0001225208-19-006610.txt : 20190409
0001225208-19-006610.hdr.sgml : 20190409
20190409183734
ACCESSION NUMBER: 0001225208-19-006610
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190405
FILED AS OF DATE: 20190409
DATE AS OF CHANGE: 20190409
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bottone Arthur A. Jr.
CENTRAL INDEX KEY: 0001484341
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14204
FILM NUMBER: 19740343
MAIL ADDRESS:
STREET 1: C/O FUELCELL ENERGY, INC.
STREET 2: 3 GREAT PASTURE ROAD
CITY: DANBURY
STATE: CT
ZIP: 06813-1305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUELCELL ENERGY INC
CENTRAL INDEX KEY: 0000886128
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 060853042
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3 GREAT PASTURE RD
CITY: DANBURY
STATE: CT
ZIP: 06813
BUSINESS PHONE: 2038256000
MAIL ADDRESS:
STREET 1: 3 GREAT PASTURE ROAD
CITY: DANBURY
STATE: CT
ZIP: 06813
FORMER COMPANY:
FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
X0306
4
2019-04-05
0000886128
FUELCELL ENERGY INC
FCEL
0001484341
Bottone Arthur A. Jr.
C/O FUELCELL ENERGY, INC.
3 GREAT PASTURE ROAD
DANBURY
CT
06810
1
1
President and CEO
Common Stock
2019-04-05
4
M
0
102996.0000
0
A
363080.0000
D
Common Stock
2019-04-05
4
F
0
31471.0000
0.3100
D
331609.0000
D
Common Stock
2019-04-08
4
M
0
110167.0000
0
A
441776.0000
D
Common Stock
2019-04-08
4
F
0
7390.0000
0.3000
D
434386.0000
D
Common Stock
2019-04-08
4
F
0
31728.0000
0.3000
D
402658.0000
D
Employee Restricted Stock Unit
2019-04-05
4
M
0
102996.0000
0.0000
D
Common Stock
102996.0000
526327.0000
D
Employee Restricted Stock Unit
2019-04-08
4
M
0
110167.0000
0.0000
D
Common Stock
110167.0000
416160.0000
D
Restricted stock units were converted into common stock on a one-for-one basis.
Represents shares withheld to satisfy tax obligations upon the vesting of a portion of the Restricted Stock granted on April 7, 2016.
On April 5, 2018, the reporting person was granted 308,989 restricted stock units, which vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
On April 6, 2017. The reporting person was granted 330,500 restricted stock units, which vest 1/3 on each of the first, second, and third anniversaries of the date of grant, subject to continued employment.
Jacqueline Perez-Ares, As Power of Attorney
2019-04-09