FOR 525910 - Open-End George Town CAYMAN ISLANDS QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 624 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 625 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 626 3 GOLDMAN SACHS GLOBAL ALPHA EMPLOYEE FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 627 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND PLC 525910 - Open-End Dublin IRELAND Investment Funds 628 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 629 3 GOLDMAN SACHS GLOBAL EQUITY PARTNERS I, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 630 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY LONG/SHORT 525990 - Other Wilmington DE UNITED STATES FUND, LLC Financial Vehicles 631 3 GOLDMAN SACHS GLOBAL HIGH YIELD BOND SUB-TRUST (IN 525910 - Open-End George Town CAYMAN ISLANDS JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 632 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 633 4 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 634 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES SELECT OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 635 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES SELECT, LLC 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 636 3 GOLDMAN SACHS GLOBAL VOLATILITY GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 637 4 GOLDMAN SACHS GLOBAL VOLATILITY MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 638 3 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 639 3 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC 523930 - New York NY UNITED STATES Investment Advice 640 4 GOLDMAN SACHS ACCESS FUND GSIP/LH GP, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 641 5 Goldman Sachs Access - Goldman Sachs 525910 - Open-End New York NY UNITED STATES Investment Partners/Liberty Harbor, L.P. Investment Funds 642 4 GOLDMAN SACHS ACCESS FUNDS GP, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 643 5 GOLDMAN SACHS DIVERSIFIED STRATEGIES FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 644 4 GOLDMAN SACHS BH FUND ONSHORE, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 645 4 GOLDMAN SACHS CLASSIC OFFSHORE HOLDINGS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 646 5 GOLDMAN SACHS CLASSIC HOLDINGS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 647 4 GOLDMAN SACHS DEWORDE ONSHORE, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 648 4 GOLDMAN SACHS DIRECT STRATEGIES PLC 525910 - Open-End Dublin IRELAND Investment Funds 649 4 GOLDMAN SACHS DIVERSIFIED MULTI-SECTOR PORTFOLIO 525910 - Open-End George Town CAYMAN ISLANDS YEN FUND (FOR QUALIFIED INSTITUTIONAL INVESTORS) Investment Funds 650 5 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 651 4 GOLDMAN SACHS EP PARTNERS SPC 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 652 4 GOLDMAN SACHS EP PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 653 4 GOLDMAN SACHS FUNDS II SICAV - GOLDMAN SACHS 525990 - Other Luxembourg LUXEMBOURG DYNAMIC ALTERNATIVE STRATEGIES PORTFOLIO Financial Vehicles 654 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT II PLC 525910 - Open-End Dublin IRELAND Investment Funds 655 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT II, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 656 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT PLC 525910 - Open-End Dublin IRELAND Investment Funds 657 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 658 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 525910 - Open-End Dublin IRELAND (IRELAND) Investment Funds 659 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II 525910 - Open-End Dublin IRELAND (IRELAND) Investment Funds 660 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 661 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 662 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE II, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 663 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 525910 - Open-End Dublin IRELAND Investment Funds 664 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 665 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II PLC 525910 - Open-End Dublin IRELAND Investment Funds 666 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 667 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING III, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds
584 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES TRUST (A SUBFUND N/A N/A The direct holder has OF GOLDMAN SACHS SELECT INVESTMENT FUNDS II) Control through a Management Agreement or other arrangements. 585 3 GOLDMAN SACHS CONCENTRATED MEZZANINE AND DISTRESSED N/A N/A The direct holder is a FUND, LLC Managing Member. 586 4 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a Limited Partner. 587 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 588 6 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 589 7 GSMP 2006 ONSHORE INVESTMENT FUND, L.L.C. N/A N/A The direct holder is a Managing Member. 590 8 GS Lux Management Services S.a r.l. 100 N/A 591 8 GSMP 2006 ONSHORE INTERNATIONAL, LTD. 100 N/A 592 9 GSMP 2006 ONSHORE HOLDINGS INTERNATIONAL, 100 N/A LTD. 593 10 GSMP 2006 ONSHORE HOLDINGS INTERNATIONAL 100 N/A (BRENNTAG), LTD. 594 10 GSMP 2006 Onshore Holdings S.a r.l. 100 N/A 595 9 SEVRES II S.A.R.L. 73 73 596 8 GSMP 2006 ONSHORE US, LTD. 100 N/A 597 9 GSMP 2006 ONSHORE HOLDINGS US, LTD. 100 N/A 598 7 GSMP 2006 ONSHORE S.A.R.L. 100 N/A 599 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 600 3 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES GP, LLC N/A N/A The direct holder is a Managing Member. 601 4 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES MASTER N/A N/A The direct holder is a FUND, L.P. General Partner. 602 3 GOLDMAN SACHS CORPORATE CREDIT INVESTMENT FUND, LLC N/A N/A The direct holder is a Managing Member. 603 3 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 GP, L.L.C. N/A N/A The direct holder is a Managing Member. 604 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 605 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 606 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 FUND, L.P. N/A N/A The direct holder is a General Partner. 607 5 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 608 4 GOLDMAN SACHS CREDIT OPPORTUNITIES 2008 MASTER N/A N/A The direct holder is a FUND, L.P. General Partner. 609 3 GOLDMAN SACHS CREDIT OPPORTUNITIES INSTITUTIONAL 2008 N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 610 4 GOLDMAN SACHS CREDIT OPPORTUNITIES INSTITUTIONAL N/A N/A The direct holder is a 2008 FUND, L.P. General Partner. 611 3 GOLDMAN SACHS DIRECT STRATEGIES EMPLOYEE FUND, LLC N/A N/A The direct holder is a Managing Member. 612 3 GOLDMAN SACHS DIRECT STRATEGIES QEP EMPLOYEE FUND, LLC N/A N/A The direct holder is a Managing Member. 613 3 GOLDMAN SACHS EMERGING MARKET BOND LOCAL SUB-TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 614 3 GOLDMAN SACHS EMERGING MARKET BOND PLUS SUB-TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 615 3 GOLDMAN SACHS EMERGING MARKET BOND SUB-TRUST (IN JAPAN N/A N/A The direct holder has FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 616 3 GOLDMAN SACHS EMERGING MARKETS GP, LLC N/A N/A The direct holder is a Managing Member. 617 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING N/A N/A The direct holder is a MARKETS MASTER FUND, L.P. General Partner. 618 3 GOLDMAN SACHS EMERGING MARKETS INVESTMENT GRADE BOND N/A N/A The direct holder has SUB-TRUST Control through a Management Agreement or other arrangements. 619 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND, LLC N/A N/A The direct holder is a Managing Member. 620 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE FUND, LLC N/A N/A The direct holder is a Managing Member. 621 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING N/A N/A The direct holder is a MARKETS MASTER FUND, L.P. Limited Partner. 622 3 GOLDMAN SACHS ENHANCED COMMODITY SUB-TRUST (IN JAPAN N/A N/A The direct holder has FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 623 3 GOLDMAN SACHS EXOTIC BALANCE FUND (IN JAPAN FOR N/A N/A The direct holder has QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 624 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK FUND, LLC N/A N/A The direct holder is a Managing Member. 625 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD N/A N/A The direct holder is a Managing Member. 626 3 GOLDMAN SACHS GLOBAL ALPHA EMPLOYEE FUND, LLC N/A N/A The direct holder is a Managing Member. 627 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 628 3 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND, LLC N/A N/A The direct holder is a Managing Member. 629 3 GOLDMAN SACHS GLOBAL EQUITY PARTNERS I, LLC N/A N/A The direct holder is a Managing Member. 630 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY LONG/SHORT N/A N/A The direct holder has FUND, LLC Control through a Management Agreement or other arrangements. 631 3 GOLDMAN SACHS GLOBAL HIGH YIELD BOND SUB-TRUST (IN N/A N/A The direct holder has JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 632 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND, LLC N/A N/A The direct holder is a Managing Member. 633 4 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 634 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES SELECT OFFSHORE, LTD. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 635 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES SELECT, LLC N/A N/A The direct holder is a Managing Member. 636 3 GOLDMAN SACHS GLOBAL VOLATILITY GP, LLC N/A N/A The direct holder is a Managing Member. 637 4 GOLDMAN SACHS GLOBAL VOLATILITY MASTER FUND, L.P. N/A N/A The direct holder is a General Partner. 638 3 GOLDMAN SACHS GROWTH MARKETS EQUITY SUB-TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 639 3 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC N/A N/A The direct holder is a Non-Managing Member. 640 4 GOLDMAN SACHS ACCESS FUND GSIP/LH GP, LLC N/A N/A The direct holder is a Managing Member. 641 5 Goldman Sachs Access - Goldman Sachs N/A N/A The direct holder is a Investment Partners/Liberty Harbor, L.P. General Partner. 642 4 GOLDMAN SACHS ACCESS FUNDS GP, LLC N/A N/A The direct holder is a Managing Member. 643 5 GOLDMAN SACHS DIVERSIFIED STRATEGIES FUND, L.P. N/A N/A The direct holder is a General Partner. 644 4 GOLDMAN SACHS BH FUND ONSHORE, LLC N/A N/A The direct holder is a Managing Member. 645 4 GOLDMAN SACHS CLASSIC OFFSHORE HOLDINGS, LTD. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 646 5 GOLDMAN SACHS CLASSIC HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 647 4 GOLDMAN SACHS DEWORDE ONSHORE, LLC N/A N/A The direct holder is a Managing Member. 648 4 GOLDMAN SACHS DIRECT STRATEGIES PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 649 4 GOLDMAN SACHS DIVERSIFIED MULTI-SECTOR PORTFOLIO N/A N/A The direct holder has YEN FUND (FOR QUALIFIED INSTITUTIONAL INVESTORS) Control through a Management Agreement or other arrangements. 650 5 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 651 4 GOLDMAN SACHS EP PARTNERS SPC 100 N/A 652 4 GOLDMAN SACHS EP PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 653 4 GOLDMAN SACHS FUNDS II SICAV - GOLDMAN SACHS N/A N/A The direct holder is a DYNAMIC ALTERNATIVE STRATEGIES PORTFOLIO Managing Member. 654 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT II PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 655 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT II, LLC N/A N/A The direct holder is a Managing Member. 656 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 657 4 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT, LLC N/A N/A The direct holder is a Managing Member. 658 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES N/A N/A The direct holder has (IRELAND) Control through a Management Agreement or other arrangements. 659 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II N/A N/A The direct holder has (IRELAND) Control through a Management Agreement or other arrangements. 660 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II, LLC N/A N/A The direct holder is a Managing Member. 661 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES, LLC N/A N/A The direct holder is a Managing Member. 662 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE II, LLC N/A N/A The direct holder is a Managing Member. 663 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 664 4 GOLDMAN SACHS GLOBAL RELATIVE VALUE, LLC N/A N/A The direct holder is a Managing Member. 665 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 666 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING II, LLC N/A N/A The direct holder is a Managing Member. 667 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING III, LLC N/A N/A The direct holder is a Managing Member.
668 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND INSTITUTIONAL PLC Investment Funds 669 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 525910 - Open-End Dublin IRELAND Investment Funds 670 5 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 671 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 672 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 673 4 GOLDMAN SACHS GLOBAL TRADING ADVISORS LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 674 4 GOLDMAN SACHS GREEN ORCHARD FUND (FOR QUALIFIED 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL INVESTORS) Investment Funds 675 4 GOLDMAN SACHS GTT INSTITUTIONAL YEN FUND, A 525910 - Open-End Dublin IRELAND SUB-FUND OF GOLDMAN SACHS MULTI MANAGER FUNDS Investment Funds 676 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 525910 - Open-End Dublin IRELAND INSTITUTIONAL PLC Investment Funds 677 4 GOLDMAN SACHS GTT INSTITUTIONAL YEN UNIT TRUST 525910 - Open-End George Town CAYMAN ISLANDS (FOR QUALIFIED INSTITUTIONAL INVESTORS) Investment Funds 678 4 GOLDMAN SACHS GTT YEN (PA) FUND, A SUB-FUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS MULTI MANAGER FUNDS Investment Funds 679 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 525910 - Open-End Dublin IRELAND Investment Funds 680 4 GOLDMAN SACHS GTT YEN FUND, A SUB-FUND OF GOLDMAN 525910 - Open-End Dublin IRELAND SACHS MULTI MANAGER FUNDS Investment Funds 681 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 525910 - Open-End Dublin IRELAND Investment Funds 682 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES (2007), LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 683 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 684 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES (2008), LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 685 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 686 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 687 4 GOLDMAN SACHS HEDGE FUND PARTNERS II, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 688 4 GOLDMAN SACHS HEDGE FUND PARTNERS III, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 689 4 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 690 4 GOLDMAN SACHS HEDGE FUND PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 691 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO II PLC 525910 - Open-End Dublin IRELAND Investment Funds 692 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT PLC 525910 - Open-End Dublin IRELAND Investment Funds 693 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 525910 - Open-End Dublin IRELAND (IRELAND) Investment Funds 694 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 525910 - Open-End Dublin IRELAND SPV LIMITED Investment Funds 695 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE II PLC 525910 - Open-End Dublin IRELAND Investment Funds 696 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 525910 - Open-End Dublin IRELAND Investment Funds 697 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING II PLC 525910 - Open-End Dublin IRELAND Investment Funds 698 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 525910 - Open-End Dublin IRELAND Investment Funds 699 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 700 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO III PLC 525910 - Open-End Dublin IRELAND Investment Funds 701 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT II PLC 525910 - Open-End Dublin IRELAND Investment Funds 702 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II 525910 - Open-End Dublin IRELAND (IRELAND) Investment Funds 703 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II 525910 - Open-End Dublin IRELAND SPV LIMITED Investment Funds 704 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE II PLC 525910 - Open-End Dublin IRELAND Investment Funds 705 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 525910 - Open-End Dublin IRELAND Investment Funds 706 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING III PLC 525910 - Open-End Dublin IRELAND Investment Funds 707 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 525910 - Open-End Dublin IRELAND Investment Funds 708 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 709 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO INSTITUTIONAL PLC 525910 - Open-End Dublin IRELAND Investment Funds 710 5 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 711 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO PLC 525910 - Open-End Dublin IRELAND Investment Funds 712 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT PLC 525910 - Open-End Dublin IRELAND Investment Funds 713 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 525910 - Open-End Dublin IRELAND (IRELAND) Investment Funds 714 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 525910 - Open-End Dublin IRELAND SPV LIMITED Investment Funds 715 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 525910 - Open-End Dublin IRELAND Investment Funds 716 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 525910 - Open-End Dublin IRELAND Investment Funds 717 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 718 4 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 719 4 GOLDMAN SACHS MARKET INDEPENDENT FUND (2007), LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 720 4 GOLDMAN SACHS MARKET INDEPENDENT FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 721 4 GOLDMAN SACHS MULTI-STRATEGY DILLON TRUST 525910 - Open-End New York NY UNITED STATES PORTFOLIO, LLC Investment Funds 722 4 GOLDMAN SACHS MULTI-STRATEGY G-FAMILY FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 723 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 724 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO (NJ), LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 725 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 726 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO FDEG 525990 - Other New York NY UNITED STATES FAMILY, LLC Financial Vehicles 727 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 525910 - Open-End New York NY UNITED STATES (BROADSCOPE) HOLDINGS, LLC Investment Funds 728 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO III, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 729 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO IX, LTD. 525910 - Open-End New York NY UNITED STATES Investment Funds 730 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO MAGUIRE, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 731 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO SMG FAMILY 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 732 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 733 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO WST, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 734 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO XI, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 735 4 GOLDMAN SACHS PRINCETON FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 736 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 737 4 GOLDMAN SACHS PROPRIETARY ACCESS FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 738 4 GOLDMAN SACHS RP PARTNERS SPC 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 739 4 GOLDMAN SACHS RP PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 740 4 GOLDMAN SACHS SELECT ACCESS FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 741 4 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 742 4 GOLDMAN SACHS STRATEGIC ASIA PARTNERS EMPLOYEE 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 743 4 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 744 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 745 4 GOLDMAN SACHS STRATEGIC U.S. LONG/SHORT PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 746 4 GOLDMAN SACHS SYM FUND (FOR QUALIFIED 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL INVESTORS) Investment Funds 747 4 GOLDMAN SACHS WEST STREET PARTNERS EMPLOYEE FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 748 5 GOLDMAN SACHS WEST STREET PARTNERS MASTER 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 749 4 GOLDMAN SACHS WEST STREET PARTNERS II EMPLOYEE 525910 - Open-End New York NY UNITED STATES FUND 2006, LLC Investment Funds 750 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 751 4 GOLDMAN SACHS WEST STREET PARTNERS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds
668 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING N/A N/A The direct holder has INSTITUTIONAL PLC Control through a Management Agreement or other arrangements. 669 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 670 5 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 671 4 GOLDMAN SACHS GLOBAL TACTICAL TRADING, LLC N/A N/A The direct holder is a Managing Member. 672 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 673 4 GOLDMAN SACHS GLOBAL TRADING ADVISORS LLC N/A N/A The direct holder is a Managing Member. 674 4 GOLDMAN SACHS GREEN ORCHARD FUND (FOR QUALIFIED N/A N/A The direct holder has INSTITUTIONAL INVESTORS) Control through a Management Agreement or other arrangements. 675 4 GOLDMAN SACHS GTT INSTITUTIONAL YEN FUND, A N/A N/A The direct holder has SUB-FUND OF GOLDMAN SACHS MULTI MANAGER FUNDS Control through a Management Agreement or other arrangements. 676 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING 100 N/A INSTITUTIONAL PLC 677 4 GOLDMAN SACHS GTT INSTITUTIONAL YEN UNIT TRUST N/A N/A The direct holder has (FOR QUALIFIED INSTITUTIONAL INVESTORS) Control through a Management Agreement or other arrangements. 678 4 GOLDMAN SACHS GTT YEN (PA) FUND, A SUB-FUND OF N/A N/A The direct holder has GOLDMAN SACHS MULTI MANAGER FUNDS Control through a Management Agreement or other arrangements. 679 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 57 N/A 680 4 GOLDMAN SACHS GTT YEN FUND, A SUB-FUND OF GOLDMAN N/A N/A The direct holder has SACHS MULTI MANAGER FUNDS Control through a Management Agreement or other arrangements. 681 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 57 N/A 682 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES (2007), LLC N/A N/A The direct holder is a Managing Member. 683 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 684 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES (2008), LLC N/A N/A The direct holder is a Managing Member. 685 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 686 4 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LLC N/A N/A The direct holder is a Managing Member. 687 4 GOLDMAN SACHS HEDGE FUND PARTNERS II, LLC N/A N/A The direct holder is a Managing Member. 688 4 GOLDMAN SACHS HEDGE FUND PARTNERS III, LLC N/A N/A The direct holder is a Managing Member. 689 4 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LLC N/A N/A The direct holder is a Managing Member. 690 4 GOLDMAN SACHS HEDGE FUND PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 691 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO II PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 692 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT PLC 57 N/A 693 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 34 N/A (IRELAND) 694 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 59 N/A SPV LIMITED 695 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE II PLC 83 N/A 696 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 36 N/A 697 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING II PLC 23 N/A 698 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 57 N/A 699 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. N/A N/A The direct holder is a Managing Member. 700 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO III PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 701 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT II PLC 57 N/A 702 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II 35 N/A (IRELAND) 703 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II 32 N/A SPV LIMITED 704 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE II PLC 83 N/A 705 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 36 N/A 706 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING III PLC 85 N/A 707 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 57 N/A 708 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. N/A N/A The direct holder is a Managing Member. 709 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO INSTITUTIONAL PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 710 5 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 711 4 GOLDMAN SACHS HEDGE FUND PORTFOLIO PLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 712 5 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT PLC 57 N/A 713 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 34 N/A (IRELAND) 714 5 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 59 N/A SPV LIMITED 715 5 GOLDMAN SACHS GLOBAL RELATIVE VALUE PLC 36 N/A 716 5 GOLDMAN SACHS GLOBAL TACTICAL TRADING PLC 57 N/A 717 5 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. N/A N/A The direct holder is a Managing Member. 718 4 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LLC N/A N/A The direct holder is a Managing Member. 719 4 GOLDMAN SACHS MARKET INDEPENDENT FUND (2007), LLC N/A N/A The direct holder is a Managing Member. 720 4 GOLDMAN SACHS MARKET INDEPENDENT FUND, LLC N/A N/A The direct holder is a Managing Member. 721 4 GOLDMAN SACHS MULTI-STRATEGY DILLON TRUST N/A N/A The direct holder is a PORTFOLIO, LLC Managing Member. 722 4 GOLDMAN SACHS MULTI-STRATEGY G-FAMILY FUND, LLC N/A N/A The direct holder is a Managing Member. 723 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 724 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO (NJ), LLC N/A N/A The direct holder is a Managing Member. 725 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 726 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO FDEG N/A N/A The direct holder is a FAMILY, LLC Managing Member. 727 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A N/A N/A The direct holder is a (BROADSCOPE) HOLDINGS, LLC Managing Member. 728 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO III, L.P. N/A N/A The direct holder is a General Partner. 729 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO IX, LTD. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 730 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO MAGUIRE, LLC N/A N/A The direct holder is a Managing Member. 731 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO SMG FAMILY N/A N/A The direct holder is a FUND, LLC Managing Member. 732 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 733 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO WST, LLC N/A N/A The direct holder is a Managing Member. 734 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO XI, LLC N/A N/A The direct holder is a Managing Member. 735 4 GOLDMAN SACHS PRINCETON FUND, LLC N/A N/A The direct holder is a Managing Member. 736 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 737 4 GOLDMAN SACHS PROPRIETARY ACCESS FUND, LLC N/A N/A The direct holder is a Managing Member. 738 4 GOLDMAN SACHS RP PARTNERS SPC 100 N/A 739 4 GOLDMAN SACHS RP PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 740 4 GOLDMAN SACHS SELECT ACCESS FUND, L.P. N/A N/A The direct holder is a General Partner. 741 4 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Managing Member. 742 4 GOLDMAN SACHS STRATEGIC ASIA PARTNERS EMPLOYEE N/A N/A The direct holder is a FUND, LLC Managing Member. 743 4 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 744 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 745 4 GOLDMAN SACHS STRATEGIC U.S. LONG/SHORT PARTNERS, LLC N/A N/A The direct holder is a Managing Member. 746 4 GOLDMAN SACHS SYM FUND (FOR QUALIFIED N/A N/A The direct holder has INSTITUTIONAL INVESTORS) Control through a Management Agreement or other arrangements. 747 4 GOLDMAN SACHS WEST STREET PARTNERS EMPLOYEE FUND, LLC N/A N/A The direct holder is a Managing Member. 748 5 GOLDMAN SACHS WEST STREET PARTNERS MASTER N/A N/A The direct holder is a FUND, LLC Non-Managing Member. 749 4 GOLDMAN SACHS WEST STREET PARTNERS II EMPLOYEE N/A N/A The direct holder is a FUND 2006, LLC Managing Member. 750 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LLC N/A N/A The direct holder is a Managing Member. 751 4 GOLDMAN SACHS WEST STREET PARTNERS, LLC N/A N/A The direct holder is a Managing Member.
752 5 GOLDMAN SACHS WEST STREET PARTNERS MASTER 525910 - Open-End New York NY UNITED STATES FUND, LLC Investment Funds 753 4 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD FUND 525910 - Open-End New York NY UNITED STATES 2007, LLC Investment Funds 754 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 2006 525910 - Open-End New York NY UNITED STATES SEGREGATED PORTFOLIO Investment Funds 755 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 2007 525910 - Open-End New York NY UNITED STATES SEGREGATED PORTFOLIO Investment Funds 756 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 2011 525910 - Open-End New York NY UNITED STATES SEGREGATED PORTFOLIO Investment Funds 757 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 2006 525910 - Open-End George Town CAYMAN ISLANDS SEGREGATED PORTFOLIO Investment Funds 758 4 GS EH HOLDINGS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 759 4 Goldman Sachs Multi-Strategy Portfolio RT, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 760 5 GOLDMAN SACHS SHERWOOD FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 761 4 HEDGE FUND MANAGERS (DISCOVERY): 2011, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 762 4 HEDGE FUND SEEDING STRATEGY: 2011 ADVISORS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 763 5 HEDGE FUND SEEDING STRATEGY OFFSHORE: 2011 LP 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 764 4 HEDGE FUND SEEDING STRATEGY: 2011 LLC 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 765 4 HIGHBRIDGE MANAGED PORTFOLIO FEEDER, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 766 4 HIGHBRIDGE MANAGED PORTFOLIO MASTER, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 767 4 MULTI-STRATEGY PORTFOLIO AMERICAN HONDA MASTER 525910 - Open-End George Town CAYMAN ISLANDS RETIREMENT FUND, LTD. Investment Funds 768 4 MULTI-STRATEGY PORTFOLIO CASELTON FUND, LTD. 525910 - Open-End New York NEW YORK UNITED STATES Investment Funds 769 4 MULTI-STRATEGY PORTFOLIO RLTM, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 770 4 MULTI-STRATEGY PORTFOLIO UNION BLUE FUND 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 771 4 MULTI-STRATEGY PORTFOLIO WANEK, LLC 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 772 4 SELECT COMMODITIES STRATEGIES, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 773 4 SELECT FUNDAMENTAL STRATEGIES, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 774 4 SELECT TRADING STRATEGIES, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 775 4 SRK FAMILY FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 776 4 STRATEGIC ASIA PARTNERS ASSET TRUST 525910 - Open-End New York NY UNITED STATES Investment Funds 777 4 STRATEGIC ASIA PARTNERS EMPLOYEE FUND ASSET TRUST 525910 - Open-End New York NY UNITED STATES Investment Funds 778 4 TE CALEL INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 779 4 TE CALEL PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 780 4 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 781 4 TE JENKINS PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 782 4 THEOREMA MANAGED PORTFOLIO FEEDER, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 783 4 THEOREMA MANAGED PORTFOLIO MASTER, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 784 3 GOLDMAN SACHS INDIA FUND LIMITED 525910 - Open-End Ebene MAURITIUS Investment Funds 785 3 GOLDMAN SACHS KOKUSAI EQUITY MASTER FUND (A SUBFUND OF 525910 - Open-End Dublin IRELAND GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 786 3 GOLDMAN SACHS KOKUSAI FIXED INCOME PASSIVE SUB-TRUST 525910 - Open-End George Town CAYMAN ISLANDS (IN JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 787 3 GOLDMAN SACHS LIP CREDIT OPPORTUNITIES 2008 ADVISORS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 788 4 GOLDMAN SACHS LIP CREDIT OPPORTUNITIES 2008 FUND, 525910 - Open-End George Town CAYMAN ISLANDS L.P. Investment Funds 789 3 GOLDMAN SACHS LIQUIDITY PARTNERS 2007 PMD FUND, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 790 3 GOLDMAN SACHS MORTGAGE CREDIT OPPORTUNITIES ADVISORS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 791 4 GOLDMAN SACHS MORTGAGE CREDIT OPPORTUNITIES FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 792 4 GOLDMAN SACHS MORTGAGE CREDIT OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS OFFSHORE FUND, L.P. Financial Vehicles 793 3 GOLDMAN SACHS SMC CREDIT OPPORTUNITIES 2008 ADVISORS, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 794 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 795 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 796 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 797 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, L.P. Investment Funds 798 5 GOLDMAN SACHS SUPERCONCENTRATED GROWTH MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 799 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 800 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 801 3 GOLDMAN SACHS US EQUITY MARKET NEUTRAL FUND (UNIT 525910 - Open-End Dublin IRELAND TRUST) (IN JAPAN CLASS B FOR QUALIFIED INSTITUTIONAL Investment Funds INVESTORS ONLY) (A SUBFUND OF GOLDMAN SACHS SELECT INVESTMENT FUNDS) 802 3 GOLDMAN SACHS YEN LIBOR PLUS FUND #1 (IN JAPAN FOR 525910 - Open-End George Town CAYMAN ISLANDS QUALIFIED INSTITUTIONAL INVESTORS ONLY) Investment Funds 803 3 GS CREDIT BALANCE FUND 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 804 3 GS GLOBAL SUBORDINATED DEBT SECURITIES FX SUB-TRUST 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 805 3 GS TACS ENHANCED DIVIDEND (U.S. LARGE CAP), LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 806 3 GS TACS MARKET CONTINUOUS (INTERNATIONAL), LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 807 3 GS TACS MARKET CONTINUOUS (U.S. LARGE CAP), LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 808 3 GS TC ADVISORS, L.L.C. 525990 - Other George Town Cayman Islands Financial Vehicles 809 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 810 3 GSAM (GMS Cayman GP) Ltd. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 811 4 ACADIAN: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 812 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 813 4 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 814 4 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 815 4 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 816 4 DONALD SMITH: SMALL CAP VALUE OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 817 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 525910 - Open-End George Town CAYMAN ISLANDS 3 OFFSHORE L.P. Investment Funds 818 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO 525910 - Open-End George Town CAYMAN ISLANDS 5 OFFSHORE L.P. Investment Funds 819 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 820 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 821 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 822 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 823 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 824 4 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 825 5 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 826 4 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE MASTER L.P. Investment Funds 827 4 FAIRHOLME: DYNAMIC EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 828 4 LATEEF: DYNAMIC EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 829 4 LATEEF: DYNAMIC EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 830 4 LSV: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 831 4 NON-US EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 832 4 NON-US EQUITY MANAGERS: PORTFOLIO 2 OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 833 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 834 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 835 5 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds
752 5 GOLDMAN SACHS WEST STREET PARTNERS MASTER N/A N/A The direct holder is a FUND, LLC Non-Managing Member. 753 4 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD FUND N/A N/A The direct holder is a 2007, LLC Managing Member. 754 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 2006 N/A N/A The direct holder is a SEGREGATED PORTFOLIO Managing Member. 755 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 2007 N/A N/A The direct holder is a SEGREGATED PORTFOLIO Managing Member. 756 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, LLC 2011 N/A N/A The direct holder is a SEGREGATED PORTFOLIO Managing Member. 757 4 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 2006 N/A N/A The direct holder is a SEGREGATED PORTFOLIO Managing Member. 758 4 GS EH HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 759 4 Goldman Sachs Multi-Strategy Portfolio RT, LLC N/A N/A The direct holder is a Managing Member. 760 5 GOLDMAN SACHS SHERWOOD FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 761 4 HEDGE FUND MANAGERS (DISCOVERY): 2011, LLC N/A N/A The direct holder is a Managing Member. 762 4 HEDGE FUND SEEDING STRATEGY: 2011 ADVISORS LLC N/A N/A The direct holder is a Managing Member. 763 5 HEDGE FUND SEEDING STRATEGY OFFSHORE: 2011 LP N/A N/A The direct holder is a General Partner. 764 4 HEDGE FUND SEEDING STRATEGY: 2011 LLC N/A N/A The direct holder is a Managing Member. 765 4 HIGHBRIDGE MANAGED PORTFOLIO FEEDER, LTD. 100 N/A 766 4 HIGHBRIDGE MANAGED PORTFOLIO MASTER, LTD. 100 N/A 767 4 MULTI-STRATEGY PORTFOLIO AMERICAN HONDA MASTER N/A N/A The direct holder has RETIREMENT FUND, LTD. Control through a Management Agreement or other arrangements. 768 4 MULTI-STRATEGY PORTFOLIO CASELTON FUND, LTD. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 769 4 MULTI-STRATEGY PORTFOLIO RLTM, LLC N/A N/A The direct holder is a Managing Member. 770 4 MULTI-STRATEGY PORTFOLIO UNION BLUE FUND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 771 4 MULTI-STRATEGY PORTFOLIO WANEK, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 772 4 SELECT COMMODITIES STRATEGIES, LLC N/A N/A The direct holder is a Managing Member. 773 4 SELECT FUNDAMENTAL STRATEGIES, LLC N/A N/A The direct holder is a Managing Member. 774 4 SELECT TRADING STRATEGIES, LLC N/A N/A The direct holder is a Managing Member. 775 4 SRK FAMILY FUND, LLC N/A N/A The direct holder is a Managing Member. 776 4 STRATEGIC ASIA PARTNERS ASSET TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 777 4 STRATEGIC ASIA PARTNERS EMPLOYEE FUND ASSET TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 778 4 TE CALEL INVESTORS, LTD. 100 N/A 779 4 TE CALEL PORTFOLIO, LTD. 100 N/A 780 4 TE JENKINS INVESTORS, LTD. 100 N/A 781 4 TE JENKINS PORTFOLIO, LTD. N/A N/A The direct holder is a Managing Member. 782 4 THEOREMA MANAGED PORTFOLIO FEEDER, LTD. 100 N/A 783 4 THEOREMA MANAGED PORTFOLIO MASTER, LTD. 100 N/A 784 3 GOLDMAN SACHS INDIA FUND LIMITED N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 785 3 GOLDMAN SACHS KOKUSAI EQUITY MASTER FUND (A SUBFUND OF N/A N/A The direct holder has GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Control through a Management Agreement or other arrangements. 786 3 GOLDMAN SACHS KOKUSAI FIXED INCOME PASSIVE SUB-TRUST N/A N/A The direct holder has (IN JAPAN FOR QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 787 3 GOLDMAN SACHS LIP CREDIT OPPORTUNITIES 2008 ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 788 4 GOLDMAN SACHS LIP CREDIT OPPORTUNITIES 2008 FUND, N/A N/A The direct holder is a L.P. General Partner. 789 3 GOLDMAN SACHS LIQUIDITY PARTNERS 2007 PMD FUND, LLC N/A N/A The direct holder is a Managing Member. 790 3 GOLDMAN SACHS MORTGAGE CREDIT OPPORTUNITIES ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 791 4 GOLDMAN SACHS MORTGAGE CREDIT OPPORTUNITIES FUND, N/A N/A The direct holder is a L.P. General Partner. 792 4 GOLDMAN SACHS MORTGAGE CREDIT OPPORTUNITIES N/A N/A The direct holder is a OFFSHORE FUND, L.P. General Partner. 793 3 GOLDMAN SACHS SMC CREDIT OPPORTUNITIES 2008 ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 794 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH FUND, LLC N/A N/A The direct holder is a Managing Member. 795 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 796 3 GOLDMAN SACHS SUPERCONCENTRATED GROWTH GP, LLC N/A N/A The direct holder is a Managing Member. 797 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 798 5 GOLDMAN SACHS SUPERCONCENTRATED GROWTH MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 799 4 GOLDMAN SACHS SUPERCONCENTRATED GROWTH MASTER N/A N/A The direct holder is a FUND, L.P. General Partner. 800 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN FUND, LLC N/A N/A The direct holder is a Managing Member. 801 3 GOLDMAN SACHS US EQUITY MARKET NEUTRAL FUND (UNIT N/A N/A The direct holder has TRUST) (IN JAPAN CLASS B FOR QUALIFIED INSTITUTIONAL Control through a INVESTORS ONLY) (A SUBFUND OF GOLDMAN SACHS SELECT Management Agreement or INVESTMENT FUNDS) other arrangements. 802 3 GOLDMAN SACHS YEN LIBOR PLUS FUND #1 (IN JAPAN FOR N/A N/A The direct holder has QUALIFIED INSTITUTIONAL INVESTORS ONLY) Control through a Management Agreement or other arrangements. 803 3 GS CREDIT BALANCE FUND N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 804 3 GS GLOBAL SUBORDINATED DEBT SECURITIES FX SUB-TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 805 3 GS TACS ENHANCED DIVIDEND (U.S. LARGE CAP), LLC N/A N/A The direct holder is a Managing Member. 806 3 GS TACS MARKET CONTINUOUS (INTERNATIONAL), LLC N/A N/A The direct holder is a Managing Member. 807 3 GS TACS MARKET CONTINUOUS (U.S. LARGE CAP), LLC N/A N/A The direct holder is a Managing Member. 808 3 GS TC ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 809 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. N/A N/A The direct holder is a General Partner. 810 3 GSAM (GMS Cayman GP) Ltd. 100 N/A 811 4 ACADIAN: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 812 4 ALTRINSIC: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a General Partner. 813 4 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 814 4 ARTISAN: DYNAMIC EQUITY (GLOBAL EQUITY) OFFSHORE N/A N/A The direct holder is a MASTER L.P. General Partner. 815 4 ARTISAN: DYNAMIC EQUITY (NON-US EQUITY) OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 816 4 DONALD SMITH: SMALL CAP VALUE OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 817 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO N/A N/A The direct holder is a 3 OFFSHORE L.P. General Partner. 818 4 DYNAMIC EQUITY (GLOBAL EQUITY) MANAGERS: PORTFOLIO N/A N/A The direct holder is a 5 OFFSHORE L.P. General Partner. 819 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 820 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 821 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 822 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 6 OFFSHORE N/A N/A The direct holder is a MASTER L.P. General Partner. 823 4 DYNAMIC EQUITY MANAGERS: PORTFOLIO 7 OFFSHORE N/A N/A The direct holder is a MASTER L.P. General Partner. 824 4 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 825 5 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a OFFSHORE MASTER L.P. Limited Partner. 826 4 EMERGING MARKETS EQUITY MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a OFFSHORE MASTER L.P. General Partner. 827 4 FAIRHOLME: DYNAMIC EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 828 4 LATEEF: DYNAMIC EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 829 4 LATEEF: DYNAMIC EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a General Partner. 830 4 LSV: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 831 4 NON-US EQUITY MANAGERS: PORTFOLIO 1 OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 832 4 NON-US EQUITY MANAGERS: PORTFOLIO 2 OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 833 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 OFFSHORE N/A N/A The direct holder is a MASTER L.P. General Partner. 834 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 835 5 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE N/A N/A The direct holder is a MASTER L.P. Limited Partner.
836 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 837 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 838 5 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 839 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 840 4 PICTET: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 841 5 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 842 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 843 4 SMALL CAP MANAGERS: PORTFOLIO 1 OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 844 4 SPRUCEGROVE: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 845 4 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 1 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE L.P. Investment Funds 846 4 TRILOGY: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 847 4 VONTOBEL: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 848 5 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 849 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 850 4 WILLIAM BLAIR: NON-US EQUITY OFFSHORE L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 851 3 GSAM INDIA HOLDINGS LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies 852 4 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) PRIVATE 523920 - Portfolio Mumbai INDIA (OTHER) LIMITED Management 853 4 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) PRIVATE 523991 - Trust, Mumbai INDIA (OTHER) LIMITED Fiduciary, and Custody Activities 854 3 LATEEF: DYNAMIC EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 855 3 LIBERTY HARBOR I AGGREGATING FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 856 4 LIBERTY HARBOR MASTER FUND I, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 857 5 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 858 5 LH (MAURITIUS) II LIMITED 525910 - Open-End Ebene MAURITIUS Investment Funds 859 5 LH (MAURITIUS) LIMITED 525910 - Open-End Ebene MAURITIUS Investment Funds 860 3 LIBERTY HARBOR I GP, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 861 4 LIBERTY HARBOR MASTER FUND I, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 862 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 863 5 LIBERTY HARBOR MASTER FUND I, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 864 3 LIBERTY HARBOR I QP FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 865 4 LIBERTY HARBOR I AGGREGATING FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 866 3 LIBERTY HARBOR I, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 867 4 LIBERTY HARBOR I AGGREGATING FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 868 3 LIBERTY HARBOR NATURAL RESOURCES FUND, LLC 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 869 3 LIBERTY HARBOR NATURAL RESOURCES OFFSHORE GP, LLC 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 870 4 LIBERTY HARBOR NATURAL RESOURCES FUND OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 871 3 LIBERTY HARBOR SPECIAL INVESTMENTS, LLC 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 872 3 LSV: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 873 3 Liberty Harbor Distressed Credit Opportunities 525990 - Other New York NY UNITED STATES Advisors, LLC Financial Vehicles 874 4 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 875 4 LIBERTY HARBOR DISTRESSED CREDIT OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 876 5 LIBERTY HARBOR DISTRESSED CREDIT OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, LTD. Financial Vehicles 877 6 LIBERTY HARBOR DISTRESSED CREDIT 525990 - Other George Town CAYMAN ISLANDS AGGREGATOR I, L.P. Financial Vehicles 878 4 Liberty Harbor Distressed Credit Opportunities 525990 - Other New York NY UNITED STATES Fund, L.P. Financial Vehicles 879 5 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 880 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 [ERISA] 525910 - Open-End New York NY UNITED STATES Investment Funds 881 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 [SERIES], A SERIES 525910 - Open-End New York NY UNITED STATES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 882 3 NON-US EQUITY MANAGERS: PORTFOLIO 2 [SERIES], A SERIES 525910 - Open-End New York NY UNITED STATES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 883 3 NON-US EQUITY MANAGERS: PORTFOLIO 3 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 884 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 885 3 NON-US EQUITY MANAGERS: PORTFOLIO 4 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 886 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 887 3 NON-US EQUITY MANAGERS: PORTFOLIO 5 LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 888 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS MASTER L.P. Investment Funds 889 3 PICTET: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 890 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 891 3 RA Program (A) Unit Trust (for Qualified Institutional 525990 - Other George Town CAYMAN ISLANDS Investors only) Financial Vehicles 892 4 RA PROGRAM (B) UNIT TRUST 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 893 5 GS RA Program I Trading, Inc. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 894 6 GS RA PROGRAM I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 895 7 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 896 8 GS VAN GOGH LUX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 897 8 GS VAN GOGH LUX II S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 898 8 GSPEH RAVEN MANAGER STAKE LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 899 8 GSV HEYDEN HOLDINGS, L.P. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 900 8 GSV RIVERA HOLDINGS, LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 901 8 GSVF-IV OFFSHORE RAVEN MANAGER 525990 - Other New York NY UNITED STATES STAKE LLC Financial Vehicles 902 8 PRIVATE EQUITY HOLDINGS FOREIGN 551112 - Offices George Town CAYMAN ISLANDS INCOME BLOCKER, LTD. of Other Holding Companies 903 7 GS RA I HG6, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 904 7 GS RA PROGRAM I FOREIGN INCOME 525990 - Other George Town CAYMAN ISLANDS BLOCKER, LTD. Financial Vehicles 905 7 GSV ENERGY HOLDINGS, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 906 7 GSVA OFFSHORE HOLDINGS, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 907 8 GSVA HOLDINGS, L.P. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 908 7 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 909 3 SMALL CAP MANAGERS: PORTFOLIO 1 [SERIES], A SERIES OF 525910 - Open-End New York NY UNITED STATES GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Investment Funds PORTFOLIOS, L.L.C. 910 3 SPRUCEGROVE: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 911 3 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 1 [SERIES], A 525910 - Open-End New York NY UNITED STATES SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Investment Funds MANAGED PORTFOLIOS, L.L.C. 912 3 TRILOGY: NON-US EQUITY [SERIES], A SERIES OF GOLDMAN 525910 - Open-End New York NY UNITED STATES SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, Investment Funds L.L.C. 913 3 US EQUITY MANAGERS: PORTFOLIO 1 [ERISA] 525910 - Open-End New York NY UNITED STATES Investment Funds 914 3 VONTOBEL: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 915 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 916 3 WILLIAM BLAIR: NON-US EQUITY LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 917 2 GOLDMAN SACHS BANK AG 522110 - Zurich SWITZERLAND Commercial Banking (OTHER) 918 2 GOLDMAN SACHS BANK USA 522110 - New York NY UNITED STATES Commercial Banking 919 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, L.P. 522292 - Real Irving TX UNITED STATES Estate Credit
836 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE N/A N/A The direct holder is a MASTER L.P. General Partner. 837 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 838 5 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE N/A N/A The direct holder is a MASTER L.P. Limited Partner. 839 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE N/A N/A The direct holder is a MASTER L.P. General Partner. 840 4 PICTET: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 841 5 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a Limited Partner. 842 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a General Partner. 843 4 SMALL CAP MANAGERS: PORTFOLIO 1 OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 844 4 SPRUCEGROVE: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 845 4 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 1 N/A N/A The direct holder is a OFFSHORE L.P. General Partner. 846 4 TRILOGY: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 847 4 VONTOBEL: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 848 5 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a Limited Partner. 849 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a General Partner. 850 4 WILLIAM BLAIR: NON-US EQUITY OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 851 3 GSAM INDIA HOLDINGS LIMITED 100 N/A 852 4 GOLDMAN SACHS ASSET MANAGEMENT (INDIA) PRIVATE 100 N/A LIMITED 853 4 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) PRIVATE 100 N/A LIMITED 854 3 LATEEF: DYNAMIC EQUITY LLC N/A N/A The direct holder is a Managing Member. 855 3 LIBERTY HARBOR I AGGREGATING FUND, LLC N/A N/A The direct holder is a Managing Member. 856 4 LIBERTY HARBOR MASTER FUND I, L.P. N/A N/A The direct holder is a Limited Partner. 857 5 GOLDMAN SACHS CONVERTIBLE OPPORTUNITIES MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 858 5 LH (MAURITIUS) II LIMITED 100 N/A 859 5 LH (MAURITIUS) LIMITED 100 N/A 860 3 LIBERTY HARBOR I GP, LLC N/A N/A The direct holder is a Managing Member. 861 4 LIBERTY HARBOR MASTER FUND I, L.P. N/A N/A The direct holder is a General Partner. 862 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. N/A N/A The direct holder is a General Partner. 863 5 LIBERTY HARBOR MASTER FUND I, L.P. N/A N/A The direct holder is a Limited Partner. 864 3 LIBERTY HARBOR I QP FUND, LLC N/A N/A The direct holder is a Managing Member. 865 4 LIBERTY HARBOR I AGGREGATING FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 866 3 LIBERTY HARBOR I, LLC N/A N/A The direct holder is a Managing Member. 867 4 LIBERTY HARBOR I AGGREGATING FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 868 3 LIBERTY HARBOR NATURAL RESOURCES FUND, LLC N/A N/A The direct holder is a Managing Member. 869 3 LIBERTY HARBOR NATURAL RESOURCES OFFSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 870 4 LIBERTY HARBOR NATURAL RESOURCES FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 871 3 LIBERTY HARBOR SPECIAL INVESTMENTS, LLC N/A N/A The direct holder is a Managing Member. 872 3 LSV: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 873 3 Liberty Harbor Distressed Credit Opportunities N/A N/A The direct holder is a Advisors, LLC Managing Member. 874 4 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, L.P. N/A N/A The direct holder is a General Partner. 875 4 LIBERTY HARBOR DISTRESSED CREDIT OPPORTUNITIES N/A N/A The direct holder is a FUND OFFSHORE, L.P. General Partner. 876 5 LIBERTY HARBOR DISTRESSED CREDIT OPPORTUNITIES 100 N/A OFFSHORE HOLDINGS, LTD. 877 6 LIBERTY HARBOR DISTRESSED CREDIT N/A N/A The direct holder is a AGGREGATOR I, L.P. Limited Partner. 878 4 Liberty Harbor Distressed Credit Opportunities N/A N/A The direct holder is a Fund, L.P. General Partner. 879 5 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, N/A N/A The direct holder is a L.P. Limited Partner. 880 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 [ERISA] N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 881 3 NON-US EQUITY MANAGERS: PORTFOLIO 1 [SERIES], A SERIES N/A N/A The direct holder is a OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Managing Member. PORTFOLIOS, L.L.C. 882 3 NON-US EQUITY MANAGERS: PORTFOLIO 2 [SERIES], A SERIES N/A N/A The direct holder is a OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Managing Member. PORTFOLIOS, L.L.C. 883 3 NON-US EQUITY MANAGERS: PORTFOLIO 3 LLC N/A N/A The direct holder is a Managing Member. 884 4 NON-US EQUITY MANAGERS: PORTFOLIO 3 OFFSHORE N/A N/A The direct holder is a MASTER L.P. Limited Partner. 885 3 NON-US EQUITY MANAGERS: PORTFOLIO 4 LLC N/A N/A The direct holder is a Managing Member. 886 4 NON-US EQUITY MANAGERS: PORTFOLIO 4 OFFSHORE N/A N/A The direct holder is a MASTER L.P. Limited Partner. 887 3 NON-US EQUITY MANAGERS: PORTFOLIO 5 LLC N/A N/A The direct holder is a Managing Member. 888 4 NON-US EQUITY MANAGERS: PORTFOLIO 5 OFFSHORE N/A N/A The direct holder is a MASTER L.P. Limited Partner. 889 3 PICTET: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 890 4 PICTET: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a Limited Partner. 891 3 RA Program (A) Unit Trust (for Qualified Institutional N/A N/A The direct holder has Investors only) Control through a Management Agreement or other arrangements. 892 4 RA PROGRAM (B) UNIT TRUST 100 N/A 893 5 GS RA Program I Trading, Inc. 100 N/A 894 6 GS RA PROGRAM I, L.P. N/A N/A The direct holder is a Limited Partner. 895 7 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 896 8 GS VAN GOGH LUX I S.A R.L. 100 N/A 897 8 GS VAN GOGH LUX II S.A R.L. 100 N/A 898 8 GSPEH RAVEN MANAGER STAKE LLC N/A N/A The direct holder is a Managing Member. 899 8 GSV HEYDEN HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 900 8 GSV RIVERA HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 901 8 GSVF-IV OFFSHORE RAVEN MANAGER N/A N/A The direct holder is a STAKE LLC Managing Member. 902 8 PRIVATE EQUITY HOLDINGS FOREIGN 100 N/A INCOME BLOCKER, LTD. 903 7 GS RA I HG6, L.P. N/A N/A The direct holder is a Limited Partner. 904 7 GS RA PROGRAM I FOREIGN INCOME 100 N/A BLOCKER, LTD. 905 7 GSV ENERGY HOLDINGS, INC. 99 N/A 906 7 GSVA OFFSHORE HOLDINGS, INC. 100 N/A 907 8 GSVA HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 908 7 GSVF AHO INVESTMENTS CORP. 99 N/A 909 3 SMALL CAP MANAGERS: PORTFOLIO 1 [SERIES], A SERIES OF N/A N/A The direct holder is a GOLDMAN SACHS GLOBAL MANAGER STRATEGIES MANAGED Managing Member. PORTFOLIOS, L.L.C. 910 3 SPRUCEGROVE: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 911 3 TAXABLE FIXED INCOME MANAGERS: PORTFOLIO 1 [SERIES], A N/A N/A The direct holder is a SERIES OF GOLDMAN SACHS GLOBAL MANAGER STRATEGIES Managing Member. MANAGED PORTFOLIOS, L.L.C. 912 3 TRILOGY: NON-US EQUITY [SERIES], A SERIES OF GOLDMAN N/A N/A The direct holder is a SACHS GLOBAL MANAGER STRATEGIES MANAGED PORTFOLIOS, Managing Member. L.L.C. 913 3 US EQUITY MANAGERS: PORTFOLIO 1 [ERISA] N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 914 3 VONTOBEL: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 915 4 VONTOBEL: NON-US EQUITY OFFSHORE MASTER L.P. N/A N/A The direct holder is a Limited Partner. 916 3 WILLIAM BLAIR: NON-US EQUITY LLC N/A N/A The direct holder is a Managing Member. 917 2 GOLDMAN SACHS BANK AG 100 N/A 918 2 GOLDMAN SACHS BANK USA 100 N/A 919 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, L.P. N/A N/A The direct holder is a Limited Partner.
920 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 921 4 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, L.P. 522292 - Real Irving TX UNITED STATES Estate Credit 922 3 GOLDMAN SACHS HOLDINGS (NETHERLANDS) B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 923 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS, L.P. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 924 3 GOLDMAN SACHS MORTGAGE COMPANY 522294 - Secondary New York NY UNITED STATES Market Financing 925 4 A/C GP (NON-POOLING), L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 926 5 ARCHON CAPITAL (NON-POOLING), L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 927 4 ARCHON CAPITAL (NON-POOLING), L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 928 4 GS MEZZCO GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 929 3 GOLDMAN SACHS REAL ESTATE FUNDING CORP. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 930 4 GOLDMAN SACHS MORTGAGE COMPANY 522294 - Secondary New York NY UNITED STATES Market Financing 931 3 GSCP (DEL) INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 932 4 GOLDMAN SACHS CREDIT PARTNERS L.P. 522294 - Secondary New York NY UNITED STATES Market Financing 933 5 GS LOAN PARTNERS HOLDINGS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 934 6 GS LOAN PARTNERS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 935 5 GSFS INVESTMENTS IV, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 936 4 GSCP (DEL) LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 937 5 GOLDMAN SACHS CREDIT PARTNERS L.P. 522294 - Secondary New York NY UNITED STATES Market Financing 938 3 GSMMDPGP, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 939 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS, L.P. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 940 3 WILLIAM STREET COMMITMENT CORPORATION 522298 - All Other New York NY UNITED STATES Nondepository Credit Intermediation 941 3 WILLIAM STREET CREDIT CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 942 3 WILLIAM STREET LLC 522298 - All Other New York NY UNITED STATES Nondepository Credit Intermediation 943 2 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 944 3 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 945 2 GOLDMAN SACHS BMET INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 946 3 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 947 2 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 523999 - Halifax NS CANADA Miscellaneous Financial Investment Activities 948 2 GOLDMAN SACHS CANADA FINANCE CO. 525990 - Other Halifax NS CANADA Financial Vehicles 949 2 GOLDMAN SACHS CANADA FINANCE INC. 551112 - Offices Calgary AB CANADA of Other Holding Companies 950 3 GOLDMAN SACHS CANADA FINANCE CO. 525990 - Other Halifax NS CANADA Financial Vehicles 951 2 GOLDMAN SACHS CANADA INC. 523110 - Toronto ON CANADA Investment Banking and Securities Dealing 952 3 GS GLOBAL FUNDING II, CO. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 953 4 GS GLOBAL FUNDING III, CO. 525990 - Other New York NY UNITED STATES Financial Vehicles 954 5 GS GLOBAL FUNDING IV, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 955 2 GOLDMAN SACHS CAPITAL I 525990 - Other New York NY UNITED STATES Financial Vehicles 956 2 GOLDMAN SACHS CAPITAL II 525990 - Other New York NY UNITED STATES Financial Vehicles 957 2 GOLDMAN SACHS CAPITAL III 525990 - Other New York NY UNITED STATES Financial Vehicles 958 2 GOLDMAN SACHS CAPITAL PARTNERS V-I GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 959 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 960 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 961 3 GOLDMAN SACHS CAPITAL PARTNERS V-IA, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 962 4 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 963 4 GOLDMAN SACHS 4, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 964 4 GOLDMAN SACHS 5, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 965 3 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 966 2 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 967 2 GOLDMAN SACHS CAPITAL PARTNERS V-II GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 968 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE COMPANY 525990 - Other Wilmington DE UNITED STATES VOTECO, LLC Financial Vehicles 969 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE COMPANY 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 970 4 Goldman Sachs Developing Markets Real Estate 525990 - Other London UNITED KINGDOM Cooperatief U.A. Financial Vehicles (OTHER) 971 5 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 972 5 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other Amsterdam NETHERLANDS PARTNERS (US) B.V. Financial Vehicles 973 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE FUND GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 974 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other New York NY UNITED STATES PMD ESC FUND, L.P. Financial Vehicles 975 4 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other New York NY UNITED STATES PARTNERS PMD QP FUND, L.P. Financial Vehicles 976 5 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other George Town CAYMAN ISLANDS PARTNERS (US), L.P. Financial Vehicles 977 6 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other Amsterdam NETHERLANDS ESTATE PARTNERS (US) COOPERATIEF U.A. Financial Vehicles 978 7 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 979 7 GOLDMAN SACHS DEVELOPING MARKETS REAL 525990 - Other Amsterdam NETHERLANDS ESTATE PARTNERS (US) B.V. Financial Vehicles 980 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other New York NY UNITED STATES PMD QP FUND, L.P. Financial Vehicles 981 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PMD ESC 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Financial Vehicles 982 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PMD QP 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Financial Vehicles 983 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other Amsterdam NETHERLANDS (GERMANY) COOPERATIEF U.A. Financial Vehicles 984 3 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 985 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other New York NY UNITED STATES (GERMANY) GP, LLC Financial Vehicles 986 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other George Town CAYMAN ISLANDS (GERMANY), L.P. Financial Vehicles 987 4 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 525990 - Other Amsterdam NETHERLANDS PARTNERS (GERMANY) COOPERATIEF U.A. Financial Vehicles 988 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (US) 525990 - Other Amsterdam NETHERLANDS COOPERATIEF U.A. Financial Vehicles 989 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (US) 525990 - Other New York NY UNITED STATES GP, LLC Financial Vehicles 990 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 525990 - Other George Town CAYMAN ISLANDS (US), L.P. Financial Vehicles 991 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 992 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA 525990 - Other Amsterdam NETHERLANDS COOPERATIEF U.A. Financial Vehicles 993 4 DMREF ADMIN CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 994 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA 525990 - Other Amsterdam NETHERLANDS COOPERATIEF U.A. Financial Vehicles 995 2 GOLDMAN SACHS DEVELOPING MARKETS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 996 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 997 2 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 998 3 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 999 3 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1000 2 GOLDMAN SACHS DGC INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1001 3 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1002 3 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1003 2 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles
920 3 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, LLC N/A N/A The direct holder is a Non-Managing Member. 921 4 GOLDMAN SACHS COMMERCIAL MORTGAGE CAPITAL, L.P. N/A N/A The direct holder is a General Partner. 922 3 GOLDMAN SACHS HOLDINGS (NETHERLANDS) B.V. 100 N/A 923 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS, L.P. N/A N/A The direct holder is a Limited Partner. 924 3 GOLDMAN SACHS MORTGAGE COMPANY N/A N/A The direct holder is a Limited Partner. 925 4 A/C GP (NON-POOLING), L.L.C. N/A N/A The direct holder is a Managing Member. 926 5 ARCHON CAPITAL (NON-POOLING), L.P. N/A N/A The direct holder is a General Partner. 927 4 ARCHON CAPITAL (NON-POOLING), L.P. N/A N/A The direct holder is a Limited Partner. 928 4 GS MEZZCO GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 929 3 GOLDMAN SACHS REAL ESTATE FUNDING CORP. 100 N/A 930 4 GOLDMAN SACHS MORTGAGE COMPANY N/A N/A The direct holder is a General Partner. 931 3 GSCP (DEL) INC. 100 N/A 932 4 GOLDMAN SACHS CREDIT PARTNERS L.P. N/A N/A The direct holder is a General Partner. 933 5 GS LOAN PARTNERS HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 934 6 GS LOAN PARTNERS LLC N/A N/A The direct holder is a Managing Member. 935 5 GSFS INVESTMENTS IV, LLC N/A N/A The direct holder is a Non-Managing Member. 936 4 GSCP (DEL) LLC N/A N/A The direct holder is a Non-Managing Member. 937 5 GOLDMAN SACHS CREDIT PARTNERS L.P. N/A N/A The direct holder is a Limited Partner. 938 3 GSMMDPGP, INC. 100 N/A 939 4 GOLDMAN SACHS MITSUI MARINE DERIVATIVE PRODUCTS, L.P. N/A N/A The direct holder is a General Partner. 940 3 WILLIAM STREET COMMITMENT CORPORATION 100 N/A 941 3 WILLIAM STREET CREDIT CORPORATION 100 N/A 942 3 WILLIAM STREET LLC N/A N/A The direct holder is a Managing Member. 943 2 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 944 3 LVB ACQUISITION HOLDING, LLC 24 N/A 945 2 GOLDMAN SACHS BMET INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 946 3 LVB ACQUISITION HOLDING, LLC 24 N/A 947 2 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 100 N/A 948 2 GOLDMAN SACHS CANADA FINANCE CO. 100 N/A 949 2 GOLDMAN SACHS CANADA FINANCE INC. 100 N/A 950 3 GOLDMAN SACHS CANADA FINANCE CO. 100 N/A 951 2 GOLDMAN SACHS CANADA INC. 100 N/A 952 3 GS GLOBAL FUNDING II, CO. 100 N/A 953 4 GS GLOBAL FUNDING III, CO. 100 N/A 954 5 GS GLOBAL FUNDING IV, LLC N/A N/A The direct holder is a Non-Managing Member. 955 2 GOLDMAN SACHS CAPITAL I 100 N/A 956 2 GOLDMAN SACHS CAPITAL II 100 N/A 957 2 GOLDMAN SACHS CAPITAL III 100 N/A 958 2 GOLDMAN SACHS CAPITAL PARTNERS V-I GP, L.L.C. N/A N/A The direct holder is a Managing Member. 959 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, L.P. N/A N/A The direct holder is a General Partner. 960 3 GOLDMAN SACHS CAPITAL PARTNERS V-I, LTD. 100 N/A 961 3 GOLDMAN SACHS CAPITAL PARTNERS V-IA, L.P. N/A N/A The direct holder is a General Partner. 962 4 GOLDMAN SACHS 3, L.P. N/A N/A The direct holder is a Limited Partner. 963 4 GOLDMAN SACHS 4, L.P. N/A N/A The direct holder is a Limited Partner. 964 4 GOLDMAN SACHS 5, L.P. N/A N/A The direct holder is a Limited Partner. 965 3 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. N/A N/A The direct holder is a General Partner. 966 2 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. N/A N/A The direct holder is a Limited Partner. 967 2 GOLDMAN SACHS CAPITAL PARTNERS V-II GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 968 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE COMPANY N/A N/A The direct holder is a VOTECO, LLC Managing Member. 969 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE COMPANY 100 N/A 970 4 Goldman Sachs Developing Markets Real Estate N/A N/A The direct holder is a Cooperatief U.A. Non-Managing Member. 971 5 DMREF ADMIN CAYMAN 99 N/A 972 5 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 75 N/A PARTNERS (US) B.V. 973 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE FUND GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 974 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS N/A N/A The direct holder is a PMD ESC FUND, L.P. General Partner. 975 4 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE N/A N/A The direct holder is a PARTNERS PMD QP FUND, L.P. Limited Partner. 976 5 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE N/A N/A The direct holder is a PARTNERS (US), L.P. Limited Partner. 977 6 GOLDMAN SACHS DEVELOPING MARKETS REAL 100 N/A ESTATE PARTNERS (US) COOPERATIEF U.A. 978 7 DMREF ADMIN CAYMAN 99 N/A 979 7 GOLDMAN SACHS DEVELOPING MARKETS REAL 75 N/A ESTATE PARTNERS (US) B.V. 980 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS N/A N/A The direct holder is a PMD QP FUND, L.P. General Partner. 981 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PMD ESC 100 N/A FUND OFFSHORE, LTD. 982 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PMD QP 100 N/A FUND OFFSHORE, LTD. 983 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS 99 N/A (GERMANY) COOPERATIEF U.A. 984 3 DMREF ADMIN CAYMAN 99 N/A 985 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS N/A N/A The direct holder is a (GERMANY) GP, LLC Non-Managing Member. 986 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS N/A N/A The direct holder is a (GERMANY), L.P. General Partner. 987 4 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE 99 N/A PARTNERS (GERMANY) COOPERATIEF U.A. 988 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (US) 100 N/A COOPERATIEF U.A. 989 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS (US) N/A N/A The direct holder is a GP, LLC Non-Managing Member. 990 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE PARTNERS N/A N/A The direct holder is a (US), L.P. General Partner. 991 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA 100 N/A This holding represents ownership in A-2 shares. 992 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA N/A N/A The direct holder is a COOPERATIEF U.A. Non-Managing Member. 993 4 DMREF ADMIN CAYMAN 99 N/A 994 2 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA N/A N/A The direct holder is a COOPERATIEF U.A. Non-Managing Member. 995 2 GOLDMAN SACHS DEVELOPING MARKETS S.A.R.L. 100 N/A 996 3 GOLDMAN SACHS DEVELOPING MARKETS REAL ESTATE SCA 100 N/A This holding represents ownership in A-1 shares. 997 2 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 998 3 BUCK HOLDINGS L.P. N/A 23 999 3 BUCK HOLDINGS, LLC 28 N/A 1000 2 GOLDMAN SACHS DGC INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 1001 3 BUCK HOLDINGS L.P. N/A 23 1002 3 BUCK HOLDINGS, LLC 28 N/A 1003 2 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner.
1004 3 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1005 3 FREEDOMPAY, INC. 525990 - Other Newtown SquarePA UNITED STATES Financial Vehicles 1006 3 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 1007 3 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1008 3 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 1009 3 UES OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1010 2 GOLDMAN SACHS DIRECT STRATEGIES FUND II OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1011 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE FUNDS 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 1012 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 1013 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1014 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE FUND 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 1015 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Financial Vehicles 1016 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1017 2 GOLDMAN SACHS DYNAMIC OPPORTUNITIES LIMITED 525910 - Open-End St. Peter Port GUERNSEY Investment Funds 1018 2 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 1019 3 GS ESF QEP OFFSHORE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1020 2 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1021 2 GOLDMAN SACHS EDMC INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1022 3 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 1023 2 GOLDMAN SACHS EUR EURIBOR TRACKER - 6 MONTHS FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 1024 2 GOLDMAN SACHS EURO EURIBOR TRACKER 3 MONTHS FUND (A 525910 - Open-End Dublin IRELAND SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 1025 2 GOLDMAN SACHS EUSA OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1026 2 GOLDMAN SACHS FINANCIAL MARKETS L.L.C. 551114 - New York NY UNITED STATES Corporate, Subsidiary, and Regional Managing Offices 1027 3 GOLDMAN SACHS FINANCIAL MARKETS, L.P. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 1028 2 GOLDMAN SACHS FINANCIAL MARKETS, L.P. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 1029 2 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1030 2 GOLDMAN SACHS FINANZPRODUKTE GMBH 525990 - Other Eschborn GERMANY Financial Vehicles 1031 2 GOLDMAN SACHS GBP LIBOR TRACKER - 6 MONTHS FUND (A SUBFUND 525910 - Open-End Dublin IRELAND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) Investment Funds 1032 2 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY LONG/SHORT FUND, 525990 - Other Wilmington DE UNITED STATES LLC Financial Vehicles 1033 2 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1034 3 ARROW CORPORATE MEMBER HOLDINGS LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1035 3 CER HOLDINGS GP 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 1036 4 CER HOLDINGS LP 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 1037 5 CER INVESTMENTS 1 523999 - George Town CAYMAN ISLANDS Miscellaneous Financial Investment Activities 1038 3 GOLDMAN SACHS (AO) L.L.C. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 1039 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1040 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1041 4 BEIJING DE SHANG VENTURE CAPITAL COMPANY LIMITED 551112 - Offices Beijing CHINA, PEOPLES of Other Holding REPUBLIC OF Companies 1042 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED 523120 - Beijing CHINA, PEOPLES Securities REPUBLIC OF Brokerage 1043 6 GOLDMAN SACHS GAO HUA SECURITIES COMPANY 523110 - Beijing CHINA, PEOPLES LIMITED Investment Banking REPUBLIC OF and Securities Dealing 1044 4 BEIJING GAO WANG VENTURE CAPITAL COMPANY LIMITED 551112 - Offices Beijing CHINA, PEOPLES of Other Holding REPUBLIC OF Companies 1045 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED 523120 - Beijing CHINA, PEOPLES Securities REPUBLIC OF Brokerage 1046 4 BEIJING HOU FENG VENTURE CAPITAL COMPANY LIMITED 551112 - Offices Beijing CHINA, PEOPLES of Other Holding REPUBLIC OF Companies 1047 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED 523120 - Beijing CHINA, PEOPLES Securities REPUBLIC OF Brokerage 1048 4 CORNWALL INVESTMENTS LIMITED 523110 - George Town CAYMAN ISLANDS Investment Banking and Securities Dealing 1049 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1050 4 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1051 5 AKIMOTOKO (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1052 5 EXPRESS INVESTMENTS III PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 1053 5 GS MONGOLIA INVESTMENTS LIMITED 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 1054 5 KIRORO (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1055 5 MATSU (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1056 5 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 1057 6 RONG SHENG ASSET MANAGEMENT CO. LTD. 525990 - Other Beijing CHINA, PEOPLES Financial Vehicles REPUBLIC OF 1058 5 MERCER INVESTMENTS V PRIVATE LTD. 551114 - Federal MALAYSIA Corporate, Territory of (OTHER) Subsidiary, and Labuan Regional Managing Offices 1059 6 BEIJING GOLDMAN SACHS CONSULTING CO., LTD. 525990 - Other Beijing CHINA, PEOPLES Financial Vehicles REPUBLIC OF 1060 5 SAGAMIKO (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1061 4 GS ASIAN VENTURE (DELAWARE) L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1062 5 BROAD STREET (HONG KONG) INVESTOR LIMITED 525990 - Other Hong Kong HONG KONG Financial Vehicles 1063 6 BROAD STREET (CAYMAN) GP LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1064 7 BROAD STREET (BEIJING) INVESTMENT MANAGEMENT 525990 - Other Beijing CHINA, PEOPLES CENTRE (LIMITED PARTNERSHIP) Financial Vehicles REPUBLIC OF 1065 8 BEIJING GOLDMAN SACHS INVESTMENT 525990 - Other Beijing CHINA, PEOPLES CENTER (LIMITED PARTNERSHIP) Financial Vehicles REPUBLIC OF 1066 8 BROAD STREET (BEIJING) 2011 525990 - Other Beijing CHINA, PEOPLES INVESTMENT CENTER (LIMITED PARTNERSHIP) Financial Vehicles REPUBLIC OF 1067 9 BEIJING GOLDMAN SACHS 525990 - Other Beijing CHINA, PEOPLES INVESTMENT CENTER (LIMITED PARTNERSHIP) Financial Vehicles REPUBLIC OF 1068 6 BROAD STREET (CAYMAN) LP LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1069 7 BROAD STREET (BEIJING) INVESTMENT 525990 - Other Beijing CHINA, PEOPLES MANAGEMENT CENTRE (LIMITED PARTNERSHIP) Financial Vehicles REPUBLIC OF 1070 5 DHONI CAYMAN GP LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1071 6 DHONI CAYMAN LIMITED PARTNERSHIP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1072 5 DHONI CAYMAN HOLDINGS LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1073 6 DHONI CAYMAN LIMITED PARTNERSHIP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1074 5 GOLDMAN SACHS CHINA INVESTMENTS (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1075 5 GOLDMAN SACHS RE INVESTMENTS HOLDINGS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1076 5 GS COMMODITY ASSET HOLDINGS (CAYMAN) LTD. 523999 - George Town CAYMAN ISLANDS Miscellaneous Financial Investment Activities 1077 5 GS HONY HOLDINGS I LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1078 5 GS HONY HOLDINGS II LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1079 5 GSPS ASIA LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1080 6 GREEN LOTUS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1081 6 GSPS DAI VIET LTD. 525990 - Other Ebene MAURITIUS Financial Vehicles 1082 6 NAM VIET LTD. 525990 - Other Ebene MAURITIUS Financial Vehicles 1083 5 TIGER STRATEGIC INVESTMENTS LTD 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1084 6 JADE DRAGON (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1085 7 GOLDMAN SACHS CHINA STRATEGIC 525990 - Other Ebene MAURITIUS INVESTMENTS LIMITED Financial Vehicles 1086 7 GOLDMAN SACHS CHINA VENTURE I 551112 - Offices Ebene MAURITIUS (MAURITIUS) LIMITED of Other Holding Companies 1087 8 JADE DRAGON VENTURE INVESTMENT LIMITED 525990 - Other Beijing CHINA, PEOPLES Financial Vehicles REPUBLIC OF
1004 3 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 1005 3 FREEDOMPAY, INC. 32 N/A 1006 3 FS Invest S.a r.l. 44 N/A 1007 3 GS 2000-I, L.L.C. N/A N/A The direct holder is a Managing Member. 1008 3 SUNGARD CAPITAL CORP. 10 N/A This holding represents ownership in A-4 shares. 1009 3 UES OCNS HOLDINGS 99 N/A 1010 2 GOLDMAN SACHS DIRECT STRATEGIES FUND II OFFSHORE, LTD. 100 N/A 1011 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE FUNDS N/A N/A The direct holder is a GP, L.L.C. Non-Managing Member. 1012 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE N/A N/A The direct holder is a FUND OFFSHORE, L.P. General Partner. 1013 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 1014 2 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE FUND N/A N/A The direct holder is a GP, L.L.C. Non-Managing Member. 1015 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE 100 N/A FUND OFFSHORE, LTD. 1016 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 1017 2 GOLDMAN SACHS DYNAMIC OPPORTUNITIES LIMITED 100 N/A 1018 2 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 1019 3 GS ESF QEP OFFSHORE HOLDINGS CORP. 100 N/A 1020 2 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1021 2 GOLDMAN SACHS EDMC INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 1022 3 EDUCATION MANAGEMENT CORPORATION 42 N/A 1023 2 GOLDMAN SACHS EUR EURIBOR TRACKER - 6 MONTHS FUND (A 100 N/A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) 1024 2 GOLDMAN SACHS EURO EURIBOR TRACKER 3 MONTHS FUND (A 100 N/A SUBFUND OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) 1025 2 GOLDMAN SACHS EUSA OFFSHORE ADVISORS, INC. 100 N/A 1026 2 GOLDMAN SACHS FINANCIAL MARKETS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1027 3 GOLDMAN SACHS FINANCIAL MARKETS, L.P. N/A N/A The direct holder is a General Partner. 1028 2 GOLDMAN SACHS FINANCIAL MARKETS, L.P. N/A N/A The direct holder is a Limited Partner. 1029 2 GOLDMAN SACHS FINANCIAL PRODUCTS I LIMITED Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 1030 2 GOLDMAN SACHS FINANZPRODUKTE GMBH Entity is not controlled for FRY-10 purposes but is controlled for FRY-11 purposes. 1031 2 GOLDMAN SACHS GBP LIBOR TRACKER - 6 MONTHS FUND (A SUBFUND 28 N/A OF GOLDMAN SACHS INSTITUTIONAL FUNDS PLC) 1032 2 GOLDMAN SACHS GLOBAL FUNDAMENTAL EQUITY LONG/SHORT FUND, N/A N/A The direct holder is a LLC Non-Managing Member. 1033 2 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1034 3 ARROW CORPORATE MEMBER HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 1035 3 CER HOLDINGS GP 100 N/A 1036 4 CER HOLDINGS LP N/A N/A The direct holder is a General Partner. 1037 5 CER INVESTMENTS 1 100 N/A 1038 3 GOLDMAN SACHS (AO) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1039 3 GOLDMAN SACHS (ASIA PACIFIC) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1040 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1041 4 BEIJING DE SHANG VENTURE CAPITAL COMPANY LIMITED N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1042 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED 75 N/A 1043 6 GOLDMAN SACHS GAO HUA SECURITIES COMPANY N/A N/A The direct holder is a LIMITED Non-Managing Member. 1044 4 BEIJING GAO WANG VENTURE CAPITAL COMPANY LIMITED N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1045 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED 75 N/A 1046 4 BEIJING HOU FENG VENTURE CAPITAL COMPANY LIMITED N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1047 5 BEIJING GAO HUA SECURITIES COMPANY LIMITED 75 N/A 1048 4 CORNWALL INVESTMENTS LIMITED 100 N/A 1049 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 1050 4 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 100 N/A 1051 5 AKIMOTOKO (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1052 5 EXPRESS INVESTMENTS III PRIVATE LTD. 100 N/A 1053 5 GS MONGOLIA INVESTMENTS LIMITED 100 N/A 1054 5 KIRORO (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1055 5 MATSU (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1056 5 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Ordinary shares. 1057 6 RONG SHENG ASSET MANAGEMENT CO. LTD. N/A N/A The direct holder is a Non-Managing Member. 1058 5 MERCER INVESTMENTS V PRIVATE LTD. 100 N/A 1059 6 BEIJING GOLDMAN SACHS CONSULTING CO., LTD. N/A N/A The direct holder is a Non-Managing Member. 1060 5 SAGAMIKO (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1061 4 GS ASIAN VENTURE (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1062 5 BROAD STREET (HONG KONG) INVESTOR LIMITED 100 N/A 1063 6 BROAD STREET (CAYMAN) GP LIMITED 100 N/A 1064 7 BROAD STREET (BEIJING) INVESTMENT MANAGEMENT N/A N/A The direct holder is a CENTRE (LIMITED PARTNERSHIP) General Partner. 1065 8 BEIJING GOLDMAN SACHS INVESTMENT N/A N/A The direct holder is a CENTER (LIMITED PARTNERSHIP) General Partner. 1066 8 BROAD STREET (BEIJING) 2011 N/A N/A The direct holder is a INVESTMENT CENTER (LIMITED PARTNERSHIP) General Partner. 1067 9 BEIJING GOLDMAN SACHS N/A N/A The direct holder is a INVESTMENT CENTER (LIMITED PARTNERSHIP) Limited Partner. 1068 6 BROAD STREET (CAYMAN) LP LIMITED 100 N/A 1069 7 BROAD STREET (BEIJING) INVESTMENT N/A N/A The direct holder is a MANAGEMENT CENTRE (LIMITED PARTNERSHIP) Limited Partner. 1070 5 DHONI CAYMAN GP LTD. 100 N/A 1071 6 DHONI CAYMAN LIMITED PARTNERSHIP N/A N/A The direct holder is a General Partner. 1072 5 DHONI CAYMAN HOLDINGS LTD. 100 N/A 1073 6 DHONI CAYMAN LIMITED PARTNERSHIP N/A N/A The direct holder is a Limited Partner. 1074 5 GOLDMAN SACHS CHINA INVESTMENTS (MAURITIUS) LIMITED 100 N/A 1075 5 GOLDMAN SACHS RE INVESTMENTS HOLDINGS LIMITED 100 N/A 1076 5 GS COMMODITY ASSET HOLDINGS (CAYMAN) LTD. 100 N/A 1077 5 GS HONY HOLDINGS I LTD. 100 N/A 1078 5 GS HONY HOLDINGS II LTD. 100 N/A 1079 5 GSPS ASIA LIMITED 100 N/A 1080 6 GREEN LOTUS LIMITED 100 N/A 1081 6 GSPS DAI VIET LTD. 100 N/A 1082 6 NAM VIET LTD. 100 N/A 1083 5 TIGER STRATEGIC INVESTMENTS LTD 100 N/A 1084 6 JADE DRAGON (MAURITIUS) LIMITED 100 N/A 1085 7 GOLDMAN SACHS CHINA STRATEGIC 100 N/A INVESTMENTS LIMITED 1086 7 GOLDMAN SACHS CHINA VENTURE I 100 N/A (MAURITIUS) LIMITED 1087 8 JADE DRAGON VENTURE INVESTMENT LIMITED 100 N/A
1088 7 GOLDMAN SACHS CHINA VENTURE II 551112 - Offices Ebene MAURITIUS (MAURITIUS) LIMITED of Other Holding Companies 1089 8 JADE DRAGON VENTURE INVESTMENT 525990 - Other Beijing CHINA, PEOPLES LIMITED Financial Vehicles REPUBLIC OF 1090 7 PANDA INVESTMENTS LTD 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1091 8 GOLDMAN SACHS STRATEGIC 525990 - Other Ebene MAURITIUS INVESTMENTS II LIMITED Financial Vehicles 1092 8 GS STRATEGIC INVESTMENTS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1093 9 M. PALLONJI ENTERPRISES 525990 - Other Mumbai INDIA (OTHER) PRIVATE LIMITED Financial Vehicles 1094 7 ZAHEER HOLDINGS (MAURITIUS) 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1095 8 ZAHEER MAURITIUS 525990 - Other Ebene MAURITIUS Financial Vehicles 1096 5 TRIUMPH II INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1097 5 VANTAGE QUEST (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1098 5 VANTAGE STRIDE (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1099 6 WWD RUBY LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 1100 4 GSAF HOLDINGS NOMINEE I LIMITED 525990 - Other Tortola BRITISH VIRGIN Financial Vehicles ISLANDS 1101 4 GSAF HOLDINGS NOMINEE II LIMITED 525990 - Other Tortola BRITISH VIRGIN Financial Vehicles ISLANDS 1102 4 KIRI (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1103 4 SHIGA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1104 3 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 1105 3 GOLDMAN SACHS (CAYMAN) TRUST, LIMITED 525990 - Other Camana Bay CAYMAN ISLANDS Financial Vehicles 1106 3 GOLDMAN SACHS (CHINA) L.L.C. 551114 - New York NY UNITED STATES Corporate, Subsidiary, and Regional Managing Offices 1107 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1108 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1109 3 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) 551112 - Offices NEW YORK NY UNITED STATES HOLDINGS LP of Other Holding Companies 1110 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) CO. 523999 - Halifax NS CANADA Miscellaneous Financial Investment Activities 1111 3 GOLDMAN SACHS ARGENTINA L.L.C. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 1112 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 523920 - Portfolio Sao Paulo BRAZIL Management 1113 3 GOLDMAN SACHS ASSET MANAGEMENT, L.P. 523920 - Portfolio New York NY UNITED STATES Management 1114 3 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS, LP 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1115 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) 523130 - Commodity Halifax NS CANADA CORPORATION Contracts Dealing 1116 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 541990 - All Other George Town CAYMAN ISLANDS Professional, Scientific, and Technical Services 1117 3 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE C.V. 551114 - Col Lomas de MEXICO Corporate, Chapultepec Subsidiary, and Regional Managing Offices 1118 4 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD 523120 - Mexico City MEXICO ANONIMA DE CAPITAL VARIABLE, SOCIEDAD FINANCIERA Securities Brokerage DE OBJETO MULTIPLE, ENTIDAD NO REGULADA 1119 4 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 522298 - All Other Mexico City MEXICO Nondepository Credit Intermediation 1120 3 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1121 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1122 4 GOLDMAN SACHS (RUSSIA) 523110 - London UNITED KINGDOM Investment Banking (OTHER) and Securities Dealing 1123 4 GOLDMAN SACHS STRATEGIC INVESTMENTS (U.K.) LIMITED 523999 - London UNITED KINGDOM Miscellaneous (OTHER) Financial Investment Activities 1124 5 CMC Markets PLC 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 1125 6 CMC MARKETS UK HOLDINGS LIMITED 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 1126 7 CLIENT2CLIENT.COM LIMITED 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1127 7 CMC Group Limited 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1128 7 CMC MARKETS UK PLC 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1129 8 CMC Markets US LLC 523910 - Wilmington DE UNITED STATES Miscellaneous Intermediation 1130 7 CMC Spreadbet Plc 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1131 7 CMC Trustees Limited 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1132 7 DEAL4FREE.COM LIMITED 522320 - Financial London UNITED KINGDOM Transactions (OTHER) Processing, Reserve, and Clearinghouse Activities 1133 7 Information Internet Limited 541511 - Computer London UNITED KINGDOM program or (OTHER) software development 1134 7 MARKETMAKER LIMITED 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1135 6 CMC Markets (Finance) Limited 523910 - London UNITED KINGDOM Miscellaneous (OTHER) Intermediation 1136 6 CMC Markets Overseas Holdings Limited 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 1137 7 CMC Markets Asia Limited 523910 - Wan Chai HONG KONG Miscellaneous Intermediation 1138 7 CMC Markets Canada Inc 523910 - Toronto ON CANADA Miscellaneous Intermediation 1139 7 CMC Markets Development (pty) Limited 523910 - Sunninghill SOUTH AFRICA Miscellaneous Intermediation 1140 7 CMC Markets Digital Options GmbH 541511 - Computer Vienna AUSTRIA program or software development 1141 7 CMC Markets Group Australia Pty Ltd. 551112 - Offices Sydney AUSTRALIA of Other Holding Companies 1142 8 CMC MARKETS ASIA PACIFIC PTY LIMITED 541990 - All Other Sydney AUSTRALIA Professional, Scientific, and Technical Services 1143 9 CMC Markets Pty Ltd 523910 - Sydney AUSTRALIA Miscellaneous Intermediation 1144 10 CMC International Financial Consulting 541990 - All Other Beijing CHINA, PEOPLES (Beijing) Co., Ltd Professional, REPUBLIC OF Scientific, and Technical Services 1145 8 CMC Markets Stockbroking Limited 523120 - Sydney AUSTRALIA Securities Brokerage 1146 9 CMC Markets Stockbroking Limited Nominees 522320 - Financial Sydney AUSTRALIA (No.2 Account) Pty Limited Transactions Processing, Reserve, and Clearinghouse Activities 1147 8 CMC Markets Stockbroking Limited 522320 - Financial Sydney AUSTRALIA Nominees Pty Limited Transactions Processing, Reserve, and Clearinghouse Activities 1148 7 CMC Markets Japan KK 523910 - Tokyo JAPAN Miscellaneous Intermediation 1149 7 CMC Markets NZ Limited 523910 - Auckland NEW ZEALAND Miscellaneous (OTHER) Intermediation 1150 7 CMC Markets Singapore Pte. Ltd 541990 - All Other Singapore SINGAPORE Professional, Scientific, and Technical Services 1151 7 CMC Markets South Africa (pty) Limited 523910 - Sunninghill SOUTH AFRICA Miscellaneous Intermediation 1152 7 REDMONITOR GMBH 522320 - Financial Vienna AUSTRIA Transactions Processing, Reserve, and Clearinghouse Activities 1153 5 TURQUOISE GLOBAL HOLDINGS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1154 4 TEX FUNDING 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1155 3 GOLDMAN SACHS IRELAND LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1156 4 GOLDMAN SACHS IRELAND GROUP LIMITED 551112 - Offices Dublin IRELAND of Other Holding Companies 1157 5 GOLDMAN SACHS IRELAND HOLDINGS LIMITED 551112 - Offices Dublin IRELAND of Other Holding Companies 1158 6 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Dublin IRELAND Commercial Banking 1159 3 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1160 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS EURO FUND, 525910 - Open-End Dublin IRELAND A SUB-FUND OF GOLDMAN SACHS GLOBAL MULTI Investment Funds MANAGER FUNDS 1161 4 SCIOS INVESTMENT TRUST (IRELAND) 525910 - Open-End Dublin IRELAND Investment Funds 1162 3 GOLDMAN SACHS PARIS INC. ET CIE 522110 - Paris FRANCE (OTHER) Commercial Banking 1163 3 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 1164 3 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A 522110 - Sao Paulo BRAZIL Commercial Banking 1165 4 GARDA FUNDO DE INVESTIMENTO EM DIREITOS 525910 - Open-End Osasco BRAZIL CREDITORIOS NAO-PADRONIZADOS MULTICARTEIRA Investment Funds 1166 4 GOLDMAN SACHS DO BRASIL CORRETORA DE TITULOS E 523120 - Sao Paulo BRAZIL VALORES MOBILIARIOS S/A Securities Brokerage 1167 3 GS (ASIA) L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1168 4 GOLDMAN SACHS (JAPAN) LTD. 551112 - Offices Tortola BRITISH VIRGIN of Other Holding ISLANDS Companies 1169 5 GOLDMAN SACHS JAPAN CO., LTD. 523110 - Tokyo JAPAN Investment Banking and Securities Dealing 1170 6 GOLDMAN SACHS DIVERSIFIED MULTI-SECTOR 525910 - Open-End George Town CAYMAN ISLANDS PORTFOLIO YEN FUND (FOR QUALIFIED Investment Funds INSTITUTIONAL INVESTORS) 1171 5 GOLDMAN SACHS JAPAN HOLDINGS, LTD. 541990 - All Other Tokyo JAPAN Professional, Scientific, and Technical Services
1088 7 GOLDMAN SACHS CHINA VENTURE II 100 N/A (MAURITIUS) LIMITED 1089 8 JADE DRAGON VENTURE INVESTMENT 100 N/A LIMITED 1090 7 PANDA INVESTMENTS LTD 100 N/A 1091 8 GOLDMAN SACHS STRATEGIC 100 N/A INVESTMENTS II LIMITED 1092 8 GS STRATEGIC INVESTMENTS LIMITED 100 N/A 1093 9 M. PALLONJI ENTERPRISES 39 N/A PRIVATE LIMITED 1094 7 ZAHEER HOLDINGS (MAURITIUS) 98 N/A 1095 8 ZAHEER MAURITIUS 100 N/A 1096 5 TRIUMPH II INVESTMENTS (IRELAND) LIMITED 100 N/A 1097 5 VANTAGE QUEST (MAURITIUS) LIMITED 100 N/A 1098 5 VANTAGE STRIDE (MAURITIUS) LIMITED 100 N/A 1099 6 WWD RUBY LIMITED 100 N/A 1100 4 GSAF HOLDINGS NOMINEE I LIMITED 100 N/A 1101 4 GSAF HOLDINGS NOMINEE II LIMITED 100 N/A 1102 4 KIRI (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1103 4 SHIGA (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1104 3 GOLDMAN SACHS (CAYMAN) HOLDING COMPANY 100 N/A 1105 3 GOLDMAN SACHS (CAYMAN) TRUST, LIMITED 100 N/A 1106 3 GOLDMAN SACHS (CHINA) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1107 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 100 N/A 1108 4 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 1109 3 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) N/A N/A The direct holder is a HOLDINGS LP Limited Partner. 1110 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) CO. 100 N/A 1111 3 GOLDMAN SACHS ARGENTINA L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1112 3 GOLDMAN SACHS ASSET MANAGEMENT BRASIL LTDA. 100 N/A 1113 3 GOLDMAN SACHS ASSET MANAGEMENT, L.P. N/A N/A The direct holder is a Limited Partner. 1114 3 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS, LP N/A N/A The direct holder is a Limited Partner. 1115 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) 100 N/A CORPORATION 1116 3 GOLDMAN SACHS GLOBAL SERVICES II LIMITED 100 N/A 1117 3 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE C.V. N/A N/A The direct holder is a Limited Partner. 1118 4 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD 100 N/A ANONIMA DE CAPITAL VARIABLE, SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, ENTIDAD NO REGULADA 1119 4 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 100 100 1120 3 GOLDMAN SACHS HOLDINGS (MAURITIUS) LIMITED 100 N/A 1121 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 1122 4 GOLDMAN SACHS (RUSSIA) 99 N/A 1123 4 GOLDMAN SACHS STRATEGIC INVESTMENTS (U.K.) LIMITED 100 N/A 1124 5 CMC Markets PLC 9 N/A 1125 6 CMC MARKETS UK HOLDINGS LIMITED 100 N/A 1126 7 CLIENT2CLIENT.COM LIMITED 100 N/A 1127 7 CMC Group Limited 100 N/A 1128 7 CMC MARKETS UK PLC 100 N/A 1129 8 CMC Markets US LLC N/A N/A The direct holder is a Managing Member. 1130 7 CMC Spreadbet Plc 100 N/A 1131 7 CMC Trustees Limited 100 N/A 1132 7 DEAL4FREE.COM LIMITED 100 N/A 1133 7 Information Internet Limited 100 N/A 1134 7 MARKETMAKER LIMITED 100 N/A 1135 6 CMC Markets (Finance) Limited 100 N/A 1136 6 CMC Markets Overseas Holdings Limited 100 N/A 1137 7 CMC Markets Asia Limited 100 N/A 1138 7 CMC Markets Canada Inc 100 N/A 1139 7 CMC Markets Development (pty) Limited 100 N/A 1140 7 CMC Markets Digital Options GmbH N/A N/A The direct holder is a Managing Member. 1141 7 CMC Markets Group Australia Pty Ltd. 100 N/A 1142 8 CMC MARKETS ASIA PACIFIC PTY LIMITED 100 N/A 1143 9 CMC Markets Pty Ltd 100 N/A 1144 10 CMC International Financial Consulting N/A N/A The direct holder is a (Beijing) Co., Ltd Managing Member. 1145 8 CMC Markets Stockbroking Limited 100 N/A 1146 9 CMC Markets Stockbroking Limited Nominees 100 N/A (No.2 Account) Pty Limited 1147 8 CMC Markets Stockbroking Limited 100 N/A Nominees Pty Limited 1148 7 CMC Markets Japan KK 100 N/A 1149 7 CMC Markets NZ Limited 100 N/A 1150 7 CMC Markets Singapore Pte. Ltd 100 N/A 1151 7 CMC Markets South Africa (pty) Limited 100 N/A 1152 7 REDMONITOR GMBH N/A N/A The direct holder is a Managing Member. 1153 5 TURQUOISE GLOBAL HOLDINGS LIMITED 14 N/A 1154 4 TEX FUNDING 100 N/A 1155 3 GOLDMAN SACHS IRELAND LLC N/A N/A The direct holder is a Managing Member. 1156 4 GOLDMAN SACHS IRELAND GROUP LIMITED 100 N/A 1157 5 GOLDMAN SACHS IRELAND HOLDINGS LIMITED 100 N/A 1158 6 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 1159 3 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 100 N/A 1160 4 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS EURO FUND, N/A N/A The direct holder has A SUB-FUND OF GOLDMAN SACHS GLOBAL MULTI Control through a MANAGER FUNDS Management Agreement or other arrangements. 1161 4 SCIOS INVESTMENT TRUST (IRELAND) N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1162 3 GOLDMAN SACHS PARIS INC. ET CIE N/A N/A The direct holder is a General Partner. 1163 3 GOLDMAN SACHS SAUDI ARABIA 100 N/A 1164 3 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A 100 N/A 1165 4 GARDA FUNDO DE INVESTIMENTO EM DIREITOS 100 N/A CREDITORIOS NAO-PADRONIZADOS MULTICARTEIRA 1166 4 GOLDMAN SACHS DO BRASIL CORRETORA DE TITULOS E 100 N/A VALORES MOBILIARIOS S/A 1167 3 GS (ASIA) L.P. N/A N/A The direct holder is a General Partner. 1168 4 GOLDMAN SACHS (JAPAN) LTD. 100 N/A 1169 5 GOLDMAN SACHS JAPAN CO., LTD. 100 N/A 1170 6 GOLDMAN SACHS DIVERSIFIED MULTI-SECTOR 100 N/A PORTFOLIO YEN FUND (FOR QUALIFIED INSTITUTIONAL INVESTORS) 1171 5 GOLDMAN SACHS JAPAN HOLDINGS, LTD. 100 N/A
1172 5 MLT INVESTMENTS LTD. 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1173 6 ELEVATECH LIMITED 525990 - Other Hong Kong HONG KONG Financial Vehicles 1174 6 GLOBAL TECHNOLOGIES INTERNATIONAL LIMITED 525990 - Other Tortola BRITISH VIRGIN Financial Vehicles ISLANDS 1175 6 GOLDMAN SACHS STRATEGIC INVESTMENTS (ASIA) 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 1176 7 AGALIA CAPITAL LTD. 525990 - Other Tortola BRITISH VIRGIN Financial Vehicles ISLANDS 1177 3 GS ASIAN VENTURE (DELAWARE) L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1178 3 GS FINANCIAL SERVICES L.P. (DEL) 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1179 4 BEST II INVESTMENTS (DELAWARE) L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1180 5 TRIUMPH III INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1181 5 TRIUMPH INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1182 4 BEST INVESTMENTS (DELAWARE) L.L.C. 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 1183 4 CAPITAL INVESTMENTS (U.S.) III, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1184 4 FRANKFURTER MOBILIEN LIMITED 525990 - Other Saint Helier JERSEY Financial Vehicles 1185 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) 551112 - Offices NEW YORK NY UNITED STATES HOLDINGS LLC of Other Holding Companies 1186 5 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) 551112 - Offices NEW YORK NY UNITED STATES HOLDINGS LP of Other Holding Companies 1187 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) 551112 - Offices NEW YORK NY UNITED STATES HOLDINGS LP of Other Holding Companies 1188 4 GOLDMAN SACHS CAPITAL INVESTMENTS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1189 5 GOLDMAN SACHS CAPITAL INVESTMENTS II LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1190 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS 551112 - Offices NEW YORK NY UNITED STATES LLC of Other Holding Companies 1191 5 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) 551112 - Offices New York NY UNITED STATES HOLDINGS, LP of Other Holding Companies 1192 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) 551112 - Offices New York NY UNITED STATES HOLDINGS, LP of Other Holding Companies 1193 4 GOLDMAN SACHS STRATEGIC INVESTMENTS (ASIA) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1194 4 GS ASIAN VENTURE (DELAWARE) L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1195 4 GS CAPITAL FUNDING, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1196 5 GS CAPITAL FUNDING (UK) II LIMITED 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 1197 6 GS CAPITAL FUNDING (CAYMAN) LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1198 4 GS DIVERSIFIED FINANCE III, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1199 5 GS DIVERSIFIED HOLDINGS II LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1200 4 GS DIVERSIFIED FINANCE V, LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1201 4 GS DIVERSIFIED HOLDINGS II LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1202 4 GS GLOBAL FUNDING II, CO. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1203 4 GS LONGPORT INVESTMENT CORPORATION 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1204 4 GS Wind Power I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1205 4 GSFS (CAYMAN) 2002 A LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1206 4 JLQ LLC 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1207 5 GK SPICA 525990 - Other Tokyo JAPAN Financial Vehicles 1208 5 JUPITER INVESTMENT CO., LTD. 525990 - Other Minato-ku JAPAN Financial Vehicles 1209 6 GK BLUE SQUARE 525990 - Other Tokyo JAPAN Financial Vehicles 1210 6 NVCC CHINESE NEW STARS I PARTNERSHIP 525990 - Other Tokyo JAPAN Financial Vehicles 1211 4 JTGLQ COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1212 5 GS STRATEGIC INVESTMENTS JAPAN LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1213 4 LANDPRO INVESTMENTS (DELAWARE) L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1214 5 BAEKDU INVESTMENTS LIMITED 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 1215 4 LANSDALE INVESTMENTS LIMITED 523110 - George Town CAYMAN ISLANDS Investment Banking and Securities Dealing 1216 4 MHLQ, S. DE R.L. DE C.V. 525990 - Other Guadalajara MEXICO Financial Vehicles 1217 4 MLQ2 (DELAWARE) LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1218 5 MBD Holdings GK 551112 - Offices Tokyo JAPAN of Other Holding Companies 1219 6 GK IZUMO CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1220 6 GK JUPITER INVESTMENT II 525990 - Other Tokyo JAPAN Financial Vehicles 1221 6 GK MISHIMA CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1222 6 GK OUKA 525990 - Other Tokyo JAPAN Financial Vehicles 1223 6 GK SHIROKAWA 525990 - Other Tokyo JAPAN Financial Vehicles 1224 6 GK TERAMACHI CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1225 6 SH OUKA HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1226 7 GK OUKA 525990 - Other Tokyo JAPAN Financial Vehicles 1227 4 NAEBA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1228 4 NJLQ (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1229 4 RESTAMOVE IRELAND LIMITED 523110 - Dublin IRELAND Investment Banking and Securities Dealing 1230 4 SENNA INVESTMENTS (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1231 4 SHIZUOKA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1232 4 SINGEL COOL ONE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1233 5 ARCHON GROUP (FRANCE) 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 1234 6 Archon Group Gestion 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 1235 4 SINGEL COOL TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1236 5 ARCHON GROUP (FRANCE) 525990 - Other Paris FRANCE (OTHER) Financial Vehicles 1237 4 STRATEGIC INVESTMENT JV LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1238 4 UNI OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1239 3 GS INDIA HOLDINGS L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1240 4 GOLDMAN SACHS (MAURITIUS) NBFC L.L.C. 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1241 5 GOLDMAN SACHS (INDIA) CAPITAL MARKETS PRIVATE 523110 - Mumbai INDIA (OTHER) LIMITED Investment Banking and Securities Dealing 1242 5 GOLDMAN SACHS SERVICES PRIVATE LIMITED 541990 - All Other Bangalore INDIA (OTHER) Professional, Scientific, and Technical Services 1243 6 BENCHMARK ASSET MANAGEMENT COMPANY PRIVATE 523920 - Portfolio Mumbai INDIA (OTHER) LIMITED Management 1244 6 BENCHMARK TRUSTEE COMPANY PRIVATE LIMITED 523991 - Trust, Mumbai INDIA (OTHER) Fiduciary, and Custody Activities 1245 6 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) 523991 - Trust, Mumbai INDIA (OTHER) PRIVATE LIMITED Fiduciary, and Custody Activities 1246 6 Goldman Sachs (India) Finance Private 522294 - Secondary Mumbai INDIA (OTHER) Limited Market Financing 1247 5 Goldman Sachs (India) Finance Private Limited 522294 - Secondary Mumbai INDIA (OTHER) Market Financing 1248 5 Paternoster India Private Limited 524113 - Direct London UNITED KINGDOM Life Insurance (OTHER) Carriers 1249 4 GOLDMAN SACHS INVESTMENTS (MAURITIUS) I LIMITED 523110 - Ebene MAURITIUS Investment Banking and Securities Dealing 1250 5 GOLDMAN SACHS (MAURITIUS) L.L.C. 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1251 6 GOLDMAN SACHS (INDIA) CAPITAL MARKETS 523110 - Mumbai INDIA (OTHER) PRIVATE LIMITED Investment Banking and Securities Dealing 1252 6 GOLDMAN SACHS (INDIA) SECURITIES PRIVATE 523110 - Mumbai INDIA (OTHER) LIMITED Investment Banking and Securities Dealing 1253 6 GOLDMAN SACHS SERVICES PRIVATE LIMITED 541990 - All Other Bangalore INDIA (OTHER) Professional, Scientific, and Technical Services 1254 6 Paternoster India Private Limited 524113 - Direct London UNITED KINGDOM Life Insurance (OTHER) Carriers 1255 4 VANTAGE GROUND (MAURITIUS) LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies
1172 5 MLT INVESTMENTS LTD. 100 N/A 1173 6 ELEVATECH LIMITED 100 N/A 1174 6 GLOBAL TECHNOLOGIES INTERNATIONAL LIMITED 100 N/A 1175 6 GOLDMAN SACHS STRATEGIC INVESTMENTS (ASIA) N/A N/A The direct holder is a L.L.C. Managing Member. 1176 7 AGALIA CAPITAL LTD. 75 N/A 1177 3 GS ASIAN VENTURE (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1178 3 GS FINANCIAL SERVICES L.P. (DEL) N/A N/A The direct holder is a General Partner. 1179 4 BEST II INVESTMENTS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1180 5 TRIUMPH III INVESTMENTS (IRELAND) LIMITED 100 N/A 1181 5 TRIUMPH INVESTMENTS (IRELAND) LIMITED 100 N/A 1182 4 BEST INVESTMENTS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1183 4 CAPITAL INVESTMENTS (U.S.) III, L.L.C. N/A N/A The direct holder is a Managing Member. 1184 4 FRANKFURTER MOBILIEN LIMITED 99 N/A 1185 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) N/A N/A The direct holder is a HOLDINGS LLC Managing Member. 1186 5 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) N/A N/A The direct holder is a HOLDINGS LP General Partner. 1187 4 GOLDMAN SACHS ADMINISTRATION SERVICES (CANADA) N/A N/A The direct holder is a HOLDINGS LP Limited Partner. 1188 4 GOLDMAN SACHS CAPITAL INVESTMENTS LIMITED 100 N/A 1189 5 GOLDMAN SACHS CAPITAL INVESTMENTS II LIMITED 100 N/A 1190 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) HOLDINGS N/A N/A The direct holder is a LLC Non-Managing Member. 1191 5 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) N/A N/A The direct holder is a HOLDINGS, LP General Partner. 1192 4 GOLDMAN SACHS GLOBAL COMMODITIES (CANADA) N/A N/A The direct holder is a HOLDINGS, LP Limited Partner. 1193 4 GOLDMAN SACHS STRATEGIC INVESTMENTS (ASIA) L.L.C. N/A N/A The direct holder is a Managing Member. 1194 4 GS ASIAN VENTURE (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1195 4 GS CAPITAL FUNDING, INC. 100 N/A 1196 5 GS CAPITAL FUNDING (UK) II LIMITED 100 N/A 1197 6 GS CAPITAL FUNDING (CAYMAN) LIMITED 100 N/A 1198 4 GS DIVERSIFIED FINANCE III, LLC N/A N/A The direct holder is a Managing Member. 1199 5 GS DIVERSIFIED HOLDINGS II LLC N/A N/A The direct holder is a Non-Managing Member. 1200 4 GS DIVERSIFIED FINANCE V, LLC N/A N/A The direct holder is a Managing Member. 1201 4 GS DIVERSIFIED HOLDINGS II LLC N/A N/A The direct holder is a Non-Managing Member. 1202 4 GS GLOBAL FUNDING II, CO. 100 N/A 1203 4 GS LONGPORT INVESTMENT CORPORATION 100 N/A 1204 4 GS Wind Power I, LLC N/A N/A The direct holder is a Managing Member. 1205 4 GSFS (CAYMAN) 2002 A LIMITED 100 N/A 1206 4 JLQ LLC 100 N/A 1207 5 GK SPICA N/A N/A The direct holder is a Managing Member. 1208 5 JUPITER INVESTMENT CO., LTD. N/A N/A The direct holder is a Non-Managing Member. 1209 6 GK BLUE SQUARE N/A N/A The direct holder is a Managing Member. 1210 6 NVCC CHINESE NEW STARS I PARTNERSHIP N/A N/A The direct holder is a General Partner. 1211 4 JTGLQ COMPANY 100 N/A 1212 5 GS STRATEGIC INVESTMENTS JAPAN LLC N/A N/A The direct holder is a Managing Member. 1213 4 LANDPRO INVESTMENTS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1214 5 BAEKDU INVESTMENTS LIMITED 100 N/A 1215 4 LANSDALE INVESTMENTS LIMITED 100 N/A 1216 4 MHLQ, S. DE R.L. DE C.V. N/A N/A The direct holder is a Non-Managing Member. 1217 4 MLQ2 (DELAWARE) LLC N/A N/A The direct holder is a Non-Managing Member. 1218 5 MBD Holdings GK N/A N/A The direct holder is a Managing Member. 1219 6 GK IZUMO CAPITAL N/A N/A The direct holder is a Managing Member. 1220 6 GK JUPITER INVESTMENT II N/A N/A The direct holder is a Managing Member. 1221 6 GK MISHIMA CAPITAL N/A N/A The direct holder is a Managing Member. 1222 6 GK OUKA N/A N/A The direct holder is a Non-Managing Member. 1223 6 GK SHIROKAWA N/A N/A The direct holder is a Managing Member. 1224 6 GK TERAMACHI CAPITAL N/A N/A The direct holder is a Non-Managing Member. 1225 6 SH OUKA HOLDINGS N/A N/A The direct holder is a Non-Managing Member. 1226 7 GK OUKA N/A N/A The direct holder is a Managing Member. 1227 4 NAEBA (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1228 4 NJLQ (IRELAND) LIMITED 100 N/A 1229 4 RESTAMOVE IRELAND LIMITED 100 N/A 1230 4 SENNA INVESTMENTS (IRELAND) LIMITED 100 N/A 1231 4 SHIZUOKA (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1232 4 SINGEL COOL ONE B.V. 100 N/A 1233 5 ARCHON GROUP (FRANCE) 100 N/A 1234 6 Archon Group Gestion 100 N/A 1235 4 SINGEL COOL TWO B.V. 100 N/A 1236 5 ARCHON GROUP (FRANCE) 100 N/A 1237 4 STRATEGIC INVESTMENT JV LLC N/A N/A The direct holder is a Managing Member. 1238 4 UNI OCNS HOLDINGS 100 N/A 1239 3 GS INDIA HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 1240 4 GOLDMAN SACHS (MAURITIUS) NBFC L.L.C. 100 N/A 1241 5 GOLDMAN SACHS (INDIA) CAPITAL MARKETS PRIVATE 84 N/A LIMITED 1242 5 GOLDMAN SACHS SERVICES PRIVATE LIMITED 100 99 1243 6 BENCHMARK ASSET MANAGEMENT COMPANY PRIVATE 100 N/A LIMITED 1244 6 BENCHMARK TRUSTEE COMPANY PRIVATE LIMITED 100 N/A 1245 6 GOLDMAN SACHS TRUSTEE COMPANY (INDIA) 100 N/A PRIVATE LIMITED 1246 6 Goldman Sachs (India) Finance Private 100 N/A Limited 1247 5 Goldman Sachs (India) Finance Private Limited 100 100 1248 5 Paternoster India Private Limited 100 N/A This holding represents ownership in Equity. 1249 4 GOLDMAN SACHS INVESTMENTS (MAURITIUS) I LIMITED 100 N/A 1250 5 GOLDMAN SACHS (MAURITIUS) L.L.C. 100 N/A 1251 6 GOLDMAN SACHS (INDIA) CAPITAL MARKETS 84 N/A PRIVATE LIMITED 1252 6 GOLDMAN SACHS (INDIA) SECURITIES PRIVATE 100 N/A LIMITED 1253 6 GOLDMAN SACHS SERVICES PRIVATE LIMITED 100 99 1254 6 Paternoster India Private Limited 100 N/A This holding represents ownership in Equity. 1255 4 VANTAGE GROUND (MAURITIUS) LIMITED 100 N/A
1256 3 GSEM (DEL) HOLDINGS, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1257 4 CER HOLDINGS LP 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 1258 4 GOLDMAN SACHS FINANCIAL MARKETS PTY LTD 523130 - Commodity Sydney AUSTRALIA Contracts Dealing 1259 4 GOLDMAN SACHS INVESTMENT PARTNERS HOLDCO CAYMAN 551112 - Offices George Town CAYMAN ISLANDS LTD. of Other Holding Companies 1260 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS AGGREGATING FUND, L.P. Investment Funds 1261 6 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End George Town CAYMAN ISLANDS AGGREGATING FUND HOLDINGS OFFSHORE, L.P. Investment Funds 1262 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) I, LLC Investment Funds 1263 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) II, LLC Investment Funds 1264 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) III, LLC Investment Funds 1265 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) IV, LLC Investment Funds 1266 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Wilmington DE UNITED STATES AGGREGATING FUND HOLDINGS (DEL.) V, LLC Investment Funds 1267 6 GOLDMAN SACHS INVESTMENT PARTNERS MASTER 525910 - Open-End George Town CAYMAN ISLANDS FUND, L.P. Investment Funds 1268 7 GOLDMAN SACHS GSIP FUND (IRELAND) 525910 - Open-End Dublin IRELAND Investment Funds 1269 8 GOLDMAN SACHS GSIP MASTER COMPANY 525910 - Open-End Dublin IRELAND (IRELAND) LIMITED Investment Funds 1270 7 GOLDMAN SACHS INVESTMENT PARTNERS 525910 - Open-End Luxembourg LUXEMBOURG HOLDINGS (LUX) OFFSHORE S.A.R.L Investment Funds 1271 7 GS INVESTMENT PARTNERS (MAURITIUS) I 525910 - Open-End Ebene MAURITIUS LIMITED Investment Funds 1272 8 GS INVESTMENT PARTNERS (MAURITIUS) 525910 - Open-End Ebene MAURITIUS II LIMITED Investment Funds 1273 8 GS INVESTMENT PARTNERS (MAURITIUS) 525990 - Other Ebene MAURITIUS V LIMITED Financial Vehicles 1274 8 Goldman Sachs TDN Investors 525990 - Other George Town CAYMAN ISLANDS Offshore, L.P. Financial Vehicles 1275 9 GS INVESTMENT PARTNERS 525990 - Other Ebene MAURITIUS (MAURITIUS) IV LIMITED Financial Vehicles 1276 4 GOLDMAN SACHS MIDDLE EAST (CAYMAN) LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1277 5 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 1278 4 GOLDMAN SACHS SAUDI ARABIA 525990 - Other Riyadh SAUDI ARABIA Financial Vehicles 1279 4 GS INVESTMENTS (CAYMAN) LTD. 523999 - George Town CAYMAN ISLANDS Miscellaneous Financial Investment Activities 1280 5 SOURCE HOLDINGS LIMITED 551112 - Offices Tortola BRITISH VIRGIN of Other Holding ISLANDS Companies 1281 6 Source Investment Management Limited 523920 - Portfolio Dublin IRELAND Management 1282 6 Source UK Services Limited 522294 - Secondary London UNITED KINGDOM Market Financing (OTHER) 1283 4 GSEM BERMUDA HOLDINGS, L.P. 551112 - Offices Hamilton BERMUDA of Other Holding Companies 1284 5 GS EQUITY MARKETS, L.P. 525990 - Other Hamilton BERMUDA Financial Vehicles 1285 5 GSEM (DEL) LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1286 6 GS EQUITY MARKETS, L.P. 525990 - Other Hamilton BERMUDA Financial Vehicles 1287 3 GSEM BERMUDA HOLDINGS, L.P. 551112 - Offices Hamilton BERMUDA of Other Holding Companies 1288 3 GSPS (DEL) L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1289 4 GSPS BERMUDA CORPORATION LIMITED 525990 - Other Hamilton BERMUDA Financial Vehicles 1290 3 J. ARON (CHINA) HOLDINGS L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1291 4 J. ARON (CHINA) COMMODITIES TRADING COMPANY LIMITED 523130 - Commodity Shanghai CHINA, PEOPLES Contracts Dealing REPUBLIC OF 1292 3 LS UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1293 3 MEP GS INVESTOR (GP) LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1294 4 MEP GS INVESTOR L.P. 525990 - Other LONDON UNITED KINGDOM Financial Vehicles (OTHER) 1295 5 MERCHANT EQUITY PARTNERS, L.P. 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 1296 3 MLQ, L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1297 4 CMLQ INVESTORS COMPANY 525990 - Other Halifax NS CANADA Financial Vehicles 1298 4 ELQ HOLDINGS (DEL) LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1299 4 MEP GS INVESTOR (CAYCO) LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1300 5 MEP GS INVESTOR L.P. 525990 - Other LONDON UNITED KINGDOM Financial Vehicles (OTHER) 1301 4 MLQ INVESTORS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1302 5 AR HOLDINGS (DELAWARE) L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1303 6 AR HOLDINGS GK 551114 - Tokyo JAPAN Corporate, Subsidiary, and Regional Managing Offices 1304 7 GK GOLDMAN SACHS SSG I 525990 - Other Tokyo JAPAN Financial Vehicles 1305 7 GK KAGURAZAKA HOLDINGS 551112 - Offices Tokyo JAPAN of Other Holding Companies 1306 8 GK ARISUGAWA FINANCE 525990 - Other Tokyo JAPAN Financial Vehicles 1307 8 GK SAKURAZAKA CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1308 7 GK NISHI-AZABU SHINYO HOSHOU 525990 - Other Tokyo JAPAN Financial Vehicles 1309 7 GS PSI HOLDINGS GK 551112 - Offices Tokyo JAPAN of Other Holding Companies 1310 8 GOLDMAN SACHS PSI JAPAN GK 525990 - Other Tokyo JAPAN Financial Vehicles 1311 7 SH ERF HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1312 6 GK YAMAMOTO KAIUN HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1313 7 YAMAMOTO KAIUN CO., LTD. 525990 - Other Kure-shi JAPAN Financial Vehicles 1314 6 GOLDMAN SACHS CREDIT PARTNERS (JAPAN), LTD. 523910 - Tokyo JAPAN Miscellaneous Intermediation 1315 7 ROPPONGI DOMAIN LLC 551114 - George Town CAYMAN ISLANDS Corporate, Subsidiary, and Regional Managing Offices 1316 5 DOTONBORI KAIHATSU CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1317 5 ENDEAVOR CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1318 5 FOREST GREEN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1319 5 GK CRYSTAL INVESTMENT 525990 - Other Tokyo JAPAN Financial Vehicles 1320 5 GK KAGURAZAKA HOLDINGS 551112 - Offices Tokyo JAPAN of Other Holding Companies 1321 5 GK YAMAMOTO KAIUN HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1322 5 GOLDMAN SACHS REALTY JAPAN LTD. 551112 - Offices Tokyo JAPAN of Other Holding Companies 1323 6 BLUE DAISY CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1324 6 DANDELION INVESTMENTS CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1325 6 GAC PERSONAL CO., LTD. 52399 - All Other Tokyo JAPAN Financial Investment Activities 1326 7 HYOGO WIDE SERVICE CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1327 7 MIDORI DATA CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1328 7 WAKABA HOKEN DAIKO CO., LTD. 524210 - Insurance Tokyo JAPAN Agencies and Brokerages 1329 6 GK ARISUGAWA FINANCE 525990 - Other Tokyo JAPAN Financial Vehicles 1330 6 GK CRYSTAL INVESTMENT 525990 - Other Tokyo JAPAN Financial Vehicles 1331 6 JUPITER INVESTMENT CO., LTD. 525990 - Other Minato-ku JAPAN Financial Vehicles 1332 6 REAL ESTATE CREATION FUND CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1333 6 REC INVESTMENTS CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1334 6 S.H. MINATO HOLDINGS 525990 - Other Tokyo JAPAN Financial Vehicles 1335 7 GREEN MOUNTAIN ONE CO., LTD 525990 - Other Tokyo JAPAN Financial Vehicles 1336 6 SAKURAZAKA KAIHATSU CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1337 6 SH IZUMO HOLDINGS 551112 - Offices Tokyo JAPAN of Other Holding Companies 1338 7 GK IZUMO CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1339 6 SH MISHIMA HOLDINGS 551112 - Offices Tokyo JAPAN of Other Holding Companies
1256 3 GSEM (DEL) HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 1257 4 CER HOLDINGS LP N/A N/A The direct holder is a Limited Partner. 1258 4 GOLDMAN SACHS FINANCIAL MARKETS PTY LTD 100 N/A 1259 4 GOLDMAN SACHS INVESTMENT PARTNERS HOLDCO CAYMAN 100 N/A LTD. 1260 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE N/A N/A The direct holder is a AGGREGATING FUND, L.P. Limited Partner. 1261 6 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS OFFSHORE, L.P. Limited Partner. 1262 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) I, LLC Non-Managing Member. 1263 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) II, LLC Non-Managing Member. 1264 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) III, LLC Non-Managing Member. 1265 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) IV, LLC Non-Managing Member. 1266 7 GOLDMAN SACHS INVESTMENT PARTNERS N/A N/A The direct holder is a AGGREGATING FUND HOLDINGS (DEL.) V, LLC Non-Managing Member. 1267 6 GOLDMAN SACHS INVESTMENT PARTNERS MASTER N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1268 7 GOLDMAN SACHS GSIP FUND (IRELAND) 100 N/A 1269 8 GOLDMAN SACHS GSIP MASTER COMPANY 100 N/A (IRELAND) LIMITED 1270 7 GOLDMAN SACHS INVESTMENT PARTNERS 100 N/A HOLDINGS (LUX) OFFSHORE S.A.R.L 1271 7 GS INVESTMENT PARTNERS (MAURITIUS) I 100 N/A LIMITED 1272 8 GS INVESTMENT PARTNERS (MAURITIUS) 100 N/A II LIMITED 1273 8 GS INVESTMENT PARTNERS (MAURITIUS) 100 N/A V LIMITED 1274 8 Goldman Sachs TDN Investors N/A N/A The direct holder is a Offshore, L.P. Limited Partner. 1275 9 GS INVESTMENT PARTNERS 100 N/A (MAURITIUS) IV LIMITED 1276 4 GOLDMAN SACHS MIDDLE EAST (CAYMAN) LIMITED 100 N/A 1277 5 GOLDMAN SACHS SAUDI ARABIA 100 N/A 1278 4 GOLDMAN SACHS SAUDI ARABIA 100 N/A 1279 4 GS INVESTMENTS (CAYMAN) LTD. 100 N/A 1280 5 SOURCE HOLDINGS LIMITED 22 N/A 1281 6 Source Investment Management Limited N/A N/A The direct holder is a Managing Member. 1282 6 Source UK Services Limited 100 N/A 1283 4 GSEM BERMUDA HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1284 5 GS EQUITY MARKETS, L.P. N/A N/A The direct holder is a General Partner. 1285 5 GSEM (DEL) LLC N/A N/A The direct holder is a Non-Managing Member. 1286 6 GS EQUITY MARKETS, L.P. N/A N/A The direct holder is a Limited Partner. 1287 3 GSEM BERMUDA HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 1288 3 GSPS (DEL) L.P. N/A N/A The direct holder is a General Partner. 1289 4 GSPS BERMUDA CORPORATION LIMITED 100 N/A 1290 3 J. ARON (CHINA) HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 1291 4 J. ARON (CHINA) COMMODITIES TRADING COMPANY LIMITED 100 N/A 1292 3 LS UNIT TRUST 2009-I N/A N/A The direct holder is a Trustee. 1293 3 MEP GS INVESTOR (GP) LLC N/A N/A The direct holder is a Managing Member. 1294 4 MEP GS INVESTOR L.P. N/A N/A The direct holder is a General Partner. 1295 5 MERCHANT EQUITY PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 1296 3 MLQ, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1297 4 CMLQ INVESTORS COMPANY 100 N/A 1298 4 ELQ HOLDINGS (DEL) LLC N/A N/A The direct holder is a Managing Member. 1299 4 MEP GS INVESTOR (CAYCO) LIMITED 100 N/A 1300 5 MEP GS INVESTOR L.P. N/A N/A The direct holder is a Limited Partner. 1301 4 MLQ INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 1302 5 AR HOLDINGS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 1303 6 AR HOLDINGS GK N/A N/A The direct holder is a Managing Member. 1304 7 GK GOLDMAN SACHS SSG I N/A N/A The direct holder is a Managing Member. 1305 7 GK KAGURAZAKA HOLDINGS N/A N/A The direct holder is a Managing Member. 1306 8 GK ARISUGAWA FINANCE N/A N/A The direct holder is a Managing Member. 1307 8 GK SAKURAZAKA CAPITAL N/A N/A The direct holder is a Managing Member. 1308 7 GK NISHI-AZABU SHINYO HOSHOU N/A N/A The direct holder is a Managing Member. 1309 7 GS PSI HOLDINGS GK N/A N/A The direct holder is a Managing Member. 1310 8 GOLDMAN SACHS PSI JAPAN GK N/A N/A The direct holder is a Managing Member. 1311 7 SH ERF HOLDINGS N/A N/A The direct holder is a Non-Managing Member. 1312 6 GK YAMAMOTO KAIUN HOLDINGS N/A N/A The direct holder is a Managing Member. 1313 7 YAMAMOTO KAIUN CO., LTD. 100 N/A 1314 6 GOLDMAN SACHS CREDIT PARTNERS (JAPAN), LTD. 100 N/A 1315 7 ROPPONGI DOMAIN LLC 100 N/A 1316 5 DOTONBORI KAIHATSU CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1317 5 ENDEAVOR CAYMAN LTD. N/A N/A The direct holder has Other Management Control 1318 5 FOREST GREEN LTD. N/A N/A The direct holder has Other Management Control 1319 5 GK CRYSTAL INVESTMENT N/A N/A The direct holder is a Non-Managing Member. 1320 5 GK KAGURAZAKA HOLDINGS N/A N/A The direct holder is a Non-Managing Member. 1321 5 GK YAMAMOTO KAIUN HOLDINGS N/A N/A The direct holder is a Non-Managing Member. 1322 5 GOLDMAN SACHS REALTY JAPAN LTD. 100 N/A 1323 6 BLUE DAISY CO., LTD. 100 N/A 1324 6 DANDELION INVESTMENTS CO., LTD. 100 N/A 1325 6 GAC PERSONAL CO., LTD. 100 N/A 1326 7 HYOGO WIDE SERVICE CO., LTD. 100 N/A 1327 7 MIDORI DATA CO., LTD. 100 N/A 1328 7 WAKABA HOKEN DAIKO CO., LTD. 100 N/A 1329 6 GK ARISUGAWA FINANCE N/A N/A The direct holder is a Non-Managing Member. 1330 6 GK CRYSTAL INVESTMENT N/A N/A The direct holder is a Managing Member. 1331 6 JUPITER INVESTMENT CO., LTD. N/A N/A The direct holder is a Managing Member. 1332 6 REAL ESTATE CREATION FUND CO., LTD. 100 N/A 1333 6 REC INVESTMENTS CO., LTD. 100 N/A 1334 6 S.H. MINATO HOLDINGS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1335 7 GREEN MOUNTAIN ONE CO., LTD 100 N/A 1336 6 SAKURAZAKA KAIHATSU CO., LTD. 100 N/A 1337 6 SH IZUMO HOLDINGS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1338 7 GK IZUMO CAPITAL The direct holder is a Non-Managing Member. 1339 6 SH MISHIMA HOLDINGS N/A N/A The direct holder has Control through a Management Agreement or other arrangements.
1340 7 GK MISHIMA CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1341 6 SH SHIROKAWA HOLDINGS 551112 - Offices Tokyo JAPAN of Other Holding Companies 1342 7 GK SHIROKAWA 525990 - Other Tokyo JAPAN Financial Vehicles 1343 6 SH TERAMACHI HOLDINGS 551112 - Offices Tokyo JAPAN of Other Holding Companies 1344 7 GK TERAMACHI CAPITAL 525990 - Other Tokyo JAPAN Financial Vehicles 1345 6 SH WHITE FLOWER 525990 - Other Tokyo JAPAN Financial Vehicles 1346 7 GK FRANGIPANI 525990 - Other Tokyo JAPAN Financial Vehicles 1347 6 WHITE OCEAN CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1348 5 GS GFKL INVESTOR LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1349 6 DOVULL SPV GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 1350 5 GS PIA HOLDINGS GK 525990 - Other Tokyo JAPAN Financial Vehicles 1351 6 CRANE HOLDINGS LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1352 7 SG INVESTMENTS KK 525990 - Other Tokyo JAPAN Financial Vehicles 1353 6 GK JUPITER INVESTMENT III 525990 - Other Tokyo JAPAN Financial Vehicles 1354 6 GS TK HOLDINGS I GK 525990 - Other Tokyo JAPAN Financial Vehicles 1355 7 EACCESS LTD. 517110 - Tokyo JAPAN Telecommunications carriers, WIRED 1356 6 GS TK HOLDINGS III GK 525990 - Other Tokyo JAPAN Financial Vehicles 1357 7 EACCESS LTD. 517110 - Tokyo JAPAN Telecommunications carriers, WIRED 1358 6 GS TK HOLDINGS V GK 525990 - Other Tokyo JAPAN Financial Vehicles 1359 7 EACCESS LTD. 517110 - Tokyo JAPAN Telecommunications carriers, WIRED 1360 5 Impact Holding Cayman Co., Ltd. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 1361 5 K.K. MINATO SAIKEN KAISHU 551114 - Tokyo JAPAN Corporate, Subsidiary, and Regional Managing Offices 1362 5 KAIHIN CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1363 5 KEISEN KAIHATSU CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1364 5 KINMIRAI CAYMAN CO., LTD 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1365 5 KUROBE CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1366 5 LINDEN WOOD IIS LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1367 6 CMA CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1368 5 LINDEN WOOD, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1369 5 LUIGI CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1370 5 MUSASHI CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1371 5 MUSASHINO CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1372 5 PIA HOLDINGS CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1373 6 GS PIA HOLDINGS GK 525990 - Other Tokyo JAPAN Financial Vehicles 1374 5 RUBY REALTY CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1375 5 SAYAMA CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1376 5 SHINING PARTNERS LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1377 5 SHIOHAMA CAYMAN CO., LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1378 5 SOLAR WIND II LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1379 5 SOLAR WIND LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1380 5 SOUTH WIND REALTY FINANCE (CAYMAN) COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1381 6 ISEZAKI KAIHATSU CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1382 6 SPORTS SHINKO FINANCE CO., LTD. 522298 - All Other Tokyo JAPAN Nondepository Credit Intermediation 1383 5 SP CAYMAN 2 LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1384 5 UNIVERSAL REALTY CO., LTD. 525990 - Other Tokyo JAPAN Financial Vehicles 1385 4 MTGLQ INVESTORS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1386 5 ASSET MANAGEMENT COMPANY OF AMERICA, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1387 5 CDMC HOLDING COMPANY GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1388 6 CDMC, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1389 7 DEMAC FINANCIAL SERVICES, s.r.o. 525990 - Other Praha CZECH REPUBLIC Financial Vehicles 1390 5 CDMC, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1391 5 CDV-1 HOLDING COMPANY GEN-PAR, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1392 6 CDV-1 HOLDING COMPANY, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1393 7 CDV-1, LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1394 8 CRE-1 a.s. 525990 - Other Praha CZECH REPUBLIC Financial Vehicles 1395 5 CDV-1 HOLDING COMPANY, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1396 5 CMLQ INVESTORS COMPANY 525990 - Other Halifax NS CANADA Financial Vehicles 1397 5 DAC HOLDINGS I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1398 6 DAC HOLDINGS VII, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1399 7 FARRAGUT INVESTMENTS UK 1 LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1400 8 POWER BIRD LIMITED PARTNERSHIP 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1401 6 DAC HOLDINGS VIII, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1402 7 POWER BIRD LIMITED PARTNERSHIP 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1403 5 DADELAND RETAIL LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1404 5 DBGS FRANKLIN HOLDINGS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1405 6 DBGS FRANKLIN LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1406 5 ELQ INVESTORS, LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1407 6 CDV-2, LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1408 7 QAF ASSETS s.r.o. 525990 - Other Praha CZECH REPUBLIC Financial Vehicles 1409 6 CERBERUS BAVARIAN INVESTMENTS B.V. 525990 - Other Baarn NETHERLANDS Financial Vehicles 1410 6 CONRAD P4 LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1411 6 G.S.Q SPV (1) LIMITED 525990 - Other Lagos NIGERIA Financial Vehicles 1412 6 GOLDMAN SACHS CREDIT PARTNERS (EUROPE) LTD 523999 - London UNITED KINGDOM Miscellaneous (OTHER) Financial Investment Activities 1413 6 GS EUROPEAN OPPORTUNITIES FUND B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1414 7 BLOSSOM HOLDING III BV 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1415 7 GS EUROPEAN STRATEGIC INVESTMENT GROUP 525990 - Other London UNITED KINGDOM (2009) LTD Financial Vehicles (OTHER) 1416 7 GS EUROPEAN STRATEGIC INVESTMENT GROUP 525990 - Other Amsterdam NETHERLANDS B.V. Financial Vehicles 1417 8 STICHTING ADMINISTRATIEKANTOOR 551112 - Offices Amsterdam NETHERLANDS TREOFAN of Other Holding Companies 1418 7 MATTERHORN ACQUISITIONS LTD. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1419 7 PMF-2, LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1420 7 YELLOW ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1421 6 GS EUROPEAN OPPORTUNITIES FUND II GP LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1422 7 GS EUROPEAN OPPORTUNITIES FUND II L.P. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1423 8 GS EUROPEAN INVESTMENT GROUP II LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER)
1340 7 GK MISHIMA CAPITAL The direct holder is a Non-Managing Member. 1341 6 SH SHIROKAWA HOLDINGS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1342 7 GK SHIROKAWA The direct holder is a Non-Managing Member. 1343 6 SH TERAMACHI HOLDINGS N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1344 7 GK TERAMACHI CAPITAL The direct holder is a Non-Managing Member. 1345 6 SH WHITE FLOWER N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1346 7 GK FRANGIPANI N/A N/A The direct holder is a Managing Member. 1347 6 WHITE OCEAN CO., LTD. 100 N/A 1348 5 GS GFKL INVESTOR LLC N/A N/A The direct holder is a Non-Managing Member. 1349 6 DOVULL SPV GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 1350 5 GS PIA HOLDINGS GK N/A N/A The direct holder is a Non-Managing Member. 1351 6 CRANE HOLDINGS LTD. 100 N/A 1352 7 SG INVESTMENTS KK 61 N/A 1353 6 GK JUPITER INVESTMENT III N/A N/A The direct holder is a Managing Member. 1354 6 GS TK HOLDINGS I GK N/A N/A The direct holder is a Managing Member. 1355 7 EACCESS LTD. 30 N/A 1356 6 GS TK HOLDINGS III GK N/A N/A The direct holder is a Managing Member. 1357 7 EACCESS LTD. 30 N/A 1358 6 GS TK HOLDINGS V GK N/A N/A The direct holder is a Managing Member. 1359 7 EACCESS LTD. 30 N/A 1360 5 Impact Holding Cayman Co., Ltd. 100 N/A 1361 5 K.K. MINATO SAIKEN KAISHU 100 N/A 1362 5 KAIHIN CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1363 5 KEISEN KAIHATSU CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1364 5 KINMIRAI CAYMAN CO., LTD N/A N/A The direct holder has Other Management Control 1365 5 KUROBE CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1366 5 LINDEN WOOD IIS LTD. 100 N/A 1367 6 CMA CO., LTD. 100 N/A 1368 5 LINDEN WOOD, LTD. 100 N/A 1369 5 LUIGI CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1370 5 MUSASHI CAYMAN CO., LTD. 100 N/A 1371 5 MUSASHINO CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1372 5 PIA HOLDINGS CAYMAN 100 N/A 1373 6 GS PIA HOLDINGS GK N/A N/A The direct holder is a Managing Member. 1374 5 RUBY REALTY CAYMAN LTD. N/A N/A The direct holder has Other Management Control 1375 5 SAYAMA CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1376 5 SHINING PARTNERS LTD. 100 N/A 1377 5 SHIOHAMA CAYMAN CO., LTD. N/A N/A The direct holder has Other Management Control 1378 5 SOLAR WIND II LTD. 100 N/A 1379 5 SOLAR WIND LTD. 100 N/A 1380 5 SOUTH WIND REALTY FINANCE (CAYMAN) COMPANY 100 N/A 1381 6 ISEZAKI KAIHATSU CO., LTD. 100 N/A 1382 6 SPORTS SHINKO FINANCE CO., LTD. 100 N/A 1383 5 SP CAYMAN 2 LTD. N/A N/A The direct holder has Other Management Control 1384 5 UNIVERSAL REALTY CO., LTD. 100 N/A 1385 4 MTGLQ INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 1386 5 ASSET MANAGEMENT COMPANY OF AMERICA, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1387 5 CDMC HOLDING COMPANY GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1388 6 CDMC, L.P. N/A N/A The direct holder is a General Partner. 1389 7 DEMAC FINANCIAL SERVICES, s.r.o. N/A N/A The direct holder is a Managing Member. 1390 5 CDMC, L.P. N/A N/A The direct holder is a Limited Partner. 1391 5 CDV-1 HOLDING COMPANY GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1392 6 CDV-1 HOLDING COMPANY, L.P. N/A N/A The direct holder is a General Partner. 1393 7 CDV-1, LTD. 100 100 1394 8 CRE-1 a.s. 100 N/A 1395 5 CDV-1 HOLDING COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 1396 5 CMLQ INVESTORS COMPANY 100 N/A 1397 5 DAC HOLDINGS I, L.L.C. N/A N/A The direct holder is a Managing Member. 1398 6 DAC HOLDINGS VII, L.L.C. N/A N/A The direct holder is a Managing Member. 1399 7 FARRAGUT INVESTMENTS UK 1 LLC N/A N/A The direct holder is a Managing Member. 1400 8 POWER BIRD LIMITED PARTNERSHIP N/A N/A The direct holder is a General Partner. 1401 6 DAC HOLDINGS VIII, L.L.C. N/A N/A The direct holder is a Managing Member. 1402 7 POWER BIRD LIMITED PARTNERSHIP N/A N/A The direct holder is a Limited Partner. 1403 5 DADELAND RETAIL LLC N/A N/A The direct holder is a Non-Managing Member. 1404 5 DBGS FRANKLIN HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 1405 6 DBGS FRANKLIN LLC N/A N/A The direct holder is a Non-Managing Member. 1406 5 ELQ INVESTORS, LTD 100 100 1407 6 CDV-2, LTD. 100 N/A 1408 7 QAF ASSETS s.r.o. N/A N/A The direct holder is a Managing Member. 1409 6 CERBERUS BAVARIAN INVESTMENTS B.V. 50 N/A 1410 6 CONRAD P4 LTD. 100 N/A 1411 6 G.S.Q SPV (1) LIMITED 100 N/A 1412 6 GOLDMAN SACHS CREDIT PARTNERS (EUROPE) LTD 100 N/A 1413 6 GS EUROPEAN OPPORTUNITIES FUND B.V. 100 N/A 1414 7 BLOSSOM HOLDING III BV 100 N/A 1415 7 GS EUROPEAN STRATEGIC INVESTMENT GROUP 100 N/A (2009) LTD 1416 7 GS EUROPEAN STRATEGIC INVESTMENT GROUP 100 N/A B.V. 1417 8 STICHTING ADMINISTRATIEKANTOOR N/A N/A The direct holder is a TREOFAN Non-Managing Member. 1418 7 MATTERHORN ACQUISITIONS LTD. 100 N/A 1419 7 PMF-2, LTD 100 N/A 1420 7 YELLOW ACQUISITIONS LTD 100 N/A 1421 6 GS EUROPEAN OPPORTUNITIES FUND II GP LTD 100 N/A 1422 7 GS EUROPEAN OPPORTUNITIES FUND II L.P. N/A N/A The direct holder is a General Partner. 1423 8 GS EUROPEAN INVESTMENT GROUP II LTD 100 N/A
1424 8 KRETA ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1425 9 KRETA IMMOBILIEN GMBH 525990 - Other Hof GERMANY Financial Vehicles 1426 8 KYPRIS ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1427 9 KYPRIS IMMOBILIEN GMBH 525990 - Other Hof GERMANY Financial Vehicles 1428 8 POSEIDON ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1429 9 POSEIDON IMMOBILIEN GMBH 525990 - Other Hof GERMANY Financial Vehicles 1430 7 SANA ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1431 6 GS EUROPEAN OPPORTUNITIES FUND II L.P. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1432 6 KILLINGHOLME POWER 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1433 6 MB ACQUISITIONS B.V. 525990 - Other Baarn NETHERLANDS Financial Vehicles 1434 7 MB CAPITAL GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 1435 6 MONT BLANC ACQUISITIONS LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1436 7 KILLINGHOLME POWER 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1437 6 NEG (TPL) LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1438 6 PMF-1, LTD 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1439 6 QMH LIMITED 525990 - Other Essex UNITED KINGDOM Financial Vehicles (OTHER) 1440 6 SCC SEQUOIA CREDIT CONSOLIDATION LIMITED 525990 - Other Limassol CYPRUS Financial Vehicles 1441 7 CROMAN INVESTMENTS LIMITED 525990 - Other Limassol CYPRUS Financial Vehicles 1442 7 RINANI INVESTMENTS LIMITED 525990 - Other Limassol CYPRUS Financial Vehicles 1443 7 SCC ASSETS MANAGEMENT 525990 - Other Moscow RUSSIA Financial Vehicles 1444 7 SEQUOIA CREDIT CONSOLIDATION 525990 - Other Moscow RUSSIA Financial Vehicles 1445 6 SOUTH WALES TPL INVESTMENTS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1446 6 STICHTING ADMINISTRATIEKANTOOR TREOFAN 551112 - Offices Amsterdam NETHERLANDS of Other Holding Companies 1447 6 TELE SPV LIMITED 525990 - Other Lagos NIGERIA Financial Vehicles 1448 6 WESTERN POWER INVESTMENTS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1449 6 YORAM LIMITED 525990 - Other Lagos NIGERIA Financial Vehicles 1450 6 YPSILON PORTFOLIO LTD 525990 - Other LONDON UNITED KINGDOM Financial Vehicles (OTHER) 1451 7 YPSILON PORTFOLIO BETEILIGUNGS GMBH 525990 - Other Hof GERMANY Financial Vehicles 1452 5 FAIRWAY RESOURCES GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1453 6 FAIRWAY RESOURCES PARTNERS, LP 525990 - Other Southlake TX UNITED STATES Financial Vehicles 1454 7 FAIRWAY RESOURCES OPERATING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1455 5 FAIRWAY RESOURCES PARTNERS, LP 525990 - Other Southlake TX UNITED STATES Financial Vehicles 1456 5 GCN HOLDING LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1457 6 GCN HOLDING (CANADA) ULC 525990 - Other Halifax NS CANADA Financial Vehicles 1458 5 GS EUROPEAN OPPORTUNITIES FUND B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 1459 5 GS EUROPEAN OPPORTUNITIES FUND GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1460 6 GS EUROPEAN OPPORTUNITIES FUND L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1461 5 GS EUROPEAN OPPORTUNITIES FUND L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1462 5 GS GUERNSEY INVESTMENTS LIMITED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 1463 5 GS MACRO INVESTMENTS LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 1464 6 GS MACRO INVESTMENTS IV, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1465 6 GS MACRO INVESTMENTS V, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1466 5 GSEMI HOLDINGS CORPORATION 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1467 6 GS Euro Investments 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1468 6 GS Euro Management 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1469 5 HILTON GLOBAL HOLDINGS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1470 5 LIQUIDITY ASSETS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1471 5 MLQ HOLDCO, L.L.C. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 1472 6 MLQ BK REO, L.L.C. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 1473 5 MLQ-MLL, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1474 5 MTGRP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1475 6 NZ PROPERTY FINANCE PARTNERS 525990 - Other Singapore SINGAPORE Financial Vehicles 1476 5 NCS I LLC 525990 - Other Dallas TX UNITED STATES Financial Vehicles 1477 6 NCS Holding Company, Inc. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 1478 7 ACFI Funding Corp. 525990 - Other Boise ID UNITED STATES Financial Vehicles 1479 7 ACLC Funding Corp. 525990 - Other Boise ID UNITED STATES Financial Vehicles 1480 7 Amresco Commercial Finance, LLC 525990 - Other Boise ID UNITED STATES Financial Vehicles 1481 7 Amresco SBA Holdings, Inc. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 1482 8 40 Maplecrest Road, LLC 525990 - Other Dallas TX UNITED STATES Financial Vehicles 1483 8 Independence Funding Holding 525990 - Other Dallas TX UNITED STATES Company, LLC Financial Vehicles 1484 7 CLC Funding Corp. 525990 - Other Boise ID UNITED STATES Financial Vehicles 1485 7 NCS Securities Holding Corp. 525990 - Other Boise ID UNITED STATES Financial Vehicles 1486 5 POWER RECEIVABLE FINANCE, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1487 5 PRESIDIO, LLC 525990 - Other Los Angeles CA UNITED STATES Financial Vehicles 1488 5 REMARK FUNDING CO., LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1489 5 REP MCR REALTY, L.L.C. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 1490 5 REP PEB REALTY, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1491 5 SCLQ, S. DE R.L. DE C.V. 525990 - Other Guadalajara MEXICO Financial Vehicles 1492 5 SOCIETA ACQUISIZIONE E RIFANANZIAMENTO CREDITI 525990 - Other London UNITED KINGDOM S.P.A. Financial Vehicles (OTHER) 1493 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO 52399 - All Other Milan ITALY (OTHER) CREDITI SRL Financial Investment Activities 1494 5 SPARTA INSURANCE HOLDINGS, INC. 551112 - Offices Hartford CT UNITED STATES of Other Holding Companies 1495 6 SPARTA Insurance Company 524126 - Direct Hartford CT UNITED STATES Property and Casualty Insurance Carriers 1496 7 SPARTA AMERICAN INSURANCE COMPANY 524126 - Direct Hartford CT UNITED STATES Property and Casualty Insurance Carriers 1497 7 SPARTA SPECIALTY INSURANCE COMPANY 524126 - Direct Hartford CT UNITED STATES Property and Casualty Insurance Carriers 1498 5 SPF ONE IL, LLC 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 1499 3 MLQ2 (DELAWARE) LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1500 3 NATURAL RESOURCES INVESTMENTS S.L. 551112 - Offices Madrid SPAIN of Other Holding Companies 1501 3 ROTHESAY LIFE, L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1502 4 ROTHESAY LIFE (CAYMAN) LIMITED 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 1503 5 Paternoster Limited 524113 - Direct London UNITED KINGDOM Life Insurance (OTHER) Carriers 1504 6 PATERNOSTER ASSURANCE LIMITED 524113 - Direct London UNITED KINGDOM Life Insurance (OTHER) Carriers 1505 6 Paternoster Financial Services Limited 524113 - Direct London UNITED KINGDOM Life Insurance (OTHER) Carriers 1506 6 Paternoster Holdings Limited 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 1507 7 Paternoster UK Limited 524113 - Direct London UNITED KINGDOM Life Insurance (OTHER) Carriers
1424 8 KRETA ACQUISITIONS LTD 100 N/A 1425 9 KRETA IMMOBILIEN GMBH 100 N/A 1426 8 KYPRIS ACQUISITIONS LTD 100 N/A 1427 9 KYPRIS IMMOBILIEN GMBH 100 N/A 1428 8 POSEIDON ACQUISITIONS LTD 100 N/A 1429 9 POSEIDON IMMOBILIEN GMBH 100 N/A 1430 7 SANA ACQUISITIONS LTD 100 N/A 1431 6 GS EUROPEAN OPPORTUNITIES FUND II L.P. N/A N/A The direct holder is a Limited Partner. 1432 6 KILLINGHOLME POWER 99 100 1433 6 MB ACQUISITIONS B.V. 100 N/A 1434 7 MB CAPITAL GMBH N/A N/A The direct holder is a Managing Member. 1435 6 MONT BLANC ACQUISITIONS LTD 100 N/A 1436 7 KILLINGHOLME POWER 99 N/A 1437 6 NEG (TPL) LIMITED 100 N/A 1438 6 PMF-1, LTD 100 N/A 1439 6 QMH LIMITED 90 N/A 1440 6 SCC SEQUOIA CREDIT CONSOLIDATION LIMITED 45 N/A 1441 7 CROMAN INVESTMENTS LIMITED 100 N/A 1442 7 RINANI INVESTMENTS LIMITED 100 N/A 1443 7 SCC ASSETS MANAGEMENT 100 N/A 1444 7 SEQUOIA CREDIT CONSOLIDATION 100 N/A 1445 6 SOUTH WALES TPL INVESTMENTS LIMITED 100 N/A 1446 6 STICHTING ADMINISTRATIEKANTOOR TREOFAN N/A N/A The direct holder is a Non-Managing Member. 1447 6 TELE SPV LIMITED 100 N/A 1448 6 WESTERN POWER INVESTMENTS LIMITED 100 N/A 1449 6 YORAM LIMITED 100 N/A 1450 6 YPSILON PORTFOLIO LTD 100 100 1451 7 YPSILON PORTFOLIO BETEILIGUNGS GMBH N/A N/A The direct holder is a Managing Member. 1452 5 FAIRWAY RESOURCES GP, LLC N/A N/A The direct holder is a Managing Member. 1453 6 FAIRWAY RESOURCES PARTNERS, LP N/A N/A The direct holder is a General Partner. 1454 7 FAIRWAY RESOURCES OPERATING, LLC N/A N/A The direct holder is a Managing Member. 1455 5 FAIRWAY RESOURCES PARTNERS, LP N/A N/A The direct holder is a Limited Partner. 1456 5 GCN HOLDING LLC N/A N/A The direct holder is a Non-Managing Member. 1457 6 GCN HOLDING (CANADA) ULC 100 N/A 1458 5 GS EUROPEAN OPPORTUNITIES FUND B.V. 100 N/A 1459 5 GS EUROPEAN OPPORTUNITIES FUND GP, LLC N/A N/A The direct holder is a Managing Member. 1460 6 GS EUROPEAN OPPORTUNITIES FUND L.P. N/A N/A The direct holder is a General Partner. 1461 5 GS EUROPEAN OPPORTUNITIES FUND L.P. N/A N/A The direct holder is a Limited Partner. 1462 5 GS GUERNSEY INVESTMENTS LIMITED 99 N/A 1463 5 GS MACRO INVESTMENTS LLC N/A N/A The direct holder is a Managing Member. 1464 6 GS MACRO INVESTMENTS IV, LLC N/A N/A The direct holder is a Managing Member. 1465 6 GS MACRO INVESTMENTS V, LLC N/A N/A The direct holder is a Managing Member. 1466 5 GSEMI HOLDINGS CORPORATION 100 N/A 1467 6 GS Euro Investments 100 N/A 1468 6 GS Euro Management 100 N/A 1469 5 HILTON GLOBAL HOLDINGS LLC 26 N/A 1470 5 LIQUIDITY ASSETS LIMITED 100 N/A 1471 5 MLQ HOLDCO, L.L.C. N/A N/A The direct holder is a Managing Member. 1472 6 MLQ BK REO, L.L.C. N/A N/A The direct holder is a Managing Member. 1473 5 MLQ-MLL, LLC N/A N/A The direct holder is a Managing Member. 1474 5 MTGRP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1475 6 NZ PROPERTY FINANCE PARTNERS N/A N/A The direct holder is a General Partner. 1476 5 NCS I LLC N/A N/A The direct holder is a Non-Managing Member. 1477 6 NCS Holding Company, Inc. 100 N/A 1478 7 ACFI Funding Corp. 100 N/A 1479 7 ACLC Funding Corp. 100 N/A 1480 7 Amresco Commercial Finance, LLC N/A N/A The direct holder is a Managing Member. 1481 7 Amresco SBA Holdings, Inc. 100 N/A 1482 8 40 Maplecrest Road, LLC N/A N/A The direct holder is a Managing Member. 1483 8 Independence Funding Holding N/A N/A The direct holder is a Company, LLC Managing Member. 1484 7 CLC Funding Corp. 100 N/A 1485 7 NCS Securities Holding Corp. 100 N/A 1486 5 POWER RECEIVABLE FINANCE, LLC N/A N/A The direct holder is a Managing Member. 1487 5 PRESIDIO, LLC N/A N/A The direct holder is a Non-Managing Member. 1488 5 REMARK FUNDING CO., LLC N/A N/A The direct holder is a Managing Member. 1489 5 REP MCR REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1490 5 REP PEB REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1491 5 SCLQ, S. DE R.L. DE C.V. 100 N/A 1492 5 SOCIETA ACQUISIZIONE E RIFANANZIAMENTO CREDITI 100 N/A S.P.A. 1493 5 SOCIETA' ACQUISIZIONE E RIFINANZIAMENTO 100 N/A CREDITI SRL 1494 5 SPARTA INSURANCE HOLDINGS, INC. 25 N/A 1495 6 SPARTA Insurance Company 100 N/A 1496 7 SPARTA AMERICAN INSURANCE COMPANY 100 N/A 1497 7 SPARTA SPECIALTY INSURANCE COMPANY 100 N/A 1498 5 SPF ONE IL, LLC N/A N/A The direct holder is a Non-Managing Member. 1499 3 MLQ2 (DELAWARE) LLC N/A N/A The direct holder is a Non-Managing Member. 1500 3 NATURAL RESOURCES INVESTMENTS S.L. 100 N/A 1501 3 ROTHESAY LIFE, L.L.C. 100 N/A 1502 4 ROTHESAY LIFE (CAYMAN) LIMITED 100 N/A 1503 5 Paternoster Limited 100 N/A 1504 6 PATERNOSTER ASSURANCE LIMITED 100 N/A 1505 6 Paternoster Financial Services Limited 100 N/A 1506 6 Paternoster Holdings Limited 100 N/A 1507 7 Paternoster UK Limited 100 N/A
1508 6 Paternoster Services Limited 524113 - Direct London UNITED KINGDOM Life Insurance (OTHER) Carriers 1509 7 EMAP PENSION TRUSTEES LIMITED 524210 - Insurance London UNITED KINGDOM Agencies and (OTHER) Brokerages 1510 5 ROTHESAY LIFE LIMITED 524210 - Insurance London UNITED KINGDOM Agencies and (OTHER) Brokerages 1511 3 SPA UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1512 3 SPA UNIT TRUST 2009-II 525910 - Open-End Dublin IRELAND Investment Funds 1513 2 GOLDMAN SACHS GLOBAL SERVICES I LIMITED 541990 - All Other George Town CAYMAN ISLANDS Professional, Scientific, and Technical Services 1514 2 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 1515 2 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE C.V. 551114 - Col Lomas de MEXICO Corporate, Chapultepec Subsidiary, and Regional Managing Offices 1516 2 GOLDMAN SACHS HEADQUARTERS LLC 531390 - Other New York NY UNITED STATES activities related to real estate 1517 2 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC 523930 - New York NY UNITED STATES Investment Advice 1518 2 GOLDMAN SACHS HEDGE QUALIFICADO FUNDO DE INVESTIMENTO EM 525910 - Open-End Rio de Janeiro BRAZIL COTAS DE FUNDO DE INVESTIMENTO MULTIMERCADO Investment Funds 1519 3 GOLDMAN SACHS MASTER HEDGE FUNDO DE INVESTIMENTO 525910 - Open-End Rio de Janeiro BRAZIL MULTIMERCADO Investment Funds 1520 2 GOLDMAN SACHS HOLDINGS ANZ PTY LIMITED 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1521 3 GOLDMAN SACHS AUSTRALIA GROUP HOLDINGS PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1522 4 501 INVESTMENT COMPANY PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1523 5 501-2 INVESTMENT PARTNERSHIP 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1524 4 502 INVESTMENT COMPANY PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1525 5 501-2 INVESTMENT PARTNERSHIP 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1526 4 AXM Pty Ltd 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1527 4 CATUMNAL HOLDINGS PTY LTD 522190 - Other Melbourne AUSTRALIA Depository Credit Intermediation 1528 4 CATUMNAL NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1529 4 COLLINS STREET ENTERPRISES PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1530 5 CATUMNAL HOLDINGS PTY LTD 522190 - Other Melbourne AUSTRALIA Depository Credit Intermediation 1531 5 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD 551114 - Melbourne AUSTRALIA Corporate, Subsidiary, and Regional Managing Offices 1532 6 GOLDMAN SACHS AUSTRALIA (UK) LIMITED 523930 - London UNITED KINGDOM Investment Advice (OTHER) 1533 4 Chartres Trading Pty Ltd 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1534 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 525910 - Open-End Sydney AUSTRALIA Investment Funds 1535 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 - 525910 - Open-End Sydney AUSTRALIA ACCESS FUND Investment Funds 1536 5 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 525910 - Open-End Sydney AUSTRALIA Investment Funds 1537 4 GOLDMAN SACHS AUSTRALIA HOLDINGS PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1538 5 GOLDMAN SACHS AUSTRALIA EQUITY PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1539 6 GOLDMAN SACHS AUSTRALIA NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1540 4 GOLDMAN SACHS AUSTRALIA INC. 523120 - New York NY UNITED STATES Securities Brokerage 1541 4 GOLDMAN SACHS AUSTRALIA INTERNATIONAL PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1542 5 GOLDMAN SACHS NEW ZEALAND HOLDINGS LIMITED 551112 - Offices Auckland NEW ZEALAND of Other Holding (OTHER) Companies 1543 6 GOLDMAN SACHS NEW ZEALAND MANAGEMENT 551112 - Offices Auckland NEW ZEALAND LIMITED of Other Holding (OTHER) Companies 1544 7 DEVELOPMENT SECURITIES LIMITED 523110 - Auckland NEW ZEALAND Investment Banking (OTHER) and Securities Dealing 1545 7 GOLDMAN SACHS NEW ZEALAND EQUITY 523999 - Auckland NEW ZEALAND FINANCE LIMITED Miscellaneous (OTHER) Financial Investment Activities 1546 7 GOLDMAN SACHS NEW ZEALAND LIMITED 523120 - Auckland NEW ZEALAND Securities (OTHER) Brokerage 1547 8 EQUITY NOMINEES LIMITED 523991 - Trust, Auckland NEW ZEALAND Fiduciary, and (OTHER) Custody Activities 1548 7 GOLDMAN SACHS NEW ZEALAND MEZZANINE 523920 - Portfolio Auckland NEW ZEALAND LIMITED Management (OTHER) 1549 8 GOLDMAN SACHS COLLATERAL MEZZANINE 525990 - Other Auckland NEW ZEALAND (NZ) FUND 05 Financial Vehicles (OTHER) 1550 7 GOLDMAN SACHS NEW ZEALAND PRIVATE 523920 - Portfolio Auckland NEW ZEALAND EQUITY LIMITED Management (OTHER) 1551 8 GOLDMAN SACHS NEW ZEALAND 525990 - Other Auckland NEW ZEALAND TRANS-TASMAN PRIVATE EQUITY FUND 07 LIMITED Financial Vehicles (OTHER) 1552 7 GOLDMAN SACHS NEW ZEALAND SECURITIES 523120 - Auckland NEW ZEALAND LIMITED Securities (OTHER) Brokerage 1553 8 WARSAND NOMINEES LIMITED 523991 - Trust, Auckland NEW ZEALAND Fiduciary, and (OTHER) Custody Activities 1554 7 PORTFOLIO CUSTODIAN LIMITED 523991 - Trust, Auckland NEW ZEALAND Fiduciary, and (OTHER) Custody Activities 1555 6 VALCRON INVESTMENTS LIMITED 551112 - Offices Auckland NEW ZEALAND of Other Holding (OTHER) Companies 1556 7 GOLDMAN SACHS NEW ZEALAND MANAGEMENT 551112 - Offices Auckland NEW ZEALAND LIMITED of Other Holding (OTHER) Companies 1557 5 KIWIWARRH (NZ) LIMITED 525990 - Other Auckland NEW ZEALAND Financial Vehicles (OTHER) 1558 5 Rothmill Investment Company Limited 523999 - George Town CAYMAN ISLANDS Miscellaneous Financial Investment Activities 1559 4 GOLDMAN SACHS AUSTRALIA PIA (MANAGEMENT) PTY LTD 523920 - Portfolio Melbourne AUSTRALIA Management 1560 4 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (CARRIED 523991 - Trust, Melbourne AUSTRALIA INTEREST) PTY LTD Fiduciary, and Custody Activities 1561 4 GOLDMAN SACHS AUSTRALIA PTY LTD 523120 - Melbourne AUSTRALIA Securities Brokerage 1562 5 AMBYNE NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1563 6 201 INVESTMENT COMPANY PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1564 7 201-2 INVESTMENT PARTNERSHIP 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1565 6 202 INVESTMENT COMPANY PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1566 7 201-2 INVESTMENT PARTNERSHIP 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1567 5 Darling Nominees Pty Ltd 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 1568 5 FREMANTLE NOMINEES PTY LTD 523991 - Trust, Perth AUSTRALIA Fiduciary, and Custody Activities 1569 5 GOLDMAN SACHS AUSTRALIA FUTURES PTY LTD 523210 - Melbourne AUSTRALIA Securities and Commodity Exchanges 1570 5 GOLDMAN SACHS AUSTRALIA NOMINEE HOLDINGS PTY LTD 523999 - Melbourne AUSTRALIA Miscellaneous Financial Investment Activities 1571 5 Harbour Nominees Pty Ltd 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 1572 5 Hedonwick Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1573 5 JBW Melbourne Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1574 5 JBW SYDNEY NOMINEES PTY. LIMITED 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 1575 5 Medonola Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1576 5 Melton Nominees Pty Ltd 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1577 5 Moreton Nominees Pty Ltd 523991 - Trust, Brisbane AUSTRALIA Fiduciary, and Custody Activities 1578 5 PERRODON NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1579 5 TORRENS NOMINEES PTY LTD 523991 - Trust, Adelaide AUSTRALIA Fiduciary, and Custody Activities 1580 5 WEREFUND PROPRIETARY LIMITED 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1581 6 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD 551114 - Melbourne AUSTRALIA Corporate, Subsidiary, and Regional Managing Offices 1582 5 WERESYD PTY LTD 523991 - Trust, Sydney AUSTRALIA Fiduciary, and Custody Activities 1583 5 WINSTONOLA NOMINEES PTY LTD 551114 - Melbourne AUSTRALIA Corporate, Subsidiary, and Regional Managing Offices 1584 4 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD 551114 - Melbourne AUSTRALIA Corporate, Subsidiary, and Regional Managing Offices 1585 4 Grancill Pty Ltd 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1586 4 High Income Investments Pty Ltd 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1587 4 IRREWARRA INVESTMENTS PTY LTD 523110 - Melbourne AUSTRALIA Investment Banking and Securities Dealing 1588 4 Leveraged Income Pty Ltd 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1589 4 REGISTERED TRADERS PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1590 4 TAROMO PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1591 5 AUSTRALIAN MEDIA INVESTMENTS PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies
1508 6 Paternoster Services Limited 100 N/A 1509 7 EMAP PENSION TRUSTEES LIMITED 100 N/A 1510 5 ROTHESAY LIFE LIMITED 100 N/A 1511 3 SPA UNIT TRUST 2009-I N/A N/A The direct holder is a Trustee. 1512 3 SPA UNIT TRUST 2009-II N/A N/A The direct holder is a Trustee. 1513 2 GOLDMAN SACHS GLOBAL SERVICES I LIMITED 100 N/A 1514 2 GOLDMAN SACHS GROUP HOLDINGS (U.K.) 100 N/A This holding represents ownership in Ordinary shares. 1515 2 GOLDMAN SACHS GROUP Y COMPANIA, S. DE R.L. DE C.V. N/A N/A The direct holder is a Limited Partner. 1516 2 GOLDMAN SACHS HEADQUARTERS LLC N/A N/A The direct holder is a Managing Member. 1517 2 GOLDMAN SACHS HEDGE FUND STRATEGIES LLC N/A N/A The direct holder is a Non-Managing Member. 1518 2 GOLDMAN SACHS HEDGE QUALIFICADO FUNDO DE INVESTIMENTO EM 100 N/A COTAS DE FUNDO DE INVESTIMENTO MULTIMERCADO 1519 3 GOLDMAN SACHS MASTER HEDGE FUNDO DE INVESTIMENTO 100 N/A MULTIMERCADO 1520 2 GOLDMAN SACHS HOLDINGS ANZ PTY LIMITED 100 N/A 1521 3 GOLDMAN SACHS AUSTRALIA GROUP HOLDINGS PTY LTD 100 N/A This holding represents ownership in Ordinary shares. 1522 4 501 INVESTMENT COMPANY PTY LTD 100 N/A 1523 5 501-2 INVESTMENT PARTNERSHIP N/A N/A The direct holder is a General Partner. 1524 4 502 INVESTMENT COMPANY PTY LTD 100 N/A 1525 5 501-2 INVESTMENT PARTNERSHIP N/A N/A The direct holder is a General Partner. 1526 4 AXM Pty Ltd 100 N/A 1527 4 CATUMNAL HOLDINGS PTY LTD 100 N/A 1528 4 CATUMNAL NOMINEES PTY LTD 100 N/A 1529 4 COLLINS STREET ENTERPRISES PTY LTD 100 N/A 1530 5 CATUMNAL HOLDINGS PTY LTD 100 N/A 1531 5 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD 100 N/A This holding represents ownership in Class B shares. 1532 6 GOLDMAN SACHS AUSTRALIA (UK) LIMITED 100 N/A 1533 4 Chartres Trading Pty Ltd 100 N/A 1534 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 67 N/A 1535 4 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 - 3 N/A ACCESS FUND 1536 5 GOLDMAN SACHS AUSTRALASIAN MEZZANINE FUND 2 67 N/A 1537 4 GOLDMAN SACHS AUSTRALIA HOLDINGS PTY LTD 100 N/A 1538 5 GOLDMAN SACHS AUSTRALIA EQUITY PTY LTD 100 N/A 1539 6 GOLDMAN SACHS AUSTRALIA NOMINEES PTY LTD 100 N/A 1540 4 GOLDMAN SACHS AUSTRALIA INC. 100 N/A 1541 4 GOLDMAN SACHS AUSTRALIA INTERNATIONAL PTY LTD 100 N/A 1542 5 GOLDMAN SACHS NEW ZEALAND HOLDINGS LIMITED 100 N/A 1543 6 GOLDMAN SACHS NEW ZEALAND MANAGEMENT 100 N/A This holding represents LIMITED ownership in Class A shares. 1544 7 DEVELOPMENT SECURITIES LIMITED 100 N/A 1545 7 GOLDMAN SACHS NEW ZEALAND EQUITY 100 N/A FINANCE LIMITED 1546 7 GOLDMAN SACHS NEW ZEALAND LIMITED 100 N/A 1547 8 EQUITY NOMINEES LIMITED 100 N/A 1548 7 GOLDMAN SACHS NEW ZEALAND MEZZANINE 100 N/A LIMITED 1549 8 GOLDMAN SACHS COLLATERAL MEZZANINE N/A N/A The direct holder has (NZ) FUND 05 Control through a Management Agreement or other arrangements. 1550 7 GOLDMAN SACHS NEW ZEALAND PRIVATE 100 N/A EQUITY LIMITED 1551 8 GOLDMAN SACHS NEW ZEALAND 100 N/A TRANS-TASMAN PRIVATE EQUITY FUND 07 LIMITED 1552 7 GOLDMAN SACHS NEW ZEALAND SECURITIES 100 N/A LIMITED 1553 8 WARSAND NOMINEES LIMITED 100 N/A 1554 7 PORTFOLIO CUSTODIAN LIMITED 100 N/A 1555 6 VALCRON INVESTMENTS LIMITED 100 N/A 1556 7 GOLDMAN SACHS NEW ZEALAND MANAGEMENT 100 N/A This holding represents LIMITED ownership in Class B shares. 1557 5 KIWIWARRH (NZ) LIMITED 100 N/A 1558 5 Rothmill Investment Company Limited 100 N/A 1559 4 GOLDMAN SACHS AUSTRALIA PIA (MANAGEMENT) PTY LTD 100 N/A 1560 4 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (CARRIED 100 N/A INTEREST) PTY LTD 1561 4 GOLDMAN SACHS AUSTRALIA PTY LTD 100 N/A 1562 5 AMBYNE NOMINEES PTY LTD 100 N/A 1563 6 201 INVESTMENT COMPANY PTY LTD 100 N/A 1564 7 201-2 INVESTMENT PARTNERSHIP N/A N/A The direct holder is a General Partner. 1565 6 202 INVESTMENT COMPANY PTY LTD 100 N/A 1566 7 201-2 INVESTMENT PARTNERSHIP N/A N/A The direct holder is a General Partner. 1567 5 Darling Nominees Pty Ltd 100 N/A 1568 5 FREMANTLE NOMINEES PTY LTD 100 N/A 1569 5 GOLDMAN SACHS AUSTRALIA FUTURES PTY LTD 100 N/A 1570 5 GOLDMAN SACHS AUSTRALIA NOMINEE HOLDINGS PTY LTD 100 N/A 1571 5 Harbour Nominees Pty Ltd 100 N/A 1572 5 Hedonwick Nominees Pty Ltd 100 N/A 1573 5 JBW Melbourne Nominees Pty Ltd 100 N/A 1574 5 JBW SYDNEY NOMINEES PTY. LIMITED 100 N/A 1575 5 Medonola Nominees Pty Ltd 100 N/A 1576 5 Melton Nominees Pty Ltd 100 N/A 1577 5 Moreton Nominees Pty Ltd 100 N/A 1578 5 PERRODON NOMINEES PTY LTD 100 N/A 1579 5 TORRENS NOMINEES PTY LTD 100 N/A 1580 5 WEREFUND PROPRIETARY LIMITED 100 N/A 1581 6 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD 100 N/A This holding represents ownership in Class C shares. 1582 5 WERESYD PTY LTD 100 N/A 1583 5 WINSTONOLA NOMINEES PTY LTD 100 N/A 1584 4 GOLDMAN SACHS AUSTRALIA SERVICES PTY LTD 100 N/A This holding represents ownership in Ordinary shares. 1585 4 Grancill Pty Ltd 100 N/A 1586 4 High Income Investments Pty Ltd 100 N/A 1587 4 IRREWARRA INVESTMENTS PTY LTD 50 N/A 1588 4 Leveraged Income Pty Ltd 100 N/A 1589 4 REGISTERED TRADERS PTY LTD 100 N/A 1590 4 TAROMO PTY LTD 100 N/A 1591 5 AUSTRALIAN MEDIA INVESTMENTS PTY LTD 100 N/A
1592 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (A 523991 - Trust, Melbourne AUSTRALIA UNITS) PTY LTD Fiduciary, and Custody Activities 1593 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (B 523991 - Trust, Melbourne AUSTRALIA UNITS) PTY LTD Fiduciary, and Custody Activities 1594 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY 523991 - Trust, Melbourne AUSTRALIA (GENERAL PARTNER) PTY LTD Fiduciary, and Custody Activities 1595 5 TATARA PTY LTD 522190 - Other Melbourne AUSTRALIA Depository Credit Intermediation 1596 4 WERENOM PROPRIETARY LIMITED 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1597 5 GOLDMAN SACHS AUSTRALIA CAPITAL MARKETS LIMITED 523110 - Melbourne AUSTRALIA Investment Banking and Securities Dealing 1598 6 COLLINS STREET FINANCIAL SERVICES PTY LTD 522190 - Other Melbourne AUSTRALIA Depository Credit Intermediation 1599 6 EQUITY FINANCE NOMINEES PTY LTD 523991 - Trust, Canberra AUSTRALIA Fiduciary, and Custody Activities 1600 6 GOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA 523920 - Portfolio Melbourne AUSTRALIA PTY LTD Management 1601 7 GOLDMAN SACHS AUSTRALIA ENHANCED 525910 - Open-End Dublin IRELAND INCOME FUND II Investment Funds 1602 6 GOLDMAN SACHS AUSTRALIA MANAGED FUNDS 523920 - Portfolio Melbourne AUSTRALIA LIMITED Management 1603 7 ASIAN EQUITIES KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1604 7 BRIC EQUITIES KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1605 7 BRIC II KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1606 7 COMMODITY HINDSIGHT KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1607 7 EUROPEAN EQUITIES KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1608 7 FOOD, FEED, FUEL II KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1609 7 FOOD, FEED, FUEL KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1610 7 GLOBAL ALPHA FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1611 7 GLOBAL ALPHA FUND IDPS 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1612 7 GLOBAL EQUITY HINDSIGHT KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1613 7 GOLDMAN SACHS A$ CASH RESERVES FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1614 7 GOLDMAN SACHS AUSTRALIA QUANTITATIVE 525910 - Open-End Melbourne AUSTRALIA EQUITY FUND Investment Funds 1615 7 GOLDMAN SACHS AUSTRALIAN EQUITIES FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1616 7 GOLDMAN SACHS AUSTRALIAN EQUITIES 525910 - Open-End Melbourne AUSTRALIA POOLED FUND Investment Funds 1617 7 GOLDMAN SACHS AUSTRALIAN EQUITIES 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 1618 7 GOLDMAN SACHS AUSTRALIAN 525910 - Open-End Melbourne AUSTRALIA INFRASTRUCTURE WHOLESALE FUND Investment Funds 1619 7 GOLDMAN SACHS CASH TRUST 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1620 7 GOLDMAN SACHS COLLATERAL MEZZANINE 525990 - Other Melbourne AUSTRALIA FUND 05 Financial Vehicles 1621 7 GOLDMAN SACHS CORE PLUS AUSTRALIAN 525910 - Open-End Melbourne AUSTRALIA FIXED INCOME FUND Investment Funds 1622 7 GOLDMAN SACHS DIVERSIFIED GROWTH FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1623 7 GOLDMAN SACHS DIVERSIFIED GROWTH 525910 - Open-End Melbourne AUSTRALIA POOLED FUND Investment Funds 1624 7 GOLDMAN SACHS DIVERSIFIED GROWTH 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 1625 7 GOLDMAN SACHS EMERGING LEADERS FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1626 7 GOLDMAN SACHS EMERGING LEADERS POOLED 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1627 7 GOLDMAN SACHS EMERGING LEADERS 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 1628 7 GOLDMAN SACHS ENHANCED INCOME FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1629 7 GOLDMAN SACHS ENHANCED INCOME POOLED 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1630 7 GOLDMAN SACHS ENHANCED INCOME 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 1631 7 GOLDMAN SACHS GLOBAL FLEX FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1632 7 GOLDMAN SACHS GLOBAL FLEX POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1633 7 GOLDMAN SACHS GLOBAL HIGH YIELD POOLED 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1634 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1635 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES 525910 - Open-End Melbourne AUSTRALIA POOLED FUND Investment Funds 1636 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES 525910 - Open-End Melbourne AUSTRALIA WHOLESALE FUND Investment Funds 1637 7 GOLDMAN SACHS HEDGED GLOBAL FLEX FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1638 7 GOLDMAN SACHS INCOME PLUS POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1639 7 GOLDMAN SACHS INCOME PLUS WHOLESALE 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1640 7 GOLDMAN SACHS INTERNATIONAL FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1641 7 GOLDMAN SACHS INTERNATIONAL POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1642 7 GOLDMAN SACHS INTERNATIONAL WHOLESALE 525910 - Open-End Melbourne AUSTRALIA FUND Investment Funds 1643 7 GOLDMAN SACHS INVESTMENT FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1644 7 GOLDMAN SACHS LEADERS FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1645 7 GOLDMAN SACHS PREMIER AUSTRALIAN 525910 - Open-End Melbourne AUSTRALIA EQUITIES FUND Investment Funds 1646 7 GOLDMAN SACHS PREMIER AUSTRALIAN 525910 - Open-End Melbourne AUSTRALIA EQUITIES POOLED FUND Investment Funds 1647 7 GOLDMAN SACHS RESOURCES FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1648 7 GOLDMAN SACHS RESOURCES POOLED FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1649 7 MULTI-STRATEGY FUND 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1650 7 PORTFOLIO ADVANTAGE 525910 - Open-End Melbourne AUSTRALIA Investment Funds 1651 7 PRIVATE EQUITY FUND 2000 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1652 7 SUSTAINABILITY KEYSTONE FUND 525990 - Other Melbourne AUSTRALIA Financial Vehicles 1653 6 WERECAP NOMINEES PTY LTD 523991 - Trust, Melbourne AUSTRALIA Fiduciary, and Custody Activities 1654 3 GS HLDGS ANZ II PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1655 4 GOLDMAN SACHS AUSTRALIA GROUP HOLDINGS PTY LTD 551112 - Offices Melbourne AUSTRALIA of Other Holding Companies 1656 2 GOLDMAN SACHS HOUSING AND HEALTH CARE CAPITAL CORPORATION 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1657 3 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING COMPANY 525990 - Other Irving TX UNITED STATES Financial Vehicles 1658 2 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING COMPANY 525990 - Other Irving TX UNITED STATES Financial Vehicles 1659 2 GOLDMAN SACHS IBOVESPA ATIVO - FUNDO DE INVESTIMENTO EM 525910 - Open-End Rio de Janeiro BRAZIL COTAS DE FUNDOS DE INVESTIMENTO EM ACOES Investment Funds 1660 3 GOLDMAN SACHS MASTER IBOVESPA ATIVO - FUNDO DE 525910 - Open-End Rio de Janeiro BRAZIL INVESTIMENTO EM ACOES Investment Funds 1661 2 GOLDMAN SACHS IBX ATIVO - FUNDO DE INVESTIMENTO EM COTAS 525910 - Open-End Rio de Janeiro BRAZIL DE FUNDOS DE INVESTIMENTO EM ACOES Investment Funds 1662 3 GOLDMAN SACHS MASTER IBX ATIVO - FUNDO DE INVESTIMENTO 525910 - Open-End Rio de Janeiro BRAZIL EM ACOES Investment Funds 1663 2 GOLDMAN SACHS INCOME STRATEGIES PORTFOLIO 525910 - Open-End New York NY UNITED STATES Investment Funds 1664 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 1665 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND, L.P. Financial Vehicles 1666 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525910 - Open-End George Town CAYMAN ISLANDS OPPORTUNITIES HOLDINGS, L.P. Investment Funds 1667 5 PRIVATE OPPORTUNITIES (MAURITIUS) I LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1668 5 PRIVATE OPPORTUNITIES (MAURITIUS) II LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies 1669 5 SANDS (CAYMAN) LTD. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 1670 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS HOLDINGS ADVISORS, INC. Financial Vehicles 1671 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525910 - Open-End George Town CAYMAN ISLANDS OPPORTUNITIES HOLDINGS, L.P. Investment Funds 1672 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 1673 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 1674 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other Wilmington DE UNITED STATES OPPORTUNITIES HOLDINGS I CORP. Financial Vehicles 1675 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525910 - Open-End George Town CAYMAN ISLANDS OPPORTUNITIES HOLDINGS, L.P. Investment Funds
1592 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (A 100 N/A UNITS) PTY LTD 1593 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY (B 100 N/A UNITS) PTY LTD 1594 5 GOLDMAN SACHS AUSTRALIA PRIVATE EQUITY 100 N/A (GENERAL PARTNER) PTY LTD 1595 5 TATARA PTY LTD 100 N/A 1596 4 WERENOM PROPRIETARY LIMITED 100 N/A 1597 5 GOLDMAN SACHS AUSTRALIA CAPITAL MARKETS LIMITED 100 N/A 1598 6 COLLINS STREET FINANCIAL SERVICES PTY LTD 100 N/A 1599 6 EQUITY FINANCE NOMINEES PTY LTD 100 N/A 1600 6 GOLDMAN SACHS ASSET MANAGEMENT AUSTRALIA 100 N/A PTY LTD 1601 7 GOLDMAN SACHS AUSTRALIA ENHANCED N/A N/A The direct holder has INCOME FUND II Control through a Management Agreement or other arrangements. 1602 6 GOLDMAN SACHS AUSTRALIA MANAGED FUNDS 100 N/A LIMITED 1603 7 ASIAN EQUITIES KEYSTONE FUND N/A N/A The direct holder is a Trustee. 1604 7 BRIC EQUITIES KEYSTONE FUND N/A N/A The direct holder is a Trustee. 1605 7 BRIC II KEYSTONE FUND N/A N/A The direct holder is a Trustee. 1606 7 COMMODITY HINDSIGHT KEYSTONE FUND N/A N/A The direct holder is a Trustee. 1607 7 EUROPEAN EQUITIES KEYSTONE FUND N/A N/A The direct holder is a Trustee. 1608 7 FOOD, FEED, FUEL II KEYSTONE FUND N/A N/A The direct holder is a Trustee. 1609 7 FOOD, FEED, FUEL KEYSTONE FUND N/A N/A The direct holder is a Trustee. 1610 7 GLOBAL ALPHA FUND N/A N/A The direct holder is a Trustee. 1611 7 GLOBAL ALPHA FUND IDPS N/A N/A The direct holder is a Trustee. 1612 7 GLOBAL EQUITY HINDSIGHT KEYSTONE FUND N/A N/A The direct holder is a Trustee. 1613 7 GOLDMAN SACHS A$ CASH RESERVES FUND N/A N/A The direct holder is a Trustee. 1614 7 GOLDMAN SACHS AUSTRALIA QUANTITATIVE N/A N/A The direct holder is a EQUITY FUND Trustee. 1615 7 GOLDMAN SACHS AUSTRALIAN EQUITIES FUND N/A N/A The direct holder is a Trustee. 1616 7 GOLDMAN SACHS AUSTRALIAN EQUITIES N/A N/A The direct holder is a POOLED FUND Trustee. 1617 7 GOLDMAN SACHS AUSTRALIAN EQUITIES N/A N/A The direct holder is a WHOLESALE FUND Trustee. 1618 7 GOLDMAN SACHS AUSTRALIAN N/A N/A The direct holder is a INFRASTRUCTURE WHOLESALE FUND Trustee. 1619 7 GOLDMAN SACHS CASH TRUST N/A N/A The direct holder is a Trustee. 1620 7 GOLDMAN SACHS COLLATERAL MEZZANINE N/A N/A The direct holder is a FUND 05 Trustee. 1621 7 GOLDMAN SACHS CORE PLUS AUSTRALIAN N/A N/A The direct holder is a FIXED INCOME FUND Trustee. 1622 7 GOLDMAN SACHS DIVERSIFIED GROWTH FUND N/A N/A The direct holder is a Trustee. 1623 7 GOLDMAN SACHS DIVERSIFIED GROWTH N/A N/A The direct holder is a POOLED FUND Trustee. 1624 7 GOLDMAN SACHS DIVERSIFIED GROWTH N/A N/A The direct holder is a WHOLESALE FUND Trustee. 1625 7 GOLDMAN SACHS EMERGING LEADERS FUND N/A N/A The direct holder is a Trustee. 1626 7 GOLDMAN SACHS EMERGING LEADERS POOLED N/A N/A The direct holder is a FUND Trustee. 1627 7 GOLDMAN SACHS EMERGING LEADERS N/A N/A The direct holder is a WHOLESALE FUND Trustee. 1628 7 GOLDMAN SACHS ENHANCED INCOME FUND N/A N/A The direct holder is a Trustee. 1629 7 GOLDMAN SACHS ENHANCED INCOME POOLED N/A N/A The direct holder is a FUND Trustee. 1630 7 GOLDMAN SACHS ENHANCED INCOME N/A N/A The direct holder is a WHOLESALE FUND Trustee. 1631 7 GOLDMAN SACHS GLOBAL FLEX FUND N/A N/A The direct holder is a Trustee. 1632 7 GOLDMAN SACHS GLOBAL FLEX POOLED FUND N/A N/A The direct holder is a Trustee. 1633 7 GOLDMAN SACHS GLOBAL HIGH YIELD POOLED N/A N/A The direct holder is a FUND Trustee. 1634 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES N/A N/A The direct holder is a FUND Trustee. 1635 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES N/A N/A The direct holder is a POOLED FUND Trustee. 1636 7 GOLDMAN SACHS GLOBAL SMALL COMPANIES N/A N/A The direct holder is a WHOLESALE FUND Trustee. 1637 7 GOLDMAN SACHS HEDGED GLOBAL FLEX FUND N/A N/A The direct holder is a Trustee. 1638 7 GOLDMAN SACHS INCOME PLUS POOLED FUND N/A N/A The direct holder is a Trustee. 1639 7 GOLDMAN SACHS INCOME PLUS WHOLESALE N/A N/A The direct holder is a FUND Trustee. 1640 7 GOLDMAN SACHS INTERNATIONAL FUND N/A N/A The direct holder is a Trustee. 1641 7 GOLDMAN SACHS INTERNATIONAL POOLED FUND N/A N/A The direct holder is a Trustee. 1642 7 GOLDMAN SACHS INTERNATIONAL WHOLESALE N/A N/A The direct holder is a FUND Trustee. 1643 7 GOLDMAN SACHS INVESTMENT FUND N/A N/A The direct holder is a Trustee. 1644 7 GOLDMAN SACHS LEADERS FUND N/A N/A The direct holder is a Trustee. 1645 7 GOLDMAN SACHS PREMIER AUSTRALIAN N/A N/A The direct holder is a EQUITIES FUND Trustee. 1646 7 GOLDMAN SACHS PREMIER AUSTRALIAN N/A N/A The direct holder is a EQUITIES POOLED FUND Trustee. 1647 7 GOLDMAN SACHS RESOURCES FUND N/A N/A The direct holder is a Trustee. 1648 7 GOLDMAN SACHS RESOURCES POOLED FUND N/A N/A The direct holder is a Trustee. 1649 7 MULTI-STRATEGY FUND N/A N/A The direct holder is a Trustee. 1650 7 PORTFOLIO ADVANTAGE N/A N/A The direct holder is a Trustee. 1651 7 PRIVATE EQUITY FUND 2000 N/A N/A The direct holder is a Trustee. 1652 7 SUSTAINABILITY KEYSTONE FUND N/A N/A The direct holder is a Trustee. 1653 6 WERECAP NOMINEES PTY LTD 100 N/A 1654 3 GS HLDGS ANZ II PTY LTD 100 N/A 1655 4 GOLDMAN SACHS AUSTRALIA GROUP HOLDINGS PTY LTD 100 N/A This holding represents ownership in Ordinary shares. 1656 2 GOLDMAN SACHS HOUSING AND HEALTH CARE CAPITAL CORPORATION 100 N/A 1657 3 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING COMPANY N/A N/A The direct holder is a General Partner. 1658 2 GOLDMAN SACHS HOUSING AND HEALTH CARE FUNDING COMPANY N/A N/A The direct holder is a Limited Partner. 1659 2 GOLDMAN SACHS IBOVESPA ATIVO - FUNDO DE INVESTIMENTO EM 100 N/A COTAS DE FUNDOS DE INVESTIMENTO EM ACOES 1660 3 GOLDMAN SACHS MASTER IBOVESPA ATIVO - FUNDO DE 100 N/A INVESTIMENTO EM ACOES 1661 2 GOLDMAN SACHS IBX ATIVO - FUNDO DE INVESTIMENTO EM COTAS 100 N/A DE FUNDOS DE INVESTIMENTO EM ACOES 1662 3 GOLDMAN SACHS MASTER IBX ATIVO - FUNDO DE INVESTIMENTO 100 N/A EM ACOES 1663 2 GOLDMAN SACHS INCOME STRATEGIES PORTFOLIO 38 N/A 1664 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 1665 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES FUND, L.P. General Partner. 1666 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES HOLDINGS, L.P. Limited Partner. 1667 5 PRIVATE OPPORTUNITIES (MAURITIUS) I LIMITED 100 N/A 1668 5 PRIVATE OPPORTUNITIES (MAURITIUS) II LIMITED 100 N/A 1669 5 SANDS (CAYMAN) LTD. 100 N/A 1670 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 100 N/A HOLDINGS ADVISORS, INC. 1671 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES HOLDINGS, L.P. General Partner. 1672 2 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE OPPORTUNITIES 100 N/A OFFSHORE ADVISORS, INC. 1673 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. General Partner. 1674 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 100 N/A OPPORTUNITIES HOLDINGS I CORP. 1675 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES HOLDINGS, L.P. Limited Partner.
1676 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE, L.P. Financial Vehicles 1677 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 1678 2 GOLDMAN SACHS INVESTMENTS LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 1679 2 GOLDMAN SACHS IRELAND GROUP HOLDINGS LLC 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 1680 3 GOLDMAN SACHS IRELAND LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1681 2 GOLDMAN SACHS ISRAEL LLC 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 1682 2 GOLDMAN SACHS IUT MANAGEMENT LIMITED 523920 - Portfolio Dublin IRELAND Management 1683 3 LS UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1684 3 SPA UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 1685 3 SPA UNIT TRUST 2009-II 525910 - Open-End Dublin IRELAND Investment Funds 1686 2 GOLDMAN SACHS KMI INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1687 3 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1688 2 GOLDMAN SACHS KOREA EQUITY FEEDER INVESTMENT TRUST NO.1 525910 - Open-End Chong Ro-Gu KOREA, SOUTH Investment Funds 1689 2 GOLDMAN SACHS LONDON PROPERTY LIMITED 531120 - Lessors London UNITED KINGDOM of nonresidential (OTHER) buildings (except mini warehouses) 1690 2 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1691 2 GOLDMAN SACHS MANAGEMENT, INC. 525990 - Other New York NY UNITED STATES Financial Vehicles 1692 3 COF SPV 11/11, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1693 3 COIF SPV 3/11, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1694 3 GOLDMAN SACHS 2006 EXCHANGE FUND ADVISORS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1695 4 GOLDMAN SACHS 2006 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1696 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE UNITED STATES Financial Vehicles 1697 5 GSEP 2006 REALTY CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1698 3 GOLDMAN SACHS ABSOLUTE RETURN FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1699 3 GOLDMAN SACHS ALPHA LIMITED PARTNERS STRATEGIES, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1700 3 GOLDMAN SACHS ALPHA-BETA CONTINUUM FUND SPV, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1701 3 GOLDMAN SACHS BH FUND OFFSHORE, SPC 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1702 3 GOLDMAN SACHS COMMODITIES FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1703 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1704 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND OFFSHORE, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1705 3 GOLDMAN SACHS DIRECT STRATEGIES - QUANTITATIVE AND 525990 - Other George Town CAYMAN ISLANDS ACTIVE FUND OFFSHORE (L HOLDINGS), LTD. Financial Vehicles 1706 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND OFFSHORE (L 525990 - Other George Town CAYMAN ISLANDS HOLDINGS), LTD. Financial Vehicles 1707 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1708 3 GOLDMAN SACHS DIRECT STRATEGIES OFFSHORE EMPLOYEE 525910 - Open-End George Town CAYMAN ISLANDS FUND, LTD. Investment Funds 1709 3 GOLDMAN SACHS DIRECT STRATEGIES QUANTITATIVE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE (L HOLDINGS), LTD. Financial Vehicles 1710 3 GOLDMAN SACHS DIRECT STRATEGIES QUANTITATIVE FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1711 3 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1712 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE SPV, LTD. Financial Vehicles 1713 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1714 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1715 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING 525910 - Open-End George Town CAYMAN ISLANDS MARKETS MASTER FUND, L.P. Investment Funds 1716 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK FUND OFFSHORE, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1717 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1718 3 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT INSTITUTIONAL, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1719 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1720 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1721 3 GOLDMAN SACHS GLOBAL RELATIVE VALUE INSTITUTIONAL, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1722 3 GOLDMAN SACHS GLOBAL TACTICAL TRADING INSTITUTIONAL, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1723 3 GOLDMAN SACHS GLOBAL TRADING ADVISORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1724 4 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1725 3 GOLDMAN SACHS GLOBAL VOLATILITY FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1726 4 GOLDMAN SACHS GLOBAL VOLATILITY MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1727 3 GOLDMAN SACHS HEDGE FUND DYNAMIC STRATEGIES, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1728 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1729 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES INSTITUTIONAL, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1730 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1731 3 GOLDMAN SACHS HEDGE FUND PARTNERS INSTITUTIONAL, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1732 3 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1733 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES SPV 525910 - Open-End Dublin IRELAND LIMITED Investment Funds 1734 3 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1735 3 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1736 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1737 5 GSIP ERISA FUND (IRELAND) 525910 - Open-End Dublin IRELAND Investment Funds 1738 6 GSIP ERISA MASTER COMPANY (IRELAND) LIMITED 525910 - Open-End Dublin IRELAND Investment Funds 1739 3 GOLDMAN SACHS INVESTMENT PARTNERS JAPAN MANAGER 525910 - Open-End Camana Bay CAYMAN ISLANDS OFFSHORE EMPLOYEE FUND, LTD. Investment Funds 1740 3 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE EMPLOYEE 525910 - Open-End Camana Bay CAYMAN ISLANDS FUND, LTD. Investment Funds 1741 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS AGGREGATING FUND, L.P. Investment Funds 1742 3 GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1743 4 GOLDMAN SACHS 1998 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1744 4 GOLDMAN SACHS 1999 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1745 4 GOLDMAN SACHS 2000 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1746 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE UNITED STATES Financial Vehicles 1747 4 GOLDMAN SACHS 2001 EXCHANGE PLACE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1748 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE UNITED STATES Financial Vehicles 1749 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. 525990 - Other Dover DE UNITED STATES Financial Vehicles 1750 4 GOLDMAN SACHS GLOBAL ALPHA FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 1751 4 MANAGING DIRECTOR INVESTMENT FUND I, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1752 3 GOLDMAN SACHS MARKET INDEPENDENT FUND (2007) LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1753 3 GOLDMAN SACHS MARKET INDEPENDENT FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1754 3 GOLDMAN SACHS MULTI-STRATEGY OPPORTUNISTIC FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1755 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO COIS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1756 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1757 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 525910 - Open-End George Town CAYMAN ISLANDS (BROADSCOPE), LTD. Investment Funds 1758 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 525910 - Open-End George Town CAYMAN ISLANDS (BROADSCOPE) HOLDINGS A, LTD. Investment Funds 1759 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 525910 - Open-End New York NY UNITED STATES (BROADSCOPE) HOLDINGS, LLC Investment Funds
1676 3 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE, L.P. General Partner. 1677 4 GOLDMAN SACHS INVESTMENT PARTNERS PRIVATE N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 1678 2 GOLDMAN SACHS INVESTMENTS LTD. 100 N/A 1679 2 GOLDMAN SACHS IRELAND GROUP HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 1680 3 GOLDMAN SACHS IRELAND LLC N/A N/A The direct holder is a Managing Member. 1681 2 GOLDMAN SACHS ISRAEL LLC N/A N/A The direct holder is a Non-Managing Member. 1682 2 GOLDMAN SACHS IUT MANAGEMENT LIMITED 100 N/A 1683 3 LS UNIT TRUST 2009-I N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1684 3 SPA UNIT TRUST 2009-I N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1685 3 SPA UNIT TRUST 2009-II N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 1686 2 GOLDMAN SACHS KMI INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 1687 3 Kinder Morgan Holdco LLC 25 N/A 1688 2 GOLDMAN SACHS KOREA EQUITY FEEDER INVESTMENT TRUST NO.1 90 N/A 1689 2 GOLDMAN SACHS LONDON PROPERTY LIMITED 100 N/A 1690 2 GOLDMAN SACHS MANAGEMENT (IRELAND) LIMITED 100 N/A 1691 2 GOLDMAN SACHS MANAGEMENT, INC. 100 N/A 1692 3 COF SPV 11/11, LTD. 100 100 1693 3 COIF SPV 3/11, LTD. 100 N/A 1694 3 GOLDMAN SACHS 2006 EXCHANGE FUND ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1695 4 GOLDMAN SACHS 2006 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 1696 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1697 5 GSEP 2006 REALTY CORP. 100 N/A 1698 3 GOLDMAN SACHS ABSOLUTE RETURN FUND OFFSHORE, LTD. 100 N/A 1699 3 GOLDMAN SACHS ALPHA LIMITED PARTNERS STRATEGIES, LTD. 100 N/A 1700 3 GOLDMAN SACHS ALPHA-BETA CONTINUUM FUND SPV, LTD. 100 N/A 1701 3 GOLDMAN SACHS BH FUND OFFSHORE, SPC 100 N/A 1702 3 GOLDMAN SACHS COMMODITIES FUND OFFSHORE, LTD. 100 N/A 1703 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND N/A N/A The direct holder is a INSTITUTIONAL, LTD. Non-Managing Member. 1704 3 GOLDMAN SACHS COMMODITY OPPORTUNITIES FUND OFFSHORE, 100 N/A LTD. 1705 3 GOLDMAN SACHS DIRECT STRATEGIES - QUANTITATIVE AND 100 N/A ACTIVE FUND OFFSHORE (L HOLDINGS), LTD. 1706 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND OFFSHORE (L 100 N/A HOLDINGS), LTD. 1707 3 GOLDMAN SACHS DIRECT STRATEGIES 2006 FUND OFFSHORE, LTD 100 N/A 1708 3 GOLDMAN SACHS DIRECT STRATEGIES OFFSHORE EMPLOYEE 100 N/A FUND, LTD. 1709 3 GOLDMAN SACHS DIRECT STRATEGIES QUANTITATIVE FUND 100 N/A OFFSHORE (L HOLDINGS), LTD. 1710 3 GOLDMAN SACHS DIRECT STRATEGIES QUANTITATIVE FUND 100 N/A OFFSHORE, LTD. 1711 3 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD 100 N/A 1712 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND 100 N/A OFFSHORE SPV, LTD. 1713 3 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND 100 N/A OFFSHORE, LTD. 1714 3 GOLDMAN SACHS EMERGING MARKETS QUANTITATIVE FUND 100 N/A OFFSHORE, LTD. 1715 4 GOLDMAN SACHS QUANTITATIVE STRATEGIES EMERGING N/A N/A The direct holder is a MARKETS MASTER FUND, L.P. Limited Partner. 1716 3 GOLDMAN SACHS GLOBAL ALPHA DYNAMIC RISK FUND OFFSHORE, 100 N/A LTD. 1717 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD N/A N/A The direct holder is a Managing Member. 1718 3 GOLDMAN SACHS GLOBAL EQUITY LONG/SHORT INSTITUTIONAL, 100 N/A LTD. 1719 3 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES 100 N/A INSTITUTIONAL, LTD. 1720 3 GOLDMAN SACHS GLOBAL OPPORTUNITIES FUND OFFSHORE, LTD. 100 N/A 1721 3 GOLDMAN SACHS GLOBAL RELATIVE VALUE INSTITUTIONAL, LTD. 100 N/A 1722 3 GOLDMAN SACHS GLOBAL TACTICAL TRADING INSTITUTIONAL, 100 N/A LTD. 1723 3 GOLDMAN SACHS GLOBAL TRADING ADVISORS, LTD. 100 N/A 1724 4 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 1725 3 GOLDMAN SACHS GLOBAL VOLATILITY FUND OFFSHORE, LTD. 100 N/A 1726 4 GOLDMAN SACHS GLOBAL VOLATILITY MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1727 3 GOLDMAN SACHS HEDGE FUND DYNAMIC STRATEGIES, LTD. 100 N/A 1728 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES FUND, LTD. 100 N/A 1729 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES INSTITUTIONAL, 100 N/A LTD. 1730 3 GOLDMAN SACHS HEDGE FUND OPPORTUNITIES, LTD. 100 N/A 1731 3 GOLDMAN SACHS HEDGE FUND PARTNERS INSTITUTIONAL, LTD. 100 N/A 1732 3 GOLDMAN SACHS HEDGE FUND PARTNERS PLUS, LTD. 100 N/A 1733 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES SPV 59 N/A LIMITED 1734 3 GOLDMAN SACHS HFP OPPORTUNISTIC FUND, LTD. 100 N/A 1735 3 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, LTD. 100 N/A 1736 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1737 5 GSIP ERISA FUND (IRELAND) 100 N/A 1738 6 GSIP ERISA MASTER COMPANY (IRELAND) LIMITED 100 N/A 1739 3 GOLDMAN SACHS INVESTMENT PARTNERS JAPAN MANAGER 100 N/A OFFSHORE EMPLOYEE FUND, LTD. 1740 3 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE EMPLOYEE 100 N/A FUND, LTD. 1741 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE N/A N/A The direct holder is a AGGREGATING FUND, L.P. Limited Partner. 1742 3 GOLDMAN SACHS MANAGEMENT PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 1743 4 GOLDMAN SACHS 1998 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 1744 4 GOLDMAN SACHS 1999 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 1745 4 GOLDMAN SACHS 2000 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 1746 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1747 4 GOLDMAN SACHS 2001 EXCHANGE PLACE FUND, L.P. N/A N/A The direct holder is a General Partner. 1748 5 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1749 4 GOLDMAN SACHS EXCHANGE PLACE MASTER FUND, L.P. N/A N/A The direct holder is a General Partner. 1750 4 GOLDMAN SACHS GLOBAL ALPHA FUND, L.P. N/A N/A The direct holder is a General Partner. 1751 4 MANAGING DIRECTOR INVESTMENT FUND I, L.P. N/A N/A The direct holder is a General Partner. 1752 3 GOLDMAN SACHS MARKET INDEPENDENT FUND (2007) LTD. 100 N/A 1753 3 GOLDMAN SACHS MARKET INDEPENDENT FUND, LTD. 100 N/A 1754 3 GOLDMAN SACHS MULTI-STRATEGY OPPORTUNISTIC FUND, LTD. 100 N/A 1755 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO COIS, LTD. 100 N/A 1756 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II, LTD. 100 N/A 1757 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 100 N/A (BROADSCOPE), LTD. 1758 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 100 N/A (BROADSCOPE) HOLDINGS A, LTD. 1759 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A N/A N/A The direct holder is a (BROADSCOPE) HOLDINGS, LLC Non-Managing Member.
1760 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 525910 - Open-End George Town CAYMAN ISLANDS (BROADSCOPE) HOLDINGS B, LTD. Investment Funds 1761 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 525910 - Open-End New York NY UNITED STATES (BROADSCOPE) HOLDINGS, LLC Investment Funds 1762 4 MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS SP, LTD. Financial Vehicles 1763 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO IV, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1764 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO NG, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1765 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO SAF FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1766 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO V, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1767 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VI, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1768 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VII, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1769 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VIII, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1770 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO X, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1771 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1772 3 GOLDMAN SACHS MULTI-U PORTFOLIO LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1773 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY OFFSHORE FUND, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1774 3 GOLDMAN SACHS PRINCETON FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1775 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES SPV 525910 - Open-End Dublin IRELAND LIMITED Investment Funds 1776 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES ALPHA FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1777 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1778 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES FUND 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1779 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1780 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS INSTITUTIONAL, LTD. Investment Funds 1781 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1782 3 GOLDMAN SACHS SELECT FUND II, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1783 3 GOLDMAN SACHS SELECT FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1784 3 GOLDMAN SACHS STRATEGIC ALTERNATIVES FUND OFFSHORE, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1785 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS EMPLOYEE FUND, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1786 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1787 3 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1788 3 GOLDMAN SACHS TC FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1789 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1790 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN FUND 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, LTD. Investment Funds 1791 3 GOLDMAN SACHS WEST STREET PARTNERS EMPLOYEE FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1792 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1793 3 GOLDMAN SACHS WEST STREET PARTNERS II EMPLOYEE FUND 525910 - Open-End George Town CAYMAN ISLANDS 2006, LTD Investment Funds 1794 3 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1795 3 GOLDMAN SACHS WEST STREET PARTNERS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1796 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1797 3 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD FUND 2007, 525910 - Open-End George Town CAYMAN ISLANDS LTD. Investment Funds 1798 3 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 2007 525910 - Open-End George Town CAYMAN ISLANDS SEGREGATED PORTFOLIO Investment Funds 1799 3 GREEN CYPRESS FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1800 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1801 3 GS DEWORDE PORTFOLIO SPC LLC 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1802 3 GS DIRECT STRATEGIES FUND II OFFSHORE (L HOLDINGS), LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1803 3 Goldman Sachs Sherwood Fund, Ltd. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1804 3 LIBERTY HARBOR CONVEX STRATEGIES, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1805 3 LIBERTY HARBOR I OFFSHORE PMD FUND, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1806 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1807 3 LIBERTY HARBOR OFFSHORE I, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1808 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1809 3 MARKET INDEPENDENT FUND (2007) SPV, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1810 3 MULTI-STRATEGY PORTFOLIO ROCKTENN, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1811 3 SELECT COMMODITIES STRATEGIES, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1812 4 TE JENKINS INVESTORS, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1813 2 GOLDMAN SACHS NEW JERSEY L.L.C. 541990 - All Other Jersey City NJ UNITED STATES Professional, Scientific, and Technical Services 1814 2 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1815 3 GOLDMAN SACHS PEG COMBO KE FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 1816 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1817 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1818 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 1819 4 GOLDMAN SACHS VINTAGE FUND V, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1820 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1821 5 VINTAGE V ONSHORE CONSTABLE HOLDINGS, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1822 2 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE FUND 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 1823 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 1824 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1825 2 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND IV, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1826 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND I, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1827 3 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1828 3 GS PRIVATE EQUITY PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1829 4 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1830 5 EACCESS HOLDINGS L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1831 3 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1832 3 GS VINTAGE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1833 4 VF Holdings, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1834 3 NBK/GS PRIVATE EQUITY PARTNERS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1835 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND II, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1836 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 1837 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 1838 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 1839 4 MULTI-STRATEGY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1840 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 1841 5 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 1842 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 1843 4 MULTI-STRATEGY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles
1760 4 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A 100 N/A (BROADSCOPE) HOLDINGS B, LTD. 1761 5 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO II-A N/A N/A The direct holder is a (BROADSCOPE) HOLDINGS, LLC Non-Managing Member. 1762 4 MULTI-STRATEGY PORTFOLIO II-A (BROADSCOPE) 100 N/A HOLDINGS SP, LTD. 1763 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO IV, LTD. 100 N/A 1764 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO NG, LTD. 100 N/A 1765 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO SAF FUND, LTD. 100 N/A 1766 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO V, LTD. 100 N/A 1767 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VI, LTD. 100 N/A 1768 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VII, LTD. 100 N/A 1769 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO VIII, LTD. 100 N/A 1770 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO X, LTD. 100 N/A 1771 3 GOLDMAN SACHS MULTI-STRATEGY PORTFOLIO, LTD. 100 N/A 1772 3 GOLDMAN SACHS MULTI-U PORTFOLIO LTD. 100 N/A 1773 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY OFFSHORE FUND, 100 N/A LTD. 1774 3 GOLDMAN SACHS PRINCETON FUND, LTD. 100 N/A 1775 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES SPV 59 N/A LIMITED 1776 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES ALPHA FUND 100 N/A OFFSHORE, LTD. 1777 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND N/A N/A The direct holder is a INSTITUTIONAL, LTD. Non-Managing Member. 1778 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES FUND 100 N/A INSTITUTIONAL, LTD. 1779 4 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND N/A N/A The direct holder is a INSTITUTIONAL, LTD. Non-Managing Member. 1780 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND 100 N/A INSTITUTIONAL, LTD. 1781 3 GOLDMAN SACHS QUANTITATIVE COMMODITIES MASTER FUND 100 N/A OFFSHORE, LTD. 1782 3 GOLDMAN SACHS SELECT FUND II, LTD. 100 N/A 1783 3 GOLDMAN SACHS SELECT FUND, LTD. 100 N/A 1784 3 GOLDMAN SACHS STRATEGIC ALTERNATIVES FUND OFFSHORE, 100 N/A LTD. 1785 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS EMPLOYEE FUND, 100 N/A LTD. 1786 3 GOLDMAN SACHS STRATEGIC ASIA PARTNERS, LTD. 100 N/A 1787 3 GOLDMAN SACHS STRATEGIC EUROPE PARTNERS, LTD. 100 N/A 1788 3 GOLDMAN SACHS TC FUND OFFSHORE, LTD. 100 N/A 1789 4 GOLDMAN SACHS TC MASTER PARTNERSHIP, L.P. N/A N/A The direct holder is a Limited Partner. 1790 3 GOLDMAN SACHS U.S. EQUITY ABSOLUTE RETURN FUND 100 N/A OFFSHORE, LTD. 1791 3 GOLDMAN SACHS WEST STREET PARTNERS EMPLOYEE FUND, LTD. 100 N/A 1792 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, N/A N/A The direct holder is a LTD. Managing Member. 1793 3 GOLDMAN SACHS WEST STREET PARTNERS II EMPLOYEE FUND 100 N/A 2006, LTD 1794 3 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, LTD. N/A N/A The direct holder is a Managing Member. 1795 3 GOLDMAN SACHS WEST STREET PARTNERS, LTD. 100 N/A 1796 4 GOLDMAN SACHS WEST STREET PARTNERS MASTER FUND, N/A N/A The direct holder is a LTD. Managing Member. 1797 3 GOLDMAN SACHS WEST STREET PORTFOLIOS PMD FUND 2007, 100 N/A LTD. 1798 3 GOLDMAN SACHS WEST STREET PORTFOLIOS, SPC 2007 100 N/A SEGREGATED PORTFOLIO 1799 3 GREEN CYPRESS FUND, LTD. 100 N/A 1800 4 GOLDMAN SACHS DYNAMIC RISK MASTER FUND OFFSHORE, LTD N/A N/A The direct holder is a Managing Member. 1801 3 GS DEWORDE PORTFOLIO SPC LLC 100 N/A 1802 3 GS DIRECT STRATEGIES FUND II OFFSHORE (L HOLDINGS), LTD. 100 N/A 1803 3 Goldman Sachs Sherwood Fund, Ltd. 100 N/A 1804 3 LIBERTY HARBOR CONVEX STRATEGIES, LTD. 100 N/A 1805 3 LIBERTY HARBOR I OFFSHORE PMD FUND, LTD. 100 N/A 1806 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1807 3 LIBERTY HARBOR OFFSHORE I, LTD. 100 N/A 1808 4 LIBERTY HARBOR OFFSHORE I AGGREGATING FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1809 3 MARKET INDEPENDENT FUND (2007) SPV, LTD. 100 N/A 1810 3 MULTI-STRATEGY PORTFOLIO ROCKTENN, LTD. 100 N/A 1811 3 SELECT COMMODITIES STRATEGIES, LTD. 100 N/A 1812 4 TE JENKINS INVESTORS, LTD. N/A N/A The direct holder is a Managing Member. 1813 2 GOLDMAN SACHS NEW JERSEY L.L.C. N/A N/A The direct holder is a Managing Member. 1814 2 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1815 3 GOLDMAN SACHS PEG COMBO KE FUND, L.P. N/A N/A The direct holder is a General Partner. 1816 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY N/A N/A The direct holder is a FUND, L.P. Limited Partner. 1817 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, L.P. N/A N/A The direct holder is a Limited Partner. 1818 5 YES NETWORK HOLDING COMPANY, LLC 30 N/A 1819 4 GOLDMAN SACHS VINTAGE FUND V, L.P. N/A N/A The direct holder is a Limited Partner. 1820 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1821 5 VINTAGE V ONSHORE CONSTABLE HOLDINGS, INC. 100 N/A 1822 2 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE FUND N/A N/A The direct holder is a GP, L.L.C. Managing Member. 1823 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE N/A N/A The direct holder is a FUND OFFSHORE, L.P. General Partner. 1824 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 1825 2 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND IV, LLC N/A N/A The direct holder is a Non-Managing Member. 1826 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND I, LLC N/A N/A The direct holder is a Managing Member. 1827 3 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1828 3 GS PRIVATE EQUITY PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1829 4 GS CAPITAL PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1830 5 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 1831 3 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1832 3 GS VINTAGE FUND OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1833 4 VF Holdings, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1834 3 NBK/GS PRIVATE EQUITY PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 1835 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND II, LLC N/A N/A The direct holder is a Managing Member. 1836 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 1837 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 1838 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 1839 4 MULTI-STRATEGY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1840 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 1841 5 SUNGARD CAPITAL CORP. 10 N/A Class L 1842 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 1843 4 MULTI-STRATEGY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner.
1844 3 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 1845 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND III, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1846 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 1847 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 1848 3 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1849 4 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1850 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND IV, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1851 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 1852 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 1853 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND V, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1854 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 1855 3 GS PE CSEC ENERGY HOLDINGS, L.P. 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 1856 4 GSVA HOLDINGS, L.P. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 1857 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE FUND 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 1858 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Financial Vehicles 1859 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1860 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE FUND 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 1861 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Financial Vehicles 1862 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1863 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA PMD QP 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1864 4 PRIVATE EQUITY PARTNERS ASIA PMD QP FUND FOREIGN 551112 - Offices New York NY UNITED STATES INCOME BLOCKER, L.L.C. of Other Holding Companies 1865 3 Goldman Sachs Private Equity Partners Asia PMD QP Fund 525990 - Other George Town CAYMAN ISLANDS Offshore, Ltd. Financial Vehicles 1866 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 1867 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1868 4 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 1869 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 1870 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX PMD QP FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1871 2 GOLDMAN SACHS PROPERTY MANAGEMENT 53131 - London UNITED KINGDOM Nonresidential (OTHER) property managers 1872 2 GOLDMAN SACHS PROPRIETARY ACCESS FUND OFFSHORE, LTD. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 1873 3 GOLDMAN SACHS GLOBAL ALPHA FUND PLC 525910 - Open-End Dublin IRELAND Investment Funds 1874 2 GOLDMAN SACHS REAL ESTATE ADVISORS GERMANY GMBH 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 1875 3 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. 525990 - Other London UNITED KINGDOM KG Financial Vehicles (OTHER) 1876 2 GOLDMAN SACHS REAL ESTATE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 1877 3 GOLDMAN SACHS REAL ESTATE PARTNERS INSTITUTIONAL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1878 4 GOLDMAN SACHS REAL ESTATE OPERATOR INTEREST 525990 - Other Wilmington DE UNITED STATES HOLDINGS, L.L.C. Financial Vehicles 1879 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1880 3 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. 525990 - Other London UNITED KINGDOM KG Financial Vehicles (OTHER) 1881 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) 525990 - Other George Town CAYMAN ISLANDS LIMITED PARTNERSHIP Financial Vehicles 1882 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 1883 4 GSREMP DB ATP POOL 1 GP-B, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1884 5 GSREMP DB ATP POOL 1-B, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1885 4 GSREMP DB ATP POOL 1-B, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1886 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1887 4 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 1888 3 GSREMP ASSET HOLDING OFFSHORE GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1889 4 GSREMP ASSET HOLDING OFFSHORE, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1890 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1891 6 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1892 5 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1893 3 GSREMP ASSET HOLDING OFFSHORE, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1894 3 GSREMP FINANCE OFFSHORE GP, LLC 525990 - Other Irving TX UNITED STATES Financial Vehicles 1895 4 GSREMP FINANCE OFFSHORE, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1896 5 GSREMP BWY POOL 1 GP, L.L.C. 525990 - Other Irving TX UNITED STATES Financial Vehicles 1897 6 GSREMP BWY POOL 1, LP 525990 - Other Irving TX UNITED STATES Financial Vehicles 1898 5 GSREMP BWY POOL 1, LP 525990 - Other Irving TX UNITED STATES Financial Vehicles 1899 5 GSREMP DB POOL 1 GP- B, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1900 6 GSREMP DB POOL 1-B, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1901 5 GSREMP DB POOL 1-B, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1902 3 GSREMP FINANCE OFFSHORE, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1903 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (TREATY) 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP Financial Vehicles 1904 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1905 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY 525990 - Other Wilmington DE UNITED STATES ORIGINATION GP, L.L.C. Financial Vehicles 1906 5 GS Real Estate Mezzanine Partners Treaty 525990 - Other Wilmington DE UNITED STATES Origination, L.P. Financial Vehicles 1907 4 GS Real Estate Mezzanine Partners Treaty 525990 - Other Wilmington DE UNITED STATES Origination, L.P. Financial Vehicles 1908 4 GSREMP DB ATP POOL 1 GP-C, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1909 5 GSREMP DB ATP POOL 1-C, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1910 4 GSREMP DB ATP POOL 1-C, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1911 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1912 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1913 3 GSREMP ASSET HOLDING TREATY GP, LLC 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1914 4 GSREMP ASSET HOLDING TREATY, L.P. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1915 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1916 5 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1917 5 GSREMP ASSET HOLDING FUNDING TREATY, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1918 6 GSREMP ORIGINATION JOINT HOLDING GP, L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1919 7 GSREMP ORIGINATION JOINT HOLDING, L.P. 522292 - Real Wilmington DE UNITED STATES Estate Credit 1920 6 GSREMP ORIGINATION JOINT HOLDING, L.P. 522292 - Real Wilmington DE UNITED STATES Estate Credit 1921 5 GSREMP Asset Holding Funding Treaty GP, LLC 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1922 6 GSREMP ASSET HOLDING FUNDING TREATY, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1923 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1924 6 GSREMP MONTAGE JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1925 5 GSREMP MONTAGE JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1926 3 GSREMP ASSET HOLDING TREATY, L.P. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1927 3 GSREMP FINANCE TREATY GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles
1844 3 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE HOLDINGS, N/A N/A The direct holder is a L.P. Limited Partner. 1845 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND III, LLC N/A N/A The direct holder is a Managing Member. 1846 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 1847 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 1848 3 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1849 4 VF III HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1850 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND IV, LLC N/A N/A The direct holder is a Managing Member. 1851 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 1852 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE N/A N/A The direct holder is a FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 1853 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND V, LLC N/A N/A The direct holder is a Managing Member. 1854 2 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, LLC N/A N/A The direct holder is a Non-Managing Member. 1855 3 GS PE CSEC ENERGY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1856 4 GSVA HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 1857 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE FUND N/A N/A The direct holder is a GP, L.L.C. Non-Managing Member. 1858 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE 100 N/A FUND OFFSHORE, LTD. 1859 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 1860 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE FUND N/A N/A The direct holder is a GP, L.L.C. Non-Managing Member. 1861 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE 100 N/A FUND OFFSHORE, LTD. 1862 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 1863 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA PMD QP N/A N/A The direct holder is a FUND, L.P. General Partner. 1864 4 PRIVATE EQUITY PARTNERS ASIA PMD QP FUND FOREIGN N/A N/A The direct holder is a INCOME BLOCKER, L.L.C. Managing Member. 1865 3 Goldman Sachs Private Equity Partners Asia PMD QP Fund 100 N/A Offshore, Ltd. 1866 2 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 1867 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 1868 4 YES NETWORK HOLDING COMPANY, LLC 30 N/A 1869 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX PMD QP FUND 100 N/A OFFSHORE, LTD. 1870 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX PMD QP FUND, N/A N/A The direct holder is a L.P. General Partner. 1871 2 GOLDMAN SACHS PROPERTY MANAGEMENT 100 N/A 1872 2 GOLDMAN SACHS PROPRIETARY ACCESS FUND OFFSHORE, LTD. 100 N/A 1873 3 GOLDMAN SACHS GLOBAL ALPHA FUND PLC 1 N/A 1874 2 GOLDMAN SACHS REAL ESTATE ADVISORS GERMANY GMBH N/A N/A The direct holder is a Non-Managing Member. 1875 3 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. N/A N/A The direct holder is a KG General Partner. 1876 2 GOLDMAN SACHS REAL ESTATE ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 1877 3 GOLDMAN SACHS REAL ESTATE PARTNERS INSTITUTIONAL, L.P. N/A N/A The direct holder is a General Partner. 1878 4 GOLDMAN SACHS REAL ESTATE OPERATOR INTEREST N/A N/A The direct holder is a HOLDINGS, L.L.C. Non-Managing Member. 1879 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 1880 3 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. N/A N/A The direct holder is a KG General Partner. 1881 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) N/A N/A The direct holder is a LIMITED PARTNERSHIP Limited Partner. 1882 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1883 4 GSREMP DB ATP POOL 1 GP-B, L.L.C. N/A N/A The direct holder is a Managing Member. 1884 5 GSREMP DB ATP POOL 1-B, L.P. N/A N/A The direct holder is a General Partner. 1885 4 GSREMP DB ATP POOL 1-B, L.P. N/A N/A The direct holder is a Limited Partner. 1886 3 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1887 4 GS REAL ESTATE MEZZANINE PARTNERS OFFSHORE FUND, N/A N/A The direct holder is a L.P. General Partner. 1888 3 GSREMP ASSET HOLDING OFFSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1889 4 GSREMP ASSET HOLDING OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 1890 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1891 6 GSREMP ACQUISITION JOINT HOLDING, L.P. N/A N/A The direct holder is a General Partner. 1892 5 GSREMP ACQUISITION JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1893 3 GSREMP ASSET HOLDING OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1894 3 GSREMP FINANCE OFFSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1895 4 GSREMP FINANCE OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 1896 5 GSREMP BWY POOL 1 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1897 6 GSREMP BWY POOL 1, LP N/A N/A The direct holder is a General Partner. 1898 5 GSREMP BWY POOL 1, LP N/A N/A The direct holder is a Limited Partner. 1899 5 GSREMP DB POOL 1 GP- B, L.L.C. N/A N/A The direct holder is a Managing Member. 1900 6 GSREMP DB POOL 1-B, L.P. N/A N/A The direct holder is a General Partner. 1901 5 GSREMP DB POOL 1-B, L.P. N/A N/A The direct holder is a Limited Partner. 1902 3 GSREMP FINANCE OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1903 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (TREATY) N/A N/A The direct holder is a LIMITED PARTNERSHIP Limited Partner. 1904 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1905 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY N/A N/A The direct holder is a ORIGINATION GP, L.L.C. Managing Member. 1906 5 GS Real Estate Mezzanine Partners Treaty N/A N/A The direct holder is a Origination, L.P. General Partner. 1907 4 GS Real Estate Mezzanine Partners Treaty N/A N/A The direct holder is a Origination, L.P. Limited Partner. 1908 4 GSREMP DB ATP POOL 1 GP-C, L.L.C. N/A N/A The direct holder is a Managing Member. 1909 5 GSREMP DB ATP POOL 1-C, L.P. N/A N/A The direct holder is a General Partner. 1910 4 GSREMP DB ATP POOL 1-C, L.P. N/A N/A The direct holder is a Limited Partner. 1911 3 GS REAL ESTATE MEZZANINE PARTNERS TREATY GP, LLC N/A N/A The direct holder is a Managing Member. 1912 4 GS REAL ESTATE MEZZANINE PARTNERS TREATY FUND, L.P. N/A N/A The direct holder is a General Partner. 1913 3 GSREMP ASSET HOLDING TREATY GP, LLC N/A N/A The direct holder is a Managing Member. 1914 4 GSREMP ASSET HOLDING TREATY, L.P. N/A N/A The direct holder is a General Partner. 1915 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1916 5 GSREMP ACQUISITION JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1917 5 GSREMP ASSET HOLDING FUNDING TREATY, L.P. N/A N/A The direct holder is a Limited Partner. 1918 6 GSREMP ORIGINATION JOINT HOLDING GP, L.L.C. N/A N/A The direct holder is a Managing Member. 1919 7 GSREMP ORIGINATION JOINT HOLDING, L.P. N/A N/A The direct holder is a General Partner. 1920 6 GSREMP ORIGINATION JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1921 5 GSREMP Asset Holding Funding Treaty GP, LLC N/A N/A The direct holder is a Managing Member. 1922 6 GSREMP ASSET HOLDING FUNDING TREATY, L.P. N/A N/A The direct holder is a General Partner. 1923 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. N/A N/A The direct holder is a Managing Member. 1924 6 GSREMP MONTAGE JOINT HOLDING, L.P. N/A N/A The direct holder is a General Partner. 1925 5 GSREMP MONTAGE JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1926 3 GSREMP ASSET HOLDING TREATY, L.P. N/A N/A The direct holder is a Limited Partner. 1927 3 GSREMP FINANCE TREATY GP, LLC N/A N/A The direct holder is a Managing Member.
1928 4 GSREMP FINANCE TREATY, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1929 5 GSREMP BWY POOL 1 GP, L.L.C. 525990 - Other Irving TX UNITED STATES Financial Vehicles 1930 5 GSREMP BWY POOL 1, LP 525990 - Other Irving TX UNITED STATES Financial Vehicles 1931 5 GSREMP DB POOL 1 GP- C, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1932 6 GSREMP DB POOL 1-C, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1933 5 GSREMP DB POOL 1-C, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1934 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP Financial Vehicles 1935 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1936 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE 525990 - Other Wilmington DE UNITED STATES ORIGINATION GP, L.L.C. Financial Vehicles 1937 5 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE 525990 - Other Wilmington DE UNITED STATES ORIGINATION, L.P. Financial Vehicles 1938 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE 525990 - Other Wilmington DE UNITED STATES ORIGINATION, L.P. Financial Vehicles 1939 4 GSREMP DB ATP POOL 1 GP-A, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1940 5 GSREMP DB ATP POOL 1-A, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1941 4 GSREMP DB ATP POOL 1-A, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1942 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1943 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1944 3 GSREMP ASSET HOLDING ONSHORE GP, LLC 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1945 4 GSREMP ASSET HOLDING ONSHORE, L.P. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1946 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1947 5 GSREMP ACQUISITION JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1948 5 GSREMP ASSET HOLDING FUNDING ONSHORE GP, LLC 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1949 6 GSREMP ASSET HOLDING FUNDING ONSHORE, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 1950 7 GSREMP ORIGINATION JOINT HOLDING GP, L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1951 7 GSREMP ORIGINATION JOINT HOLDING, L.P. 522292 - Real Wilmington DE UNITED STATES Estate Credit 1952 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1953 5 GSREMP MONTAGE JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1954 3 GSREMP ASSET HOLDING ONSHORE, L.P. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 1955 3 GSREMP FINANCE ONSHORE GP, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 1956 4 GSREMP FINANCE ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1957 5 GSREMP BWY POOL 1 GP, L.L.C. 525990 - Other Irving TX UNITED STATES Financial Vehicles 1958 5 GSREMP BWY POOL 1, LP 525990 - Other Irving TX UNITED STATES Financial Vehicles 1959 5 GSREMP DB POOL 1 GP- A, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1960 6 GSREMP DB POOL 1-A, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1961 5 GSREMP DB POOL 1-A, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1962 5 GSREMP ORIGINATION FINANCE JH GP, L.L.C. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 1963 6 GSREMP ORIGINATION FINANCE JH, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1964 7 GSREMP ORIGINATION TWO JOINT HOLDING GP, 551112 - Offices Irving TX UNITED STATES L.L.C. of Other Holding Companies 1965 8 GSREMP ORIGINATION TWO JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1966 7 GSREMP ORIGINATION TWO JOINT HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1967 5 GSREMP ORIGINATION FINANCE JH, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1968 3 GSREMP FINANCE ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1969 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD FUNDS 525990 - Other New York NY UNITED STATES G.P., L.L.C. Financial Vehicles 1970 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 1971 4 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP Financial Vehicles 1972 3 Goldman Sachs Real Estate Mezzanine Partners Employee 525990 - Other George Town CAYMAN ISLANDS Holdings, LP Financial Vehicles 1973 4 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) 525990 - Other George Town CAYMAN ISLANDS LIMITED PARTNERSHIP Financial Vehicles 1974 3 Goldman Sachs Real Estate Mezzanine Partners Override 525990 - Other New York NY UNITED STATES Fund 2008, L.P. Financial Vehicles 1975 3 Goldman Sachs Real Estate Mezzanine Partners Override 525990 - Other George Town CAYMAN ISLANDS Offshore Fund 2008, LTD. Financial Vehicles 1976 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 1977 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 1978 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1979 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1980 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUNDS GP, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 1981 3 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1982 2 GOLDMAN SACHS REAL ESTATE PARTNERS INSTITUTIONAL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1983 2 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 1984 2 GOLDMAN SACHS RENDA FIXA FUNDO DE INVESTIMENTO EM COTAS DE 525910 - Open-End Rio de Janeiro BRAZIL FUNDO DE INVESTIMENTO Investment Funds 1985 3 GOLDMAN SACHS MASTER RENDA FIXA FUNDO DE INVESTIMENTO 525910 - Open-End Rio de Janeiro BRAZIL Investment Funds 1986 2 GOLDMAN SACHS REPRESENTACOES LTDA. 523110 - Sao Paulo BRAZIL Investment Banking and Securities Dealing 1987 2 GOLDMAN SACHS RETIREMENT STRATEGY 2010 PORTFOLIO 525910 - Open-End New York NY UNITED STATES Investment Funds 1988 2 GOLDMAN SACHS RETIREMENT STRATEGY 2015 PORTFOLIO 525910 - Open-End New York NY UNITED STATES Investment Funds 1989 2 GOLDMAN SACHS RETIREMENT STRATEGY 2020 PORTFOLIO 525910 - Open-End New York NY UNITED STATES Investment Funds 1990 2 GOLDMAN SACHS RETIREMENT STRATEGY 2030 PORTFOLIO 525910 - Open-End New York NY UNITED STATES Investment Funds 1991 2 GOLDMAN SACHS RETIREMENT STRATEGY 2040 PORTFOLIO 525910 - Open-End New York NY UNITED STATES Investment Funds 1992 2 GOLDMAN SACHS RETIREMENT STRATEGY 2050 PORTFOLIO 525910 - Open-End New York NY UNITED STATES Investment Funds 1993 2 GOLDMAN SACHS RISK ADVISORS, L.P. 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 1994 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 524298 - All Other Hamilton BERMUDA Insurance Related Activities 1995 3 ARROW CAPITAL RISK SERVICES LIMITED 524298 - All Other Hamilton BERMUDA Insurance Related Activities 1996 2 GOLDMAN SACHS RISK SERVICES L.L.C. 524210 - Insurance NEW YORK NY UNITED STATES Agencies and Brokerages 1997 2 GOLDMAN SACHS SECURED FINANCE LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 1998 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 1999 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. II 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2000 3 GOLDMAN SACHS SPECIALTY LENDING CLO-I, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2001 2 GOLDMAN SACHS TRUST - GOLDMAN SACHS U.S. EQUITY FUND 525910 - Open-End New York NY UNITED STATES Investment Funds 2002 2 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2003 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2004 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX UNITED STATES Financial Vehicles 2005 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX UNITED STATES Financial Vehicles 2006 2 GOLDMAN SACHS TXU INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2007 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2008 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX UNITED STATES Financial Vehicles 2009 2 GOLDMAN SACHS US DOLLAR LIBOR TRACKER 6 MONTHS FUND 525910 - Open-End Dublin IRELAND Investment Funds 2010 2 GOLDMAN SACHS VINTAGE III EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2011 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles
1928 4 GSREMP FINANCE TREATY, L.P. N/A N/A The direct holder is a General Partner. 1929 5 GSREMP BWY POOL 1 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1930 5 GSREMP BWY POOL 1, LP N/A N/A The direct holder is a Limited Partner. 1931 5 GSREMP DB POOL 1 GP- C, L.L.C. N/A N/A The direct holder is a Managing Member. 1932 6 GSREMP DB POOL 1-C, L.P. N/A N/A The direct holder is a General Partner. 1933 5 GSREMP DB POOL 1-C, L.P. N/A N/A The direct holder is a Limited Partner. 1934 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) N/A N/A The direct holder is a LIMITED PARTNERSHIP Limited Partner. 1935 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1936 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE N/A N/A The direct holder is a ORIGINATION GP, L.L.C. Managing Member. 1937 5 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE N/A N/A The direct holder is a ORIGINATION, L.P. General Partner. 1938 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE N/A N/A The direct holder is a ORIGINATION, L.P. Limited Partner. 1939 4 GSREMP DB ATP POOL 1 GP-A, L.L.C. N/A N/A The direct holder is a Managing Member. 1940 5 GSREMP DB ATP POOL 1-A, L.P. N/A N/A The direct holder is a General Partner. 1941 4 GSREMP DB ATP POOL 1-A, L.P. N/A N/A The direct holder is a Limited Partner. 1942 3 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1943 4 GS REAL ESTATE MEZZANINE PARTNERS ONSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 1944 3 GSREMP ASSET HOLDING ONSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1945 4 GSREMP ASSET HOLDING ONSHORE, L.P. N/A N/A The direct holder is a General Partner. 1946 5 GSREMP ACQUISITION JOINT HOLDING GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1947 5 GSREMP ACQUISITION JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1948 5 GSREMP ASSET HOLDING FUNDING ONSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1949 6 GSREMP ASSET HOLDING FUNDING ONSHORE, L.P. N/A N/A The direct holder is a General Partner. 1950 7 GSREMP ORIGINATION JOINT HOLDING GP, L.L.C. N/A N/A The direct holder is a Managing Member. 1951 7 GSREMP ORIGINATION JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1952 5 GSREMP MONTAGE JOINT HOLDING GP, L.L.C. N/A N/A The direct holder is a Managing Member. 1953 5 GSREMP MONTAGE JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1954 3 GSREMP ASSET HOLDING ONSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1955 3 GSREMP FINANCE ONSHORE GP, LLC N/A N/A The direct holder is a Managing Member. 1956 4 GSREMP FINANCE ONSHORE, L.P. N/A N/A The direct holder is a General Partner. 1957 5 GSREMP BWY POOL 1 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1958 5 GSREMP BWY POOL 1, LP N/A N/A The direct holder is a Limited Partner. 1959 5 GSREMP DB POOL 1 GP- A, L.L.C. N/A N/A The direct holder is a Managing Member. 1960 6 GSREMP DB POOL 1-A, L.P. N/A N/A The direct holder is a General Partner. 1961 5 GSREMP DB POOL 1-A, L.P. N/A N/A The direct holder is a Limited Partner. 1962 5 GSREMP ORIGINATION FINANCE JH GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1963 6 GSREMP ORIGINATION FINANCE JH, L.P. N/A N/A The direct holder is a General Partner. 1964 7 GSREMP ORIGINATION TWO JOINT HOLDING GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 1965 8 GSREMP ORIGINATION TWO JOINT HOLDING, L.P. N/A N/A The direct holder is a General Partner. 1966 7 GSREMP ORIGINATION TWO JOINT HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 1967 5 GSREMP ORIGINATION FINANCE JH, L.P. N/A N/A The direct holder is a Limited Partner. 1968 3 GSREMP FINANCE ONSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 1969 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD FUNDS N/A N/A The direct holder is a G.P., L.L.C. Non-Managing Member. 1970 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP N/A N/A The direct holder is a FUND, L.P. General Partner. 1971 4 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) N/A N/A The direct holder is a LIMITED PARTNERSHIP Limited Partner. 1972 3 Goldman Sachs Real Estate Mezzanine Partners Employee N/A N/A The direct holder is a Holdings, LP General Partner. 1973 4 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) N/A N/A The direct holder is a LIMITED PARTNERSHIP Limited Partner. 1974 3 Goldman Sachs Real Estate Mezzanine Partners Override N/A N/A The direct holder is a Fund 2008, L.P. General Partner. 1975 3 Goldman Sachs Real Estate Mezzanine Partners Override 100 N/A Offshore Fund 2008, LTD. 1976 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP FUND 100 N/A OFFSHORE, LTD. 1977 2 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS PMD QP FUND, N/A N/A The direct holder is a L.P. Limited Partner. 1978 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 1979 3 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 1980 2 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUNDS GP, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 1981 3 GOLDMAN SACHS REAL ESTATE PARTNERS EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 1982 2 GOLDMAN SACHS REAL ESTATE PARTNERS INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 1983 2 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 1984 2 GOLDMAN SACHS RENDA FIXA FUNDO DE INVESTIMENTO EM COTAS DE 100 N/A FUNDO DE INVESTIMENTO 1985 3 GOLDMAN SACHS MASTER RENDA FIXA FUNDO DE INVESTIMENTO 100 N/A 1986 2 GOLDMAN SACHS REPRESENTACOES LTDA. N/A N/A The direct holder is a Non-Managing Member. 1987 2 GOLDMAN SACHS RETIREMENT STRATEGY 2010 PORTFOLIO 61 N/A 1988 2 GOLDMAN SACHS RETIREMENT STRATEGY 2015 PORTFOLIO 60 N/A 1989 2 GOLDMAN SACHS RETIREMENT STRATEGY 2020 PORTFOLIO 50 N/A 1990 2 GOLDMAN SACHS RETIREMENT STRATEGY 2030 PORTFOLIO 33 N/A 1991 2 GOLDMAN SACHS RETIREMENT STRATEGY 2040 PORTFOLIO 51 N/A 1992 2 GOLDMAN SACHS RETIREMENT STRATEGY 2050 PORTFOLIO 74 N/A 1993 2 GOLDMAN SACHS RISK ADVISORS, L.P. N/A N/A The direct holder is a Limited Partner. 1994 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 100 N/A 1995 3 ARIEL RE BERMUDA LIMITED 100 N/A 1996 2 GOLDMAN SACHS RISK SERVICES L.L.C. N/A N/A The direct holder is a Non-Managing Member. 1997 2 GOLDMAN SACHS SECURED FINANCE LIMITED 100 N/A 1998 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. 100 N/A 1999 2 GOLDMAN SACHS SPECIALTY LENDING HOLDINGS, INC. II 100 N/A 2000 3 GOLDMAN SACHS SPECIALTY LENDING CLO-I, LTD. 100 N/A 2001 2 GOLDMAN SACHS TRUST - GOLDMAN SACHS U.S. EQUITY FUND 100 N/A 2002 2 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2003 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2004 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 100 11 2005 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 100 11 2006 2 GOLDMAN SACHS TXU INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 2007 3 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2008 3 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 100 11 2009 2 GOLDMAN SACHS US DOLLAR LIBOR TRACKER 6 MONTHS FUND 100 N/A 2010 2 GOLDMAN SACHS VINTAGE III EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2011 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner.
2012 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2013 4 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2014 2 GOLDMAN SACHS VOL-HOLDINGS, LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2015 3 VOLBROKER.COM LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2016 4 TFS-ICAP Limited 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2017 4 TFS-ICAP, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2018 4 TRADITION FINANCIAL SERVICES GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2019 2 GOLDMAN SACHS YES INVESTORS ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2020 3 GOLDMAN SACHS YES INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2021 4 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 2022 2 GOLDMAN SACHS YES INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2023 2 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A 522110 - Sao Paulo BRAZIL Commercial Banking 2024 2 GOLDMAN, SACHS & CO. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 2025 3 ATLANTIC CAPITAL BANCSHARES, INC. 522110 - Atlanta GA UNITED STATES Commercial Banking 2026 3 AUGUSTA ADVISORS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2027 3 AVENUE FINANCIAL HOLDINGS, INC. 522110 - Nashville TN UNITED STATES Commercial Banking 2028 3 BAMM HOLLOW, LLC 531390 - Other West Trenton NJ UNITED STATES activities related to real estate 2029 3 CHI-X GLOBAL HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2030 3 CHILTERN TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 2031 3 CIP 2011 PARTNERS ADVISORS, L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2032 3 DERIVIX CORP. 541990 - All Other Beverly MA UNITED STATES Professional, Scientific, and Technical Services 2033 3 FLURET TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 2034 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2035 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2036 3 GOLDMAN SACHS HOPU I PMD FUND GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2037 4 GOLDMAN SACHS HOPU I PMD QP FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2038 3 GOLDMAN SACHS PARENTIS LIMITED 551114 - George Town CAYMAN ISLANDS Corporate, Subsidiary, and Regional Managing Offices 2039 4 GOLDMAN SACHS SERVICES LIMITED 54121 - Tortola BRITISH VIRGIN Accounting, Tax ISLANDS Preparation, Bookkeeping and Payroll Services 2040 3 GOLDMAN SACHS PARIS INC. ET CIE 522110 - Paris FRANCE (OTHER) Commercial Banking 2041 3 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2042 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY FUND, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 2043 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND 525990 - Other New York NY UNITED STATES GP, L.L.C. Financial Vehicles 2044 3 GOLDMAN SACHS REPRESENTACOES LTDA. 523110 - Sao Paulo BRAZIL Investment Banking and Securities Dealing 2045 3 GS CAPITAL PARTNERS V EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2046 4 GS CAPITAL PARTNERS V EMPLOYEE FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2047 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2048 6 GS CAPITAL PARTNERS V FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2049 7 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2050 7 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2051 7 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2052 7 EDAM HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2053 8 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. 525990 - Other Hilversum NETHERLANDS Financial Vehicles 2054 7 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 2055 7 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2056 7 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2057 7 GRE OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2058 7 GS DEJAKOO II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2059 8 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2060 7 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2061 7 GS PRYSMIAN CO-INVEST LP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2062 8 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2063 7 GSCP V CEBRIDGE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2064 8 GSCP V CEBRIDGE HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2065 9 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2066 7 GSCP V CEBRIDGE HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2067 7 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2068 7 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2069 7 HAR JPN CAYMAN HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2070 8 OCNS CAYMAN GP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2071 7 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2072 7 MULBERRY HOLDINGS I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2073 7 OCNS CAYMAN, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2074 7 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2075 7 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2076 7 UES OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2077 6 GSCP V ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2078 7 GS CAPITAL PARTNERS V FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2079 7 GS PRYSMIAN CO-INVEST GP LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2080 8 GS PRYSMIAN CO-INVEST LP 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2081 6 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2082 6 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2083 4 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2084 4 GS CAPITAL PARTNERS V EMPLOYEE JAPAN FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2085 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2086 4 GS CAPITAL PARTNERS V PCP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2087 5 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2088 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2089 6 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2090 6 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2091 7 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2092 7 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2093 7 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2094 7 DEJAKOO CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2095 7 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles
2012 3 GOLDMAN SACHS VINTAGE III EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2013 4 VF III HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2014 2 GOLDMAN SACHS VOL-HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 2015 3 VOLBROKER.COM LIMITED 21 N/A 2016 4 TFS-ICAP Limited 49 N/A 2017 4 TFS-ICAP, LLC N/A N/A The direct holder is a Managing Member. 2018 4 TRADITION FINANCIAL SERVICES GMBH N/A N/A The direct holder is a Non-Managing Member. 2019 2 GOLDMAN SACHS YES INVESTORS ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2020 3 GOLDMAN SACHS YES INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2021 4 YES NETWORK HOLDING COMPANY, LLC 30 N/A 2022 2 GOLDMAN SACHS YES INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 2023 2 GOLDMAN SACHS do BRASIL BANCO MULTIPLO S/A 100 N/A 2024 2 GOLDMAN, SACHS & CO. N/A N/A The direct holder is a Limited Partner. 2025 3 ATLANTIC CAPITAL BANCSHARES, INC. 9 N/A 2026 3 AUGUSTA ADVISORS, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2027 3 AVENUE FINANCIAL HOLDINGS, INC. 9 N/A 2028 3 BAMM HOLLOW, LLC N/A N/A The direct holder is a Non-Managing Member. 2029 3 CHI-X GLOBAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2030 3 CHILTERN TRUST N/A N/A The direct holder is a Trustee. 2031 3 CIP 2011 PARTNERS ADVISORS, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2032 3 DERIVIX CORP. 42 N/A 2033 3 FLURET TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2034 3 GOLDMAN SACHS (ASIA) FINANCE HOLDINGS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2035 3 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 100 N/A 2036 3 GOLDMAN SACHS HOPU I PMD FUND GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2037 4 GOLDMAN SACHS HOPU I PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 2038 3 GOLDMAN SACHS PARENTIS LIMITED 100 N/A 2039 4 GOLDMAN SACHS SERVICES LIMITED 100 N/A 2040 3 GOLDMAN SACHS PARIS INC. ET CIE N/A N/A The direct holder is a Limited Partner. 2041 3 GOLDMAN SACHS PEG COMBO KE FUND GP, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2042 3 GOLDMAN SACHS PMD SPECIAL OPPORTUNITY FUND, LLC N/A N/A The direct holder is a Managing Member. 2043 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND N/A N/A The direct holder has GP, L.L.C. Control through a Management Agreement or other arrangements. 2044 3 GOLDMAN SACHS REPRESENTACOES LTDA. N/A N/A The direct holder is a Non-Managing Member. 2045 3 GS CAPITAL PARTNERS V EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2046 4 GS CAPITAL PARTNERS V EMPLOYEE FUND OFFSHORE, LTD. 100 N/A 2047 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2048 6 GS CAPITAL PARTNERS V FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2049 7 ALCHEMY HOLDING S.A.R.L. 99 96 2050 7 ARAMARK HOLDINGS CORPORATION 20 N/A 2051 7 ATHENA PIKCO LUX S.A R.L. 100 N/A 2052 7 EDAM HOLDING S.A R.L. 100 N/A 2053 8 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. 33 N/A 2054 7 EDUCATION MANAGEMENT CORPORATION 42 N/A 2055 7 FS Invest S.a r.l. 44 N/A 2056 7 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2057 7 GRE OCNS HOLDINGS 100 N/A 2058 7 GS DEJAKOO II, LLC N/A N/A The direct holder is a Managing Member. 2059 8 GS DEJAKOO, L.L.C. N/A N/A The direct holder is a Managing Member. 2060 7 GS Lux Management Services S.a r.l. 100 N/A 2061 7 GS PRYSMIAN CO-INVEST LP N/A N/A The direct holder is a Limited Partner. 2062 8 ATHENA PIKCO LUX S.A R.L. 100 N/A 2063 7 GSCP V CEBRIDGE HOLDINGS CORP. 100 N/A 2064 8 GSCP V CEBRIDGE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2065 9 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 2066 7 GSCP V CEBRIDGE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2067 7 GSCP V EDMC GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2068 7 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2069 7 HAR JPN CAYMAN HOLDINGS 100 N/A 2070 8 OCNS CAYMAN GP 70 N/A 2071 7 Kinder Morgan Holdco LLC 25 N/A 2072 7 MULBERRY HOLDINGS I, LLC N/A N/A The direct holder is a Non-Managing Member. 2073 7 OCNS CAYMAN, L.P. N/A N/A The direct holder is a Limited Partner. 2074 7 PVF HOLDINGS LLC 63 N/A 2075 7 SUNGARD CAPITAL CORP. 10 N/A This holding represents ownership in A-4 shares. 2076 7 UES OCNS HOLDINGS 99 N/A 2077 6 GSCP V ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2078 7 GS CAPITAL PARTNERS V FUND, L.P. N/A N/A The direct holder is a General Partner. 2079 7 GS PRYSMIAN CO-INVEST GP LIMITED 100 N/A 2080 8 GS PRYSMIAN CO-INVEST LP N/A N/A The direct holder is a General Partner. 2081 6 SEVRES II S.A.R.L. 73 73 2082 6 SUPERLIFT HOLDING S.A R.L. 44 N/A 2083 4 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2084 4 GS CAPITAL PARTNERS V EMPLOYEE JAPAN FUND, L.P. N/A N/A The direct holder is a General Partner. 2085 5 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2086 4 GS CAPITAL PARTNERS V PCP FUND OFFSHORE, LTD. 100 N/A 2087 5 GS CAPITAL PARTNERS V PCP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2088 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2089 6 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2090 6 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2091 7 ALCHEMY HOLDING S.A.R.L. 99 96 2092 7 ARAMARK HOLDINGS CORPORATION 20 N/A 2093 7 ATHENA PIKCO LUX S.A R.L. 100 N/A 2094 7 DEJAKOO CAYMAN CORP. 100 N/A 2095 7 EDUCATION MANAGEMENT CORPORATION 42 N/A
2096 7 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2097 7 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2098 7 GRE OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2099 7 GS DEJAKOO I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2100 8 DEJAKOO CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2101 8 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2102 7 GS DEJAKOO, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2103 7 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2104 7 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2105 7 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2106 7 GSCP V INSTITUTIONAL CEBRIDGE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2107 8 GSCP V INSTITUTIONAL CEBRIDGE HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2108 9 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2109 7 GSCP V INSTITUTIONAL CEBRIDGE HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2110 7 HAR JPN CAYMAN HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2111 7 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2112 7 MULBERRY HOLDINGS II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2113 7 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2114 7 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2115 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2116 7 GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2117 8 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2118 8 ARAMARK HOLDINGS CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2119 8 ATHENA PIKCO LUX S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2120 8 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 2121 8 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2122 8 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2123 8 GRE OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2124 8 GS DEJAKOO II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2125 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2126 8 GSCP V EDMC GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2127 8 GSCP V EDMC HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2128 8 GSCP V OFFSHORE CEBRIDGE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2129 9 GSCP V OFFSHORE CEBRIDGE HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2130 10 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2131 8 GSCP V OFFSHORE CEBRIDGE HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2132 8 GSCP V OFFSHORE KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2133 9 GSCP V OFFSHORE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2134 10 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2135 8 GSCP V OFFSHORE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2136 8 HAR JPN CAYMAN HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2137 8 MULBERRY HOLDINGS I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2138 8 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2139 8 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2140 8 UES OCNS HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2141 7 GSCP V OFFSHORE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2142 8 GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2143 8 GS PRYSMIAN CO-INVEST GP LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2144 7 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2145 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2146 6 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2147 7 GS CAPITAL PARTNERS V FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2148 7 GSCP V ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2149 6 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2150 7 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2151 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2152 6 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2153 7 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2154 7 SUPERLIFT HOLDING S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2155 4 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2156 4 GS CAPITAL PARTNERS V PIA FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2157 5 GS CAPITAL PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2158 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2159 6 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2160 6 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2161 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2162 6 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2163 6 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2164 6 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2165 4 GSCP V OVERRIDE OFFSHORE, LTD 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2166 4 GSCP V OVERRIDE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2167 3 GS CAPITAL PARTNERS VI EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2168 4 GS CAPITAL PARTNERS V PCP JAPAN FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2169 5 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2170 4 GS CAPITAL PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2171 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2172 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2173 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2174 6 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2175 6 GS CAPITAL PARTNERS VI FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2176 7 BLADERUNNER S.A.R.L. 551112 - Offices Luxembourg LUXEMBOURG of Other Holding Companies 2177 7 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2178 7 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2179 7 CASA HOLDINGS II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles
2096 7 FS Invest S.a r.l. 44 N/A 2097 7 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2098 7 GRE OCNS HOLDINGS 100 N/A 2099 7 GS DEJAKOO I, LLC N/A N/A The direct holder is a Managing Member. 2100 8 DEJAKOO CAYMAN CORP. 100 N/A 2101 8 GS DEJAKOO, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2102 7 GS DEJAKOO, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2103 7 GS Lux Management Services S.a r.l. 100 N/A 2104 7 GSCP V EDMC GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2105 7 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2106 7 GSCP V INSTITUTIONAL CEBRIDGE HOLDINGS CORP. 100 N/A 2107 8 GSCP V INSTITUTIONAL CEBRIDGE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2108 9 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 2109 7 GSCP V INSTITUTIONAL CEBRIDGE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2110 7 HAR JPN CAYMAN HOLDINGS 100 N/A 2111 7 Kinder Morgan Holdco LLC 25 N/A 2112 7 MULBERRY HOLDINGS II, LLC N/A N/A The direct holder is a Non-Managing Member. 2113 7 PVF HOLDINGS LLC 63 N/A 2114 7 SUNGARD CAPITAL CORP. 10 N/A This holding represents ownership in A-4 shares. 2115 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2116 7 GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2117 8 ALCHEMY HOLDING S.A.R.L. 99 96 2118 8 ARAMARK HOLDINGS CORPORATION 20 N/A 2119 8 ATHENA PIKCO LUX S.A R.L. 100 N/A 2120 8 EDUCATION MANAGEMENT CORPORATION 42 N/A 2121 8 FS Invest S.a r.l. 44 N/A 2122 8 GOLDMAN SACHS CAPITAL PARTNERS V-II FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2123 8 GRE OCNS HOLDINGS 100 N/A 2124 8 GS DEJAKOO II, LLC N/A N/A The direct holder is a Non-Managing Member. 2125 8 GS Lux Management Services S.a r.l. 100 N/A 2126 8 GSCP V EDMC GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2127 8 GSCP V EDMC HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2128 8 GSCP V OFFSHORE CEBRIDGE HOLDINGS CORP. 100 N/A 2129 9 GSCP V OFFSHORE CEBRIDGE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2130 10 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 2131 8 GSCP V OFFSHORE CEBRIDGE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2132 8 GSCP V OFFSHORE KNIGHT HOLDINGS CORP. 100 N/A 2133 9 GSCP V OFFSHORE KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2134 10 Kinder Morgan Holdco LLC 25 N/A 2135 8 GSCP V OFFSHORE KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2136 8 HAR JPN CAYMAN HOLDINGS 100 N/A 2137 8 MULBERRY HOLDINGS I, LLC N/A N/A The direct holder is a Non-Managing Member. 2138 8 PVF HOLDINGS LLC 63 N/A 2139 8 SUNGARD CAPITAL CORP. 10 N/A This holding represents ownership in A-4 shares. 2140 8 UES OCNS HOLDINGS 99 N/A 2141 7 GSCP V OFFSHORE ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2142 8 GS CAPITAL PARTNERS V OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 2143 8 GS PRYSMIAN CO-INVEST GP LIMITED 100 N/A 2144 7 SEVRES II S.A.R.L. 73 73 2145 7 SUPERLIFT HOLDING S.A R.L. 44 N/A 2146 6 GS CAPITAL PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 2147 7 GS CAPITAL PARTNERS V FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2148 7 GSCP V ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2149 6 GSCP V AIV, L.P. N/A N/A The direct holder is a Limited Partner. 2150 7 SEVRES II S.A.R.L. 73 73 2151 7 SUPERLIFT HOLDING S.A R.L. 44 N/A 2152 6 GSCP V INSTITUTIONAL AIV, L.P. N/A N/A The direct holder is a Limited Partner. 2153 7 SEVRES II S.A.R.L. 73 73 2154 7 SUPERLIFT HOLDING S.A R.L. 44 N/A 2155 4 GS CAPITAL PARTNERS V PCP FUND, L.P. N/A N/A The direct holder is a General Partner. 2156 4 GS CAPITAL PARTNERS V PIA FUND OFFSHORE, LTD. 100 N/A 2157 5 GS CAPITAL PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2158 6 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2159 6 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2160 6 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2161 6 GS CAPITAL PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2162 6 GS CAPITAL PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 2163 6 GSCP V AIV, L.P. N/A N/A The direct holder is a Limited Partner. 2164 6 GSCP V INSTITUTIONAL AIV, L.P. N/A N/A The direct holder is a Limited Partner. 2165 4 GSCP V OVERRIDE OFFSHORE, LTD 100 N/A 2166 4 GSCP V OVERRIDE, L.P. N/A N/A The direct holder is a General Partner. 2167 3 GS CAPITAL PARTNERS VI EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2168 4 GS CAPITAL PARTNERS V PCP JAPAN FUND, L.P. N/A N/A The direct holder is a General Partner. 2169 5 GS CAPITAL PARTNERS V PCP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2170 4 GS CAPITAL PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 2171 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND OFFSHORE, LTD. 100 N/A 2172 4 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2173 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2174 6 BUCK HOLDINGS L.P. N/A 23 2175 6 GS CAPITAL PARTNERS VI FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2176 7 BLADERUNNER S.A.R.L. 100 N/A 2177 7 BUCK HOLDINGS L.P. N/A 23 2178 7 BUCK HOLDINGS, LLC 28 N/A 2179 7 CASA HOLDINGS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member.
2180 7 COMPASS DELAWARE HOLDINGS I CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2181 7 COMPASS INVESTORS INC. 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2182 8 COMPASS ACQUISITION HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2183 9 USI HOLDINGS CORPORATION 524210 - Insurance Briarcliff NY UNITED STATES Agencies and Manor Brokerages 2184 10 USI Insurance Services LLC 524210 - Insurance Briarcliff NY UNITED STATES Agencies and Manor Brokerages 2185 11 AMERICAN INSURANCE ADMINISTRATORS, 525990 - Other Columbus OH UNITED STATES INC. Financial Vehicles 2186 11 ANCO CORPORATION 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2187 12 ANCO INSURANCE SERVICES OF HOUSTON, 525990 - Other Briarcliff NY UNITED STATES INC. Financial Vehicles Manor 2188 12 INTER/NATIONAL RENTAL INSURANCE 525990 - Other Briarcliff NY UNITED STATES INC. Financial Vehicles Manor 2189 12 MD PREMIUM FINANCE CORPORATION 525990 - Other Houston TX UNITED STATES Financial Vehicles 2190 12 REGIONAL INSURANCE MANAGEMENT 525990 - Other Houston TX UNITED STATES SERVICES, INC. Financial Vehicles 2191 11 BMI INSURANCE SERVICES, INC 524210 - Insurance Briarcliff NY UNITED STATES Agencies and Manor Brokerages 2192 11 CAMPBELL, GALT & NEWLANDS, INC. 525990 - Other Portland OR UNITED STATES Financial Vehicles 2193 11 COLONIAL PREMIUM FINANCE COMPANY 525990 - Other Norfolk VA UNITED STATES Financial Vehicles 2194 11 CUSTOM BENEFIT PROGRAMS, INC. 525990 - Other Hammonton NJ UNITED STATES Financial Vehicles 2195 12 TURNER P. WILLIAMS & ASSOCIATES, LLC 525990 - Other Hammonton NJ UNITED STATES Financial Vehicles 2196 11 EMERSON REID LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2197 12 MY BENEFIT ADVISOR, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2198 11 KIBBLE & PRENTICE HOLDING COMPANY 524210 - Insurance Seattle WA UNITED STATES Agencies and Brokerages 2199 11 SIGNATURE PREMIUM FINANCE, INC. 525990 - Other Philadelphia PA UNITED STATES Financial Vehicles 2200 11 SUMMIT GLOBAL PARTNERS, INC. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 2201 12 MERIDIAN CREDIT SERVICES, INC. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 2202 12 SGP BENEFITS OF TEXAS, INC. 525990 - Other Dallas TX UNITED STATES Financial Vehicles 2203 12 SUMMIT GLOBAL PARTNERS OF TEXAS, 525990 - Other Dallas TX UNITED STATES INC. Financial Vehicles 2204 12 USI SOUTHWEST, INC. 525990 - Other Albuquerque NM UNITED STATES Financial Vehicles 2205 12 USI of Tennessee, Inc. 525990 - Other Memphis TN UNITED STATES Financial Vehicles 2206 12 VISTA INSURANCE PARTNERS OF 525990 - Other Chicago IL UNITED STATES ILLINOIS, INC. Financial Vehicles 2207 12 VISTA INSURANCE PARTNERS, INC. 525990 - Other San Antonio TX UNITED STATES Financial Vehicles 2208 13 SUMMIT GLOBAL PARTNERS OF OKLAHOMA, 525990 - Other Dallas TX UNITED STATES INC. Financial Vehicles 2209 11 U.S.I. INSURANCE SERVICES OF 525990 - Other Woburn MA UNITED STATES MASSACHUSETTS, INC. Financial Vehicles 2210 12 NETCARE SERVICES, INC. 525990 - Other Woburn MA UNITED STATES Financial Vehicles 2211 11 USI CONSULTING GROUP, INC. 525990 - Other Glastonbury CT UNITED STATES Financial Vehicles 2212 12 BENEFIT STRATEGIES OF MAINE, INC. 525990 - Other Manchester NH UNITED STATES Financial Vehicles 2213 12 USI ADVISORS, INC. 525990 - Other Glastonbury CT UNITED STATES Financial Vehicles 2214 12 USI CONSULTING GROUP OF NEW YORK, 525990 - Other New York NY UNITED STATES INC. Financial Vehicles 2215 12 USI SECURITIES, INC. 525990 - Other Glastonbury CT UNITED STATES Financial Vehicles 2216 11 USI INSURANCE SERVICES CORPORATION OF 525990 - Other Briarcliff NY UNITED STATES ILLINOIS, INC. Financial Vehicles Manor 2217 11 USI INSURANCE SERVICES OF NEW ENGLAND, 525990 - Other Bedford NH UNITED STATES INC. Financial Vehicles 2218 12 INEX ALTERNATIVE PROGRAMS, INC. 525990 - Other Manchester NH UNITED STATES Financial Vehicles 2219 12 USI INSURANCE SERVICES OF RHODE 525990 - Other Briarcliff NY UNITED STATES ISLAND, INC. Financial Vehicles Manor 2220 11 USI INSURANCE SERVICES OF NORTHERN 525990 - Other Briarcliff NY UNITED STATES CALIFORNIA, INC. Financial Vehicles Manor 2221 11 USI Insurance Services of Connecticut, 525990 - Other Meriden CT UNITED STATES Inc. Financial Vehicles 2222 11 USI MIDATLANTIC, INC. 525990 - Other Plymouth PA UNITED STATES Financial Vehicles Meeting 2223 11 USI MIDWEST, INC. 525990 - Other Cincinnati OH UNITED STATES Financial Vehicles 2224 11 USI OF SOUTHERN CALIFORNIA INSURANCE 525990 - Other Woodland CA UNITED STATES SERVICES, INC. Financial Vehicles Hills 2225 11 USI PROPERTY SERVICES LLC 524210 - Insurance Briarcliff NY UNITED STATES Agencies and Manor Brokerages 2226 11 USI of San Diego Insurance Services, 525990 - Other Woodland CA UNITED STATES Inc. Financial Vehicles Hills 2227 7 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2228 7 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2229 7 GS LUX DEBT HOLDINGS II S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2230 7 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2231 7 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2232 7 GS MACE HOLDINGS LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies 2233 7 GS SUNRAY HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2234 8 GS SUNRAY HOLDINGS SUBCO I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2235 9 Hyatt Hotels Corporation 531390 - Other Chicago IL UNITED STATES activities related to real estate 2236 8 GS SUNRAY HOLDINGS SUBCO II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2237 9 Hyatt Hotels Corporation 531390 - Other Chicago IL UNITED STATES activities related to real estate 2238 7 GS TELE CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2239 7 GSCP VI AA ONE HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2240 7 GSCP VI NORTH HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2241 8 GSCP VI NORTH HOLDINGS CORP. 525990 - Other New York NY UNITED STATES Financial Vehicles 2242 9 RED SKY HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2243 7 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2244 7 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2245 7 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS UNITED STATES Financial Vehicles 2246 7 HWBCC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2247 8 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2248 7 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2249 7 INVESTMENT HOLDING ENTITY GP, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2250 8 PAPERCO HOLDINGS II, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2251 8 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2252 7 KAR HOLDINGS II, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2253 7 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2254 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2255 7 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2256 7 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2257 7 ONTEX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2258 8 ONTEX II S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2259 9 ONTEX II-A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2260 10 ONTEX III S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2261 11 ONTEX IV S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2262 12 ONV TOPCO N.V. 551112 - Offices Zele BELGIUM of Other Holding Companies 2263 7 PAPERCO HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles
2180 7 COMPASS DELAWARE HOLDINGS I CORP. 100 N/A 2181 7 COMPASS INVESTORS INC. 85 N/A 2182 8 COMPASS ACQUISITION HOLDINGS CORP. 100 N/A 2183 9 USI HOLDINGS CORPORATION 87 N/A 2184 10 USI Insurance Services LLC N/A N/A The direct holder is a Managing Member. 2185 11 AMERICAN INSURANCE ADMINISTRATORS, 100 N/A INC. 2186 11 ANCO CORPORATION 100 N/A 2187 12 ANCO INSURANCE SERVICES OF HOUSTON, 100 N/A INC. 2188 12 INTER/NATIONAL RENTAL INSURANCE 100 N/A INC. 2189 12 MD PREMIUM FINANCE CORPORATION 100 N/A 2190 12 REGIONAL INSURANCE MANAGEMENT 100 N/A SERVICES, INC. 2191 11 BMI INSURANCE SERVICES, INC 100 N/A 2192 11 CAMPBELL, GALT & NEWLANDS, INC. 100 N/A 2193 11 COLONIAL PREMIUM FINANCE COMPANY 100 N/A 2194 11 CUSTOM BENEFIT PROGRAMS, INC. 100 N/A 2195 12 TURNER P. WILLIAMS & ASSOCIATES, LLC N/A N/A The direct holder is a Managing Member. 2196 11 EMERSON REID LLC N/A N/A The direct holder is a Managing Member. 2197 12 MY BENEFIT ADVISOR, LLC N/A N/A The direct holder is a Managing Member. 2198 11 KIBBLE & PRENTICE HOLDING COMPANY 100 N/A 2199 11 SIGNATURE PREMIUM FINANCE, INC. 100 N/A 2200 11 SUMMIT GLOBAL PARTNERS, INC. 100 N/A 2201 12 MERIDIAN CREDIT SERVICES, INC. 100 N/A 2202 12 SGP BENEFITS OF TEXAS, INC. 100 N/A 2203 12 SUMMIT GLOBAL PARTNERS OF TEXAS, 100 N/A INC. 2204 12 USI SOUTHWEST, INC. 100 N/A 2205 12 USI of Tennessee, Inc. 100 N/A 2206 12 VISTA INSURANCE PARTNERS OF 100 N/A ILLINOIS, INC. 2207 12 VISTA INSURANCE PARTNERS, INC. 100 N/A 2208 13 SUMMIT GLOBAL PARTNERS OF OKLAHOMA, 100 N/A INC. 2209 11 U.S.I. INSURANCE SERVICES OF 100 N/A MASSACHUSETTS, INC. 2210 12 NETCARE SERVICES, INC. 100 N/A 2211 11 USI CONSULTING GROUP, INC. 100 N/A 2212 12 BENEFIT STRATEGIES OF MAINE, INC. 100 N/A 2213 12 USI ADVISORS, INC. 100 N/A 2214 12 USI CONSULTING GROUP OF NEW YORK, 100 N/A INC. 2215 12 USI SECURITIES, INC. 100 N/A 2216 11 USI INSURANCE SERVICES CORPORATION OF 100 N/A ILLINOIS, INC. 2217 11 USI INSURANCE SERVICES OF NEW ENGLAND, 100 N/A INC. 2218 12 INEX ALTERNATIVE PROGRAMS, INC. 100 N/A 2219 12 USI INSURANCE SERVICES OF RHODE 100 N/A ISLAND, INC. 2220 11 USI INSURANCE SERVICES OF NORTHERN 100 N/A CALIFORNIA, INC. 2221 11 USI Insurance Services of Connecticut, 100 N/A Inc. 2222 11 USI MIDATLANTIC, INC. 100 N/A 2223 11 USI MIDWEST, INC. 100 N/A 2224 11 USI OF SOUTHERN CALIFORNIA INSURANCE 100 N/A SERVICES, INC. 2225 11 USI PROPERTY SERVICES LLC N/A N/A The direct holder is a Non-Managing Member. 2226 11 USI of San Diego Insurance Services, 100 N/A Inc. 2227 7 CUCINA HOLDINGS SARL 100 N/A 2228 7 GS EDAM DEBT HOLDINGS 99 N/A 2229 7 GS LUX DEBT HOLDINGS II S.A.R.L. 100 N/A 2230 7 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2231 7 GS Lux Management Services S.a r.l. 100 N/A 2232 7 GS MACE HOLDINGS LIMITED 100 N/A 2233 7 GS SUNRAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2234 8 GS SUNRAY HOLDINGS SUBCO I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2235 9 Hyatt Hotels Corporation 7 N/A 2236 8 GS SUNRAY HOLDINGS SUBCO II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2237 9 Hyatt Hotels Corporation 7 N/A 2238 7 GS TELE CAYMAN 100 N/A 2239 7 GSCP VI AA ONE HOLDING SARL 100 N/A 2240 7 GSCP VI NORTH HOLDINGS S.A R.L. 100 N/A 2241 8 GSCP VI NORTH HOLDINGS CORP. 100 N/A 2242 9 RED SKY HOLDINGS L.P. N/A 21 2243 7 GSCPVI BHC CAYMAN LTD. 100 N/A 2244 7 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2245 7 HAWKER BEECHCRAFT, INC 46 N/A 2246 7 HWBCC LLC N/A N/A The direct holder is a Non-Managing Member. 2247 8 HWBCC LP N/A N/A The direct holder is a General Partner. 2248 7 HWBCC LP N/A N/A The direct holder is a Limited Partner. 2249 7 INVESTMENT HOLDING ENTITY GP, LTD. 100 N/A 2250 8 PAPERCO HOLDINGS II, L.P. N/A N/A The direct holder is a General Partner. 2251 8 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2252 7 KAR HOLDINGS II, LLC 34 N/A 2253 7 Kinder Morgan Holdco LLC 25 N/A 2254 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 2255 7 LVB ACQUISITION HOLDING, LLC 24 N/A 2256 7 NORTH HOLDINGS CAYMAN CORP. 100 N/A 2257 7 ONTEX I S.A R.L. 50 N/A 2258 8 ONTEX II S.A R.L. 100 N/A 2259 9 ONTEX II-A S.A R.L. 100 N/A 2260 10 ONTEX III S.A R.L. 100 N/A 2261 11 ONTEX IV S.A R.L. 100 N/A 2262 12 ONV TOPCO N.V. 100 N/A 2263 7 PAPERCO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner.
2264 7 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2265 7 PROSIGHT INVESTMENT LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2266 8 PROSIGHT GLOBAL HOLDINGS LIMITED 551112 - Offices Hamilton BERMUDA of Other Holding Companies 2267 9 PROSIGHT GLOBAL, INC. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2268 10 ProSight Specialty Insurance Holdings, 551112 - Offices New York NY UNITED STATES Inc. of Other Holding Companies 2269 11 PROSIGHT SPECIALTY INSURANCE GROUP, 551112 - Offices New York NY UNITED STATES INC. of Other Holding Companies 2270 12 GOTHAM INSURANCE COMPANY 524126 - Direct New York NY UNITED STATES Property and Casualty Insurance Carriers 2271 12 MUTUAL MARINE OFFICE OF THE MIDWEST, 524210 - Insurance New York NY UNITED STATES INC. Agencies and Brokerages 2272 12 NEW YORK MARINE AND GENERAL 524126 - Direct New York NY UNITED STATES INSURANCE COMPANY Property and Casualty Insurance Carriers 2273 13 GOTHAM INSURANCE COMPANY 524126 - Direct New York NY UNITED STATES Property and Casualty Insurance Carriers 2274 13 SOUTHWEST MARINE AND GENERAL 524126 - Direct New York NY UNITED STATES INSURANCE COMPANY Property and Casualty Insurance Carriers 2275 12 PACIFIC MUTUAL MARINE OFFICE, INC. 524210 - Insurance New York NY UNITED STATES Agencies and Brokerages 2276 12 PROSIGHT SPECIALTY MANAGEMENT 524210 - Insurance New York NY UNITED STATES COMPANY, INC. Agencies and Brokerages 2277 9 PROSIGHT SPECIALTY INTERNATIONAL 551112 - Offices Hamilton BERMUDA HOLDINGS LIMITED of Other Holding Companies 2278 10 PROSIGHT SPECIALTY BERMUDA LIMITED 525990 - Other Hamilton BERMUDA Financial Vehicles 2279 10 PROSIGHT SPECIALTY EUROPEAN HOLDINGS 551112 - Offices Hamilton BERMUDA LIMITED of Other Holding Companies 2280 11 EC UNDERWRITING CORPORATE MEMBER 525990 - Other London UNITED KINGDOM LIMITED Financial Vehicles (OTHER) 2281 11 TSM AGENCIES LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2282 11 TSM CAPITAL LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2283 7 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2284 7 PaperCo Holdings II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2285 7 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2286 8 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2287 7 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2288 7 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2289 7 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 2290 7 U.S. SECURITY ASSOCIATES, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2291 7 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2292 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2293 4 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2294 4 GS CAPITAL PARTNERS VI PIA FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2295 4 GS CAPITAL PARTNERS VI PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2296 5 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2297 6 BLADERUNNER S.A.R.L. 551112 - Offices Luxembourg LUXEMBOURG of Other Holding Companies 2298 6 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2299 6 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2300 6 COMPASS INVESTORS INC. 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2301 6 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2302 6 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. 525990 - Other Hilversum NETHERLANDS Financial Vehicles 2303 6 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2304 6 GS LUX DEBT HOLDINGS II S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2305 6 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2306 6 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2307 6 GS MACE HOLDINGS LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies 2308 6 GS SUNRAY GERMAN FUND I, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2309 7 GS SUNRAY GERMAN FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2310 8 GS SUNRAY HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2311 6 GS SUNRAY GERMAN FUND II, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2312 7 GS SUNRAY GERMAN FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2313 6 GS TELE CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2314 6 GSCP VI AA ONE HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2315 6 GSCP VI GERMANY KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2316 7 GSCP VI GERMANY KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2317 8 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2318 6 GSCP VI GERMANY TXU HOLDINGS CAYMAN, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2319 7 GSCP VI GERMANY TXU HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2320 8 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2321 8 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 2322 6 GSCP VI GERMANY TXU HOLDINGS, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2323 7 GSCP VI GERMANY TXU HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2324 6 GSCP VI GMBH CASA HOLDINGS II (CAYMAN) LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2325 7 CASA HOLDINGS II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2326 6 GSCP VI GMBH CASA HOLDINGS II INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2327 7 CASA HOLDINGS II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2328 6 GSCP VI GMBH COMPASS CAYMAN GP CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2329 7 GSCP VI GMBH COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2330 8 COMPASS CAYMAN HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2331 6 GSCP VI GMBH COMPASS CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2332 7 GSCP VI GMBH COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2333 6 GSCP VI GMBH GYMBO HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2334 7 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2335 6 GSCP VI GMBH KNIGHT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2336 7 GSCP VI GERMANY KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2337 6 GSCP VI GMBH NAVI GP, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2338 7 GSCP VI GMBH NAVI, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2339 6 GSCP VI GMBH NAVI, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2340 6 GSCP VI GMBH PAPERCO INVESTMENTS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2341 7 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2342 6 GSCP VI GMBH STEEL HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2343 6 GSCP VI GmbH Investment Holdings (Cayman) Ltd. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2344 7 GSCP VI GMBH PAPERCO HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2345 7 GSCP VI GmbH PaperCo, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2346 7 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2347 6 GSCP VI NORTH HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles
2264 7 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 2265 7 PROSIGHT INVESTMENT LLC N/A N/A The direct holder is a Non-Managing Member. 2266 8 PROSIGHT GLOBAL HOLDINGS LIMITED 51 N/A 2267 9 PROSIGHT GLOBAL, INC. 100 N/A 2268 10 ProSight Specialty Insurance Holdings, 100 N/A Inc. 2269 11 PROSIGHT SPECIALTY INSURANCE GROUP, 100 N/A INC. 2270 12 GOTHAM INSURANCE COMPANY 100 N/A 2271 12 MUTUAL MARINE OFFICE OF THE MIDWEST, 100 N/A INC. 2272 12 NEW YORK MARINE AND GENERAL 100 N/A INSURANCE COMPANY 2273 13 GOTHAM INSURANCE COMPANY 100 N/A 2274 13 SOUTHWEST MARINE AND GENERAL 100 N/A INSURANCE COMPANY 2275 12 PACIFIC MUTUAL MARINE OFFICE, INC. 100 N/A 2276 12 PROSIGHT SPECIALTY MANAGEMENT 100 N/A COMPANY, INC. 2277 9 PROSIGHT SPECIALTY INTERNATIONAL 100 N/A HOLDINGS LIMITED 2278 10 PROSIGHT SPECIALTY BERMUDA LIMITED 100 N/A 2279 10 PROSIGHT SPECIALTY EUROPEAN HOLDINGS 100 N/A LIMITED 2280 11 EC UNDERWRITING CORPORATE MEMBER 100 N/A LIMITED 2281 11 TSM AGENCIES LIMITED 100 N/A 2282 11 TSM CAPITAL LIMITED 100 N/A 2283 7 PVF HOLDINGS LLC 63 N/A 2284 7 PaperCo Holdings II, L.L.C. N/A N/A The direct holder is a Managing Member. 2285 7 STEAK HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2286 8 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a General Partner. 2287 7 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2288 7 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2289 7 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 2290 7 U.S. SECURITY ASSOCIATES, L.P. N/A N/A The direct holder is a Limited Partner. 2291 7 Xella International Holdings S.a.r.l. 50 N/A 2292 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED N/A 43 2293 4 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. N/A N/A The direct holder is a General Partner. 2294 4 GS CAPITAL PARTNERS VI PIA FUND OFFSHORE, LTD. 100 N/A 2295 4 GS CAPITAL PARTNERS VI PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 2296 5 GS CAPITAL PARTNERS VI GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2297 6 BLADERUNNER S.A.R.L. 100 N/A 2298 6 BUCK HOLDINGS L.P. N/A 23 2299 6 BUCK HOLDINGS, LLC 28 N/A 2300 6 COMPASS INVESTORS INC. 85 N/A 2301 6 CUCINA HOLDINGS SARL 100 N/A 2302 6 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. 33 N/A 2303 6 GS EDAM DEBT HOLDINGS 99 N/A 2304 6 GS LUX DEBT HOLDINGS II S.A.R.L. 100 N/A 2305 6 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2306 6 GS Lux Management Services S.a r.l. 100 N/A 2307 6 GS MACE HOLDINGS LIMITED 100 N/A 2308 6 GS SUNRAY GERMAN FUND I, LTD. 100 N/A 2309 7 GS SUNRAY GERMAN FUND, L.P. N/A N/A The direct holder is a General Partner. 2310 8 GS SUNRAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2311 6 GS SUNRAY GERMAN FUND II, LTD. 100 N/A 2312 7 GS SUNRAY GERMAN FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2313 6 GS TELE CAYMAN 100 N/A 2314 6 GSCP VI AA ONE HOLDING SARL 100 N/A 2315 6 GSCP VI GERMANY KNIGHT HOLDINGS CORP. 100 N/A 2316 7 GSCP VI GERMANY KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2317 8 Kinder Morgan Holdco LLC 25 N/A 2318 6 GSCP VI GERMANY TXU HOLDINGS CAYMAN, LTD. 100 N/A 2319 7 GSCP VI GERMANY TXU HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2320 8 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2321 8 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 2322 6 GSCP VI GERMANY TXU HOLDINGS, LTD. 100 N/A 2323 7 GSCP VI GERMANY TXU HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2324 6 GSCP VI GMBH CASA HOLDINGS II (CAYMAN) LTD. 100 N/A 2325 7 CASA HOLDINGS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2326 6 GSCP VI GMBH CASA HOLDINGS II INC. 100 N/A 2327 7 CASA HOLDINGS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2328 6 GSCP VI GMBH COMPASS CAYMAN GP CORP. 100 N/A 2329 7 GSCP VI GMBH COMPASS HOLDINGS L.P. N/A N/A The direct holder is a General Partner. 2330 8 COMPASS CAYMAN HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 2331 6 GSCP VI GMBH COMPASS CAYMAN LTD. 100 N/A 2332 7 GSCP VI GMBH COMPASS HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 2333 6 GSCP VI GMBH GYMBO HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2334 7 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2335 6 GSCP VI GMBH KNIGHT HOLDINGS 100 N/A 2336 7 GSCP VI GERMANY KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2337 6 GSCP VI GMBH NAVI GP, LTD. 100 N/A 2338 7 GSCP VI GMBH NAVI, L.P. N/A N/A The direct holder is a General Partner. 2339 6 GSCP VI GMBH NAVI, L.P. N/A N/A The direct holder is a Limited Partner. 2340 6 GSCP VI GMBH PAPERCO INVESTMENTS, L.L.C. N/A N/A The direct holder is a Managing Member. 2341 7 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 2342 6 GSCP VI GMBH STEEL HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2343 6 GSCP VI GmbH Investment Holdings (Cayman) Ltd. 100 N/A 2344 7 GSCP VI GMBH PAPERCO HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2345 7 GSCP VI GmbH PaperCo, L.L.C. N/A N/A The direct holder is a Managing Member. 2346 7 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2347 6 GSCP VI NORTH HOLDINGS S.A R.L. 100 N/A
2348 6 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2349 6 HAR JPN CAYMAN HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2350 6 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS UNITED STATES Financial Vehicles 2351 6 HWBCC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2352 6 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2353 6 KAR HOLDINGS II, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2354 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2355 6 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2356 6 MFI HOLDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2357 6 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2358 6 OCEANS14 GMBH, LTD. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 2359 6 ONTEX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2360 6 PROSIGHT INVESTMENT LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2361 6 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2362 6 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2363 6 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2364 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2365 6 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2366 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2367 6 GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2368 7 BLADERUNNER S.A.R.L. 551112 - Offices Luxembourg LUXEMBOURG of Other Holding Companies 2369 7 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2370 7 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2371 7 CASA HOLDINGS II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2372 7 COMPASS INVESTORS INC. 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2373 7 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2374 7 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2375 7 GS LUX DEBT HOLDINGS II S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2376 7 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2377 7 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2378 7 GS MACE HOLDINGS LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies 2379 7 GS SUNRAY OFFSHORE FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2380 8 GS SUNRAY HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2381 7 GS SUNRAY OFFSHORE FUND, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2382 8 GS SUNRAY OFFSHORE FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2383 7 GS TELE CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2384 7 GSCP VI AA ONE HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2385 7 GSCP VI NORTH HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2386 7 GSCP VI OFFSHORE CASA HOLDINGS II INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2387 8 CASA HOLDINGS II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2388 7 GSCP VI OFFSHORE COMPASS CAYMAN GP CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2389 8 GSCP VI OFFSHORE COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2390 9 COMPASS CAYMAN HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2391 7 GSCP VI OFFSHORE COMPASS HOLDINGS L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2392 7 GSCP VI OFFSHORE GYMBO HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2393 8 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2394 7 GSCP VI OFFSHORE KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2395 8 GSCP VI OFFSHORE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2396 9 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2397 7 GSCP VI OFFSHORE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2398 7 GSCP VI OFFSHORE PAPERCO HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2399 7 GSCP VI OFFSHORE PAPERCO INVESTMENTS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2400 8 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2401 7 GSCP VI OFFSHORE STEEL HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2402 7 GSCP VI Offshore PaperCo, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2403 7 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2404 7 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2405 7 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS UNITED STATES Financial Vehicles 2406 7 HWBCC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2407 7 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2408 7 KAR HOLDINGS II, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2409 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2410 7 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2411 7 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2412 7 ONTEX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2413 7 PROSIGHT INVESTMENT LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2414 7 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2415 7 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2416 7 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2417 7 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2418 6 GSCP VI OFFSHORE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2419 7 GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2420 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2421 7 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2422 8 GSCP VI OFFSHORE TXU HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2423 9 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2424 9 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 2425 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2426 6 GSCP VI OFFSHORE TXU HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2427 6 MFI HOLDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2428 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2429 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2430 6 BLADERUNNER S.A.R.L. 551112 - Offices Luxembourg LUXEMBOURG of Other Holding Companies 2431 6 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles
2348 6 GSCPVI BHC CAYMAN LTD. 100 N/A 2349 6 HAR JPN CAYMAN HOLDINGS 100 N/A 2350 6 HAWKER BEECHCRAFT, INC 46 N/A 2351 6 HWBCC LLC N/A N/A The direct holder is a Non-Managing Member. 2352 6 HWBCC LP N/A N/A The direct holder is a Limited Partner. 2353 6 KAR HOLDINGS II, LLC 34 N/A 2354 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 2355 6 LVB ACQUISITION HOLDING, LLC 24 N/A 2356 6 MFI HOLDING CORPORATION 72 N/A 2357 6 NORTH HOLDINGS CAYMAN CORP. 100 N/A 2358 6 OCEANS14 GMBH, LTD. 100 N/A 2359 6 ONTEX I S.A R.L. 50 N/A 2360 6 PROSIGHT INVESTMENT LLC N/A N/A The direct holder is a Non-Managing Member. 2361 6 PVF HOLDINGS LLC 63 N/A 2362 6 STEAK HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2363 6 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2364 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED N/A 43 2365 6 Xella International Holdings S.a.r.l. 50 N/A 2366 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2367 6 GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2368 7 BLADERUNNER S.A.R.L. 100 N/A 2369 7 BUCK HOLDINGS L.P. N/A 23 2370 7 BUCK HOLDINGS, LLC 28 N/A 2371 7 CASA HOLDINGS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2372 7 COMPASS INVESTORS INC. 85 N/A 2373 7 CUCINA HOLDINGS SARL 100 N/A 2374 7 GS EDAM DEBT HOLDINGS 99 N/A 2375 7 GS LUX DEBT HOLDINGS II S.A.R.L. 100 N/A 2376 7 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2377 7 GS Lux Management Services S.a r.l. 100 N/A 2378 7 GS MACE HOLDINGS LIMITED 100 N/A 2379 7 GS SUNRAY OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 2380 8 GS SUNRAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2381 7 GS SUNRAY OFFSHORE FUND, LTD. 100 N/A 2382 8 GS SUNRAY OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2383 7 GS TELE CAYMAN 100 N/A 2384 7 GSCP VI AA ONE HOLDING SARL 100 N/A 2385 7 GSCP VI NORTH HOLDINGS S.A R.L. 100 N/A 2386 7 GSCP VI OFFSHORE CASA HOLDINGS II INC. 100 N/A 2387 8 CASA HOLDINGS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2388 7 GSCP VI OFFSHORE COMPASS CAYMAN GP CORP. 100 N/A 2389 8 GSCP VI OFFSHORE COMPASS HOLDINGS L.P. N/A N/A The direct holder is a General Partner. 2390 9 COMPASS CAYMAN HOLDINGS L.P. N/A N/A The direct holder is a General Partner. 2391 7 GSCP VI OFFSHORE COMPASS HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 2392 7 GSCP VI OFFSHORE GYMBO HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2393 8 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2394 7 GSCP VI OFFSHORE KNIGHT HOLDINGS CORP. 100 N/A 2395 8 GSCP VI OFFSHORE KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2396 9 Kinder Morgan Holdco LLC 25 N/A 2397 7 GSCP VI OFFSHORE KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2398 7 GSCP VI OFFSHORE PAPERCO HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2399 7 GSCP VI OFFSHORE PAPERCO INVESTMENTS, L.L.C. N/A N/A The direct holder is a Managing Member. 2400 8 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 2401 7 GSCP VI OFFSHORE STEEL HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 2402 7 GSCP VI Offshore PaperCo, L.L.C. N/A N/A The direct holder is a Managing Member. 2403 7 GSCPVI BHC CAYMAN LTD. 100 N/A 2404 7 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2405 7 HAWKER BEECHCRAFT, INC 46 N/A 2406 7 HWBCC LLC N/A N/A The direct holder is a Non-Managing Member. 2407 7 HWBCC LP N/A N/A The direct holder is a Limited Partner. 2408 7 KAR HOLDINGS II, LLC 34 N/A 2409 7 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 2410 7 LVB ACQUISITION HOLDING, LLC 24 N/A 2411 7 NORTH HOLDINGS CAYMAN CORP. 100 N/A 2412 7 ONTEX I S.A R.L. 50 N/A 2413 7 PROSIGHT INVESTMENT LLC N/A N/A The direct holder is a Non-Managing Member. 2414 7 PVF HOLDINGS LLC 63 N/A 2415 7 STEAK HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2416 7 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2417 7 Xella International Holdings S.a.r.l. 50 N/A 2418 6 GSCP VI OFFSHORE ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2419 7 GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 2420 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN GP, LLC N/A N/A The direct holder is a Managing Member. 2421 7 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, L.P. N/A N/A The direct holder is a General Partner. 2422 8 GSCP VI OFFSHORE TXU HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2423 9 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2424 9 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 2425 6 GSCP VI OFFSHORE TXU HOLDINGS CAYMAN, L.P. N/A N/A The direct holder is a Limited Partner. 2426 6 GSCP VI OFFSHORE TXU HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2427 6 MFI HOLDING CORPORATION 72 N/A 2428 6 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED N/A 43 2429 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. N/A N/A The direct holder is a Limited Partner. 2430 6 BLADERUNNER S.A.R.L. 100 N/A 2431 6 BUCK HOLDINGS L.P. N/A 23
2432 6 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2433 6 CASA HOLDINGS II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2434 6 COMPASS DELAWARE HOLDINGS II CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2435 6 COMPASS INVESTORS INC. 525990 - Other Briarcliff NY UNITED STATES Financial Vehicles Manor 2436 6 CUCINA HOLDINGS SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2437 6 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. 525990 - Other Hilversum NETHERLANDS Financial Vehicles 2438 6 GS EDAM DEBT HOLDINGS 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2439 6 GS LUX DEBT HOLDINGS II S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2440 6 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2441 6 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2442 6 GS MACE HOLDINGS LIMITED 551112 - Offices Ebene MAURITIUS of Other Holding Companies 2443 6 GS SUNRAY HOLDINGS PARALLEL, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2444 7 GS SUNRAY HOLDINGS PARALLEL SUBCO, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2445 8 Hyatt Hotels Corporation 531390 - Other Chicago IL UNITED STATES activities related to real estate 2446 6 GS TELE CAYMAN 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2447 6 GSCP VI AA ONE PARALLEL HOLDING SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2448 6 GSCP VI PARALLEL NORTH HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2449 7 GSCP VI PARALLEL NORTH HOLDING CORP. 525990 - Other Halifax NS CANADA Financial Vehicles 2450 8 RED SKY HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2451 6 GSCP VI PARALLEL PROSIGHT, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2452 7 ProSight Parallel Investment LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2453 8 PROSIGHT GLOBAL HOLDINGS LIMITED 551112 - Offices Hamilton BERMUDA of Other Holding Companies 2454 6 GSCP VI PARALLEL WHITELABEL B LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2455 7 GSCP VI PARALLEL WHITELABEL S LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2456 8 ONTEX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2457 6 GSCP VI PARALLEL WHITELABEL S LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2458 6 GSCPVI BHC CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2459 6 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2460 6 HAWKER BEECHCRAFT, INC 525990 - Other Wichita KS UNITED STATES Financial Vehicles 2461 6 HWBCC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2462 6 HWBCC LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2463 6 KAR HOLDINGS II, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2464 6 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2465 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2466 6 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2467 6 MFI HOLDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2468 6 NORTH HOLDINGS CAYMAN CORP. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2469 6 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2470 6 PVF HOLDINGS LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2471 6 STEAK HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2472 6 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2473 6 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2474 6 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX UNITED STATES Financial Vehicles 2475 6 VALOUR HOLDINGS GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2476 7 U.S. SECURITY ASSOCIATES, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2477 6 Xella International Holdings S.a.r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2478 5 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2479 6 GS CAPITAL PARTNERS VI FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2480 6 MFI HOLDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 2481 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2482 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2483 4 GS CAPITAL PARTNERS VI PMD ESC FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2484 4 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2485 4 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2486 4 GS CAPITAL PARTNERS VI PMD QP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2487 4 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2488 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2489 5 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2490 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2491 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2492 5 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2493 3 GS DIRECT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2494 4 GOLDMAN SACHS CLEAN TECHNOLOGY INVESTMENTS GK 525990 - Other Minato-ku JAPAN Financial Vehicles 2495 4 GS CHROMA HOLDINGS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2496 4 GS DIRECT GD LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2497 4 GS DIRECT PHARMA LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2498 4 GS DIRECT VALENTINE HOLDINGS 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 2499 4 GS LOGISTICS HOLDINGS LTD 525990 - Other Ebene MAURITIUS Financial Vehicles 2500 4 GS PHERECLUS HOLDINGS LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 2501 4 GS Treasure S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2502 4 VGG HOLDING LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 2503 4 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 2504 3 GS LOAN PARTNERS I EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2505 4 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2506 5 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2507 6 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2508 7 GSLP I ONSHORE INVESTMENT FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2509 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2510 8 GSLP I ONSHORE HOLDINGS FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2511 8 GSLP I ONSHORE S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2512 9 GSLP I ONSHORE (BRENNTAG) S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2513 4 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2514 3 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2515 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles
2432 6 BUCK HOLDINGS, LLC 28 N/A 2433 6 CASA HOLDINGS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2434 6 COMPASS DELAWARE HOLDINGS II CORP. 100 N/A 2435 6 COMPASS INVESTORS INC. 85 N/A 2436 6 CUCINA HOLDINGS SARL 100 N/A 2437 6 EDAM ACQUISITION HOLDING I COOPERATIEF U.A. 33 N/A 2438 6 GS EDAM DEBT HOLDINGS 99 N/A 2439 6 GS LUX DEBT HOLDINGS II S.A.R.L. 100 N/A 2440 6 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2441 6 GS Lux Management Services S.a r.l. 100 N/A 2442 6 GS MACE HOLDINGS LIMITED 100 N/A 2443 6 GS SUNRAY HOLDINGS PARALLEL, L.L.C. N/A N/A The direct holder is a Managing Member. 2444 7 GS SUNRAY HOLDINGS PARALLEL SUBCO, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2445 8 Hyatt Hotels Corporation 7 N/A 2446 6 GS TELE CAYMAN 100 N/A 2447 6 GSCP VI AA ONE PARALLEL HOLDING SARL 100 N/A 2448 6 GSCP VI PARALLEL NORTH HOLDINGS S.A.R.L. 100 N/A 2449 7 GSCP VI PARALLEL NORTH HOLDING CORP. 100 N/A 2450 8 RED SKY HOLDINGS L.P. N/A 21 2451 6 GSCP VI PARALLEL PROSIGHT, L.L.C. N/A N/A The direct holder is a Managing Member. 2452 7 ProSight Parallel Investment LLC N/A N/A The direct holder is a Non-Managing Member. 2453 8 PROSIGHT GLOBAL HOLDINGS LIMITED 51 N/A 2454 6 GSCP VI PARALLEL WHITELABEL B LLC N/A N/A The direct holder is a Managing Member. 2455 7 GSCP VI PARALLEL WHITELABEL S LLC N/A N/A The direct holder is a Non-Managing Member. 2456 8 ONTEX I S.A R.L. 50 N/A 2457 6 GSCP VI PARALLEL WHITELABEL S LLC N/A N/A The direct holder is a Managing Member. 2458 6 GSCPVI BHC CAYMAN LTD. 100 N/A 2459 6 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2460 6 HAWKER BEECHCRAFT, INC 46 N/A 2461 6 HWBCC LLC N/A N/A The direct holder is a Non-Managing Member. 2462 6 HWBCC LP N/A N/A The direct holder is a Limited Partner. 2463 6 KAR HOLDINGS II, LLC 34 N/A 2464 6 Kinder Morgan Holdco LLC 25 N/A 2465 6 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 2466 6 LVB ACQUISITION HOLDING, LLC 24 N/A 2467 6 MFI HOLDING CORPORATION 72 N/A 2468 6 NORTH HOLDINGS CAYMAN CORP. 100 N/A 2469 6 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 2470 6 PVF HOLDINGS LLC 63 N/A 2471 6 STEAK HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2472 6 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2473 6 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 2474 6 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 100 11 2475 6 VALOUR HOLDINGS GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2476 7 U.S. SECURITY ASSOCIATES, L.P. N/A N/A The direct holder is a General Partner. 2477 6 Xella International Holdings S.a.r.l. 50 N/A 2478 5 GS CAPITAL PARTNERS VI, L.P. N/A N/A The direct holder is a Limited Partner. 2479 6 GS CAPITAL PARTNERS VI FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2480 6 MFI HOLDING CORPORATION 72 N/A 2481 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND OFFSHORE, LTD. 100 N/A 2482 4 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 2483 4 GS CAPITAL PARTNERS VI PMD ESC FUND OFFSHORE, LTD. 100 N/A 2484 4 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. N/A N/A The direct holder is a General Partner. 2485 4 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 2486 4 GS CAPITAL PARTNERS VI PMD QP FUND OFFSHORE, LTD. 100 N/A 2487 4 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 2488 5 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2489 5 GS CAPITAL PARTNERS VI GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2490 5 GS CAPITAL PARTNERS VI OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2491 5 GS CAPITAL PARTNERS VI PARALLEL, L.P. N/A N/A The direct holder is a Limited Partner. 2492 5 GS CAPITAL PARTNERS VI, L.P. N/A N/A The direct holder is a Limited Partner. 2493 3 GS DIRECT, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2494 4 GOLDMAN SACHS CLEAN TECHNOLOGY INVESTMENTS GK N/A N/A The direct holder is a Managing Member. 2495 4 GS CHROMA HOLDINGS LIMITED 100 N/A 2496 4 GS DIRECT GD LIMITED 100 N/A 2497 4 GS DIRECT PHARMA LIMITED 100 N/A 2498 4 GS DIRECT VALENTINE HOLDINGS 100 N/A 2499 4 GS LOGISTICS HOLDINGS LTD 100 N/A 2500 4 GS PHERECLUS HOLDINGS LIMITED 100 N/A 2501 4 GS Treasure S.a r.l. 100 N/A 2502 4 VGG HOLDING LLC 16 N/A 2503 4 YES NETWORK HOLDING COMPANY, LLC 30 N/A 2504 3 GS LOAN PARTNERS I EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2505 4 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2506 5 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2507 6 GS LOAN PARTNERS I ONSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2508 7 GSLP I ONSHORE INVESTMENT FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2509 8 GS Lux Management Services S.a r.l. 100 N/A 2510 8 GSLP I ONSHORE HOLDINGS FUND, L.L.C. N/A N/A The direct holder is a Managing Member. 2511 8 GSLP I ONSHORE S.A R.L. 100 N/A 2512 9 GSLP I ONSHORE (BRENNTAG) S.A R.L. 100 N/A 2513 4 GS LOAN PARTNERS I EMPLOYEE MASTER FUND, L.P. N/A N/A The direct holder is a General Partner. 2514 3 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2515 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND OFFSHORE, 100 N/A LTD.
2516 5 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2517 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2518 7 GSMP 2006 OFFSHORE INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2519 8 GSMP 2006 OFFSHORE HOLDINGS INTERNATIONAL 525990 - Other George Town CAYMAN ISLANDS (BRENNTAG), LTD. Financial Vehicles 2520 8 GSMP 2006 OFFSHORE HOLDINGS INTERNATIONAL, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2521 9 GSMP 2006 OFFSHORE HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2522 8 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2523 7 GSMP 2006 OFFSHORE INVESTMENT FUND, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2524 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2525 7 GSMP 2006 OFFSHORE S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2526 7 GSMP 2006 OFFSHORE US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2527 8 GSMP 2006 OFFSHORE HARRAH'S HOLDINGS, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2528 8 GSMP 2006 OFFSHORE HOLDINGS US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2529 8 GSMP 2006 OFFSHORE MARSICO INVESTMENT, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2530 8 GSMP 2006 OFFSHORE SBI HOLDINGS, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2531 5 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2532 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2533 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2534 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2535 4 GS MEZZANINE PARTNERS 2006 PCP FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2536 5 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2537 6 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2538 7 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2539 8 GSMP 2006 INSTITUTIONAL INVESTMENT FUND, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2540 9 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2541 9 GSMP 2006 INSTITUTIONAL INTERNATIONAL, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2542 10 GSMP 2006 INSTITUTIONAL HOLDINGS 525990 - Other George Town CAYMAN ISLANDS INTERNATIONAL, LTD. Financial Vehicles 2543 11 GSMP 2006 INSTITUTIONAL HOLDINGS 525990 - Other George Town CAYMAN ISLANDS INTERNATIONAL (BRENNTAG), LTD. Financial Vehicles 2544 11 GSMP 2006 INSTITUTIONAL HOLDINGS 525990 - Other Luxembourg LUXEMBOURG S.A.R.L. Financial Vehicles 2545 10 SEVRES II S.A.R.L. 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2546 9 GSMP 2006 INSTITUTIONAL US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2547 10 GSMP 2006 INSTITUTIONAL HARRAH'S 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 2548 10 GSMP 2006 INSTITUTIONAL HOLDINGS US, 525990 - Other George Town CAYMAN ISLANDS LTD. Financial Vehicles 2549 10 GSMP 2006 INSTITUTIONAL MARSICO 525990 - Other George Town CAYMAN ISLANDS INVESTMENT, LTD. Financial Vehicles 2550 8 GSMP 2006 INSTITUTIONAL S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2551 6 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2552 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2553 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2554 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2555 4 GS MEZZANINE PARTNERS 2006 PCP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2556 4 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2557 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2558 5 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2559 4 GS MEZZANINE PARTNERS 2006 PIA FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2560 5 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2561 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2562 4 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2563 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2564 5 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2565 3 GS MEZZANINE PARTNERS V EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2566 4 GS FUND HOLDINGS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2567 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES OFFSHORE II, L.L.C. Financial Vehicles 2568 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2569 7 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2570 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2571 8 GSMP V OFFSHORE INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2572 9 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter Port GUERNSEY INCORPORATED Financial Vehicles 2573 8 GSMP V OFFSHORE INVESTMENT FUND, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2574 8 GSMP V OFFSHORE S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2575 8 GSMP V OFFSHORE US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2576 9 GSMP V OFFSHORE MARSICO INVESTMENT, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2577 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2578 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES ONSHORE II, L.L.C. Financial Vehicles 2579 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2580 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2581 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2582 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2583 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2584 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2585 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2586 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES ONSHORE, L.P. Financial Vehicles 2587 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2588 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2589 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES OFFSHORE II, L.L.C. Financial Vehicles 2590 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2591 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES ONSHORE II, L.L.C. Financial Vehicles 2592 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES ONSHORE, L.P. Financial Vehicles 2593 4 GS MEZZANINE PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2594 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES ONSHORE, L.P. Financial Vehicles 2595 5 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2596 4 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2597 5 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2598 6 GS MEZZANINE PARTNERS V EMPLOYEE MASTER 525990 - Other New York NY UNITED STATES FUND ONSHORE, L.P. Financial Vehicles 2599 6 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles
2516 5 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2517 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 2518 7 GSMP 2006 OFFSHORE INTERNATIONAL, LTD. 100 N/A 2519 8 GSMP 2006 OFFSHORE HOLDINGS INTERNATIONAL 100 N/A (BRENNTAG), LTD. 2520 8 GSMP 2006 OFFSHORE HOLDINGS INTERNATIONAL, 100 N/A LTD. 2521 9 GSMP 2006 OFFSHORE HOLDINGS S.A.R.L. 100 N/A 2522 8 SEVRES II S.A.R.L. 73 73 2523 7 GSMP 2006 OFFSHORE INVESTMENT FUND, LTD. 100 N/A 2524 8 GS Lux Management Services S.a r.l. 100 N/A 2525 7 GSMP 2006 OFFSHORE S.A.R.L. 100 N/A 2526 7 GSMP 2006 OFFSHORE US, LTD. 100 N/A 2527 8 GSMP 2006 OFFSHORE HARRAH'S HOLDINGS, LTD. 100 N/A 2528 8 GSMP 2006 OFFSHORE HOLDINGS US, LTD. 100 N/A 2529 8 GSMP 2006 OFFSHORE MARSICO INVESTMENT, LTD. 100 N/A 2530 8 GSMP 2006 OFFSHORE SBI HOLDINGS, LTD. 100 N/A 2531 5 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2532 4 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2533 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2534 5 GS MEZZANINE PARTNERS 2006 ONSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2535 4 GS MEZZANINE PARTNERS 2006 PCP FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2536 5 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2537 6 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, N/A N/A The direct holder is a L.L.C. Managing Member. 2538 7 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, N/A N/A The direct holder is a L.P. General Partner. 2539 8 GSMP 2006 INSTITUTIONAL INVESTMENT FUND, 100 N/A LTD. 2540 9 GS Lux Management Services S.a r.l. 100 N/A 2541 9 GSMP 2006 INSTITUTIONAL INTERNATIONAL, 100 N/A LTD. 2542 10 GSMP 2006 INSTITUTIONAL HOLDINGS 100 N/A INTERNATIONAL, LTD. 2543 11 GSMP 2006 INSTITUTIONAL HOLDINGS 100 N/A INTERNATIONAL (BRENNTAG), LTD. 2544 11 GSMP 2006 INSTITUTIONAL HOLDINGS 100 N/A S.A.R.L. 2545 10 SEVRES II S.A.R.L. 73 73 2546 9 GSMP 2006 INSTITUTIONAL US, LTD. 100 N/A 2547 10 GSMP 2006 INSTITUTIONAL HARRAH'S 100 N/A HOLDINGS, LTD. 2548 10 GSMP 2006 INSTITUTIONAL HOLDINGS US, 100 N/A LTD. 2549 10 GSMP 2006 INSTITUTIONAL MARSICO 100 N/A INVESTMENT, LTD. 2550 8 GSMP 2006 INSTITUTIONAL S.A.R.L. 100 N/A 2551 6 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2552 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2553 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2554 6 GS MEZZANINE PARTNERS 2006 OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2555 4 GS MEZZANINE PARTNERS 2006 PCP FUND OFFSHORE, LTD. 100 N/A 2556 4 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. N/A N/A The direct holder is a General Partner. 2557 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2558 5 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a Limited Partner. 2559 4 GS MEZZANINE PARTNERS 2006 PIA FUND OFFSHORE, LTD. 100 N/A 2560 5 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2561 5 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2562 4 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 2563 5 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2564 5 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a Limited Partner. 2565 3 GS MEZZANINE PARTNERS V EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2566 4 GS FUND HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2567 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a OFFSHORE II, L.L.C. Non-Managing Member. 2568 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2569 7 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 2570 8 GS Lux Management Services S.a r.l. 100 N/A 2571 8 GSMP V OFFSHORE INTERNATIONAL, LTD. 100 N/A 2572 9 UMBRELLASTREAM LIMITED PARTNERSHIP N/A 43 INCORPORATED 2573 8 GSMP V OFFSHORE INVESTMENT FUND, LTD. 100 N/A 2574 8 GSMP V OFFSHORE S.a r.l. 100 N/A 2575 8 GSMP V OFFSHORE US, LTD. 100 N/A 2576 9 GSMP V OFFSHORE MARSICO INVESTMENT, LTD. 100 N/A 2577 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2578 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a ONSHORE II, L.L.C. Non-Managing Member. 2579 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2580 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2581 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND OFFSHORE, LTD. 100 N/A 2582 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a OFFSHORE, L.P. Limited Partner. 2583 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2584 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2585 4 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2586 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a ONSHORE, L.P. Limited Partner. 2587 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2588 6 GS MEZZANINE PARTNERS V ONSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2589 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder has OFFSHORE II, L.L.C. Control through a Management Agreement or other arrangements. 2590 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 2591 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder has ONSHORE II, L.L.C. Control through a Management Agreement or other arrangements. 2592 4 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a ONSHORE, L.P. General Partner. 2593 4 GS MEZZANINE PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 2594 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a ONSHORE, L.P. Limited Partner. 2595 5 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 2596 4 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 2597 5 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2598 6 GS MEZZANINE PARTNERS V EMPLOYEE MASTER N/A N/A The direct holder is a FUND ONSHORE, L.P. Limited Partner. 2599 6 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner.
2600 4 GS MEZZANINE PARTNERS V PMD ESC FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2601 5 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2602 4 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2603 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 2604 5 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2605 6 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2606 7 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2607 8 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2608 8 GSMP V INSTITUTIONAL INTERNATIONAL, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2609 9 UMBRELLASTREAM LIMITED PARTNERSHIP 525990 - Other St. Peter Port GUERNSEY INCORPORATED Financial Vehicles 2610 8 GSMP V INSTITUTIONAL INVESTMENT FUND, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2611 8 GSMP V INSTITUTIONAL S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2612 8 GSMP V INSTITUTIONAL US, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2613 9 GSMP V INSTITUTIONAL MARSICO 525990 - Other George Town CAYMAN ISLANDS INVESTMENT, LTD. Financial Vehicles 2614 6 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2615 5 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2616 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2617 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2618 4 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2619 5 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2620 4 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2621 3 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2622 3 GS PEG EMPLOYEE FUNDS I ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2623 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND I, 525990 - Other New York NY UNITED STATES LLC Financial Vehicles 2624 5 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND I, 525990 - Other New York NY UNITED STATES LLC Financial Vehicles 2625 4 GOLDMAN SACHS PRIVATE EQUITY GROUP OVERRIDE FUND I, 525990 - Other New York NY UNITED STATES LLC Financial Vehicles 2626 3 GS PEG EMPLOYEE FUNDS II ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2627 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND II, 525990 - Other New York NY UNITED STATES LLC Financial Vehicles 2628 4 GOLDMAN SACHS PRIVATE EQUITY GROUP OVERRIDE FUND II, 525990 - Other New York NY UNITED STATES LLC Financial Vehicles 2629 3 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2630 3 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 2631 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND VII, 525990 - Other New York NY UNITED STATES LLC Financial Vehicles 2632 5 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 2633 4 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, 525910 - Open-End New York NY UNITED STATES LLC Investment Funds 2634 3 JEREZ FUNDO DE INVESTIMENTO EM DIREITOS CREDITORIOS 525910 - Open-End Osasco BRAZIL NAO-PADRONIZADOS MULTICARTEIRA Investment Funds 2635 3 LIFELOCK, INC. 525990 - Other Tempe AZ UNITED STATES Financial Vehicles 2636 3 LIQUIDITYMATCH LLC 525990 - Other Jersey City NJ UNITED STATES Financial Vehicles 2637 3 M-CCP PARENT, INC. 525990 - Other Charlotte NC UNITED STATES Financial Vehicles 2638 4 M-CCP HOLDINGS, INC. 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 2639 5 MERGENT, INC. 518210 - Data Charlotte NC UNITED STATES Processing, Hosting, and Related Services 2640 3 MBD 2011 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2641 4 MBD 2011, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 2642 3 NYSE AMEX OPTIONS LLC 523210 - New York NY UNITED STATES Securities and Commodity Exchanges 2643 3 PANDA INVESTMENTS LTD 551112 - Offices Ebene MAURITIUS of Other Holding Companies 2644 3 PATENT SKY LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2645 3 PEG EMPLOYEE FUNDS VIII ADVISORS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 2646 4 PRIVATE EQUITY GROUP EMPLOYEE FUND VIII, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 2647 5 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 2648 4 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 2649 3 PIVOTAL HOLDINGS LTD. 525990 - Other Montreal QC CANADA Financial Vehicles 2650 4 PIVOTAL PAYMENTS INC. 525990 - Other Melville NY UNITED STATES Financial Vehicles 2651 4 Pivotal Payments Corporation 525990 - Other Montreal QC CANADA Financial Vehicles 2652 3 PRLP VENTURES II, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 2653 4 PRLP 2011 HOLDINGS LLC 551112 - Offices San Juan PR UNITED STATES of Other Holding Companies 2654 3 PRLP VENTURES LLC 525990 - Other Irving TX UNITED STATES Financial Vehicles 2655 4 CPG/GS PR NPL, LLC 525990 - Other San Juan PUERTO RICO Financial Vehicles 2656 5 CPG/GS ISLAND PROPERTIES I, LLC 531390 - Other San Juan PUERTO PUERTO RICO activities related RICO to real estate 2657 5 CPG/GS ISLAND PROPERTIES II, LLC 531390 - Other San Juan PUERTO PUERTO RICO activities related RICO to real estate 2658 3 ProSight Equity Management Inc. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2659 4 PROSIGHT INVESTMENT LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2660 4 ProSight Parallel Investment LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2661 3 READY CAPITAL GROUP LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2662 3 REDLINE TRADING SOLUTIONS, INC. 511210 - Woburn MA UNITED STATES Applications software, computer, packaged 2663 3 SHOELANE GP, L.L.C. 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 2664 4 SHOELANE, L.P. 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 2665 3 SPEAR, LEEDS & KELLOGG SPECIALISTS LLC 523120 - Albany NY UNITED STATES Securities Brokerage 2666 3 SPIRAL HOLDINGS INC. 525990 - Other Woodcliff NJ UNITED STATES Financial Vehicles Lake 2667 4 SPIRAL INTERMEDIATE INC. 525990 - Other Woodcliff NJ UNITED STATES Financial Vehicles Lake 2668 5 SYNCSORT INCORPORATED 541511 - Computer Woodcliff NJ UNITED STATES program or Lake software development 2669 3 STONE STREET PEP TECHNOLOGY 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2670 4 BRIDGE STREET PEP TECHNOLOGY FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2671 4 STONE STREET PEP TECHNOLOGY FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2672 3 THE PORTAL ALLIANCE LLC 523210 - New York NY UNITED STATES Securities and Commodity Exchanges 2673 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2008 Financial Vehicles 2674 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2675 4 W2008 INTERNATIONAL FINANCE SUB LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2676 5 W2007 BEAR L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2677 5 W2007/W2008 FINANCE LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2678 5 W2008 JUPITER INVESTMENT CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2679 5 W2008 OUKA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2680 5 W2008 RAINBOW 1 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2681 5 W2008 RAINBOW 2 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2682 5 W2008 RAINBOW 3 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2683 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles
2600 4 GS MEZZANINE PARTNERS V PMD ESC FUND, L.P. N/A N/A The direct holder is a General Partner. 2601 5 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2602 4 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2603 5 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND N/A N/A The direct holder is a OFFSHORE, L.P. Limited Partner. 2604 5 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2605 6 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.L.C. N/A N/A The direct holder is a Managing Member. 2606 7 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, N/A N/A The direct holder is a L.P. General Partner. 2607 8 GS Lux Management Services S.a r.l. 100 N/A 2608 8 GSMP V INSTITUTIONAL INTERNATIONAL, LTD. 100 N/A 2609 9 UMBRELLASTREAM LIMITED PARTNERSHIP N/A 43 INCORPORATED 2610 8 GSMP V INSTITUTIONAL INVESTMENT FUND, LTD. 100 N/A 2611 8 GSMP V INSTITUTIONAL S.A R.L. 100 N/A 2612 8 GSMP V INSTITUTIONAL US, LTD. 100 N/A 2613 9 GSMP V INSTITUTIONAL MARSICO 100 N/A INVESTMENT, LTD. 2614 6 GS MEZZANINE PARTNERS V INSTITUTIONAL FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2615 5 GS MEZZANINE PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2616 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2617 6 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2618 4 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, LTD. 100 N/A 2619 5 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2620 4 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 2621 3 GS MEZZANINE PARTNERS V OFFSHORE FUND, L.L.C. N/A N/A The direct holder is a Managing Member. 2622 3 GS PEG EMPLOYEE FUNDS I ADVISORS, LLC N/A N/A The direct holder is a Managing Member. 2623 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND I, N/A N/A The direct holder is a LLC Managing Member. 2624 5 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND I, N/A N/A The direct holder is a LLC Non-Managing Member. 2625 4 GOLDMAN SACHS PRIVATE EQUITY GROUP OVERRIDE FUND I, N/A N/A The direct holder is a LLC Managing Member. 2626 3 GS PEG EMPLOYEE FUNDS II ADVISORS, LLC N/A N/A The direct holder is a Managing Member. 2627 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND II, N/A N/A The direct holder is a LLC Managing Member. 2628 4 GOLDMAN SACHS PRIVATE EQUITY GROUP OVERRIDE FUND II, N/A N/A The direct holder is a LLC Managing Member. 2629 3 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2630 3 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2631 4 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND VII, N/A N/A The direct holder is a LLC Managing Member. 2632 5 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, N/A N/A The direct holder is a LLC Non-Managing Member. 2633 4 GOLDMAN SACHS PRIVATE EQUITY GROUP MASTER FUND VII, N/A N/A The direct holder has LLC Control through a Management Agreement or other arrangements. 2634 3 JEREZ FUNDO DE INVESTIMENTO EM DIREITOS CREDITORIOS 100 N/A NAO-PADRONIZADOS MULTICARTEIRA 2635 3 LIFELOCK, INC. 70 N/A 2636 3 LIQUIDITYMATCH LLC N/A N/A The direct holder is a Non-Managing Member. 2637 3 M-CCP PARENT, INC. 100 N/A 2638 4 M-CCP HOLDINGS, INC. 100 N/A 2639 5 MERGENT, INC. 100 N/A 2640 3 MBD 2011 ADVISORS, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2641 4 MBD 2011, L.P. N/A N/A The direct holder is a General Partner. 2642 3 NYSE AMEX OPTIONS LLC N/A N/A The direct holder is a Non-Managing Member. 2643 3 PANDA INVESTMENTS LTD 100 N/A 2644 3 PATENT SKY LLC N/A N/A The direct holder is a Managing Member. 2645 3 PEG EMPLOYEE FUNDS VIII ADVISORS, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2646 4 PRIVATE EQUITY GROUP EMPLOYEE FUND VIII, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2647 5 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC N/A N/A The direct holder is a Non-Managing Member. 2648 4 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2649 3 PIVOTAL HOLDINGS LTD. 1 N/A 2650 4 PIVOTAL PAYMENTS INC. 100 N/A 2651 4 Pivotal Payments Corporation 100 N/A 2652 3 PRLP VENTURES II, LLC N/A N/A The direct holder is a Managing Member. 2653 4 PRLP 2011 HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 2654 3 PRLP VENTURES LLC N/A N/A The direct holder is a Managing Member. 2655 4 CPG/GS PR NPL, LLC N/A N/A The direct holder is a Managing Member. 2656 5 CPG/GS ISLAND PROPERTIES I, LLC N/A N/A The direct holder is a Managing Member. 2657 5 CPG/GS ISLAND PROPERTIES II, LLC N/A N/A The direct holder is a Managing Member. 2658 3 ProSight Equity Management Inc. 100 N/A 2659 4 PROSIGHT INVESTMENT LLC N/A N/A The direct holder is a Managing Member. 2660 4 ProSight Parallel Investment LLC N/A N/A The direct holder is a Managing Member. 2661 3 READY CAPITAL GROUP LLC N/A N/A The direct holder is a Non-Managing Member. 2662 3 REDLINE TRADING SOLUTIONS, INC. 100 N/A 2663 3 SHOELANE GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2664 4 SHOELANE, L.P. N/A N/A The direct holder is a General Partner. 2665 3 SPEAR, LEEDS & KELLOGG SPECIALISTS LLC N/A N/A The direct holder is a Managing Member. 2666 3 SPIRAL HOLDINGS INC. 19 N/A 2667 4 SPIRAL INTERMEDIATE INC. 100 N/A 2668 5 SYNCSORT INCORPORATED 100 N/A 2669 3 STONE STREET PEP TECHNOLOGY 2000, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 2670 4 BRIDGE STREET PEP TECHNOLOGY FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 2671 4 STONE STREET PEP TECHNOLOGY FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 2672 3 THE PORTAL ALLIANCE LLC N/A N/A The direct holder is a Non-Managing Member. 2673 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2008 Limited Partner. 2674 4 GS Lux Management Services S.a r.l. 100 N/A 2675 4 W2008 INTERNATIONAL FINANCE SUB LTD. 100 N/A 2676 5 W2007 BEAR L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2677 5 W2007/W2008 FINANCE LTD. 100 N/A 2678 5 W2008 JUPITER INVESTMENT CAYMAN LTD. 100 N/A 2679 5 W2008 OUKA (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2680 5 W2008 RAINBOW 1 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2681 5 W2008 RAINBOW 2 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2682 5 W2008 RAINBOW 3 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2683 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 100 N/A This holding represents ownership in Class C shares.
2684 6 WHITEHALL EUROPEAN RE 7A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2685 7 AMELIA HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2686 7 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2687 8 SATUREA B.V. 531390 - Other Amsterdam NETHERLANDS activities related to real estate 2688 9 LANCASTER GMBH & CO. KG 525990 - Other Dusseldorf GERMANY Financial Vehicles 2689 9 LANCASTER HOLDING GmbH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2690 10 LANCASTER GMBH & CO. KG 525990 - Other Dusseldorf GERMANY Financial Vehicles 2691 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2692 6 WHITEHALL EUROPEAN RE 8A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2693 7 AMELIA HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2694 7 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2695 5 WHITEHALL EUROPEAN RE 9 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2696 6 Whitehall European RE 9A S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2697 7 AMELIA HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2698 7 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2699 2 GOLDMAN, SACHS & CO. FINANZ GMBH 551112 - Offices Frankfurt am GERMANY of Other Holding Main Companies 2700 3 GOLDMAN SACHS AG 522110 - Frankfurt am GERMANY Commercial Banking Main 2701 2 GOLDMAN, SACHS & CO. WERTPAPIER GMBH 523110 - Frankfurt am GERMANY Investment Banking Main and Securities Dealing 2702 2 GREENE AVENUE LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2703 2 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 525990 - Other George Town CAYMAN ISLANDS 2011 OFFSHORE ADVISORS INC. Financial Vehicles 2704 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 525990 - Other George Town CAYMAN ISLANDS 2011 OFFSHORE L.P. Financial Vehicles 2705 4 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 525990 - Other George Town CAYMAN ISLANDS 2011 OFFSHORE HOLDINGS L.P. Financial Vehicles 2706 2 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 525990 - Other George Town CAYMAN ISLANDS 2011 OFFSHORE HOLDINGS ADVISORS INC. Financial Vehicles 2707 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 525990 - Other George Town CAYMAN ISLANDS 2011 OFFSHORE HOLDINGS L.P. Financial Vehicles 2708 2 GS (ASIA) L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2709 2 GS - MPIM I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2710 2 GS 1 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2711 3 GS 1 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2712 2 GS 2 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2713 3 GS 2 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2714 2 GS 20 FRONT MEMBER LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2715 2 GS 2280 FDB MEMBER LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2716 2 GS 230 PARK ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2717 3 GOLDMAN SACHS 230 PARK INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2718 2 GS 3 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2719 3 GS 3 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2720 2 GS 4 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2721 3 GS 4 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2722 2 GS 5 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2723 3 GS 5 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2724 2 GS 5555 HOLLYWOOD MEMBER LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2725 2 GS 6 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2726 3 GS 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2727 2 GS 7 HOLDINGS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2728 3 GS 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2729 2 GS ACA, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2730 2 GS ADMINISTRATIVE SERVICES, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2731 2 GS ADVISORS 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2732 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2733 4 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2734 4 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2735 4 GSCP 2000 OFFSHORE CCH HOLDING 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2736 5 GSCP 2000 OFFSHORE CCH HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2737 6 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2738 5 GSCP 2000 OFFSHORE CEBRIDGE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2739 4 GSCP 2000 OFFSHORE CCH HOLDING, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2740 4 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2741 3 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2742 4 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2743 4 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2744 4 GSCP 2000 CEBRIDGE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2745 5 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2746 4 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2747 2 GS ADVISORS II, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2748 2 GS ADVISORS III, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2749 3 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2750 3 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2751 4 EACCESS HOLDINGS L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 2752 2 GS ADVISORS V AIV, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2753 3 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2754 3 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2755 2 GS ADVISORS V, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2756 3 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2757 3 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2758 3 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2759 3 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2760 3 GS PRYSMIAN CO-INVEST GP LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2761 2 GS ADVISORS VI AIV, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2762 3 GSCP VI AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2763 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2764 3 GSCP VI PARALLEL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2765 4 GS LUX DEBT HOLDINGS S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2766 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 2767 2 GS ADVISORS VI, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles
2684 6 WHITEHALL EUROPEAN RE 7A S.A R.L. 100 N/A 2685 7 AMELIA HOLDING 1 B.V. 100 N/A 2686 7 RESTIO B.V. 100 N/A 2687 8 SATUREA B.V. 100 N/A 2688 9 LANCASTER GMBH & CO. KG 100 100 2689 9 LANCASTER HOLDING GmbH 100 N/A 2690 10 LANCASTER GMBH & CO. KG 100 100 2691 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 100 N/A This holding represents ownership in Class C shares. 2692 6 WHITEHALL EUROPEAN RE 8A S.A R.L. 100 N/A 2693 7 AMELIA HOLDING 1 B.V. 100 N/A 2694 7 RESTIO B.V. 100 N/A 2695 5 WHITEHALL EUROPEAN RE 9 S.A R.L. 100 N/A 2696 6 Whitehall European RE 9A S.a r.l. 100 N/A 2697 7 AMELIA HOLDING 1 B.V. 100 N/A 2698 7 RESTIO B.V. 100 N/A 2699 2 GOLDMAN, SACHS & CO. FINANZ GMBH 100 N/A 2700 3 GOLDMAN SACHS AG 100 N/A 2701 2 GOLDMAN, SACHS & CO. WERTPAPIER GMBH 100 N/A 2702 2 GREENE AVENUE LIHTC LLC N/A N/A The direct holder is a Managing Member. 2703 2 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 100 N/A 2011 OFFSHORE ADVISORS INC. 2704 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: N/A N/A The direct holder is a 2011 OFFSHORE L.P. General Partner. 2705 4 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: N/A N/A The direct holder is a 2011 OFFSHORE HOLDINGS L.P. Limited Partner. 2706 2 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 100 N/A 2011 OFFSHORE HOLDINGS ADVISORS INC. 2707 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: N/A N/A The direct holder is a 2011 OFFSHORE HOLDINGS L.P. General Partner. 2708 2 GS (ASIA) L.P. N/A N/A The direct holder is a Limited Partner. 2709 2 GS - MPIM I, LLC N/A N/A The direct holder is a Non-Managing Member. 2710 2 GS 1 HOLDINGS S.A R.L. 100 N/A 2711 3 GS 1 S.A R.L. 100 N/A 2712 2 GS 2 HOLDINGS S.A R.L. 100 N/A 2713 3 GS 2 S.A R.L. 100 N/A 2714 2 GS 20 FRONT MEMBER LLC N/A N/A The direct holder is a Managing Member. 2715 2 GS 2280 FDB MEMBER LLC N/A N/A The direct holder is a Managing Member. 2716 2 GS 230 PARK ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2717 3 GOLDMAN SACHS 230 PARK INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2718 2 GS 3 HOLDINGS S.A R.L. 100 N/A 2719 3 GS 3 S.A R.L. 100 N/A 2720 2 GS 4 HOLDINGS S.A R.L. 100 N/A 2721 3 GS 4 S.A R.L. 100 N/A 2722 2 GS 5 HOLDINGS S.A R.L. 100 N/A 2723 3 GS 5 S.A R.L. 100 N/A 2724 2 GS 5555 HOLLYWOOD MEMBER LLC N/A N/A The direct holder is a Managing Member. 2725 2 GS 6 HOLDINGS S.A R.L. 100 N/A 2726 3 GS 6 S.A R.L. 100 N/A 2727 2 GS 7 HOLDINGS S.A R.L. 100 N/A 2728 3 GS 7 S.A R.L. 100 N/A 2729 2 GS ACA, LLC N/A N/A The direct holder is a Non-Managing Member. 2730 2 GS ADMINISTRATIVE SERVICES, LLC N/A N/A The direct holder is a Managing Member. 2731 2 GS ADVISORS 2000, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2732 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2733 4 FS Invest S.a r.l. 44 N/A 2734 4 GS 2000-I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2735 4 GSCP 2000 OFFSHORE CCH HOLDING 100 N/A 2736 5 GSCP 2000 OFFSHORE CCH HOLDING, L.P. N/A N/A The direct holder is a Limited Partner. 2737 6 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 2738 5 GSCP 2000 OFFSHORE CEBRIDGE HOLDINGS CORP. 100 N/A 2739 4 GSCP 2000 OFFSHORE CCH HOLDING, L.P. N/A N/A The direct holder is a General Partner. 2740 4 SUNGARD CAPITAL CORP. 10 N/A This holding represents ownership in A-4 shares. 2741 3 GS CAPITAL PARTNERS 2000, L.P. N/A N/A The direct holder is a General Partner. 2742 4 FS Invest S.a r.l. 44 N/A 2743 4 GS 2000-I, L.L.C. N/A N/A The direct holder is a Managing Member. 2744 4 GSCP 2000 CEBRIDGE HOLDINGS CORP. 100 N/A 2745 5 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 2746 4 SUNGARD CAPITAL CORP. 10 N/A This holding represents ownership in A-4 shares. 2747 2 GS ADVISORS II, L.L.C. N/A N/A The direct holder is a Managing Member. 2748 2 GS ADVISORS III, L.L.C. N/A N/A The direct holder is a Managing Member. 2749 3 GS CAPITAL PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2750 3 GS CAPITAL PARTNERS III, L.P. N/A N/A The direct holder is a General Partner. 2751 4 EACCESS HOLDINGS L.L.C. N/A N/A The direct holder is a Managing Member. 2752 2 GS ADVISORS V AIV, LTD. 100 N/A 2753 3 GSCP V AIV, L.P. N/A N/A The direct holder is a General Partner. 2754 3 GSCP V INSTITUTIONAL AIV, L.P. N/A N/A The direct holder is a General Partner. 2755 2 GS ADVISORS V, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2756 3 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a Managing Member. 2757 3 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a General Partner. 2758 3 GS CAPITAL PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2759 3 GS CAPITAL PARTNERS V, L.P. N/A N/A The direct holder is a General Partner. 2760 3 GS PRYSMIAN CO-INVEST GP LIMITED 100 N/A 2761 2 GS ADVISORS VI AIV, LTD. 100 N/A 2762 3 GSCP VI AIV, L.P. N/A N/A The direct holder is a General Partner. 2763 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED N/A 43 2764 3 GSCP VI PARALLEL AIV, L.P. N/A N/A The direct holder is a General Partner. 2765 4 GS LUX DEBT HOLDINGS S.A.R.L. 100 N/A 2766 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED N/A 43 2767 2 GS ADVISORS VI, L.L.C. N/A N/A The direct holder is a Managing Member.
2768 3 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2769 3 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2770 3 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2771 3 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2772 3 PAPERCO HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2773 2 GS ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2774 2 GS AT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2775 2 GS AYCO HOLDING LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2776 3 MERCER ALLIED COMPANY, L.P. 523120 - Saratoga NY UNITED STATES Securities Springs Brokerage 2777 3 SARATOGA SPRINGS LLC 551112 - Offices Saratoga NY UNITED STATES of Other Holding Springs Companies 2778 4 THE AYCO COMPANY, L.P. 523930 - Saratoga NY UNITED STATES Investment Advice Springs 2779 5 MERCER ALLIED COMPANY, L.P. 523120 - Saratoga NY UNITED STATES Securities Springs Brokerage 2780 5 THE AYCO SERVICES AGENCY, L.P. 524210 - Insurance Saratoga NY UNITED STATES Agencies and Springs Brokerages 2781 6 MERCAY CORPORATION 551112 - Offices Saratoga NY UNITED STATES of Other Holding Springs Companies 2782 7 THE AYCO SERVICES INSURANCE AGENCY, INC. 524210 - Insurance Saratoga NY UNITED STATES Agencies and Springs Brokerages 2783 3 THE AYCO COMPANY, L.P. 523930 - Saratoga NY UNITED STATES Investment Advice Springs 2784 3 THE AYCO SERVICES AGENCY, L.P. 524210 - Insurance Saratoga NY UNITED STATES Agencies and Springs Brokerages 2785 2 GS AYCO SENIOR HOLDING LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2786 2 GS BMET ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2787 3 GOLDMAN SACHS BMET INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2788 2 GS BMET OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2789 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2790 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2791 4 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2792 2 GS BPC Parking Garage, LLC 531390 - Other Wilmington DE UNITED STATES activities related to real estate 2793 2 GS CABLE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2794 3 GOLDMAN SACHS CABLE INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2795 4 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2796 2 GS CABLE INVESTORS SLP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2797 3 GOLDMAN SACHS CABLE INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2798 2 GS CAPITAL OPPORTUNITIES LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2799 3 GS FINANCING OPPORTUNITIES LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2800 2 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2801 3 CEQUEL COMMUNICATIONS HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2802 3 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 2803 3 GS 2000-I, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2804 3 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG 525990 - Other Berlin GERMANY Financial Vehicles 2805 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2806 3 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2807 3 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 2808 2 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG 525990 - Other Berlin GERMANY Financial Vehicles 2809 2 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2810 2 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2811 2 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP 525990 - Other Berlin GERMANY Financial Vehicles 2812 2 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW PARTNERSHIP 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2813 2 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2814 2 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2815 2 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2816 2 GS CAPITAL PARTNERS V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2817 2 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2818 2 GS CAPITAL PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2819 2 GS CAPITAL PARTNERS V PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2820 2 GS CAPITAL PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2821 2 GS CAPITAL PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2822 2 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2823 2 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2824 2 GS CAPITAL PARTNERS VI GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 2825 2 GS CAPITAL PARTNERS VI OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2826 2 GS CAPITAL PARTNERS VI PARALLEL, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2827 2 GS CAPITAL PARTNERS VI PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2828 2 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2829 2 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2830 2 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2831 2 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2832 2 GS CAPITAL PARTNERS VI, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2833 2 GS COMMERCIAL REAL ESTATE LP 522292 - Real New York NY UNITED STATES Estate Credit 2834 2 GS CORE INNOVATIONS INVESTOR LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2835 2 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2836 2 GS DGC ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2837 3 GOLDMAN SACHS DGC INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2838 2 GS DGC OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2839 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2840 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2841 4 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2842 2 GS DIRECT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2843 2 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2844 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2845 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2846 2 GS DIVERSIFIED FUNDING LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2847 3 GS DIVERSIFIED HOLDINGS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2848 3 GS DIVERSIFIED INVESTMENTS LIMITED 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2849 4 GS CAPITAL FUNDING (UK) 1 LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2850 3 PANDA INVESTMENTS LTD 551112 - Offices Ebene MAURITIUS of Other Holding Companies 2851 2 GS EDMC ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles
2768 3 GS CAPITAL PARTNERS VI GMBH & CO. KG N/A N/A The direct holder is a General Partner. 2769 3 GS CAPITAL PARTNERS VI OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2770 3 GS CAPITAL PARTNERS VI PARALLEL, L.P. N/A N/A The direct holder is a General Partner. 2771 3 GS CAPITAL PARTNERS VI, L.P. N/A N/A The direct holder is a General Partner. 2772 3 PAPERCO HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2773 2 GS ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2774 2 GS AT ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2775 2 GS AYCO HOLDING LLC N/A N/A The direct holder is a Managing Member. 2776 3 MERCER ALLIED COMPANY, L.P. N/A N/A The direct holder is a General Partner. 2777 3 SARATOGA SPRINGS LLC N/A N/A The direct holder is a Managing Member. 2778 4 THE AYCO COMPANY, L.P. N/A N/A The direct holder is a General Partner. 2779 5 MERCER ALLIED COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 2780 5 THE AYCO SERVICES AGENCY, L.P. N/A N/A The direct holder is a Limited Partner. 2781 6 MERCAY CORPORATION 100 N/A 2782 7 THE AYCO SERVICES INSURANCE AGENCY, INC. 100 N/A 2783 3 THE AYCO COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 2784 3 THE AYCO SERVICES AGENCY, L.P. N/A N/A The direct holder is a General Partner. 2785 2 GS AYCO SENIOR HOLDING LLC N/A N/A The direct holder is a Managing Member. 2786 2 GS BMET ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2787 3 GOLDMAN SACHS BMET INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2788 2 GS BMET OFFSHORE ADVISORS, INC. 100 N/A 2789 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2790 3 GOLDMAN SACHS BMET INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2791 4 GOLDMAN SACHS BMET INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2792 2 GS BPC Parking Garage, LLC N/A N/A The direct holder is a Non-Managing Member. 2793 2 GS CABLE ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2794 3 GOLDMAN SACHS CABLE INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2795 4 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 2796 2 GS CABLE INVESTORS SLP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2797 3 GOLDMAN SACHS CABLE INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 2798 2 GS CAPITAL OPPORTUNITIES LLC N/A N/A The direct holder is a Non-Managing Member. 2799 3 GS FINANCING OPPORTUNITIES LLC N/A N/A The direct holder is a Managing Member. 2800 2 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2801 3 CEQUEL COMMUNICATIONS HOLDINGS, LLC 37 N/A 2802 3 FS Invest S.a r.l. 44 N/A 2803 3 GS 2000-I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2804 3 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG N/A N/A The direct holder is a Limited Partner. 2805 3 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2806 3 GS CAPITAL PARTNERS 2000, L.P. N/A N/A The direct holder is a Limited Partner. 2807 3 SUNGARD CAPITAL CORP. 10 N/A This holding represents ownership in A-4 shares. 2808 2 GS CAPITAL PARTNERS 2000 GMBH & CO. BETEILIGUNGS KG N/A N/A The direct holder is a Limited Partner. 2809 2 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2810 2 GS CAPITAL PARTNERS 2000, L.P. N/A N/A The direct holder is a Limited Partner. 2811 2 GS CAPITAL PARTNERS II (GERMANY) CIVIL LAW PARTNERSHIP N/A N/A The direct holder is a Limited Partner. 2812 2 GS CAPITAL PARTNERS III (GERMANY) CIVIL LAW PARTNERSHIP N/A N/A The direct holder is a Limited Partner. 2813 2 GS CAPITAL PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2814 2 GS CAPITAL PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 2815 2 GS CAPITAL PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2816 2 GS CAPITAL PARTNERS V GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2817 2 GS CAPITAL PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 2818 2 GS CAPITAL PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2819 2 GS CAPITAL PARTNERS V PCP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2820 2 GS CAPITAL PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2821 2 GS CAPITAL PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 2822 2 GS CAPITAL PARTNERS VI EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2823 2 GS CAPITAL PARTNERS VI EMPLOYEE MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2824 2 GS CAPITAL PARTNERS VI GMBH & CO. KG N/A N/A The direct holder is a Limited Partner. 2825 2 GS CAPITAL PARTNERS VI OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2826 2 GS CAPITAL PARTNERS VI PARALLEL, L.P. N/A N/A The direct holder is a Limited Partner. 2827 2 GS CAPITAL PARTNERS VI PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2828 2 GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2829 2 GS CAPITAL PARTNERS VI PMD ESC FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2830 2 GS CAPITAL PARTNERS VI PMD JAPAN ESC FUND OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2831 2 GS CAPITAL PARTNERS VI PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2832 2 GS CAPITAL PARTNERS VI, L.P. N/A N/A The direct holder is a Limited Partner. 2833 2 GS COMMERCIAL REAL ESTATE LP N/A N/A The direct holder is a Limited Partner. 2834 2 GS CORE INNOVATIONS INVESTOR LLC N/A N/A The direct holder is a Managing Member. 2835 2 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. N/A N/A The direct holder is a Limited Partner. 2836 2 GS DGC ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 2837 3 GOLDMAN SACHS DGC INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2838 2 GS DGC OFFSHORE ADVISORS, INC. 100 N/A 2839 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2840 3 GOLDMAN SACHS DGC INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2841 4 GOLDMAN SACHS DGC INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2842 2 GS DIRECT, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2843 2 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2844 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2845 3 GS DISTRESSED OPPORTUNITIES EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2846 2 GS DIVERSIFIED FUNDING LLC N/A N/A The direct holder is a Non-Managing Member. 2847 3 GS DIVERSIFIED HOLDINGS LIMITED 100 N/A 2848 3 GS DIVERSIFIED INVESTMENTS LIMITED 100 N/A 2849 4 GS CAPITAL FUNDING (UK) 1 LIMITED 100 N/A 2850 3 PANDA INVESTMENTS LTD 100 N/A 2851 2 GS EDMC ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member.
2852 3 GOLDMAN SACHS EDMC INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2853 2 GS EDMC INVESTORS SLP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2854 2 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2855 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2856 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2857 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2858 2 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2859 2 GS EMPLOYEE FUNDS 2000 GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2860 3 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2861 3 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2862 3 GS PIA 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2863 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2864 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2865 3 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2866 4 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2867 2 GS EMPLOYEE FUNDS 2000 OFFSHORE GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2868 3 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2869 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2870 2 GS FINANCE CORP. 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 2871 2 GS FINANCIAL SERVICES II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2872 3 AMAGANSETT ASSETS 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2873 3 ASSET FUNDING COMPANY IV LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2874 3 GS FUNDING EUROPE 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2875 4 AMAGANSETT FUNDING LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2876 4 AMAGANSETT II ASSETS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2877 4 GS FUNDING EUROPE I LTD. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 2878 5 GS FUNDING EUROPE II LTD. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 2879 4 GS FUNDING EUROPE II LTD. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 2880 2 GS FINANCIAL SERVICES L.P. (DEL) 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2881 2 GS FUND HOLDINGS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2882 2 GS FUNDING OPPORTUNITIES II LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2883 3 GS FUNDING OPPORTUNITIES LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2884 2 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2885 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2886 4 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2887 5 ADMIRAL GLOBAL & INTERNATIONAL SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2888 6 ABP (JERSEY) LIMITED 525990 - Other Saint Helier JERSEY Financial Vehicles 2889 7 ABP BONDS UK LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2890 8 ABP SUBHOLDINGS UK LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2891 9 ABPA HOLDINGS LIMITED 551111 - Offices London UNITED KINGDOM of Bank Holding (OTHER) Companies 2892 10 ABP FINANCE PLC 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 2893 5 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE 525990 - Other Amsterdam NETHERLANDS U.A. Financial Vehicles 2894 6 MATADOR INFRA B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2895 7 RED DE CARRETERAS DE OCCIDENTE, S. DE R.L. DE 525910 - Open-End Mexico City MEXICO C.V. Investment Funds 2896 5 GS GLOBAL INFRASTRUCTURE PARTNERS I FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2897 5 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2898 5 GSIP GLOBAL ADVISORS 2006, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2899 6 GS GLOBAL INFRASTRUCTURE PARTNERS I FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2900 5 GSIP I Mezzanine Global and International S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2901 5 GSPX CARRIX LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2902 6 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2903 6 PX 3, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2904 5 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2905 5 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2906 5 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2907 5 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX UNITED STATES Financial Vehicles 2908 2 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2909 2 GS GLOBAL INVESTMENTS, CO. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2910 3 GS GLOBAL INVESTMENTS UK, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2911 4 COUNTY UK LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2912 5 COUNTY FUNDING 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 2913 6 COUNTY ASSETS LIMITED 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2914 2 GS GLOBAL MARKETS, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2915 2 GS HUDSON FERRY HOLDINGS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2916 3 HUDSON FERRY OWNER HOLDINGS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2917 4 HUDSON FERRY OWNER 1 LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2918 4 HUDSON FERRY OWNER 2 LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2919 3 HUDSON FERRY PARENT 1 LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2920 4 HUDSON FERRY OWNER HOLDINGS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2921 3 HUDSON FERRY PARENT 2 LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2922 4 HUDSON FERRY PARENT 1 LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2923 2 GS HULL HOLDING, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2924 3 THE HULL GROUP, L.L.C. 551112 - Offices Chicago IL UNITED STATES of Other Holding Companies 2925 2 GS INDIA HOLDINGS (DELAWARE) L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 2926 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2927 3 GS INDIA HOLDINGS L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2928 2 GS INDIA HOLDINGS L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 2929 2 GS INFRASTRUCTURE ADVISORS 2006, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2930 3 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2931 3 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2932 4 ADMIRAL INSTITUTIONAL S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2933 5 ABP (JERSEY) LIMITED 525990 - Other Saint Helier JERSEY Financial Vehicles 2934 4 GS INSTITUTIONAL INFRASTRUCTURE MATADOR C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2935 5 MATADOR INFRA B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles
2852 3 GOLDMAN SACHS EDMC INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 2853 2 GS EDMC INVESTORS SLP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2854 2 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. N/A N/A The direct holder is a Limited Partner. 2855 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2856 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 2857 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2858 2 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 2859 2 GS EMPLOYEE FUNDS 2000 GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2860 3 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 2861 3 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2862 3 GS PIA 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2863 4 GOLDMAN SACHS DIRECT INVESTMENT FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 2864 4 GS CAPITAL PARTNERS 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2865 3 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 2866 4 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. N/A N/A The direct holder is a Limited Partner. 2867 2 GS EMPLOYEE FUNDS 2000 OFFSHORE GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2868 3 GS EMPLOYEE FUND 2000 OFFSHORE (CORPORATE), L.P. N/A N/A The direct holder is a General Partner. 2869 3 GS EMPLOYEE FUND 2000 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 2870 2 GS FINANCE CORP. 100 N/A 2871 2 GS FINANCIAL SERVICES II, LLC N/A N/A The direct holder is a Non-Managing Member. 2872 3 AMAGANSETT ASSETS 100 N/A 2873 3 ASSET FUNDING COMPANY IV LIMITED 100 N/A 2874 3 GS FUNDING EUROPE 100 N/A 2875 4 AMAGANSETT FUNDING LIMITED 100 N/A 2876 4 AMAGANSETT II ASSETS LIMITED 100 N/A 2877 4 GS FUNDING EUROPE I LTD. 100 N/A 2878 5 GS FUNDING EUROPE II LTD. 100 N/A This holding represents ownership in Ordinary shares. 2879 4 GS FUNDING EUROPE II LTD. 100 N/A This holding represents ownership in Redeemable shares. 2880 2 GS FINANCIAL SERVICES L.P. (DEL) N/A N/A The direct holder is a Limited Partner. 2881 2 GS FUND HOLDINGS, L.L.C. 2882 2 GS FUNDING OPPORTUNITIES II LLC N/A N/A The direct holder is a Non-Managing Member. 2883 3 GS FUNDING OPPORTUNITIES LLC N/A N/A The direct holder is a Managing Member. 2884 2 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2885 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2886 4 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 2887 5 ADMIRAL GLOBAL & INTERNATIONAL SARL 99 N/A 2888 6 ABP (JERSEY) LIMITED 23 23 2889 7 ABP BONDS UK LIMITED 100 N/A 2890 8 ABP SUBHOLDINGS UK LIMITED 100 N/A 2891 9 ABPA HOLDINGS LIMITED 100 N/A 2892 10 ABP FINANCE PLC 100 N/A 2893 5 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE N/A N/A The direct holder is a U.A. Non-Managing Member. 2894 6 MATADOR INFRA B.V. 100 N/A 2895 7 RED DE CARRETERAS DE OCCIDENTE, S. DE R.L. DE 79 N/A C.V. 2896 5 GS GLOBAL INFRASTRUCTURE PARTNERS I FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2897 5 GS Lux Management Services S.a r.l. 100 N/A 2898 5 GSIP GLOBAL ADVISORS 2006, L.L.C. N/A N/A The direct holder is a Managing Member. 2899 6 GS GLOBAL INFRASTRUCTURE PARTNERS I FUND, L.P. N/A N/A The direct holder is a General Partner. 2900 5 GSIP I Mezzanine Global and International S.a r.l. 100 N/A 2901 5 GSPX CARRIX LLC N/A N/A The direct holder is a Non-Managing Member. 2902 6 GSPX, L.P. N/A N/A The direct holder is a General Partner. 2903 6 PX 3, L.P. N/A N/A The direct holder is a General Partner. 2904 5 GSPX, L.P. N/A N/A The direct holder is a Limited Partner. 2905 5 Kinder Morgan Holdco LLC 25 N/A 2906 5 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2907 5 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 100 11 2908 2 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 2909 2 GS GLOBAL INVESTMENTS, CO. 100 N/A 2910 3 GS GLOBAL INVESTMENTS UK, INC. 100 N/A 2911 4 COUNTY UK LIMITED 100 100 2912 5 COUNTY FUNDING 100 N/A 2913 6 COUNTY ASSETS LIMITED 100 N/A 2914 2 GS GLOBAL MARKETS, INC. 100 N/A 2915 2 GS HUDSON FERRY HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 2916 3 HUDSON FERRY OWNER HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2917 4 HUDSON FERRY OWNER 1 LLC N/A N/A The direct holder is a Managing Member. 2918 4 HUDSON FERRY OWNER 2 LLC N/A N/A The direct holder is a Managing Member. 2919 3 HUDSON FERRY PARENT 1 LLC N/A N/A The direct holder is a Non-Managing Member. 2920 4 HUDSON FERRY OWNER HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2921 3 HUDSON FERRY PARENT 2 LLC N/A N/A The direct holder is a Non-Managing Member. 2922 4 HUDSON FERRY PARENT 1 LLC N/A N/A The direct holder is a Non-Managing Member. 2923 2 GS HULL HOLDING, INC. 100 N/A 2924 3 THE HULL GROUP, L.L.C. N/A N/A The direct holder is a Managing Member. 2925 2 GS INDIA HOLDINGS (DELAWARE) L.L.C. N/A N/A The direct holder is a Managing Member. 2926 3 GOLDMAN SACHS (ASIA) CORPORATE HOLDINGS L.P. N/A N/A The direct holder is a General Partner. 2927 3 GS INDIA HOLDINGS L.P. N/A N/A The direct holder is a General Partner. 2928 2 GS INDIA HOLDINGS L.P. N/A N/A The direct holder is a Limited Partner. 2929 2 GS INFRASTRUCTURE ADVISORS 2006, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2930 3 GS GLOBAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a General Partner. 2931 3 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a General Partner. 2932 4 ADMIRAL INSTITUTIONAL S.A.R.L. 100 N/A 2933 5 ABP (JERSEY) LIMITED 23 23 2934 4 GS INSTITUTIONAL INFRASTRUCTURE MATADOR C.V. N/A N/A The direct holder is a Limited Partner. 2935 5 MATADOR INFRA B.V. 100 N/A
2936 4 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2937 4 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2938 4 MATADOR GEN PAR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2939 5 GS INSTITUTIONAL INFRASTRUCTURE MATADOR C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2940 4 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2941 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 525990 - Other Fort Worth TX UNITED STATES Financial Vehicles 2942 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2943 4 ADMIRAL GLOBAL & INTERNATIONAL SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2944 4 GS CARRIX CAYMAN HOLDINGS ADVISORS 2007, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2945 5 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2946 6 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2947 7 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2948 7 PX 3, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2949 4 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE U.A. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 2950 4 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2951 4 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2952 4 GS INFRASTRUCTURE KNIGHT HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2953 5 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2954 6 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 2955 4 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2956 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2957 5 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2958 6 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS DELAWARE, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2959 7 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2960 8 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2961 8 TEXAS ENERGY FUTURE HOLDINGS LIMITED 525990 - Other Fort Worth TX UNITED STATES PARTNERSHIP Financial Vehicles 2962 6 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS GP, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2963 7 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS 525990 - Other New York NY UNITED STATES DELAWARE, L.P. Financial Vehicles 2964 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2965 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2966 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2967 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2968 4 GSIP I Mezzanine Global and International S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 2969 4 GSIP INTERNATIONAL ADVISORS 2006, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2970 5 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2971 2 GS INFRASTRUCTURE ADVISORS 2008, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2972 3 GS GLOBAL INFRASTRUCTURE PARTNERS II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2973 3 GS INFRASTRUCTURE PARTNERS II LUX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2974 2 GS INFRASTRUCTURE PARTNERS I EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 2975 3 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2976 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 2977 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2978 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I-A 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND, L.P. Financial Vehicles 2979 5 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2980 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND, LTD. Financial Vehicles 2981 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND, L.P. Financial Vehicles 2982 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND, L.P. Financial Vehicles 2983 2 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 2984 2 GS INTERNATIONAL INFRASTRUCTURE ADVISORS 2008, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2985 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2986 4 GSIP GREENHOUSE, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 2987 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 2988 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 2989 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II LIQUIDATOR, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 2990 2 GS INVESTMENT STRATEGIES CANADA INC. 523930 - Toronto ON CANADA Investment Advice 2991 2 GS INVESTMENT STRATEGIES, LLC 523920 - Portfolio New York NY UNITED STATES Management 2992 3 GOLDMAN SACHS INVESTMENT PARTNERS GP, LLC 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 2993 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS OFFSHORE, L.P. Investment Funds 2994 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND 525910 - Open-End Wilmington DE UNITED STATES HOLDINGS, L.P. Investment Funds 2995 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING 525910 - Open-End Wilmington DE UNITED STATES FUND, L.P. Investment Funds 2996 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING 525910 - Open-End Wilmington DE UNITED STATES FUND HOLDINGS, L.P. Investment Funds 2997 5 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 2998 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 2999 4 GOLDMAN SACHS INVESTMENT PARTNERS ESC FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 3000 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING 525910 - Open-End Wilmington DE UNITED STATES FUND, L.P. Investment Funds 3001 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER EMPLOYEE 525910 - Open-End New York NY UNITED STATES FUND, L.P. Investment Funds 3002 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER OFFSHORE 525910 - Open-End Camana Bay CAYMAN ISLANDS EMPLOYEE FUND, L.P. Investment Funds 3003 4 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3004 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS AGGREGATING FUND, L.P. Investment Funds 3005 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3006 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS AGGREGATING FUND, L.P. Investment Funds 3007 4 GOLDMAN SACHS INVESTMENT PARTNERS QP FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 3008 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING 525910 - Open-End Wilmington DE UNITED STATES FUND, L.P. Investment Funds 3009 4 GOLDMAN SACHS INVESTMENT PARTNERS, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 3010 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING 525910 - Open-End Wilmington DE UNITED STATES FUND, L.P. Investment Funds 3011 3 GOLDMAN SACHS INVESTMENT PARTNERS SUB-TRUST 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3012 4 GOLDMAN SACHS INVESTMENT PARTNERS INTERMEDIATE 525910 - Open-End George Town CAYMAN ISLANDS SUB-TRUST Investment Funds 3013 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE 525910 - Open-End George Town CAYMAN ISLANDS AGGREGATING FUND, L.P. Investment Funds 3014 3 GS TDN Advisors, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3015 4 Goldman Sachs TDN Investors Offshore, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3016 3 LIBERTY HARBOR, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 3017 3 SCIOS INVESTMENT PARTNERS GP, LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 3018 4 SCIOS INVESTMENT PARTNERS OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3019 2 GS ISS ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles
2936 4 GSPX, L.P. N/A N/A The direct holder is a Limited Partner. 2937 4 Kinder Morgan Holdco LLC 25 N/A 2938 4 MATADOR GEN PAR B.V. 100 N/A 2939 5 GS INSTITUTIONAL INFRASTRUCTURE MATADOR C.V. N/A N/A The direct holder is a General Partner. 2940 4 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 2941 4 TEXAS ENERGY FUTURE HOLDINGS LIMITED PARTNERSHIP 100 11 2942 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a General Partner. 2943 4 ADMIRAL GLOBAL & INTERNATIONAL SARL 99 N/A 2944 4 GS CARRIX CAYMAN HOLDINGS ADVISORS 2007, LLC N/A N/A The direct holder is a Non-Managing Member. 2945 5 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2946 6 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2947 7 GSPX, L.P. N/A N/A The direct holder is a Limited Partner. 2948 7 PX 3, L.P. N/A N/A The direct holder is a Limited Partner. 2949 4 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE U.A. N/A N/A The direct holder is a Non-Managing Member. 2950 4 GS INFRASTRUCTURE CARRIX CAYMAN HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2951 4 GS INFRASTRUCTURE CARRIX HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2952 4 GS INFRASTRUCTURE KNIGHT HOLDINGS CORP. 100 N/A 2953 5 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2954 6 Kinder Morgan Holdco LLC 25 N/A 2955 4 GS INFRASTRUCTURE KNIGHT HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2956 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN GP, LLC N/A N/A The direct holder is a Managing Member. 2957 5 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN, L.P. N/A N/A The direct holder is a General Partner. 2958 6 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS DELAWARE, N/A N/A The direct holder is a L.P. Limited Partner. 2959 7 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 2960 8 TEXAS ENERGY FUTURE CAPITAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 2961 8 TEXAS ENERGY FUTURE HOLDINGS LIMITED 100 11 PARTNERSHIP 2962 6 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS GP, LLC N/A N/A The direct holder is a Managing Member. 2963 7 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS N/A N/A The direct holder is a DELAWARE, L.P. General Partner. 2964 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS CAYMAN, L.P. N/A N/A The direct holder is a Limited Partner. 2965 4 GS INFRASTRUCTURE OFFSHORE TXU HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 2966 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2967 4 GS Lux Management Services S.a r.l. 100 N/A 2968 4 GSIP I Mezzanine Global and International S.a r.l. 100 N/A 2969 4 GSIP INTERNATIONAL ADVISORS 2006, L.L.C. N/A N/A The direct holder is a Managing Member. 2970 5 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I FUND, N/A N/A The direct holder is a L.P. General Partner. 2971 2 GS INFRASTRUCTURE ADVISORS 2008, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 2972 3 GS GLOBAL INFRASTRUCTURE PARTNERS II, L.P. N/A N/A The direct holder is a General Partner. 2973 3 GS INFRASTRUCTURE PARTNERS II LUX, L.P. N/A N/A The direct holder is a General Partner. 2974 2 GS INFRASTRUCTURE PARTNERS I EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Managing Member. 2975 3 GS GLOBAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 2976 3 GS GLOBAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE FUND, N/A N/A The direct holder is a L.P. General Partner. 2977 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 2978 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I-A N/A N/A The direct holder is a EMPLOYEE FUND, L.P. Limited Partner. 2979 5 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 2980 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE 100 N/A FUND, LTD. 2981 4 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I N/A N/A The direct holder is a EMPLOYEE FUND, L.P. Limited Partner. 2982 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I-A EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 2983 2 GS INSTITUTIONAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 2984 2 GS INTERNATIONAL INFRASTRUCTURE ADVISORS 2008, LTD. 100 N/A 2985 3 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II, L.P. N/A N/A The direct holder is a General Partner. 2986 4 GSIP GREENHOUSE, L.L.C. N/A N/A The direct holder is a Managing Member. 2987 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I EMPLOYEE FUND, N/A N/A The direct holder is a L.P. Limited Partner. 2988 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 2989 2 GS INTERNATIONAL INFRASTRUCTURE PARTNERS II LIQUIDATOR, N/A N/A The direct holder is a L.L.C. Non-Managing Member. 2990 2 GS INVESTMENT STRATEGIES CANADA INC. 100 N/A 2991 2 GS INVESTMENT STRATEGIES, LLC N/A N/A The direct holder is a Managing Member. 2992 3 GOLDMAN SACHS INVESTMENT PARTNERS GP, LLC N/A N/A The direct holder is a Managing Member. 2993 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND N/A N/A The direct holder is a HOLDINGS OFFSHORE, L.P. General Partner. 2994 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 2995 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING N/A N/A The direct holder is a FUND, L.P. General Partner. 2996 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING N/A N/A The direct holder is a FUND HOLDINGS, L.P. Limited Partner. 2997 5 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. N/A N/A The direct holder is a Limited Partner. 2998 4 GOLDMAN SACHS INVESTMENT PARTNERS ERISA FUND, L.P. N/A N/A The direct holder is a General Partner. 2999 4 GOLDMAN SACHS INVESTMENT PARTNERS ESC FUND, L.P. N/A N/A The direct holder is a General Partner. 3000 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING N/A N/A The direct holder is a FUND, L.P. Limited Partner. 3001 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER EMPLOYEE N/A N/A The direct holder is a FUND, L.P. General Partner. 3002 4 GOLDMAN SACHS INVESTMENT PARTNERS MANAGER OFFSHORE N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 3003 4 GOLDMAN SACHS INVESTMENT PARTNERS MASTER FUND, L.P. N/A N/A The direct holder is a General Partner. 3004 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE N/A N/A The direct holder is a AGGREGATING FUND, L.P. General Partner. 3005 4 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3006 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE N/A N/A The direct holder is a AGGREGATING FUND, L.P. Limited Partner. 3007 4 GOLDMAN SACHS INVESTMENT PARTNERS QP FUND, L.P. N/A N/A The direct holder is a General Partner. 3008 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING N/A N/A The direct holder is a FUND, L.P. Limited Partner. 3009 4 GOLDMAN SACHS INVESTMENT PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 3010 5 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING N/A N/A The direct holder is a FUND, L.P. Limited Partner. 3011 3 GOLDMAN SACHS INVESTMENT PARTNERS SUB-TRUST N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 3012 4 GOLDMAN SACHS INVESTMENT PARTNERS INTERMEDIATE 100 N/A SUB-TRUST 3013 5 GOLDMAN SACHS INVESTMENT PARTNERS OFFSHORE N/A N/A The direct holder is a AGGREGATING FUND, L.P. Limited Partner. 3014 3 GS TDN Advisors, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 3015 4 Goldman Sachs TDN Investors Offshore, L.P. N/A N/A The direct holder is a General Partner. 3016 3 LIBERTY HARBOR, LLC N/A N/A The direct holder is a Managing Member. 3017 3 SCIOS INVESTMENT PARTNERS GP, LLC N/A N/A The direct holder is a Managing Member. 3018 4 SCIOS INVESTMENT PARTNERS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3019 2 GS ISS ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member.
3020 3 GOLDMAN SACHS ISS INVESTORS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3021 4 FS Invest S.a r.l. 525990 - Other LUXEMBOURG LUXEMBOURG Financial Vehicles 3022 2 GS JRVR OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3023 3 GOLDMAN SACHS JRVR INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3024 2 GS KMI ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3025 3 GOLDMAN SACHS KMI INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3026 2 GS KMI INVESTORS SLP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3027 2 GS LEG INVESTORS (EURO) COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3028 3 LANCASTER COINVESTORS A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3029 4 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3030 3 LANCASTER COINVESTORS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3031 4 RESTIO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3032 2 GS LEG INVESTORS COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3033 3 LANCASTER COINVESTORS A S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3034 3 LANCASTER COINVESTORS S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3035 2 GS LENDING PARTNERS HOLDINGS LLC 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 3036 3 GOLDMAN SACHS LENDING PARTNERS LLC 522294 - Secondary New York NY UNITED STATES Market Financing 3037 2 GS LOAN PARTNERS I ADVISORS, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3038 3 GS LOAN PARTNERS I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3039 4 GSLP I OFFSHORE INVESTMENT FUND A, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3040 5 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3041 5 GSLP I OFFSHORE A S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3042 6 GSLP I OFFSHORE A (BRENNTAG) S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3043 5 GSLP I OFFSHORE HOLDINGS FUND A, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3044 3 GSLP I OFFSHORE HOLDINGS FUND A, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3045 3 GSLP I OFFSHORE INVESTMENT FUND A, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3046 2 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3047 2 GS LOAN PARTNERS I OFFSHORE ADVISORS B, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3048 3 GS LOAN PARTNERS I OFFSHORE B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3049 4 GSLP I OFFSHORE INVESTMENT FUND B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3050 5 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3051 5 GSLP I OFFSHORE B S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3052 6 GSLP I Offshore B (Brenntag) S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3053 5 GSLP I OFFSHORE HOLDINGS FUND B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3054 3 GSLP I OFFSHORE HOLDINGS FUND B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3055 3 GSLP I OFFSHORE INVESTMENT FUND B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3056 2 GS LOAN PARTNERS I OFFSHORE ADVISORS C, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3057 3 GS LOAN PARTNERS I OFFSHORE C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3058 4 GSLP I OFFSHORE INVESTMENT FUND C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3059 5 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3060 5 GSLP I OFFSHORE C S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3061 6 GSLP I Offshore C (Brenntag) S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3062 5 GSLP I OFFSHORE HOLDINGS FUND C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3063 3 GSLP I OFFSHORE HOLDINGS FUND C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3064 3 GSLP I OFFSHORE INVESTMENT FUND C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3065 2 GS LOAN PARTNERS I OFFSHORE B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3066 2 GS LOAN PARTNERS I OFFSHORE C, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3067 2 GS LOAN PARTNERS I ONSHORE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3068 3 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3069 2 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3070 2 GS LOAN PARTNERS I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3071 2 GS LVB ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3072 3 GS LVB CO-INVEST, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3073 4 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3074 2 GS MBA INVESTOR LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3075 2 GS MBEYE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3076 3 GOLDMAN SACHS MBEYE INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3077 2 GS MEHETIA CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3078 3 GS MEHETIA PARTNERSHIP LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3079 4 MEHETIA HOLDINGS INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3080 3 MEHETIA HOLDINGS INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3081 2 GS MEHETIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3082 3 GS MEHETIA PARTNERSHIP LP 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3083 3 MEHETIA HOLDINGS INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3084 2 GS MEZZANINE ADVISORS 2006, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3085 3 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3086 3 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3087 3 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3088 2 GS MEZZANINE ADVISORS II, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3089 3 GS MEZZANINE PARTNERS II OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3090 3 GS MEZZANINE PARTNERS II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3091 2 GS MEZZANINE ADVISORS III, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3092 3 GS MEZZANINE PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3093 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3094 5 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3095 6 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3096 6 GSMP 3 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3097 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3098 3 GS MEZZANINE PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3099 4 GS MEZZANINE PARTNERS III ONSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3100 5 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3101 6 ALCHEMY HOLDING S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3102 6 GSMP 3 ONSHORE S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3103 4 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles
3020 3 GOLDMAN SACHS ISS INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 3021 4 FS Invest S.a r.l. 44 N/A 3022 2 GS JRVR OFFSHORE ADVISORS, INC. 100 N/A 3023 3 GOLDMAN SACHS JRVR INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3024 2 GS KMI ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3025 3 GOLDMAN SACHS KMI INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 3026 2 GS KMI INVESTORS SLP, L.L.C. N/A N/A The direct holder is a Managing Member. 3027 2 GS LEG INVESTORS (EURO) COMPANY 100 N/A 3028 3 LANCASTER COINVESTORS A S.A R.L. 100 N/A 3029 4 RESTIO B.V. 100 N/A 3030 3 LANCASTER COINVESTORS S.A R.L. N/A N/A The direct holder is a Non-Managing Member. 3031 4 RESTIO B.V. 100 N/A 3032 2 GS LEG INVESTORS COMPANY 100 N/A 3033 3 LANCASTER COINVESTORS A S.A R.L. 100 N/A 3034 3 LANCASTER COINVESTORS S.A R.L. N/A N/A The direct holder is a Non-Managing Member. 3035 2 GS LENDING PARTNERS HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3036 3 GOLDMAN SACHS LENDING PARTNERS LLC N/A N/A The direct holder is a Non-Managing Member. 3037 2 GS LOAN PARTNERS I ADVISORS, LTD. 100 N/A 3038 3 GS LOAN PARTNERS I, L.P. N/A N/A The direct holder is a General Partner. 3039 4 GSLP I OFFSHORE INVESTMENT FUND A, L.P. N/A N/A The direct holder is a Limited Partner. 3040 5 GS Lux Management Services S.a r.l. 100 N/A 3041 5 GSLP I OFFSHORE A S.A.R.L. 100 N/A 3042 6 GSLP I OFFSHORE A (BRENNTAG) S.A R.L. 100 N/A 3043 5 GSLP I OFFSHORE HOLDINGS FUND A, L.P. N/A N/A The direct holder is a Limited Partner. 3044 3 GSLP I OFFSHORE HOLDINGS FUND A, L.P. N/A N/A The direct holder is a General Partner. 3045 3 GSLP I OFFSHORE INVESTMENT FUND A, L.P. N/A N/A The direct holder is a General Partner. 3046 2 GS LOAN PARTNERS I EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3047 2 GS LOAN PARTNERS I OFFSHORE ADVISORS B, LTD. 100 N/A 3048 3 GS LOAN PARTNERS I OFFSHORE B, L.P. N/A N/A The direct holder is a General Partner. 3049 4 GSLP I OFFSHORE INVESTMENT FUND B, L.P. N/A N/A The direct holder is a Limited Partner. 3050 5 GS Lux Management Services S.a r.l. 100 N/A 3051 5 GSLP I OFFSHORE B S.A.R.L. 100 N/A 3052 6 GSLP I Offshore B (Brenntag) S.a r.l. 100 N/A 3053 5 GSLP I OFFSHORE HOLDINGS FUND B, L.P. N/A N/A The direct holder is a Limited Partner. 3054 3 GSLP I OFFSHORE HOLDINGS FUND B, L.P. N/A N/A The direct holder is a General Partner. 3055 3 GSLP I OFFSHORE INVESTMENT FUND B, L.P. N/A N/A The direct holder is a General Partner. 3056 2 GS LOAN PARTNERS I OFFSHORE ADVISORS C, LTD. 100 N/A 3057 3 GS LOAN PARTNERS I OFFSHORE C, L.P. N/A N/A The direct holder is a General Partner. 3058 4 GSLP I OFFSHORE INVESTMENT FUND C, L.P. N/A N/A The direct holder is a Limited Partner. 3059 5 GS Lux Management Services S.a r.l. 100 N/A 3060 5 GSLP I OFFSHORE C S.A R.L. 100 N/A 3061 6 GSLP I Offshore C (Brenntag) S.a r.l. 100 N/A 3062 5 GSLP I OFFSHORE HOLDINGS FUND C, L.P. N/A N/A The direct holder is a Limited Partner. 3063 3 GSLP I OFFSHORE HOLDINGS FUND C, L.P. N/A N/A The direct holder is a General Partner. 3064 3 GSLP I OFFSHORE INVESTMENT FUND C, L.P. N/A N/A The direct holder is a General Partner. 3065 2 GS LOAN PARTNERS I OFFSHORE B, L.P. N/A N/A The direct holder is a Limited Partner. 3066 2 GS LOAN PARTNERS I OFFSHORE C, L.P. N/A N/A The direct holder is a Limited Partner. 3067 2 GS LOAN PARTNERS I ONSHORE ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3068 3 GS LOAN PARTNERS I ONSHORE, L.P. N/A N/A The direct holder is a General Partner. 3069 2 GS LOAN PARTNERS I ONSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3070 2 GS LOAN PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 3071 2 GS LVB ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3072 3 GS LVB CO-INVEST, L.P. N/A N/A The direct holder is a General Partner. 3073 4 LVB ACQUISITION HOLDING, LLC 24 N/A 3074 2 GS MBA INVESTOR LLC N/A N/A The direct holder is a Managing Member. 3075 2 GS MBEYE ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3076 3 GOLDMAN SACHS MBEYE INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 3077 2 GS MEHETIA CORP. 100 N/A 3078 3 GS MEHETIA PARTNERSHIP LP N/A N/A The direct holder is a Limited Partner. 3079 4 MEHETIA HOLDINGS INC. 100 N/A 3080 3 MEHETIA HOLDINGS INC. 100 N/A 3081 2 GS MEHETIA LLC N/A N/A The direct holder is a Managing Member. 3082 3 GS MEHETIA PARTNERSHIP LP N/A N/A The direct holder is a General Partner. 3083 3 MEHETIA HOLDINGS INC. 100 N/A 3084 2 GS MEZZANINE ADVISORS 2006, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3085 3 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. N/A N/A The direct holder is a General Partner. 3086 3 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3087 3 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a General Partner. 3088 2 GS MEZZANINE ADVISORS II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3089 3 GS MEZZANINE PARTNERS II OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3090 3 GS MEZZANINE PARTNERS II, L.P. N/A N/A The direct holder is a General Partner. 3091 2 GS MEZZANINE ADVISORS III, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3092 3 GS MEZZANINE PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3093 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.L.C. N/A N/A The direct holder is a Managing Member. 3094 5 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 3095 6 ALCHEMY HOLDING S.A.R.L. 99 96 3096 6 GSMP 3 S.A.R.L. 100 N/A 3097 4 GS MEZZANINE PARTNERS III OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3098 3 GS MEZZANINE PARTNERS III, L.P. N/A N/A The direct holder is a General Partner. 3099 4 GS MEZZANINE PARTNERS III ONSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3100 5 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 3101 6 ALCHEMY HOLDING S.A.R.L. 99 96 3102 6 GSMP 3 ONSHORE S.A.R.L. 100 N/A 3103 4 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. N/A N/A The direct holder is a t Limited Partner.
3104 2 GS MEZZANINE ADVISORS V, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3105 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3106 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3107 3 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3108 2 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3109 2 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3110 2 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3111 2 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3112 2 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3113 2 GS MEZZANINE PARTNERS 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3114 2 GS MEZZANINE PARTNERS II OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3115 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3116 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3117 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3118 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3119 3 GS MEZZANINE PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3120 2 GS MEZZANINE PARTNERS III EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3121 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3122 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3123 3 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3124 4 GS MEZZANINE PARTNERS III PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3125 3 GS MEZZANINE PARTNERS III PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3126 2 GS MEZZANINE PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3127 2 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3128 2 GS MEZZANINE PARTNERS III PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3129 2 GS MEZZANINE PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3130 2 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3131 2 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3132 2 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3133 2 GS MEZZANINE PARTNERS V PIA FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3134 3 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3135 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3136 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3137 2 GS MEZZANINE PARTNERS V PIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3138 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3139 3 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3140 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3141 2 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3142 2 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3143 2 GS MORTGAGE DERIVATIVES, INC. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 3144 2 GS MORTGAGE SECURITIES CORP. 522320 - Financial New York NY UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 3145 2 GS MORTGAGE SECURITIES CORPORATION II 522320 - Financial New York NY UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 3146 2 GS NEW MARKETS FUND PNR, INC. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3147 3 GS NEW MARKETS FUND, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3148 2 GS NEW MARKETS FUND, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3149 2 GS OPPORTUNITY ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3150 3 GS OPPORTUNITY PARTNERS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3151 4 BLADERUNNER S.A.R.L. 551112 - Offices Luxembourg LUXEMBOURG of Other Holding Companies 3152 4 GSOP OFFSHORE GYMBO HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3153 5 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3154 4 GSOP OFFSHORE PAPERCO HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3155 4 GSOP OFFSHORE PAPERCO INVESTMENTS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3156 5 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3157 4 GSOP OFFSHORE STEEL HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3158 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3159 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3160 3 GS OPPORTUNITY PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3161 4 BLADERUNNER S.A.R.L. 551112 - Offices Luxembourg LUXEMBOURG of Other Holding Companies 3162 4 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3163 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3164 4 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3165 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3166 2 GS Opportunity Advisors, Ltd. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 3167 3 GS OPPORTUNITY PARTNERS OFFSHORE - C, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3168 4 BLADERUNNER S.A.R.L. 551112 - Offices Luxembourg LUXEMBOURG of Other Holding Companies 3169 4 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3170 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3171 4 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3172 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3173 3 GS Opportunity Partners Offshore - B, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3174 4 BLADERUNNER S.A.R.L. 551112 - Offices Luxembourg LUXEMBOURG of Other Holding Companies 3175 4 GYMBO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3176 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3177 4 PAPERCO HOLDINGS II, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3178 4 PAPERCO INVESTMENTS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3179 4 STEEL HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3180 2 GS PCP CORE PLUS 2002 GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3181 3 GS PCP CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3182 4 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3183 2 GS PE CSEC OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3184 3 GS VAN GOGH LUX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3185 3 GS VAN GOGH LUX II S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3186 3 GSV HEYDEN HOLDINGS, L.P. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 3187 2 GS PEG EMPLOYEE FUNDS III ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles
3104 2 GS MEZZANINE ADVISORS V, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3105 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a General Partner. 3106 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3107 3 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a General Partner. 3108 2 GS MEZZANINE PARTNERS 2006 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3109 2 GS MEZZANINE PARTNERS 2006 INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 3110 2 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3111 2 GS MEZZANINE PARTNERS 2006 PCP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3112 2 GS MEZZANINE PARTNERS 2006 PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3113 2 GS MEZZANINE PARTNERS 2006, L.P. N/A N/A The direct holder is a Limited Partner. 3114 2 GS MEZZANINE PARTNERS II OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3115 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3116 2 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3117 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3118 3 GS MEZZANINE PARTNERS III ONSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3119 3 GS MEZZANINE PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 3120 2 GS MEZZANINE PARTNERS III EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Managing Member. 3121 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3122 3 GS MEZZANINE PARTNERS III EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 3123 3 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3124 4 GS MEZZANINE PARTNERS III PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3125 3 GS MEZZANINE PARTNERS III PIA FUND, L.P. N/A N/A The direct holder is a General Partner. 3126 2 GS MEZZANINE PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3127 2 GS MEZZANINE PARTNERS III PIA FUND OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3128 2 GS MEZZANINE PARTNERS III PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3129 2 GS MEZZANINE PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 3130 2 GS MEZZANINE PARTNERS V EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3131 2 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 3132 2 GS MEZZANINE PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3133 2 GS MEZZANINE PARTNERS V PIA FUND OFFSHORE, LTD. 100 N/A 3134 3 GS MEZZANINE PARTNERS V EMPLOYEE MASTER FUND OFFSHORE, N/A N/A The direct holder is a L.P. Limited Partner. 3135 3 GS MEZZANINE PARTNERS V INSTITUTIONAL, L.P. N/A N/A The direct holder is a Limited Partner. 3136 3 GS MEZZANINE PARTNERS V OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3137 2 GS MEZZANINE PARTNERS V PIA FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3138 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND OFFSHORE, LTD. 44 N/A 3139 3 GS MEZZANINE PARTNERS V PMD FUND OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3140 2 GS MEZZANINE PARTNERS V PIA PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3141 2 GS MEZZANINE PARTNERS V PMD QP FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3142 2 GS MEZZANINE PARTNERS V, L.P. N/A N/A The direct holder is a Limited Partner. 3143 2 GS MORTGAGE DERIVATIVES, INC. 100 N/A 3144 2 GS MORTGAGE SECURITIES CORP. 100 N/A 3145 2 GS MORTGAGE SECURITIES CORPORATION II 100 N/A 3146 2 GS NEW MARKETS FUND PNR, INC. 100 N/A 3147 3 GS NEW MARKETS FUND, LLC N/A N/A The direct holder is a Non-Managing Member. 3148 2 GS NEW MARKETS FUND, LLC N/A N/A The direct holder is a Managing Member. 3149 2 GS OPPORTUNITY ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3150 3 GS OPPORTUNITY PARTNERS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3151 4 BLADERUNNER S.A.R.L. 100 N/A 3152 4 GSOP OFFSHORE GYMBO HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 3153 5 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3154 4 GSOP OFFSHORE PAPERCO HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 3155 4 GSOP OFFSHORE PAPERCO INVESTMENTS, L.L.C. N/A N/A The direct holder is a Managing Member. 3156 5 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 3157 4 GSOP OFFSHORE STEEL HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 3158 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 3159 4 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3160 3 GS OPPORTUNITY PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 3161 4 BLADERUNNER S.A.R.L. 100 N/A 3162 4 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3163 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 3164 4 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 3165 4 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3166 2 GS Opportunity Advisors, Ltd. 100 N/A 3167 3 GS OPPORTUNITY PARTNERS OFFSHORE - C, L.P. N/A N/A The direct holder is a General Partner. 3168 4 BLADERUNNER S.A.R.L. 100 N/A 3169 4 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3170 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 3171 4 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 3172 4 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3173 3 GS Opportunity Partners Offshore - B, L.P. N/A N/A The direct holder is a General Partner. 3174 4 BLADERUNNER S.A.R.L. 100 N/A 3175 4 GYMBO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3176 4 LUX GSCP 6 / GSOP DEBT S.A R.L. 100 N/A 3177 4 PAPERCO HOLDINGS II, L.P. N/A N/A The direct holder is a Limited Partner. 3178 4 PAPERCO INVESTMENTS, L.P. N/A N/A The direct holder is a Limited Partner. 3179 4 STEEL HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3180 2 GS PCP CORE PLUS 2002 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3181 3 GS PCP CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. N/A N/A The direct holder is a General Partner. 3182 4 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. N/A N/A The direct holder is a Limited Partner. 3183 2 GS PE CSEC OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3184 3 GS VAN GOGH LUX I S.A R.L. 100 N/A 3185 3 GS VAN GOGH LUX II S.A R.L. 100 N/A 3186 3 GSV HEYDEN HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3187 2 GS PEG EMPLOYEE FUNDS III ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member.
3188 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND III, 525990 - Other New York NY UNITED STATES LLC Financial Vehicles 3189 2 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3190 2 GS PEG EMPLOYEE FUNDS V ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3191 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND V, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3192 2 GS PEG EMPLOYEE FUNDS VI ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3193 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND VI, 525990 - Other New York NY UNITED STATES LLC Financial Vehicles 3194 4 Goldman Sachs Private Equity Group Master Fund VI, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3195 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3196 6 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS FOREIGN INCOME BLOCKER, LTD. Financial Vehicles 3197 6 GS PEP SAFWAY HOLDINGS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3198 5 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. 525990 - Other Edinburgh UNITED KINGDOM Financial Vehicles (OTHER) 3199 6 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3200 6 GSV ENERGY HOLDINGS, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3201 6 GSVA OFFSHORE HOLDINGS, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3202 6 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3203 5 VINTAGE FUND GSVA, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3204 6 GSVA HOLDINGS, L.P. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 3205 2 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 3206 2 GS PIA 2000 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3207 2 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3208 2 GS PIA ADVISORS I, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3209 3 GS PIA PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3210 2 GS PIA PARTNERS I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3211 2 GS POWER HOLDINGS LLC 523999 - NEW YORK NY UNITED STATES Miscellaneous Financial Investment Activities 3212 3 COGENTRIX ENERGY, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3213 4 COGENTRIX DELAWARE HOLDINGS, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3214 5 COGENTRIX EASTERN AMERICA, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3215 6 CEDAR POWER CORPORATION 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3216 7 CEDAR I POWER CORPORATION 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3217 8 CEDAR II POWER CORPORATION 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3218 9 CEDAR BAY GENERATING COMPANY, LIMITED 22111 - Electric Wilmington DE UNITED STATES PARTNERSHIP Power Generation 3219 6 COGENTRIX POWER HOLDINGS II LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3220 7 COGENTRIX ENERGY POWER COMPANY LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3221 8 COGENTRIX SOLAR SERVICES, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3222 9 APACHE SOLAR ENERGY, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3223 10 SOLAR GEN 2 LLC 551112 - Offices Folsom CA UNITED STATES of Other Holding Companies 3224 11 SG2 IMPERIAL VALLEY LLC 551112 - Offices Folsom CA UNITED STATES of Other Holding Companies 3225 9 SOLAR INVESTMENTS I, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3226 10 COGENTRIX OF ALAMOSA, LLC 221119 - Other Wilmington DE UNITED STATES Electric Power Generation 3227 9 SOLAR INVESTMENTS VI, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3228 9 SOLAR INVESTMENTS VIII, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3229 9 SOLAR INVESTMENTS X, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3230 9 SOLAR INVESTMENTS XI, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3231 9 SOLAR INVESTMENTS XIII, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3232 9 SOLAR INVESTMENTS XIX, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3233 9 SOLAR INVESTMENTS XV, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3234 9 SOLAR INVESTMENTS XVI, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3235 9 SOLAR INVESTMENTS XVII, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3236 9 SOLAR INVESTMENTS XVIII, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3237 9 SOLAR INVESTMENTS XX, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3238 9 SOLAR LAND HOLDINGS LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3239 9 SUNRAY ENERGY, INC. 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3240 8 JMCS I HOLDINGS, INC. 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3241 8 RAPTOR HOLDINGS COMPANY 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3242 9 GRAY HAWK POWER CORPORATION 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3243 10 CEDAR BAY COGENERATION, INC. 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3244 11 CEDAR BAY GENERATING COMPANY, LIMITED 22111 - Electric Wilmington DE UNITED STATES PARTNERSHIP Power Generation 3245 5 COGENTRIX ENERGY POWER MARKETING, INC. 221122 - Electric Charlotte NC UNITED STATES power broker 3246 5 COGENTRIX FIELD SERVICES, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3247 6 CI, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3248 7 CI PROPERTIES, INC. 531390 - Other Charlotte NC UNITED STATES activities related to real estate 3249 7 COGENTRIX-MEXICO, INC. 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3250 5 COGENTRIX FUELS MANAGEMENT, INC. 22111 - Electric Charlotte NC UNITED STATES Power Generation 3251 5 COGENTRIX PARTS COMPANY, INC. 22111 - Electric Charlotte NC UNITED STATES Power Generation 3252 5 COGENTRIX ZYDECO, LLC 211111 - Development Charlotte NC UNITED STATES of Coal Gasification Project 3253 5 SOUTHAVEN POWER, LLC 525990 - Other Charlotte NC UNITED STATES Financial Vehicles 3254 4 COGENTRIX ENERGY MANAGEMENT SERVICES, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3255 4 COGENTRIX INTERNATIONAL HOLDINGS, INC. 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3256 5 BASAT ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3257 5 COGENTRIX INTERNATIONAL HOLDINGS, BV 551112 - Offices Amsterdam NETHERLANDS of Other Holding Companies 3258 6 COGENTRIX MAURITIUS COMPANY 551112 - Offices Port Louis MAURITIUS of Other Holding Companies 3259 6 YELLOW SEA COGENERATION COMPANY, LTD. 551112 - Offices Port Louis MAURITIUS of Other Holding Companies 3260 5 COGENTRIX INTERNATIONAL TURKEY I, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3261 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3262 6 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3263 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3264 5 COGENTRIX INTERNATIONAL TURKEY II, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3265 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3266 6 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3267 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3268 5 COGENTRIX INTERNATIONAL TURKEY III, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3269 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3270 6 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3271 5 COGENTRIX INTERNATIONAL UK LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER)
3188 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND III, N/A N/A The direct holder is a LLC Managing Member. 3189 2 GS PEG EMPLOYEE FUNDS IV ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3190 2 GS PEG EMPLOYEE FUNDS V ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3191 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND V, N/A N/A The direct holder is a L.L.C. Managing Member. 3192 2 GS PEG EMPLOYEE FUNDS VI ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3193 3 GOLDMAN SACHS PRIVATE EQUITY GROUP EMPLOYEE FUND VI, N/A N/A The direct holder is a LLC Managing Member. 3194 4 Goldman Sachs Private Equity Group Master Fund VI, LLC N/A N/A The direct holder is a Non-Managing Member. 3195 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3196 6 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X 100 N/A OFFSHORE HOLDINGS FOREIGN INCOME BLOCKER, LTD. 3197 6 GS PEP SAFWAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3198 5 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3199 6 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3200 6 GSV ENERGY HOLDINGS, INC. 99 N/A 3201 6 GSVA OFFSHORE HOLDINGS, INC. 100 N/A 3202 6 GSVF AHO INVESTMENTS CORP. 99 N/A 3203 5 VINTAGE FUND GSVA, L.P. N/A N/A The direct holder is a Limited Partner. 3204 6 GSVA HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3205 2 GS PEG EMPLOYEE FUNDS VII ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 3206 2 GS PIA 2000 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3207 2 GS PIA 2000 EMPLOYEE OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3208 2 GS PIA ADVISORS I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3209 3 GS PIA PARTNERS I, L.P. N/A N/A The direct holder is a General Partner. 3210 2 GS PIA PARTNERS I, L.P. N/A N/A The direct holder is a Limited Partner. 3211 2 GS POWER HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3212 3 COGENTRIX ENERGY, LLC N/A N/A The direct holder is a Non-Managing Member. 3213 4 COGENTRIX DELAWARE HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3214 5 COGENTRIX EASTERN AMERICA, LLC N/A N/A The direct holder is a Non-Managing Member. 3215 6 CEDAR POWER CORPORATION 100 N/A 3216 7 CEDAR I POWER CORPORATION 100 N/A 3217 8 CEDAR II POWER CORPORATION 100 N/A 3218 9 CEDAR BAY GENERATING COMPANY, LIMITED N/A N/A The direct holder is a PARTNERSHIP General Partner. 3219 6 COGENTRIX POWER HOLDINGS II LLC N/A N/A The direct holder is a Managing Member. 3220 7 COGENTRIX ENERGY POWER COMPANY LLC N/A N/A The direct holder is a Managing Member. 3221 8 COGENTRIX SOLAR SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3222 9 APACHE SOLAR ENERGY, LLC N/A N/A The direct holder is a Managing Member. 3223 10 SOLAR GEN 2 LLC N/A N/A The direct holder is a Non-Managing Member. 3224 11 SG2 IMPERIAL VALLEY LLC N/A N/A The direct holder is a Managing Member. 3225 9 SOLAR INVESTMENTS I, LLC N/A N/A The direct holder is a Managing Member. 3226 10 COGENTRIX OF ALAMOSA, LLC N/A N/A The direct holder is a Managing Member. 3227 9 SOLAR INVESTMENTS VI, LLC N/A N/A The direct holder is a Managing Member. 3228 9 SOLAR INVESTMENTS VIII, LLC N/A N/A The direct holder is a Managing Member. 3229 9 SOLAR INVESTMENTS X, LLC N/A N/A The direct holder is a Managing Member. 3230 9 SOLAR INVESTMENTS XI, LLC N/A N/A The direct holder is a Managing Member. 3231 9 SOLAR INVESTMENTS XIII, LLC N/A N/A The direct holder is a Managing Member. 3232 9 SOLAR INVESTMENTS XIX, LLC N/A N/A The direct holder is a Managing Member. 3233 9 SOLAR INVESTMENTS XV, LLC N/A N/A The direct holder is a Managing Member. 3234 9 SOLAR INVESTMENTS XVI, LLC N/A N/A The direct holder is a Managing Member. 3235 9 SOLAR INVESTMENTS XVII, LLC N/A N/A The direct holder is a Managing Member. 3236 9 SOLAR INVESTMENTS XVIII, LLC N/A N/A The direct holder is a Managing Member. 3237 9 SOLAR INVESTMENTS XX, LLC N/A N/A The direct holder is a Managing Member. 3238 9 SOLAR LAND HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3239 9 SUNRAY ENERGY, INC. 100 N/A 3240 8 JMCS I HOLDINGS, INC. 100 N/A 3241 8 RAPTOR HOLDINGS COMPANY 100 N/A 3242 9 GRAY HAWK POWER CORPORATION 100 N/A 3243 10 CEDAR BAY COGENERATION, INC. 100 N/A 3244 11 CEDAR BAY GENERATING COMPANY, LIMITED N/A N/A The direct holder is a PARTNERSHIP General Partner. 3245 5 COGENTRIX ENERGY POWER MARKETING, INC. 100 N/A 3246 5 COGENTRIX FIELD SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3247 6 CI, LLC N/A N/A The direct holder is a Managing Member. 3248 7 CI PROPERTIES, INC. 100 N/A 3249 7 COGENTRIX-MEXICO, INC. 100 N/A 3250 5 COGENTRIX FUELS MANAGEMENT, INC. 100 N/A 3251 5 COGENTRIX PARTS COMPANY, INC. 100 N/A 3252 5 COGENTRIX ZYDECO, LLC N/A N/A The direct holder is a Managing Member. 3253 5 SOUTHAVEN POWER, LLC N/A N/A The direct holder is a Managing Member. 3254 4 COGENTRIX ENERGY MANAGEMENT SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3255 4 COGENTRIX INTERNATIONAL HOLDINGS, INC. 100 N/A 3256 5 BASAT ELEKTRIK URETIM VE TICARET L.S. 100 N/A 3257 5 COGENTRIX INTERNATIONAL HOLDINGS, BV 100 N/A 3258 6 COGENTRIX MAURITIUS COMPANY 100 N/A 3259 6 YELLOW SEA COGENERATION COMPANY, LTD. 100 N/A 3260 5 COGENTRIX INTERNATIONAL TURKEY I, LLC N/A N/A The direct holder is a Managing Member. 3261 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3262 6 KARET ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3263 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3264 5 COGENTRIX INTERNATIONAL TURKEY II, LLC N/A N/A The direct holder is a Managing Member. 3265 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3266 6 KARET ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3267 6 SONAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3268 5 COGENTRIX INTERNATIONAL TURKEY III, LLC N/A N/A The direct holder is a Managing Member. 3269 6 FIRAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3270 6 KARET ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3271 5 COGENTRIX INTERNATIONAL UK LIMITED 100 N/A
3272 6 ETI ELEKTRIK URETIM, A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3273 7 BASAT ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3274 7 DERTON ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3275 7 DORAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3276 7 EY-TUR ENERJI ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3277 7 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3278 7 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3279 7 MASAT ENERJI ELEKTRIK URETIM VE TICARET L.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3280 7 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3281 7 UCGEN ENERJI ELEKTRIK URETIM L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3282 7 YADE ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3283 5 COGENTRIX MAURITIUS COMPANY 551112 - Offices Port Louis MAURITIUS of Other Holding Companies 3284 5 COGENTRIX OF BRAZIL, INC. 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3285 5 DERTON ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3286 5 DORAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3287 5 EY-TUR ENERJI ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3288 5 FIRAT ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3289 5 KARET ELEKTRIK URETIM VE TICARET A.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3290 5 MASAT ENERJI ELEKTRIK URETIM VE TICARET L.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3291 5 SONAT ELEKTRIK URETIM VE TICARET A.S. 221111 - Istanbul TURKEY Hydroelectric Power Generation 3292 5 UCGEN ENERJI ELEKTRIK URETIM L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3293 5 YADE ELEKTRIK URETIM VE TICARET L.S. 221119 - Other Istanbul TURKEY Electric Power Generation 3294 4 COGENTRIX POWER HOLDINGS I LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3295 5 COGENTRIX OPERATING SERVICES HOLDINGS, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3296 6 ALAMOSA OPERATING SERVICES, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3297 6 CEDAR BAY OPERATING SERVICES, LLC 811310 - Charlotte NC UNITED STATES Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance 3298 6 HOPEWELL OPERATING SERVICES, LLC 551114 - Charlotte NC UNITED STATES Corporate, Subsidiary, and Regional Managing Offices 3299 6 HOPEWELL OS, LLC 221112 - Fossil Charlotte NC UNITED STATES Fuel Electric Power Generation 3300 6 PORTSMOUTH OPERATING SERVICES, LLC 221112 - Fossil Charlotte NC UNITED STATES Fuel Electric Power Generation 3301 6 RATHDRUM CONSTRUCTION COMPANY, INC. 525990 - Other Charlotte NC UNITED STATES Financial Vehicles 3302 6 SUNRAY OPERATING SERVICES, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3303 5 U.S OPERATING SERVICES HOLDINGS, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3304 6 USGEN HOLDINGS, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3305 6 USOSC HOLDINGS, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3306 4 COGENTRIX VIRGINIA FINANCING HOLDING COMPANY, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3307 5 COGENTRIX VIRGINIA FINANCING, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3308 6 JAMES RIVER GENCO, LLC 221112 - Fossil Charlotte NC UNITED STATES Fuel Electric Power Generation 3309 6 PORTSMOUTH GENCO, LLC 221112 - Fossil Charlotte NC UNITED STATES Fuel Electric Power Generation 3310 4 COGENTRIX WIND HOLDINGS LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3311 5 VIENTO DE PUERTO RICO, LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3312 4 DEVELOPMENT LAND HOLDINGS LLC 221119 - Other Charlotte NC UNITED STATES Electric Power Generation 3313 4 NORTHAMPTON HOLDCO LLC 551112 - Offices Needham MA UNITED STATES of Other Holding Companies 3314 5 COGENTRIX/NORTHAMPTON, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3315 6 NORTHAMPTON GENERATING COMPANY, L.P. 221112 - Fossil Charlotte NC UNITED STATES Fuel Electric Power Generation 3316 7 NORTHAMPTON FUEL SUPPLY COMPANY, INC. 213113 - Culm Bank Charlotte NC UNITED STATES Recovery, Coal, on a contract basis 3317 7 NORTHAMPTON WATER SUPPLY, INC. 221310 - Water Charlotte NC UNITED STATES supply systems 3318 5 JAEGER II LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3319 6 NORTHAMPTON GENERATING COMPANY, L.P. 221112 - Fossil Charlotte NC UNITED STATES Fuel Electric Power Generation 3320 4 QUAIL BRUSH HOLDINGS, LLC 551112 - Offices Charlotte NC UNITED STATES of Other Holding Companies 3321 5 QUAIL BRUSH GENCO, LLC 221112 - Fossil Charlotte NC UNITED STATES Fuel Electric Power Generation 3322 4 SPECTRAWATT, INC. 523120 - Hillsboro OR UNITED STATES Securities Brokerage 3323 3 COLOMBIAN NATURAL RESOURCES I, S.A.S. 551112 - Offices Bogota Colombia of Other Holding Companies 3324 3 MCEPF METRO I, INC. 551112 - Offices Dover DE UNITED STATES of Other Holding Companies 3325 4 MITSI HOLDINGS LLC 551112 - Offices Romulus MI UNITED STATES of Other Holding Companies 3326 3 MITSI HOLDINGS LLC 551112 - Offices Romulus MI UNITED STATES of Other Holding Companies 3327 3 NATURAL RESOURCES INVESTMENTS S.L. 551112 - Offices Madrid SPAIN of Other Holding Companies 3328 2 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3329 3 GS PRIVATE EQUITY PARTNERS CONNECTICUT, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3330 2 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3331 3 GS PRIVATE EQUITY PARTNERS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3332 2 GS PRIVATE EQUITY MANAGEMENT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3333 3 GS PRIVATE EQUITY PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3334 4 GS CAPITAL PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3335 2 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3336 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3337 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3338 4 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3339 4 SUNGARD CAPITAL CORP. 51821 - Data New York NY UNITED STATES Processing, Hosting and Related Services 3340 2 GS PS 90 MEMBER LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3341 2 GS RBD HOLDINGS I CORP. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3342 3 GS RBD HOLDINGS, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3343 4 OOO GOLDMAN SACHS 523120 - Moscow RUSSIA Securities Brokerage 3344 2 GS RBD HOLDINGS II CORP. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3345 3 GS RBD HOLDINGS, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3346 2 GS RE HOLDINGS, INC. 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 3347 3 LONGMORE CREDIT SERVICES, LLC 524298 - All Other Southborough MA UNITED STATES Insurance Related Activities 3348 2 GS REA HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3349 3 GS REA GOLDENBRIDGE HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3350 3 RELATED INVESTCO LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3351 2 GS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) GP, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3352 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) 525990 - Other George Town CAYMAN ISLANDS LIMITED PARTNERSHIP Financial Vehicles 3353 2 GS REAL ESTATE MEZZANINE PARTNERS (CORPORATE) GP, L.L.C. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 3354 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS 525990 - Other George Town CAYMAN ISLANDS (CORPORATE) LIMITED PARTNERSHIP Financial Vehicles 3355 2 GS REAL ESTATE MEZZANINE PARTNERS (TREATY) GP, LTD. 531390 - Other George Town CAYMAN ISLANDS activities related to real estate
3272 6 ETI ELEKTRIK URETIM, A.S. 100 N/A 3273 7 BASAT ELEKTRIK URETIM VE TICARET L.S. 100 N/A 3274 7 DERTON ELEKTRIK URETIM VE TICARET A.S. 99 N/A 3275 7 DORAT ELEKTRIK URETIM VE TICARET A.S. 91 N/A 3276 7 EY-TUR ENERJI ELEKTRIK URETIM VE TICARET L.S. 100 N/A 3277 7 FIRAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3278 7 KARET ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3279 7 MASAT ENERJI ELEKTRIK URETIM VE TICARET L.S. 100 N/A 3280 7 SONAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3281 7 UCGEN ENERJI ELEKTRIK URETIM L.S. 100 N/A 3282 7 YADE ELEKTRIK URETIM VE TICARET L.S. 99 N/A 3283 5 COGENTRIX MAURITIUS COMPANY 100 N/A 3284 5 COGENTRIX OF BRAZIL, INC. 100 N/A 3285 5 DERTON ELEKTRIK URETIM VE TICARET A.S. 99 N/A 3286 5 DORAT ELEKTRIK URETIM VE TICARET A.S. 91 N/A 3287 5 EY-TUR ENERJI ELEKTRIK URETIM VE TICARET L.S. 100 N/A 3288 5 FIRAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3289 5 KARET ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3290 5 MASAT ENERJI ELEKTRIK URETIM VE TICARET L.S. 100 N/A 3291 5 SONAT ELEKTRIK URETIM VE TICARET A.S. 100 N/A 3292 5 UCGEN ENERJI ELEKTRIK URETIM L.S. 100 N/A 3293 5 YADE ELEKTRIK URETIM VE TICARET L.S. 99 N/A 3294 4 COGENTRIX POWER HOLDINGS I LLC N/A N/A The direct holder is a Managing Member. 3295 5 COGENTRIX OPERATING SERVICES HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3296 6 ALAMOSA OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3297 6 CEDAR BAY OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3298 6 HOPEWELL OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3299 6 HOPEWELL OS, LLC N/A N/A The direct holder is a Managing Member. 3300 6 PORTSMOUTH OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3301 6 RATHDRUM CONSTRUCTION COMPANY, INC. 100 N/A 3302 6 SUNRAY OPERATING SERVICES, LLC N/A N/A The direct holder is a Managing Member. 3303 5 U.S OPERATING SERVICES HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3304 6 USGEN HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3305 6 USOSC HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3306 4 COGENTRIX VIRGINIA FINANCING HOLDING COMPANY, LLC N/A N/A The direct holder is a Non-Managing Member. 3307 5 COGENTRIX VIRGINIA FINANCING, LLC N/A N/A The direct holder is a Managing Member. 3308 6 JAMES RIVER GENCO, LLC N/A N/A The direct holder is a Managing Member. 3309 6 PORTSMOUTH GENCO, LLC N/A N/A The direct holder is a Managing Member. 3310 4 COGENTRIX WIND HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 3311 5 VIENTO DE PUERTO RICO, LLC N/A N/A The direct holder is a Managing Member. 3312 4 DEVELOPMENT LAND HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3313 4 NORTHAMPTON HOLDCO LLC N/A N/A The direct holder is a Non-Managing Member. 3314 5 COGENTRIX/NORTHAMPTON, LLC N/A N/A The direct holder is a Non-Managing Member. 3315 6 NORTHAMPTON GENERATING COMPANY, L.P. N/A N/A The direct holder is a General Partner. 3316 7 NORTHAMPTON FUEL SUPPLY COMPANY, INC. 100 N/A 3317 7 NORTHAMPTON WATER SUPPLY, INC. 100 N/A 3318 5 JAEGER II LLC N/A N/A The direct holder is a Non-Managing Member. 3319 6 NORTHAMPTON GENERATING COMPANY, L.P. N/A N/A The direct holder is a Limited Partner. 3320 4 QUAIL BRUSH HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3321 5 QUAIL BRUSH GENCO, LLC N/A N/A The direct holder is a Managing Member. 3322 4 SPECTRAWATT, INC. 30 N/A 3323 3 COLOMBIAN NATURAL RESOURCES I, S.A.S. 100 N/A 3324 3 MCEPF METRO I, INC. 100 N/A 3325 4 MITSI HOLDINGS LLC 97 2 3326 3 MITSI HOLDINGS LLC 97 2 3327 3 NATURAL RESOURCES INVESTMENTS S.L. 100 N/A 3328 2 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3329 3 GS PRIVATE EQUITY PARTNERS CONNECTICUT, L.P. N/A N/A The direct holder is a General Partner. 3330 2 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 100 N/A 3331 3 GS PRIVATE EQUITY PARTNERS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3332 2 GS PRIVATE EQUITY MANAGEMENT, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3333 3 GS PRIVATE EQUITY PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 3334 4 GS CAPITAL PARTNERS 2000, L.P. N/A N/A The direct holder is a Limited Partner. 3335 2 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3336 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3337 3 GS PRIVATE EQUITY PARTNERS 2002 EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 3338 4 EDUCATION MANAGEMENT CORPORATION 42 N/A 3339 4 SUNGARD CAPITAL CORP. 10 N/A Class L 3340 2 GS PS 90 MEMBER LLC N/A N/A The direct holder is a Managing Member. 3341 2 GS RBD HOLDINGS I CORP. 100 N/A 3342 3 GS RBD HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3343 4 OOO GOLDMAN SACHS N/A N/A The direct holder is a Non-Managing Member. 3344 2 GS RBD HOLDINGS II CORP. 100 N/A 3345 3 GS RBD HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3346 2 GS RE HOLDINGS, INC. 100 N/A 3347 3 LONGMORE CREDIT SERVICES, LLC N/A N/A The direct holder is a Non-Managing Member. 3348 2 GS REA HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 3349 3 GS REA GOLDENBRIDGE HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 3350 3 RELATED INVESTCO LLC 12 N/A 3351 2 GS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) GP, L.L.C. N/A N/A The direct holder is a Managing Member. 3352 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (CAYMAN) N/A N/A The direct holder is a LIMITED PARTNERSHIP General Partner. 3353 2 GS REAL ESTATE MEZZANINE PARTNERS (CORPORATE) GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3354 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS N/A N/A The direct holder is a (CORPORATE) LIMITED PARTNERSHIP General Partner. 3355 2 GS REAL ESTATE MEZZANINE PARTNERS (TREATY) GP, LTD. 100 N/A
3356 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (TREATY) 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP Financial Vehicles 3357 2 GS REAL ESTATE MEZZANINE PARTNERS (U.S.) GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3358 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP Financial Vehicles 3359 2 GS REALTY INCOME ADVISORS, L.L.C. 2002 525990 - Other New York NY UNITED STATES Financial Vehicles 3360 3 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3361 2 GS RISK ADVISORS, INC. 524210 - Insurance NEW YORK NY UNITED STATES Agencies and Brokerages 3362 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 524298 - All Other Hamilton BERMUDA Insurance Related Activities 3363 3 GOLDMAN SACHS RISK ADVISORS, L.P. 524298 - All Other NEW YORK NY UNITED STATES Insurance Related Activities 3364 2 GS SECURED GUARANTY COMPANY LIMITED 524126 - Direct Hamilton BERMUDA Property and Casualty Insurance Carriers 3365 2 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD ANONIMA DE 523120 - Mexico City MEXICO CAPITAL VARIABLE, SOCIEDAD FINANCIERA DE OBJETO Securities Brokerage MULTIPLE, ENTIDAD NO REGULADA 3366 2 GS SITE 25 HOTEL HOLDINGS, LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3367 3 GS SITE 25 HOTEL, LLC 531390 - Other New York NY UNITED STATES activities related to real estate 3368 2 GS SITE 25 RETAIL HOLDINGS, LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3369 3 GS SITE 25 RETAIL, LLC 531390 - Other New York NY UNITED STATES activities related to real estate 3370 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3371 3 GSSOAF HOLDING COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3372 4 ASO DWCS CAYMAN LLC 523991 - Trust, George Town CAYMAN ISLANDS Fiduciary, and Custody Activities 3373 4 ASO I (MAURITIUS) LIMITED 525990 - Other Ebene MAURITIUS Financial Vehicles 3374 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3375 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3376 2 GS TAX CREDIT SLP LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3377 2 GS TDN Advisors, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3378 2 GS TXU ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3379 3 GOLDMAN SACHS TXU INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3380 2 GS TXU OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3381 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3382 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3383 4 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3384 2 GS UDC 114TH STREET MEMBER LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3385 2 GS VINTAGE II EMPLOYEE FUNDS GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3386 3 GS VINTAGE II EMPLOYEE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3387 3 GS VINTAGE II EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3388 2 GS YES ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3389 2 GSAM - THL ACCESS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3390 3 GS THL EQUITY FUND VI - GS ACCESS ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3391 4 THL EQUITY FUND VI - GS ACCESS EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3392 4 THL EQUITY FUND VI - GS ACCESS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3393 4 THL EQUITY FUND VI - GS ACCESS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3394 3 THL EQUITY FUND VI - GS ACCESS DLP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3395 2 GSAM GEN-PAR II, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3396 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3397 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3398 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3399 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3400 5 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3401 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS ADVISORS, INC. Financial Vehicles 3402 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3403 3 GOLDMAN SACHS PETERSHILL FUND ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3404 4 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR FUND, 551112 - Offices New York NY UNITED STATES L.P. of Other Holding Companies 3405 4 GOLDMAN SACHS PETERSHILL FUND, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 3406 5 GOLDMAN SACHS PETERSHILL U.S. (MANLEY) HOLDINGS, 551112 - Offices George Town CAYMAN ISLANDS LTD. of Other Holding Companies 3407 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS, LTD. Investment Funds 3408 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3409 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3410 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS LTD. Investment Funds 3411 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOPEZ) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3412 5 GOLDMAN SACHS PETERSHILL U.S. IM (SISLER) 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS LTD. Investment Funds 3413 5 Goldman Sachs Petershill U.S. GP (Palmeiro) 525990 - Other George Town CAYMAN ISLANDS Holdings, Ltd. Financial Vehicles 3414 5 Goldman Sachs Petershill U.S. IM (Lombardi) 525910 - Open-End George Town CAYMAN ISLANDS Holdings, Ltd. Investment Funds 3415 5 Goldman Sachs Petershill U.S. IM (Palmeiro) 525910 - Open-End George Town CAYMAN ISLANDS Holdings, Ltd. Investment Funds 3416 4 GOLDMAN SACHS PETERSHILL PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3417 5 GOLDMAN SACHS PETERSHILL U.S. (MANLEY) HOLDINGS, 551112 - Offices George Town CAYMAN ISLANDS LTD. of Other Holding Companies 3418 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS, LTD. Investment Funds 3419 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3420 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3421 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS LTD. Investment Funds 3422 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOPEZ) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3423 5 GOLDMAN SACHS PETERSHILL U.S. IM (SISLER) 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS LTD. Investment Funds 3424 5 Goldman Sachs Petershill U.S. GP (Palmeiro) 525990 - Other George Town CAYMAN ISLANDS Holdings, Ltd. Financial Vehicles 3425 5 Goldman Sachs Petershill U.S. IM (Lombardi) 525910 - Open-End George Town CAYMAN ISLANDS Holdings, Ltd. Investment Funds 3426 5 Goldman Sachs Petershill U.S. IM (Palmeiro) 525910 - Open-End George Town CAYMAN ISLANDS Holdings, Ltd. Investment Funds 3427 3 GOLDMAN SACHS PETERSHILL FUND OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3428 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS (CAYMAN), L.P. Financial Vehicles 3429 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS, LTD. Investment Funds 3430 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS LTD. Investment Funds 3431 5 Goldman Sachs Petershill U.S. GP (Palmeiro) 525990 - Other George Town CAYMAN ISLANDS Holdings, Ltd. Financial Vehicles 3432 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3433 5 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR 551112 - Offices New York NY UNITED STATES FUND, L.P. of Other Holding Companies 3434 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (LOPEZ) 525990 - Other New York NY UNITED STATES HOLDINGS CORP. Financial Vehicles 3435 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525990 - Other New York NY UNITED STATES (PALMEIRO) HOLDINGS CORP. Financial Vehicles 3436 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (SISLER) 525910 - Open-End New York NY UNITED STATES HOLDINGS CORP. Investment Funds 3437 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS (CAYMAN), L.P. Financial Vehicles 3438 5 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS, L.P. Investment Funds 3439 5 GOLDMAN SACHS PETERSHILL U.S. GP (GLOBAL) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles
3356 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (TREATY) N/A N/A The direct holder is a LIMITED PARTNERSHIP General Partner. 3357 2 GS REAL ESTATE MEZZANINE PARTNERS (U.S.) GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3358 3 GOLDMAN SACHS REAL ESTATE MEZZANINE PARTNERS (U.S.) N/A N/A The direct holder is a LIMITED PARTNERSHIP General Partner. 3359 2 GS REALTY INCOME ADVISORS, L.L.C. 2002 N/A N/A The direct holder is a Non-Managing Member. 3360 3 GS CORE PLUS REAL ESTATE INCOME FUND 2002, L.P. N/A N/A The direct holder is a General Partner. 3361 2 GS RISK ADVISORS, INC. 100 N/A 3362 3 ARROW CAPITAL INVESTMENT SERVICES, LTD. 100 N/A 3363 3 GOLDMAN SACHS RISK ADVISORS, L.P. N/A N/A The direct holder is a General Partner. 3364 2 GS SECURED GUARANTY COMPANY LIMITED 100 N/A 3365 2 GS SERVICIOS FINANCIEROS DE MEXICO, SOCIEDAD ANONIMA DE 100 N/A CAPITAL VARIABLE, SOCIEDAD FINANCIERA DE OBJETO MULTIPLE, ENTIDAD NO REGULADA 3366 2 GS SITE 25 HOTEL HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3367 3 GS SITE 25 HOTEL, LLC N/A N/A The direct holder is a Non-Managing Member. 3368 2 GS SITE 25 RETAIL HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 3369 3 GS SITE 25 RETAIL, LLC N/A N/A The direct holder is a Non-Managing Member. 3370 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3371 3 GSSOAF HOLDING COMPANY 100 N/A 3372 4 ASO DWCS CAYMAN LLC 100 N/A 3373 4 ASO I (MAURITIUS) LIMITED 100 100 3374 2 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, LTD. 100 N/A 3375 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. N/A N/A The direct holder is a Limited Partner. 3376 2 GS TAX CREDIT SLP LLC N/A N/A The direct holder is a Managing Member. 3377 2 GS TDN Advisors, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3378 2 GS TXU ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3379 3 GOLDMAN SACHS TXU INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 3380 2 GS TXU OFFSHORE ADVISORS, INC. 100 N/A 3381 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3382 3 GOLDMAN SACHS TXU INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3383 4 GOLDMAN SACHS TXU INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3384 2 GS UDC 114TH STREET MEMBER LLC N/A N/A The direct holder is a Managing Member. 3385 2 GS VINTAGE II EMPLOYEE FUNDS GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3386 3 GS VINTAGE II EMPLOYEE FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3387 3 GS VINTAGE II EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 3388 2 GS YES ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3389 2 GSAM - THL ACCESS, L.L.C. N/A N/A The direct holder is a Managing Member. 3390 3 GS THL EQUITY FUND VI - GS ACCESS ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3391 4 THL EQUITY FUND VI - GS ACCESS EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 3392 4 THL EQUITY FUND VI - GS ACCESS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3393 4 THL EQUITY FUND VI - GS ACCESS, L.P. N/A N/A The direct holder is a General Partner. 3394 3 THL EQUITY FUND VI - GS ACCESS DLP, L.L.C. N/A N/A The direct holder is a Managing Member. 3395 2 GSAM GEN-PAR II, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3396 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3397 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND, L.P. N/A N/A The direct holder is a General Partner. 3398 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES OFFSHORE 100 N/A ADVISORS, INC. 3399 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3400 5 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3401 3 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES OFFSHORE 100 N/A HOLDINGS ADVISORS, INC. 3402 4 GOLDMAN SACHS PERRY PRIVATE OPPORTUNITIES FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3403 3 GOLDMAN SACHS PETERSHILL FUND ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3404 4 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR FUND, N/A N/A The direct holder is a L.P. General Partner. 3405 4 GOLDMAN SACHS PETERSHILL FUND, L.P. N/A N/A The direct holder is a General Partner. 3406 5 GOLDMAN SACHS PETERSHILL U.S. (MANLEY) HOLDINGS, 100 N/A LTD. 3407 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) 99 N/A HOLDINGS, LTD. 3408 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) 100 N/A HOLDINGS, LTD. 3409 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) 100 N/A HOLDINGS, LTD. 3410 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) 100 N/A HOLDINGS LTD. 3411 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOPEZ) 100 N/A HOLDINGS, LTD. 3412 5 GOLDMAN SACHS PETERSHILL U.S. IM (SISLER) 100 N/A HOLDINGS LTD. 3413 5 Goldman Sachs Petershill U.S. GP (Palmeiro) 99 N/A Holdings, Ltd. 3414 5 Goldman Sachs Petershill U.S. IM (Lombardi) 100 N/A Holdings, Ltd. 3415 5 Goldman Sachs Petershill U.S. IM (Palmeiro) 100 N/A Holdings, Ltd. 3416 4 GOLDMAN SACHS PETERSHILL PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 3417 5 GOLDMAN SACHS PETERSHILL U.S. (MANLEY) HOLDINGS, 100 N/A LTD. 3418 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) 99 N/A HOLDINGS, LTD. 3419 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) 100 N/A HOLDINGS, LTD. 3420 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) 100 N/A HOLDINGS, LTD. 3421 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) 100 N/A HOLDINGS LTD. 3422 5 GOLDMAN SACHS PETERSHILL U.S. IM (LOPEZ) 100 N/A HOLDINGS, LTD. 3423 5 GOLDMAN SACHS PETERSHILL U.S. IM (SISLER) 100 N/A HOLDINGS LTD. 3424 5 Goldman Sachs Petershill U.S. GP (Palmeiro) 99 N/A Holdings, Ltd. 3425 5 Goldman Sachs Petershill U.S. IM (Lombardi) 100 N/A Holdings, Ltd. 3426 5 Goldman Sachs Petershill U.S. IM (Palmeiro) 100 N/A Holdings, Ltd. 3427 3 GOLDMAN SACHS PETERSHILL FUND OFFSHORE ADVISORS, INC. 100 N/A 3428 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS N/A N/A The direct holder is a (CAYMAN), L.P. General Partner. 3429 5 GOLDMAN SACHS PETERSHILL U.S. GP (LOMBARDI) 99 N/A HOLDINGS, LTD. 3430 5 GOLDMAN SACHS PETERSHILL U.S. GP (SISLER) 100 N/A HOLDINGS LTD. 3431 5 Goldman Sachs Petershill U.S. GP (Palmeiro) 99 N/A Holdings, Ltd. 3432 4 GOLDMAN SACHS PETERSHILL FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3433 5 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR N/A N/A The direct holder is a FUND, L.P. Limited Partner. 3434 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (LOPEZ) 100 N/A HOLDINGS CORP. 3435 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 100 N/A (PALMEIRO) HOLDINGS CORP. 3436 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (SISLER) 100 N/A HOLDINGS CORP. 3437 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE HOLDINGS N/A N/A The direct holder is a (CAYMAN), L.P. Limited Partner. 3438 5 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3439 5 GOLDMAN SACHS PETERSHILL U.S. GP (GLOBAL) 100 N/A HOLDINGS, LTD.
3440 6 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3441 5 GOLDMAN SACHS PETERSHILL U.S. GP (RADAR) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3442 6 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3443 5 Goldman Sachs Petershill Fund Offshore (Lombardi) 525910 - Open-End New York NY UNITED STATES Holdings Corp. Investment Funds 3444 4 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND 525910 - Open-End George Town CAYMAN ISLANDS HOLDINGS, L.P. Investment Funds 3445 4 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3446 5 Goldman Sachs Petershill Non-U.S. Holdings I, Ltd. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3447 4 GOLDMAN SACHS PETERSHILL PMD QP FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3448 5 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR 551112 - Offices New York NY UNITED STATES FUND, L.P. of Other Holding Companies 3449 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (LOPEZ) 525990 - Other New York NY UNITED STATES HOLDINGS CORP. Financial Vehicles 3450 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (PALMEIRO) 525990 - Other New York NY UNITED STATES HOLDINGS CORP. Financial Vehicles 3451 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (SISLER) 525910 - Open-End New York NY UNITED STATES HOLDINGS CORP. Investment Funds 3452 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS (CAYMAN), L.P. Financial Vehicles 3453 5 GOLDMAN SACHS PETERSHILL U.S. GP (GLOBAL) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3454 5 GOLDMAN SACHS PETERSHILL U.S. GP (RADAR) 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, LTD. Financial Vehicles 3455 5 Goldman Sachs Petershill Fund Offshore 525910 - Open-End New York NY UNITED STATES (Lombardi) Holdings Corp. Investment Funds 3456 4 Goldman Sachs Petershill Non-U.S. Holdings 525990 - Other George Town CAYMAN ISLANDS (Trueman) III, L.P. Financial Vehicles 3457 2 GSAM GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3458 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, INC. Financial Vehicles 3459 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3460 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, INC. Financial Vehicles 3461 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3462 5 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3463 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3464 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3465 3 GOLDMAN SACHS CONCENTRATED MEZZANINE & DISTRESSED FUND 525990 - Other New York NY UNITED STATES II GP, LLC Financial Vehicles 3466 4 GOLDMAN SACHS CONCENTRATED MEZZANINE AND 525990 - Other New York NY UNITED STATES DISTRESSED FUND II, L.P. Financial Vehicles 3467 5 GS MEZZANINE PARTNERS V, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3468 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES ADVISORS (FL), 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3469 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES (FL), L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3470 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES ADVISORS II, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3471 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3472 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3473 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3474 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3475 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS ADVISORS, INC. Financial Vehicles 3476 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3477 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3478 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3479 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3480 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3481 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS ADVISORS, INC. Financial Vehicles 3482 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3483 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3484 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3485 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE 525990 - Other New York NY UNITED STATES FUNDS GP, L.L.C. Financial Vehicles 3486 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE HOLDINGS, L.P. Financial Vehicles 3487 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Financial Vehicles 3488 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3489 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV PMD QP 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, LTD. Financial Vehicles 3490 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV PMD QP 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3491 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3492 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3493 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS ADVISORS, INC. Financial Vehicles 3494 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3495 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3496 4 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3497 5 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3498 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3499 4 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3500 3 GOLDMAN SACHS MULTI-STRATEGY FUND PALMETTO STATE 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3501 4 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3502 4 GOLDMAN SACHS PALMETTO STATE FUND A, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3503 5 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3504 4 GOLDMAN SACHS PALMETTO STATE FUND B, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3505 5 GOLDMAN SACHS YES INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3506 5 GS LOAN PARTNERS I ONSHORE, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3507 3 GOLDMAN SACHS PEP (NJ) ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3508 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS (NJ), L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3509 3 GOLDMAN SACHS PEP (NJ) II ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3510 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS (NJ) II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3511 3 GOLDMAN SACHS PEP 2004 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3512 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3513 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3514 3 GOLDMAN SACHS PEP 2004 DIRECT INVESTMENT ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3515 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 - DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3516 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3517 5 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3518 3 GOLDMAN SACHS PEP 2004 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3519 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 - MANAGER 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3520 3 GOLDMAN SACHS PEP 2004 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3521 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3522 3 GOLDMAN SACHS PEP 2004 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3523 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles
3440 6 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-GLOBAL) CAYMAN ISLANDS 100 N/A HOLDINGS, LTD. 3441 5 GOLDMAN SACHS PETERSHILL U.S. GP (RADAR) CAYMAN ISLANDS 100 N/A HOLDINGS, LTD. 3442 6 GOLDMAN SACHS PETERSHILL U.S. GP (LOPEZ-RADAR) CAYMAN ISLANDS 100 N/A HOLDINGS, LTD. 3443 5 Goldman Sachs Petershill Fund Offshore (Lombardi) UNITED STATES 100 N/A Holdings Corp. 3444 4 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND CAYMAN ISLANDS N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3445 4 GOLDMAN SACHS PETERSHILL NON-U.S. MASTER FUND, L.P. CAYMAN ISLANDS N/A N/A The direct holder is a General Partner. 3446 5 Goldman Sachs Petershill Non-U.S. Holdings I, Ltd. CAYMAN ISLANDS 100 N/A 3447 4 GOLDMAN SACHS PETERSHILL PMD QP FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A The direct holder is a General Partner. 3448 5 GOLDMAN SACHS PETERSHILL DELAWARE AGGREGATOR UNITED STATES N/A N/A The direct holder is a FUND, L.P. Limited Partner. 3449 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (LOPEZ) UNITED STATES 100 N/A HOLDINGS CORP. 3450 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (PALMEIRO) UNITED STATES 100 N/A HOLDINGS CORP. 3451 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE (SISLER) UNITED STATES 100 N/A HOLDINGS CORP. 3452 5 GOLDMAN SACHS PETERSHILL FUND OFFSHORE CAYMAN ISLANDS N/A N/A The direct holder is a HOLDINGS (CAYMAN), L.P. Limited Partner. 3453 5 GOLDMAN SACHS PETERSHILL U.S. GP (GLOBAL) CAYMAN ISLANDS 100 N/A HOLDINGS, LTD. 3454 5 GOLDMAN SACHS PETERSHILL U.S. GP (RADAR) CAYMAN ISLANDS 100 N/A HOLDINGS, LTD. 3455 5 Goldman Sachs Petershill Fund Offshore UNITED STATES 100 N/A (Lombardi) Holdings Corp. 3456 4 Goldman Sachs Petershill Non-U.S. Holdings CAYMAN ISLANDS N/A N/A The direct holder is a (Trueman) III, L.P. General Partner. 3457 2 GSAM GEN-PAR, L.L.C. UNITED STATES N/A N/A The direct holder is a Non-Managing Member. 3458 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS OFFSHORE CAYMAN ISLANDS 100 N/A HOLDINGS, INC. 3459 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND OFFSHORE CAYMAN ISLANDS N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3460 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS CAYMAN ISLANDS 100 N/A OFFSHORE, INC. 3461 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3462 5 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3463 3 GOLDMAN SACHS COLUMBUS CO-INVESTMENT ADVISORS, L.L.C. UNITED STATES N/A N/A The direct holder is a Managing Member. 3464 4 GOLDMAN SACHS COLUMBUS CO-INVESTMENT FUND, L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3465 3 GOLDMAN SACHS CONCENTRATED MEZZANINE & DISTRESSED FUND UNITED STATES N/A N/A The direct holder is a II GP, LLC Managing Member. 3466 4 GOLDMAN SACHS CONCENTRATED MEZZANINE AND UNITED STATES N/A N/A The direct holder is a DISTRESSED FUND II, L.P. General Partner. 3467 5 GS MEZZANINE PARTNERS V, L.P. UNITED STATES N/A N/A The direct holder is a Limited Partner. 3468 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES ADVISORS (FL), UNITED STATES N/A N/A The direct holder is a L.L.C. Managing Member. 3469 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES (FL), L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3470 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES ADVISORS II, UNITED STATES N/A N/A The direct holder is a L.L.C. Managing Member. 3471 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II, L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3472 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II OFFSHORE CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3473 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3474 5 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3475 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES II OFFSHORE CAYMAN ISLANDS 100 N/A HOLDINGS ADVISORS, INC. 3476 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND II CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3477 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III ADVISORS, UNITED STATES N/A N/A The direct holder is a L.L.C. Managing Member. 3478 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III, L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3479 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III OFFSHORE CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3480 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3481 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES III OFFSHORE CAYMAN ISLANDS 100 N/A HOLDINGS ADVISORS, INC. 3482 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND III CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3483 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV ADVISORS, UNITED STATES N/A N/A The direct holder is a L.L.C. Managing Member. 3484 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV, L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3485 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE UNITED STATES N/A N/A The direct holder is a FUNDS GP, L.L.C. Managing Member. 3486 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV CAYMAN ISLANDS N/A N/A The direct holder is a EMPLOYEE HOLDINGS, L.P. General Partner. 3487 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE CAYMAN ISLANDS 100 N/A FUND OFFSHORE, LTD. 3488 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV EMPLOYEE UNITED STATES N/A N/A The direct holder is a FUND, L.P. General Partner. 3489 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV PMD QP CAYMAN ISLANDS 100 N/A FUND OFFSHORE, LTD. 3490 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV PMD QP UNITED STATES N/A N/A The direct holder is a FUND, L.P. General Partner. 3491 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3492 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3493 3 GOLDMAN SACHS DISTRESSED OPPORTUNITIES IV OFFSHORE CAYMAN ISLANDS 100 N/A HOLDINGS ADVISORS, INC. 3494 4 GOLDMAN SACHS DISTRESSED OPPORTUNITIES FUND IV CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3495 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3496 4 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE, L.P. CAYMAN ISLANDS N/A N/A The direct holder is a General Partner. 3497 5 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE CAYMAN ISLANDS N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3498 3 GOLDMAN SACHS EARLY SECONDARIES OFFSHORE HOLDINGS CAYMAN ISLANDS 100 N/A ADVISORS, INC. 3499 4 GOLDMAN SACHS EARLY SECONDARIES FUND OFFSHORE CAYMAN ISLANDS N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3500 3 GOLDMAN SACHS MULTI-STRATEGY FUND PALMETTO STATE UNITED STATES N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3501 4 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3502 4 GOLDMAN SACHS PALMETTO STATE FUND A, L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3503 5 GOLDMAN SACHS PALMETTO STATE CREDIT FUND, L.P. UNITED STATES N/A N/A The direct holder is a Limited Partner. 3504 4 GOLDMAN SACHS PALMETTO STATE FUND B, L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3505 5 GOLDMAN SACHS YES INVESTORS, L.P. UNITED STATES N/A N/A The direct holder is a Limited Partner. 3506 5 GS LOAN PARTNERS I ONSHORE, L.P. UNITED STATES N/A N/A The direct holder is a Limited Partner. 3507 3 GOLDMAN SACHS PEP (NJ) ADVISORS, L.L.C. UNITED STATES N/A N/A The direct holder is a Managing Member. 3508 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS (NJ), L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3509 3 GOLDMAN SACHS PEP (NJ) II ADVISORS, L.L.C. UNITED STATES N/A N/A The direct holder is a Managing Member. 3510 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS (NJ) II, L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3511 3 GOLDMAN SACHS PEP 2004 ADVISORS, L.L.C. UNITED STATES N/A N/A The direct holder is a Managing Member. 3512 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004, L.P. UNITED STATES N/A N/A The direct holder is a General Partner. 3513 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3514 3 GOLDMAN SACHS PEP 2004 DIRECT INVESTMENT ADVISORS, UNITED STATES N/A N/A The direct holder is a L.L.C. Managing Member. 3515 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 - DIRECT UNITED STATES N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3516 5 EDUCATION MANAGEMENT CORPORATION UNITED STATES 42 N/A 3517 5 LVB ACQUISITION HOLDING, LLC UNITED STATES 24 N/A 3518 3 GOLDMAN SACHS PEP 2004 MANAGER ADVISORS, L.L.C. UNITED STATES N/A N/A The direct holder is a Managing Member. 3519 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 - MANAGER UNITED STATES N/A N/A The direct holder is a FUND, L.P. General Partner. 3520 3 GOLDMAN SACHS PEP 2004 OFFSHORE ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3521 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3522 3 GOLDMAN SACHS PEP 2004 OFFSHORE HOLDINGS ADVISORS, INC. CAYMAN ISLANDS 100 N/A 3523 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 CAYMAN ISLANDS N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner.
3524 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3525 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3526 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3527 5 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3528 3 GOLDMAN SACHS PEP 2005 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3529 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3530 3 GOLDMAN SACHS PEP 2005 DIRECT INVESTMENT ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3531 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 - 525990 - Other New York NY UNITED STATES DIRECT INVESTMENT FUND, L.P. Financial Vehicles 3532 5 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3533 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3534 3 GOLDMAN SACHS PEP 2005 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3535 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 - 525990 - Other New York NY UNITED STATES MANAGER FUND, L.P. Financial Vehicles 3536 3 GOLDMAN SACHS PEP 2005 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3537 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3538 3 GOLDMAN SACHS PEP 2005 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3539 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3540 3 GOLDMAN SACHS PEP ASIA ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3541 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA FUND, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 3542 5 PRIVATE EQUITY PARTNERS ASIA FUND FOREIGN 551112 - Offices New York NY UNITED STATES INCOME BLOCKER, L.L.C. of Other Holding Companies 3543 3 GOLDMAN SACHS PEP ASIA OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3544 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA 525990 - Other George Town CAYMAN ISLANDS OFFSHORE FUND, L.P. Financial Vehicles 3545 3 GOLDMAN SACHS PEP IX ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3546 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3547 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3548 3 GOLDMAN SACHS PEP IX DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3549 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX - DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3550 5 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3551 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3552 3 GOLDMAN SACHS PEP IX MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3553 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX - MANAGER 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3554 3 GOLDMAN SACHS PEP IX OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3555 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3556 3 GOLDMAN SACHS PEP IX OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3557 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3558 5 GS PEP BASS HOLDINGS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3559 6 LVB ACQUISITION HOLDING, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3560 5 GS PEP IX Offshore YES Holdings Corp. 525990 - Other New York NY UNITED STATES Financial Vehicles 3561 6 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3562 5 GS PEP SAFWAY HOLDINGS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3563 5 Goldman Sachs Private Equity Partners IX 525990 - Other New York NY UNITED STATES Offshore Holdings Graphite VII, L.P. Financial Vehicles 3564 4 Goldman Sachs Private Equity Partners IX Offshore 525990 - Other New York NY UNITED STATES Holdings Graphite VII, L.P. Financial Vehicles 3565 3 GOLDMAN SACHS PEP NEW PARTNERS MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3566 4 GOLDMAN SACHS PEP NEW PARTNERS-MANAGER FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3567 3 GOLDMAN SACHS PEP X ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3568 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3569 3 GOLDMAN SACHS PEP X DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3570 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3571 5 YES NETWORK HOLDING COMPANY, LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3572 3 GOLDMAN SACHS PEP X MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3573 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - MANAGER 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3574 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - 525990 - Other Wilmington DE UNITED STATES MANAGER FUND FOREIGN INCOME BLOCKER, L.L.C. Financial Vehicles 3575 3 GOLDMAN SACHS PEP X OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3576 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3577 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3578 3 GOLDMAN SACHS PEP X OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3579 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3580 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3581 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3582 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 3583 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS HEALTHCARE FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3584 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS HEALTHCARE FUND OFFSHORE, L.P. Financial Vehicles 3585 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS HEALTHCARE FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3586 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3587 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES OPPORTUNITIES ADVISORS, L.L.C. Financial Vehicles 3588 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND, L.P. Financial Vehicles 3589 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND II ADVISORS, L.L.C. Financial Vehicles 3590 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other New York NY UNITED STATES OPPORTUNITIES FUND II, L.P. Financial Vehicles 3591 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES OFFSHORE ADVISORS, INC. Financial Vehicles 3592 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE, L.P. Financial Vehicles 3593 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3594 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3595 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3596 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 3597 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3598 5 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 525990 - Other George Town CAYMAN ISLANDS FUND (AP) OFFSHORE HOLDINGS, L.P. Financial Vehicles 3599 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3600 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 525990 - Other George Town CAYMAN ISLANDS (AP) OFFSHORE HOLDINGS, L.P. Financial Vehicles 3601 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE ADVISORS, INC. Financial Vehicles 3602 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, L.P. Financial Vehicles 3603 5 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3604 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS ADVISORS, INC. Financial Vehicles 3605 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3606 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 EMPLOYEE 525990 - Other New York NY UNITED STATES FUNDS GP, L.L.C. Financial Vehicles 3607 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 525990 - Other George Town CAYMAN ISLANDS EMPLOYEE FUND OFFSHORE, L.P. Financial Vehicles
3524 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3525 3 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE 100 N/A ADVISORS, INC. 3526 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3527 5 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3528 3 GOLDMAN SACHS PEP 2005 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3529 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005, L.P. N/A N/A The direct holder is a General Partner. 3530 3 GOLDMAN SACHS PEP 2005 DIRECT INVESTMENT ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3531 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 - N/A N/A The direct holder is a DIRECT INVESTMENT FUND, L.P. General Partner. 3532 5 LVB ACQUISITION HOLDING, LLC 24 N/A 3533 5 YES NETWORK HOLDING COMPANY, LLC 30 N/A 3534 3 GOLDMAN SACHS PEP 2005 MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3535 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 - N/A N/A The direct holder is a MANAGER FUND, L.P. General Partner. 3536 3 GOLDMAN SACHS PEP 2005 OFFSHORE ADVISORS, INC. 100 N/A 3537 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3538 3 GOLDMAN SACHS PEP 2005 OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3539 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2005 N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3540 3 GOLDMAN SACHS PEP ASIA ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3541 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA FUND, N/A N/A The direct holder is a L.P. General Partner. 3542 5 PRIVATE EQUITY PARTNERS ASIA FUND FOREIGN N/A N/A The direct holder is a INCOME BLOCKER, L.L.C. Managing Member. 3543 3 GOLDMAN SACHS PEP ASIA OFFSHORE ADVISORS, INC. 100 N/A 3544 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS ASIA N/A N/A The direct holder is a OFFSHORE FUND, L.P. General Partner. 3545 3 GOLDMAN SACHS PEP IX ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3546 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX, L.P. N/A N/A The direct holder is a General Partner. 3547 5 YES NETWORK HOLDING COMPANY, LLC 30 N/A 3548 3 GOLDMAN SACHS PEP IX DIRECT INVESTMENT ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3549 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX - DIRECT N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3550 5 LVB ACQUISITION HOLDING, LLC 24 N/A 3551 5 YES NETWORK HOLDING COMPANY, LLC 30 N/A 3552 3 GOLDMAN SACHS PEP IX MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3553 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX - MANAGER N/A N/A The direct holder is a FUND, L.P. General Partner. 3554 3 GOLDMAN SACHS PEP IX OFFSHORE ADVISORS, INC. 100 N/A 3555 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3556 3 GOLDMAN SACHS PEP IX OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3557 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3558 5 GS PEP BASS HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3559 6 LVB ACQUISITION HOLDING, LLC 24 N/A 3560 5 GS PEP IX Offshore YES Holdings Corp. 100 N/A 3561 6 YES NETWORK HOLDING COMPANY, LLC 30 N/A 3562 5 GS PEP SAFWAY HOLDINGS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3563 5 Goldman Sachs Private Equity Partners IX N/A N/A The direct holder is a Offshore Holdings Graphite VII, L.P. Limited Partner. 3564 4 Goldman Sachs Private Equity Partners IX Offshore N/A N/A The direct holder is a Holdings Graphite VII, L.P. General Partner. 3565 3 GOLDMAN SACHS PEP NEW PARTNERS MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3566 4 GOLDMAN SACHS PEP NEW PARTNERS-MANAGER FUND, L.P. N/A N/A The direct holder is a General Partner. 3567 3 GOLDMAN SACHS PEP X ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3568 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X, L.P. N/A N/A The direct holder is a General Partner. 3569 3 GOLDMAN SACHS PEP X DIRECT INVESTMENT ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3570 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - DIRECT N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3571 5 YES NETWORK HOLDING COMPANY, LLC 30 N/A 3572 3 GOLDMAN SACHS PEP X MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3573 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - MANAGER N/A N/A The direct holder is a FUND, L.P. General Partner. 3574 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X - N/A N/A The direct holder is a MANAGER FUND FOREIGN INCOME BLOCKER, L.L.C. Managing Member. 3575 3 GOLDMAN SACHS PEP X OFFSHORE ADVISORS, INC. 100 N/A 3576 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE, N/A N/A The direct holder is a L.P. General Partner. 3577 5 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. Limited Partner. 3578 3 GOLDMAN SACHS PEP X OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3579 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS X OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3580 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3581 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY N/A N/A The direct holder is a FUND, L.P. General Partner. 3582 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 100 N/A OFFSHORE ADVISORS, INC. 3583 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a HEALTHCARE FUND OFFSHORE HOLDINGS, L.P. General Partner. 3584 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a HEALTHCARE FUND OFFSHORE, L.P. General Partner. 3585 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a HEALTHCARE FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 3586 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED HEALTHCARE 100 N/A OFFSHORE HOLDINGS ADVISORS, INC. 3587 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES ADVISORS, L.L.C. Managing Member. 3588 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND, L.P. General Partner. 3589 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND II ADVISORS, L.L.C. Managing Member. 3590 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND II, L.P. General Partner. 3591 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 100 N/A OPPORTUNITIES OFFSHORE ADVISORS, INC. 3592 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE, L.P. General Partner. 3593 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 3594 3 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 100 N/A OPPORTUNITIES OFFSHORE HOLDINGS ADVISORS, INC. 3595 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a OPPORTUNITIES FUND OFFSHORE HOLDINGS, L.P. General Partner. 3596 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 100 N/A OFFSHORE ADVISORS, INC. 3597 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3598 5 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY N/A N/A The direct holder is a FUND (AP) OFFSHORE HOLDINGS, L.P. Limited Partner. 3599 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND (AP) 100 N/A OFFSHORE HOLDINGS ADVISORS, INC. 3600 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND N/A N/A The direct holder is a (AP) OFFSHORE HOLDINGS, L.P. General Partner. 3601 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 100 N/A OFFSHORE ADVISORS, INC. 3602 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3603 5 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY N/A N/A The direct holder is a FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 3604 3 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND 100 N/A OFFSHORE HOLDINGS ADVISORS, INC. 3605 4 GOLDMAN SACHS PRIVATE EQUITY MULTI-STRATEGY FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3606 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 EMPLOYEE N/A N/A The direct holder is a FUNDS GP, L.L.C. Managing Member. 3607 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 N/A N/A The direct holder is a EMPLOYEE FUND OFFSHORE, L.P. General Partner.
3608 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 525990 - Other New York NY UNITED STATES EMPLOYEE FUND, L.P. Financial Vehicles 3609 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3610 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 3611 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II 525990 - Other New York NY UNITED STATES OFFSHORE ADVISORS, LLC Financial Vehicles 3612 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED II 525990 - Other Edinburgh UNITED KINGDOM OFFSHORE, L.P. Financial Vehicles (OTHER) 3613 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II 525990 - Other New York NY UNITED STATES OFFSHORE HOLDINGS ADVISORS, LLC Financial Vehicles 3614 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED II 525990 - Other Edinburgh UNITED KINGDOM OFFSHORE HOLDINGS, L.P. Financial Vehicles (OTHER) 3615 3 GOLDMAN SACHS VINTAGE FUND IV ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3616 4 GOLDMAN SACHS VINTAGE FUND IV, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3617 5 GSVF-IV ONSHORE RAVEN MANAGER STAKE LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3618 3 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3619 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 3620 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3621 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE, LTD. Financial Vehicles 3622 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3623 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 3624 4 GOLDMAN SACHS VINTAGE FUND V GMBH & CO. KG 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 3625 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3626 4 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. 525990 - Other Edinburgh UNITED KINGDOM Financial Vehicles (OTHER) 3627 4 GOLDMAN SACHS VINTAGE FUND V EUROPE, L.P. 525990 - Other Edinburgh UNITED KINGDOM Financial Vehicles (OTHER) 3628 5 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. 525990 - Other Edinburgh UNITED KINGDOM Financial Vehicles (OTHER) 3629 4 GOLDMAN SACHS VINTAGE FUND V, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3630 3 GOLDMAN SACHS VINTAGE FUND V HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3631 4 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3632 3 GOLDMAN SACHS VINTAGE FUND V INITIAL PARTNER GMBH 525990 - Other Frankfurt am GERMANY Financial Vehicles Main 3633 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3634 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3635 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3636 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3637 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3638 5 GSV ENERGY HOLDINGS, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3639 5 GSVA OFFSHORE HOLDINGS, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3640 5 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3641 3 GOLDMAN SACHS VINTAGE III ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3642 4 GOLDMAN SACHS VINTAGE FUND III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3643 5 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3644 3 GOLDMAN SACHS VINTAGE III OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3645 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3646 5 GOLDMAN SACHS VINTAGE FUND III OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3647 3 GOLDMAN SACHS VINTAGE III OFFSHORE HOLDINGS ADVISORS, 525990 - Other George Town CAYMAN ISLANDS INC. Financial Vehicles 3648 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3649 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: 525990 - Other Wilmington DE UNITED STATES 2011 ADVISORS L.L.C. Financial Vehicles 3650 4 GROWTH AND EMERGING MARKETS PRIVATE EQUITY 525990 - Other New York NY UNITED STATES MANAGERS: 2011 L.P. Financial Vehicles 3651 3 GS ACCESS - LIBERTY HARBOR/PERRY ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3652 4 GS ACCESS-LIBERTY HARBOR/PERRY, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3653 3 GS CONCENTRATED ENERGY OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3654 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE, L.P. Financial Vehicles 3655 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED 525990 - Other George Town CAYMAN ISLANDS ENERGY FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3656 3 GS CONCENTRATED ENERGY OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3657 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY 525990 - Other George Town CAYMAN ISLANDS FUND OFFSHORE HOLDINGS, L.P. Financial Vehicles 3658 3 GS DISTRESSED OPPORTUNITIES ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3659 4 GS DISTRESSED OPPORTUNITIES FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3660 3 GS DISTRESSED OPPORTUNITIES OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3661 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3662 5 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3663 3 GS DISTRESSED OPPORTUNITIES OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3664 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3665 3 GS INITIAL INVESTOR, L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3666 4 GS INITIAL INVESTOR, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3667 5 PRIVATE REAL ESTATE MANAGERS: 2011 LP 525990 - Other New York NY UNITED STATES Financial Vehicles 3668 6 PRIVATE REAL ESTATE MANAGERS: 2011 FOREIGN 525990 - Other Wilmington DE UNITED STATES INCOME BLOCKER, L.L.C. Financial Vehicles 3669 5 U.S. REAL PROPERTY INCOME FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3670 3 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II ACCESS FUND 525990 - Other New York NY UNITED STATES ADVISORS, L.L.C. Financial Vehicles 3671 4 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II ACCESS 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3672 3 GS MERCHANT BANKING ACCESS 2006 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3673 4 GOLDMAN SACHS MERCHANT BANKING ACCESS FUND 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3674 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2007 Financial Vehicles 3675 6 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3676 6 W2007 FINANCE SUB, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3677 7 BLACKSTONE HLT PRINCIPAL TRANSACTION 531390 - Other New York NY UNITED STATES PARTNERS, L.P. activities related to real estate 3678 7 W2007 230 PARK, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3679 7 W2007 BEAR L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3680 7 W2007 GRACE I, LLC 525990 - Other Knoxville TN UNITED STATES Financial Vehicles 3681 8 W2007 EQUITY INNS GEN-PAR, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3682 9 W2007 EQUITY INNS PARTNERSHIP, L.P. 525990 - Other Knoxville TN UNITED STATES Financial Vehicles 3683 10 W2007 EQUITY INNS JUNIOR MEZZ, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3684 11 W2007 EQUITY INNS INTERMEDIATE MEZZ V, 525990 - Other Wilmington DE UNITED STATES LLC Financial Vehicles 3685 12 W2007 EQUITY INNS INTERMEDIATE MEZZ 525990 - Other Wilmington DE UNITED STATES IV, LLC Financial Vehicles 3686 13 W2007 EQUITY INNS INTERMEDIATE MEZZ 525990 - Other Wilmington DE UNITED STATES MEZZ III, LLC Financial Vehicles 3687 14 W2007 EQUITY INNS INTERMEDIATE 525990 - Other Wilmington DE UNITED STATES MEZZ II, LLC Financial Vehicles 3688 15 W2007 EQUITY INNS INTERMEDIATE 525990 - Other Wilmington DE UNITED STATES MEZZ I, LLC Financial Vehicles 3689 16 W2007 EQUITY INNS SENIOR 525990 - Other Wilmington DE UNITED STATES MEZZ, LLC Financial Vehicles 3690 17 W2007 EQUITY INNS REALTY, 531120 - Lessors WILMINGTON DE UNITED STATES LLC of nonresidential buildings (except mini warehouses) 3691 8 W2007 EQUITY INNS PARTNERSHIP, L.P. 525990 - Other Knoxville TN UNITED STATES Financial Vehicles
3608 4 GOLDMAN SACHS PRIVATE EQUITY PARTNERS 2004 N/A N/A The direct holder is a EMPLOYEE FUND, L.P. General Partner. 3609 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3610 3 GOLDMAN SACHS PRIVATE EQUITY PARTNERS IX EMPLOYEE FUND 100 N/A OFFSHORE, LTD. 3611 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II N/A N/A The direct holder is a OFFSHORE ADVISORS, LLC Managing Member. 3612 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED II N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3613 3 GOLDMAN SACHS PRIVATE EQUITY U.S. - FOCUSED II N/A N/A The direct holder is a OFFSHORE HOLDINGS ADVISORS, LLC Managing Member. 3614 4 GOLDMAN SACHS PRIVATE EQUITY U.S.-FOCUSED II N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3615 3 GOLDMAN SACHS VINTAGE FUND IV ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3616 4 GOLDMAN SACHS VINTAGE FUND IV, L.P. N/A N/A The direct holder is a General Partner. 3617 5 GSVF-IV ONSHORE RAVEN MANAGER STAKE LLC N/A N/A The direct holder is a Managing Member. 3618 3 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND GP, L.L.C. N/A N/A The direct holder is a Managing Member. 3619 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND 100 N/A OFFSHORE, LTD. 3620 4 GOLDMAN SACHS VINTAGE FUND IV EMPLOYEE FUND, L.P. N/A N/A The direct holder is a General Partner. 3621 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND 100 N/A OFFSHORE, LTD. 3622 4 GOLDMAN SACHS VINTAGE FUND IV PMD QP FUND, L.P. N/A N/A The direct holder is a General Partner. 3623 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS GMBH 100 N/A 3624 4 GOLDMAN SACHS VINTAGE FUND V GMBH & CO. KG N/A N/A The direct holder is a General Partner. 3625 3 GOLDMAN SACHS VINTAGE FUND V ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3626 4 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3627 4 GOLDMAN SACHS VINTAGE FUND V EUROPE, L.P. N/A N/A The direct holder is a General Partner. 3628 5 GOLDMAN SACHS VINTAGE FUND V EUROPE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3629 4 GOLDMAN SACHS VINTAGE FUND V, L.P. N/A N/A The direct holder is a General Partner. 3630 3 GOLDMAN SACHS VINTAGE FUND V HOLDINGS ADVISORS, INC. 100 N/A 3631 4 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3632 3 GOLDMAN SACHS VINTAGE FUND V INITIAL PARTNER GMBH 100 N/A 3633 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE ADVISORS, INC. 100 N/A 3634 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3635 3 GOLDMAN SACHS VINTAGE FUND V OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3636 4 GOLDMAN SACHS VINTAGE FUND V OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3637 5 GOLDMAN SACHS PRIVATE EQUITY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3638 5 GSV ENERGY HOLDINGS, INC. 99 N/A 3639 5 GSVA OFFSHORE HOLDINGS, INC. 100 N/A 3640 5 GSVF AHO INVESTMENTS CORP. 99 N/A 3641 3 GOLDMAN SACHS VINTAGE III ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3642 4 GOLDMAN SACHS VINTAGE FUND III, L.P. N/A N/A The direct holder is a General Partner. 3643 5 VF III HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3644 3 GOLDMAN SACHS VINTAGE III OFFSHORE ADVISORS, INC. 100 N/A 3645 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3646 5 GOLDMAN SACHS VINTAGE FUND III OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3647 3 GOLDMAN SACHS VINTAGE III OFFSHORE HOLDINGS ADVISORS, 100 N/A INC. 3648 4 GOLDMAN SACHS VINTAGE FUND III OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3649 3 GROWTH AND EMERGING MARKETS PRIVATE EQUITY MANAGERS: N/A N/A The direct holder is a 2011 ADVISORS L.L.C. Managing Member. 3650 4 GROWTH AND EMERGING MARKETS PRIVATE EQUITY N/A N/A The direct holder is a MANAGERS: 2011 L.P. General Partner. 3651 3 GS ACCESS - LIBERTY HARBOR/PERRY ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3652 4 GS ACCESS-LIBERTY HARBOR/PERRY, L.P. N/A N/A The direct holder is a General Partner. 3653 3 GS CONCENTRATED ENERGY OFFSHORE ADVISORS, INC. 100 N/A 3654 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY N/A N/A The direct holder is a FUND OFFSHORE, L.P. General Partner. 3655 5 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED N/A N/A The direct holder is a ENERGY FUND OFFSHORE HOLDINGS, L.P. Limited Partner. 3656 3 GS CONCENTRATED ENERGY OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3657 4 GOLDMAN SACHS PRIVATE EQUITY CONCENTRATED ENERGY N/A N/A The direct holder is a FUND OFFSHORE HOLDINGS, L.P. General Partner. 3658 3 GS DISTRESSED OPPORTUNITIES ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3659 4 GS DISTRESSED OPPORTUNITIES FUND, L.P. N/A N/A The direct holder is a General Partner. 3660 3 GS DISTRESSED OPPORTUNITIES OFFSHORE ADVISORS, INC. 100 N/A 3661 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3662 5 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3663 3 GS DISTRESSED OPPORTUNITIES OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3664 4 GS DISTRESSED OPPORTUNITIES FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3665 3 GS INITIAL INVESTOR, L.L.C. N/A N/A The direct holder is a Managing Member. 3666 4 GS INITIAL INVESTOR, INC. 100 N/A 3667 5 PRIVATE REAL ESTATE MANAGERS: 2011 LP N/A N/A The direct holder is a Limited Partner. 3668 6 PRIVATE REAL ESTATE MANAGERS: 2011 FOREIGN N/A N/A The direct holder is a INCOME BLOCKER, L.L.C. Managing Member. 3669 5 U.S. REAL PROPERTY INCOME FUND, L.P. The direct holder is a General Partner. 3670 3 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II ACCESS FUND N/A N/A The direct holder is a ADVISORS, L.L.C. Managing Member. 3671 4 GS KSL CAPITAL PARTNERS SUPPLEMENTAL II ACCESS N/A N/A The direct holder is a FUND, L.P. General Partner. 3672 3 GS MERCHANT BANKING ACCESS 2006 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3673 4 GOLDMAN SACHS MERCHANT BANKING ACCESS FUND 2006, L.P. N/A N/A The direct holder is a General Partner. 3674 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2007 Limited Partner. 3675 6 GS Lux Management Services S.a r.l. 100 N/A 3676 6 W2007 FINANCE SUB, LLC N/A N/A The direct holder is a Managing Member. 3677 7 BLACKSTONE HLT PRINCIPAL TRANSACTION N/A 32 PARTNERS, L.P. 3678 7 W2007 230 PARK, LLC N/A N/A The direct holder is a Managing Member. 3679 7 W2007 BEAR L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3680 7 W2007 GRACE I, LLC N/A N/A The direct holder is a Managing Member. 3681 8 W2007 EQUITY INNS GEN-PAR, LLC N/A N/A The direct holder is a Non-Managing Member. 3682 9 W2007 EQUITY INNS PARTNERSHIP, L.P. N/A N/A The direct holder is a General Partner. 3683 10 W2007 EQUITY INNS JUNIOR MEZZ, LLC N/A N/A The direct holder is a Managing Member. 3684 11 W2007 EQUITY INNS INTERMEDIATE MEZZ V, N/A N/A The direct holder is a LLC Managing Member. 3685 12 W2007 EQUITY INNS INTERMEDIATE MEZZ N/A N/A The direct holder is a IV, LLC Managing Member. 3686 13 W2007 EQUITY INNS INTERMEDIATE MEZZ N/A N/A The direct holder is a MEZZ III, LLC Managing Member. 3687 14 W2007 EQUITY INNS INTERMEDIATE N/A N/A The direct holder is a MEZZ II, LLC Managing Member. 3688 15 W2007 EQUITY INNS INTERMEDIATE N/A N/A The direct holder is a MEZZ I, LLC Managing Member. 3689 16 W2007 EQUITY INNS SENIOR N/A N/A The direct holder is a MEZZ, LLC Managing Member. 3690 17 W2007 EQUITY INNS REALTY, 100 N/A LLC 3691 8 W2007 EQUITY INNS PARTNERSHIP, L.P. N/A N/A The direct holder is a Limited Partner.
3692 8 W2007 GRACE ACQUISITION I, INC. 525990 - Other Knoxville TN UNITED STATES Financial Vehicles 3693 9 W2007 EQUITY INNS PARTNERSHIP, 525990 - Other Knoxville TN UNITED STATES L.P. Financial Vehicles 3694 7 W2007 MVP HOTELS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3695 7 W2007 SEATTLE MEZZ LENDER, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3696 7 W2007/ACEP HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3697 7 W2007/W2008 FINANCE LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3698 7 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3699 8 W2005/W2007 EQUINOX 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3700 8 W2005/W2007 EQUINOX 2 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3701 9 W2005/W2007 EQUINOX 3 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3702 8 W2005/W2007 VERNAL HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3703 9 W2005/W2007 VERNAL ASSET 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3704 9 W2005/W2007 VERNAL HOLDING 2 525990 - Other Amsterdam NETHERLANDS B.V. Financial Vehicles 3705 10 W2005/W2007 VERNAL ASSET 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3706 8 ZWINGER OPCO 6 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3707 9 ATLANTIC 2 - BERENICE FONDO COMUNE DI 525990 - Other Milan ITALY (OTHER) INVESTIMENTO IMMOBILIARE DI TIPO CHIUSO Financial Vehicles 3708 7 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3709 7 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3710 6 WHITEHALL EUROPEAN RE 4 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3711 7 VERNAL HOLDING B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3712 8 W2005/W2007 EQUINOX 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3713 8 W2005/W2007 VERNAL HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3714 7 W2005/W2007 EQUINOX 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3715 7 W2005/W2007 EQUINOX 2 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3716 7 W2005/W2007 VERNAL HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3717 7 ZWINGER OPCO 6 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3718 6 WHITEHALL EUROPEAN RE 5 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 3719 7 VERNAL HOLDING B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3720 7 W2005/W2007 EQUINOX 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3721 7 W2005/W2007 EQUINOX 2 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3722 7 W2005/W2007 VERNAL HOLDING 1 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3723 7 ZWINGER OPCO 6 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 3724 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3725 4 GS Mount Kellett Capital Partners Access Fund, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3726 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS OFFSHORE 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3727 4 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS FUND 525990 - Other George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Financial Vehicles 3728 4 GS Mount Kellett Capital Partners Access Corporate 525990 - Other George Town CAYMAN ISLANDS Feeder Fund, Ltd. Financial Vehicles 3729 4 GS Mount Kellett Capital Partners Access Fund 525990 - Other George Town CAYMAN ISLANDS Offshore, L.P. Financial Vehicles 3730 3 GS PE CSEC CORPORATE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3731 4 GS PE CSEC CORPORATE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3732 5 GS ESF QEP OFFSHORE HOLDINGS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3733 5 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3734 3 GS PE CSEC ENERGY ADVISORS, L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 3735 4 GS PE CSEC ENERGY, INC. 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 3736 5 GS PE CSEC ENERGY HOLDINGS, L.P. 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 3737 3 GS PE CSEC ENERGY HOLDINGS ADVISORS, L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 3738 4 GS PE CSEC ENERGY HOLDINGS, L.P. 525910 - Open-End NEW YORK NY UNITED STATES Investment Funds 3739 3 GS PE CSEC OFFSHORE ADVISORS, INC. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 3740 4 GS PE CSEC OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3741 5 GS PE CSEC OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3742 3 GS PE CSEC OFFSHORE HOLDINGS ADVISORS, INC. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 3743 4 GS PE CSEC OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 3744 3 GS PEO HOLDINGS LLC 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 3745 3 GS PEP 1999 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3746 4 GS PRIVATE EQUITY PARTNERS 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3747 3 GS PEP 1999 DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3748 4 GS PRIVATE EQUITY PARTNERS 1999 - DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3749 3 GS PEP 1999 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3750 4 GS PRIVATE EQUITY PARTNERS 1999 - MANAGER FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3751 3 GS PEP 1999 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3752 4 GS PRIVATE EQUITY PARTNERS 1999 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3753 5 GS PEP 99 VCP OFFSHORE HOLDINGS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3754 6 GS PEP 99 VCP Offshore Holdings, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3755 3 GS PEP 2000 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3756 4 GS PRIVATE EQUITY PARTNERS 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3757 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3758 3 GS PEP 2000 DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3759 4 GS PRIVATE EQUITY PARTNERS 2000 - DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3760 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3761 3 GS PEP 2000 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3762 4 GS PRIVATE EQUITY PARTNERS 2000 - MANAGER FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3763 5 GS Private Equity Partners 2000 - Manager BC 525990 - Other George Town CAYMAN ISLANDS Holdings Limited Financial Vehicles 3764 3 GS PEP 2000 OFFSHORE ADVISORS, INC 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3765 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3766 3 GS PEP 2000 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3767 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3768 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3769 5 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3770 3 GS PEP 2002 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3771 4 GS PRIVATE EQUITY PARTNERS 2002, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3772 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3773 3 GS PEP 2002 DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3774 4 GS PRIVATE EQUITY PARTNERS 2002 - DIRECT 525990 - Other New York NY UNITED STATES INVESTMENT FUND, L.P. Financial Vehicles 3775 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles
3692 8 W2007 GRACE ACQUISITION I, INC. 100 N/A 3693 9 W2007 EQUITY INNS PARTNERSHIP, N/A N/A The direct holder is a L.P. General Partner. 3694 7 W2007 MVP HOTELS, LLC 94 N/A 3695 7 W2007 SEATTLE MEZZ LENDER, LLC N/A N/A The direct holder is a Managing Member. 3696 7 W2007/ACEP HOLDINGS, LLC 96 N/A 3697 7 W2007/W2008 FINANCE LTD. 100 N/A 3698 7 WHITEHALL EUROPEAN RE 6 S.A R.L. 100 N/A This holding represents ownership in Class F shares. 3699 8 W2005/W2007 EQUINOX 1 B.V. 100 N/A 3700 8 W2005/W2007 EQUINOX 2 B.V. 100 N/A 3701 9 W2005/W2007 EQUINOX 3 B.V. 100 N/A 3702 8 W2005/W2007 VERNAL HOLDING 1 B.V. 100 N/A 3703 9 W2005/W2007 VERNAL ASSET 1 B.V. 100 N/A 3704 9 W2005/W2007 VERNAL HOLDING 2 100 N/A B.V. 3705 10 W2005/W2007 VERNAL ASSET 1 B.V. 100 N/A 3706 8 ZWINGER OPCO 6 B.V. 100 N/A 3707 9 ATLANTIC 2 - BERENICE FONDO COMUNE DI 94 N/A INVESTIMENTO IMMOBILIARE DI TIPO CHIUSO 3708 7 WHITEHALL EUROPEAN RE 7 S.A R.L. 100 N/A This holding represents ownership in Class A shares. 3709 7 WHITEHALL EUROPEAN RE 8 S.A R.L. 100 N/A This holding represents ownership in Class A shares. 3710 6 WHITEHALL EUROPEAN RE 4 S.A R.L. 100 N/A 3711 7 VERNAL HOLDING B.V. 100 N/A 3712 8 W2005/W2007 EQUINOX 1 B.V. 100 N/A 3713 8 W2005/W2007 VERNAL HOLDING 1 B.V. 100 N/A 3714 7 W2005/W2007 EQUINOX 1 B.V. 100 N/A 3715 7 W2005/W2007 EQUINOX 2 B.V. 100 N/A 3716 7 W2005/W2007 VERNAL HOLDING 1 B.V. 100 N/A 3717 7 ZWINGER OPCO 6 B.V. 100 N/A 3718 6 WHITEHALL EUROPEAN RE 5 S.A R.L. 99 N/A 3719 7 VERNAL HOLDING B.V. 100 N/A 3720 7 W2005/W2007 EQUINOX 1 B.V. 100 N/A 3721 7 W2005/W2007 EQUINOX 2 B.V. 100 N/A 3722 7 W2005/W2007 VERNAL HOLDING 1 B.V. 100 N/A 3723 7 ZWINGER OPCO 6 B.V. 100 N/A 3724 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3725 4 GS Mount Kellett Capital Partners Access Fund, L.P. N/A N/A The direct holder is a General Partner. 3726 3 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS OFFSHORE 100 N/A ADVISORS, INC. 3727 4 GS MOUNT KELLETT CAPITAL PARTNERS ACCESS FUND N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3728 4 GS Mount Kellett Capital Partners Access Corporate 100 N/A Feeder Fund, Ltd. 3729 4 GS Mount Kellett Capital Partners Access Fund N/A N/A The direct holder is a Offshore, L.P. General Partner. 3730 3 GS PE CSEC CORPORATE HOLDINGS ADVISORS, INC. 100 N/A 3731 4 GS PE CSEC CORPORATE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3732 5 GS ESF QEP OFFSHORE HOLDINGS CORP. 100 N/A 3733 5 GSVF AHO INVESTMENTS CORP. 99 N/A 3734 3 GS PE CSEC ENERGY ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3735 4 GS PE CSEC ENERGY, INC. 100 N/A 3736 5 GS PE CSEC ENERGY HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3737 3 GS PE CSEC ENERGY HOLDINGS ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3738 4 GS PE CSEC ENERGY HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3739 3 GS PE CSEC OFFSHORE ADVISORS, INC. 100 N/A 3740 4 GS PE CSEC OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3741 5 GS PE CSEC OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3742 3 GS PE CSEC OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3743 4 GS PE CSEC OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3744 3 GS PEO HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3745 3 GS PEP 1999 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3746 4 GS PRIVATE EQUITY PARTNERS 1999, L.P. N/A N/A The direct holder is a General Partner. 3747 3 GS PEP 1999 DIRECT INVESTMENT ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3748 4 GS PRIVATE EQUITY PARTNERS 1999 - DIRECT N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3749 3 GS PEP 1999 MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3750 4 GS PRIVATE EQUITY PARTNERS 1999 - MANAGER FUND, L.P. N/A N/A The direct holder is a General Partner. 3751 3 GS PEP 1999 OFFSHORE ADVISORS, INC. 100 N/A 3752 4 GS PRIVATE EQUITY PARTNERS 1999 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3753 5 GS PEP 99 VCP OFFSHORE HOLDINGS, INC. 100 N/A 3754 6 GS PEP 99 VCP Offshore Holdings, L.P. N/A N/A The direct holder is a General Partner. 3755 3 GS PEP 2000 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3756 4 GS PRIVATE EQUITY PARTNERS 2000, L.P. N/A N/A The direct holder is a General Partner. 3757 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3758 3 GS PEP 2000 DIRECT INVESTMENT ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3759 4 GS PRIVATE EQUITY PARTNERS 2000 - DIRECT N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3760 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3761 3 GS PEP 2000 MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3762 4 GS PRIVATE EQUITY PARTNERS 2000 - MANAGER FUND, L.P. N/A N/A The direct holder is a General Partner. 3763 5 GS Private Equity Partners 2000 - Manager BC 100 N/A Holdings Limited 3764 3 GS PEP 2000 OFFSHORE ADVISORS, INC 100 N/A 3765 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3766 3 GS PEP 2000 OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3767 4 GS PRIVATE EQUITY PARTNERS 2000 OFFSHORE HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 3768 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3769 5 GS CAPITAL PARTNERS 2000 OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3770 3 GS PEP 2002 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3771 4 GS PRIVATE EQUITY PARTNERS 2002, L.P. N/A N/A The direct holder is a General Partner. 3772 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3773 3 GS PEP 2002 DIRECT INVESTMENT ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3774 4 GS PRIVATE EQUITY PARTNERS 2002 - DIRECT N/A N/A The direct holder is a INVESTMENT FUND, L.P. General Partner. 3775 5 EDUCATION MANAGEMENT CORPORATION 42 N/A
3776 3 GS PEP 2002 MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3777 4 GS PRIVATE EQUITY PARTNERS 2002 - MANAGER FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3778 3 GS PEP 2002 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3779 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3780 3 GS PEP 2002 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3781 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3782 5 EDUCATION MANAGEMENT CORPORATION 525990 - Other Pittsburgh PA UNITED STATES Financial Vehicles 3783 3 GS PEP BASS HOLDINGS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3784 3 GS PEP II ADVISORS (SC), L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3785 4 GS PRIVATE EQUITY PARTNERS II (SOUTHERN COMPANY) - 525990 - Other New York NY UNITED STATES MANAGER FUND, L.P. Financial Vehicles 3786 3 GS PEP II ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3787 4 GS PRIVATE EQUITY PARTNERS II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3788 5 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3789 3 GS PEP II DIRECT INVESTMENT ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3790 4 GS PRIVATE EQUITY PARTNERS II-DIRECT INVESTMENT 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3791 3 GS PEP II MANAGER ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3792 4 GS PRIVATE EQUITY PARTNERS II - MANAGER FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3793 3 GS PEP II OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3794 4 GS PRIVATE EQUITY PARTNERS II OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3795 5 GS CAPITAL PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3796 3 GS PEP III ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3797 4 GS PRIVATE EQUITY PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3798 5 GS CAPITAL PARTNERS III, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3799 3 GS PEP III OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3800 4 GS PRIVATE EQUITY PARTNERS III OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3801 3 GS PEP OFFSHORE ADVISORS (NBK), INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3802 4 NBK/GS PRIVATE EQUITY PARTNERS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3803 3 GS PEP SAFWAY HOLDINGS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3804 3 GS PEP TECH 2000 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3805 4 GS PEP TECHNOLOGY FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3806 3 GS PEP TECH 2000 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3807 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3808 3 GS PEP TECH 2000 OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3809 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3810 3 GS PRIVATE EQUITY ALLOCATION ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3811 4 GOLDMAN SACHS PRIVATE EQUITY ALLOCATION FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3812 3 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3813 3 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3814 3 GS PRIVATE EQUITY MANAGEMENT, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3815 3 GS RA I HG6 ADVISORS, L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3816 4 GS RA I HG6, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3817 3 GS RA PROGRAM I ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3818 4 GS RA PROGRAM I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3819 3 GS REAL ESTATE OPPORTUNITIES 2006 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3820 4 GOLDMAN SACHS REAL ESTATE OPPORTUNITIES FUND 2006, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 3821 5 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3822 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2007 Financial Vehicles 3823 3 GS SPECIAL OPPORTUNITIES 2006 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3824 4 GOLDMAN SACHS SPECIAL OPPORTUNITIES FUND 2006, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3825 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2007 Financial Vehicles 3826 3 GS Special Opportunities 2008 Advisors, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3827 4 Goldman Sachs Special Opportunities Fund 2008, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3828 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3829 4 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3830 5 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3831 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE HOLDINGS 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3832 4 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3833 3 GS VINTAGE ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3834 4 GS VINTAGE FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3835 5 VF Holdings, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3836 3 GS VINTAGE FUND OFFSHORE, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3837 4 GS VINTAGE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3838 3 GS VINTAGE II ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3839 4 GS VINTAGE FUND II, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3840 3 GS VINTAGE II OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3841 4 GS VINTAGE FUND II OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3842 5 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3843 3 GS VINTAGE II OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3844 4 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3845 3 GS VINTAGE OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3846 4 GS VINTAGE FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3847 3 GS VINTAGE/REAL ESTATE MEZZANINE ACCESS ADVISORS, 525990 - Other New York NY UNITED STATES L.L.C. Financial Vehicles 3848 4 GOLDMAN SACHS VINTAGE/REAL ESTATE MEZZANINE ACCESS 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3849 3 GS WLR OPPORTUNITIES ADVISORS OFFSHORE, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3850 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3851 3 GS WLR OPPORTUNITIES ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3852 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3853 3 GSV HEYDEN HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3854 4 GSV HEYDEN HOLDINGS, L.P. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 3855 3 GSV RIVERA HOLDINGS, LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 3856 3 GSVA HOLDINGS ADVISORS, INC. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 3857 4 GSVA HOLDINGS, L.P. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 3858 3 Goldman Sachs Early Secondaries Advisors, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3859 4 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles
3776 3 GS PEP 2002 MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3777 4 GS PRIVATE EQUITY PARTNERS 2002 - MANAGER FUND, L.P. N/A N/A The direct holder is a General Partner. 3778 3 GS PEP 2002 OFFSHORE ADVISORS, INC. 100 N/A 3779 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3780 3 GS PEP 2002 OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3781 4 GS PRIVATE EQUITY PARTNERS 2002 OFFSHORE HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 3782 5 EDUCATION MANAGEMENT CORPORATION 42 N/A 3783 3 GS PEP BASS HOLDINGS, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 3784 3 GS PEP II ADVISORS (SC), L.L.C. N/A N/A The direct holder is a Managing Member. 3785 4 GS PRIVATE EQUITY PARTNERS II (SOUTHERN COMPANY) - N/A N/A The direct holder is a MANAGER FUND, L.P. General Partner. 3786 3 GS PEP II ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3787 4 GS PRIVATE EQUITY PARTNERS II, L.P. N/A N/A The direct holder is a General Partner. 3788 5 GS CAPITAL PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 3789 3 GS PEP II DIRECT INVESTMENT ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3790 4 GS PRIVATE EQUITY PARTNERS II-DIRECT INVESTMENT N/A N/A The direct holder is a FUND, L.P. General Partner. 3791 3 GS PEP II MANAGER ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3792 4 GS PRIVATE EQUITY PARTNERS II - MANAGER FUND, L.P. N/A N/A The direct holder is a General Partner. 3793 3 GS PEP II OFFSHORE ADVISORS, INC. 100 N/A 3794 4 GS PRIVATE EQUITY PARTNERS II OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3795 5 GS CAPITAL PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3796 3 GS PEP III ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3797 4 GS PRIVATE EQUITY PARTNERS III, L.P. N/A N/A The direct holder is a General Partner. 3798 5 GS CAPITAL PARTNERS III, L.P. N/A N/A The direct holder is a Limited Partner. 3799 3 GS PEP III OFFSHORE ADVISORS, INC. 100 N/A 3800 4 GS PRIVATE EQUITY PARTNERS III OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3801 3 GS PEP OFFSHORE ADVISORS (NBK), INC. 100 N/A 3802 4 NBK/GS PRIVATE EQUITY PARTNERS, L.P. N/A N/A The direct holder is a General Partner. 3803 3 GS PEP SAFWAY HOLDINGS, L.L.C. N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 3804 3 GS PEP TECH 2000 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3805 4 GS PEP TECHNOLOGY FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 3806 3 GS PEP TECH 2000 OFFSHORE ADVISORS, INC. 100 N/A 3807 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3808 3 GS PEP TECH 2000 OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3809 4 GS PEP TECHNOLOGY FUND 2000 OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3810 3 GS PRIVATE EQUITY ALLOCATION ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3811 4 GOLDMAN SACHS PRIVATE EQUITY ALLOCATION FUND, L.P. N/A N/A The direct holder is a General Partner. 3812 3 GS PRIVATE EQUITY MANAGEMENT CONNECTICUT, L.L.C. N/A N/A The direct holder is a Managing Member. 3813 3 GS PRIVATE EQUITY MANAGEMENT OFFSHORE, INC. 100 N/A 3814 3 GS PRIVATE EQUITY MANAGEMENT, L.L.C. N/A N/A The direct holder is a Managing Member. 3815 3 GS RA I HG6 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3816 4 GS RA I HG6, L.P. N/A N/A The direct holder is a General Partner. 3817 3 GS RA PROGRAM I ADVISORS, INC. 100 N/A 3818 4 GS RA PROGRAM I, L.P. N/A N/A The direct holder is a General Partner. 3819 3 GS REAL ESTATE OPPORTUNITIES 2006 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3820 4 GOLDMAN SACHS REAL ESTATE OPPORTUNITIES FUND 2006, N/A N/A The direct holder is a L.P. General Partner. 3821 5 GOLDMAN SACHS REAL ESTATE PARTNERS, L.P. N/A N/A The direct holder is a Limited Partner. 3822 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2007 Limited Partner. 3823 3 GS SPECIAL OPPORTUNITIES 2006 ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3824 4 GOLDMAN SACHS SPECIAL OPPORTUNITIES FUND 2006, L.P. N/A N/A The direct holder is a General Partner. 3825 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2007 Limited Partner. 3826 3 GS Special Opportunities 2008 Advisors, L.L.C. N/A N/A The direct holder is a Managing Member. 3827 4 Goldman Sachs Special Opportunities Fund 2008, L.P. N/A N/A The direct holder is a General Partner. 3828 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE ADVISORS, INC. 100 N/A 3829 4 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3830 5 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. Limited Partner. 3831 3 GS U.S. MIDDLE MARKET BUYOUT OFFSHORE HOLDINGS 100 N/A ADVISORS, INC. 3832 4 GS U.S. MIDDLE MARKET BUYOUT FUND OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3833 3 GS VINTAGE ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3834 4 GS VINTAGE FUND, L.P. N/A N/A The direct holder is a General Partner. 3835 5 VF Holdings, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3836 3 GS VINTAGE FUND OFFSHORE, LTD. 100 N/A 3837 4 GS VINTAGE FUND OFFSHORE, L.P. N/A N/A The direct holder is a Limited Partner. 3838 3 GS VINTAGE II ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3839 4 GS VINTAGE FUND II, L.P. N/A N/A The direct holder is a General Partner. 3840 3 GS VINTAGE II OFFSHORE ADVISORS, INC. 100 N/A 3841 4 GS VINTAGE FUND II OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3842 5 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3843 3 GS VINTAGE II OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 3844 4 GS VINTAGE FUND II OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3845 3 GS VINTAGE OFFSHORE ADVISORS, INC. 100 N/A 3846 4 GS VINTAGE FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3847 3 GS VINTAGE/REAL ESTATE MEZZANINE ACCESS ADVISORS, N/A N/A The direct holder is a L.L.C. Managing Member. 3848 4 GOLDMAN SACHS VINTAGE/REAL ESTATE MEZZANINE ACCESS N/A N/A The direct holder is a FUND, L.P. General Partner. 3849 3 GS WLR OPPORTUNITIES ADVISORS OFFSHORE, INC. 100 N/A 3850 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3851 3 GS WLR OPPORTUNITIES ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3852 4 GOLDMAN SACHS WLR OPPORTUNITIES FUND, L.P. N/A N/A The direct holder is a General Partner. 3853 3 GSV HEYDEN HOLDINGS ADVISORS, INC. 100 N/A 3854 4 GSV HEYDEN HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3855 3 GSV RIVERA HOLDINGS, LLC N/A N/A The direct holder has Control through a Management Agreement or other arrangements. 3856 3 GSVA HOLDINGS ADVISORS, INC. 100 N/A 3857 4 GSVA HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3858 3 Goldman Sachs Early Secondaries Advisors, L.L.C. N/A N/A The direct holder is a Managing Member. 3859 4 GOLDMAN SACHS EARLY SECONDARIES FUND, L.P. N/A N/A The direct holder is a General Partner.
3860 3 Goldman Sachs PEG Advisors, Inc. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3861 3 Goldman Sachs PEP 2004 US-Focused (KP) Offshore 525990 - Other George Town CAYMAN ISLANDS Holdings Advisors, Inc. Financial Vehicles 3862 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE 525990 - Other George Town CAYMAN ISLANDS HOLDINGS, L.P. Financial Vehicles 3863 3 Goldman Sachs Private Equity Opportunities Advisors, 525990 - Other George Town CAYMAN ISLANDS Inc. Financial Vehicles 3864 4 GOLDMAN SACHS PRIVATE EQUITY OPPORTUNITIES, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3865 5 Exeter Finance Holdings, L.P. 525990 - Other Atlanta GA UNITED STATES Financial Vehicles 3866 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES 525990 - Other George Town CAYMAN ISLANDS ADVISORS, INC. Financial Vehicles 3867 6 PRIVATE EQUITY SECONDARY OPPORTUNITIES, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3868 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3869 5 TP HOLD CO (MAURITIUS) LTD. 551112 - Offices Ebene MAURITIUS of Other Holding Companies 3870 6 TECHPROCESS SOLUTIONS LIMITED 522320 - Financial Kamala City INDIA (OTHER) Transactions Processing, Reserve, and Clearinghouse Activities 3871 3 Goldman Sachs Vintage Fund IV Offshore Advisors, Inc. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3872 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3873 3 Goldman Sachs Vintage Fund IV Offshore Holdings 525990 - Other George Town CAYMAN ISLANDS Advisors, Inc. Financial Vehicles 3874 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE HOLDINGS, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 3875 5 GSVF-IV OFFSHORE RAVEN MANAGER STAKE LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3876 3 MULTI-STRATEGY HOLDINGS OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3877 4 MULTI-STRATEGY HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3878 3 PEP XI ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3879 4 PRIVATE EQUITY PARTNERS XI, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3880 5 PRIVATE EQUITY PARTNERS XI FOREIGN INCOME 551112 - Offices New York NY UNITED STATES BLOCKER, L.L.C. of Other Holding Companies 3881 3 PRIVATE EQUITY CONCENTRATED ENERGY II ADVISORS, L.L.C. 525910 - Open-End New York NY UNITED STATES Investment Funds 3882 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II, L.P. 525910 - Open-End New York NY UNITED STATES Investment Funds 3883 5 PEP CONCENTRATED ENERGY HITECVISION HOLDINGS, 551112 - Offices New York NY UNITED STATES L.L.C. of Other Holding Companies 3884 3 PRIVATE EQUITY CONCENTRATED ENERGY II OFFSHORE 551112 - Offices George Town CAYMAN ISLANDS ADVISORS, INC. of Other Holding Companies 3885 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE, L.P. Investment Funds 3886 3 PRIVATE EQUITY CONCENTRATED ENERGY II OFFSHORE 551112 - Offices George Town CAYMAN ISLANDS HOLDINGS ADVISORS, INC. of Other Holding Companies 3887 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II 525910 - Open-End George Town CAYMAN ISLANDS OFFSHORE HOLDINGS, L.P. Investment Funds 3888 5 PEP CONCENTRATED ENERGY OFFSHORE HITECVISION 551112 - Offices George Town CAYMAN ISLANDS HOLDINGS, LTD. of Other Holding Companies 3889 3 PRIVATE EQUITY MANAGERS: 2011 ADVISORS L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3890 4 PRIVATE EQUITY MANAGERS: 2011 L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3891 4 PRIVATE EQUITY MANAGERS: 2011 OFFSHORE L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3892 3 PRIVATE REAL ESTATE MANAGERS: 2011 ADVISORS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3893 4 PRIVATE REAL ESTATE MANAGERS: 2011 LP 525990 - Other New York NY UNITED STATES Financial Vehicles 3894 3 RICHMOND ACQUISITION GP, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3895 4 Richmond Acquisition, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3896 3 SDC INVESTORS GP, LLC 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 3897 4 SDC INVESTORS, L.P. 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 3898 3 U.S. REAL PROPERTY INCOME FUND ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3899 4 U.S. REAL PROPERTY INCOME FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3900 3 VF III HOLDINGS OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3901 4 VF III HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3902 3 VFC ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3903 4 VFC LIMITED PARTNERSHIP 525990 - Other New York NY UNITED STATES Financial Vehicles 3904 5 VFC Investments Holdings, SRL 525990 - Other Christ Church BARBADOS Financial Vehicles 3905 6 VFC Investments, SRL 525990 - Other Christ Church BARBADOS Financial Vehicles 3906 3 VINTAGE FUND GSVA ADVISORS, L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3907 4 VINTAGE FUND GSVA, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3908 2 GSCP EXPRO ADVISORS OFFSHORE, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3909 3 GSCP EXPRO INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3910 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED 525990 - Other St. Peter Port GUERNSEY Financial Vehicles 3911 2 GSCP KMI ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3912 3 GSCP KMI INVESTORS, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3913 4 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3914 2 GSCP KMI OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3915 3 GSCP KMI INVESTORS OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3916 4 Kinder Morgan Holdco LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3917 2 GSCP LATIN AMERICA LLC 522294 - Secondary New York NY UNITED STATES Market Financing 3918 2 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 522298 - All Other Mexico City MEXICO Nondepository Credit Intermediation 3919 2 GSCP V AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3920 2 GSCP V INSTITUTIONAL AIV, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3921 2 GSCP VI ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3922 3 GS CAPITAL PARTNERS VI FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3923 2 GSCS HOLDINGS I, LLC 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 3924 3 GSCS HOLDINGS II, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 3925 2 GSEM (DEL) INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3926 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3927 3 GSEM (DEL) HOLDINGS, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3928 2 GSEM ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3929 2 GSFS INVESTMENTS I CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3930 3 1903 DEBT FUND, LP 52399 - All Other Boston MA UNITED STATES Financial Investment Activities 3931 3 CASPIAN FINANCING LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3932 4 ENTERTAINMENT ACQUISITION FINANCING LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3933 3 DBGS ANTHEM GP, LLC 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 3934 4 DBGS ANTHEM LP 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 3935 3 ENERGY CENTER HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3936 3 GS LEASING (KCSR 2005-1) LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3937 3 GS SOLAR POWER I, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3938 3 GS WIND HOLDINGS LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3939 3 GS WIND POWER II, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3940 3 GSFS INVESTMENTS III, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3941 3 GSFS INVESTMENTS IV, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3942 3 GSFS IV LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3943 3 RAFT RIVER I HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles
3860 3 Goldman Sachs PEG Advisors, Inc. 100 N/A 3861 3 Goldman Sachs PEP 2004 US-Focused (KP) Offshore 100 N/A Holdings Advisors, Inc. 3862 4 GOLDMAN SACHS PEP 2004 US-FOCUSED (KP) OFFSHORE N/A N/A The direct holder is a HOLDINGS, L.P. General Partner. 3863 3 Goldman Sachs Private Equity Opportunities Advisors, 100 N/A Inc. 3864 4 GOLDMAN SACHS PRIVATE EQUITY OPPORTUNITIES, L.P. N/A N/A The direct holder is a General Partner. 3865 5 Exeter Finance Holdings, L.P. N/A N/A The direct holder is a Limited Partner. 3866 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES 100 N/A ADVISORS, INC. 3867 6 PRIVATE EQUITY SECONDARY OPPORTUNITIES, L.P. N/A N/A The direct holder is a General Partner. 3868 5 PRIVATE EQUITY SECONDARY OPPORTUNITIES, L.P. N/A N/A The direct holder is a Limited Partner. 3869 5 TP HOLD CO (MAURITIUS) LTD. 35 N/A 3870 6 TECHPROCESS SOLUTIONS LIMITED 53 N/A 3871 3 Goldman Sachs Vintage Fund IV Offshore Advisors, Inc. 100 N/A 3872 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3873 3 Goldman Sachs Vintage Fund IV Offshore Holdings 100 N/A Advisors, Inc. 3874 4 GOLDMAN SACHS VINTAGE FUND IV OFFSHORE HOLDINGS, N/A N/A The direct holder is a L.P. General Partner. 3875 5 GSVF-IV OFFSHORE RAVEN MANAGER STAKE LLC N/A N/A The direct holder is a Non-Managing Member. 3876 3 MULTI-STRATEGY HOLDINGS OFFSHORE ADVISORS, INC. 100 N/A 3877 4 MULTI-STRATEGY HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3878 3 PEP XI ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3879 4 PRIVATE EQUITY PARTNERS XI, L.P. N/A N/A The direct holder is a General Partner. 3880 5 PRIVATE EQUITY PARTNERS XI FOREIGN INCOME N/A N/A The direct holder is a BLOCKER, L.L.C. Managing Member. 3881 3 PRIVATE EQUITY CONCENTRATED ENERGY II ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3882 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II, L.P. N/A N/A The direct holder is a General Partner. 3883 5 PEP CONCENTRATED ENERGY HITECVISION HOLDINGS, N/A N/A The direct holder is a L.L.C. Managing Member. 3884 3 PRIVATE EQUITY CONCENTRATED ENERGY II OFFSHORE 100 N/A ADVISORS, INC. 3885 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II N/A N/A The direct holder is a OFFSHORE, L.P. General Partner. 3886 3 PRIVATE EQUITY CONCENTRATED ENERGY II OFFSHORE 100 N/A HOLDINGS ADVISORS, INC. 3887 4 PRIVATE EQUITY CONCENTRATED ENERGY FUND II N/A N/A The direct holder is a OFFSHORE HOLDINGS, L.P. General Partner. 3888 5 PEP CONCENTRATED ENERGY OFFSHORE HITECVISION 100 N/A HOLDINGS, LTD. 3889 3 PRIVATE EQUITY MANAGERS: 2011 ADVISORS L.L.C. N/A N/A The direct holder is a Managing Member. 3890 4 PRIVATE EQUITY MANAGERS: 2011 L.P. N/A N/A The direct holder is a General Partner. 3891 4 PRIVATE EQUITY MANAGERS: 2011 OFFSHORE L.P. N/A N/A The direct holder is a General Partner. 3892 3 PRIVATE REAL ESTATE MANAGERS: 2011 ADVISORS LLC N/A N/A The direct holder is a Managing Member. 3893 4 PRIVATE REAL ESTATE MANAGERS: 2011 LP N/A N/A The direct holder is a General Partner. 3894 3 RICHMOND ACQUISITION GP, LLC N/A N/A The direct holder is a Managing Member. 3895 4 Richmond Acquisition, L.P. N/A N/A The direct holder is a General Partner. 3896 3 SDC INVESTORS GP, LLC N/A N/A The direct holder is a Managing Member. 3897 4 SDC INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 3898 3 U.S. REAL PROPERTY INCOME FUND ADVISORS, LLC N/A N/A The direct holder is a Managing Member. 3899 4 U.S. REAL PROPERTY INCOME FUND, L.P. The direct holder is a General Partner. 3900 3 VF III HOLDINGS OFFSHORE ADVISORS, INC. 100 N/A 3901 4 VF III HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 3902 3 VFC ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3903 4 VFC LIMITED PARTNERSHIP N/A N/A The direct holder is a General Partner. 3904 5 VFC Investments Holdings, SRL 100 N/A 3905 6 VFC Investments, SRL 100 N/A 3906 3 VINTAGE FUND GSVA ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3907 4 VINTAGE FUND GSVA, L.P. N/A N/A The direct holder is a General Partner. 3908 2 GSCP EXPRO ADVISORS OFFSHORE, INC. 100 N/A 3909 3 GSCP EXPRO INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3910 4 UMBRELLASTREAM LIMITED PARTNERSHIP INCORPORATED N/A 43 3911 2 GSCP KMI ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3912 3 GSCP KMI INVESTORS, L.P. N/A N/A The direct holder is a General Partner. 3913 4 Kinder Morgan Holdco LLC 25 N/A 3914 2 GSCP KMI OFFSHORE ADVISORS, INC. 100 N/A 3915 3 GSCP KMI INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 3916 4 Kinder Morgan Holdco LLC 25 N/A 3917 2 GSCP LATIN AMERICA LLC N/A N/A The direct holder is a Non-Managing Member. 3918 2 GSCP MEXICO, S.A. de C.V., SOFOM, E.N.R. 100 100 3919 2 GSCP V AIV, L.P. N/A N/A The direct holder is a Limited Partner. 3920 2 GSCP V INSTITUTIONAL AIV, L.P. N/A N/A The direct holder is a Limited Partner. 3921 2 GSCP VI ADVISORS, L.L.C. N/A N/A The direct holder is a Managing Member. 3922 3 GS CAPITAL PARTNERS VI FUND, L.P. N/A N/A The direct holder is a General Partner. 3923 2 GSCS HOLDINGS I, LLC N/A N/A The direct holder is a Managing Member. 3924 3 GSCS HOLDINGS II, LLC N/A N/A The direct holder is a Managing Member. 3925 2 GSEM (DEL) INC. 100 N/A 3926 3 GOLDMAN SACHS INTERNATIONAL HOLDINGS LLC N/A N/A The direct holder is a Non-Managing Member. 3927 3 GSEM (DEL) HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3928 2 GSEM ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3929 2 GSFS INVESTMENTS I CORP. 100 N/A 3930 3 1903 DEBT FUND, LP N/A N/A The direct holder is a Limited Partner. 3931 3 CASPIAN FINANCING LLC N/A N/A The direct holder is a Non-Managing Member. 3932 4 ENTERTAINMENT ACQUISITION FINANCING LLC N/A N/A The direct holder is a Non-Managing Member. 3933 3 DBGS ANTHEM GP, LLC N/A N/A The direct holder is a Non-Managing Member. 3934 4 DBGS ANTHEM LP N/A N/A The direct holder is a General Partner. 3935 3 ENERGY CENTER HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 3936 3 GS LEASING (KCSR 2005-1) LLC N/A N/A The direct holder is a Non-Managing Member. 3937 3 GS SOLAR POWER I, LLC N/A N/A The direct holder is a Managing Member. 3938 3 GS WIND HOLDINGS LLC N/A N/A The direct holder is a Managing Member. 3939 3 GS WIND POWER II, LLC N/A N/A The direct holder is a Managing Member. 3940 3 GSFS INVESTMENTS III, LLC N/A N/A The direct holder is a Non-Managing Member. 3941 3 GSFS INVESTMENTS IV, LLC N/A N/A The direct holder is a Non-Managing Member. 3942 3 GSFS IV LLC N/A N/A The direct holder is a Non-Managing Member. 3943 3 RAFT RIVER I HOLDINGS, LLC N/A N/A The direct holder is a Managing Member.
3944 3 VOLITO AVIATION SERVICES AB 541990 - All Other Malmo SWEDEN Professional, Scientific, and Technical Services 3945 2 GSGROUP NMTC INVESTOR LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3946 2 GSIP HOLDCO A LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3947 3 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, 525910 - Open-End Wilmington DE UNITED STATES L.P. Investment Funds 3948 3 GSIP HOLDCO B LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3949 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING 525910 - Open-End Wilmington DE UNITED STATES FUND, L.P. Investment Funds 3950 2 GSJC 30 HUDSON URBAN RENEWAL L.L.C. 531390 - Other West Trenton NJ UNITED STATES activities related to real estate 3951 2 GSJC 50 HUDSON URBAN RENEWAL L.L.C. 531390 - Other West Trenton NJ UNITED STATES activities related to real estate 3952 2 GSJC LAND LLC 531390 - Other Wilmington DE UNITED STATES activities related to real estate 3953 3 PH PIER MANAGEMENT LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3954 2 GSJC MASTER LESSEE L.L.C. 531390 - Other Wilmington DE UNITED STATES activities related to real estate 3955 2 GSPS STRATEGIES CORP. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3956 3 GSPS (DEL) L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3957 3 GSPS INVESTMENTS LIMITED 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 3958 4 GOLDMAN SACHS BANK (EUROPE) PLC 522110 - Dublin IRELAND Commercial Banking 3959 2 GSSO (ASIA) OFFSHORE, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3960 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3961 2 GSSO (ASIA), LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3962 3 GS SPECIAL OPPORTUNITIES (ASIA) FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3963 4 GSSOAF HOLDING COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3964 2 GSTM LLC 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 3965 3 SLK LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3966 4 GOLDMAN SACHS EXECUTION & CLEARING, L.P. 523120 - New York NY UNITED STATES Securities Brokerage 3967 2 GSTP LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3968 2 GSUIG REAL ESTATE MEMBER LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3969 3 GSLM FUND MEMBER LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 3970 3 LAFITTE II LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3971 3 WEST 116TH ST. LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3972 2 GSUIG, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3973 3 BUCK HOLDINGS L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 3974 3 BUCK HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3975 2 Goldman Sachs Developing Markets Real Estate Cooperatief 525990 - Other London UNITED KINGDOM U.A. Financial Vehicles (OTHER) 3976 2 Goldman Sachs Mount Kellett Capital Partners Employee 525990 - Other New York NY UNITED STATES Funds GP, L.L.C. Financial Vehicles 3977 3 GOLDMAN SACHS MOUNT KELLETT CAPITAL PARTNERS PMD QP 525990 - Other New York NY UNITED STATES FUND, L.P. Financial Vehicles 3978 3 Goldman Sachs Mount Kellett Capital Partners Offshore 525990 - Other George Town CAYMAN ISLANDS PMD QP Fund, Ltd. Financial Vehicles 3979 2 Goldman Sachs Private Equity Group Master Fund VI, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 3980 2 Goldman Sachs TDN Investors Offshore, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3981 2 HCCI LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 3982 2 HULL TRADING ASIA LIMITED 551112 - Offices Central HONG KONG of Other Holding Companies 3983 3 GOLDMAN SACHS LLC 525990 - Other Ebene MAURITIUS Financial Vehicles 3984 4 GOLDMAN SACHS VENTURE LLC 551112 - Offices Ebene MAURITIUS of Other Holding Companies 3985 5 GOLDMAN SACHS 2, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3986 5 GOLDMAN SACHS 3, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3987 2 Hyatt Hotels Corporation 531390 - Other Chicago IL UNITED STATES activities related to real estate 3988 2 J. ARON HOLDINGS, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3989 3 GOLDMAN SACHS TRADING AND CLEARING SERVICES 523110 - Amsterdam NETHERLANDS (NETHERLANDS) B.V. Investment Banking and Securities Dealing 3990 3 J. ARON & COMPANY 523130 - Commodity New York NY UNITED STATES Contracts Dealing 3991 4 GAS ROYALTY HOLDING, LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3992 4 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 551112 - Offices New York NY UNITED STATES of Other Holding Companies 3993 4 GOLDMAN SACHS TRADING AND CLEARING SERVICES 523110 - Amsterdam NETHERLANDS (NETHERLANDS) B.V. Investment Banking and Securities Dealing 3994 4 HORIZON FUNDO DE INVESTIMENTO MULTIMERCADO CREDITO 525990 - Other Rio de Janeiro BRAZIL PRIVADO - INVESTIMENTO NO EXTERIOR Financial Vehicles 3995 5 HORIZON FUND 523999 - Sao Paulo BRAZIL Miscellaneous Financial Investment Activities 3996 4 INDEPENDENCE POWER MARKETING, LLC 523140 - Commodity New York NY UNITED STATES Contracts Brokerage 3997 2 KALORAMA GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 3998 3 KALORAMA, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 3999 4 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE 525990 - Other Amsterdam NETHERLANDS U.A. Financial Vehicles 4000 4 GSPX, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4001 2 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. KG 525990 - Other London UNITED KINGDOM Financial Vehicles (OTHER) 4002 2 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4003 2 LS UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 4004 2 MACARTHUR PHASE A LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4005 2 MBD 2011 ADVISORS, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4006 2 MBD 2011 OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4007 3 MBD 2011 HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 4008 3 MBD 2011 OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 4009 2 MERBAU ADVISORS, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4010 3 MERBAU INVESTORS OFFSHORE HOLDINGS, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 4011 4 GS VAN GOGH LUX I S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4012 4 GS VAN GOGH LUX II S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4013 4 GSV ENERGY HOLDINGS, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4014 4 GSV HEYDEN HOLDINGS, L.P. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 4015 4 GSVA OFFSHORE HOLDINGS, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4016 4 GSVF AHO INVESTMENTS CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4017 4 MERBAU INVESTORS OFFSHORE HOLDINGS FOREIGN INCOME 551112 - Offices George Town CAYMAN ISLANDS BLOCKER, LTD. of Other Holding Companies 4018 3 MERBAU INVESTORS OFFSHORE, L.P. 525910 - Open-End George Town CAYMAN ISLANDS Investment Funds 4019 2 MLK DRIVE URBAN RENEWAL L.L.C. 531390 - Other West Trenton NJ UNITED STATES activities related to real estate 4020 2 MLQ INVESTORS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4021 2 MLQ STRATOSPHERE, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4022 3 W2007/ACEP HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4023 2 MLQ, L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 4024 2 MOTHER ZION LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4025 2 MSMC, INC. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4026 3 GS COMMERCIAL REAL ESTATE LP 522292 - Real New York NY UNITED STATES Estate Credit 4027 2 MTGLQ INVESTORS, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles
3944 3 VOLITO AVIATION SERVICES AB 20 N/A 3945 2 GSGROUP NMTC INVESTOR LLC N/A N/A The direct holder is a Managing Member. 3946 2 GSIP HOLDCO A LLC N/A N/A The direct holder is a Managing Member. 3947 3 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING FUND, N/A N/A The direct holder is a L.P. Limited Partner. 3948 3 GSIP HOLDCO B LLC N/A N/A The direct holder is a Managing Member. 3949 4 GOLDMAN SACHS INVESTMENT PARTNERS AGGREGATING N/A N/A The direct holder is a FUND, L.P. Limited Partner. 3950 2 GSJC 30 HUDSON URBAN RENEWAL L.L.C. N/A N/A The direct holder is a Managing Member. 3951 2 GSJC 50 HUDSON URBAN RENEWAL L.L.C. N/A N/A The direct holder is a Managing Member. 3952 2 GSJC LAND LLC N/A N/A The direct holder is a Managing Member. 3953 3 PH PIER MANAGEMENT LLC N/A N/A The direct holder is a Managing Member. 3954 2 GSJC MASTER LESSEE L.L.C. N/A N/A The direct holder is a Managing Member. 3955 2 GSPS STRATEGIES CORP. 100 N/A 3956 3 GSPS (DEL) L.P. N/A N/A The direct holder is a Limited Partner. 3957 3 GSPS INVESTMENTS LIMITED 100 N/A 3958 4 GOLDMAN SACHS BANK (EUROPE) PLC 100 N/A 3959 2 GSSO (ASIA) OFFSHORE, LLC N/A N/A The direct holder is a Non-Managing Member. 3960 3 GS SPECIAL OPPORTUNITIES (ASIA) OFFSHORE FUND, L.P. N/A N/A The direct holder is a General Partner. 3961 2 GSSO (ASIA), LLC N/A N/A The direct holder is a Non-Managing Member. 3962 3 GS SPECIAL OPPORTUNITIES (ASIA) FUND, L.P. N/A N/A The direct holder is a General Partner. 3963 4 GSSOAF HOLDING COMPANY 100 N/A 3964 2 GSTM LLC N/A N/A The direct holder is a Managing Member. 3965 3 SLK LLC N/A N/A The direct holder is a Managing Member. 3966 4 GOLDMAN SACHS EXECUTION & CLEARING, L.P. N/A N/A The direct holder is a General Partner. 3967 2 GSTP LLC N/A N/A The direct holder is a Non-Managing Member. 3968 2 GSUIG REAL ESTATE MEMBER LLC N/A N/A The direct holder is a Managing Member. 3969 3 GSLM FUND MEMBER LLC N/A N/A The direct holder is a Managing Member. 3970 3 LAFITTE II LIHTC LLC 3971 3 WEST 116TH ST. LIHTC LLC N/A N/A The direct holder is a Managing Member. 3972 2 GSUIG, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 3973 3 BUCK HOLDINGS L.P. N/A 23 3974 3 BUCK HOLDINGS, LLC 28 N/A 3975 2 Goldman Sachs Developing Markets Real Estate Cooperatief N/A N/A The direct holder is a U.A. Non-Managing Member. 3976 2 Goldman Sachs Mount Kellett Capital Partners Employee N/A N/A The direct holder is a Funds GP, L.L.C. Non-Managing Member. 3977 3 GOLDMAN SACHS MOUNT KELLETT CAPITAL PARTNERS PMD QP N/A N/A The direct holder is a FUND, L.P. General Partner. 3978 3 Goldman Sachs Mount Kellett Capital Partners Offshore 100 N/A PMD QP Fund, Ltd. 3979 2 Goldman Sachs Private Equity Group Master Fund VI, LLC N/A N/A The direct holder is a Non-Managing Member. 3980 2 Goldman Sachs TDN Investors Offshore, L.P. N/A N/A The direct holder is a Limited Partner. 3981 2 HCCI LIHTC LLC N/A N/A The direct holder is a Managing Member. 3982 2 HULL TRADING ASIA LIMITED 100 N/A 3983 3 GOLDMAN SACHS LLC 100 N/A 3984 4 GOLDMAN SACHS VENTURE LLC 100 N/A 3985 5 GOLDMAN SACHS 2, L.P. N/A N/A The direct holder is a Limited Partner. 3986 5 GOLDMAN SACHS 3, L.P. N/A N/A The direct holder is a Limited Partner. 3987 2 Hyatt Hotels Corporation 7 N/A 3988 2 J. ARON HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 3989 3 GOLDMAN SACHS TRADING AND CLEARING SERVICES 100 N/A (NETHERLANDS) B.V. 3990 3 J. ARON & COMPANY N/A N/A The direct holder is a General Partner. 3991 4 GAS ROYALTY HOLDING, LLC N/A N/A The direct holder is a Managing Member. 3992 4 GOLDMAN SACHS (DELAWARE) HOLDING CORPORATION 100 N/A 3993 4 GOLDMAN SACHS TRADING AND CLEARING SERVICES 100 N/A (NETHERLANDS) B.V. 3994 4 HORIZON FUNDO DE INVESTIMENTO MULTIMERCADO CREDITO 100 N/A PRIVADO - INVESTIMENTO NO EXTERIOR 3995 5 HORIZON FUND 100 N/A 3996 4 INDEPENDENCE POWER MARKETING, LLC N/A N/A The direct holder is a Non-Managing Member. 3997 2 KALORAMA GP, L.L.C. N/A N/A The direct holder is a Managing Member. 3998 3 KALORAMA, L.P. N/A N/A The direct holder is a General Partner. 3999 4 GS GLOBAL INFRASTRUCTURE PARTNERS I COOPERATIEVE N/A N/A The direct holder is a U.A. Non-Managing Member. 4000 4 GSPX, L.P. N/A N/A The direct holder is a Limited Partner. 4001 2 LHI Goldman Sachs Real Estate Parallel Fund GmbH & Co. KG N/A N/A The direct holder is a Limited Partner. 4002 2 LIBERTY HARBOR DISTRESSED CREDIT AGGREGATOR I, L.P. N/A N/A The direct holder is a Limited Partner. 4003 2 LS UNIT TRUST 2009-I N/A N/A The direct holder is a Trustee. 4004 2 MACARTHUR PHASE A LIHTC LLC N/A N/A The direct holder is a Managing Member. 4005 2 MBD 2011 ADVISORS, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4006 2 MBD 2011 OFFSHORE ADVISORS, INC. 100 N/A 4007 3 MBD 2011 HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 4008 3 MBD 2011 OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 4009 2 MERBAU ADVISORS, LTD. 100 N/A 4010 3 MERBAU INVESTORS OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 4011 4 GS VAN GOGH LUX I S.A R.L. 100 N/A 4012 4 GS VAN GOGH LUX II S.A R.L. 100 N/A 4013 4 GSV ENERGY HOLDINGS, INC. 99 N/A 4014 4 GSV HEYDEN HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 4015 4 GSVA OFFSHORE HOLDINGS, INC. 100 N/A 4016 4 GSVF AHO INVESTMENTS CORP. 99 N/A 4017 4 MERBAU INVESTORS OFFSHORE HOLDINGS FOREIGN INCOME 100 N/A BLOCKER, LTD. 4018 3 MERBAU INVESTORS OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 4019 2 MLK DRIVE URBAN RENEWAL L.L.C. N/A N/A The direct holder is a Managing Member. 4020 2 MLQ INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner. 4021 2 MLQ STRATOSPHERE, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4022 3 W2007/ACEP HOLDINGS, LLC 96 N/A 4023 2 MLQ, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4024 2 MOTHER ZION LIHTC LLC N/A N/A The direct holder is a Managing Member. 4025 2 MSMC, INC. 100 N/A 4026 3 GS COMMERCIAL REAL ESTATE LP N/A N/A The direct holder is a General Partner. 4027 2 MTGLQ INVESTORS, L.P. N/A N/A The direct holder is a Limited Partner.
4028 2 NEXUS LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4029 3 TRADEWEB MARKETS LLC 522320 - Financial New York NY UNITED STATES Transactions Processing, Reserve, and Clearinghouse Activities 4030 4 HYDROGEN HOLDINGS CORPORATION 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4031 5 HILLIARD FARBER & CO., INC. 523120 - Jersey City NJ UNITED STATES Securities Brokerage 4032 4 TRADEWEB GLOBAL HOLDING LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4033 5 TRADEWEB GLOBAL LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4034 6 TRADEWEB LLC 523120 - New York NY UNITED STATES Securities Brokerage 4035 6 TWEL HOLDING LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4036 7 TRADEWEB EUROPE LIMITED 523110 - London UNITED KINGDOM Investment Banking (OTHER) and Securities Dealing 4037 4 TRADEWEB MARKETS INTERNATIONAL LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4038 2 NORMANDY FUNDING CORP. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4039 2 ONE SANTA FE LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4040 2 OOO GOLDMAN SACHS BANK 522110 - Moscow RUSSIA Commercial Banking 4041 2 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV ADVISORS, 525990 - Other Luxembourg LUXEMBOURG LTD. Financial Vehicles 4042 3 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV, L.P. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4043 4 VALOUR TWO HOLDINGS ENTITY GP, LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4044 5 VALOUR TWO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4045 4 VALOUR TWO HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4046 2 PEARL STREET INSURANCE COMPANY, INC. 524126 - Direct Burlington VT UNITED STATES Property and Casualty Insurance Carriers 4047 2 PEG EMPLOYEE FUNDS VIII ADVISORS, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 4048 2 PEP XI OFFSHORE ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4049 3 PRIVATE EQUITY PARTNERS XI OFFSHORE, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4050 4 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4051 5 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS 551112 - Offices George Town CAYMAN ISLANDS FOREIGN INCOME BLOCKER, LTD. of Other Holding Companies 4052 2 PEP XI OFFSHORE HOLDINGS ADVISORS, INC. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4053 3 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4054 2 POSITION BILLBOARD LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4055 2 PRIVATE EQUITY GROUP EMPLOYEE FUND VIII, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 4056 2 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC 525910 - Open-End New York NY UNITED STATES Investment Funds 4057 2 PROVIDENCE PLACE LIHTC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4058 2 QW Holdings, LLC 523999 - New York NY UNITED STATES Miscellaneous Financial Investment Activities 4059 2 REGULATORY DATACORP, INC. 561499 - All Other Wilmington DE UNITED STATES Business Support Services 4060 2 REP ELD GEN-PAR, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4061 2 REP SVY REALTY HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4062 2 RHYS TRUST 523991 - Trust, Saint Helier JERSEY Fiduciary, and Custody Activities 4063 2 ROTHESAY LIFE, L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4064 2 ROTHESAY PENSIONS MANAGEMENT LIMITED 524298 - All Other London UNITED KINGDOM Insurance Related (OTHER) Activities 4065 2 RPWIRE LLC 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4066 2 SBI JAPANNEXT CO., LTD. 523120 - Tokyo JAPAN Securities Brokerage 4067 2 SCLQ, S. DE R.L. DE C.V. 525990 - Other Guadalajara MEXICO Financial Vehicles 4068 2 SITE 26 HOLDINGS INC. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 4069 3 GOLDMAN SACHS HEADQUARTERS LLC 531390 - Other New York NY UNITED STATES activities related to real estate 4070 2 SOPAC LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4071 2 SOUTHERN PACIFIC FUNDING CORPORATION 525990 - Other New York NY UNITED STATES Financial Vehicles 4072 2 SPA UNIT TRUST 2009-I 525910 - Open-End Dublin IRELAND Investment Funds 4073 2 SPA UNIT TRUST 2009-II 525910 - Open-End Dublin IRELAND Investment Funds 4074 2 SPECIAL SITUATIONS INVESTING GROUP, INC. 522294 - Secondary NEW YORK NY UNITED STATES Market Financing 4075 3 FLATIRON HOLDINGS LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 4076 4 FLATIRON RE LTD. 525990 - Other Hamilton BERMUDA Financial Vehicles 4077 3 Madison/Special Situations Value Fund II LLC 525990 - Other Incline NV UNITED STATES Financial Vehicles Village 4078 2 SPIRAL HOLDINGS INC. 525990 - Other Woodcliff NJ UNITED STATES Financial Vehicles Lake 4079 2 STONE STREET 1994 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4080 3 BRIDGE STREET REAL ESTATE FUND 1994, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4081 3 STONE STREET REAL ESTATE FUND 1994, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4082 2 STONE STREET 1995 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4083 2 STONE STREET 1995, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4084 2 STONE STREET 1996 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4085 3 BRIDGE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4086 3 STONE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4087 2 STONE STREET 1996, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4088 3 BRIDGE STREET FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4089 3 STONE STREET FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4090 2 STONE STREET 1997 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4091 3 BRIDGE STREET REAL ESTATE FUND 1997, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4092 3 STONE STREET REAL ESTATE FUND 1997, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4093 2 STONE STREET 1997, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4094 2 STONE STREET 1998 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4095 3 BRIDGE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4096 3 STONE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4097 2 STONE STREET 1998, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4098 2 STONE STREET 1999 REALTY, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4099 3 BRIDGE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4100 3 STONE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4101 2 STONE STREET 1999, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4102 3 BRIDGE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4103 3 STONE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4104 2 STONE STREET 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4105 3 BRIDGE STREET FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4106 3 STONE STREET FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4107 2 STONE STREET ASIA, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4108 3 BRIDGE STREET ASIA FUND, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4109 3 STONE STREET ASIA FUND, L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4110 4 GSSOAF HOLDING COMPANY 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4111 2 STONE STREET FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles
4028 2 NEXUS LLC N/A N/A The direct holder is a Non-Managing Member. 4029 3 TRADEWEB MARKETS LLC N/A N/A The direct holder is a Non-Managing Member. 4030 4 HYDROGEN HOLDINGS CORPORATION 100 N/A 4031 5 HILLIARD FARBER & CO., INC. 100 N/A 4032 4 TRADEWEB GLOBAL HOLDING LLC N/A N/A The direct holder is a Managing Member. 4033 5 TRADEWEB GLOBAL LLC N/A N/A The direct holder is a Managing Member. 4034 6 TRADEWEB LLC N/A N/A The direct holder is a Managing Member. 4035 6 TWEL HOLDING LLC N/A N/A The direct holder is a Managing Member. 4036 7 TRADEWEB EUROPE LIMITED 100 N/A 4037 4 TRADEWEB MARKETS INTERNATIONAL LLC N/A N/A The direct holder is a Managing Member. 4038 2 NORMANDY FUNDING CORP. 100 N/A 4039 2 ONE SANTA FE LIHTC LLC N/A N/A The direct holder is a Managing Member. 4040 2 OOO GOLDMAN SACHS BANK N/A N/A The direct holder is a Managing Member. 4041 2 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV ADVISORS, 100 N/A LTD. 4042 3 OPPORTUNITY PARTNERS OFFSHORE-B CO-INVEST AIV, L.P. N/A N/A The direct holder is a General Partner. 4043 4 VALOUR TWO HOLDINGS ENTITY GP, LTD. 100 N/A 4044 5 VALOUR TWO HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 4045 4 VALOUR TWO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 4046 2 PEARL STREET INSURANCE COMPANY, INC. 100 N/A 4047 2 PEG EMPLOYEE FUNDS VIII ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 4048 2 PEP XI OFFSHORE ADVISORS, INC. 100 N/A 4049 3 PRIVATE EQUITY PARTNERS XI OFFSHORE, L.P. N/A N/A The direct holder is a General Partner. 4050 4 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 4051 5 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS 100 N/A FOREIGN INCOME BLOCKER, LTD. 4052 2 PEP XI OFFSHORE HOLDINGS ADVISORS, INC. 100 N/A 4053 3 PRIVATE EQUITY PARTNERS XI OFFSHORE HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 4054 2 POSITION BILLBOARD LLC N/A N/A The direct holder is a Managing Member. 4055 2 PRIVATE EQUITY GROUP EMPLOYEE FUND VIII, LLC N/A N/A The direct holder is a Non-Managing Member. 4056 2 PRIVATE EQUITY GROUP MASTER FUND VIII, LLC N/A N/A The direct holder is a Non-Managing Member. 4057 2 PROVIDENCE PLACE LIHTC LLC N/A N/A The direct holder is a Managing Member. 4058 2 QW Holdings, LLC N/A N/A The direct holder is a Managing Member. 4059 2 REGULATORY DATACORP, INC. 59 N/A 4060 2 REP ELD GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4061 2 REP SVY REALTY HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 4062 2 RHYS TRUST N/A N/A The direct holder is a Trustee. 4063 2 ROTHESAY LIFE, L.L.C. 100 N/A 4064 2 ROTHESAY PENSIONS MANAGEMENT LIMITED 100 N/A 4065 2 RPWIRE LLC N/A N/A The direct holder is a Managing Member. 4066 2 SBI JAPANNEXT CO., LTD. 43 N/A 4067 2 SCLQ, S. DE R.L. DE C.V. 100 N/A 4068 2 SITE 26 HOLDINGS INC. 100 N/A 4069 3 GOLDMAN SACHS HEADQUARTERS LLC N/A N/A The direct holder is a Non-Managing Member. 4070 2 SOPAC LLC N/A N/A The direct holder is a Non-Managing Member. 4071 2 SOUTHERN PACIFIC FUNDING CORPORATION 100 N/A 4072 2 SPA UNIT TRUST 2009-I N/A N/A The direct holder is a Trustee. 4073 2 SPA UNIT TRUST 2009-II N/A N/A The direct holder is a Trustee. 4074 2 SPECIAL SITUATIONS INVESTING GROUP, INC. 100 N/A 4075 3 FLATIRON HOLDINGS LTD. 36 N/A 4076 4 FLATIRON RE LTD. 100 N/A 4077 3 Madison/Special Situations Value Fund II LLC N/A N/A The direct holder is a Non-Managing Member. 4078 2 SPIRAL HOLDINGS INC. 19 N/A 4079 2 STONE STREET 1994 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4080 3 BRIDGE STREET REAL ESTATE FUND 1994, L.P. N/A N/A The direct holder is a General Partner. 4081 3 STONE STREET REAL ESTATE FUND 1994, L.P. N/A N/A The direct holder is a General Partner. 4082 2 STONE STREET 1995 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4083 2 STONE STREET 1995, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4084 2 STONE STREET 1996 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4085 3 BRIDGE STREET REAL ESTATE FUND 1996, L.P. N/A N/A The direct holder is a General Partner. 4086 3 STONE STREET REAL ESTATE FUND 1996, L.P. N/A N/A The direct holder is a General Partner. 4087 2 STONE STREET 1996, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4088 3 BRIDGE STREET FUND 1996, L.P. N/A N/A The direct holder is a General Partner. 4089 3 STONE STREET FUND 1996, L.P. N/A N/A The direct holder is a General Partner. 4090 2 STONE STREET 1997 REALTY, L.L.C. N/A N/A The direct holder is a Managing Member. 4091 3 BRIDGE STREET REAL ESTATE FUND 1997, L.P. N/A N/A The direct holder is a General Partner. 4092 3 STONE STREET REAL ESTATE FUND 1997, L.P. N/A N/A The direct holder is a General Partner. 4093 2 STONE STREET 1997, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4094 2 STONE STREET 1998 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4095 3 BRIDGE STREET REAL ESTATE FUND 1998, L.P. N/A N/A The direct holder is a General Partner. 4096 3 STONE STREET REAL ESTATE FUND 1998, L.P. N/A N/A The direct holder is a General Partner. 4097 2 STONE STREET 1998, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4098 2 STONE STREET 1999 REALTY, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4099 3 BRIDGE STREET REAL ESTATE FUND 1999, L.P. N/A N/A The direct holder is a General Partner. 4100 3 STONE STREET REAL ESTATE FUND 1999, L.P. N/A N/A The direct holder is a General Partner. 4101 2 STONE STREET 1999, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4102 3 BRIDGE STREET FUND 1999, L.P. N/A N/A The direct holder is a General Partner. 4103 3 STONE STREET FUND 1999, L.P. N/A N/A The direct holder is a General Partner. 4104 2 STONE STREET 2000, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4105 3 BRIDGE STREET FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 4106 3 STONE STREET FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 4107 2 STONE STREET ASIA, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4108 3 BRIDGE STREET ASIA FUND, L.P. N/A N/A The direct holder is a General Partner. 4109 3 STONE STREET ASIA FUND, L.P. N/A N/A The direct holder is a General Partner. 4110 4 GSSOAF HOLDING COMPANY 100 N/A 4111 2 STONE STREET FUND 1996, L.P. N/A N/A The direct holder is a Limited Partner.
4112 2 STONE STREET FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4113 2 STONE STREET PEP TECHNOLOGY 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4114 2 STONE STREET REAL ESTATE FUND 1996, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4115 2 STONE STREET REAL ESTATE FUND 1998, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4116 2 STONE STREET REAL ESTATE FUND 1999, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4117 2 STONE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4118 2 STONE STREET REALTY 2000, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4119 3 BRIDGE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4120 3 STONE STREET REAL ESTATE FUND 2000, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4121 2 THE EUROPEAN POWER SOURCE COMPANY B.V. 551112 - Offices Amsterdam NETHERLANDS of Other Holding Companies 4122 3 THE EUROPEAN POWER SOURCE COMPANY (U.K.) LIMITED 551112 - Offices London UNITED KINGDOM of Other Holding (OTHER) Companies 4123 2 THE GOLDMAN SACHS FOUNDATION 813219 - Other New York NY UNITED STATES Grantmaking and Giving Services 4124 2 THE GOLDMAN SACHS TRUST COMPANY, NATIONAL ASSOCIATION 523991 - Trust, Wilmington DE UNITED STATES Fiduciary, and Custody Activities 4125 3 GOLDMAN SACHS COLLECTIVE TRUST CONCENTRATED GROWTH FUND 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 4126 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKET DEBT 525910 - Open-End Wilmington DE UNITED STATES IMPLEMENTATION VEHICLE Investment Funds 4127 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKETS DEBT 525910 - Open-End Wilmington DE UNITED STATES FUND Investment Funds 4128 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKETS EQUITY 525910 - Open-End Wilmington DE UNITED STATES FUND Investment Funds 4129 3 GOLDMAN SACHS COLLECTIVE TRUST ENHANCED LARGE CAP FUND 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 4130 3 GOLDMAN SACHS COLLECTIVE TRUST HIGH YIELD 525910 - Open-End Wilmington DE UNITED STATES IMPLEMENTATION VEHICLE Investment Funds 4131 3 GOLDMAN SACHS COLLECTIVE TRUST LONG DURATION FIXED 525910 - Open-End Wilmington DE UNITED STATES INCOME FUND Investment Funds 4132 3 GOLDMAN SACHS COLLECTIVE TRUST LONG DURATION PLUS 525910 - Open-End Wilmington DE UNITED STATES FIXED INCOME FUND Investment Funds 4133 3 GOLDMAN SACHS COLLECTIVE TRUST MID CAP GROWTH FUND 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 4134 3 GOLDMAN SACHS COLLECTIVE TRUST STRATEGIC VALUE FUND 525910 - Open-End Wilmington DE UNITED STATES Investment Funds 4135 3 GOLDMAN SACHS COLLECTIVE TRUST STRUCTURED 525910 - Open-End Wilmington DE UNITED STATES INTERNATIONAL EQUITY FUND Investment Funds 4136 3 GOLDMAN SACHS COLLECTIVE TRUST STRUCTURED U.S. 525910 - Open-End Wilmington DE UNITED STATES SMALL/MID CAP FUND Investment Funds 4137 3 GOLDMAN SACHS COLLECTIVE TRUST-CORE PLUS FIXED INCOME 525910 - Open-End Wilmington DE UNITED STATES FUND Investment Funds 4138 3 GOLDMAN SACHS COLLECTIVE TRUST-STRUCTURED TOTAL MARKET 525910 - Open-End Wilmington DE UNITED STATES FUND Investment Funds 4139 3 THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE 525920 - Trusts, Wilmington DE UNITED STATES Estates, and Agency Accounts 4140 4 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND 525990 - Other New York NY UNITED STATES ASSET TRUST Financial Vehicles 4141 4 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND 525990 - Other New York NY UNITED STATES ASSET TRUST Financial Vehicles 4142 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES ASSET 525910 - Open-End New York NY UNITED STATES TRUST Investment Funds 4143 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II 525910 - Open-End Wilmington DE UNITED STATES ASSET TRUST Investment Funds 4144 2 THE GOLDMAN, SACHS & CO. L.L.C. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4145 3 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 523999 - Halifax NS CANADA Miscellaneous Financial Investment Activities 4146 3 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 4147 3 GOLDMAN, SACHS & CO. 523110 - New York NY UNITED STATES Investment Banking and Securities Dealing 4148 3 GS FINANCIAL SERVICES L.P. (DEL) 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4149 2 THE HULL GROUP, L.L.C. 551112 - Offices Chicago IL UNITED STATES of Other Holding Companies 4150 2 THE J. ARON CORPORATION 551112 - Offices NEW YORK NY UNITED STATES of Other Holding Companies 4151 3 J. ARON & COMPANY 523130 - Commodity New York NY UNITED STATES Contracts Dealing 4152 3 J. ARON HOLDINGS, L.P. 551112 - Offices New York NY UNITED STATES of Other Holding Companies 4153 2 THEMARKETS.COM LLC 561499 - All Other New York NY UNITED STATES Business Support Services 4154 2 TRIM TABS INVESTMENT RESEARCH, INC. 525990 - Other Sant Rosa CA UNITED STATES Financial Vehicles 4155 2 US REAL ESTATE ADVISORS, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4156 3 US REAL ESTATE OPPORTUNITIES I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4157 2 US REAL ESTATE OPPORTUNITIES I, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4158 2 VGS AIRCRAFT HOLDING LIMITED (IRELAND) 525990 - Other Dublin IRELAND Financial Vehicles 4159 3 Johannesburg Limited 525990 - Other Dublin IRELAND Financial Vehicles 4160 3 OLBIA LIMITED 525990 - Other Dublin IRELAND Financial Vehicles 4161 2 WARBURTON RIVERVIEW LIHTC LLC 525990 - Other Dover DE UNITED STATES Financial Vehicles 4162 2 WEST STREET FUND I, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4163 2 WH ADVISORS, L.L.C. 2001 525990 - Other New York NY UNITED STATES Financial Vehicles 4164 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 4165 4 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4166 4 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4167 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4168 5 W2001 ARES REALTY II, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4169 5 W2001 ARES REALTY, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4170 6 ARES FINANCE S.r.l. 525990 - Other Milan ITALY (OTHER) Financial Vehicles 4171 5 W2001/ARES B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4172 4 W2001 BRITANNIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4173 5 QMH LIMITED 525990 - Other Essex UNITED KINGDOM Financial Vehicles (OTHER) 4174 4 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4175 5 GSW IMMOBILIEN AG 531390 - Other Berlin GERMANY activities related to real estate 4176 4 W2001 LOFT B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4177 5 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4178 4 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4179 4 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4180 5 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4181 2 WH ADVISORS, L.L.C. 2005 525990 - Other New York NY UNITED STATES Financial Vehicles 4182 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2005 Financial Vehicles 4183 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4184 4 AWH GLOBAL GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4185 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4186 4 CARIBBEAN FUND GEN-PAR 2005, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4187 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4188 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4189 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4190 4 W2005 CNL FARGO GP, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4191 5 W2005 CNL FARGO HOLDINGS, L.P. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4192 6 W2005 CNL FARGO MEZZ IV, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4193 7 W2005 CNL FARGO MEZZ III, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4194 8 W2005 CNL FARGO MEZZ II, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4195 9 W2005 CNL FARGO MEZZ I, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies
4112 2 STONE STREET FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 4113 2 STONE STREET PEP TECHNOLOGY 2000, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4114 2 STONE STREET REAL ESTATE FUND 1996, L.P. N/A N/A The direct holder is a Limited Partner. 4115 2 STONE STREET REAL ESTATE FUND 1998, L.P. N/A N/A The direct holder is a Limited Partner. 4116 2 STONE STREET REAL ESTATE FUND 1999, L.P. N/A N/A The direct holder is a Limited Partner. 4117 2 STONE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a Limited Partner. 4118 2 STONE STREET REALTY 2000, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4119 3 BRIDGE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 4120 3 STONE STREET REAL ESTATE FUND 2000, L.P. N/A N/A The direct holder is a General Partner. 4121 2 THE EUROPEAN POWER SOURCE COMPANY B.V. 100 N/A 4122 3 THE EUROPEAN POWER SOURCE COMPANY (U.K.) LIMITED 100 N/A 4123 2 THE GOLDMAN SACHS FOUNDATION N/A N/A 4124 2 THE GOLDMAN SACHS TRUST COMPANY, NATIONAL ASSOCIATION 100 N/A 4125 3 GOLDMAN SACHS COLLECTIVE TRUST CONCENTRATED GROWTH FUND N/A N/A The direct holder is a Trustee. 4126 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKET DEBT N/A N/A The direct holder is a IMPLEMENTATION VEHICLE Trustee. 4127 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKETS DEBT N/A N/A The direct holder is a FUND Trustee. 4128 3 GOLDMAN SACHS COLLECTIVE TRUST EMERGING MARKETS EQUITY N/A N/A The direct holder is a FUND Trustee. 4129 3 GOLDMAN SACHS COLLECTIVE TRUST ENHANCED LARGE CAP FUND N/A N/A The direct holder is a Trustee. 4130 3 GOLDMAN SACHS COLLECTIVE TRUST HIGH YIELD N/A N/A The direct holder is a IMPLEMENTATION VEHICLE Trustee. 4131 3 GOLDMAN SACHS COLLECTIVE TRUST LONG DURATION FIXED N/A N/A The direct holder is a INCOME FUND Trustee. 4132 3 GOLDMAN SACHS COLLECTIVE TRUST LONG DURATION PLUS N/A N/A The direct holder is a FIXED INCOME FUND Trustee. 4133 3 GOLDMAN SACHS COLLECTIVE TRUST MID CAP GROWTH FUND N/A N/A The direct holder is a Trustee. 4134 3 GOLDMAN SACHS COLLECTIVE TRUST STRATEGIC VALUE FUND N/A N/A The direct holder is a Trustee. 4135 3 GOLDMAN SACHS COLLECTIVE TRUST STRUCTURED N/A N/A The direct holder is a INTERNATIONAL EQUITY FUND Trustee. 4136 3 GOLDMAN SACHS COLLECTIVE TRUST STRUCTURED U.S. N/A N/A The direct holder is a SMALL/MID CAP FUND Trustee. 4137 3 GOLDMAN SACHS COLLECTIVE TRUST-CORE PLUS FIXED INCOME N/A N/A The direct holder is a FUND Trustee. 4138 3 GOLDMAN SACHS COLLECTIVE TRUST-STRUCTURED TOTAL MARKET N/A N/A The direct holder is a FUND Trustee. 4139 3 THE GOLDMAN SACHS TRUST COMPANY OF DELAWARE 100 N/A 4140 4 GOLDMAN SACHS EMERGING MARKETS OPPORTUNITIES FUND N/A N/A The direct holder is a ASSET TRUST Trustee. 4141 4 GOLDMAN SACHS GLOBAL EQUITY OPPORTUNITIES FUND N/A N/A The direct holder is a ASSET TRUST Trustee. 4142 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES ASSET N/A N/A The direct holder is a TRUST Trustee. 4143 4 GOLDMAN SACHS GLOBAL FUNDAMENTAL STRATEGIES II N/A N/A The direct holder is a ASSET TRUST Trustee. 4144 2 THE GOLDMAN, SACHS & CO. L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4145 3 GOLDMAN SACHS CANADA CREDIT PARTNERS CO. 100 N/A 4146 3 GOLDMAN SACHS GLOBAL HOLDINGS L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4147 3 GOLDMAN, SACHS & CO. N/A N/A The direct holder is a General Partner. 4148 3 GS FINANCIAL SERVICES L.P. (DEL) N/A N/A The direct holder is a Limited Partner. 4149 2 THE HULL GROUP, L.L.C. N/A N/A The direct holder is a Managing Member. 4150 2 THE J. ARON CORPORATION 100 N/A 4151 3 J. ARON & COMPANY N/A N/A The direct holder is a General Partner. 4152 3 J. ARON HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 4153 2 THEMARKETS.COM LLC N/A N/A The direct holder is a Non-Managing Member. 4154 2 TRIM TABS INVESTMENT RESEARCH, INC. 100 N/A 4155 2 US REAL ESTATE ADVISORS, LLC N/A N/A The direct holder is a Non-Managing Member. 4156 3 US REAL ESTATE OPPORTUNITIES I, L.P. N/A N/A The direct holder is a General Partner. 4157 2 US REAL ESTATE OPPORTUNITIES I, L.P. N/A N/A The direct holder is a Limited Partner. 4158 2 VGS AIRCRAFT HOLDING LIMITED (IRELAND) 50 N/A 4159 3 Johannesburg Limited 100 N/A 4160 3 OLBIA LIMITED 100 N/A 4161 2 WARBURTON RIVERVIEW LIHTC LLC N/A N/A The direct holder is a Managing Member. 4162 2 WEST STREET FUND I, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4163 2 WH ADVISORS, L.L.C. 2001 N/A N/A The direct holder is a Non-Managing Member. 4164 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 General Partner. 4165 4 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Preferred shares. 4166 4 QMH FINCO S.A R.L. 100 N/A 4167 4 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4168 5 W2001 ARES REALTY II, L.L.C. N/A N/A The direct holder is a Managing Member. 4169 5 W2001 ARES REALTY, L.L.C. N/A N/A The direct holder is a Managing Member. 4170 6 ARES FINANCE S.r.l. 100 N/A 4171 5 W2001/ARES B.V. 100 N/A 4172 4 W2001 BRITANNIA LLC N/A N/A The direct holder is a Managing Member. 4173 5 QMH LIMITED 90 N/A 4174 4 W2001 CAPITOL B.V. 100 N/A 4175 5 GSW IMMOBILIEN AG 50 N/A 4176 4 W2001 LOFT B.V. 99 N/A 4177 5 W2001 CAPITOL B.V. 100 N/A 4178 4 W2001 REGINA C.V. N/A N/A The direct holder is a Limited Partner. 4179 4 W2001/FORTY-SIX B.V. 100 N/A 4180 5 W2001 REGINA C.V. N/A N/A The direct holder is a General Partner. 4181 2 WH ADVISORS, L.L.C. 2005 N/A N/A The direct holder is a Non-Managing Member. 4182 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2005 General Partner. 4183 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4184 4 AWH GLOBAL GEN-PAR, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4185 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4186 4 CARIBBEAN FUND GEN-PAR 2005, LLC N/A N/A The direct holder is a Non-Managing Member. 4187 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4188 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4189 4 GS Lux Management Services S.a r.l. 100 N/A 4190 4 W2005 CNL FARGO GP, LLC N/A N/A The direct holder is a Non-Managing Member. 4191 5 W2005 CNL FARGO HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 4192 6 W2005 CNL FARGO MEZZ IV, LLC N/A N/A The direct holder is a Managing Member. 4193 7 W2005 CNL FARGO MEZZ III, LLC N/A N/A The direct holder is a Managing Member. 4194 8 W2005 CNL FARGO MEZZ II, LLC N/A N/A The direct holder is a Managing Member. 4195 9 W2005 CNL FARGO MEZZ I, LLC N/A N/A The direct holder is a Managing Member.
4196 10 W2005/FARGO HOTELS (POOL 525990 - Other Wilmington DE UNITED STATES C) GEN-PAR, L.L.C. Financial Vehicles 4197 11 W2005/FARGO HOTELS 525990 - Other Wilmington DE UNITED STATES (POOL C) REALTY, L.P. Financial Vehicles 4198 10 W2005/FARGO HOTELS (POOL 525990 - Other Wilmington DE UNITED STATES C) REALTY, L.P. Financial Vehicles 4199 4 W2005 CNL HOLDINGS, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4200 5 W2005 CNL FARGO HOLDINGS PARTNER, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4201 6 W2005 CNL FARGO HOLDINGS, L.P. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4202 4 W2005 EHY HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4203 4 W2005 FARGO POOL AB SUPER HOLDINGS GEN-PAR, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4204 5 W2005 FARGO POOL AB SUPER HOLDINGS, L.P. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4205 6 W2005 CNL FARGO HOLDINGS PARTNER, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4206 4 W2005 FARGO POOL AB SUPER HOLDINGS, L.P. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4207 4 W2005 FARGO POOL D SUPER HOLDINGS, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4208 5 W2005 CNL FARGO HOLDINGS PARTNER, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4209 4 W2005 KZL 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4210 5 KERZNER INTERNATIONAL HOLDINGS LIMITED 525990 - Other Nassau BAHAMAS, THE Financial Vehicles 4211 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, L.L.C. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4212 5 W2005/FARGO HOTEL HOLDINGS II, L.P. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4213 6 W2005 CNL FARGO HOLDINGS PARTNER, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4214 4 W2005/FARGO HOTEL HOLDINGS II, L.P. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4215 4 W2005/FARGO MEZZ HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4216 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4217 5 W2005/THIRTY-TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4218 6 W2005/THIRTY-THREE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4219 7 HIGHSTREET HOLDING GBR 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4220 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4221 6 W2005/W2007 VERNAL ASSET 1 LUXEMBOURG 525990 - Other LUXEMBOURG LUXEMBOURG S.A.R.L. Financial Vehicles 4222 6 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 525990 - Other Luxembourg LUXEMBOURG (H2) S.C.S. Financial Vehicles 4223 7 W2005/W2007 VERNAL ASSET 1 LUXEMBOURG 525990 - Other LUXEMBOURG LUXEMBOURG S.A.R.L. Financial Vehicles 4224 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4225 5 W2005/THIRTY-TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4226 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4227 4 WHITEHALL FRENCH RE 2 SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4228 5 W2005 PUPPET I B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4229 4 WHITEHALL FRENCH RE 3 SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4230 5 W2005 PUPPET I B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4231 4 WHITEHALL SPECIAL GEN-PAR 2005, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4232 5 CARIBBEAN FUND GEN-PAR 2005, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4233 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4234 2 WH ADVISORS, L.L.C. 2007 525990 - Other New York NY UNITED STATES Financial Vehicles 4235 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2007 Financial Vehicles 4236 2 WH ADVISORS, L.L.C. IX 525990 - Other New York NY UNITED STATES Financial Vehicles 4237 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP IX 525990 - Other New York NY UNITED STATES Financial Vehicles 4238 2 WH ADVISORS, L.L.C. V 525990 - Other New York NY UNITED STATES Financial Vehicles 4239 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V 525990 - Other New York NY UNITED STATES Financial Vehicles 4240 2 WH ADVISORS, L.L.C. VI 525990 - Other New York NY UNITED STATES Financial Vehicles 4241 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VI 525990 - Other New York NY UNITED STATES Financial Vehicles 4242 2 WH ADVISORS, L.L.C. VII 525990 - Other New York NY UNITED STATES Financial Vehicles 4243 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VII 525990 - Other New York NY UNITED STATES Financial Vehicles 4244 2 WH ADVISORS, L.L.C. VIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4245 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4246 2 WH ADVISORS, L.L.C. X 525990 - Other New York NY UNITED STATES Financial Vehicles 4247 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP X 525990 - Other New York NY UNITED STATES Financial Vehicles 4248 2 WH ADVISORS, L.L.C. XI 525990 - Other New York NY UNITED STATES Financial Vehicles 4249 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XI 525990 - Other New York NY UNITED STATES Financial Vehicles 4250 2 WH ADVISORS, L.L.C. XII 525990 - Other New York NY UNITED STATES Financial Vehicles 4251 2 WH ADVISORS, L.L.C. XIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4252 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XII 525990 - Other New York NY UNITED STATES Financial Vehicles 4253 4 A/C GP (NON-POOLING), L.L.C. 551112 - Offices Wilmington DE UNITED STATES of Other Holding Companies 4254 4 ARCHON CAPITAL (NON-POOLING), L.P. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4255 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4256 4 WH13/DANKO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4257 4 WH13/TWENTY-FOUR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4258 4 WH13/TWENTY-NINE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4259 5 ASIO S.R.L. 525990 - Other Milan ITALY (OTHER) Financial Vehicles 4260 4 WH13/TWENTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4261 5 ASIO S.R.L. 525990 - Other Milan ITALY (OTHER) Financial Vehicles 4262 2 WH INTERNATIONAL (LUX INVESTOR) ADVISORS, L.L.C. 2008 525990 - Other New York NY UNITED STATES Financial Vehicles 4263 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE (LUX 525990 - Other New York NY UNITED STATES INVESTOR) LIMITED PARTNERSHIP 2008 Financial Vehicles 4264 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4265 4 W2007 BEAR L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4266 4 W2007/W2008 FINANCE LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4267 4 W2008 JUPITER INVESTMENT CAYMAN LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4268 4 W2008 OUKA (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4269 4 W2008 RAINBOW 1 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4270 4 W2008 RAINBOW 2 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4271 4 W2008 RAINBOW 3 (DELAWARE) L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4272 4 Whitehall European RE 9A S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4273 2 WH INTERNATIONAL ADVISORS, L.L.C. 2001 525990 - Other New York NY UNITED STATES Financial Vehicles 4274 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 4275 4 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4276 4 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4277 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4278 4 W2001 BRITANNIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4279 4 W2001 LOFT FINANCE INTERNATIONAL, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles
4196 10 W2005/FARGO HOTELS (POOL N/A N/A The direct holder is a C) GEN-PAR, L.L.C. Non-Managing Member. 4197 11 W2005/FARGO HOTELS N/A 100 (POOL C) REALTY, L.P. 4198 10 W2005/FARGO HOTELS (POOL N/A 100 C) REALTY, L.P. 4199 4 W2005 CNL HOLDINGS, L.L.C. N/A N/A The direct holder is a Managing Member. 4200 5 W2005 CNL FARGO HOLDINGS PARTNER, LLC N/A N/A The direct holder is a Non-Managing Member. 4201 6 W2005 CNL FARGO HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 4202 4 W2005 EHY HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 4203 4 W2005 FARGO POOL AB SUPER HOLDINGS GEN-PAR, LLC N/A N/A The direct holder is a Non-Managing Member. 4204 5 W2005 FARGO POOL AB SUPER HOLDINGS, L.P. N/A N/A The direct holder is a General Partner. 4205 6 W2005 CNL FARGO HOLDINGS PARTNER, LLC N/A N/A The direct holder is a Non-Managing Member. 4206 4 W2005 FARGO POOL AB SUPER HOLDINGS, L.P. N/A N/A The direct holder is a Limited Partner. 4207 4 W2005 FARGO POOL D SUPER HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 4208 5 W2005 CNL FARGO HOLDINGS PARTNER, LLC N/A N/A The direct holder is a Non-Managing Member. 4209 4 W2005 KZL 100 N/A 4210 5 KERZNER INTERNATIONAL HOLDINGS LIMITED 21 N/A 4211 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, L.L.C. N/A N/A The direct holder is a Managing Member. 4212 5 W2005/FARGO HOTEL HOLDINGS II, L.P. N/A N/A The direct holder is a General Partner. 4213 6 W2005 CNL FARGO HOLDINGS PARTNER, LLC N/A N/A The direct holder is a Non-Managing Member. 4214 4 W2005/FARGO HOTEL HOLDINGS II, L.P. N/A N/A The direct holder is a Limited Partner. 4215 4 W2005/FARGO MEZZ HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 4216 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 100 N/A 4217 5 W2005/THIRTY-TWO B.V. 100 N/A 4218 6 W2005/THIRTY-THREE B.V. 100 N/A 4219 7 HIGHSTREET HOLDING GBR 51 N/A 4220 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 100 N/A 4221 6 W2005/W2007 VERNAL ASSET 1 LUXEMBOURG 100 N/A S.A.R.L. 4222 6 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 99 N/A (H2) S.C.S. 4223 7 W2005/W2007 VERNAL ASSET 1 LUXEMBOURG 100 N/A S.A.R.L. 4224 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 100 N/A 4225 5 W2005/THIRTY-TWO B.V. 100 N/A 4226 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 100 N/A 4227 4 WHITEHALL FRENCH RE 2 SARL 100 N/A 4228 5 W2005 PUPPET I B.V. 100 N/A 4229 4 WHITEHALL FRENCH RE 3 SARL 100 N/A 4230 5 W2005 PUPPET I B.V. 100 N/A 4231 4 WHITEHALL SPECIAL GEN-PAR 2005, LLC N/A N/A The direct holder is a Managing Member. 4232 5 CARIBBEAN FUND GEN-PAR 2005, LLC N/A N/A The direct holder is a Non-Managing Member. 4233 5 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, N/A N/A The direct holder is a L.P. Limited Partner. 4234 2 WH ADVISORS, L.L.C. 2007 N/A N/A The direct holder is a Non-Managing Member. 4235 3 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2007 General Partner. 4236 2 WH ADVISORS, L.L.C. IX N/A N/A The direct holder is a Managing Member. 4237 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP IX N/A N/A The direct holder is a General Partner. 4238 2 WH ADVISORS, L.L.C. V N/A N/A The direct holder is a Non-Managing Member. 4239 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V N/A N/A The direct holder is a General Partner. 4240 2 WH ADVISORS, L.L.C. VI N/A N/A The direct holder is a Non-Managing Member. 4241 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VI N/A N/A The direct holder is a General Partner. 4242 2 WH ADVISORS, L.L.C. VII N/A N/A The direct holder is a Non-Managing Member. 4243 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VII N/A N/A The direct holder is a General Partner. 4244 2 WH ADVISORS, L.L.C. VIII N/A N/A The direct holder is a Non-Managing Member. 4245 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VIII N/A N/A The direct holder is a General Partner. 4246 2 WH ADVISORS, L.L.C. X N/A N/A The direct holder is a Managing Member. 4247 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP X N/A N/A The direct holder is a General Partner. 4248 2 WH ADVISORS, L.L.C. XI N/A N/A The direct holder is a Non-Managing Member. 4249 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XI N/A N/A The direct holder is a General Partner. 4250 2 WH ADVISORS, L.L.C. XII N/A N/A The direct holder is a Non-Managing Member. 4251 2 WH ADVISORS, L.L.C. XIII N/A N/A The direct holder is a Non-Managing Member. 4252 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XII N/A N/A The direct holder is a General Partner. 4253 4 A/C GP (NON-POOLING), L.L.C. N/A N/A The direct holder is a Managing Member. 4254 4 ARCHON CAPITAL (NON-POOLING), L.P. N/A N/A The direct holder is a Limited Partner. 4255 3 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XIII N/A N/A The direct holder is a General Partner. 4256 4 WH13/DANKO B.V. 100 N/A 4257 4 WH13/TWENTY-FOUR B.V. 100 N/A 4258 4 WH13/TWENTY-NINE B.V. 99 N/A 4259 5 ASIO S.R.L. 100 N/A 4260 4 WH13/TWENTY-SIX B.V. 99 N/A 4261 5 ASIO S.R.L. 100 N/A 4262 2 WH INTERNATIONAL (LUX INVESTOR) ADVISORS, L.L.C. 2008 N/A N/A The direct holder is a Non-Managing Member. 4263 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE (LUX N/A N/A The direct holder is a INVESTOR) LIMITED PARTNERSHIP 2008 General Partner. 4264 4 GS Lux Management Services S.a r.l. 100 N/A 4265 4 W2007 BEAR L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4266 4 W2007/W2008 FINANCE LTD. 100 N/A 4267 4 W2008 JUPITER INVESTMENT CAYMAN LTD. 100 N/A 4268 4 W2008 OUKA (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4269 4 W2008 RAINBOW 1 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4270 4 W2008 RAINBOW 2 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4271 4 W2008 RAINBOW 3 (DELAWARE) L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4272 4 Whitehall European RE 9A S.a r.l. 100 N/A 4273 2 WH INTERNATIONAL ADVISORS, L.L.C. 2001 N/A N/A The direct holder is a Non-Managing Member. 4274 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 General Partner. 4275 4 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Ordinary shares. 4276 4 QMH FINCO S.A R.L. 100 N/A 4277 4 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Managing Member. 4278 4 W2001 BRITANNIA LLC N/A N/A The direct holder is a Managing Member. 4279 4 W2001 LOFT FINANCE INTERNATIONAL, L.L.C. N/A N/A The direct holder is a Managing Member.
4280 4 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4281 4 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4282 2 WH INTERNATIONAL ADVISORS, L.L.C. 2005 525990 - Other New York NY UNITED STATES Financial Vehicles 4283 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2005 Financial Vehicles 4284 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4285 4 W2005 KZL 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4286 4 W2005 PUPPET 1 LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4287 4 W2005 PUPPET 2 LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4288 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4289 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4290 4 WHITEHALL EUROPEAN RE 4 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4291 4 WHITEHALL EUROPEAN RE 5 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4292 2 WH INTERNATIONAL ADVISORS, L.L.C. 2008 525990 - Other New York NY UNITED STATES Financial Vehicles 4293 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2008 Financial Vehicles 4294 2 WH PARALLEL ADVISORS, L.L.C. 2001 525990 - Other New York NY UNITED STATES Financial Vehicles 4295 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 4296 4 HIHARAKO (CAYMAN) L.L.C. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4297 5 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4298 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4299 4 W2001 GEN PAR EUR 3 B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4300 5 W2001 PARC C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4301 6 W2001 LOFT B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4302 5 W2001 WEBSTER CV 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4303 6 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4304 4 W2001 PARC C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4305 4 W2001 TWO C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4306 5 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4307 5 QMH LIMITED 525990 - Other Essex UNITED KINGDOM Financial Vehicles (OTHER) 4308 5 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4309 4 W2001 WEBSTER CV 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4310 4 W2001/SIXTY-ONE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4311 5 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4312 5 W2001 TWO C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4313 2 WH PARALLEL ADVISORS, L.L.C. 2007 525990 - Other New York NY UNITED STATES Financial Vehicles 4314 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2007 Financial Vehicles 4315 4 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, L.P. 531390 - Other New York NY UNITED STATES activities related to real estate 4316 4 GS Lux Management Services S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4317 4 HIHARAKO 2007 (CAYMAN) LTD. 531390 - Other George Town CAYMAN ISLANDS activities related to real estate 4318 4 W2007 230 PARK, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4319 4 W2007 MVP HOTELS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4320 4 W2007 PARALLEL AMELIA SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4321 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4322 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4323 4 W2007 PARALLEL BEAR S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4324 5 W2007 BEAR L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4325 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4326 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4327 4 W2007 PARALLEL LANCASTER S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4328 5 W2007/W2008 FINANCE LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4329 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4330 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4331 4 W2007 PARALLEL LINDENCORSO S.A.R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4332 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4333 4 W2007 Parallel Selfridges S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4334 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4335 4 W2007 Parallel Vernal S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4336 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4337 4 W2007/ACEP HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4338 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4339 2 WH PARALLEL ADVISORS, L.L.C. XIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4340 3 WHITEHALL PARALLEL REAL ESTATE LIMITED PARTNERSHIP XIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4341 4 MDL SEVEN HOLDINGS (CAYMAN) INC. 551112 - Offices George Town CAYMAN ISLANDS of Other Holding Companies 4342 4 WH MEZZCO GP, L.L.C. II 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4343 4 WH13/ASIO ASTREA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4344 5 WH13/TWENTY-NINE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4345 5 WH13/TWENTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4346 4 WH13/DANKO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4347 4 WH13/FORTY-THREE B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4348 5 WH13/ASIO ASTREA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4349 4 WH13/FORTY-TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4350 5 WH13/ASIO ASTREA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4351 4 WH13/TWENTY-FOUR B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4352 2 WH13/DANKO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4353 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY UNITED STATES 2001 Financial Vehicles 4354 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY UNITED STATES 2007 Financial Vehicles 4355 2 WHITEHALL PARALLEL REAL ESTATE LIMITED PARTNERSHIP XIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4356 2 WHITEHALL STREET EMPLOYEE FUNDS 2001 GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4357 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4358 4 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4359 4 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4360 4 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4361 4 W2001 BRITANNIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4362 4 W2001 CAPITOL B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4363 4 W2001 LOFT B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles
4280 4 W2001 REGINA C.V. N/A N/A The direct holder is a Limited Partner. 4281 4 W2001/FORTY-SIX B.V. 100 N/A 4282 2 WH INTERNATIONAL ADVISORS, L.L.C. 2005 N/A N/A The direct holder is a Non-Managing Member. 4283 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2005 General Partner. 4284 4 GS Lux Management Services S.a r.l. 100 N/A 4285 4 W2005 KZL 100 N/A 4286 4 W2005 PUPPET 1 LLC N/A N/A The direct holder is a Managing Member. 4287 4 W2005 PUPPET 2 LLC N/A N/A The direct holder is a Managing Member. 4288 4 WHITEHALL EUROPEAN RE 1 S.A.R.L. 100 N/A 4289 4 WHITEHALL EUROPEAN RE 2 S.A.R.L. 100 N/A 4290 4 WHITEHALL EUROPEAN RE 4 S.A R.L. 100 N/A 4291 4 WHITEHALL EUROPEAN RE 5 S.A R.L. 99 N/A 4292 2 WH INTERNATIONAL ADVISORS, L.L.C. 2008 N/A N/A The direct holder is a Non-Managing Member. 4293 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2008 General Partner. 4294 2 WH PARALLEL ADVISORS, L.L.C. 2001 N/A N/A The direct holder is a Non-Managing Member. 4295 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 General Partner. 4296 4 HIHARAKO (CAYMAN) L.L.C. 100 N/A 4297 5 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Preferred shares. 4298 4 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Managing Member. 4299 4 W2001 GEN PAR EUR 3 B.V. 100 N/A 4300 5 W2001 PARC C.V. N/A N/A The direct holder is a General Partner. 4301 6 W2001 LOFT B.V. 99 N/A 4302 5 W2001 WEBSTER CV N/A N/A The direct holder is a General Partner. 4303 6 W2001 CAPITOL B.V. 100 N/A 4304 4 W2001 PARC C.V. N/A N/A The direct holder is a Limited Partner. 4305 4 W2001 TWO C.V. N/A N/A The direct holder is a Limited Partner. 4306 5 QMH FINCO S.A R.L. 100 N/A 4307 5 QMH LIMITED 90 N/A 4308 5 W2001/FORTY-SIX B.V. 100 N/A 4309 4 W2001 WEBSTER CV N/A N/A The direct holder is a Limited Partner. 4310 4 W2001/SIXTY-ONE B.V. 100 N/A 4311 5 W2001 REGINA C.V. N/A N/A The direct holder is a Limited Partner. 4312 5 W2001 TWO C.V. N/A N/A The direct holder is a General Partner. 4313 2 WH PARALLEL ADVISORS, L.L.C. 2007 N/A N/A The direct holder is a Non-Managing Member. 4314 3 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2007 General Partner. 4315 4 BLACKSTONE HLT PRINCIPAL TRANSACTION PARTNERS, L.P. N/A 32 4316 4 GS Lux Management Services S.a r.l. 100 N/A 4317 4 HIHARAKO 2007 (CAYMAN) LTD. 100 N/A 4318 4 W2007 230 PARK, LLC N/A N/A The direct holder is a Managing Member. 4319 4 W2007 MVP HOTELS, LLC 94 N/A 4320 4 W2007 PARALLEL AMELIA SARL 100 N/A 4321 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 100 N/A This holding represents ownership in Class A shares. 4322 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 100 N/A This holding represents ownership in Class A shares. 4323 4 W2007 PARALLEL BEAR S.A.R.L. 100 N/A 4324 5 W2007 BEAR L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4325 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 100 N/A This holding represents ownership in Class B shares. 4326 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 100 N/A This holding represents ownership in Class B shares. 4327 4 W2007 PARALLEL LANCASTER S.A R.L. 100 N/A 4328 5 W2007/W2008 FINANCE LTD. 100 N/A 4329 5 WHITEHALL EUROPEAN RE 7 S.A R.L. 100 N/A This holding represents ownership in Class C shares. 4330 5 WHITEHALL EUROPEAN RE 8 S.A R.L. 100 N/A This holding represents ownership in Class C shares. 4331 4 W2007 PARALLEL LINDENCORSO S.A.R.L. 100 N/A 4332 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 100 N/A This holding represents ownership in Class F shares. 4333 4 W2007 Parallel Selfridges S.a r.l. 100 N/A 4334 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 100 N/A This holding represents ownership in Class B shares. 4335 4 W2007 Parallel Vernal S.a r.l. 100 N/A 4336 5 WHITEHALL EUROPEAN RE 6 S.A R.L. 100 N/A This holding represents ownership in Class E shares. 4337 4 W2007/ACEP HOLDINGS, LLC 96 N/A 4338 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 100 N/A This holding represents ownership in Class A shares. 4339 2 WH PARALLEL ADVISORS, L.L.C. XIII N/A N/A The direct holder is a Non-Managing Member. 4340 3 WHITEHALL PARALLEL REAL ESTATE LIMITED PARTNERSHIP XIII N/A N/A The direct holder is a General Partner. 4341 4 MDL SEVEN HOLDINGS (CAYMAN) INC. 100 N/A 4342 4 WH MEZZCO GP, L.L.C. II N/A N/A The direct holder is a Managing Member. 4343 4 WH13/ASIO ASTREA C.V. N/A N/A The direct holder is a Limited Partner. 4344 5 WH13/TWENTY-NINE B.V. 99 N/A 4345 5 WH13/TWENTY-SIX B.V. 99 N/A 4346 4 WH13/DANKO B.V. 100 N/A 4347 4 WH13/FORTY-THREE B.V. 100 N/A 4348 5 WH13/ASIO ASTREA C.V. N/A N/A The direct holder is a General Partner. 4349 4 WH13/FORTY-TWO B.V. 100 N/A 4350 5 WH13/ASIO ASTREA C.V. N/A N/A The direct holder is a General Partner. 4351 4 WH13/TWENTY-FOUR B.V. 100 N/A 4352 2 WH13/DANKO B.V. 100 N/A 4353 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP N/A N/A The direct holder is a 2001 Limited Partner. 4354 2 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED PARTNERSHIP N/A N/A The direct holder is a 2007 Limited Partner. 4355 2 WHITEHALL PARALLEL REAL ESTATE LIMITED PARTNERSHIP XIII N/A N/A The direct holder is a Limited Partner. 4356 2 WHITEHALL STREET EMPLOYEE FUNDS 2001 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4357 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. N/A N/A The direct holder is a General Partner. 4358 4 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Ordinary shares. 4359 4 QMH FINCO S.A R.L. 100 N/A 4360 4 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4361 4 W2001 BRITANNIA LLC N/A N/A The direct holder is a Managing Member. 4362 4 W2001 CAPITOL B.V. 100 N/A 4363 4 W2001 LOFT B.V. 99 N/A
4364 4 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4365 4 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4366 4 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 4367 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 4368 4 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 4369 3 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4370 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4371 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 525990 - Other George Town CAYMAN ISLANDS (CORPORATE), L.P. Financial Vehicles 4372 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 4373 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 525990 - Other New York NY UNITED STATES 2001 (DELAWARE), L.P. Financial Vehicles 4374 6 MERCER INVESTMENTS IV PRIVATE LTD. 525990 - Other Federal MALAYSIA Financial Vehicles Territory of (OTHER) Labuan 4375 6 QMH FINCO S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4376 6 W2001 ARES REALTY HOLDING, L.L.C. 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4377 6 W2001 BRITANNIA LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4378 6 W2001 LOFT FINANCE INTERNATIONAL EMPLOYEE, 525990 - Other Wilmington DE UNITED STATES L.L.C. Financial Vehicles 4379 6 W2001 REGINA C.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4380 6 W2001/FORTY-SIX B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4381 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 525990 - Other New York NY UNITED STATES (DELAWARE), L.P. Financial Vehicles 4382 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4383 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001 525990 - Other George Town CAYMAN ISLANDS (CORPORATE), L.P. Financial Vehicles 4384 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 4385 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4386 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 4387 2 WHITEHALL STREET EMPLOYEE FUNDS 2005 GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4388 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4389 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4390 4 AWH EMPLOYEE GEN-PAR, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4391 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4392 4 CARIBBEAN FUND GEN-PAR 2005, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4393 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4394 4 W2005 CNL FARGO GP, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4395 4 W2005 FARGO POOL D SUPER HOLDINGS, LLC 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4396 4 W2005 KZL 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4397 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, L.L.C. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4398 4 W2005/FARGO HOTEL HOLDINGS II, L.P. 551112 - Offices Irving TX UNITED STATES of Other Holding Companies 4399 4 W2005/FARGO MEZZ HOLDINGS, LLC 525990 - Other Wilmington DE UNITED STATES Financial Vehicles 4400 4 WHITEHALL FRENCH RE 1 SARL 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4401 5 W2005 PUPPET I B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4402 4 Whitehall European RE 3 S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4403 5 W2005/THIRTY-TWO B.V. 525990 - Other Amsterdam NETHERLANDS Financial Vehicles 4404 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4405 3 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4406 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4407 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2005 Financial Vehicles 4408 3 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4409 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4410 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2005 Financial Vehicles 4411 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 525990 - Other New York NY UNITED STATES (DELAWARE), L.P. Financial Vehicles 4412 4 W2005 KZL 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4413 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4414 4 Whitehall European RE 3 S.a r.l. 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4415 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 CORP. 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 4416 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 4417 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 525990 - Other New York NY UNITED STATES 2005 (DELAWARE), L.P. Financial Vehicles 4418 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4419 3 WHITEHALL STREET INTERNATIONAL PCP FUND 2005 CORP. 525990 - Other NEW YORK NY UNITED STATES Financial Vehicles 4420 4 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4421 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 525990 - Other George Town CAYMAN ISLANDS 2005, L.P. Financial Vehicles 4422 5 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2005 Financial Vehicles 4423 3 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4424 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005 CORP., 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 4425 4 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, 525990 - Other Luxembourg LUXEMBOURG S.a.r.l. Financial Vehicles 4426 5 WHITEHALL STREET INTERNATIONAL REPIA FUND 525990 - Other George Town CAYMAN ISLANDS 2005, L.P. Financial Vehicles 4427 6 WHITEHALL STREET INTERNATIONAL EMPLOYEE 525990 - Other George Town CAYMAN ISLANDS FUND 2005, L.P. Financial Vehicles 4428 6 WHITEHALL STREET INTERNATIONAL REAL ESTATE 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2005 Financial Vehicles 4429 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4430 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, 525990 - Other Luxembourg LUXEMBOURG S.a.r.l. Financial Vehicles 4431 2 WHITEHALL STREET EMPLOYEE FUNDS 2007 GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4432 3 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE FUND 525990 - Other New York NY UNITED STATES 2007, L.P. Financial Vehicles 4433 4 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE 525990 - Other New York NY UNITED STATES MASTER FUND 2007, L.P. Financial Vehicles 4434 5 W2007 FINANCE SUB, LLC 525990 - Other New York NY UNITED STATES Financial Vehicles 4435 3 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER 525990 - Other New York NY UNITED STATES FUND 2007, L.P. Financial Vehicles 4436 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC FUND 2007, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4437 4 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 525990 - Other New York NY UNITED STATES 2007, L.P. Financial Vehicles 4438 5 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE 525990 - Other New York NY UNITED STATES MASTER FUND 2007, L.P. Financial Vehicles 4439 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2007 Financial Vehicles 4440 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4441 2 WHITEHALL STREET EMPLOYEE FUNDS 2008 GP, L.L.C. 525990 - Other New York NY UNITED STATES Financial Vehicles 4442 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND OVERRIDE 531390 - Other New York NY UNITED STATES SUB 2008, LTD. activities related to real estate 4443 4 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2008 Financial Vehicles 4444 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE MASTER FUND 525990 - Other George Town CAYMAN ISLANDS 2008, L.P. Financial Vehicles 4445 4 W2008 INTERNATIONAL FINANCE SUB LTD. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4446 3 WHITEHALL STREET INTERNATIONAL OVERRIDE FUND 2008, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4447 3 WHITEHALL STREET INTERNATIONAL PMD QP FUND 2008, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles
4364 4 W2001 REGINA C.V. N/A N/A The direct holder is a Limited Partner. 4365 4 W2001/FORTY-SIX B.V. 100 N/A 4366 4 WHITEHALL PARALLEL GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 Limited Partner. 4367 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 Limited Partner. 4368 4 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 Limited Partner. 4369 3 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. N/A N/A The direct holder is a General Partner. 4370 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. N/A N/A The direct holder is a Limited Partner. 4371 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 N/A N/A The direct holder is a (CORPORATE), L.P. General Partner. 4372 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, N/A N/A The direct holder is a L.P. Limited Partner. 4373 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND N/A N/A The direct holder is a 2001 (DELAWARE), L.P. Limited Partner. 4374 6 MERCER INVESTMENTS IV PRIVATE LTD. 100 N/A This holding represents ownership in Preferred shares. 4375 6 QMH FINCO S.A R.L. 100 N/A 4376 6 W2001 ARES REALTY HOLDING, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4377 6 W2001 BRITANNIA LLC N/A N/A The direct holder is a Managing Member. 4378 6 W2001 LOFT FINANCE INTERNATIONAL EMPLOYEE, N/A N/A The direct holder is a L.L.C. Managing Member. 4379 6 W2001 REGINA C.V. N/A N/A The direct holder is a Limited Partner. 4380 6 W2001/FORTY-SIX B.V. 100 N/A 4381 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001 N/A N/A The direct holder is a (DELAWARE), L.P. General Partner. 4382 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. N/A N/A The direct holder is a General Partner. 4383 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001 N/A N/A The direct holder is a (CORPORATE), L.P. General Partner. 4384 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, N/A N/A The direct holder is a L.P. Limited Partner. 4385 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001, L.P. N/A N/A The direct holder is a General Partner. 4386 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, N/A N/A The direct holder is a L.P. Limited Partner. 4387 2 WHITEHALL STREET EMPLOYEE FUNDS 2005 GP, L.L.C. N/A N/A The direct holder is a Managing Member. 4388 3 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4389 4 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4390 4 AWH EMPLOYEE GEN-PAR, L.L.C. N/A N/A The direct holder is a Managing Member. 4391 5 ARCHON CORE PLUS REAL ESTATE FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4392 4 CARIBBEAN FUND GEN-PAR 2005, LLC N/A N/A The direct holder is a Non-Managing Member. 4393 4 CARIBBEAN REAL ESTATE OPPORTUNITY FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4394 4 W2005 CNL FARGO GP, LLC N/A N/A The direct holder is a Non-Managing Member. 4395 4 W2005 FARGO POOL D SUPER HOLDINGS, LLC N/A N/A The direct holder is a Non-Managing Member. 4396 4 W2005 KZL 100 N/A 4397 4 W2005/FARGO HOTEL HOLDINGS II GEN-PAR, L.L.C. N/A N/A The direct holder is a Managing Member. 4398 4 W2005/FARGO HOTEL HOLDINGS II, L.P. N/A N/A The direct holder is a Limited Partner. 4399 4 W2005/FARGO MEZZ HOLDINGS, LLC N/A N/A The direct holder is a Managing Member. 4400 4 WHITEHALL FRENCH RE 1 SARL 100 N/A 4401 5 W2005 PUPPET I B.V. 100 N/A 4402 4 Whitehall European RE 3 S.a r.l. 100 N/A 4403 5 W2005/THIRTY-TWO B.V. 100 N/A 4404 5 W2005/W2007 VERNAL HOLDING 1 LUXEMBOURG 100 N/A 4405 3 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4406 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4407 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2005 Limited Partner. 4408 3 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4409 4 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4410 4 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2005 Limited Partner. 4411 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 N/A N/A The direct holder is a (DELAWARE), L.P. General Partner. 4412 4 W2005 KZL 100 N/A 4413 4 WHITEHALL EUROPEAN RE 6 S.A R.L. 100 N/A This holding represents ownership in Class F shares. 4414 4 Whitehall European RE 3 S.a r.l. 100 N/A 4415 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005 CORP. 1 N/A 4416 4 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, N/A N/A The direct holder is a L.P. Limited Partner. 4417 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND N/A N/A The direct holder is a 2005 (DELAWARE), L.P. Limited Partner. 4418 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4419 3 WHITEHALL STREET INTERNATIONAL PCP FUND 2005 CORP. 100 N/A 4420 4 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4421 5 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 4422 5 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2005 Limited Partner. 4423 3 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4424 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005 CORP., N/A N/A The direct holder is a L.P. General Partner. 4425 4 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, 63 N/A S.a.r.l. 4426 5 WHITEHALL STREET INTERNATIONAL REPIA FUND N/A N/A The direct holder is a 2005, L.P. Limited Partner. 4427 6 WHITEHALL STREET INTERNATIONAL EMPLOYEE N/A N/A The direct holder is a FUND 2005, L.P. Limited Partner. 4428 6 WHITEHALL STREET INTERNATIONAL REAL ESTATE N/A N/A The direct holder is a LIMITED PARTNERSHIP 2005 Limited Partner. 4429 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. N/A N/A The direct holder is a General Partner. 4430 3 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, 63 N/A S.a.r.l. 4431 2 WHITEHALL STREET EMPLOYEE FUNDS 2007 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4432 3 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE FUND N/A N/A The direct holder is a 2007, L.P. General Partner. 4433 4 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE N/A N/A The direct holder is a MASTER FUND 2007, L.P. Limited Partner. 4434 5 W2007 FINANCE SUB, LLC N/A N/A The direct holder is a Non-Managing Member. 4435 3 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER N/A N/A The direct holder is a FUND 2007, L.P. General Partner. 4436 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC FUND 2007, N/A N/A The direct holder is a L.P. General Partner. 4437 4 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND N/A N/A The direct holder is a 2007, L.P. Limited Partner. 4438 5 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE N/A N/A The direct holder is a MASTER FUND 2007, L.P. Limited Partner. 4439 5 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2007 Limited Partner. 4440 3 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, N/A N/A The direct holder is a L.P. General Partner. 4441 2 WHITEHALL STREET EMPLOYEE FUNDS 2008 GP, L.L.C. N/A N/A The direct holder is a Non-Managing Member. 4442 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND OVERRIDE 100 N/A SUB 2008, LTD. 4443 4 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2008 Limited Partner. 4444 3 WHITEHALL STREET INTERNATIONAL EMPLOYEE MASTER FUND N/A N/A The direct holder is a 2008, L.P. General Partner. 4445 4 W2008 INTERNATIONAL FINANCE SUB LTD. 100 N/A 4446 3 WHITEHALL STREET INTERNATIONAL OVERRIDE FUND 2008, L.P. N/A N/A The direct holder is a General Partner. 4447 3 WHITEHALL STREET INTERNATIONAL PMD QP FUND 2008, L.P. N/A N/A The direct holder is a General Partner.
4448 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4449 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4450 2 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4451 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE FUND 2007, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4452 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER FUND 525990 - Other New York NY UNITED STATES 2007, L.P. Financial Vehicles 4453 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY UNITED STATES 2001 Financial Vehicles 4454 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY UNITED STATES 2005 Financial Vehicles 4455 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP 525990 - Other New York NY UNITED STATES 2007 Financial Vehicles 4456 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC FUND 2007, 525990 - Other New York NY UNITED STATES L.P. Financial Vehicles 4457 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4458 2 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4459 2 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. 525990 - Other New York NY UNITED STATES Financial Vehicles 4460 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4461 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4462 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE MASTER FUND 2008, 525990 - Other George Town CAYMAN ISLANDS L.P. Financial Vehicles 4463 2 WHITEHALL STREET INTERNATIONAL OVERRIDE OFFSHORE FUND 2008 525990 - Other Luxembourg LUXEMBOURG SCA Financial Vehicles 4464 2 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4465 2 WHITEHALL STREET INTERNATIONAL PMD QP FUND 2008, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4466 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE (LUX INVESTOR) 525990 - Other New York NY UNITED STATES LIMITED PARTNERSHIP 2008 Financial Vehicles 4467 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 525990 - Other George Town CAYMAN ISLANDS 2001 Financial Vehicles 4468 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 525990 - Other George Town CAYMAN ISLANDS 2005 Financial Vehicles 4469 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 525990 - Other George Town CAYMAN ISLANDS 2008 Financial Vehicles 4470 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2001 Financial Vehicles 4471 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2005 Financial Vehicles 4472 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED 525990 - Other New York NY UNITED STATES PARTNERSHIP 2008 Financial Vehicles 4473 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE S.A.R.L. 2008 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4474 3 WHITEHALL STREET INTERNATIONAL OVERRIDE OFFSHORE FUND 525990 - Other Luxembourg LUXEMBOURG 2008 SCA Financial Vehicles 4475 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE SCA 2008 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4476 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE SCA 2008 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles 4477 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001 525990 - Other George Town CAYMAN ISLANDS (CORPORATE), L.P. Financial Vehicles 4478 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4479 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. 525990 - Other George Town CAYMAN ISLANDS Financial Vehicles 4480 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP IX 525990 - Other New York NY UNITED STATES Financial Vehicles 4481 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V 525990 - Other New York NY UNITED STATES Financial Vehicles 4482 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VI 525990 - Other New York NY UNITED STATES Financial Vehicles 4483 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VII 525990 - Other New York NY UNITED STATES Financial Vehicles 4484 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4485 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP X 525990 - Other New York NY UNITED STATES Financial Vehicles 4486 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XI 525990 - Other New York NY UNITED STATES Financial Vehicles 4487 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XII 525990 - Other New York NY UNITED STATES Financial Vehicles 4488 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XIII 525990 - Other New York NY UNITED STATES Financial Vehicles 4489 2 Whitehall Street International Override Offshore Fund 2008 525990 - Other Luxembourg LUXEMBOURG Financial Vehicles
4448 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2001, L.P. N/A N/A The direct holder is a Limited Partner. 4449 2 WHITEHALL STREET GLOBAL EMPLOYEE FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4450 2 WHITEHALL STREET GLOBAL PCP FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4451 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE FUND 2007, N/A N/A The direct holder is a L.P. Limited Partner. 4452 2 WHITEHALL STREET GLOBAL REAL ESTATE EMPLOYEE MASTER FUND N/A N/A The direct holder is a 2007, L.P. Limited Partner. 4453 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP N/A N/A The direct holder is a 2001 Limited Partner. 4454 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP N/A N/A The direct holder is a 2005 Limited Partner. 4455 2 WHITEHALL STREET GLOBAL REAL ESTATE LIMITED PARTNERSHIP N/A N/A The direct holder is a 2007 Limited Partner. 4456 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD ESC FUND 2007, N/A N/A The direct holder is a L.P. Limited Partner. 4457 2 WHITEHALL STREET GLOBAL REAL ESTATE PMD QP FUND 2007, L.P. N/A N/A The direct holder is a Limited Partner. 4458 2 WHITEHALL STREET GLOBAL REPIA FUND 2001, L.P. N/A N/A The direct holder is a Limited Partner. 4459 2 WHITEHALL STREET GLOBAL REPIA FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4460 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2001, L.P. N/A N/A The direct holder is a Limited Partner. 4461 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4462 2 WHITEHALL STREET INTERNATIONAL EMPLOYEE MASTER FUND 2008, N/A N/A The direct holder is a L.P. Limited Partner. 4463 2 WHITEHALL STREET INTERNATIONAL OVERRIDE OFFSHORE FUND 2008 100 N/A This holding represents SCA ownership in A-2 shares. 4464 2 WHITEHALL STREET INTERNATIONAL PCP FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4465 2 WHITEHALL STREET INTERNATIONAL PMD QP FUND 2008, L.P. N/A N/A The direct holder is a Limited Partner. 4466 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE (LUX INVESTOR) N/A N/A The direct holder is a LIMITED PARTNERSHIP 2008 Limited Partner. 4467 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 100 N/A 2001 4468 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 100 N/A 2005 4469 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE CORPORATION 100 N/A 2008 4470 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2001 Limited Partner. 4471 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2005 Limited Partner. 4472 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE LIMITED N/A N/A The direct holder is a PARTNERSHIP 2008 Limited Partner. 4473 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE S.A.R.L. 2008 100 N/A 4474 3 WHITEHALL STREET INTERNATIONAL OVERRIDE OFFSHORE FUND 100 N/A This holding represents 2008 SCA ownership in Management shares. 4475 3 WHITEHALL STREET INTERNATIONAL REAL ESTATE SCA 2008 100 N/A This holding represents ownership in Management shares. 4476 2 WHITEHALL STREET INTERNATIONAL REAL ESTATE SCA 2008 100 N/A This holding represents ownership in A-5 shares. 4477 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001 N/A N/A The direct holder is a (CORPORATE), L.P. Limited Partner. 4478 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2001, L.P. N/A N/A The direct holder is a Limited Partner. 4479 2 WHITEHALL STREET INTERNATIONAL REPIA FUND 2005, L.P. N/A N/A The direct holder is a Limited Partner. 4480 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP IX N/A N/A The direct holder is a Limited Partner. 4481 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP V N/A N/A The direct holder is a Limited Partner. 4482 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VI N/A N/A The direct holder is a Limited Partner. 4483 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VII N/A N/A The direct holder is a Limited Partner. 4484 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP VIII N/A N/A The direct holder is a Limited Partner. 4485 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP X N/A N/A The direct holder is a Limited Partner. 4486 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XI N/A N/A The direct holder is a Limited Partner. 4487 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XII N/A N/A The direct holder is a Limited Partner. 4488 2 WHITEHALL STREET REAL ESTATE LIMITED PARTNERSHIP XIII N/A N/A The direct holder is a Limited Partner. 4489 2 Whitehall Street International Override Offshore Fund 2008 100 N/A
THE GOLDMAN SACHS GROUP, INC. These entities are directly or indirectly controlled by or under common control with the Company. ITEM 27. NUMBER OF CONTRACT OWNERS As of February 29, 2012, there were 2,427 Contract Owners of qualified Contracts and 2,860 Contract Owners of non-qualified Contracts. ITEM 28. INDEMNIFICATION Article VI of the Company's Bylaws states: The Corporation shall indemnify to the full extent permitted by applicable law any person made or threatened to be made a party to any action, suit or proceeding, whether civil, criminal, administrative or investigative, by reason of the fact that such person or such person's testator or intestate is or was a director, officer or employee of the Corporation or serves or served at the request of the Corporation any other enterprise as a director, officer or employee. Expenses, including attorneys' fees, incurred by any such person in defending any such action, suit or proceeding shall be paid or reimbursed by the Corporation promptly upon receipt by it of an undertaking of such person to repay such expenses if such person if finally adjudicated not to have acted in good faith in the reasonable belief that his or her action was in the best interest of the Corporation or other enterprise. The Corporation shall accept such undertaking without reference to the financial ability of such person to make repayment. Notwithstanding the foregoing, no indemnification shall be provided for any person with respect to any matter as to which such person shall have been finally adjudicated not to have acted in good faith in the reasonable belief that the action was in best interests of the Corporation or other enterprise. No matter disposed of by settlement, compromise, the entry of a consent decree or the entry of any plea in a criminal proceeding, shall of itself be deemed an adjudication of not having acted in good faith in the reasonable belief that the action was in the best interest of the Corporation. The rights provided to any person by this by-law shall be enforceable against the Corporation by such person who shall be presumed to have relied upon it in serving or continuing to serve as director, officer or employee as provided above. No amendment of this by-law shall impair the rights of any person arising at any time with respect to events occurring prior to such amendment. ITEM 29. PRINCIPAL UNDERWRITERS (a) Epoch Securities, Inc. also acts as a principal underwriter for the following: - VEL Account, VEL II Account, VEL Account III, Separate Account SPL-D, Separate Account IMO, Select Account III, Inheiritage Account, Separate Accounts VA-A, VA-B, VA-C, VA-G, VA-H, VA-K, VA-P, Commonwealth Select Separate Account II, Group VEL Account, Separate Account KG, Separate Account KGC, Fulcrum Separate Account, Fulcrum Variable Life Separate Account, Separate Account FUVUL, Separate Account IMO, Commonwealth Select Separate Account, and Commonwealth Annuity Separate Account A of Commonwealth Annuity and Life Insurance Company - Inheiritage Account, VEL II Account, Separate Account I, Separate Account VA-K, Separate Account VA-P, Allmerica Select Separate Account II, Group VEL Account, Separate Account KG, Separate Account KGC, Fulcrum Separate Account, and Allmerica Select Separate Account of First Allmerica Financial Life Insurance Company. (b) The principal business address of most of the following Directors and Officers is: 200 West Street New York, NY 10282-2198 The principal business address of the other following Directors and Officers* is: 132 Turnpike Road, Suite 210 Southborough, MA 01772. (c) As indicated in Part B (Statement of Additional Information), the following commissions and other compensation were received by Epoch Securities, Inc., directly or indirectly, from the Registrant during the Registrant's last fiscal year.
NAME POSITION OR OFFICE WITH UNDERWRITER ------------------------------- --------------------------------------------------- Steven M. Bunson Assistant Treasurer Nabanita Chaterjee Assistant Secretary Richard Cohn Assistant General Counsel and Secretary Manda J. D'Agata Assistant Treasurer John S. Daly Director Julie Hausen Assistant Secretary Kathleen Jack Chief Compliance Officer Securities Underwriting Kenneth L. Josselyn Assistant Secretary Robert A. Mass Compliance Officer Albert P. Meo Financial Operations Principal Stephen R. Pierce Director and Vice President Elizabeth E. Robinson Treasurer Matthew E. Tropp Assistant Secretary Joel Volcy* Chief Operating Officer Nicholas H. von Moltke* Director, President and Chief Executive Officer Margot Wallin* Chief Compliance Officer Variable Products
(2) NET UNDERWRITING (1) NAME OF PRINCIPAL DISCOUNTS AND (3) COMPENSATION ON (4) BROKERAGE (5) OTHER UNDERWRITER COMMISSIONS REDEMPTION COMMISSIONS COMPENSATION ---------------------- -------------------- ------------------- ------------- ------------ Epoch Securities, Inc. None None N/A N/A
As indicated in Part B (Statement of Additional Information) in response to Item 20(c), there were no commissions retained by Epoch Securities, Inc., the principal underwriter of the Contracts, for sales of variable contracts funded by the Registrant in 2011. No other commission or other compensation was received by Epoch Securities, Inc., directly or indirectly, from the Registrant during the Registrant's last fiscal year. ITEM 30. LOCATION OF ACCOUNTS AND RECORDS Each account, book or other document required to be maintained by Section 31(a) of the Investment Company Act of 1940 and Rules 31a-1 to 31a-3 thereunder are maintained for the Company by se2, an affiliate of Security Benefit Life Insurance Company, at One Security Benefit Place, Topeka, Kansas. ITEM 31. MANAGEMENT SERVICES The Company provides daily unit value calculations and related services for the Company's separate accounts. ITEM 32. UNDERTAKINGS (a) The Registrant hereby undertakes to file a post-effective amendment to this registration statement as frequently as is necessary to ensure that the audited financial statements in the registration statement are never more than 16 months old for so long as payments under the variable annuity contracts may be accepted. (b) The Registrant hereby undertakes to include as part of the application to purchase a Contract a space that the applicant can check to request a Statement of Additional Information. (c) The Registrant hereby undertakes to deliver a Statement of Additional Information and any financial statements promptly upon written or oral request, according to the requirements of Form N-4. (d) Insofar as indemnification for liability arising under the 1933 Act may be permitted to Directors, Officers and Controlling Persons of Registrant under any registration statement, underwriting agreement or otherwise, Registrant has been advised that, in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the 1933 Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by Registrant of expenses incurred or paid by a Director, Officer or Controlling Person of Registrant in the successful defense of any action, suit or proceeding) is asserted by such Director, Officer or Controlling Person in connection with the securities being registered, Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the 1933 Act and will be governed by the final adjudication of such issue. (e) The Company hereby represents that the aggregate fees and charges under the Contracts are reasonable in relation to the services rendered, expenses expected to be incurred, and risks assumed by the Company. ITEM 33. REPRESENTATIONS CONCERNING WITHDRAWAL RESTRICTIONS ON SECTION 403(b) PLANS AND UNDER THE TEXAS OPTIONAL RETIREMENT PROGRAM Registrant, a separate account of Commonwealth Annuity and Life Insurance Company ("Company"), states that it is (a) relying on Rule 6c-7 under the 1940 Act with respect to withdrawal restrictions under the Texas Optional Retirement Program ("Program") and (b) relying on the "no-action" letter (Ref. No. IP-6-88) issued on November 28, 1988 to the American Council of Life Insurance, in applying the withdrawal restrictions of Internal Revenue Code Section 403(b)(11). Registrant has taken the following steps in reliance on the letter: 1. Appropriate disclosures regarding the redemption withdrawal restrictions imposed by the Program and by Section 403(b)(11) have been included in the prospectus of each registration statement used in connection with the offer of the Company's variable contracts. 2. Appropriate disclosures regarding the redemption withdrawal restrictions imposed by the Program and by Section 403(b)(11) have been included in sales literature used in connection with the offer of the Company's variable contracts. 3. Sales Representatives who solicit participants to purchase the variable contracts have been instructed to specifically bring the redemption withdrawal restrictions imposed by the Program and by Section 403(b)(11) to the attention of potential participants. 4. A signed statement acknowledging the participant's understanding of (i) the restrictions on redemption withdrawal imposed by the Program and by Section 403(b)(11) and (ii) the investment alternatives available under the employer's arrangement will be obtained from each participant who purchases a variable annuity contract prior to or at the time of purchase. Registrant hereby represents that it will not act to deny or limit a transfer request except to the extent that a Service-Ruling or written opinion of counsel, specifically addressing the fact pattern involved and taking into account the terms of the applicable employer plan, determines that denial or limitation is necessary for the variable annuity contracts to meet the requirements of the Program or of Section 403(b). Any transfer request not so denied or limited will be effected as expeditiously as possible. SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940 the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Post-Effective Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Southborough, and Commonwealth of Massachusetts, on the 10th day of April, 2012. COMMONWEALTH ANNUITY SELECT SEPARATE ACCOUNT OF COMMONWEALTH ANNUITY AND LIFE INSURANCE COMPANY By: /s/ Scott D. Silverman ------------------------------------------------------------------------- Scott D. Silverman, Senior Vice President, General Counsel, and Secretary Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, this Post-Effective Amendment to the Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
SIGNATURES TITLE DATE ---------- ----- ---- /s/ John J. Fowler Senior Vice President and Chief Financial Officer April 10, 2012 ----------------------- John J. Fowler Allan S. Levine* Chairman of the Board ----------------------- Manda J. D'Agata* Director, Vice President and Treasurer ----------------------- Donald R. Mullen* Director ----------------------- Kathleen M. Redgate* Director ----------------------- Michael S. Rotter* Director (Vice Chairman) ----------------------- Nicholas H. von Moltke* Director, President, and Chief Executive Officer ----------------------- /s/ Jane S. Grosso Vice President and Controller (Chief Accounting Officer) ----------------------- Jane S. Grosso *Scott D. Silverman, by signing his name hereto, does hereby sign this document on behalf of each of the above-named Directors and Officers of the Registrant pursuant to the Powers of Attorney dated February 22, 2012, and March 13, 2012 duly executed by such persons. /s/ Scott D. Silverman ------------------------------------ Scott D. Silverman, Attorney-in-Fact (333-78245) Select Reward
EXHIBIT TABLE Exhibit 8 (f) Directors' Powers of Attorney Exhibit 10 Consent of Independent Registered Public Accounting Firm