0001225208-18-007559.txt : 20180409
0001225208-18-007559.hdr.sgml : 20180409
20180409182349
ACCESSION NUMBER: 0001225208-18-007559
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180405
FILED AS OF DATE: 20180409
DATE AS OF CHANGE: 20180409
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bottone Arthur A. Jr.
CENTRAL INDEX KEY: 0001484341
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14204
FILM NUMBER: 18746531
MAIL ADDRESS:
STREET 1: C/O FUELCELL ENERGY, INC.
STREET 2: 3 GREAT PASTURE ROAD
CITY: DANBURY
STATE: CT
ZIP: 06813-1305
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FUELCELL ENERGY INC
CENTRAL INDEX KEY: 0000886128
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 060853042
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 3 GREAT PASTURE RD
CITY: DANBURY
STATE: CT
ZIP: 06813
BUSINESS PHONE: 2038256000
MAIL ADDRESS:
STREET 1: 3 GREAT PASTURE ROAD
CITY: DANBURY
STATE: CT
ZIP: 06813
FORMER COMPANY:
FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
X0306
4
2018-04-05
0000886128
FUELCELL ENERGY INC
FCEL
0001484341
Bottone Arthur A. Jr.
C/O FUELCELL ENERGY, INC.
3 GREAT PASTURE ROAD
DANBURY
CT
06810
1
1
President and CEO
Common Stock
2018-04-06
4
M
0
110166.0000
0
A
304544.0000
D
Common Stock
2018-04-06
4
F
0
32984.0000
1.8000
D
271560.0000
D
Employee Restricted Stock Unit
2018-04-05
4
A
0
308989.0000
A
Common Stock
308989.0000
639489.0000
D
Employee Restricted Stock Unit
2018-04-05
4
A
0
100000.0000
A
Common Stock
100000.0000
739489.0000
D
Employee Restricted Stock Unit
2018-04-06
4
M
0
110166.0000
0.0000
D
Common Stock
110166.0000
629323.0000
D
Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit.
Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.
Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan.
The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment.
The Restricted Stock Units vest 100% on the third anniversary of the date of grant.
Represents shares distributed pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017.
Jacqueline Perez-Ares, As Power of Attorney
2018-04-09