0001567619-21-021237.txt : 20211129 0001567619-21-021237.hdr.sgml : 20211129 20211129182317 ACCESSION NUMBER: 0001567619-21-021237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211124 FILED AS OF DATE: 20211129 DATE AS OF CHANGE: 20211129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bishop Michael S. CENTRAL INDEX KEY: 0001523478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14204 FILM NUMBER: 211457805 MAIL ADDRESS: STREET 1: FUELCELL ENERGY, INC. STREET 2: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813-1305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUELCELL ENERGY INC CENTRAL INDEX KEY: 0000886128 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 060853042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3 GREAT PASTURE RD CITY: DANBURY STATE: CT ZIP: 06813 BUSINESS PHONE: 2038256000 MAIL ADDRESS: STREET 1: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/ DATE OF NAME CHANGE: 19930328 4 1 doc1.xml FORM 4 X0306 4 2021-11-24 0 0000886128 FUELCELL ENERGY INC FCEL 0001523478 Bishop Michael S. C/O FUELCELL ENERGY, INC. 3 GREAT PASTURE ROAD DANBURY CT 06810 0 1 0 0 EVP, CFO & Treasurer Common Stock 2021-11-24 4 S 0 6000 9.24 D 22761 D Common Stock 2021-11-24 4 M 0 9609 0 A 32370 D Common Stock 2021-11-24 4 F 0 3012 9.53 D 29358 D Employee Restricted Stock Unit 0 2021-11-24 4 M 0 9609 0 D Common Stock 9609 19220 D The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Restricted stock units were converted into common stock on a one-for-one basis. Represents shares withheld to satisfy tax obligations upon the vesting of Restricted Stock Units. On November 24, 2020, the reporting person was granted restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. /s/ Michael S. Bishop 2021-11-29