0001225208-19-006610.txt : 20190409 0001225208-19-006610.hdr.sgml : 20190409 20190409183734 ACCESSION NUMBER: 0001225208-19-006610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190405 FILED AS OF DATE: 20190409 DATE AS OF CHANGE: 20190409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bottone Arthur A. Jr. CENTRAL INDEX KEY: 0001484341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14204 FILM NUMBER: 19740343 MAIL ADDRESS: STREET 1: C/O FUELCELL ENERGY, INC. STREET 2: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813-1305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUELCELL ENERGY INC CENTRAL INDEX KEY: 0000886128 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 060853042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3 GREAT PASTURE RD CITY: DANBURY STATE: CT ZIP: 06813 BUSINESS PHONE: 2038256000 MAIL ADDRESS: STREET 1: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/ DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2019-04-05 0000886128 FUELCELL ENERGY INC FCEL 0001484341 Bottone Arthur A. Jr. C/O FUELCELL ENERGY, INC. 3 GREAT PASTURE ROAD DANBURY CT 06810 1 1 President and CEO Common Stock 2019-04-05 4 M 0 102996.0000 0 A 363080.0000 D Common Stock 2019-04-05 4 F 0 31471.0000 0.3100 D 331609.0000 D Common Stock 2019-04-08 4 M 0 110167.0000 0 A 441776.0000 D Common Stock 2019-04-08 4 F 0 7390.0000 0.3000 D 434386.0000 D Common Stock 2019-04-08 4 F 0 31728.0000 0.3000 D 402658.0000 D Employee Restricted Stock Unit 2019-04-05 4 M 0 102996.0000 0.0000 D Common Stock 102996.0000 526327.0000 D Employee Restricted Stock Unit 2019-04-08 4 M 0 110167.0000 0.0000 D Common Stock 110167.0000 416160.0000 D Restricted stock units were converted into common stock on a one-for-one basis. Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016. On April 5, 2018, the reporting person was granted 308,989 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. On April 6, 2017. The reporting person was granted 330,500 restricted stock units, which vest 1/3 on each of the first, second, and third anniversaries of the date of grant, subject to continued employment. Jacqueline Perez-Ares, As Power of Attorney 2019-04-09