0001225208-18-007559.txt : 20180409 0001225208-18-007559.hdr.sgml : 20180409 20180409182349 ACCESSION NUMBER: 0001225208-18-007559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180405 FILED AS OF DATE: 20180409 DATE AS OF CHANGE: 20180409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bottone Arthur A. Jr. CENTRAL INDEX KEY: 0001484341 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14204 FILM NUMBER: 18746531 MAIL ADDRESS: STREET 1: C/O FUELCELL ENERGY, INC. STREET 2: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813-1305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUELCELL ENERGY INC CENTRAL INDEX KEY: 0000886128 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 060853042 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3 GREAT PASTURE RD CITY: DANBURY STATE: CT ZIP: 06813 BUSINESS PHONE: 2038256000 MAIL ADDRESS: STREET 1: 3 GREAT PASTURE ROAD CITY: DANBURY STATE: CT ZIP: 06813 FORMER COMPANY: FORMER CONFORMED NAME: ENERGY RESEARCH CORP /NY/ DATE OF NAME CHANGE: 19930328 4 1 doc4.xml X0306 4 2018-04-05 0000886128 FUELCELL ENERGY INC FCEL 0001484341 Bottone Arthur A. Jr. C/O FUELCELL ENERGY, INC. 3 GREAT PASTURE ROAD DANBURY CT 06810 1 1 President and CEO Common Stock 2018-04-06 4 M 0 110166.0000 0 A 304544.0000 D Common Stock 2018-04-06 4 F 0 32984.0000 1.8000 D 271560.0000 D Employee Restricted Stock Unit 2018-04-05 4 A 0 308989.0000 A Common Stock 308989.0000 639489.0000 D Employee Restricted Stock Unit 2018-04-05 4 A 0 100000.0000 A Common Stock 100000.0000 739489.0000 D Employee Restricted Stock Unit 2018-04-06 4 M 0 110166.0000 0.0000 D Common Stock 110166.0000 629323.0000 D Each Restricted Stock Unit represents a contingent right to receive one share of common stock upon vesting of the Restricted Stock Unit. Represents shares netted for taxes pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017. Awarded under the FuelCell Energy, Inc. 2018 Omnibus Incentive Plan. The Restricted Stock Units vest 1/3 on each of the first, second and third anniversaries of the date of grant, subject to continued employment. The Restricted Stock Units vest 100% on the third anniversary of the date of grant. Represents shares distributed pursuant to vesting of a portion of Restricted Stock Units granted on April 6, 2017. Jacqueline Perez-Ares, As Power of Attorney 2018-04-09